UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | | 811-23214 |
GraniteShares ETF Trust
(Exact name of registrant as specified in charter)
205 Hudson Street, 7th Floor
New York, NY 10013
(Address of principal executive offices) (Zip code)
William Rhind
GraniteShares ETF Trust
205 Hudson Street, 7th floor
New York, New York 10013
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: June 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Registrant :
Fund Name : Granite Shares HIPS US High Income ETF
Aberdeen Global Dynamic Dividend Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AGD | CUSIP 00326L100 | 05/06/2020 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Nancy Yao Maasbach | Mgmt | For | For | For |
| | 2 | Elect Martin J. Gilbert | Mgmt | For | For | For |
Aberdeen Global Premier Properties Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AWP | CUSIP 00302LA10 | 05/27/2020 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Nancy Yao Maasbach | Mgmt | For | For | For |
| | 2 | Elect Martin J. Gilbert | Mgmt | For | For | For |
Aberdeen Global Premier Properties Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AWP | CUSIP 00302L108 | 05/27/2020 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Approval of Amended Fundamental Investment Objectives | Mgmt | For | For | For |
| | 2 | Approval of Amended Fundamental Investment Restriction Related to Borrowing | Mgmt | For | For | For |
Aberdeen Global Premier Properties Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AWP | CUSIP 00302L108 | 10/09/2019 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect P. Gerald Malone | Mgmt | For | For | For |
AGNC Investment Corp.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AGNC | CUSIP 00123Q104 | 04/23/2020 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Donna J. Blank | Mgmt | For | For | For |
| | 2 | Elect Morris A. Davis | Mgmt | For | For | For |
| | 3 | Elect John D. Fisk | Mgmt | For | For | For |
| | 4 | Elect Prue B. Larocca | Mgmt | For | For | For |
| | 5 | Elect Paul E. Mullings | Mgmt | For | For | For |
| | 6 | Elect Frances R Spark | Mgmt | For | For | For |
| | 7 | Elect Gary D. Kain | Mgmt | For | For | For |
| | 8 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
AllianzGI Convertible & Income Fund II
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NCZ | CUSIP 018828103 | 07/11/2019 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Hans W. Kertess | Mgmt | For | For | For |
| | 2 | Elect William B. Ogden IV | Mgmt | For | For | For |
| | 3 | Elect Sarah E. Cogan | Mgmt | For | For | For |
| | 4 | Elect Thomas J. Fuccillo | Mgmt | For | For | For |
| | 5 | Elect Erick R. Holt | Mgmt | For | For | For |
Annaly Capital Management, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NLY | CUSIP 035710409 | 05/20/2020 | Voted | |
| | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Francine J. Bovich | Mgmt | For | For | For |
| | 2 | Elect Katie B. Fallon | Mgmt | For | For | For |
| | 3 | Elect David L. Finkelstein | Mgmt | For | For | For |
| | 4 | Elect Thomas Hamilton | Mgmt | For | For | For |
| | 5 | Elect Kathy H. Hannan | Mgmt | For | For | For |
| | 6 | Elect John H. Schaefer | Mgmt | For | For | For |
| | 7 | Elect Glenn A. Votek | Mgmt | For | For | For |
| | 8 | Elect Vicki Williams | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | N/A | For | N/A |
Apollo Commercial Real Estate Finance, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ARI | CUSIP 03762U105 | 06/02/2020 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Mark C. Biderman | Mgmt | For | For | For |
| | 1.2 | Elect Brenna Haysom | Mgmt | For | For | For |
| | 1.3 | Elect Robert A. Kasdin | Mgmt | For | For | For |
| | 1.4 | Elect Katherine G. Newman | Mgmt | For | For | For |
| | 1.5 | Elect Eric L. Press | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Scott S. Prince | Mgmt | For | For | For |
| | 1.7 | Elect Stuart A. Rothstein | Mgmt | For | For | For |
| | 1.8 | Elect Michael E. Salvati | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Apollo Investment Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AINV | CUSIP 03761U502 | 08/06/2019 | Voted | |
| | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Elliot Stein, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Bradley J. Wechsler | Mgmt | For | Withhold | Against |
| | 1.3 | Elect James C. Zelter | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Apple Hospitality REIT, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | APLE | CUSIP 03784Y200 | 05/14/2020 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Glenn W. Bunting | Mgmt | For | For | For |
| | 1.2 | Elect Jon A. Fosheim | Mgmt | For | For | For |
| | 1.3 | Elect Kristian M. Gathright | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Glade M. Knight | Mgmt | For | For | For |
| | 1.5 | Elect Justin G. Knight | Mgmt | For | For | For |
| | 1.6 | Elect Blythe J. McGarvie | Mgmt | For | For | For |
| | 1.7 | Elect Daryl A. Nickel | Mgmt | For | For | For |
| | 1.8 | Elect L. Hugh Redd | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Ares Capital Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ARCC | CUSIP 04010L103 | 06/22/2020 | Voted | |
| | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Michael J. Arougheti | Mgmt | For | Against | Against |
| | 2 | Elect Ann Torre Bates | Mgmt | For | For | For |
| | 3 | Elect Steven B. McKeever | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
Ares Capital Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ARCC | CUSIP 04010L103 | 07/08/2019 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Authority to Sell Shares Below | Mgmt | For | For | For |
| | | Net Asset Value | | | | |
Armour Residential REIT, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ARR | CUSIP 042315507 | 05/20/2020 | Voted | |
| | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Scott J. Ulm | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For |
| | 1.3 | Elect Daniel C. Staton | Mgmt | For | For | For |
| | 1.4 | Elect Marc H. Bell | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Z. Jamie Behar | Mgmt | For | For | For |
| | 1.6 | Elect Carolyn Downey | Mgmt | For | For | For |
| | 1.7 | Elect Thomas K. Guba | Mgmt | For | For | For |
| | 1.8 | Elect Robert C. Hain | Mgmt | For | For | For |
| | 1.9 | Elect John P. Hollihan III | Mgmt | For | For | For |
| | 1.10 | Elect Stewart J. Paperin | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Bain Capital Specialty Finance, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BCSF | CUSIP 05684B107 | 05/28/2020 | Voted | |
| | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Amy Butte | Mgmt | For | For | For |
| | 2 | Elect Thomas A. Hough | Mgmt | For | For | For |
| | 3 | Elect Clare S. Richer | Mgmt | For | For | For |
| | 4 | Authority to Sell or Issue Shares Below Net Asset Value | Mgmt | For | For | For |
| | 5 | Right to Adjourn Meeting | Mgmt | For | For | For |
Barings BDC, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BBDC | CUSIP 06759L103 | 04/30/2020 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Michael Freno | Mgmt | For | For | For |
| | 2 | Elect John A. Switzer | Mgmt | For | For | For |
| | 3 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For |
Black Stone Minerals, L.P.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BSM | CUSIP 09225M101 | 06/18/2020 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Carin M. Barth | Mgmt | For | For | For |
| | 1.2 | Elect Thomas L. Carter, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect D. Mark DeWalch | Mgmt | For | For | For |
| | 1.4 | Elect Jerry V. Kyle, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Michael C. Linn | Mgmt | For | For | For |
| | 1.6 | Elect John H. Longmaid | Mgmt | For | For | For |
| | 1.7 | Elect William N. Mathis | Mgmt | For | For | For |
| | 1.8 | Elect William E. Randall | Mgmt | For | For | For |
| | 1.9 | Elect Alexander D. Stuart | Mgmt | For | For | For |
| | 1.10 | Elect Allison K. Thacker | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
BlackRock California Municipal Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BFZ | CUSIP 09248E102 | 07/29/2019 | Voted | |
| | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Core Bond Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BHK | CUSIP 09249E101 | 07/29/2019 | Voted | |
| | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Corporation High Yield Fund III Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HYT | CUSIP 09255P107 | 07/29/2019 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Frank J. Fabozzi | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Credit Allocation Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BTZ | CUSIP 092508100 | 07/08/2019 | Take No Action | |
| | |
| | Meeting Type Country of Trade | | | | |
| | Proxy Contest | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Stephen J. Flanagan | ShrHoldr | N/A | TNA | N/A |
| | 1.2 | Elect Frederic Gabriel | ShrHoldr | N/A | TNA | N/A |
| | 1.3 | Elect Thomas H. McGlade | ShrHoldr | N/A | TNA | N/A |
| | 1.4 | Elect Jassen Trenkow | ShrHoldr | N/A | TNA | N/A |
| | 2 | SHP Regarding Declassification of the Board | ShrHoldr | N/A | TNA | N/A |
BlackRock Credit Allocation Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BTZ | CUSIP 092508100 | 07/08/2019 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Proxy Contest | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 2 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
BlackRock Debt Strategies Fund, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DSU | CUSIP 09255R202 | 07/29/2019 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Frank J. Fabozzi | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Enhanced Global Dividend Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BOE | CUSIP 092501105 | 07/29/2019 | Voted | |
| | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
Blackrock Floating Rate Income Strategies Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FRA | CUSIP 09255X100 | 07/29/2019 | Voted | |
| | |
| | Meeting Type Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Frank J. Fabozzi | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Floating Rate Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BGT | CUSIP 09258A107 | 07/29/2019 | Voted | |
| | |
| | Meeting Type Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Income Trust Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BKT | CUSIP 09247F100 | 07/29/2019 | Voted | |
| | |
| | Meeting Type Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Limited Duration Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BLW | CUSIP 09249W101 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Muni Intermediate Duration Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MUI | CUSIP 09253X102 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Muniassets Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MUA | CUSIP 09254J102 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Municipal 2020 Term Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BCX | CUSIP 09257A108 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Municipal 2030 Target Term Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BTT | CUSIP 09257P105 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Municipal Income Quality Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BYM | CUSIP 092479104 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock Municipal Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BFK | CUSIP 09248F109 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock MuniHoldings California Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MUC | CUSIP 09254L107 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniHoldings Investment Quality Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MFL | CUSIP 09254P108 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniHoldings New Jersey Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MUJ | CUSIP 09254X101 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniHoldings New York Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MHN | CUSIP 09255C106 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MVF | CUSIP 09253R105 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield California Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MCA | CUSIP 09254N103 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MYD | CUSIP 09253W104 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield Michigan Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MIY | CUSIP 09254V105 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield New York Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MYN | CUSIP 09255E102 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund III Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MYI | CUSIP 09254E103 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MQY | CUSIP 09254F100 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Michael J. Castellano | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.4 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.5 | Elect Henry Gabbay | Mgmt | For | For | For |
| | 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.7 | Elect Catherine A. Lynch | Mgmt | For | For | For |
| | 1.8 | Elect John M. Perlowski | Mgmt | For | For | For |
| | 1.9 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Taxable Municipal Bond Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BBN | CUSIP 09248X100 | 07/29/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia L. Egan | Mgmt | For | For | For |
| | 1.3 | Elect Robert Fairbairn | Mgmt | For | For | For |
| | 1.4 | Elect Henry Gabbay | Mgmt | For | For | For |
BlackRock TCP Capital Corp.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TCPC | CUSIP 09259E108 | 05/27/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Kathleen A. Corbet | Mgmt | For | For | For |
| | 1.2 | Elect Eric J. Draut | Mgmt | For | For | For |
| | 1.3 | Elect M. Freddie Reiss | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Peter E. Schwab | Mgmt | For | For | For |
| | 1.5 | Elect Karyn L. Williams | Mgmt | For | For | For |
| | 1.6 | Elect Brian F. Wruble | Mgmt | For | For | For |
| | 1.7 | Elect Howard M. Levkowitz | Mgmt | For | For | For |
| | 1.8 | Elect Rajneesh Vig | Mgmt | For | For | For |
| | 2 | Authority to Sell or Issue Shares Below Net Asset Value | Mgmt | For | For | For |
BrightSphere Investment Group plc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BSIG | CUSIP G1644T109 | 07/02/2019 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Reincorporation from the United Kingdom to Delaware | Mgmt | For | For | For |
BrightSphere Investment Group plc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BSIG | CUSIP G1644T109 | 07/02/2019 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Amendments To Articles In Connection With The New Incorporation | Mgmt | For | For | For |
Buckeye Partners, L.P.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BPL | CUSIP 118230101 | 07/31/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | IFM Transaction | Mgmt | For | For | For |
| | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
Chimera Investment Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CIM | CUSIP 16934Q208 | 06/25/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Elect Paul Donlin | Mgmt | For | For | For |
| | 2 | Elect Mark Abrams | Mgmt | For | For | For |
| | 3 | Elect Gerard Creagh | Mgmt | For | For | For |
| | 4 | Elect Brian P. Reilly | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
Cohen & Steers, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CNS | CUSIP 19247A100 | 05/07/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect Martin Cohen | Mgmt | For | For | For |
| | 2 | Elect Robert H. Steers | Mgmt | For | For | For |
| | 3 | Elect Joseph H. Harvery | Mgmt | For | For | For |
| | 4 | Elect Peter L. Rhein | Mgmt | For | For | For |
| | 5 | Elect Richard P. Simon | Mgmt | For | Against | Against |
| | 6 | Elect Edmond D. Villani | Mgmt | For | For | For |
| | 7 | Elect Frank T. Connor | Mgmt | For | For | For |
| | 8 | Elect Reena Aggarwal | Mgmt | For | For | For |
| | 9 | Elect Dasha Smith | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Eaton Vance Municipal Bond Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EIM | CUSIP 27827X101 | 07/18/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Thomas E. Faust, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Cynthia E. Frost | Mgmt | For | For | For |
| | 1.3 | Elect Scott E. Wennerholm | Mgmt | For | For | For |
Eaton Vance Senior Floating- Rate Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EFR | CUSIP 27828Q105 | 08/15/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Cynthia E. Frost | Mgmt | For | For | For |
| | 1.2 | Elect Valerie A. Mosley | Mgmt | For | For | For |
| | 1.3 | Elect Scott E. Wennerholm | Mgmt | For | For | For |
Eaton Vance Tax Advantaged Dividend Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EVT | CUSIP 27828G107 | 08/15/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia E. Frost | Mgmt | For | For | For |
| | 1.2 | Elect Valerie A. Mosley | Mgmt | For | For | For |
| | 1.3 | Elect Susan J. Sutherland | Mgmt | For | For | For |
Eaton Vance Tax-Advantaged Global Dividend Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ETG | CUSIP 27828S101 | 08/15/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia E. Frost | Mgmt | For | For | For |
| | 1.2 | Elect Valerie A. Mosley | Mgmt | For | For | For |
| | 1.3 | Elect Scott E. Wennerholm | Mgmt | For | For | For |
First Trust - Four Corners Senior Floating Rate Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FCT | CUSIP 33733U108 | 09/09/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect James A. Bowen | Mgmt | For | Abstain | Against |
| | 2 | Elect Robert F. Keith | Mgmt | For | For | For |
Franklin Resources, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BEN | CUSIP 354613101 | 02/11/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect Peter K. Barker | Mgmt | For | For | For |
| | 2 | Elect Mariann Byerwalter | Mgmt | For | For | For |
| | 3 | Elect Gregory E. Johnson | Mgmt | For | For | For |
| | 4 | Elect Jennifer M. Johnson | Mgmt | For | For | For |
| | 5 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For |
| | 6 | Elect Anthony J. Noto | Mgmt | For | For | For |
| | 7 | Elect Mark C. Pigott | Mgmt | For | For | For |
| | 8 | Elect Laura Stein | Mgmt | For | For | For |
| | 9 | Elect Seth H. Waugh | Mgmt | For | For | For |
| | 10 | Elect Geoffrey Y. Yang | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Amendment to the 1998 Employee Stock Investment Plan | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
FS KKR Capital Corp.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FSK | CUSIP 302635107 | 07/16/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Barbara Adams | Mgmt | For | For | For |
| | 1.2 | Elect Frederick Arnold | Mgmt | For | For | For |
| | 1.3 | Elect Michael C. Forman | Mgmt | For | For | For |
| | 1.4 | Elect Jerel A. Hopkins | Mgmt | For | For | For |
| | 2 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For |
| | 3 | Authority to Sell or issue Shares Below Net Asset Value | Mgmt | For | For | For |
Golub Capital BDC, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GBDC | CUSIP 38173M102 | 02/04/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect David Golub | Mgmt | For | For | For |
| | 2 | Elect Anita R. Rosenberg | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Golub Capital BDC, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GBDC | CUSIP 38173M102 | 09/04/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| | 2 | Merger/Acquisition | Mgmt | For | For | For |
| | 3 | Approval of an Amendment to the Investment Advisory Agreement | Mgmt | For | For | For |
Granite Point Mortgage Trust Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GPMT | CUSIP 38741L107 | 06/02/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect Tanuja M. Dehne | Mgmt | For | For | For |
| | 2 | Elect Martin A. Kamarck | Mgmt | For | For | For |
| | 3 | Elect Stephen G. Kasnet | Mgmt | For | For | For |
| | 4 | Elect W. Reid Sanders | Mgmt | For | For | For |
| | 5 | Elect John A. Taylor | Mgmt | For | For | For |
| | 6 | Elect Hope B. Woodhouse | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
Hercules Capital, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HTGC | CUSIP 427096508 | 06/12/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Issuance of Common Stock | Mgmt | For | For | For |
Hercules Capital, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HTGC | CUSIP 427096508 | 06/12/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Robert P. Badavas | Mgmt | For | For | For |
| | 1.2 | Elect Carol L. Foster | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Invesco
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VLT | CUSIP 46132R104 | 08/23/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco California Value Municipal Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VCV | CUSIP 46132H106 | 08/23/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Mortgage Capital Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | IVR | CUSIP 46131B100 | 05/05/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect John S. Day | Mgmt | For | For | For |
| | 2 | Elect Carolyn B. Handlon | Mgmt | For | For | For |
| | 3 | Elect Edward J. Hardin | Mgmt | For | For | For |
| | 4 | Elect James R. Lientz, Jr. | Mgmt | For | For | For |
| | 5 | Elect Dennis P. Lockhart | Mgmt | For | For | For |
| | 6 | Elect Gregory G. McGreevey | Mgmt | For | For | For |
| | 7 | Elect Loren M. Starr | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
Invesco Municipal Income Opportunities Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OIA | CUSIP 46132P108 | 08/09/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Municipal Opportunity Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VMO | CUSIP 46132C107 | 08/23/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Municipal Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VKQ | CUSIP 46131J103 | 08/23/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Pennsylvania Value Municipal Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VPV | CUSIP 46132E103 | 08/09/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Quality Municipal Income Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | IQI | CUSIP 46133G107 | 08/23/2019 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Trust for Investment Grade Municipals
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VGM | CUSIP 46131M106 | 08/23/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For |
| | 1.2 | Elect Eli Jones | Mgmt | For | For | For |
| | 1.3 | Elect Ann B. Stern | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Stickel, Jr. | Mgmt | For | For | For |
KKR Real Estate Finance Trust Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | KREF | CUSIP 48251K100 | 04/27/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Terrance R. Ahern | Mgmt | For | For | For |
| | 1.2 | Elect Irene M. Esteves | Mgmt | For | For | For |
| | 1.3 | Elect Todd A. Fisher | Mgmt | For | For | For |
| | 1.4 | Elect Jonathan A. Langer | Mgmt | For | For | For |
| | 1.5 | Elect Christen E.J. Lee | Mgmt | For | For | For |
| | 1.6 | Elect Paula B. Madoff | Mgmt | For | For | For |
| | 1.7 | Elect Deborah H. McAneny | Mgmt | For | For | For |
| | 1.8 | Elect Ralph F. Rosenberg | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Legg Mason, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LM | CUSIP 524901105 | 07/30/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Robert E. Angelica | Mgmt | For | For | For |
| | 1.2 | Elect Carol Anthony Davidson | Mgmt | For | For | For |
| | 1.3 | Elect Edward P. Garden | Mgmt | For | For | For |
| | 1.4 | Elect Michelle J. Goldberg | Mgmt | For | For | For |
| | 1.5 | Elect Stephen C. Hooley | Mgmt | For | For | For |
| | 1.6 | Elect John V. Murphy | Mgmt | For | For | For |
| | 1.7 | Elect Nelson Peltz | Mgmt | For | For | For |
| | 1.8 | Elect Alison A. Quirk | Mgmt | For | For | For |
| | 1.9 | Elect Joseph A. Sullivan | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A |
Liberty All-Star Equity Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | USA | CUSIP 530158104 | 08/22/2019 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect John J. Neuhauser | Mgmt | For | For | For |
| | 1.2 | Elect Milton M. Irvin | Mgmt | For | For | For |
Main Street Capital Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MAIN | CUSIP 56035L104 | 05/04/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect Valerie L. Banner | Mgmt | For | For | For |
| | 2 | Elect Arthur L. French | Mgmt | For | For | For |
| | 3 | Elect J. Kevin Griffin | Mgmt | For | For | For |
| | 4 | Elect John E. Jackson | Mgmt | For | For | For |
| | 5 | Elect Brian E. Lane | Mgmt | For | For | For |
| | 6 | Elect Kay Matthews | Mgmt | For | For | For |
| | 7 | Elect Dunia A. Shive | Mgmt | For | For | For |
| | 8 | Elect Stephen B. Solcher | Mgmt | For | For | For |
| | 9 | Elect Vincent D. Foster | Mgmt | For | For | For |
| | 10 | Elect Dwayne L. Hyzak | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Amend Articles to Permit the Board to Make Future Amendments | Mgmt | For | For | For |
MFA Financial, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MFA | CUSIP 55272X102 | 06/10/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Elect Laurie S. Goodman | Mgmt | For | For | For |
| | 2 | Elect Craig L. Knutson | Mgmt | For | For | For |
| | 3 | Elect Richard C. Wald | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For |
New Mountain Finance Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NMFC | CUSIP 647551100 | 04/22/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Steven B. Klinsky | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Daniel B Hebert | Mgmt | For | For | For |
