UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23395
Gabelli Innovations Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Media Mogul Fund | Report Date: 07/01/2021 1 |
Investment Company Report | ||||||||||||||
BORUSSIA DORTMUND GMBH & CO. KGAA | ||||||||||||||
Security | D9343K108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
ISIN | DE0005493092 | Agenda | 713166418 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019/20 | Management | No Action | |||||||||||
2 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL 2019/20 | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019/20 | Management | No Action | |||||||||||
4.1 | ELECT JUDITH DOMMERMUTH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.2 | ELECT BERND GESKE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.3 | ELECT BJORN GULDEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.4 | ELECT CHRISTIAN KULLMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.5 | ELECT ULRICH LEITERMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.6 | ELECT BODO LOETTGEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.7 | ELECT REINHOLD LUNOW TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.8 | ELECT GERD PIEPER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4.9 | ELECT SILKE SEIDEL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020/21 | Management | No Action | |||||||||||
6 | APPROVE AFFILIATION AGREEMENT WITH SUBSIDIARY BVB FUSSBALLAKADEMIE GMBH | Management | No Action | |||||||||||
7 | APPROVE CREATION OF EUR 18.4 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||
ISIN | BE0003826436 | Agenda | 713333045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1. | PROPOSED RESOLUTION: ON THE RECOMMENDATION OF THE BOARD OF DIRECTORS, THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO APPROVE AN INTERMEDIATE DIVIDEND PER SHARE OF EUR 1.375, OR IN TOTAL EUR 150.1 MILLION ON THE DATE OF 29 OCTOBER 2020, PAYABLE AS FROM 8 DECEMBER 2020, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | |||||||||||
2. | PROPOSED RESOLUTION: THE SPECIAL SHAREHOLDERS? MEETING RESOLVES TO DELEGATE TO THE BOARD OF DIRECTORS ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS | Management | No Action | |||||||||||
CMMT | 09 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US55826T1025 | Agenda | 935288907 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Martin Bandier | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Frederic V. Salerno | For | For | |||||||||||
5 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | ||||||||||
4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | ||||||||||
5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Special | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US5303071071 | Agenda | 935295457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
2. | A proposal to approve the issuance of Liberty Broadband Series C common stock, Liberty Broadband Series B common stock and Liberty Broadband Series A Cumulative Redeemable Preferred Stock to GCI Liberty, Inc. stockholders in connection with the combination contemplated by the merger agreement and Liberty Broadband Series C common stock and Liberty Broadband Series B common stock to John C. Malone, pursuant to an exchange agreement, dated August 6, 2020, by and among Mr. Malone, his revocable trust, and Liberty Broadband Corporation. | Management | For | For | ||||||||||
3. | A proposal to approve the adjournment of the Liberty Broadband Corporation special meeting from time to time to solicit additional proxies in favor of Proposal 1 or Proposal 2 if there are insufficient votes at the time of such adjournment to approve Proposal 1 or Proposal 2 or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
GCI LIBERTY, INC. | ||||||||||||||
Security | 36164V503 | Meeting Type | Special | |||||||||||
Ticker Symbol | GLIBP | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US36164V5030 | Agenda | 935296194 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
2. | A proposal to approve the adjournment of the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
GCI LIBERTY, INC. | ||||||||||||||
Security | 36164V305 | Meeting Type | Special | |||||||||||
Ticker Symbol | GLIBA | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US36164V3050 | Agenda | 935296194 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
2. | A proposal to approve the adjournment of the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||||
ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Richard D. Parsons | For | For | |||||||||||
3 | Nelson Peltz | For | For | |||||||||||
4 | Ivan Seidenberg | For | For | |||||||||||
5 | Anthony J. Vinciquerra | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
COMSCORE, INC. | ||||||||||||||
Security | 20564W105 | Meeting Type | Special | |||||||||||
Ticker Symbol | SCOR | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US20564W1053 | Agenda | 935338574 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The approval of the issuance of the Series B Convertible Preferred Stock, par value $0.001 per share, of the Company ("Convertible Preferred Stock") to each of Charter Communications Holding Company, LLC ("Charter"), Qurate Retail, Inc. ("Qurate"), and Pine Investor, LLC ("Pine" and together with Charter and Qurate, collectively, the "Investors"), in accordance with the terms of the Series B Convertible Preferred Stock Purchase Agreements by and between the Company and each of the Investors (the "Share Issuance") | Management | For | For | ||||||||||