| | 1.3 | Elect Rome G. Arnold III | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
NuStar Energy L.P.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NS | CUSIP 67058H102 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect William E. Greehey | Mgmt | For | For | For |
| | 1.2 | Elect Jelynne LeBlanc-Burley | Mgmt | For | For | For |
| | 1.3 | Elect Robert J. Munch | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Nuveen AMT-Free Municipal Credit Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NVG | CUSIP 67071L106 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen AMT-Free Quality Municipal Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NEA | CUSIP 670657105 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Enhanced Municipal Value Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NEV | CUSIP 67074M101 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect William C. Hunter | Mgmt | For | For | For |
| | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.3 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.4 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Floating Rate Income Opportunity Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | JRO | CUSIP 6706EN100 | 04/22/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect John K. Nelson | Mgmt | For | For | For |
| | 1.2 | Elect Terence J. Toth | Mgmt | For | For | For |
| | 1.3 | Elect Robert L. Young | Mgmt | For | For | For |
Nuveen Municipal Credit Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NZF | CUSIP 67070X101 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Municipal High Income Opportunity Fund 2
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NMZ | CUSIP 670682103 | 08/07/2019 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Municipal Value Fund Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NUV | CUSIP 670928100 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect William C. Hunter | Mgmt | For | For | For |
| | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.3 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.4 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen New York AMT-Free Quality Municipal Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NRK | CUSIP 670656107 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen New York Quality Municipal Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NAN | CUSIP 67066X107 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Quality Municipal Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NAD | CUSIP 67066V101 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Tax-Advantaged Dividend Growth Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | JLS | CUSIP 670735109 | 08/29/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Approval of Amendment to the Declaration of Trust | Mgmt | For | For | For |
| | 2 | Amendment to Investment Objective | Mgmt | For | For | For |
| | 3 | Investment Management Agreement | Mgmt | For | For | For |
| | 4 | New Sub-Advisory Agreement | Mgmt | For | For | For |
| | 5.1 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 5.2 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 5.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
| | 5.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Taxable Municipal Income Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NBB | CUSIP 67074C103 | 08/07/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect William C. Hunter | Mgmt | For | For | For |
| | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For | For |
| | 1.3 | Elect Carole E. Stone | Mgmt | For | For | For |
| | 1.4 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Oaktree Capital Group, LLC
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OAK | CUSIP 674001201 | 07/23/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Consent | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Merger/Acquisition | Mgmt | For | For | For |
| | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
Oaktree Specialty Lending Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OCSL | CUSIP 67401P108 | 03/09/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect John B. Frank | Mgmt | For | For | For |
| | 2 | Elect Bruce Zimmerman | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Och-Ziff Capital Management Group Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OZM | CUSIP 67551U204 | 07/02/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Richard G. Ketchum | Mgmt | For | For | For |
| | 1.2 | Elect J. Morgan Rutman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Pennymac Mortgage Investment Trust
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PMT | CUSIP 70931T103 | 05/14/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Elect Preston DuFauchard | Mgmt | For | For | For |
| | 2 | Elect Nancy McAllister | Mgmt | For | For | For |
| | 3 | Elect Stacey D. Stewart | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Plains All American Pipeline, L.P.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PAA | CUSIP 726503105 | 05/20/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Alexandra Pruner | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Ziemba | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Prospect Capital Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PSEC | CUSIP 74348T102 | 05/05/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Ratification of Auditor | Mgmt | For | For | For |
| | 2 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Prospect Capital Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PSEC | CUSIP 74348T102 | 06/12/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Authority to Sell or Issue Shares Below Net Asset Value | Mgmt | For | For | For |
Prospect Capital Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PSEC | CUSIP 74348T102 | 12/03/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect John F. Barry III | Mgmt | For | For | For |
| | 2 | Elect Eugene S. Stark | Mgmt | For | Against | Against |
Redwood Trust, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RWT | CUSIP 758075402 | 06/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Elect Richard D. Baum | Mgmt | For | For | For |
| | 2 | Elect Christopher J. Abate | Mgmt | For | For | For |
| | 3 | Elect Douglas B. Hansen | Mgmt | For | For | For |
| | 4 | Elect Debora D. Horvath | Mgmt | For | For | For |
| | 5 | Elect Greg H. Kubicek | Mgmt | For | For | For |
| | 6 | Elect Fred J. Matera | Mgmt | For | For | For |
| | 7 | Elect Jeffrey T. Pero | Mgmt | For | For | For |
| | 8 | Elect Georganne C. Proctor | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| | 12 | Amendment to the 2014 Incentive Award Plan | Mgmt | For | For | For |
Ship Finance International Limited
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SFL | CUSIP G81075106 | 09/13/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Board Size | Mgmt | For | For | For |
| | 2 | Board Vacancies to be Deemed Casual Vacancies and May Be Filled by the Board | Mgmt | For | For | For |
| | 3 | Elect Harald Thorstein | Mgmt | For | Against | Against |
| | 4 | Elect Bert M. Bekker | Mgmt | For | For | For |
| | 5 | Elect Gary Vogel | Mgmt | For | For | For |
| | 6 | Elect Keesjan Cordia | Mgmt | For | For | For |
| | 7 | Elect James O’Shaughnessy | Mgmt | For | Against | Against |
| | 8 | Company Name Change | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| | 10 | Directors’ Fees | Mgmt | For | For | For |
Solar Capital Ltd.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SLRC | CUSIP 83413U100 | 10/08/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect David S. Wachter | Mgmt | For | Withhold | Against |
| | 2 | Authority to Sell or Issue Shares Below Net Asset Value | Mgmt | For | For | For |
Starwood Property Trust, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | STWD | CUSIP 85571B105 | 04/29/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1.1 | Elect Richard D. Bronson | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For |
| | 1.3 | Elect Camille Douglas | Mgmt | For | For | For |
| | 1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For |
| | 1.5 | Elect Fred S. Ridley | Mgmt | For | For | For |
| | 1.6 | Elect Barry S. Sternlicht | Mgmt | For | For | For |
| | 1.7 | Elect Strauss Zelnick | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
The Williams Companies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WMB | CUSIP 969457100 | 04/28/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | Mgmt |
| | 1 | Elect Alan S. Armstrong | Mgmt | For | For | For |
| | 2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For |
| | 3 | Elect Nancy K. Buese | Mgmt | For | For | For |
| | 4 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| | 5 | Elect Charles I. Cogut | Mgmt | For | For | For |
| | 6 | Elect Michael A. Creel | Mgmt | For | For | For |
| | 7 | Elect Vicki L. Fuller | Mgmt | For | For | For |
| | 8 | Elect Peter A. Ragauss | Mgmt | For | For | For |
| | 9 | Elect Scott D. Sheffield | Mgmt | For | For | For |
| | 10 | Elect Murray D. Smith | Mgmt | For | For | For |
| | 11 | Elect William H. Spence | Mgmt | For | For | For |
| | 12 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For |
| | 13 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
TPG RE Finance Trust, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TRTX | CUSIP 87266M107 | 06/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Avi Banyasz | Mgmt | For | For | For |
| | 1.2 | Elect Greta Guggenheim | Mgmt | For | For | For |
| | 1.3 | Elect Kelvin L. Davis | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Michael Gillmore | Mgmt | For | For | For |
| | 1.5 | Elect Wendy A. Silverstein | Mgmt | For | For | For |
| | 1.6 | Elect Bradley Smith | Mgmt | For | For | For |
| | 1.7 | Elect Gregory A. White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
TPG Specialty Lending, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TSLX | CUSIP 87265K102 | 05/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Authority to Sell or Issue Shares Below Net Asset Value | Mgmt | For | For | For |
TPG Specialty Lending, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TSLX | CUSIP 87265K102 | 05/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Hurley Doddy | Mgmt | For | For | For |
| | 1.2 | Elect Joshua Easterly | Mgmt | For | For | For |
| | 1.3 | Elect Michael Fishman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Tri-Continental Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TY | CUSIP 895436103 | 06/15/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Patricia M. Flynn | Mgmt | For | For | For |
| | 1.2 | Elect Brian J Gallagher | Mgmt | For | For | For |
| | 1.3 | Elect Catherine James Paglia | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Two Harbors Investment Corp.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TWO | CUSIP 90187B408 | 05/21/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect Spencer Abraham | Mgmt | For | For | For |
| | 2 | Elect James J. Bender | Mgmt | For | For | For |
| | 3 | Elect Karen Hammond | Mgmt | For | For | For |
| | 4 | Elect Stephen G. Kasnet | Mgmt | For | For | For |
| | 5 | Elect W. Reid Sanders | Mgmt | For | For | For |
| | 6 | Elect Thomas E. Siering | Mgmt | For | For | For |
| | 7 | Elect James A. Stern | Mgmt | For | For | For |
| | 8 | Elect Hope B. Woodhouse | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
Voya Financial Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | IAE | CUSIP 92912T100 | 07/09/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect John V. Boyer | Mgmt | For | For | For |
| | 1.2 | Elect Patricia W. Chadwick | Mgmt | For | For | For |
| | 1.3 | Elect Sheryl K. Pressler | Mgmt | For | For | For |
| | 1.4 | Elect Christopher P. Sullivan | Mgmt | For | For | For |
Wells Fargo Global Dividend Opportunity Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EOD | CUSIP 94987C103 | 02/10/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect David F. Larcker | Mgmt | For | For | For |
| | 1.3 | Elect Olivia S. Mitchell | Mgmt | For | For | For |
| | 1.4 | Elect Pamela Wheelock | Mgmt | For | For | For |
Wells Fargo Income Opportunities Fund
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EAD | CUSIP 94987B105 | 08/12/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1.1 | Elect Timothy J. Penny | Mgmt | For | For | For |
| | 1.2 | Elect James G. Polisson | Mgmt | For | For | For |
| | 1.3 | Elect Pamela Wheelock | Mgmt | For | For | For |
Western Asset High Income Opportunity Fund Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HIO | CUSIP 95766K109 | 03/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst |
| | | | | | | Mgmt |
| | 1 | Elect Robert D. Agdern | Mgmt | For | For | For |
| | 2 | Elect Carol L. Colman | Mgmt | For | For | For |
| | 3 | Elect Daniel P. Cronin | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Self-Tender (Non- Binding) | ShrHoldr | Against | Against | For |
Registrant :
Fund Name : Granite Shares XOUT U.S. Large Cap ETF
3M Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MMM | CUSIP 88579Y101 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas K. Brown | Mgmt | For | For | For |
| | 2 | Elect Pamela J. Craig | Mgmt | For | For | For |
| | 3 | Elect David B. Dillon | Mgmt | For | For | For |
| | 4 | Elect Michael L. Eskew | Mgmt | For | For | For |
| | 5 | Elect Herbert L. Henkel | Mgmt | For | For | For |
| | 6 | Elect Amy E. Hood | Mgmt | For | For | For |
| | 7 | Elect Muhtar Kent | Mgmt | For | For | For |
| | 8 | Elect Dambisa F. Moyo | Mgmt | For | For | For |
| | 9 | Elect Gregory R. Page | Mgmt | For | For | For |
| | 10 | Elect Michael F. Roman | Mgmt | For | For | For |
| | 11 | Elect Patricia A. Woertz | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For |
Abbott Laboratories
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ABT | CUSIP 002824100 | 04/24/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For |
| | 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For |
| | 1.3 | Elect Sally E. Blount | Mgmt | For | For | For |
| | 1.4 | Elect Robert B. Ford | Mgmt | For | For | For |
| | 1.5 | Elect Michelle A. Kumbier | Mgmt | For | For | For |
| | 1.6 | Elect Edward M. Liddy | Mgmt | For | For | For |
| | 1.7 | Elect Darren W. McDew | Mgmt | For | For | For |
| | 1.8 | Elect Nancy McKinstry | Mgmt | For | For | For |
| | 1.9 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| | 1.10 | Elect William A. Osborn | Mgmt | For | For | For |
| | 1.11 | Elect Daniel J. Starks | Mgmt | For | For | For |
| | 1.12 | Elect John G. Stratton | Mgmt | For | For | For |
| | 1.13 | Elect Glenn F. Tilton | Mgmt | For | For | For |
| | 1.14 | Elect Miles D. White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
AbbVie Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ABBV | CUSIP 00287Y109 | 05/08/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For |
| | 1.2 | Elect Edward M. Liddy | Mgmt | For | For | For |
| | 1.3 | Elect Melody B. Meyer | Mgmt | For | For | For |
| | 1.4 | Elect Frederick H. Waddell | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | ShrHoldr | Against | Against | For |
Adobe Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ADBE | CUSIP 00724F101 | 04/09/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Amy L. Banse | Mgmt | For | For | For |
| | 2 | Elect Frank A. Calderoni | Mgmt | For | For | For |
| | 3 | Elect James E. Daley | Mgmt | For | For | For |
| | 4 | Elect Laura Desmond | Mgmt | For | For | For |
| | 5 | Elect Charles M. Geschke | Mgmt | For | For | For |
| | 6 | Elect Shantanu Narayen | Mgmt | For | For | For |
| | 7 | Elect Kathleen Oberg | Mgmt | For | For | For |
| | 8 | Elect Dheeraj Pandey | Mgmt | For | For | For |
| | 9 | Elect David A. Ricks | Mgmt | For | For | For |
| | 10 | Elect Daniel Rosensweig | Mgmt | For | For | For |
| | 11 | Elect John E. Warnock | Mgmt | For | For | For |
| | 12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For |
Advanced Micro Devices, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMD | CUSIP 007903107 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John E. Caldwell | Mgmt | For | For | For |
| | 2 | Elect Nora M. Denzel | Mgmt | For | For | For |
| | 3 | Elect D. Mark Durcan | Mgmt | For | For | For |
| | 4 | Elect Michael P. Gregoire | Mgmt | For | For | For |
| | 5 | Elect Joseph A. Householder | Mgmt | For | For | For |
| | 6 | Elect John W. Marren | Mgmt | For | For | For |
| | 7 | Elect Lisa T. Su | Mgmt | For | For | For |
| | 8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Agilent Technologies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | A | CUSIP 00846U101 | 04/17/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Heidi K. Kunz | Mgmt | For | For | For |
| | 2 | Elect Sue H. Rataj | Mgmt | For | For | For |
| | 3 | Elect George A. Scangos | Mgmt | For | For | For |
| | 4 | Elect Dow R. Wilson | Mgmt | For | For | For |
| | 5 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
Akamai Technologies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AKAM | CUSIP 00971T101 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter Tom Killalea | Mgmt | For | For | For |
| | 1.2 | Elect F. Thomson Leighton | Mgmt | For | For | For |
| | 1.3 | Elect Jonathan F. Miller | Mgmt | For | For | For |
| | 1.4 | Elect Monte Ford | Mgmt | For | For | For |
| | 1.5 | Elect Madhu Ranganathan | Mgmt | For | For | For |
| | 1.6 | Elect Frederic V. Salerno | Mgmt | For | For | For |
| | 1.7 | Elect Bernardus Verwaayen | Mgmt | For | For | For |
| | | | | | | |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Alexion Pharmaceuticals, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ALXN | CUSIP 015351109 | 05/13/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Felix J. Baker | Mgmt | For | For | For |
| | 1.2 | Elect David R. Brennan | Mgmt | For | For | For |
| | 1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For |
| | 1.4 | Elect Deborah Dunsire | Mgmt | For | For | For |
| | 1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For |
| | 1.7 | Elect John T. Mollen | Mgmt | For | For | For |
| | 1.8 | Elect Francois Nader | Mgmt | For | For | For |
| | 1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For |
| | 1.10 | Elect Andreas Rummelt | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | | |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Align Technology, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ALGN | CUSIP 016255101 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin J. Dallas | Mgmt | For | For | For |
| | 2 | Elect Joseph M. Hogan | Mgmt | For | For | For |
| | 3 | Elect Joseph Lacob | Mgmt | For | For | For |
| | 4 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For |
| | 5 | Elect George J. Morrow | Mgmt | For | For | For |
| | 6 | Elect Anne Myong | Mgmt | For | For | For |
| | 7 | Elect Thomas M. Prescott | Mgmt | For | For | For |
| | 8 | Elect Andrea L. Saia | Mgmt | For | For | For |
| | 9 | Elect Greg J. Santora | Mgmt | For | For | For |
| | 10 | Elect Susan E. Siegel | Mgmt | For | For | For |
| | 11 | Elect Warren S. Thaler | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Allegion plc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ALLE | CUSIP G0176J109 | 06/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kirk S. Hachigian | Mgmt | For | For | For |
| | 2 | Elect Steven C. Mizell | Mgmt | For | For | For |
| | 3 | Elect Nicole Parent Haughey | Mgmt | For | For | For |
| | 4 | Elect David D. Petratis | Mgmt | For | For | For |
| | 5 | Elect Dean I. Schaffer | Mgmt | For | For | For |
| | 6 | Elect Charles L. Szews | Mgmt | For | For | For |
| | 7 | Elect Martin E. Welch III | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
Alphabet Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GOOGL | CUSIP 02079K305 | 06/03/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Page | Mgmt | For | For | For |
| | 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| | 1.3 | Elect Sundar Pichai | Mgmt | For | For | For |
| | 1.4 | Elect John L. Hennessy | Mgmt | For | For | For |
| | 1.5 | Elect Frances H. Arnold | Mgmt | For | For | For |
| | 1.6 | Elect L. John Doerr | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Ann Mather | Mgmt | For | For | For |
| | 1.9 | Elect Alan R. Mulally | Mgmt | For | Withhold | Against |
| | 1.10 | Elect K. Ram Shriram | Mgmt | For | For | For |
| | 1.11 | Elect Robin L. Washington | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | ShrHoldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For |
| | 11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| | 12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | ShrHoldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Report on Whistleblower Policies | ShrHoldr | Against | Against | For |
Amazon.com, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMZN | CUSIP 023135106 | 05/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For |
| | 2 | Elect Rosalind G. Brewer | Mgmt | For | For | For |
| | 3 | Elect Jamie S. Gorelick | Mgmt | For | For | For |
| | 4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For |
| | 5 | Elect Judith A. McGrath | Mgmt | For | For | For |
| | 6 | Elect Indra K. Nooyi | Mgmt | For | For | For |
| | 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For |
| | 8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against |
| | 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For |
| | 10 | Elect Wendell P. Weeks | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | Against |
| | 14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against |
| | 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | Against |
| | 23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
| | 24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | Against | For |
| | 25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
American Express Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AXP | CUSIP 025816109 | 05/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For |
| | 2 | Elect John J. Brennan | Mgmt | For | For | For |
| | 3 | Elect Peter Chernin | Mgmt | For | For | For |
| | 4 | Elect Ralph de la Vega | Mgmt | For | For | For |
| | 5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For |
| | 6 | Elect Micheal O. Leavitt | Mgmt | For | For | For |
| | 7 | Elect Theodore J. Leonsis | Mgmt | For | For | For |
| | 8 | Elect Karen L. Parkhill | Mgmt | For | For | For |
| | 9 | Elect Lynn A. Pike | Mgmt | For | For | For |
| | 10 | Elect Stephen J. Squeri | Mgmt | For | For | For |
| | 11 | Elect Daniel L. Vasella | Mgmt | For | For | For |
| | 12 | Elect Ronald A. Williams | Mgmt | For | For | For |
| | 13 | Elect Christopher D. Young | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For |
Ameriprise Financial, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMP | CUSIP 03076C106 | 04/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James M. Cracchiolo | Mgmt | For | For | For |
| | 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For |
| | 3 | Elect Amy DiGeso | Mgmt | For | For | For |
| | 4 | Elect Lon R. Greenberg | Mgmt | For | For | For |
| | 5 | Elect Jeffrey Noddle | Mgmt | For | For | For |
| | 6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For |
| | 7 | Elect Brian T. Shea | Mgmt | For | For | For |
| | 8 | Elect W. Edward Walter | Mgmt | For | For | For |
| | 9 | Elect Christopher J. Williams | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
AmerisourceBergen Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ABC | CUSIP 03073E105 | 03/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ornella Barra | Mgmt | For | For | For |
| | 2 | Elect Steven H. Collis | Mgmt | For | For | For |
| | 3 | Elect D. Mark Durcan | Mgmt | For | For | For |
| | 4 | Elect Richard W. Gochnauer | Mgmt | For | For | For |
| | 5 | Elect Lon R. Greenberg | Mgmt | For | For | For |
| | 6 | Elect Jane E. Henney | Mgmt | For | For | For |
| | 7 | Elect Kathleen Hyle | Mgmt | For | For | For |
| | 8 | Elect Michael J. Long | Mgmt | For | For | For |
| | 9 | Elect Henry W. McGee | Mgmt | For | For | For |
| | 10 | Elect Dennis M. Nally | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 14 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | For | Against |
AMGEN Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMGN | CUSIP 031162100 | 05/19/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wanda M. Austin | Mgmt | For | For | For |
| | 2 | Elect Robert A. Bradway | Mgmt | For | For | For |
| | 3 | Elect Brian J. Druker | Mgmt | For | For | For |
| | 4 | Elect Robert A. Eckert | Mgmt | For | For | For |
| | 5 | Elect Greg C. Garland | Mgmt | For | For | For |
| | 6 | Elect Fred Hassan | Mgmt | For | For | For |
| | 7 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For |
| | 8 | Elect Tyler Jacks | Mgmt | For | For | For |
| | 9 | Elect Ellen J. Kullman | Mgmt | For | For | For |
| | 10 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| | 11 | Elect R. Sanders Williams | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
Amphenol Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | APH | CUSIP 032095101 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stanley L. Clark | Mgmt | For | For | For |
| | 2 | Elect John D. Craig | Mgmt | For | For | For |
| | 3 | Elect David P. Falck | Mgmt | For | For | For |
| | 4 | Elect Edward G. Jepsen | Mgmt | For | For | For |
| | 5 | Elect Robert A. Livingston | Mgmt | For | For | For |
| | 6 | Elect Martin H. Loeffler | Mgmt | For | For | For |
| | 7 | Elect R. Adam Norwitt | Mgmt | For | For | For |
| | 8 | Elect Anne C. Wolff | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Analog Devices, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ADI | CUSIP 032654105 | 03/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ray Stata | Mgmt | For | For | For |
| | 2 | Elect Vincent Roche | Mgmt | For | For | For |
| | 3 | Elect James A. Champy | Mgmt | For | For | For |
| | 4 | Elect Anantha P. Chandrakasan | Mgmt | For | Against | Against |
| | 5 | Elect Bruce R. Evans | Mgmt | For | For | For |
| | 6 | Elect Edward H. Frank | Mgmt | For | For | For |
| | 7 | Elect Karen M. Golz | Mgmt | For | For | For |
| | 8 | Elect Mark M. Little | Mgmt | For | For | For |
| | 9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For |
| | 10 | Elect Susie Wee | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
ANSYS, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ANSS | CUSIP 03662Q105 | 05/15/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ajei S. Gopal | Mgmt | For | For | For |
| | 2 | Elect Glenda M. Dorchak | Mgmt | For | For | For |
| | 3 | Elect Robert M. Calderoni | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Anthem, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ANTM | CUSIP 036752103 | 05/21/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gail K. Boudreaux | Mgmt | For | For | For |
| | 2 | Elect R. Kerry Clark | Mgmt | For | For | For |
| | 3 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Aon plc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AON | CUSIP G0408V102 | 06/19/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lester B. Knight | Mgmt | For | For | For |
| | 2 | Elect Gregory C. Case | Mgmt | For | For | For |
| | 3 | Elect Jin-Yong Cai | Mgmt | For | For | For |
| | 4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For |
| | 5 | Elect Fulvio Conti | Mgmt | For | For | For |
| | 6 | Elect Cheryl A. Francis | Mgmt | For | For | For |
| | 7 | Elect J. Michael Losh | Mgmt | For | For | For |
| | 8 | Elect Richard B. Myers | Mgmt | For | For | For |
| | 9 | Elect Richard C. Notebaert | Mgmt | For | For | For |
| | 10 | Elect Gloria Santona | Mgmt | For | For | For |
| | 11 | Elect Carolyn Y. Woo | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Ratification of Statutory Auditor | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
Apple Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AAPL | CUSIP 037833100 | 02/26/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James A. Bell | Mgmt | For | For | For |
| | 2 | Elect Timothy D. Cook | Mgmt | For | For | For |
| | 3 | Elect Albert A. Gore | Mgmt | For | For | For |
| | 4 | Elect Andrea Jung | Mgmt | For | For | For |
| | 5 | Elect Arthur D. Levinson | Mgmt | For | For | For |
| | 6 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| | 7 | Elect Susan L. Wagner | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For |
| | 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | ShrHoldr | Against | For | Against |
Applied Materials, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMAT | CUSIP 038222105 | 03/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Judy Bruner | Mgmt | For | For | For |
| | 2 | Elect Eric Chen | Mgmt | For | For | For |
| | 3 | Elect Aart J. de Geus | Mgmt | For | For | For |
| | 4 | Elect Gary E. Dickerson | Mgmt | For | For | For |
| | 5 | Elect Stephen R. Forrest | Mgmt | For | For | For |
| | 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For |
| | 7 | Elect Alexander A. Karsner | Mgmt | For | For | For |
| | 8 | Elect Adrianna C. Ma | Mgmt | For | For | For |
| | 9 | Elect Yvonne McGill | Mgmt | For | For | For |
| | 10 | Elect Scott A. McGregor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Permit Shareholders To Act By Written Consent | Mgmt | For | For | For |
Aptiv PLC
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | APTV | CUSIP G6095L109 | 04/23/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin P. Clark | Mgmt | For | For | For |
| | 2 | Elect Nancy E. Cooper | Mgmt | For | For | For |
| | 3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For |
| | 4 | Elect Rajiv L. Gupta | Mgmt | For | For | For |
| | 5 | Elect Joseph L. Hooley | Mgmt | For | For | For |
| | 6 | Elect Sean O. Mahoney | Mgmt | For | For | For |
| | 7 | Elect Paul M. Meister | Mgmt | For | For | For |
| | 8 | Elect Robert K. Ortberg | Mgmt | For | For | For |
| | 9 | Elect Colin J. Parris | Mgmt | For | For | For |
| | 10 | Elect Ana G. Pinczuk | Mgmt | For | For | For |
| | 11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Arista Networks, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ANET | CUSIP 040413106 | 05/27/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark B. Templeton | Mgmt | For | For | For |
| | 1.2 | Elect Nikos Theodosopoulos | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Arthur J. Gallagher & Co.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AJG | CUSIP 363576109 | 05/12/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sherry S. Barrat | Mgmt | For | For | For |
| | 2 | Elect William L. Bax | Mgmt | For | For | For |
| | 3 | Elect D. John Coldman | Mgmt | For | For | For |
| | 4 | Elect Frank E. English Jr. | Mgmt | For | For | For |
| | 5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For |
| | 6 | Elect David S. Johnson | Mgmt | For | For | For |
| | 7 | Elect Kay W. McCurdy | Mgmt | For | For | For |
| | 8 | Elect Christopher C. Miskel | Mgmt | For | For | For |
| | 9 | Elect Ralph J. Nicoletti | Mgmt | For | For | For |
| | 10 | Elect Norman L. Rosenthal | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Against | For | Against |
Autodesk, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ADSK | CUSIP 052769106 | 06/18/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew Anagnost | Mgmt | For | For | For |
| | 2 | Elect Karen Blasing | Mgmt | For | For | For |
| | 3 | Elect Reid French | Mgmt | For | For | For |
| | 4 | Elect Ayanna Howard | Mgmt | For | For | For |
| | 5 | Elect Blake J. Irving | Mgmt | For | For | For |
| | 6 | Elect Mary T. McDowell | Mgmt | For | For | For |
| | 7 | Elect Stephen D. Milligan | Mgmt | For | For | For |
| | 8 | Elect Lorrie M. Norrington | Mgmt | For | For | For |
| | 9 | Elect Elizabeth S. Rafael | Mgmt | For | For | For |
| | 10 | Elect Stacy J. Smith | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
AutoZone, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AZO | CUSIP 053332102 | 12/18/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas H. Brooks | Mgmt | For | For | For |
| | 2 | Elect Linda A. Goodspeed | Mgmt | For | For | For |
| | 3 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For |
| | 4 | Elect Enderson Guimaraes | Mgmt | For | For | For |
| | 5 | Elect Michael M. Calbert | Mgmt | For | For | For |
| | 6 | Elect D. Bryan Jordan | Mgmt | For | For | For |
| | 7 | Elect Gale V. King | Mgmt | For | For | For |
| | 8 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For |
| | 9 | Elect William C. Rhodes, III | Mgmt | For | For | For |
| | 10 | Elect Jill Ann Soltau | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Becton, Dickinson and Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BDX | CUSIP 075887109 | 01/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Catherine M. Burzik | Mgmt | For | For | For |
| | 2 | Elect R. Andrew Eckert | Mgmt | For | For | For |
| | 3 | Elect Vincent A. Forlenza | Mgmt | For | For | For |
| | 4 | Elect Claire M. Fraser | Mgmt | For | For | For |
| | 5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For |
| | 6 | Elect Christopher Jones | Mgmt | For | For | For |
| | 7 | Elect Marshall O. Larsen | Mgmt | For | For | For |
| | 8 | Elect David F. Melcher | Mgmt | For | For | For |
| | 9 | Elect Thomas E. Polen | Mgmt | For | For | For |
| | 10 | Elect Claire Pomeroy | Mgmt | For | For | For |
| | 11 | Elect Rebecca W. Rimel | Mgmt | For | For | For |
| | 12 | Elect Timothy M. Ring | Mgmt | For | For | For |
| | 13 | Elect Bertram L. Scott | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Amendment to the 2004 Employee and Director Equity- Based Compensation Plan | Mgmt | For | For | For |
| | 17 | Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Best Buy Co., Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BBY | CUSIP 086516101 | 06/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Corie S. Barry | Mgmt | For | For | For |
| | 2 | Elect Lisa M. Caputo | Mgmt | For | For | For |
| | 3 | Elect J. Patrick Doyle | Mgmt | For | For | For |
| | 4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For |
| | 5 | Elect David W. Kenny | Mgmt | For | For | For |
| | 6 | Elect Karen A. McLoughlin | Mgmt | For | For | For |
| | 7 | Elect Thomas L. Millner | Mgmt | For | For | For |
| | 8 | Elect Claudia Fan Munce | Mgmt | For | For | For |
| | 9 | Elect Richelle P. Parham | Mgmt | For | For | For |
| | 10 | Elect Eugene A. Woods | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For |
| | 14 | Elimination of Supermajority Requirement in Article IX, Section 9, Relating to Regulation of Certain Events | Mgmt | For | For | For |
| | 15 | Elimination of Supermajority Requirement Relating to Election of Directors Bylaws Provision | Mgmt | For | For | For |
| | 16 | Elimination of Supermajority Requirement to Amend Article X Relating to Stock Repurchases from Certain Shareholders | Mgmt | For | For | For |
| | 17 | Amendment to Voting Standard Relating to Approval of “Greenmail” Transactions | Mgmt | For | For | For |
Bio-Rad Laboratories, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BIO | CUSIP 090572207 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Pinkston | Mgmt | For | For | For |
| | 2 | Elect Melinda Litherland | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Biogen Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BIIB | CUSIP 09062X103 | 06/03/2020 | Voted |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alexander J. Denner | Mgmt | For | For | For |
| | 2 | Elect Caroline D. Dorsa | Mgmt | For | For | For |
| | 3 | Elect William A. Hawkins | Mgmt | For | For | For |
| | 4 | Elect Nancy L. Leaming | Mgmt | For | For | For |
| | 5 | Elect Jesus B. Mantas | Mgmt | For | For | For |
| | 6 | Elect Richard C. Mulligan | Mgmt | For | For | For |
| | 7 | Elect Robert W. Pangia | Mgmt | For | For | For |
| | 8 | Elect Stelios Papadopoulos | Mgmt | For | For | For |
| | 9 | Elect Brian S. Posner | Mgmt | For | For | For |
| | 10 | Elect Eric K. Rowinsky | Mgmt | For | For | For |
| | 11 | Elect Stephen A. Sherwin | Mgmt | For | For | For |
| | 12 | Elect Michel Vounatsos | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
BlackRock, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BLK | CUSIP 09247X101 | 05/21/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bader M. Alsaad | Mgmt | For | For | For |
| | 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
| | 3 | Elect Pamela Daley | Mgmt | For | For | For |
| | 4 | Elect William S. Demchak | Mgmt | For | Abstain | Against |
| | 5 | Elect Jessica P. Einhorn | Mgmt | For | For | For |
| | 6 | Elect Laurence D. Fink | Mgmt | For | For | For |
| | 7 | Elect William E. Ford | Mgmt | For | For | For |
| | 8 | Elect Fabrizio Freda | Mgmt | For | For | For |
| | 9 | Elect Murry S. Gerber | Mgmt | For | For | For |
| | 10 | Elect Margaret L. Johnson | Mgmt | For | For | For |
| | 11 | Elect Robert S. Kapito | Mgmt | For | For | For |
| | 12 | Elect Cheryl D. Mills | Mgmt | For | For | For |
| | 13 | Elect Gordon M. Nixon | Mgmt | For | For | For |
| | 14 | Elect Charles H. Robbins | Mgmt | For | For | For |
| | 15 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For |
| | 16 | Elect Susan L. Wagner | Mgmt | For | For | For |
| | 17 | Elect Mark Wilson | Mgmt | For | For | For |
| | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 19 | Ratification of Auditor | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | Against | For |
Booking Holdings Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BKNG | CUSIP 09857L108 | 06/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For |
| | 1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For |
| | 1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For |
| | 1.5 | Elect Wei Hopeman | Mgmt | For | For | For |
| | 1.6 | Elect Robert J. Mylod Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Charles H. Noski | Mgmt | For | For | For |
| | 1.8 | Elect Nicholas J. Read | Mgmt | For | For | For |
| | 1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For |
| | 1.10 | Elect Bob van Dijk | Mgmt | For | For | For |
| | 1.11 | Elect Lynn M. Vojvodich | Mgmt | For | For | For |
| | 1.12 | Elect Vanessa A. Wittman | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Boston Scientific Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BSX | CUSIP 101137107 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nelda J. Connors | Mgmt | For | For | For |
| | 2 | Elect Charles J. Dockendorff | Mgmt | For | For | For |
| | 3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For |
| | 4 | Elect Donna A. James | Mgmt | For | For | For |
| | 5 | Elect Edward J. Ludwig | Mgmt | For | For | For |
| | 6 | Elect Stephen P. MacMillan | Mgmt | For | For | For |
| | 7 | Elect Michael F. Mahoney | Mgmt | For | For | For |
| | 8 | Elect David J. Roux | Mgmt | For | For | For |
| | 9 | Elect John E. Sununu | Mgmt | For | For | For |
| | 10 | Elect Ellen M. Zane | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Amendment to the 2011 Long- Term Incentive Plan | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Non- Management Employee Representation on the Board | ShrHoldr | Against | Against | For |
Bristol-Myers Squibb Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BMY | CUSIP 110122108 | 05/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter J. Arduini | Mgmt | For | For | For |
| | 2 | Elect Robert J. Bertolini | Mgmt | For | For | For |
| | 3 | Elect Michael W. Bonney | Mgmt | For | Against | Against |
| | 4 | Elect Giovanni Caforio | Mgmt | For | For | For |
| | 5 | Elect Matthew W. Emmens | Mgmt | For | For | For |
| | 6 | Elect Julia A. Haller | Mgmt | For | For | For |
| | 7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For |
| | 8 | Elect Theodore R. Samuels, II | Mgmt | For | For | For |
| | 9 | Elect Vicki L. Sato | Mgmt | For | For | For |
| | 10 | Elect Gerald Storch | Mgmt | For | For | For |
| | 11 | Elect Karen H. Vousden | Mgmt | For | For | For |
| | 12 | Elect Phyllis R. Yale | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Broadcom Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AVGO | CUSIP 11135F101 | 03/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hock E. Tan | Mgmt | For | For | For |
| | 2 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For |
| | 3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For |
| | 4 | Elect Diane M. Bryant | Mgmt | For | For | For |
| | 5 | Elect Gayla J. Delly | Mgmt | For | For | For |
| | 6 | Elect Raul J. Fernandez | Mgmt | For | For | For |
| | 7 | Elect Check Kian Low | Mgmt | For | For | For |
| | 8 | Elect Justine F. Page | Mgmt | For | For | For |
| | 9 | Elect Harry L. You | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Cadence Design Systems, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CDNS | CUSIP 127387108 | 04/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark W. Adams | Mgmt | For | For | For |
| | 2 | Elect Susan L. Bostrom | Mgmt | For | For | For |
| | 3 | Elect Ita M. Brennan | Mgmt | For | For | For |
| | 4 | Elect Lewis Chew | Mgmt | For | For | For |
| | 5 | Elect James D. Plummer | Mgmt | For | For | For |
| | 6 | Elect Alberto Sangiovanni- Vincentelli | Mgmt | For | For | For |
| | 7 | Elect John B. Shoven | Mgmt | For | For | For |
| | 8 | Elect Young K. Sohn | Mgmt | For | For | For |
| | 9 | Elect Lip-Bu Tan | Mgmt | For | For | For |
| | 10 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Carlisle Companies Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CSL | CUSIP 142339100 | 05/06/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert G. Bohn | Mgmt | For | For | For |
| | 2 | Elect Gregg A. Ostrander | Mgmt | For | For | For |
| | 3 | Elect Jesse G. Singh | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Carnival Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CCL | CUSIP 143658300 | 04/06/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Micky Arison | Mgmt | For | For | For |
| | 2 | Elect Jonathon Band | Mgmt | For | For | For |
| | 3 | Elect Jason G. Cahilly | Mgmt | For | For | For |
| | 4 | Elect Helen Deeble | Mgmt | For | For | For |
| | 5 | Elect Arnold W. Donald | Mgmt | For | For | For |
| | 6 | Elect Richard J. Glasier | Mgmt | For | For | For |
| | 7 | Elect Katie Lahey | Mgmt | For | For | For |
| | 8 | Elect John Parker | Mgmt | For | For | For |
| | 9 | Elect Stuart Subotnick | Mgmt | For | For | For |
| | 10 | Elect Laura A. Weil | Mgmt | For | For | For |
| | 11 | Elect Randall J. Weisenburger | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Approval of Directors’ Remuneration Report | Mgmt | For | For | For |
| | 14 | Approval of Director’s Remuneration Policy | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | Mgmt | For | For | For |
| | 16 | Authority to Set Fees | Mgmt | For | For | For |
| | 17 | Accounts and Reports | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 21 | Approval of 2020 Stock Plan | Mgmt | For | For | For |
| | 22 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For |
Caterpillar Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CAT | CUSIP 149123101 | 06/10/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kelly A. Ayotte | Mgmt | For | For | For |
| | 2 | Elect David L. Calhoun | Mgmt | For | For | For |
| | 3 | Elect Daniel M. Dickinson | Mgmt | For | For | For |
| | 4 | Elect Juan Gallardo | Mgmt | For | For | For |
| | 5 | Elect William A. Osborn | Mgmt | For | For | For |
| | 6 | Elect Debra L. Reed-Klages | Mgmt | For | For | For |
| | 7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For |
| | 8 | Elect Susan C. Schwab | Mgmt | For | For | For |
| | 9 | Elect D. James Umpleby III | Mgmt | For | For | For |
| | 10 | Elect Miles D. White | Mgmt | For | For | For |
| | 11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Cboe Global Markets, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CBOE | CUSIP 12503M108 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Edward T. Tilly | Mgmt | For | For | For |
| | 2 | Elect Eugene S. Sunshine | Mgmt | For | For | For |
| | 3 | Elect William M. Farrow III | Mgmt | For | For | For |
| | 4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For |
| | 5 | Elect Janet P. Froetscher | Mgmt | For | For | For |
| | 6 | Elect Jill R. Goodman | Mgmt | For | For | For |
| | 7 | Elect Roderick A. Palmore | Mgmt | For | For | For |
| | 8 | Elect James Parisi | Mgmt | For | For | For |
| | 9 | Elect Joseph P. Ratterman | Mgmt | For | For | For |
| | 10 | Elect Michael L. Richter | Mgmt | For | For | For |
| | 11 | Elect Jill E. Sommers | Mgmt | For | For | For |
| | 12 | Elect Fredric J. Tomczyk | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
CBRE Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CBRE | CUSIP 12504L109 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Brandon B. Boze | Mgmt | For | For | For |
| | 2 | Elect Beth F. Cobert | Mgmt | For | For | For |
| | 3 | Elect Curtis F. Feeny | Mgmt | For | For | For |
| | 4 | Elect Reginald H. Gilyard | Mgmt | For | For | For |
| | 5 | Elect Shira D. Goodman | Mgmt | For | For | For |
| | 6 | Elect Christopher T. Jenny | Mgmt | For | For | For |
| | 7 | Elect Gerardo I. Lopez | Mgmt | For | For | For |
| | 8 | Elect Robert E. Sulentic | Mgmt | For | For | For |
| | 9 | Elect Laura D. Tyson | Mgmt | For | For | For |
| | 10 | Elect Ray Wirta | Mgmt | For | For | For |
| | 11 | Elect Sanjiv Yajnik | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
CDW Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CDW | CUSIP 12514G108 | 05/21/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven W. Alesio | Mgmt | For | For | For |
| | 2 | Elect Barry K. Allen | Mgmt | For | For | For |
| | 3 | Elect Lynda M. Clarizio | Mgmt | For | For | For |
| | 4 | Elect Christine A. Leahy | Mgmt | For | For | For |
| | 5 | Elect David W. Nelms | Mgmt | For | For | For |
| | 6 | Elect Joseph R. Swedish | Mgmt | For | For | For |
| | 7 | Elect Donna F. Zarcone | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
Celanese Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CE | CUSIP 150870103 | 04/16/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jean S. Blackwell | Mgmt | For | For | For |
| | 2 | Elect William M. Brown | Mgmt | For | For | For |
| | 3 | Elect Edward G. Galante | Mgmt | For | For | For |
| | 4 | Elect Kathryn M. Hill | Mgmt | For | For | For |
| | 5 | Elect David F. Hoffmeister | Mgmt | For | For | For |
| | 6 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For |
| | 7 | Elect Mark C. Rohr | Mgmt | For | For | For |
| | 8 | Elect Kim K.W. Rucker | Mgmt | For | For | For |
| | 9 | Elect Lori J. Ryerkerk | Mgmt | For | For | For |
| | 10 | Elect John K. Wulff | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Centene Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CNC | CUSIP 15135B101 | 04/28/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael F. Neidorff | Mgmt | For | For | For |
| | 2 | Elect H. James Dallas | Mgmt | For | For | For |
| | 3 | Elect Robert K. Ditmore | Mgmt | For | For | For |
| | 4 | Elect Richard A. Gephardt | Mgmt | For | For | For |
| | 5 | Elect Lori J. Robinson | Mgmt | For | For | For |
| | 6 | Elect William L. Trubeck | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| | 9 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| | 11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
Cerner Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CERN | CUSIP 156782104 | 05/22/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Julie L. Gerberding | Mgmt | For | For | For |
| | 2 | Elect Brent Shafer | Mgmt | For | For | For |
| | 3 | Elect William D. Zollars | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | Mgmt | For | For | For |
| | 7 | Amendment to the Advance Notice Provisions | Mgmt | For | For | For |
Charter Communications, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CHTR | CUSIP 16119P108 | 04/28/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect W. Lance Conn | Mgmt | For | For | For |
| | 2 | Elect Kim C. Goodman | Mgmt | For | For | For |
| | 3 | Elect Craig A. Jacobson | Mgmt | For | For | For |
| | 4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against |
| | 5 | Elect John D. Markley, Jr. | Mgmt | For | For | For |
| | 6 | Elect David C. Merritt | Mgmt | For | For | For |
| | 7 | Elect James E. Meyer | Mgmt | For | Against | Against |
| | 8 | Elect Steven A. Miron | Mgmt | For | For | For |
| | 9 | Elect Balan Nair | Mgmt | For | Against | Against |
| | 10 | Elect Michael A. Newhouse | Mgmt | For | For | For |
| | 11 | Elect Mauricio Ramos | Mgmt | For | For | For |
| | 12 | Elect Thomas M. Rutledge | Mgmt | For | For | For |
| | 13 | Elect Eric L. Zinterhofer | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
Chipotle Mexican Grill, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CMG | CUSIP 169656105 | 05/19/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For |
| | 1.2 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For |
| | 1.3 | Elect Neil Flanzraich | Mgmt | For | For | For |
| | 1.4 | Elect Robin Hickenlooper | Mgmt | For | For | For |
| | 1.5 | Elect Scott H. Maw | Mgmt | For | For | For |
| | 1.6 | Elect Ali Namvar | Mgmt | For | For | For |
| | 1.7 | Elect Brian Niccol | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Church & Dwight Co., Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CHD | CUSIP 171340102 | 04/30/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James R. Craigie | Mgmt | For | For | For |
| | 2 | Elect Bradley C. Irwin | Mgmt | For | For | For |
| | 3 | Elect Penry W. Price | Mgmt | For | For | For |
| | 4 | Elect Janet S. Vergis | Mgmt | For | For | For |
| | 5 | Elect Arthur B. Winkleblack | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 7 | Amendment to Threshold Required to Call a Special Meeting | Mgmt | For | For | For |
| | 8 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| | 9 | Amendment to the Advance Notice Provisions | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
Cigna Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CI | CUSIP 125523100 | 04/22/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David M. Cordani | Mgmt | For | For | For |
| | 2 | Elect William J. DeLaney | Mgmt | For | For | For |
| | 3 | Elect Eric J. Foss | Mgmt | For | For | For |
| | 4 | Elect Elder Granger | Mgmt | For | For | For |
| | 5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For |
| | 6 | Elect Roman Martinez IV | Mgmt | For | For | For |
| | 7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For |
| | 8 | Elect Mark B. McClellan | Mgmt | For | For | For |
| | 9 | Elect John M. Partridge | Mgmt | For | For | For |
| | 10 | Elect William L. Roper | Mgmt | For | For | For |
| | 11 | Elect Eric C. Wiseman | Mgmt | For | For | For |
| | 12 | Elect Donna F. Zarcone | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For |
Cisco Systems, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CSCO | CUSIP 17275R102 | 12/10/2019 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect M. Michele Burns | Mgmt | For | For | For |
| | 2 | Elect Wesley G. Bush | Mgmt | For | For | For |
| | 3 | Elect Michael D. Capellas | Mgmt | For | For | For |
| | 4 | Elect Mark Garrett | Mgmt | For | For | For |
| | 5 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| | 6 | Elect Roderick C. McGeary | Mgmt | For | For | For |
| | 7 | Elect Charles H. Robbins | Mgmt | For | For | For |
| | 8 | Elect Arun Sarin | Mgmt | For | For | For |
| | 9 | Elect Brenton L. Saunders | Mgmt | For | For | For |
| | 10 | Elect Carol B. Tome | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
Citizens Financial Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CFG | CUSIP 174610105 | 04/23/2020 | Voted |
| | | | | | | |
| | Meeting Type Country of Trade | | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bruce Van Saun | Mgmt | For | For | For |