2. | The adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation to permit the creation of Convertible Preferred Stock and other preferred stock and, in order to permit the Share Issuance, authorize a sufficient number of shares of preferred stock, par value $0.001 per share, and common stock, par value $0.001 per share, of the Company (the "Common Stock") into which such shares of Convertible Preferred Stock may be converted (the "Charter Amendment"). | Management | Against | Against | ||||||||||
3. | The approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Share Issuance and/or the Charter Amendment. | Management | For | For | ||||||||||
IHEARTMEDIA, INC. | ||||||||||||||
Security | 45174J509 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IHRT | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US45174J5092 | Agenda | 935362234 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard J. Bressler | For | For | |||||||||||
2 | K. Sivaramakrishnan | For | For | |||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | The approval of the iHeartMedia, Inc. 2021 Long-Term Incentive Award Plan. | Management | Against | Against | ||||||||||
CHARTER COMMUNICATIONS, INC. | ||||||||||||||
Security | 16119P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHTR | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US16119P1084 | Agenda | 935348599 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
1I. | Election of Director: Balan Nair | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For | ||||||||||
3. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||||
4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | Abstain | Against | ||||||||||
7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | Abstain | Against | ||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
ISIN | BE0003826436 | Agenda | 713732851 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1. | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS: COMMUNICATION OF AND- DISCUSSION ON THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF-THE STATUTORY AUDITOR ON THE STATUTORY FINANCIAL STATEMENTS, FOR THE-FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | ||||||||||||
2. | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS: COMMUNICATION OF AND DISCUSSION ON (I) THE CONSOLIDATED FINANCIAL- STATEMENTS, (II) THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND (III) THE-REPORT OF THE STATUTORY AUDITOR ON THE CONSOLIDATED FINANCIAL STATEMENTS, FOR-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | ||||||||||||
3. | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND. POWER OF ATTORNEY. PROPOSED RESOLUTION: APPROVAL OF THE STATUTORY | Management | No Action | |||||||||||
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.375 PER SHARE GROSS, PAYABLE AS FROM 5 MAY 2021. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 150.1 MILLION GROSS AS PER 19 MARCH 2021 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS | ||||||||||||||
4. | COMMUNICATION OF AND APPROVAL OF THE REMUNERATION REPORT, INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020. PROPOSED RESOLUTION: APPROVAL OF THE REMUNERATION REPORT, AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||||
5. | IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, THE COMPANY IS REQUIRED TO ESTABLISH A REMUNERATION POLICY AND TO SUBMIT SUCH POLICY TO THE APPROVAL OF THE GENERAL SHAREHOLDERS MEETING. THE REMUNERATION POLICY ALSO TAKES INTO ACCOUNT THE RECOMMENDATION OF PROVISION 7.1 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020. PROPOSED RESOLUTION APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
6. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR-MANDATE DURING SAID FINANCIAL YEAR | Non-Voting | ||||||||||||
6.a. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | |||||||||||
6.b. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | |||||||||||
6.c. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK | Management | No Action | |||||||||||
6.d. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER | Management | No Action | |||||||||||
6.e. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN | Management | No Action | |||||||||||
6.f. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM | Management | No Action | |||||||||||
6.g. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU | Management | No Action | |||||||||||
6.h. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR | Management | No Action | |||||||||||
6.i. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ | Management | No Action | |||||||||||
7. | TO GRANT DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||||
8. | RE-APPOINTMENT OF A DIRECTOR: TAKING INTO ACCOUNT THE ADVICE OF THE-REMUNERATION AND NOMINATION COMMITTEE OF THE BOARD, THE BOARD RECOMMENDS-ADOPTING THE FOLLOWING RESOLUTIONS. FOR FURTHER INFORMATION, IN RELATION TO-THE RELEVANT PERSON PROPOSED TO BE (RE-)APPOINTED AND HIS RESUME, REFERENCE-IS MADE TO THE CORPORATE GOVERNANCE STATEMENT IN THE ANNUAL REPORT OF THE-BOARD | Non-Voting | ||||||||||||