| | 2 | Elect Christine M. Cumming | Mgmt | For | For | For |
| | 3 | Elect William P. Hankowsky | Mgmt | For | For | For |
| | 4 | Elect Howard W. Hanna III | Mgmt | For | For | For |
| | 5 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For |
| | 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For |
| | 7 | Elect Charles J. Koch | Mgmt | For | For | For |
| | 8 | Elect Robert G. Leary | Mgmt | For | For | For |
| | 9 | Elect Terrance J. Lillis | Mgmt | For | For | For |
| | 10 | Elect Shivan S. Subramaniam | Mgmt | For | For | For |
| | 11 | Elect Wendy A. Watson | Mgmt | For | For | For |
| | 12 | Elect Marita Zuraitis | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Right to Call a Special Meeting | Mgmt | For | For | For |
| | 16 | Removal of Non-Operative Provisions in Certificate | Mgmt | For | For | For |
Citrix Systems, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CTXS | CUSIP 177376100 | 06/03/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert M. Calderoni | Mgmt | For | For | For |
| | 2 | Elect Nanci E. Caldwell | Mgmt | For | For | For |
| | 3 | Elect Robert D. Daleo | Mgmt | For | For | For |
| | 4 | Elect Murray J. Demo | Mgmt | For | For | For |
| | 5 | Elect Ajei S. Gopal | Mgmt | For | For | For |
| | 6 | Elect David Henshall | Mgmt | For | For | For |
| | 7 | Elect Thomas E. Hogan | Mgmt | For | For | For |
| | 8 | Elect Moira Kilcoyne | Mgmt | For | For | For |
| | 9 | Elect Peter J. Sacripanti | Mgmt | For | For | For |
| | 10 | Elect J. Donald Sherman | Mgmt | For | For | For |
| | 11 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Cognex Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CGNX | CUSIP 192422103 | 04/23/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Patrick A. Alias | Mgmt | For | Against | Against |
| | 2 | Elect Theodor Krantz | Mgmt | For | For | For |
| | 3 | Elect Dianne M. Parrotte | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Cognizant Technology
Solutions Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CTSH | CUSIP 192446102 | 06/02/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | Mgmt | For | For | For |
| | 2 | Elect Vinita Bali | Mgmt | For | For | For |
| | 3 | Elect Maureen Breakiron- Evans | Mgmt | For | For | For |
| | 4 | Elect Archana Deskus | Mgmt | For | For | For |
| | 5 | Elect John M. Dineen | Mgmt | For | For | For |
| | 6 | Elect John N. Fox, Jr. | Mgmt | For | For | For |
| | 7 | Elect Brian Humphries | Mgmt | For | For | For |
| | 8 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For |
| | 9 | Elect Michael Patsalos-Fox | Mgmt | For | For | For |
| | 10 | Elect Joseph M. Velli | Mgmt | For | For | For |
| | 11 | Elect Sandra S. Wijnberg | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
Comcast Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CMCSA | CUSIP 20030N101 | 06/03/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For |
| | 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For |
| | 1.3 | Elect Naomi M. Bergman | Mgmt | For | For | For |
| | 1.4 | Elect Edward D. Breen | Mgmt | For | For | For |
| | 1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For |
| | 1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For |
| | 1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For |
| | 1.8 | Elect Asuka Nakahara | Mgmt | For | For | For |
| | 1.9 | Elect David C. Novak | Mgmt | For | For | For |
| | 1.10 | Elect Brian L. Roberts | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For |
| | 4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For |
| | 5 | Advisory vote on executive compensation | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | For | Against |
Cooper Companies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | COO | CUSIP 216648402 | 03/18/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect A. Thomas Bender | Mgmt | For | For | For |
| | 2 | Elect Colleen E. Jay | Mgmt | For | For | For |
| | 3 | Elect William A. Kozy | Mgmt | For | For | For |
| | 4 | Elect Jody S. Lindell | Mgmt | For | For | For |
| | 5 | Elect Gary S. Petersmeyer | Mgmt | For | For | For |
| | 6 | Elect Allan E. Rubenstein | Mgmt | For | For | For |
| | 7 | Elect Robert S. Weiss | Mgmt | For | For | For |
| | 8 | Elect Albert G. White III | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Approval of the 2020 Non-Employee Director Long-Term Incentive Plan | Mgmt | For | Against | Against |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Copart, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CPRT | CUSIP 217204106 | 12/06/2019 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Willis J. Johnson | Mgmt | For | For | For |
| | 2 | Elect A. Jayson Adair | Mgmt | For | For | For |
| | 3 | Elect Matt Blunt | Mgmt | For | For | For |
| | 4 | Elect Steven D. Cohan | Mgmt | For | Against | Against |
| | 5 | Elect Daniel J. Englander | Mgmt | For | For | For |
| | 6 | Elect James E. Meeks | Mgmt | For | For | For |
| | 7 | Elect Thomas N. Tryforos | Mgmt | For | For | For |
| | 8 | Elect Diane M. Morefield | Mgmt | For | For | For |
| | 9 | Elect Stephen Fisher | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
Costco Wholesale
Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | COST | CUSIP 22160K105 | 01/22/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Susan L. Decker | Mgmt | For | For | For |
| | 1.2 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Sally Jewell | Mgmt | For | For | For |
| | 1.4 | Elect Charles T. Munger | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Removal of Directors Without Cause | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For |
Cummins Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CMI | CUSIP 231021106 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For |
| | 2 | Elect Robert J. Bernhard | Mgmt | For | For | For |
| | 3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For |
| | 4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For |
| | 5 | Elect Stephen B. Dobbs | Mgmt | For | For | For |
| | 6 | Elect Robert K. Herdman | Mgmt | For | For | For |
| | 7 | Elect Alexis M. Herman | Mgmt | For | For | For |
| | 8 | Elect Thomas J. Lynch | Mgmt | For | For | For |
| | 9 | Elect William I. Miller | Mgmt | For | For | For |
| | 10 | Elect Georgia R. Nelson | Mgmt | For | For | For |
| | 11 | Elect Karen H. Quintos | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For |
CVS Health Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CVS | CUSIP 126650100 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Fernando Aguirre | Mgmt | For | For | For |
| | 2 | Elect C. David Brown II | Mgmt | For | For | For |
| | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For |
| | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For |
| | 5 | Elect David W. Dorman | Mgmt | For | For | For |
| | 6 | Elect Roger N. Farah | Mgmt | For | For | For |
| | 7 | Elect Anne M. Finucane | Mgmt | For | For | For |
| | 8 | Elect Edward J. Ludwig | Mgmt | For | For | For |
| | 9 | Elect Larry J. Merlo | Mgmt | For | For | For |
| | 10 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| | 11 | Elect Mary L. Schapiro | Mgmt | For | For | For |
| | 12 | Elect William C. Weldon | Mgmt | For | For | For |
| | 13 | Elect Tony L. White | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 16 | Amendment to the 2017 Incentive Compensation Plan | Mgmt | For | For | For |
| | 17 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For |
D.R. Horton, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DHI | CUSIP 23331A109 | 01/22/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Donald R. Horton | Mgmt | For | For | For |
| | 2 | Elect Barbara K. Allen | Mgmt | For | For | For |
| | 3 | Elect Bradley S. Anderson | Mgmt | For | For | For |
| | 4 | Elect Michael R. Buchanan | Mgmt | For | For | For |
| | 5 | Elect Michael W. Hewatt | Mgmt | For | For | For |
| | 6 | Elect Maribess L. Miller | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
Danaher Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DHR | CUSIP 235851102 | 05/05/2020 | Voted |
| | | | | |
| | Meeting Type Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | |
| | 1 | Elect Linda P. Hefner Filler | Mgmt | For | For | For |
| | 2 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For |
| | 3 | Elect Teri List-Stoll | Mgmt | For | For | For |
| | 4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For |
| | 5 | Elect Jessica L. Mega | Mgmt | For | For | For |
| | 6 | Elect Pardis C. Sabeti | Mgmt | For | For | For |
| | 7 | Elect Mitchell P. Rales | Mgmt | For | For | For |
| | 8 | Elect Steven M. Rales | Mgmt | For | For | For |
| | 9 | Elect John T. Schwieters | Mgmt | For | For | For |
| | 10 | Elect Alan G. Spoon | Mgmt | For | For | For |
| | 11 | Elect Raymond C. Stevens | Mgmt | For | For | For |
| | 12 | Elect Elias A. Zerhouni | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
DaVita Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DVA | CUSIP 23918K108 | 06/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Pamela M. Arway | Mgmt | For | For | For |
| | 2 | Elect Charles G. Berg | Mgmt | For | For | For |
| | 3 | Elect Barbara J. Desoer | Mgmt | For | For | For |
| | 4 | Elect Pascal Desroches | Mgmt | For | For | For |
| | 5 | Elect Paul J. Diaz | Mgmt | For | For | For |
| | 6 | Elect John M. Nehra | Mgmt | For | For | For |
| | 7 | Elect Javier J. Rodriguez | Mgmt | For | For | For |
| | 8 | Elect Phyllis R. Yale | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Approval of the 2020 Incentive Award Plan | Mgmt | For | Against | Against |
| | 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
Discover Financial Services
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DFS | CUSIP 254709108 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For |
| | 2 | Elect Mary K. Bush | Mgmt | For | For | For |
| | 3 | Elect Gregory C. Case | Mgmt | For | For | For |
| | 4 | Elect Candace H. Duncan | Mgmt | For | For | For |
| | 5 | Elect Joseph F. Eazor | Mgmt | For | For | For |
| | 6 | Elect Cynthia A. Glassman | Mgmt | For | For | For |
| | 7 | Elect Roger C. Hochschild | Mgmt | For | For | For |
| | 8 | Elect Thomas G. Maheras | Mgmt | For | For | For |
| | 9 | Elect Michael H. Moskow | Mgmt | For | For | For |
| | 10 | Elect Mark A. Thierer | Mgmt | For | For | For |
| | 11 | Elect Lawrence A. Weinbach | Mgmt | For | Abstain | Against |
| | 12 | Elect Jennifer L. Wong | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
Discovery, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DISCA | CUSIP 25470F104 | 06/18/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert R. Bennett | Mgmt | For | For | For |
| | 1.2 | Elect John C. Malone | Mgmt | For | Withhold | Against |
| | 1.3 | Elect David M. Zaslav | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For |
Dollar General Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DG | CUSIP 256677105 | 05/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warren F. Bryant | Mgmt | For | For | For |
| | 2 | Elect Michael M. Calbert | Mgmt | For | For | For |
| | 3 | Elect Sandra B. Cochran | Mgmt | For | Abstain | Against |
| | 4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For |
| | 5 | Elect Timothy I. McGuire | Mgmt | For | For | For |
| | 6 | Elect William C. Rhodes, III | Mgmt | For | For | For |
| | 7 | Elect Debra A. Sandler | Mgmt | For | For | For |
| | 8 | Elect Ralph E. Santana | Mgmt | For | For | For |
| | 9 | Elect Todd J. Vasos | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Elimination of Supermajority Requirement to amend the Company’s Charter | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority Requirement to amend the Company’s Bylaws | Mgmt | For | For | For |
Domino’s Pizza, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DPZ | CUSIP 25754A201 | 04/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David A. Brandon | Mgmt | For | For | For |
| | 1.2 | Elect Richard E. Allison, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect C. Andrew Ballard | Mgmt | For | For | For |
| | 1.4 | Elect Andrew B. Balson | Mgmt | For | For | For |
| | 1.5 | Elect Corie S. Barry | Mgmt | For | For | For |
| | 1.6 | Elect Diana F. Cantor | Mgmt | For | For | For |
| | 1.7 | Elect Richard L. Federico | Mgmt | For | For | For |
| | 1.8 | Elect James A. Goldman | Mgmt | For | For | For |
| | 1.9 | Elect Patricia E. Lopez | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
E*TRADE Financial Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ETFC | CUSIP 269246401 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard J. Carbone | Mgmt | For | For | For |
| | 2 | Elect Robert J. Chersi | Mgmt | For | For | For |
| | 3 | Elect Jaime W. Ellertson | Mgmt | For | For | For |
| | 4 | Elect James P. Healy | Mgmt | For | For | For |
| | 5 | Elect Kevin T. Kabat | Mgmt | For | For | For |
| | 6 | Elect James Lam | Mgmt | For | For | For |
| | 7 | Elect Rodger A. Lawson | Mgmt | For | For | For |
| | 8 | Elect Shelley B. Leibowitz | Mgmt | For | For | For |
| | 9 | Elect Michael A. Pizzi | Mgmt | For | For | For |
| | 10 | Elect Rebecca Saeger | Mgmt | For | For | For |
| | 11 | Elect Donna L. Weaver | Mgmt | For | For | For |
| | 12 | Elect Joshua A. Weinreich | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
Eaton Corporation plc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ETN | CUSIP G29183103 | 04/22/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Craig Arnold | Mgmt | For | For | For |
| | 2 | Elect Christopher M. Connor | Mgmt | For | For | For |
| | 3 | Elect Michael J. Critelli | Mgmt | For | For | For |
| | 4 | Elect Richard H. Fearon | Mgmt | For | Against | Against |
| | 5 | Elect Olivier Leonetti | Mgmt | For | For | For |
| | 6 | Elect Deborah L. McCoy | Mgmt | For | For | For |
| | 7 | Elect Silvio Napoli | Mgmt | For | For | For |
| | 8 | Elect Gregory R. Page | Mgmt | For | For | For |
| | 9 | Elect Sandra Pianalto | Mgmt | For | For | For |
| | 10 | Elect Lori J. Ryerkerk | Mgmt | For | For | For |
| | 11 | Elect Gerald B. Smith | Mgmt | For | For | For |
| | 12 | Elect Dorothy C. Thompson | Mgmt | For | For | For |
| | 13 | Approval of the 2020 Stock Plan | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For |
EBay Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EBAY | CUSIP 278642103 | 06/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Anthony J. Bates | Mgmt | For | For | For |
| | 2 | Elect Adriane M. Brown | Mgmt | For | For | For |
| | 3 | Elect Jesse A. Cohn | Mgmt | For | For | For |
| | 4 | Elect Diana Farrell | Mgmt | For | For | For |
| | 5 | Elect Logan D. Green | Mgmt | For | For | For |
| | 6 | Elect Bonnie S. Hammer | Mgmt | For | For | For |
| | 7 | Elect Jamie Iannone | Mgmt | For | For | For |
| | 8 | Elect Kathleen C. Mitic | Mgmt | For | For | For |
| | 9 | Elect Matthew J. Murphy | Mgmt | For | For | For |
| | 10 | Elect Pierre M. Omidyar | Mgmt | For | For | For |
| | 11 | Elect Paul S. Pressler | Mgmt | For | For | For |
| | 12 | Elect Robert H. Swan | Mgmt | For | For | For |
| | 13 | Elect Perry M. Traquina | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Edwards Lifesciences Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EW | CUSIP 28176E108 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael A. Mussallem | Mgmt | For | For | For |
| | 2 | Elect Kieran T. Gallahue | Mgmt | For | For | For |
| | 3 | Elect Leslie S. Heisz | Mgmt | For | For | For |
| | 4 | Elect William J. Link | Mgmt | For | For | For |
| | 5 | Elect Steven R. Loranger | Mgmt | For | For | For |
| | 6 | Elect Martha H. Marsh | Mgmt | For | For | For |
| | 7 | Elect Ramona Sequeira | Mgmt | For | For | For |
| | 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Approval of the 2020 Non- Employee Directors Stock Incentive Plan | Mgmt | For | For | For |
| | 11 | Increase of Authorized Common Stock for Stock Split | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
Eli Lilly and Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LLY | CUSIP 532457108 | 05/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Eskew | Mgmt | For | For | For |
| | 2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For |
| | 3 | Elect David A. Ricks | Mgmt | For | For | For |
| | 4 | Elect Marschall S. Runge | Mgmt | For | For | For |
| | 5 | Elect Karen Walker | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
| | 8 | Repeal of Classified Board | Mgmt | For | For | For |
| | 9 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| | 11 | Shareholder Proposal Regarding Forced Swim Test | ShrHoldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 13 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | ShrHoldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against |
Emerson Electric Co.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EMR | CUSIP 291011104 | 02/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin S. Craighead | Mgmt | For | For | For |
| | 1.2 | Elect David N. Farr | Mgmt | For | For | For |
| | 1.3 | Elect Gloria A. Flach | Mgmt | For | For | For |
| | 1.4 | Elect Mathew S. Levatich | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | Mgmt | For | For | For |
EOG Resources, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EOG | CUSIP 26875P101 | 04/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janet F. Clark | Mgmt | For | For | For |
| | 2 | Elect Charles R. Crisp | Mgmt | For | For | For |
| | 3 | Elect Robert P. Daniels | Mgmt | For | For | For |
| | 4 | Elect James C. Day | Mgmt | For | For | For |
| | 5 | Elect C. Christopher Gaut | Mgmt | For | For | For |
| | 6 | Elect Julie J. Robertson | Mgmt | For | For | For |
| | 7 | Elect Donald F. Textor | Mgmt | For | For | For |
| | 8 | Elect William R. Thomas | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Equinix, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EQIX | CUSIP 29444U700 | 06/18/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Bartlett | Mgmt | For | For | For |
| | 1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For |
| | 1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | For |
| | 1.4 | Elect Gary F. Hromadko | Mgmt | For | For | For |
| | 1.5 | Elect William Luby | Mgmt | For | For | For |
| | 1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For |
| | 1.7 | Elect Charles Meyers | Mgmt | For | For | For |
| | 1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For |
| | 1.9 | Elect Sandra Rivera | Mgmt | For | For | For |
| | 1.10 | Elect Peter F. Van Camp | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
Everest Re Group, Ltd.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RE | CUSIP G3223R108 | 05/11/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect John J. Amore | Mgmt | For | For | For |
| | 2 | Elect Juan C. Andrade | Mgmt | For | For | For |
| | 3 | Elect William F. Galtney, Jr. | Mgmt | For | For | For |
| | 4 | Elect John A. Graf | Mgmt | For | For | For |
| | 5 | Elect Meryl D. Hartzband | Mgmt | For | For | For |
| | 6 | Elect Gerri Losquadro | Mgmt | For | For | For |
| | 7 | Elect Roger M. Singer | Mgmt | For | For | For |
| | 8 | Elect Joseph V. Taranto | Mgmt | For | For | For |
| | 9 | Elect John A. Weber | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For |
Expedia Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EXPE | CUSIP 30212P303 | 06/10/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Samuel Altman | Mgmt | For | For | For |
| | 2 | Elect Susan C. Athey | Mgmt | For | For | For |
| | 3 | Elect A. George Battle | Mgmt | For | For | For |
| | 4 | Elect Chelsea Clinton | Mgmt | For | For | For |
| | 5 | Elect Barry Diller | Mgmt | For | For | For |
| | 6 | Elect Jon T. Gieselman | Mgmt | For | For | For |
| | 7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against |
| | 8 | Elect Peter M. Kern | Mgmt | For | For | For |
| | 9 | Elect Dara Khosrowshahi | Mgmt | For | For | For |
| | 10 | Elect Gregory K. Mondre | Mgmt | For | For | For |
| | 11 | Elect David Sambur | Mgmt | For | For | For |
| | 12 | Elect Alexander von Furstenberg | Mgmt | For | For | For |
| | 13 | Elect Julie Whalen | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
Expedia Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EXPE | CUSIP 30212P303 | 12/03/2019 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Samuel Altman | Mgmt | For | For | For |
| | 2 | Elect Susan C. Athey | Mgmt | For | For | For |
| | 3 | Elect A. George Battle | Mgmt | For | For | For |
| | 4 | Elect Chelsea Clinton | Mgmt | For | For | For |
| | 5 | Elect Barry Diller | Mgmt | For | For | For |
| | 6 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against |
| | 7 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against |
| | 8 | Elect Peter M. Kern | Mgmt | For | For | For |
| | 9 | Elect Dara Khosrowshahi | Mgmt | For | For | For |
| | 10 | Elect Mark Okerstrom | Mgmt | For | For | For |
| | 11 | Elect Alexander von Furstenberg | Mgmt | For | For | For |
| | 12 | Elect Julie Whalen | Mgmt | For | For | For |
| | 13 | Transfer Restrictions and Automatic Conversion Provisions in Respect of Class B Common Stock | Mgmt | For | For | For |
| | 14 | Limit the Ability of the Company to Participate in Certain Change of Control Transactions | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
Expeditors International Of Washington, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EXPD | CUSIP 302130109 | 05/05/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Robert R. Wright | Mgmt | For | For | For |
| | 2 | Elect Glenn M. Alger | Mgmt | For | For | For |
| | 3 | Elect Robert P. Carlile | Mgmt | For | For | For |
| | 4 | Elect James M. DuBois | Mgmt | For | For | For |
| | 5 | Elect Mark A. Emmert | Mgmt | For | For | For |
| | 6 | Elect Diane H. Gulyas | Mgmt | For | For | For |
| | 7 | Elect Jeffrey S. Musser | Mgmt | For | For | For |
| | 8 | Elect Liane J. Pelletier | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Against | For | Against |
F5 Networks, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FFIV | CUSIP 315616102 | 03/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect A. Gary Ames | Mgmt | For | For | For |
| | 2 | Elect Sandra E. Bergeron | Mgmt | For | For | For |
| | 3 | Elect Deborah L. Bevier | Mgmt | For | For | For |
| | 4 | Elect Michel Combes | Mgmt | For | For | For |
| | 5 | Elect Michael L. Dreyer | Mgmt | For | For | For |
| | 6 | Elect Alan J. Higginson | Mgmt | For | For | For |
| | 7 | Elect Peter S. Klein | Mgmt | For | For | For |
| | 8 | Elect Francois Locoh-Donou | Mgmt | For | For | For |
| | 9 | Elect Nikhil Mehta | Mgmt | For | For | For |
| | 10 | Elect Marie E. Myers | Mgmt | For | For | For |
| | 11 | Amendment to the 2014 Incentive Plan | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Facebook, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FB | CUSIP 30303M102 | 05/27/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Andrew W. Houston | Mgmt | For | For | For |
| | 1.4 | Elect Nancy Killefer | Mgmt | For | For | For |
| | 1.5 | Elect Robert M. Kimmitt | Mgmt | For | For | For |
| | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For |
| | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For |
| | 1.8 | Elect Tracey T. Travis | Mgmt | For | For | For |
| | 1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Director Compensation Policy | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Report on Political Advertising | ShrHoldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | ShrHoldr | Against | For | Against |
| | 9 | Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks | ShrHoldr | Against | For | Against |
| | 10 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | For | Against |
| | 11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | Against |
Fair Isaac Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FICO | CUSIP 303250104 | 03/04/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Braden R. Kelly | Mgmt | For | For | For |
| | 2 | Elect Fabiola R. Arredondo | Mgmt | For | For | For |
| | 3 | Elect A. George Battle | Mgmt | For | For | For |
| | 4 | Elect James D. Kirsner | Mgmt | For | For | For |
| | 5 | Elect William J. Lansing | Mgmt | For | For | For |
| | 6 | Elect Eva Manolis | Mgmt | For | For | For |
| | 7 | Elect Marc F. McMorris | Mgmt | For | For | For |
| | 8 | Elect Joanna Rees | Mgmt | For | For | For |
| | 9 | Elect David A. Rey | Mgmt | For | For | For |
| | 10 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
Fifth Third Bancorp
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FITB | CUSIP 316773100 | 04/14/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For |
| | 2 | Elect B. Evan Bayh III | Mgmt | For | For | For |
| | 3 | Elect Jorge L. Benitez | Mgmt | For | For | For |
| | 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For |
| | 5 | Elect Emerson L. Brumback | Mgmt | For | For | For |
| | 6 | Elect Jerry W. Burris | Mgmt | For | For | For |
| | 7 | Elect Greg D. Carmichael | Mgmt | For | For | For |
| | 8 | Elect C. Bryan Daniels | Mgmt | For | For | For |
| | 9 | Elect Thomas H. Harvey | Mgmt | For | For | For |
| | 10 | Elect Gary R. Heminger | Mgmt | For | For | For |
| | 11 | Elect Jewell D. Hoover | Mgmt | For | For | For |
| | 12 | Elect Eileen A. Mallesch | Mgmt | For | For | For |
| | 13 | Elect Michael B. McCallister | Mgmt | For | For | For |
| | 14 | Elect Marsha C. Williams | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
FLEETCOR Technologies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FLT | CUSIP 339041105 | 06/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Steven T. Stull | Mgmt | For | For | For |
| | 2 | Elect Michael Buckman | Mgmt | For | For | For |
| | 3 | Elect Thomas M. Hagerty | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For |
FMC Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FMC | CUSIP 302491303 | 04/28/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Pierre Brondeau | Mgmt | For | For | For |
| | 2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For |
| | 3 | Elect Mark Douglas | Mgmt | For | For | For |
| | 4 | Elect C. Scott Greer | Mgmt | For | For | For |
| | 5 | Elect KLynne Johnson | Mgmt | For | For | For |
| | 6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For |
| | 7 | Elect Paul J. Norris | Mgmt | For | For | For |
| | 8 | Elect Margareth Ovrum | Mgmt | For | For | For |
| | 9 | Elect Robert C. Pallash | Mgmt | For | For | For |
| | 10 | Elect William H. Powell | Mgmt | For | For | For |
| | 11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Fortinet, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FTNT | CUSIP 34959E109 | 06/19/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Ken Xie | Mgmt | For | For | For |
| | 2 | Elect Michael Xie | Mgmt | For | For | For |
| | 3 | Elect Kelly Ducourty | Mgmt | For | For | For |
| | 4 | Elect Jean Hu | Mgmt | For | For | For |
| | 5 | Elect Ming Hsieh | Mgmt | For | Against | Against |
| | 6 | Elect William H. Neukom | Mgmt | For | For | For |
| | 7 | Elect Christopher B. Paisley | Mgmt | For | For | For |
| | 8 | Elect Judith Sim | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 12 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | Against |
Garmin Ltd.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GRMN | CUSIP H2906T109 | 06/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits | Mgmt | For | For | For |
| | 3 | Dividend from Reserves | Mgmt | For | For | For |
| | 4 | Ratification of Board and Management Acts | Mgmt | For | For | For |
| | 5 | Elect Jonathan C. Burrell | Mgmt | For | Against | Against |
| | 6 | Elect Joseph J. Hartnett | Mgmt | For | For | For |
| | 7 | Elect Min H. Kao | Mgmt | For | For | For |
| | 8 | Elect Catherine A. Lewis | Mgmt | For | For | For |
| | 9 | Elect Charles W. Peffer | Mgmt | For | For | For |
| | 10 | Elect Clifton A. Pemble | Mgmt | For | For | For |
| | 11 | Elect Min H. Kao as Executive Chair of the Board of Directors | Mgmt | For | Against | Against |
| | 12 | Elect Jonathan C. Burrell as Compensation Committee Member | Mgmt | For | Against | Against |
| | 13 | Elect Joseph J. Hartnett as Compensation Committee Member | Mgmt | For | For | For |
| | 14 | Elect Catherine A. Lewis as Compensation Committee Member | Mgmt | For | For | For |
| | 15 | Elect Charles W. Peffer as Compensation Committee Member | Mgmt | For | For | For |
| | 16 | Election of Independent Voting Rights Representative | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | Mgmt | For | For | For |
| | 18 | Advisory vote on executive compensation | Mgmt | For | For | For |
| | 19 | Executive Compensation (FY 2021) | Mgmt | For | For | For |
| | 20 | Board Compensation | Mgmt | For | For | For |
| | 21 | Renewal of Authorised Share Capital | Mgmt | For | For | For |
Gartner, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | IT | CUSIP 366651107 | 06/08/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Peter Bisson | Mgmt | For | For | For |
| | 2 | Elect Richard J. Bressler | Mgmt | For | For | For |
| | 3 | Elect Raul E. Cesan | Mgmt | For | For | For |
| | 4 | Elect Karen E. Dykstra | Mgmt | For | For | For |
| | 5 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For |
| | 6 | Elect William O. Grabe | Mgmt | For | For | For |
| | 7 | Elect Eugene A. Hall | Mgmt | For | For | For |
| | 8 | Elect Stephen G. Pagliuca | Mgmt | For | For | For |
| | 9 | Elect Eileen Serra | Mgmt | For | For | For |
| | 10 | Elect James C. Smith | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
General Dynamics Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GD | CUSIP 369550108 | 05/06/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect James S. Crown | Mgmt | For | For | For |
| | 2 | Elect Rudy F. deLeon | Mgmt | For | For | For |
| | 3 | Elect Cecil D. Haney | Mgmt | For | For | For |
| | 4 | Elect Mark M. Malcolm | Mgmt | For | For | For |
| | 5 | Elect James N. Mattis | Mgmt | For | For | For |
| | 6 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| | 7 | Elect C. Howard Nye | Mgmt | For | For | For |
| | 8 | Elect William A. Osborn | Mgmt | For | For | For |
| | 9 | Elect Catherine B. Reynolds | Mgmt | For | For | For |
| | 10 | Elect Laura J. Schumacher | Mgmt | For | For | For |
| | 11 | Elect John G. Stratton | Mgmt | For | For | For |
| | 12 | Elect Peter A. Wall | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Genuine Parts Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GPC | CUSIP 372460105 | 04/27/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1.1 | Elect Elizabeth W. Camp | Mgmt | For | For | For |
| | 1.2 | Elect Richard Cox, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Paul D. Donahue | Mgmt | For | For | For |
| | 1.4 | Elect Gary P. Fayard | Mgmt | For | For | For |
| | 1.5 | Elect P. Russell Hardin | Mgmt | For | For | For |
| | 1.6 | Elect John R. Holder | Mgmt | For | For | For |
| | 1.7 | Elect Donna W. Hyland | Mgmt | For | For | For |
| | 1.8 | Elect John D. Johns | Mgmt | For | For | For |
| | 1.9 | Elect Jean-Jacques Lafont | Mgmt | For | For | For |
| | 1.10 | Elect Robert C. Loudermilk, Jr. | Mgmt | For | For | For |
| | 1.11 | Elect Wendy B. Needham | Mgmt | For | For | For |
| | 1.12 | Elect E. Jenner Wood III | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Human Capital Management Reporting | ShrHoldr | Against | For | Against |
Gilead Sciences, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GILD | CUSIP 375558103 | 05/06/2020 | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
| | 1 | Elect Jacqueline K. Barton | Mgmt | For | For | For |
| | 2 | Elect Sandra J. Horning | Mgmt | For | For | For |
| | 3 | Elect Kelly A. Kramer | Mgmt | For | For | For |
| | 4 | Elect Kevin E. Lofton | Mgmt | For | For | For |
| | 5 | Elect Harish Manwani | Mgmt | For | For | For |
| | 6 | Elect Daniel P. O’Day | Mgmt | For | For | For |
| | 7 | Elect Richard J. Whitley | Mgmt | For | For | For |
| | 8 | Elect Per Wold-Olsen | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 12 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | Against |
Global Payments Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | GPN | CUSIP 37940X102 | 04/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For |
| | 2 | Elect Robert H.B. Baldwin, Jr. | Mgmt | For | Against | Against |
| | 3 | Elect John G. Bruno | Mgmt | For | For | For |
| | 4 | Elect Kriss Cloninger III | Mgmt | For | For | For |
| | 5 | Elect William I. Jacobs | Mgmt | For | For | For |
| | 6 | Elect Joia M. Johnson | Mgmt | For | For | For |
| | 7 | Elect Ruth Ann Marshall | Mgmt | For | For | For |
| | 8 | Elect Connie D. McDaniel | Mgmt | For | For | For |
| | 9 | Elect William B. Plummer | Mgmt | For | For | For |
| | 10 | Elect Jeffrey S. Sloan | Mgmt | For | For | For |
| | 11 | Elect John T. Turner | Mgmt | For | For | For |
| | 12 | Elect M. Troy Woods | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
Graco Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | GGG | CUSIP 384109104 | 04/24/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Patrick J. McHale | Mgmt | For | For | For |
| | 2 | Elect Lee R. Mitau | Mgmt | For | For | For |
| | 3 | Elect Martha A.M. Morfitt | Mgmt | For | For | For |
| | 4 | Elect Kevin J. Wheeler | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Halliburton Company
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | HAL | CUSIP 406216101 | 05/19/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For |
| | 2 | Elect William E. Albrecht | Mgmt | For | For | For |
| | 3 | Elect M. Katherine Banks | Mgmt | For | For | For |
| | 4 | Elect Alan M. Bennett | Mgmt | For | For | For |
| | 5 | Elect Milton Carroll | Mgmt | For | For | For |
| | 6 | Elect Nance K. Dicciani | Mgmt | For | For | For |
| | 7 | Elect Murry S. Gerber | Mgmt | For | For | For |
| | 8 | Elect Patricia Hemingway Hall | Mgmt | For | For | For |
| | 9 | Elect Robert A. Malone | Mgmt | For | For | For |
| | 10 | Elect Jeffrey A. Miller | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For |
Hilton Worldwide Holdings Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | HLT | CUSIP 43300A203 | 06/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher J. Nassetta | Mgmt | For | For | For |
| | 2 | Elect Jonathan D. Gray | Mgmt | For | For | For |
| | 3 | Elect Charlene T. Begley | Mgmt | For | For | For |
| | 4 | Elect Melanie L. Healey | Mgmt | For | For | For |
| | 5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For |
| | 6 | Elect Judith A. McHale | Mgmt | For | For | For |
| | 7 | Elect John G. Schreiber | Mgmt | For | For | For |
| | 8 | Elect Elizabeth A. Smith | Mgmt | For | For | For |
| | 9 | Elect Douglas M. Steenland | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Hologic, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | HOLX | CUSIP 436440101 | 03/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen P. MacMillan | Mgmt | For | For | For |
| | 1.2 | Elect Sally Crawford | Mgmt | For | For | For |
| | 1.3 | Elect Charles J. Dockendorff | Mgmt | For | For | For |
| | 1.4 | Elect Scott T. Garrett | Mgmt | For | For | For |
| | 1.5 | Elect Ludwig N. Hantson | Mgmt | For | For | For |
| | 1.6 | Elect Namal Nawana | Mgmt | For | For | For |
| | 1.7 | Elect Christina Stamoulis | Mgmt | For | For | For |
| | 1.8 | Elect Amy M. Wendell | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
HP Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | HPQ | CUSIP 40434L105 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Aida M. Alvarez | Mgmt | For | For | For |
| | 1.2 | Elect Shumeet Banerji | Mgmt | For | For | For |
| | 1.3 | Elect Robert R. Bennett | Mgmt | For | For | For |
| | 1.4 | Elect Charles V. Bergh | Mgmt | For | For | For |
| | 1.5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For |
| | 1.6 | Elect Stephanie A. Burns | Mgmt | For | For | For |
| | 1.7 | Elect Mary Anne Citrino | Mgmt | For | For | For |
| | 1.8 | Elect Richard L. Clemmer | Mgmt | For | For | For |
| | 1.9 | Elect Enrique Lores | Mgmt | For | For | For |
| | 1.10 | Elect Yoky Matsuoka | Mgmt | For | For | For |
| | 1.11 | Elect Stacey J. Mobley | Mgmt | For | For | For |
| | 1.12 | Elect Subra Suresh | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
Humana Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | HUM | CUSIP 444859102 | 04/23/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For |
| | 2 | Elect Frank J. Bisignano | Mgmt | For | For | For |
| | 3 | Elect Bruce D. Broussard | Mgmt | For | For | For |
| | 4 | Elect Frank A. D’Amelio | Mgmt | For | For | For |
| | 5 | Elect W. Roy Dunbar | Mgmt | For | For | For |
| | 6 | Elect Wayne A.I. Frederick | Mgmt | For | For | For |
| | 7 | Elect John W. Garratt | Mgmt | For | For | For |
| | 8 | Elect David A. Jones Jr. | Mgmt | For | For | For |
| | 9 | Elect Karen W. Katz | Mgmt | For | For | For |
| | 10 | Elect William J. McDonald | Mgmt | For | For | For |
| | 11 | Elect James J. O’Brien | Mgmt | For | For | For |
| | 12 | Elect Marissa T. Peterson | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Huntington Ingalls Industries,
Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | HII | CUSIP 446413106 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philip M. Bilden | Mgmt | For | For | For |
| | 1.2 | Elect Augustus L. Collins | Mgmt | For | For | For |
| | 1.3 | Elect Kirkland H. Donald | Mgmt | For | For | For |
| | 1.4 | Elect Victoria D. Harker | Mgmt | For | For | For |
| | 1.5 | Elect Anastasia D. Kelly | Mgmt | For | For | For |
| | 1.6 | Elect Tracy B. McKibben | Mgmt | For | For | For |
| | 1.7 | Elect C. Michael Petters | Mgmt | For | For | For |
| | 1.8 | Elect Thomas C. Schievelbein | Mgmt | For | For | For |
| | 1.9 | Elect John K. Welch | Mgmt | For | For | For |
| | 1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
IAC/InterActiveCorp
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | IAC | CUSIP 44919P508 | 06/25/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Match Separation | Mgmt | For | For | For |
| | 2 | New Match Board Classification | Mgmt | For | Against | Against |
| | 3 | Elimination of Written Consent | Mgmt | For | Against | Against |
| | 4 | Bundled Charter Amendments | Mgmt | For | For | For |
| | 5 | Issuance of Common Stock | Mgmt | For | For | For |
| | 6 | 2020 Stock and Annual Incentive Plan | Mgmt | For | For | For |
| | 7 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | 8 | Elect Chelsea Clinton | Mgmt | For | For | For |
| | 9 | Elect Barry Diller | Mgmt | For | For | For |
| | 10 | Elect Michael D. Eisner | Mgmt | For | Abstain | Against |
| | 11 | Elect Bonnie S. Hammer | Mgmt | For | For | For |
| | 12 | Elect Victor A. Kaufman | Mgmt | For | For | For |
| | 13 | Elect Joseph Levin | Mgmt | For | For | For |
| | 14 | Elect Bryan Lourd | Mgmt | For | For | For |
| | 15 | Elect David Rosenblatt | Mgmt | For | For | For |
| | 16 | Elect Alan G. Spoon | Mgmt | For | For | For |
| | 17 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against |
| | 18 | Elect Richard F. Zannino | Mgmt | For | For | For |
| | 19 | Ratification of Auditor | Mgmt | For | For | For |
| | 20 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Idexx Laboratories, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | IDXX | CUSIP 45168D104 | 05/06/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | |
| | 1 | Elect Rebecca M. Henderson | Mgmt | For | For | For |
| | 2 | Elect Lawrence D. Kingsley | Mgmt | For | For | For |
| | 3 | Elect Sophie V. Vandebroek | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
IHS Markit Ltd.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | INFO | CUSIP G47567105 | 04/16/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lance Uggla | Mgmt | For | For | For |
| | 2 | Elect John Browne | Mgmt | For | For | For |
| | 3 | Elect Ruann F. Ernst | Mgmt | For | For | For |
| | 4 | Elect William E. Ford | Mgmt | For | For | For |
| | 5 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For |
| | 6 | Elect Deborah Keiko Orida | Mgmt | For | For | For |
| | 7 | Elect James A. Rosenthal | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
Illumina, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | ILMN | CUSIP 452327109 | 05/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Caroline D. Dorsa | Mgmt | For | For | For |
| | 2 | Elect Robert S. Epstein | Mgmt | For | For | For |
| | 3 | Elect Scott Gottlieb | Mgmt | For | For | For |
| | 4 | Elect Philip W. Schiller | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
Intel Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | INTC | CUSIP 458140100 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James J. Goetz | Mgmt | For | For | For |
| | 2 | Elect Alyssa Henry | Mgmt | For | For | For |
| | 3 | Elect Omar Ishrak | Mgmt | For | For | For |
| | 4 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For |
| | 5 | Elect Tsu-Jae King Liu | Mgmt | For | For | For |
| | 6 | Elect Gregory D. Smith | Mgmt | For | For | For |
| | 7 | Elect Robert H. Swan | Mgmt | For | For | For |
| | 8 | Elect Andrew Wilson | Mgmt | For | For | For |
| | 9 | Elect Frank D. Yeary | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For |
Intercontinental Exchange, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | ICE | CUSIP 45866F104 | 05/15/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon Y. Bowen | Mgmt | For | For | For |
| | 2 | Elect Charles R. Crisp | Mgmt | For | For | For |
| | 3 | Elect Duriya M. Farooqui | Mgmt | For | For | For |
| | 4 | Elect Jean-Marc Forneri | Mgmt | For | For | For |
| | 5 | Elect Lord Hague of Richmond | Mgmt | For | For | For |
| | 6 | Elect Fred W. Hatfield | Mgmt | For | For | For |
| | 7 | Elect Thomas E. Noonan | Mgmt | For | For | For |
| | 8 | Elect Frederic V. Salerno | Mgmt | For | For | For |
| | 9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For |
| | 10 | Elect Judith A. Sprieser | Mgmt | For | For | For |
| | 11 | Elect Vincent S. Tese | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
International Business
Machines Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | IBM | CUSIP 459200101 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas Buberl | Mgmt | For | For | For |
| | 2 | Elect Michael L. Eskew | Mgmt | For | Against | Against |
| | 3 | Elect David N. Farr | Mgmt | For | For | For |
| | 4 | Elect Alex Gorsky | Mgmt | For | For | For |
| | 5 | Elect Michelle Howard | Mgmt | For | For | For |
| | 6 | Elect Arvind Krishna | Mgmt | For | For | For |
| | 7 | Elect Andrew N. Liveris | Mgmt | For | For | For |
| | 8 | Elect F. William McNabb, III | Mgmt | For | For | For |
| | 9 | Elect Martha E. Pollack | Mgmt | For | For | For |
| | 10 | Elect Virginia M. Rometty | Mgmt | For | For | For |
| | 11 | Elect Joseph R. Swedish | Mgmt | For | For | For |
| | 12 | Elect Sidney Taurel | Mgmt | For | For | For |
| | 13 | Elect Peter R. Voser | Mgmt | For | For | For |
| | 14 | Elect Frederick H. Waddell | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Shareholder Ability to Remove Directors | ShrHoldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
International Flavors &
Fragrances Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | IFF | CUSIP 459506101 | 05/06/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marcello V. Bottoli | Mgmt | For | For | For |
| | 2 | Elect Michael L. Ducker | Mgmt | For | For | For |
| | 3 | Elect David R. Epstein | Mgmt | For | For | For |
| | 4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For |
| | 5 | Elect John F. Ferraro | Mgmt | For | For | For |
| | 6 | Elect Andreas Fibig | Mgmt | For | For | For |
| | 7 | Elect Christina A. Gold | Mgmt | For | For | For |
| | 8 | Elect Katherine M. Hudson | Mgmt | For | For | For |
| | 9 | Elect Dale F. Morrison | Mgmt | For | For | For |
| | 10 | Elect Li-Huei Tsai | Mgmt | For | For | For |
| | 11 | Elect Stephen Williamson | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Intuit Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | INTU | CUSIP 461202103 | 01/23/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Eve Burton | Mgmt | For | For | For |
| | 2 | Elect Scott D. Cook | Mgmt | For | For | For |
| | 3 | Elect Richard Dalzell | Mgmt | For | For | For |
| | 4 | Elect Sasan Goodarzi | Mgmt | For | For | For |
| | 5 | Elect Deborah Liu | Mgmt | For | For | For |
| | 6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| | 7 | Elect Dennis D. Powell | Mgmt | For | For | For |
| | 8 | Elect Brad D. Smith | Mgmt | For | For | For |
| | 9 | Elect Thomas J. Szkutak | Mgmt | For | For | For |
| | 10 | Elect Raul Vazquez | Mgmt | For | For | For |
| | 11 | Elect Jeff Weiner | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Against | Against | For |
Intuitive Surgical, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | ISRG | CUSIP 46120E602 | 04/23/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Craig H. Barratt | Mgmt | For | For | For |
| | 2 | Elect Joseph C. Beery | Mgmt | For | For | For |
| | 3 | Elect Gary S. Guthart | Mgmt | For | For | For |
| | 4 | Elect Amal M. Johnson | Mgmt | For | For | For |
| | 5 | Elect Don R. Kania | Mgmt | For | For | For |
| | 6 | Elect Amy L. Ladd | Mgmt | For | For | For |
| | 7 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For |
| | 8 | Elect Alan J. Levy | Mgmt | For | For | For |
| | 9 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For |
| | 10 | Elect Mark J. Rubash | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For |
| | 14 | Elimination of Supermajority Requirements | Mgmt | For | For | For |
| | 15 | Approval of Shareholder Right to Call a Special Meeting | Mgmt | For | For | For |
IQVIA Holdings Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | IQV | CUSIP 46266C105 | 04/06/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carol J. Burt | Mgmt | For | For | For |
| | 1.2 | Elect Colleen A. Goggins | Mgmt | For | For | For |
| | 1.3 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Jacobs Engineering Group Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | J | CUSIP 469814107 | 01/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven J. Demetriou | Mgmt | For | For | For |
| | 2 | Elect Chris M.T. Thompson | Mgmt | For | For | For |
| | 3 | Elect Joseph R. Bronson | Mgmt | For | For | For |
| | 4 | Elect Robert C. Davidson, Jr. | Mgmt | For | For | For |
| | 5 | Elect Ralph E. Eberhart | Mgmt | For | For | For |
| | 6 | Elect Georgette D. Kiser | Mgmt | For | For | For |
| | 7 | Elect Linda Fayne Levinson | Mgmt | For | For | For |
| | 8 | Elect Barbara L. Loughran | Mgmt | For | For | For |
| | 9 | Elect Robert A. McNamara | Mgmt | For | For | For |
| | 10 | Elect Peter J. Robertson | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
Johnson & Johnson
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | JNJ | CUSIP 478160104 | 04/23/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary C. Beckerle | Mgmt | For | For | For |
| | 2 | Elect D. Scott Davis | Mgmt | For | For | For |
| | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For |
| | 4 | Elect Jennifer A. Doudna | Mgmt | For | For | For |
| | 5 | Elect Alex Gorsky | Mgmt | For | For | For |
| | 6 | Elect Marillyn A. Hewson | Mgmt | For | For | For |
| | 7 | Elect Hubert Joly | Mgmt | For | For | For |
| | 8 | Elect Mark B. McClellan | Mgmt | For | For | For |
| | 9 | Elect Anne M. Mulcahy | Mgmt | For | For | For |
| | 10 | Elect Charles Prince | Mgmt | For | Against | Against |
| | 11 | Elect A. Eugene Washington | Mgmt | For | For | For |
| | 12 | Elect Mark A. Weinberger | Mgmt | For | For | For |
| | 13 | Elect Ronald A. Williams | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Removal of Directors Without Cause | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | For | Against |
Keysight Technologies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | KEYS | CUSIP 49338L103 | 03/19/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul N. Clark | Mgmt | For | For | For |
| | 2 | Elect Richard Hamada | Mgmt | For | For | For |
| | 3 | Elect Paul A. Lacouture | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Laboratory Corporation of America Holdings
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | LH | CUSIP 50540R409 | 05/13/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kerrii B. Anderson | Mgmt | For | For | For |
| | 2 | Elect Jean-Luc Belingard | Mgmt | For | For | For |
| | 3 | Elect Jeffrey A. Davis | Mgmt | For | For | For |
| | 4 | Elect D. Gary Gilliland | Mgmt | For | For | For |
| | 5 | Elect Garheng Kong | Mgmt | For | For | For |
| | 6 | Elect Peter M. Neupert | Mgmt | For | For | For |
| | 7 | Elect Richelle P. Parham | Mgmt | For | For | For |
| | 8 | Elect Adam H. Schechter | Mgmt | For | For | For |
| | 9 | Elect R. Sanders Williams | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Las Vegas Sands Corp.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | LVS | CUSIP 517834107 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sheldon G. Adelson | Mgmt | For | For | For |
| | 1.2 | Elect Irwin Chafetz | Mgmt | For | For | For |
| | 1.3 | Elect Micheline Chau | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Patrick Dumont | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Charles D. Forman | Mgmt | For | For | For |
| | 1.6 | Elect Robert Glen Goldstein | Mgmt | For | For | For |
| | 1.7 | Elect George Jamieson | Mgmt | For | For | For |
| | 1.8 | Elect Charles A. Koppelman | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Lewis Kramer | Mgmt | For | For | For |
| | 1.10 | Elect David F. Levi | Mgmt | For | For | For |
| | 1.11 | Elect Xuan Yan | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Lennar Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | LEN | CUSIP 526057104 | 04/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rick Beckwitt | Mgmt | For | For | For |
| | 2 | Elect Irving Bolotin | Mgmt | For | For | For |
| | 3 | Elect Steven L. Gerard | Mgmt | For | Against | Against |
| | 4 | Elect Theron I. Gilliam | Mgmt | For | Against | Against |
| | 5 | Elect Sherrill W. Hudson | Mgmt | For | Against | Against |
| | 6 | Elect Jonathan M. Jaffe | Mgmt | For | For | For |
| | 7 | Elect Sidney Lapidus | Mgmt | For | For | For |
| | 8 | Elect Teri P. McClure | Mgmt | For | Against | Against |
| | 9 | Elect Stuart A. Miller | Mgmt | For | For | For |
| | 10 | Elect Armando J. Olivera | Mgmt | For | For | For |
| | 11 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For |
| | 12 | Elect Scott D. Stowell | Mgmt | For | Against | Against |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
Live Nation Entertainment, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | LYV | CUSIP 538034109 | 06/03/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Maverick Carter | Mgmt | For | For | For |
| | 2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For |
| | 3 | Elect Ping Fu | Mgmt | For | For | For |
| | 4 | Elect Jeffrey T. Hinson | Mgmt | For | For | For |
| | 5 | Elect Chad Hollingsworth | Mgmt | For | For | For |
| | 6 | Elect Jimmy Iovine | Mgmt | For | For | For |
| | 7 | Elect James S. Kahan | Mgmt | For | For | For |
| | 8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against |
| | 9 | Elect Randall T. Mays | Mgmt | For | Against | Against |
| | 10 | Elect Michael Rapino | Mgmt | For | For | For |
| | 11 | Elect Mark S. Shapiro | Mgmt | For | For | For |
| | 12 | Elect Dana Walden | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
LKQ Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | LKQ | CUSIP 501889208 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Patrick Berard | Mgmt | For | For | For |
| | 2 | Elect Meg A. Divitto | Mgmt | For | For | For |
| | 3 | Elect Robert M. Hanser | Mgmt | For | For | For |
| | 4 | Elect Joseph M. Holsten | Mgmt | For | For | For |
| | 5 | Elect Blythe J. McGarvie | Mgmt | For | For | For |
| | 6 | Elect John Mendel | Mgmt | For | For | For |
| | 7 | Elect Jody G. Miller | Mgmt | For | For | For |
| | 8 | Elect John F. O’Brien | Mgmt | For | For | For |
| | 9 | Elect Guhan Subramanian | Mgmt | For | For | For |
| | 10 | Elect Xavier Urbain | Mgmt | For | For | For |
| | 11 | Elect Dominick P. Zarcone | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Lowe’s Companies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | LOW | CUSIP 548661107 | 05/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raul Alvarez | Mgmt | For | For | For |
| | 1.2 | Elect David H. Batchelder | Mgmt | For | For | For |
| | 1.3 | Elect Angela F. Braly | Mgmt | For | For | For |
| | 1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For |
| | 1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For |
| | 1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For |
| | 1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For |
| | 1.8 | Elect Brian C. Rogers | Mgmt | For | For | For |
| | 1.9 | Elect Bertram L. Scott | Mgmt | For | For | For |
| | 1.10 | Elect Lisa W. Wardell | Mgmt | For | For | For |
| | 1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For |
| | 5 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For |
M&T Bank Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MTB | CUSIP 55261F104 | 04/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect C. Angela Bontempo | Mgmt | For | For | For |
| | 1.2 | Elect Robert T. Brady | Mgmt | For | For | For |
| | 1.3 | Elect T. Jefferson | Mgmt | For | For | For |
| | | Cunningham, III | | | | |
| | 1.4 | Elect Gary N. Geisel | Mgmt | For | For | For |
| | 1.5 | Elect Richard S. Gold | Mgmt | For | For | For |
| | 1.6 | Elect Richard A. Grossi | Mgmt | For | For | For |
| | 1.7 | Elect John D. Hawke Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Rene F. Jones | Mgmt | For | For | For |
| | 1.9 | Elect Richard Ledgett | Mgmt | For | For | For |
| | 1.10 | Elect Newton P.S. Merrill | Mgmt | For | For | For |
| | 1.11 | Elect Kevin J. Pearson | Mgmt | For | For | For |
| | 1.12 | Elect Melinda R. Rich | Mgmt | For | For | For |
| | 1.13 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For |
| | 1.14 | Elect Denis J. Salamone | Mgmt | For | Withhold | Against |
| | 1.15 | Elect John R. Scannell | Mgmt | For | Withhold | Against |
| | 1.16 | Elect David S. Scharfstein | Mgmt | For | For | For |
| | 1.17 | Elect Herbert L. Washington | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Marathon Oil Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MRO | CUSIP 565849106 | 05/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | Mgmt | For | For | For |
| | 2 | Elect Chadwick C. Deaton | Mgmt | For | For | For |
| | 3 | Elect Marcela E. Donadio | Mgmt | For | For | For |
| | 4 | Elect Jason B. Few | Mgmt | For | For | For |
| | 5 | Elect Douglas L. Foshee | Mgmt | For | For | For |
| | 6 | Elect M. Elise Hyland | Mgmt | For | For | For |
| | 7 | Elect Lee M. Tillman | Mgmt | For | For | For |
| | 8 | Elect J. Kent Wells | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Marathon Petroleum Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MPC | CUSIP 56585A102 | 04/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Repeal of Classified Board | Mgmt | For | For | For |
| | 2 | Elect Steven A. Davis | Mgmt | For | Against | Against |
| | 3 | Elect J. Michael Stice | Mgmt | For | For | For |
| | 4 | Elect John P. Surma | Mgmt | For | For | For |
| | 5 | Elect Susan Tomasky | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For |
| | 9 | Shareholder Proposal Regarding Report on Linking Executive Pay to Community Impact | ShrHoldr | Against | Against | For |
MarketAxess Holdings Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MKTX | CUSIP 57060D108 | 06/10/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard M. McVey | Mgmt | For | For | For |
| | 2 | Elect Nancy A. Altobello | Mgmt | For | For | For |
| | 3 | Elect Steven Begleiter | Mgmt | For | For | For |
| | 4 | Elect Stephen P. Casper | Mgmt | For | For | For |
| | 5 | Elect Jane P. Chwick | Mgmt | For | For | For |
| | 6 | Elect Christopher R. Concannon | Mgmt | For | For | For |
| | 7 | Elect William F. Cruger | Mgmt | For | For | For |
| | 8 | Elect Justin G. Gmelich | Mgmt | For | For | For |
| | 9 | Elect Richard G. Ketchum | Mgmt | For | For | For |
| | 10 | Elect Emily H. Portney | Mgmt | For | For | For |
| | 11 | Elect Richard L. Prager | Mgmt | For | For | For |
| | 12 | Elect John Steinhardt | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For |
Masco Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MAS | CUSIP 574599106 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | |
| | 1 | Elect Keith J. Allman | Mgmt | For | For | For |
| | 2 | Elect J. Michael Losh | Mgmt | For | For | For |
| | 3 | Elect Christopher A. O’Herlihy | Mgmt | For | For | For |
| | 4 | Elect Charles K Stevens, III | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
Masimo Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MASI | CUSIP 574795100 | 05/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Julie A. Shimer | Mgmt | For | For | For |
| | 2 | Elect H. Michael Cohen | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 5 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | Against | Against |
| | 6 | Amendment to the Executive Bonus Incentive Plan | Mgmt | For | For | For |
Mastercard Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MA | CUSIP 57636Q104 | 06/16/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard Haythornthwaite | Mgmt | For | Against | Against |
| | 2 | Elect Ajay Banga | Mgmt | For | For | For |
| | 3 | Elect Richard K. Davis | Mgmt | For | For | For |
| | 4 | Elect Steven J. Freiberg | Mgmt | For | For | For |
| | 5 | Elect Julius Genachowski | Mgmt | For | For | For |
| | 6 | Elect Choon Phong Goh | Mgmt | For | For | For |
| | 7 | Elect Merit E. Janow | Mgmt | For | For | For |
| | 8 | Elect Oki Matsumoto | Mgmt | For | For | For |
| | 9 | Elect Youngme E. Moon | Mgmt | For | For | For |
| | 10 | Elect Rima Qureshi | Mgmt | For | For | For |
| | 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For |
| | 12 | Elect Gabrielle Sulzberger | Mgmt | For | For | For |
| | 13 | Elect Jackson P. Tai | Mgmt | For | For | For |
| | 14 | Elect Lance Uggla | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
Match Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MTCH | CUSIP 57665R106 | 06/25/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Separation from IAC | Mgmt | For | For | For |
| | 2 | Bundled Charter Amendments (Advisory) | Mgmt | For | Against | Against |
| | 3 | Elimination of Written Consent (Advisory) | Mgmt | For | Against | Against |
| | 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
Medtronic Plc
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MDT | CUSIP G5960L103 | 12/06/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard H. Anderson | Mgmt | For | For | For |
| | 2 | Elect Craig Arnold | Mgmt | For | For | For |
| | 3 | Elect Scott C. Donnelly | Mgmt | For | For | For |
| | 4 | Elect Andrea J. Goldsmith | Mgmt | For | For | For |
| | 5 | Elect Randall J. Hogan, III | Mgmt | For | For | For |
| | 6 | Elect Omar Ishrak | Mgmt | For | For | For |
| | 7 | Elect Michael O. Leavitt | Mgmt | For | For | For |
| | 8 | Elect James T. Lenehan | Mgmt | For | For | For |
| | 9 | Elect Geoffrey Straub Martha | Mgmt | For | For | For |
| | 10 | Elect Elizabeth G. Nabel | Mgmt | For | For | For |
| | 11 | Elect Denise M. O’Leary | Mgmt | For | For | For |
| | 12 | Elect Kendall J. Powell | Mgmt | For | Against | Against |
| 13
| Appointment of Auditor and
Authority to Set Fees | Mgmt
| For
| For
| For
|
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 15
| Authority to Issue Shares w/
Preemptive Rights | Mgmt
| For
| For
| For
|
| 16
| Authority to Issue Shares w/o
Preemptive Rights | Mgmt
| For
| For
| For
|
| 17
| Authority to Repurchase
Shares | Mgmt
| For
| For
| For
|
Merck & Co., Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MRK | CUSIP 58933Y105 | 05/26/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Leslie A. Brun | Mgmt | For | For | For |
| | 2 | Elect Thomas R. Cech | Mgmt | For | For | For |
| | 3 | Elect Mary Ellen Coe | Mgmt | For | For | For |
| | 4 | Elect Pamela J. Craig | Mgmt | For | For | For |
| | 5 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| | 6 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| | 7 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For |
| | 8 | Elect Paul B. Rothman | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | Mgmt | For | For | For |
| | 10 | Elect Christine E. Seidman | Mgmt | For | For | For |
| | 11 | Elect Inge G. Thulin | Mgmt | For | For | For |
| | 12 | Elect Kathy J. Warden | Mgmt | For | For | For |
| | 13 | Elect Peter C. Wendell | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16
| Shareholder Proposal
Regarding Right to Act by
Written Consent | ShrHoldr
| Against
| Against
| For
|
| 17
| Shareholder Proposal
Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr
| Against
| Against
| For
|
Mettler-Toledo International
Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MTD | CUSIP 592688105 | 05/07/2020 | | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert F. Spoerry | Mgmt | For | For | For |
| | 2 | Elect Wah-Hui Chu | Mgmt | For | For | For |
| | 3 | Elect Domitille Doat-Le Bigot | Mgmt | For | For | For |
| | 4 | Elect Olivier A. Filliol | Mgmt | For | For | For |
| | 5 | Elect Elisha W. Finney | Mgmt | For | For | For |
| | 6 | Elect Richard Francis | Mgmt | For | For | For |
| | 7 | Elect Michael A. Kelly | Mgmt | For | For | For |
| | 8 | Elect Thomas P. Salice | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Micron Technology, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MU | CUSIP 595112103 | 01/16/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Bailey | Mgmt | For | For | For |
| | 2 | Elect Richard M. Beyer | Mgmt | For | For | For |
| | 3 | Elect Steven J. Gomo | Mgmt | For | For | For |
| | 4 | Elect Mary Pat McCarthy | Mgmt | For | For | For |
| | 5 | Elect Sanjay Mehrotra | Mgmt | For | For | For |
| | 6 | Elect Robert E. Switz | Mgmt | For | For | For |
| | 7 | Elect MaryAnn Wright | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
Microsoft Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MSFT | CUSIP 594918104 | 12/04/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William H. Gates III | Mgmt | For | For | For |
| | 2 | Elect Reid G. Hoffman | Mgmt | For | For | For |
| | 3 | Elect Hugh F. Johnston | Mgmt | For | For | For |
| | 4 | Elect Teri L. List-Stoll | Mgmt | For | For | For |
| | 5 | Elect Satya Nadella | Mgmt | For | For | For |
| | 6 | Elect Sandra E. Peterson | Mgmt | For | For | For |
| | 7 | Elect Penny S. Pritzker | Mgmt | For | For | For |
| | 8 | Elect Charles W. Scharf | Mgmt | For | For | For |
| | 9 | Elect Arne M. Sorenson | Mgmt | For | For | For |
| | 10 | Elect John W. Stanton | Mgmt | For | For | For |
| | 11 | Elect John W. Thompson | Mgmt | For | For | For |
| | 12 | Elect Emma N. Walmsley | Mgmt | For | For | For |
| | 13 | Elect Padmasree Warrior | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16
| Shareholder Proposal
Regarding Report on Non-
Management Employee
Representation on the Board | ShrHoldr
| Against
| Against
| For
|
| 17
| Shareholder Proposal
Regarding Median Gender Pay
Equity Report | ShrHoldr
| Against
| Against
| For
|
Monolithic Power Systems, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MPWR | CUSIP 609839105 | 06/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Victor K. Lee | Mgmt | For | For | For |
| | 1.2 | Elect James C. Moyer | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4
| Amendment to the 2014 Equity
Incentive Plan | Mgmt
| For
| For
| For
|
Monster Beverage Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MNST | CUSIP 61174X109 | 06/03/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For |
| | 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mark J. Hall | Mgmt | For | For | For |
| | 1.4 | Elect Kathleen E. Ciaramello | Mgmt | For | For | For |
| | 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For |
| | 1.6 | Elect Jeanne P. Jackson | Mgmt | For | For | For |
| | 1.7 | Elect Steven G. Pizula | Mgmt | For | For | For |
| | 1.8 | Elect Benjamin M. Polk | Mgmt | For | For | For |
| | 1.9 | Elect Sydney Selati | Mgmt | For | For | For |
| | 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 4
| Approval of the 2020 Omnibus
Incentive Plan | Mgmt
| For
| For
| For
|
Morgan Stanley
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MS | CUSIP 617446448 | 05/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Elizabeth Corley | Mgmt | For | For | For |
| | 2 | Elect Alistair Darling | Mgmt | For | For | For |
| | 3 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| | 4 | Elect James P. Gorman | Mgmt | For | For | For |
| | 5 | Elect Robert H. Herz | Mgmt | For | For | For |
| | 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For |
| | 7 | Elect Stephen J. Luczo | Mgmt | For | For | For |
| | 8 | Elect Jami Miscik | Mgmt | For | For | For |
| | 9 | Elect Dennis M. Nally | Mgmt | For | For | For |
| | 10 | Elect Takeshi Ogasawara | Mgmt | For | For | For |
| | 11 | Elect Hutham S. Olayan | Mgmt | For | For | For |
| | 12 | Elect Mary L. Schapiro | Mgmt | For | For | For |
| | 13 | Elect Perry M. Traquina | Mgmt | For | For | For |
| | 14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Motorola Solutions, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MSI | CUSIP 620076307 | 05/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory Q. Brown | Mgmt | For | For | For |
| | 2 | Elect Kenneth D. Denman | Mgmt | For | For | For |
| | 3 | Elect Egon Durban | Mgmt | For | For | For |
| | 4 | Elect Clayton M. Jones | Mgmt | For | For | For |
| | 5 | Elect Judy C. Lewent | Mgmt | For | For | For |
| | 6 | Elect Gregory K. Mondre | Mgmt | For | For | For |
| | 7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For |
| | 8 | Elect Joseph M. Tucci | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 11
| Shareholder Proposal
Regarding Political Contributions and Expenditures Report | ShrHoldr
| Against
| For
| Against
|
MSCI Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | MSCI | CUSIP 55354G100 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Henry A. Fernandez | Mgmt | For | For | For |
| | 2 | Elect Robert G. Ashe | Mgmt | For | For | For |
| | 3 | Elect Benjamin F. duPont | Mgmt | For | For | For |
| | 4 | Elect Wayne Edmunds | Mgmt | For | For | For |
| | 5 | Elect Catherine R. Kinney | Mgmt | For | For | For |
| | 6 | Elect Jacques P. Perold | Mgmt | For | For | For |
| | 7 | Elect Sandy Rattray | Mgmt | For | For | For |
| | 8 | Elect Linda H. Riefler | Mgmt | For | For | For |
| | 9 | Elect Marcus L. Smith | Mgmt | For | For | For |
| | 10 | Elect Paula Volent | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
Netflix, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NFLX | CUSIP 64110L106 | 06/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Reed Hastings | Mgmt | For | Abstain | Against |
| | 2 | Elect Jay C. Hoag | Mgmt | For | Abstain | Against |
| | 3 | Elect Mathias Dopfner | Mgmt | For | Abstain | Against |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5
| Advisory Vote on Executive
Compensation | Mgmt
| For
| Against
| Against
|
| 6
| Approval of the 2020 Stock
Plan | Mgmt
| For
| For
| For
|
| 7
| Shareholder Proposal
Regarding Political
Contributions and Expenditures
Report | ShrHoldr
| Against
| For
| Against
|
| 8
| Shareholder Proposal
Regarding Simple Majority
Vote | ShrHoldr
| Against
| For
| Against
|
| 9
| Shareholder Proposal
Regarding EEO Policy Risk
Report | ShrHoldr
| Against
| Against
| For
|
Northern Trust Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NTRS | CUSIP 665859104 | 04/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linda Walker Bynoe | Mgmt | For | Against | Against |
| | 2 | Elect Susan Crown | Mgmt | For | For | For |
| | 3 | Elect Dean M. Harrison | Mgmt | For | For | For |
| | 4 | Elect Jay L. Henderson | Mgmt | For | Against | Against |
| | 5 | Elect Marcy S. Klevorn | Mgmt | For | For | For |
| | 6 | Elect Siddharth N. Mehta | Mgmt | For | For | For |
| | 7 | Elect Michael G. O’Grady | Mgmt | For | For | For |
| | 8 | Elect Jose Luis Prado | Mgmt | For | For | For |
| | 9 | Elect Thomas E. Richards | Mgmt | For | For | For |
| | 10 | Elect Martin P. Slark | Mgmt | For | For | For |
| | 11 | Elect David H. B. Smith, Jr. | Mgmt | For | For | For |
| | 12 | Elect Donald Thompson | Mgmt | For | For | For |
| | 13 | Elect Charles A. Tribbett III | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
Northrop Grumman Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NOC | CUSIP 666807102 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kathy J Warden | Mgmt | For | For | For |
| | 2 | Elect Marianne C. Brown | Mgmt | For | For | For |
| | 3 | Elect Donald E. Felsinger | Mgmt | For | For | For |
| | 4 | Elect Ann M. Fudge | Mgmt | For | For | For |
| | 5 | Elect Bruce S. Gordon | Mgmt | For | For | For |
| | 6 | Elect William H. Hernandez | Mgmt | For | For | For |
| | 7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For |
| | 8 | Elect Karl J. Krapek | Mgmt | For | For | For |
| | 9 | Elect Gary Roughead | Mgmt | For | For | For |
| | 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For |
| | 11 | Elect James S. Turley | Mgmt | For | For | For |
| | 12 | Elect Mark A. Welsh III | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15
| Shareholder Proposal
Regarding Report on Human
Rights Impact Assessments | ShrHoldr
| Against
| Against
| For
|
| 16
| Shareholder Proposal
Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr
| Against
| For
| Against
|
NortonLifeLock Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NLOK | CUSIP 871503108 | 12/19/2019 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sue Barsamian | Mgmt | For | For | For |
| | 2 | Elect Frank E. Dangeard | Mgmt | For | For | For |
| | 3 | Elect Nora M. Denzel | Mgmt | For | For | For |
| | 4 | Elect Peter A. Feld | Mgmt | For | For | For |
| | 5 | Elect Kenneth Y. Hao | Mgmt | For | For | For |
| | 6 | Elect David Humphrey | Mgmt | For | For | For |
| | 7 | Elect Vincent Pilette | Mgmt | For | For | For |
| | 8 | Elect V. Paul Unruh | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 11
| Shareholder Proposal
Regarding Independent Board
Chair | ShrHoldr
| Against
| Against
| For
|
Norwegian Cruise Line Holdings Ltd.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NCLH | CUSIP G66721104 | 06/18/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David M. Abrams | Mgmt | For | For | For |
| | 2 | Elect John W. Chidsey | Mgmt | For | For | For |
| | 3 | Elect Russell W. Galbut | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 5
| Frequency of Advisory Vote on
Executive Compensation | Mgmt
| 1 Year
| 1 Year
| For
|
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
NRG Energy, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NRG | CUSIP 629377508 | 04/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Spencer Abraham | Mgmt | For | For | For |
| | 2 | Elect Antonio Carrillo | Mgmt | For | For | For |
| | 3 | Elect Matthew Carter, Jr. | Mgmt | For | For | For |
| | 4 | Elect Lawrence S. Coben | Mgmt | For | For | For |
| | 5 | Elect Heather Cox | Mgmt | For | For | For |
| | 6 | Elect Mauricio Gutierrez | Mgmt | For | For | For |
| | 7 | Elect Paul W. Hobby | Mgmt | For | For | For |
| | 8 | Elect Alexandra Pruner | Mgmt | For | For | For |
| | 9 | Elect Anne C. Schaumburg | Mgmt | For | For | For |
| | 10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
NVIDIA Corporation
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NVDA | CUSIP 67066G104 | 06/09/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert K. Burgess | Mgmt | For | For | For |
| | 2 | Elect Tench Coxe | Mgmt | For | For | For |
| | 3 | Elect Persis S. Drell | Mgmt | For | For | For |
| | 4 | Elect Jen-Hsun Huang | Mgmt | For | For | For |
| | 5 | Elect Dawn Hudson | Mgmt | For | For | For |
| | 6 | Elect Harvey C. Jones | Mgmt | For | For | For |
| | 7 | Elect Michael G. McCaffery | Mgmt | For | For | For |
| | 8 | Elect Stephen C. Neal | Mgmt | For | For | For |
| | 9 | Elect Mark L. Perry | Mgmt | For | For | For |
| | 10 | Elect A. Brooke Seawell | Mgmt | For | For | For |
| | 11 | Elect Mark A. Stevens | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14
| Amendment to the 2007 Equity
Incentive Plan | Mgmt
| For
| For
| For
|
| 15
| Amendment to the 2012
Employee Stock Purchase Plan | Mgmt
| For
| For
| For
|
NVR, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting | Status |
| | NVR | CUSIP 62944T105 | 05/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | |
| | 1 | Elect C. E. Andrews | Mgmt | For | For | For |
| | 2 | Elect Sallie B. Bailey | Mgmt | For | For | For |
| | 3 | Elect Thomas D. Eckert | Mgmt | For | For | For |
| | 4 | Elect Alfred E. Festa | Mgmt | For | For | For |
| | 5 | Elect Manuel H. Johnson | Mgmt | For | For | For |
| | 6 | Elect Alexandra A. Jung | Mgmt | For | For | For |
| | 7 | Elect Mel Martinez | Mgmt | For | For | For |
| | 8 | Elect William A. Moran | Mgmt | For | Against | Against |
| | 9 | Elect David A. Preiser | Mgmt | For | For | For |
| | 10 | Elect W. Grady Rosier | Mgmt | For | For | For |
| | 11 | Elect Susan Williamson Ross | Mgmt | For | For | For |
| | 12 | Elect Dwight C. Schar | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
O’Reilly Automotive, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ORLY | CUSIP 67103H107 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David E. O’Reilly | Mgmt | For | For | For |
| | 2 | Elect Larry P. O’Reilly | Mgmt | For | For | For |
| | 3 | Elect Greg Henslee | Mgmt | For | For | For |
| | 4 | Elect Jay D. Burchfield | Mgmt | For | For | For |
| | 5 | Elect Thomas T. Hendrickson | Mgmt | For | For | For |
| | 6 | Elect John R. Murphy | Mgmt | For | For | For |
| | 7 | Elect Dana M. Perlman | Mgmt | For | For | For |
| | 8 | Elect Maria A. Sastre | Mgmt | For | For | For |
| | 9 | Elect Andrea M. Weiss | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Amendment to Threshold Required to Call a Special Meeting | Mgmt | For | For | For |
| | 13 | Amendment to Articles to Delete Unnecessary and Outdated Language | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Human Capital Management Reporting | ShrHoldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
Occidental Petroleum Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OXY | CUSIP 674599105 | 05/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| | 2 | Elect Andrew Gould | Mgmt | For | For | For |
| | 3 | Elect Nicholas F. Graziano | Mgmt | For | For | For |
| | 4 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| | 5 | Elect Vicki A. Hollub | Mgmt | For | For | For |
| | 6 | Elect William R. Klesse | Mgmt | For | For | For |
| | 7 | Elect Andrew N. Langham | Mgmt | For | For | For |
| | 8 | Elect Jack B. Moore | Mgmt | For | For | For |
| | 9 | Elect Margarita Palau- Hernandez | Mgmt | For | For | For |
| | 10 | Elect Avedick B. Poladian | Mgmt | For | For | For |
| | 11 | Elect Robert M Shearer | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Amendment to the 2015 Long Term Incentive Plan | Mgmt | For | For | For |
| | 15 | Issuance of Common Stock Underlying the Berkshire Hathaway Warrant | Mgmt | For | For | For |
| | 16 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| | 17 | Amendments to Enhance Shareholders’ Ability to Act by Written Consent | Mgmt | For | For | For |
| | 18 | Amendment to Threshold Required to Call Special Meetings and Amendments Relating to Filling Vacancies | Mgmt | For | For | For |
| | 19 | Approval of the Shareholder Rights Agreement | Mgmt | For | For | For |
PACCAR Inc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PCAR | CUSIP 693718108 | 04/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark C. Pigott | Mgmt | For | For | For |
| | 2 | Elect Alison J. Carnwath | Mgmt | For | For | For |
| | 3 | Elect Franklin L. Feder | Mgmt | For | For | For |
| | 4 | Elect R. Preston Feight | Mgmt | For | For | For |
| | 5 | Elect Beth E. Ford | Mgmt | For | For | For |
| | 6 | Elect Kirk S. Hachigian | Mgmt | For | For | For |
| | 7 | Elect Roderick C. McGeary | Mgmt | For | Against | Against |
| | 8 | Elect John M. Pigott | Mgmt | For | For | For |
| | 9 | Elect Mark A. Schulz | Mgmt | For | For | For |
| | 10 | Elect Gregory M. Spierkel | Mgmt | For | For | For |
| | 11 | Elect Charles R. Williamson | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Amendment to Certificate of Incorporation to Confirm Special Meeting Rights | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regard Right to Act By Written Consent | ShrHoldr | Against | For | Against |
PayPal Holdings, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PYPL | CUSIP 70450Y103 | 05/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rodney C. Adkins | Mgmt | For | For | For |
| | 2 | Elect Jonathan Christodoro | Mgmt | For | For | For |
| | 3 | Elect John J. Donahoe II | Mgmt | For | For | For |
| | 4 | Elect David W. Dorman | Mgmt | For | For | For |
| | 5 | Elect Belinda J. Johnson | Mgmt | For | For | For |
| | 6 | Elect Gail J. McGovern | Mgmt | For | For | For |
| | 7 | Elect Deborah M. Messemer | Mgmt | For | For | For |
| | 8 | Elect David M. Moffett | Mgmt | For | For | For |
| | 9 | Elect Ann M. Sarnoff | Mgmt | For | For | For |
| | 10 | Elect Daniel H. Schulman | Mgmt | For | For | For |
| | 11 | Elect Frank D. Yeary | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples’ Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For |
PepsiCo, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PEP | CUSIP 713448108 | 05/06/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shona L. Brown | Mgmt | For | For | For |
| | 2 | Elect Cesar Conde | Mgmt | For | For | For |
| | 3 | Elect Ian M. Cook | Mgmt | For | For | For |
| | 4 | Elect Dina Dublon | Mgmt | For | For | For |
| | 5 | Elect Richard W. Fisher | Mgmt | For | For | For |
| | 6 | Elect Michelle D. Gass | Mgmt | For | For | For |
| | 7 | Elect Ramon L. Laguarta | Mgmt | For | For | For |
| | 8 | Elect David C. Page | Mgmt | For | For | For |
| | 9 | Elect Robert C. Pohlad | Mgmt | For | For | For |
| | 10 | Elect Daniel L. Vasella | Mgmt | For | For | For |
| | 11 | Elect Darren Walker | Mgmt | For | For | For |
| | 12 | Elect Alberto Weisser | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For |
Perkinelmer, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PKI | CUSIP 714046109 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter Barrett | Mgmt | For | For | For |
| | 2 | Elect Samuel R. Chapin | Mgmt | For | For | For |
| | 3 | Elect Sylvie Gregoire | Mgmt | For | For | For |
| | 4 | Elect Alexis P. Michas | Mgmt | For | For | For |
| | 5 | Elect Pralad Singh | Mgmt | For | For | For |
| | 6 | Elect Michel Vounatsos | Mgmt | For | For | For |
| | 7 | Elect Frank Witney | Mgmt | For | For | For |
| | 8 | Elect Pascale Witz | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Pfizer Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PFE | CUSIP 717081103 | 04/23/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ronald E. Blaylock | Mgmt | For | For | For |
| | 2 | Elect Albert Bourla | Mgmt | For | For | For |
| | 3 | Elect W. Don Cornwell | Mgmt | For | For | For |
| | 4 | Elect Joseph J. Echevarria | Mgmt | For | For | For |
| | 5 | Elect Scott Gottlieb | Mgmt | For | For | For |
| | 6 | Elect Helen H. Hobbs | Mgmt | For | For | For |
| | 7 | Elect Susan Hockfield | Mgmt | For | For | For |
| | 8 | Elect James M. Kilts | Mgmt | For | For | For |
| | 9 | Elect Dan R. Littman | Mgmt | For | For | For |
| | 10 | Elect Shantanu Narayen | Mgmt | For | For | For |
| | 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| | 12 | Elect James Quincey | Mgmt | For | For | For |
| | 13 | Elect James C. Smith | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Shareholder proposal regarding right to act by written consent | ShrHoldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
| | 20 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For |
| | 21 | Elect Susan Desmond- Hellmann | Mgmt | For | For | For |
Pool Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | POOL | CUSIP 73278L105 | 04/29/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter D. Arvan | Mgmt | For | For | For |
| | 2 | Elect Andrew W. Code | Mgmt | For | For | For |
| | 3 | Elect Timothy M. Graven | Mgmt | For | For | For |
| | 4 | Elect Debra S. Oler | Mgmt | For | For | For |
| | 5 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For |
| | 6 | Elect Harlan F. Seymour | Mgmt | For | For | For |
| | 7 | Elect Robert C. Sledd | Mgmt | For | For | For |
| | 8 | Elect John E. Stokely | Mgmt | For | For | For |
| | 9 | Elect David G. Whalen | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
PulteGroup, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PHM | CUSIP 745867101 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Brian P. Anderson | Mgmt | For | For | For |
| | 2 | Elect Bryce Blair | Mgmt | For | For | For |
| | 3 | Elect Richard W. Dreiling | Mgmt | For | For | For |
| | 4 | Elect Thomas J. Folliard | Mgmt | For | For | For |
| | 5 | Elect Cheryl W. Grise | Mgmt | For | For | For |
| | 6 | Elect Andre J. Hawaux | Mgmt | For | For | For |
| | 7 | Elect Ryan R. Marshall | Mgmt | For | For | For |
| | 8 | Elect John R. Peshkin | Mgmt | For | For | For |
| | 9 | Elect Scott F. Powers | Mgmt | For | For | For |
| | 10 | Elect Lila Snyder | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
QUALCOMM Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | QCOM | CUSIP 747525103 | 03/10/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark Fields | Mgmt | For | For | For |
| | 2 | Elect Jeffrey W. Henderson | Mgmt | For | For | For |
| | 3 | Elect Ann M. Livermore | Mgmt | For | For | For |
| | 4 | Elect Harish Manwani | Mgmt | For | For | For |
| | 5 | Elect Mark D. McLaughlin | Mgmt | For | For | For |
| | 6 | Elect Steven M. Mollenkopf | Mgmt | For | For | For |
| | 7 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For |
| | 8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For |
| | 9 | Elect Neil Smit | Mgmt | For | For | For |
| | 10 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Amendment to the 2016 Long- Term Incentive Plan | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Raymond James Financial, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RJF | CUSIP 754730109 | 02/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charles von Arentschildt | Mgmt | For | For | For |
| | 2 | Elect Robert M. Dutkowsky | Mgmt | For | For | For |
| | 3 | Elect Jeffrey N. Edwards | Mgmt | For | For | For |
| | 4 | Elect Benjamin C. Esty | Mgmt | For | For | For |
| | 5 | Elect Anne Gates | Mgmt | For | For | For |
| | 6 | Elect Francis S. Godbold | Mgmt | For | For | For |
| | 7 | Elect Thomas A. James | Mgmt | For | For | For |
| | 8 | Elect Gordon L. Johnson | Mgmt | For | For | For |
| | 9 | Elect Rodrick C. McGeary | Mgmt | For | For | For |
| | 10 | Elect Paul C. Reilly | Mgmt | For | For | For |
| | 11 | Elect Raj Seshadri | Mgmt | For | For | For |
| | 12 | Elect Susan N. Story | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
Raytheon Technologies Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RTX | CUSIP 913017109 | 04/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lloyd J. Austin, III | Mgmt | For | For | For |
| | 2 | Elect Gregory J. Hayes | Mgmt | For | For | For |
| | 3 | Elect Marshall O. Larsen | Mgmt | For | For | For |
| | 4 | Elect Robert K. Ortberg | Mgmt | For | For | For |
| | 5 | Elect Margaret L. O’Sullivan | Mgmt | For | For | For |
| | 6 | Elect Denise L. Ramos | Mgmt | For | For | For |
| | 7 | Elect Fredric G. Reynolds | Mgmt | For | For | For |
| | 8 | Elect Brian C. Rogers | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
| | 12 | Shareholder Proposal Regarding Report on Plant Closures | ShrHoldr | Against | Against | For |
Regency Centers Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | REG | CUSIP 758849103 | 04/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For |
| | 2 | Elect Joseph F. Azrack | Mgmt | For | For | For |
| | 3 | Elect Bryce Blair | Mgmt | For | For | For |
| | 4 | Elect C. Ronald Blankenship | Mgmt | For | For | For |
| | 5 | Elect Deirdre J. Evens | Mgmt | For | For | For |
| | 6 | Elect Thomas W. Furphy | Mgmt | For | For | For |
| | 7 | Elect Karin Klein | Mgmt | For | For | For |
| | 8 | Elect Peter Linneman | Mgmt | For | For | For |
| | 9 | Elect David P. O’Connor | Mgmt | For | For | For |
| | 10 | Elect Lisa Palmer | Mgmt | For | For | For |
| | 11 | Elect Thomas G. Wattles | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
Regeneron Pharmaceuticals, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | REGN | CUSIP 75886F107 | 06/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect N. Anthony Coles | Mgmt | For | For | For |
| | 2 | Elect Joseph L. Goldstein | Mgmt | For | For | For |
| | 3 | Elect Christine A. Poon | Mgmt | For | Against | Against |
| | 4 | Elect P. Roy Vagelos | Mgmt | For | For | For |
| | 5 | Elect Huda Y. Zoghbi | Mgmt | For | Against | Against |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| | 7 | Amendment to the 2014 Long- Term Incentive Plan | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Ross Stores, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ROST | CUSIP 778296103 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Balmuth | Mgmt | For | For | For |
| | 2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For |
| | 3 | Elect Michael J. Bush | Mgmt | For | For | For |
| | 4 | Elect Norman A. Ferber | Mgmt | For | For | For |
| | 5 | Elect Sharon D. Garrett | Mgmt | For | For | For |
| | 6 | Elect Stephen D. Milligan | Mgmt | For | For | For |
| | 7 | Elect Patricia H. Mueller | Mgmt | For | For | For |
| | 8 | Elect George P. Orban | Mgmt | For | For | For |
| | 9 | Elect Gregory L. Quesnel | Mgmt | For | For | For |
| | 10 | Elect Larree M. Renda | Mgmt | For | For | For |
| | 11 | Elect Barbara Rentler | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
S&P Global Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SPGI | CUSIP 78409V104 | 05/13/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marco Alvera | Mgmt | For | For | For |
| | 2 | Elect William J. Amelio | Mgmt | For | For | For |
| | 3 | Elect William D. Green | Mgmt | For | For | For |
| | 4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For |
| | 5 | Elect Stephanie C. Hill | Mgmt | For | For | For |
| | 6 | Elect Rebecca Jacoby | Mgmt | For | For | For |
| | 7 | Elect Monique F. Leroux | Mgmt | For | For | For |
| | 8 | Elect Maria R. Morris | Mgmt | For | For | For |
| | 9 | Elect Douglas L. Peterson | Mgmt | For | For | For |
| | 10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For |
| | 11 | Elect Kurt L. Schmoke | Mgmt | For | For | For |
| | 12 | Elect Richard E. Thornburgh | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
salesforce.com, inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CRM | CUSIP 79466L302 | 06/11/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc R. Benioff | Mgmt | For | For | For |
| | 2 | Elect Craig A. Conway | Mgmt | For | For | For |
| | 3 | Elect Parker Harris | Mgmt | For | For | For |
| | 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For |
| | 5 | Elect Neelie Kroes | Mgmt | For | For | For |
| | 6 | Elect Colin L. Powell | Mgmt | For | For | For |
| | 7 | Elect Sanford R. Robertson | Mgmt | For | For | For |
| | 8 | Elect John V. Roos | Mgmt | For | For | For |
| | 9 | Elect Robin L. Washington | Mgmt | For | For | For |
| | 10 | Elect Maynard G. Webb | Mgmt | For | For | For |
| | 11 | Elect Susan D. Wojcicki | Mgmt | For | For | For |
| | 12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For |
| | 13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | Against | Against |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
SBA Communications Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SBAC | CUSIP 78410G104 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven E. Bernstein | Mgmt | For | For | For |
| | 2 | Elect Duncan H. Cocroft | Mgmt | For | For | For |
| | 3 | Elect Fidelma Russo | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Approval of the 2020 Performance and Equity Incentive Plan | Mgmt | For | For | For |
Schlumberger N.V.
(Schlumberger Limited)
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SLB | CUSIP 806857108 | 04/01/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Patrick de la Chevardiere | Mgmt | For | For | For |
| | 2 | Elect Miguel M. Galuccio | Mgmt | For | For | For |
| | 3 | Elect Olivier Le Peuch | Mgmt | For | For | For |
| | 4 | Elect Tatiana A. Mitrova | Mgmt | For | For | For |
| | 5 | Elect Lubna S. Olayan | Mgmt | For | For | For |
| | 6 | Elect Mark G. Papa | Mgmt | For | For | For |
| | 7 | Elect Leo Rafael Reif | Mgmt | For | For | For |
| | 8 | Elect Henri Seydoux | Mgmt | For | For | For |
| | 9 | Elect Jeffrey W. Sheets | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 11 | Accounts and Reports; Approval of Dividend | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
SEI Investments Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SEIC | CUSIP 784117103 | 06/03/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sarah W. Blumenstein | Mgmt | For | For | For |
| | 2 | Elect Kathryn M. McCarthy | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For |
ServiceNow, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NOW | CUSIP 81762P102 | 06/17/2020 | Voted |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William R. McDermott | Mgmt | For | For | For |
| | 2 | Elect Anita M. Sands | Mgmt | For | For | For |
| | 3 | Elect Dennis M. Woodside | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | Mgmt | For | For | For |
| | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Skyworks Solutions, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SWKS | CUSIP 83088M102 | 05/06/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Aldrich | Mgmt | For | For | For |
| | 2 | Elect Alan S. Batey | Mgmt | For | For | For |
| | 3 | Elect Kevin L. Beebe | Mgmt | For | For | For |
| | 4 | Elect Timothy R. Furey | Mgmt | For | For | For |
| | 5 | Elect Liam K. Griffin | Mgmt | For | For | For |
| | 6 | Elect Christine King | Mgmt | For | For | For |
| | 7 | Elect David P. McGlade | Mgmt | For | For | For |
| | 8 | Elect Robert A. Schriesheim | Mgmt | For | For | For |
| | 9 | Elect Kimberly S. Stevenson | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities | Mgmt | For | For | For |
| | 14 | Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person | Mgmt | For | For | For |
| | 15 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors | Mgmt | For | For | For |
| | 16 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Stryker Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SYK | CUSIP 863667101 | 05/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary K. Brainerd | Mgmt | For | For | For |
| | 2 | Elect Srikant M. Datar | Mgmt | For | For | For |
| | 3 | Elect Roch Doliveux | Mgmt | For | For | For |
| | 4 | Elect Allan C. Golston | Mgmt | For | For | For |
| | 5 | Elect Kevin A. Lobo | Mgmt | For | For | For |
| | 6 | Elect Sherilyn S. McCoy | Mgmt | For | For | For |
| | 7 | Elect Andrew K. Silvernail | Mgmt | For | For | For |
| | 8 | Elect Lisa M. Skeete Tatum | Mgmt | For | For | For |
| | 9 | Elect Ronda E. Stryker | Mgmt | For | For | For |
| | 10 | Elect Rajeev Suri | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Report on Non- Management Employee Representation on the Board | ShrHoldr | Against | Against | For |
SVB Financial Group
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SIVB | CUSIP 78486Q101 | 04/23/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Greg W. Becker | Mgmt | For | For | For |
| | 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For |
| | 1.3 | Elect John Clendening | Mgmt | For | For | For |
| | 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For |
| | 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For |
| | 1.6 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For |
| | 1.7 | Elect Kay Matthews | Mgmt | For | For | For |
| | 1.8 | Elect Mary J. Miller | Mgmt | For | For | For |
| | 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For |
| | 1.10 | Elect John F. Robinson | Mgmt | For | For | For |
| | 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
Synchrony Financial
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SYF | CUSIP 87165B103 | 05/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Margaret M. Keane | Mgmt | For | For | For |
| | 2 | Elect Fernando Aguirre | Mgmt | For | For | For |
| | 3 | Elect Paget L. Alves | Mgmt | For | For | For |
| | 4 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For |
| | 5 | Elect William W. Graylin | Mgmt | For | For | For |
| | 6 | Elect Roy A. Guthrie | Mgmt | For | For | For |
| | 7 | Elect Richard C. Hartnack | Mgmt | For | For | For |
| | 8 | Elect Jeffrey G. Naylor | Mgmt | For | For | For |
| | 9 | Elect Laurel J. Richie | Mgmt | For | For | For |
| | 10 | Elect Olympia J. Snowe | Mgmt | For | For | For |
| | 11 | Elect Ellen M. Zane | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
Synopsys, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SNPS | CUSIP 871607107 | 04/09/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Aart J. de Geus | Mgmt | For | For | For |
| | 1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For |
| | 1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For |
| | 1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For |
| | 1.5 | Elect Mercedes Johnson | Mgmt | For | For | For |
| | 1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For |
| | 1.7 | Elect John Schwarz | Mgmt | For | For | For |
| | 1.8 | Elect Roy A. Vallee | Mgmt | For | For | For |
| | 1.9 | Elect Steven C. Walske | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
T. Rowe Price Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TROW | CUSIP 74144T108 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark S. Bartlett | Mgmt | For | For | For |
| | 2 | Elect Mary K. Bush | Mgmt | For | For | For |
| | 3 | Elect Dina Dublon | Mgmt | For | For | For |
| | 4 | Elect Freeman A. Hrabowski III | Mgmt | For | For | For |
| | 5 | Elect Robert F. MacLellan | Mgmt | For | For | For |
| | 6 | Elect Olympia J. Snowe | Mgmt | For | For | For |
| | 7 | Elect Robert J. Stevens | Mgmt | For | For | For |
| | 8 | Elect William J. Stromberg | Mgmt | For | For | For |
| | 9 | Elect Richard R. Verma | Mgmt | For | For | For |
| | 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For |
| | 11 | Elect Alan D. Wilson | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Approval of the 2020 Long- Term Incentive Plan | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Climate Change Proxy Voting Practices | ShrHoldr | Against | Against | For |
Target Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TGT | CUSIP 87612E106 | 06/10/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For |
| | 2 | Elect George S. Barrett | Mgmt | For | For | For |
| | 3 | Elect Brian C. Cornell | Mgmt | For | For | For |
| | 4 | Elect Calvin Darden | Mgmt | For | For | For |
| | 5 | Elect Robert L. Edwards | Mgmt | For | For | For |
| | 6 | Elect Melanie L. Healey | Mgmt | For | For | For |
| | 7 | Elect Donald R. Knauss | Mgmt | For | For | For |
| | 8 | Elect Monica C. Lozano | Mgmt | For | For | For |
| | 9 | Elect Mary E. Minnick | Mgmt | For | For | For |
| | 10 | Elect Kenneth L. Salazar | Mgmt | For | For | For |
| | 11 | Elect Dmitri L. Stockton | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Approval of the 2020 Long- Term Incentive Plan | Mgmt | For | For | For |
Teleflex Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TFX | CUSIP 879369106 | 05/01/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George Babich, Jr. | Mgmt | For | For | For |
| | 2 | Elect Gretchen R. Haggerty | Mgmt | For | For | For |
| | 3 | Elect Liam J. Kelly | Mgmt | For | For | For |
| 4
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
Teradyne, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TER | CUSIP 880770102 | 05/08/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael A. Bradley | Mgmt | For | For | For |
| | 2 | Elect Edwin J. Gillis | Mgmt | For | For | For |
| | 3 | Elect Timothy E. Guertin | Mgmt | For | For | For |
| | 4 | Elect Mark E. Jagiela | Mgmt | For | For | For |
| | 5 | Elect Mercedes Johnson | Mgmt | For | For | For |
| | 6 | Elect Marilyn Matz | Mgmt | For | For | For |
| | 7 | Elect Paul J. Tufano | Mgmt | For | For | For |
| | 8 | Elect Roy A. Vallee | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
Texas Instruments Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TXN | CUSIP 882508104 | 04/23/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark A. Blinn | Mgmt | For | For | For |
| | 2 | Elect Todd M. Bluedorn | Mgmt | For | For | For |
| | 3 | Elect Janet F. Clark | Mgmt | For | For | For |
| | 4 | Elect Carrie S. Cox | Mgmt | For | For | For |
| | 5 | Elect Martin S. Craighead | Mgmt | For | For | For |
| | 6 | Elect Jean M. Hobby | Mgmt | For | For | For |
| | 7 | Elect Michael D. Hsu | Mgmt | For | For | For |
| | 8 | Elect Ronald Kirk | Mgmt | For | For | For |
| | 9 | Elect Pamela H. Patsley | Mgmt | For | For | For |
| | 10 | Elect Robert E. Sanchez | Mgmt | For | For | For |
| | 11 | Elect Richard K. Templeton | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
The Boeing Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BA | CUSIP 097023105 | 04/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert A. Bradway | Mgmt | For | For | For |
| | 2 | Elect David L. Calhoun | Mgmt | For | For | For |
| | 3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For |
| | 4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For |
| | 5 | Elect Lynn J. Good | Mgmt | For | For | For |
| | 6 | Elect Nikki R Haley | Mgmt | N/A | Abstain | N/A |
| | 7 | Elect Akhil Johri | Mgmt | For | For | For |
| | 8 | Elect Lawrence W. Kellner | Mgmt | For | Against | Against |
| | 9 | Elect Caroline B. Kennedy | Mgmt | For | For | For |
| | 10 | Elect Steven M. Mollenkopf | Mgmt | For | For | For |
| | 11 | Elect John M. Richardson | Mgmt | For | For | For |
| | 12 | Elect Susan C. Schwab | Mgmt | For | For | For |
| | 13 | Elect Ronald A. Williams | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16
| Shareholder Proposal
Regarding Disclosure of Board
Qualifications | ShrHoldr
| Against
| Against
| For
|
| 17
| Shareholder Proposal
Regarding Lobbying Report | ShrHoldr
| Against
| For
| Against
|
| 18
| Shareholder Proposal
Regarding Independent Chair | ShrHoldr
| Against
| Against
| For
|
| 19
| Shareholder Proposal
Regarding Right to Act by
Written Consent | ShrHoldr
| Against
| For
| Against
|
| 20
| Shareholder Proposal
Regarding Retention of Shares
Until Normal Retirement Age | ShrHoldr
| Against
| Against
| For
|
| | 21 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For |
The Charles Schwab Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SCHW | CUSIP 808513105 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William S. Haraf | Mgmt | For | For | For |
| | 2 | Elect Frank C. Herringer | Mgmt | For | For | For |
| | 3 | Elect Roger O. Walther | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| 6
| Amendment to the 2013 Stock
Incentive Plan | Mgmt
| For
| For
| For
|
| | 7 | Adoption of Proxy Access | Mgmt | For | For | For |
| | 8 | Shareholder Proposal | ShrHoldr | Against | For | Against |
| | | Regarding Diversity and Pay | | | | |
| | | Data Reporting | | | | |
| | 9 | Shareholder Proposal | ShrHoldr | Against | For | Against |
| | | Regarding Lobbying Report | | | | |
The Charles Schwab Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SCHW | CUSIP 808513105 | 06/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | Mgmt | For | For | For |
| 2
| Authorization of Non-Voting
Common Stock | Mgmt
| For
| For
| For
|
| | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
The Goldman Sachs Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GS | CUSIP 38141G104 | 04/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect M. Michele Burns | Mgmt | For | For | For |
| | 2 | Elect Drew G. Faust | Mgmt | For | For | For |
| | 3 | Elect Mark Flaherty | Mgmt | For | For | For |
| | 4 | Elect Ellen J. Kullman | Mgmt | For | For | For |
| | 5 | Elect Lakshmi N. Mittal | Mgmt | For | For | For |
| | 6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For |
| | 7 | Elect Peter Oppenheimer | Mgmt | For | For | For |
| | 8 | Elect David M. Solomon | Mgmt | For | For | For |
| | 9 | Elect Jan E. Tighe | Mgmt | For | For | For |
| | 10 | Elect David A. Viniar | Mgmt | For | For | For |
| | 11 | Elect Mark O. Winkelman | Mgmt | For | For | For |
| 12
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14
| Shareholder Proposal
Regarding Right to Act by
Written Consent | ShrHoldr
| Against
| For
| Against
|
| 15
| Shareholder Proposal
Regarding Purpose of
Corporation | ShrHoldr
| Against
| Against
| For
|
The Home Depot, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HD | CUSIP 437076102 | 05/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gerard J. Arpey | Mgmt | For | For | For |
| | 2 | Elect Ari Bousbib | Mgmt | For | For | For |
| | 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For |
| | 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For |
| | 5 | Elect J. Frank Brown | Mgmt | For | For | For |
| | 6 | Elect Albert P. Carey | Mgmt | For | For | For |
| | 7 | Elect Helena B. Foulkes | Mgmt | For | For | For |
| | 8 | Elect Linda R. Gooden | Mgmt | For | For | For |
| | 9 | Elect Wayne M. Hewett | Mgmt | For | For | For |
| | 10 | Elect Manuel Kadre | Mgmt | For | For | For |
| | 11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For |
| | 12 | Elect Craig A. Menear | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| 15
| Shareholder Proposal
Regarding Reducing
Ownership Threshold Required
to Act by Written Consent | ShrHoldr
| Against
| For
| Against
|
| 16
| Shareholder Proposal
Regarding Employment
Diversity Report | ShrHoldr
| Against
| Against
| For
|
| 17
| Shareholder Proposal
Regarding Retention of Shares
Following Termination of
Employment | ShrHoldr
| Against
| Against
| For
|
| 18
| Shareholder Proposal
Regarding Report on Political
Expenditures and Values
Congruency | ShrHoldr
| Against
| Against
| For
|
The Kroger Co.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | KR | CUSIP 501044101 | 06/25/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For |
| | 2 | Elect Anne Gates | Mgmt | For | For | For |
| | 3 | Elect Karen M. Hoguet | Mgmt | For | For | For |
| | 4 | Elect Susan J. Kropf | Mgmt | For | For | For |
| | 5 | Elect W. Rodney McMullen | Mgmt | For | For | For |
| | 6 | Elect Clyde R. Moore | Mgmt | For | For | For |
| | 7 | Elect Ronald L. Sargent | Mgmt | For | For | For |
| | 8 | Elect Bobby S. Shackouls | Mgmt | For | For | For |
| | 9 | Elect Mark S. Sutton | Mgmt | For | For | For |
| | 10 | Elect Ashok Vemuri | Mgmt | For | For | For |
| 11
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13
| Shareholder Proposal
Regarding Reporting on the
Use of Non-Recyclable
Packaging | ShrHoldr
| Against
| Against
| For
|
| 14
| Shareholder Proposal
Regarding Human Rights Due
Diligence Process Report | ShrHoldr
| Against
| Against
| For
|
The PNC Financial Services Group, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PNC | CUSIP 693475105 | 04/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph Alvarado | Mgmt | For | For | For |
| | 2 | Elect Charles E. Bunch | Mgmt | For | Against | Against |
| | 3 | Elect Debra A. Cafaro | Mgmt | For | For | For |
| 4
| Elect Marjorie Rodgers
Cheshire | Mgmt
| For
| For
| For
|
| | 5 | Elect William S. Demchak | Mgmt | For | For | For |
| | 6 | Elect Andrew T. Feldstein | Mgmt | For | For | For |
| | 7 | Elect Richard J. Harshman | Mgmt | For | For | For |
| | 8 | Elect Daniel R. Hesse | Mgmt | For | For | For |
| | 9 | Elect Linda R. Medler | Mgmt | For | For | For |
| | 10 | Elect Martin Pfinsgraff | Mgmt | For | For | For |
| | 11 | Elect Toni Townes-Whitley | Mgmt | For | For | For |
| | 12 | Elect Michael J. Ward | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| 15
| Approval of The 2020
Employee Stock Purchase Plan | Mgmt
| For
| For
| For
|
The Sherwin-Williams Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SHW | CUSIP 824348106 | 04/22/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kerrii B. Anderson | Mgmt | For | For | For |
| | 2 | Elect Arthur F. Anton | Mgmt | For | For | For |
| | 3 | Elect Jeff M. Fettig | Mgmt | For | For | For |
| | 4 | Elect Richard J. Kramer | Mgmt | For | For | For |
| | 5 | Elect Susan J. Kropf | Mgmt | For | For | For |
| | 6 | Elect John G. Morikis | Mgmt | For | For | For |
| | 7 | Elect Christine A. Poon | Mgmt | For | For | For |
| | 8 | Elect Michael H. Thaman | Mgmt | For | For | For |
| | 9 | Elect Matthew Thornton III | Mgmt | For | For | For |
| | 10 | Elect Steven H. Wunning | Mgmt | For | For | For |
| 11
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
The TJX Companies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TJX | CUSIP 872540109 | 06/09/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | Mgmt | For | For | For |
| | 2 | Elect Alan M. Bennett | Mgmt | For | For | For |
| | 3 | Elect Rosemary T. Berkery | Mgmt | For | For | For |
| | 4 | Elect David T. Ching | Mgmt | For | For | For |
| | 5 | Elect Ernie Herrman | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hines | Mgmt | For | For | For |
| | 7 | Elect Amy B. Lane | Mgmt | For | For | For |
| | 8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| | 9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For |
| | 10 | Elect John F. O’Brien | Mgmt | For | For | For |
| | 11 | Elect Willow B. Shire | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| 14
| Shareholder Proposal
Regarding Report on
Chemicals | ShrHoldr
| Against
| Against
| For
|
| 15
| Shareholder Proposal
Regarding Report on Animal
Welfare | ShrHoldr
| Against
| Against
| For
|
| 16
| Shareholder Proposal
Regarding Employee Salary
Considerations When Setting
Executive Compensation | ShrHoldr
| Against
| Against
| For
|
| | 17 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For |
The Toro Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TTC | CUSIP 891092108 | 03/17/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For |
| | 1.2 | Elect Katherine J. Harless | Mgmt | For | For | For |
| | 1.3 | Elect D. Christian Koch | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
Thermo Fisher Scientific Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TMO | CUSIP 883556102 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc N. Casper | Mgmt | For | For | For |
| | 2 | Elect Nelson J. Chai | Mgmt | For | For | For |
| | 3 | Elect C. Martin Harris | Mgmt | For | For | For |
| | 4 | Elect Tyler Jacks | Mgmt | For | For | For |
| | 5 | Elect Judy C. Lewent | Mgmt | For | For | For |
| | 6 | Elect Thomas J. Lynch | Mgmt | For | For | For |
| | 7 | Elect Jim P. Manzi | Mgmt | For | For | For |
| | 8 | Elect James C. Mullen | Mgmt | For | For | For |
| | 9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For |
| | 10 | Elect Debora L. Spar | Mgmt | For | For | For |
| | 11 | Elect Scott M. Sperling | Mgmt | For | For | For |
| | 12 | Elect Dion J. Weisler | Mgmt | For | For | For |
| 13
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
Tiffany & Co.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TIF | CUSIP 886547108 | 02/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger | Mgmt | For | For | For |
| 2
| Advisory Vote on Golden
Parachutes | Mgmt
| For
| For
| For
|
| | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Tiffany & Co.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TIF | CUSIP 886547108 | 06/01/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alessandro Bogliolo | Mgmt | For | For | For |
| | 2 | Elect Rose Marie Bravo | Mgmt | For | For | For |
| | 3 | Elect Hafize Gaye Erkan | Mgmt | For | For | For |
| | 4 | Elect Roger N. Farah | Mgmt | For | For | For |
| | 5 | Elect Jane Hertzmark Hudis | Mgmt | For | For | For |
| | 6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For |
| | 7 | Elect James E. Lillie | Mgmt | For | For | For |
| | 8 | Elect William A. Shutzer | Mgmt | For | For | For |
| | 9 | Elect Robert S. Singer | Mgmt | For | For | For |
| | 10 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Tractor Supply Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TSCO | CUSIP 892356106 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For |
| | 1.2 | Elect Ricardo Cardenas | Mgmt | For | For | For |
| | 1.3 | Elect Denise L. Jackson | Mgmt | For | For | For |
| | 1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For |
| | 1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For |
| | 1.6 | Elect George MacKenzie | Mgmt | For | For | For |
| | 1.7 | Elect Edna K. Morris | Mgmt | For | For | For |
| | 1.8 | Elect Mark J. Weikel | Mgmt | For | For | For |
| | 1.9 | Elect Harry A. Lawton III | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| 4
| Elimination of Supermajority
Requirement | Mgmt
| For
| For
| For
|
Trane Technologies plc
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TT | CUSIP G8994E103 | 06/04/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kirk E. Arnold | Mgmt | For | For | For |
| | 2 | Elect Ann C. Berzin | Mgmt | For | For | For |
| | 3 | Elect John Bruton | Mgmt | For | For | For |
| | 4 | Elect Jared L. Cohon | Mgmt | For | For | For |
| | 5 | Elect Gary D. Forsee | Mgmt | For | For | For |
| | 6 | Elect Linda P. Hudson | Mgmt | For | For | For |
| | 7 | Elect Michael W. Lamach | Mgmt | For | For | For |
| | 8 | Elect Myles P. Lee | Mgmt | For | For | For |
| | 9 | Elect Karen B. Peetz | Mgmt | For | For | For |
| | 10 | Elect John P. Surma | Mgmt | For | For | For |
| | 11 | Elect Richard J. Swift | Mgmt | For | For | For |
| | 12 | Elect Tony L. White | Mgmt | For | For | For |
| 13
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| 14
| Appointment of Auditor and
Authority to Set Fees | Mgmt
| For
| For
| For
|
| 15
| Authority to Issue Shares w/
Preemptive Rights | Mgmt
| For
| For
| For
|
| 16
| Authority to Issue Shares w/o
Preemptive Rights | Mgmt
| For
| For
| For
|
| | 17 | Issuance of Treasury Shares | Mgmt | For | For | For |
Trimble Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TRMB | CUSIP 896239100 | 05/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven W. Berglund | Mgmt | For | For | For |
| | 1.2 | Elect Borje E. Ekholm | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Kaigham Gabriel | Mgmt | For | For | For |
| | 1.4 | Elect Merit E. Janow | Mgmt | For | For | For |
| | 1.5 | Elect Meaghan Lloyd | Mgmt | For | For | For |
| | 1.6 | Elect Sandra MacQuillan | Mgmt | For | For | For |
| | 1.7 | Elect Ronald S. Nersesian | Mgmt | For | For | For |
| | 1.8 | Elect Robert G. Painter | Mgmt | For | For | For |
| | 1.9 | Elect Mark S. Peek | Mgmt | For | For | For |
| | 1.10 | Elect Johan Wibergh | Mgmt | For | For | For |
| 2
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4
| Amendment to the 2002 Stock
Plan | Mgmt
| For
| For
| For
|
Twitter, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TWTR | CUSIP 90184L102 | 05/27/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Omid R. Kordestani | Mgmt | For | For | For |
| | 2 | Elect Ngozi Okonjo-Iweala | Mgmt | For | For | For |
| | 3 | Elect Bret Taylor | Mgmt | For | For | For |
| 4
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6
| Shareholder Proposal
Regarding EEO Policy Risk
Report | ShrHoldr
| Against
| Against
| For
|
Tyler Technologies, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TYL | CUSIP 902252105 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Donald R. Brattain | Mgmt | For | For | For |
| | 2 | Elect Glenn A. Carter | Mgmt | For | For | For |
| | 3 | Elect Brenda A. Cline | Mgmt | For | For | For |
| | 4 | Elect J. Luther King, Jr. | Mgmt | For | For | For |
| | 5 | Elect Mary L. Landrieu | Mgmt | For | For | For |
| | 6 | Elect John S. Marr, Jr. | Mgmt | For | For | For |
| | 7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For |
| | 8 | Elect Daniel M. Pope | Mgmt | For | For | For |
| | 9 | Elect Dustin R. Womble | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11
| Advisory Vote on Executive
Compensation | Mgmt
| For
| For
| For
|
U.S. Bancorp
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | USB | CUSIP 902973304 | 04/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warner L. Baxter | Mgmt | For | For | For |
| | 2 | Elect Dorothy J. Bridges | Mgmt | For | For | For |
| | 3 | Elect Elizabeth Buse | Mgmt | For | For | For |
| | 4 | Elect Marc N. Casper | Mgmt | For | For | For |
| | 5 | Elect Andrew Cecere | Mgmt | For | For | For |
| | 6 | Elect Kimberly J. Harris | Mgmt | For | For | For |
| | 7 | Elect Roland A. Hernandez | Mgmt | For | For | For |
| | 8 | Elect Olivia F. Kirtley | Mgmt | For | For | For |
| | 9 | Elect Karen S. Lynch | Mgmt | For | For | For |
| | 10 | Elect Richard P. McKenney | Mgmt | For | For | For |
| | 11 | Elect Yusuf I. Mehdi | Mgmt | For | For | For |
| | 12 | Elect John P. Wiehoff | Mgmt | For | For | For |
| | 13 | Elect Scott W. Wine | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Ulta Beauty, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ULTA | CUSIP 90384S303 | 06/03/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michelle L. Collins | Mgmt | For | For | For |
| | 1.2 | Elect Patricia Little | Mgmt | For | For | For |
| | 1.3 | Elect Michael C. Smith | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Under Armour, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | UAA | CUSIP 904311107 | 05/27/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | |
| | 1.1 | Elect Kevin A. Plank | Mgmt | For | For | For |
| | 1.2 | Elect George W. Bodenheimer | Mgmt | For | For | For |
| | 1.3 | Elect Douglas E. Coltharp | Mgmt | For | For | For |
| | 1.4 | Elect Jerri L. DeVard | Mgmt | For | For | For |
| | 1.5 | Elect Mohamed A. El-Erian | Mgmt | For | For | For |
| | 1.6 | Elect Patrik Frisk | Mgmt | For | For | For |
| | 1.7 | Elect Karen W. Katz | Mgmt | For | For | For |
| | 1.8 | Elect Eric T. Olson | Mgmt | For | For | For |
| | 1.9 | Elect Harvey L. Sanders | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Amendment Regarding Shareholder Right to Amend Bylaws | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
United Airlines Holdings, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | UAL | CUSIP 910047109 | 05/20/2020 | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carolyn Corvi | Mgmt | For | For | For |
| | 2 | Elect Barnaby “Barney” M.Harford | Mgmt | For | For | For |
| | 3 | Elect Michele J. Hooper | Mgmt | For | For | For |
| | 4 | Elect Walter Isaacson | Mgmt | For | For | For |
| | 5 | Elect James A.C. Kennedy | Mgmt | For | For | For |
| | 6 | Elect J. Scott Kirby | Mgmt | For | For | For |
| | 7 | Elect Oscar Munoz | Mgmt | For | For | For |
| | 8 | Elect Edward M. Philip | Mgmt | For | For | For |
| | 9 | Elect Edward L. Shapiro | Mgmt | For | For | For |
| | 10 | Elect David J. Vitale | Mgmt | For | For | For |
| | 11 | Elect James M. Whitehurst | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | Against |
United Parcel Service, Inc.
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UPS | CUSIP 911312106 | 05/14/2020 | | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David P. Abney | Mgmt | For | For | For |
| | 2 | Elect Rodney C. Adkins | Mgmt | For | For | For |
| | 3 | Elect Michael J. Burns | Mgmt | For | For | For |
| | 4 | Elect William R. Johnson | Mgmt | For | For | For |
| | 5 | Elect Ann M. Livermore | Mgmt | For | For | For |
| | 6 | Elect Rudy H.P. Markham | Mgmt | For | For | For |
| | 7 | Elect Franck J. Moison | Mgmt | For | For | For |
| | 8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For |
| | 9 | Elect Christiana Smith Shi | Mgmt | For | For | For |
| | 10 | Elect John T. Stankey | Mgmt | For | For | For |
| | 11 | Elect Carol B. Tome | Mgmt | For | For | For |
| | 12 | Elect Kevin M. Warsh | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| | 17 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Against | For | Against |
United Rentals, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | URI | CUSIP 911363109 | 05/07/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose B. Alvarez | Mgmt | For | For | For |
| | 2 | Elect Marc A. Bruno | Mgmt | For | For | For |
| | 3 | Elect Matthew J. Flannery | Mgmt | For | For | For |
| | 4 | Elect Bobby J. Griffin | Mgmt | For | For | For |
| | 5 | Elect Kim Harris Jones | Mgmt | For | For | For |
| | 6 | Elect Terri L. Kelly | Mgmt | For | For | For |
| | 7 | Elect Michael J. Kneeland | Mgmt | For | For | For |
| | 8 | Elect Gracia C. Martore | Mgmt | For | For | For |
| | 9 | Elect Filippo Passerini | Mgmt | For | For | For |
| | 10 | Elect Donald C. Roof | Mgmt | For | For | For |
| | 11 | Elect Shiv Singh | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For |
UnitedHealth Group
Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | UNH | CUSIP 91324P102 | 06/01/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard T. Burke | Mgmt | For | For | For |
| | 2 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| | 3 | Elect Stephen J. Hemsley | Mgmt | For | For | For |
| | 4 | Elect Michele J. Hooper | Mgmt | For | For | For |
| | 5 | Elect F. William McNabb, III | Mgmt | For | For | For |
| | 6 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For |
| | 7 | Elect John H. Noseworthy | Mgmt | For | For | For |
| | 8 | Elect Glenn M. Renwick | Mgmt | For | For | For |
| | 9 | Elect David S. Wichmann | Mgmt | For | For | For |
| | 10 | Elect Gail R. Wilensky | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For |
Universal Display Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OLED | CUSIP 91347P105 | 06/18/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven V. Abramson | Mgmt | For | For | For |
| | 2 | Elect Cynthia J. Comparin | Mgmt | For | For | For |
| | 3 | Elect Richard C. Elias | Mgmt | For | For | For |
| | 4 | Elect Elizabeth H. Gemmill | Mgmt | For | For | For |
| | 5 | Elect C. Keith Hartley | Mgmt | For | For | For |
| | 6 | Elect Celia M. Joseph | Mgmt | For | For | For |
| | 7 | Elect Lawrence Lacerte | Mgmt | For | For | For |
| | 8 | Elect Sidney D. Rosenblatt | Mgmt | For | Against | Against |
| | 9 | Elect Sherwin I. Seligsohn | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
Valero Energy Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VLO | CUSIP 91913Y100 | 04/30/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | |
| | 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
| | 2 | Elect Joseph W. Gorder | Mgmt | For | For | For |
| | 3 | Elect Kimberly S. Greene | Mgmt | For | For | For |
| | 4 | Elect Deborah P. Majoras | Mgmt | For | For | For |
| | 5 | Elect Eric D. Mullins | Mgmt | For | For | For |
| | 6 | Elect Donald L. Nickles | Mgmt | For | For | For |
| | 7 | Elect Philip J. Pfeiffer | Mgmt | For | For | For |
| | 8 | Elect Robert A. Profusek | Mgmt | For | For | For |
| | 9 | Elect Stephen M. Waters | Mgmt | For | For | For |
| | 10 | Elect Randall J. Weisenburger | Mgmt | For | For | For |
| | 11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 14 | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
Varian Medical Systems, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VAR | CUSIP 92220P105 | 02/13/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Anat Ashkenazi | Mgmt | For | For | For |
| | 2 | Elect Jeffrey R. Balser | Mgmt | For | For | For |
| | 3 | Elect Judy Bruner | Mgmt | For | For | For |
| | 4 | Elect Jean-Luc Butel | Mgmt | For | For | For |
| | 5 | Elect Regina E. Dugan | Mgmt | For | For | For |
| | 6 | Elect R. Andrew Eckert | Mgmt | For | For | For |
| | 7 | Elect Phillip G. Febbo | Mgmt | For | For | For |
| | 8 | Elect David J. Illingworth | Mgmt | For | For | For |
| | 9 | Elect Michelle M. Le Beau | Mgmt | For | For | For |
| | 10 | Elect Dow R. Wilson | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 12 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
VeriSign, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VRSN | CUSIP 92343E102 | 05/21/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect D. James Bidzos | Mgmt | For | For | For |
| | 2 | Elect Yehuda Ari Buchalter | Mgmt | For | For | For |
| | 3 | Elect Kathleen A. Cote | Mgmt | For | For | For |
| | 4 | Elect Thomas F. Frist, III | Mgmt | For | For | For |
| | 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For |
| | 6 | Elect Roger H. Moore | Mgmt | For | For | For |
| | 7 | Elect Louis A. Simpson | Mgmt | For | For | For |
| | 8 | Elect Timothy Tomlinson | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Verisk Analytics, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VRSK | CUSIP 92345Y106 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher M. Foskett | Mgmt | For | For | For |
| | 2 | Elect David B. Wright | Mgmt | For | For | For |
| | 3 | Elect Annell R. Bay | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
Vertex Pharmaceuticals
Incorporated
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VRTX | CUSIP 92532F100 | 06/03/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For |
| | 2 | Elect Lloyd A. Carney | Mgmt | For | For | For |
| | 3 | Elect Alan M. Garber | Mgmt | For | For | For |
| | 4 | Elect Terrence C. Kearney | Mgmt | For | For | For |
| | 5 | Elect Reshma Kewalramani | Mgmt | For | For | For |
| | 6 | Elect Yuchun Lee | Mgmt | For | For | For |
| | 7 | Elect Jeffrey M. Leiden | Mgmt | For | For | For |
| | 8 | Elect Margaret G. McGlynn | Mgmt | For | For | For |
| | 9 | Elect Diana McKenzie | Mgmt | For | For | For |
| | 10 | Elect Bruce I. Sachs | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
Visa Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | V | CUSIP 92826C839 | 01/28/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lloyd A. Carney | Mgmt | For | For | For |
| | 2 | Elect Mary B. Cranston | Mgmt | For | For | For |
| | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For |
| | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For |
| | 5 | Elect Ramon L. Laguarta | Mgmt | For | For | For |
| | 6 | Elect John F. Lundgren | Mgmt | For | For | For |
| | 7 | Elect Robert W. Matschullat | Mgmt | For | For | For |
| | 8 | Elect Denise M. Morrison | Mgmt | For | For | For |
| | 9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| | 10 | Elect John A.C. Swainson | Mgmt | For | For | For |
| | 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
Vulcan Materials Company
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VMC | CUSIP 929160109 | 05/08/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Melissa H. Anderson | Mgmt | For | For | For |
| | 2 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For |
| | 3 | Elect James T. Prokopanko | Mgmt | For | For | For |
| | 4 | Elect George Willis | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | | | | | | |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
W.W. Grainger, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GWW | CUSIP 384802104 | 04/29/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rodney C. Adkins | Mgmt | For | For | For |
| | 1.2 | Elect Brian P. Anderson | Mgmt | For | For | For |
| | 1.3 | Elect V. Ann Hailey | Mgmt | For | For | For |
| | 1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For |
| | 1.5 | Elect D. G. Macpherson | Mgmt | For | For | For |
| | 1.6 | Elect Neil S. Novich | Mgmt | For | For | For |
| | 1.7 | Elect Beatriz R. Perez | Mgmt | For | For | For |
| | 1.8 | Elect Michael J. Roberts | Mgmt | For | For | For |
| | 1.9 | Elect E. Scott Santi | Mgmt | For | For | For |
| | 1.10 | Elect Susan Slavik WIlliams | Mgmt | For | For | For |
| | 1.11 | Elect Lucas E. Watson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Walgreens Boots Alliance, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WBA | CUSIP 931427108 | 01/30/2020 | Voted |
| | | | | |
| | Meeting Type Country of Trade | | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | Mgmt | For | For | For |
| | 2 | Elect Janice M. Babiak | Mgmt | For | For | For |
| | 3 | Elect David J. Brailer | Mgmt | For | For | For |
| | 4 | Elect William C. Foote | Mgmt | For | For | For |
| | 5 | Elect Ginger L. Graham | Mgmt | For | For | For |
| | 6 | Elect John A. Lederer | Mgmt | For | For | For |
| | 7 | Elect Dominic P. Murphy | Mgmt | For | For | For |
| | 8 | Elect Stefano Pessina | Mgmt | For | For | For |
| | 9 | Elect Nancy M. Schlichting | Mgmt | For | For | For |
| | 10 | Elect James A. Skinner | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
| | 14 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | Abstain | N/A |
| | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Waters Corporation
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WAT | CUSIP 941848103 | 05/12/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linda Baddour | Mgmt | For | For | For |
| | 2 | Elect Michael J. Berendt | Mgmt | For | For | For |
| | 3 | Elect Edward Conard | Mgmt | For | For | For |
| | 4 | Elect Laurie H. Glimcher | Mgmt | For | For | For |
| | 5 | Elect Gary E. Hendrickson | Mgmt | For | For | For |
| | 6 | Elect Christopher A. Kuebler | Mgmt | For | For | For |
| | 7 | Elect Christopher J. O’Connell | Mgmt | For | For | For |
| | 8 | Elect Flemming Ornskov | Mgmt | For | For | For |
| | 9 | Elect JoAnn A. Reed | Mgmt | For | For | For |
| | 10 | Elect Thomas P. Salice | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For |
West Pharmaceutical
Services, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WST | CUSIP 955306105 | 05/05/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mark A. Buthman | Mgmt | For | For | For |
| | 2 | Elect William F. Feehery | Mgmt | For | For | For |
| | 3 | Elect Robert F. Friel | Mgmt | For | For | For |
| | 4 | Elect Eric M. Green | Mgmt | For | For | For |
| | 5 | Elect Thomas W. Hofmann | Mgmt | For | For | For |
| | 6 | Elect Paula A. Johnson | Mgmt | For | For | For |
| | 7 | Elect Deborah L. V. Keller | Mgmt | For | For | For |
| | 8 | Elect Myla P. Lai-Goldman | Mgmt | For | For | For |
| | 9 | Elect Douglas A. Michels | Mgmt | For | For | For |
| | 10 | Elect Paolo Pucci | Mgmt | For | For | For |
| | 11 | Elect Patrick J. Zenner | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 13 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
WEX Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WEX | CUSIP 96208T104 | 05/14/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Susan Sobbott | Mgmt | For | For | For |
| | 2 | Elect Stephen Smith | Mgmt | For | For | For |
| | 3 | Elect James R. Groch | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
Zebra Technologies
Corporation
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ZBRA | CUSIP 989207105 | 05/14/2020 | | Voted |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Anders Gustafsson | Mgmt | For | For | For |
| | 1.2 | Elect Janice M. Roberts | Mgmt | For | For | For |
| | 1.3 | Elect Linda M. Connly | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 3 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
Zimmer Biomet Holdings, Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ZBH | CUSIP 98956P102 | 05/08/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher B. Begley | Mgmt | For | For | For |
| | 2 | Elect Betsy J. Bernard | Mgmt | For | For | For |
| | 3 | Elect Gail K. Boudreaux | Mgmt | For | For | For |
| | 4 | Elect Michael J. Farrell | Mgmt | For | For | For |
| | 5 | Elect Larry C. Glasscock | Mgmt | For | For | For |
| | 6 | Elect Robert A. Hagemann | Mgmt | For | For | For |
| | 7 | Elect Bryan C Hanson | Mgmt | For | For | For |
| | 8 | Elect Arthur J. Higgins | Mgmt | For | For | For |
| | 9 | Elect Maria Teresa Hilado | Mgmt | For | For | For |
| | 10 | Elect Syed Jafry | Mgmt | For | For | For |
| | 11 | Elect Michael W. Michelson | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Zions Bancorporation,
National Association
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ZION | CUSIP 989701107 | 05/01/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jerry C. Atkin | Mgmt | For | For | For |
| | 2 | Elect Gary L. Crittenden | Mgmt | For | For | For |
| | 3 | Elect Suren K. Gupta | Mgmt | For | For | For |
| | 4 | Elect J. David Heaney | Mgmt | For | For | For |
| | 5 | Elect Vivian S. Lee | Mgmt | For | For | For |
| | 6 | Elect Scott J. McLean | Mgmt | For | For | For |
| | 7 | Elect Edward F. Murphy | Mgmt | For | For | For |
| | 8 | Elect Stephen D. Quinn | Mgmt | For | For | For |
| | 9 | Elect Harris H. Simmons | Mgmt | For | For | For |
| | 10 | Elect Aaron B. Skonnard | Mgmt | For | For | For |
| | 11 | Elect Barbara A. Yastine | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Zoetis Inc.
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ZTS | CUSIP 98978V103 | 05/20/2020 | Voted |
| | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory Norden | Mgmt | For | For | For |
| | 2 | Elect Louise M. Parent | Mgmt | For | For | For |
| | 3 | Elect Kristin C. Peck | Mgmt | For | For | For |
| | 4 | Elect Robert W. Scully | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF did not hold any securities for which it voted a proxy during the reporting period.
GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF did not hold any securities for which it voted a proxy during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant): | GraniteShares ETF Trust | |
| | | |
| By (Signature and Title)*: | /s/ William Rhind | |
| | William Rhind, President | |
| | | |
| Date: | July 24, 2020 | |
*Print the name and title of each signing officer under his or her signature.