8.a. | RE-APPOINTMENT OF MR. JOHN PORTER AS DIRECTOR OF THE COMPANY, FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS MEETING OF 2025 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2024 | Management | No Action | |||||||||||
8.b. | THE MANDATE OF THE DIRECTOR APPOINTED IS NOT REMUNERATED | Management | No Action | |||||||||||
9. | RATIFICATION AND APPROVAL IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: RATIFICATION AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 11 MAY 2020 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE A SUBSTANTIAL IMPACT ON THE COMPANY'S ASSETS OR COULD GIVE RISE TO SUBSTANTIAL LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 5 AND 8.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Resolution 1. | Management | For | |||||||||||
L2 | Resolution 2. | Management | For | |||||||||||
LA1 | Resolution 1. | Management | For | |||||||||||
L3 | Resolution II. | Management | For | |||||||||||
D1 | Resolution 1 | Management | For | |||||||||||
D2 | Resolution 2 | Management | For | |||||||||||
D1A | Resolution 1 | Management | For | |||||||||||
D1B | Resolution 2 | Management | For | |||||||||||
D3 | Resolution II | Management | For | |||||||||||
A | Resolution I | Management | For | |||||||||||
B | Resolution II | Management | Abstain | |||||||||||
C | Resolution III | Management | Abstain | |||||||||||
D | Resolution IV | Management | For | |||||||||||
E | Resolution V | Management | For | |||||||||||
F | Resolution VI | Management | Abstain | |||||||||||
G | Resolution VII | Management | For | |||||||||||
H | Resolution VIII | Management | For | |||||||||||
A1 | Resolution 1 | Management | For | |||||||||||
A2 | Resolution 2 | Management | For | |||||||||||
A3 | Resolution 3 | Management | For | |||||||||||
A4 | Resolution 4 | Management | For | |||||||||||
A5 | Resolution 5 | Management | For | |||||||||||
A6 | Resolution 6 | Management | For | |||||||||||
A7 | Resolution 7 | Management | For | |||||||||||
A8 | Resolution 8 | Management | Abstain | |||||||||||
A9 | Resolution 9 | Management | For | |||||||||||
A10 | Resolution 10 | Management | Abstain | |||||||||||
A11 | Resolution 11 | Management | For | |||||||||||
B1 | Resolution 1 | Management | For | |||||||||||
B2 | Resolution 2 | Management | For | |||||||||||
B3 | Resolution 3 | Management | For | |||||||||||
B4 | Resolution 4 | Management | For | |||||||||||
B5 | Resolution 5 | Management | For | |||||||||||
BA1 | Resolution 1 | Management | For | |||||||||||
BA2 | Resolution 2 | Management | For | |||||||||||
BA3 | Resolution 3 | Management | Abstain | |||||||||||
BA4 | Resolution 4 | Management | For | |||||||||||
BA5 | Resolution 5 | Management | For | |||||||||||
A12 | Resolution X | Management | For | |||||||||||
A13 | Resolution XI | Management | For | |||||||||||
A14 | Resolution XII | Management | Abstain | |||||||||||
A15 | Resolution XIII | Management | For | |||||||||||
A16 | Resolution XIV | Management | For | |||||||||||
AB1 | Resolution I | Management | For | |||||||||||
AB2 | Resolution II | Management | For | |||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1D. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
IAC/INTERACTIVECORP | ||||||||||||||
Security | 44891N109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IAC | Meeting Date | 14-May-2021 | |||||||||||
ISIN | US44891N1090 | Agenda | 935399495 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve amendments to the IAC restated certificate of incorporation that will effect the separation of IAC's Vimeo business from the remaining businesses of IAC through a series of transaction (referred to as the "Spin- off") by: Reclassifying each share of IAC par value $0.001 common stock into (i) one share of IAC par value $0.0001 common stock and (ii) 1/100th of a share of IAC par value $0.01 Series 1 mandatorily exchangeable preferred stock that will automatically exchange into a number of shares. | Management | For | For | ||||||||||
2. | To approve amendments to the IAC restated certificate of incorporation pursuant to which, following the Spin-off, IAC would renounce any interest or expectancy in certain corporate opportunities, which generally would have the effect that no officer or director of IAC who is also an officer or director of SpinCo will be liable to IAC or its stockholders for breach of any fiduciary duty by reason of the fact that any such individual directs a corporate opportunity to SpinCo instead of IAC. | Management | For | For | ||||||||||
3. | To approve one or more adjournments or postponements of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For | ||||||||||
4a. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
4b. | Election of Director: Barry Diller | Management | For | For | ||||||||||
4c. | Election of Director: Michael D. Eisner | Management | For | For | ||||||||||
4d. | Election of Director: Bonnie S. Hammer | Management | For | For | ||||||||||
4e. | Election of Director: Victor A. Kaufman | Management | For | For | ||||||||||
4f. | Election of Director: Joseph Levin | Management | For | For | ||||||||||
4g. | Election of Director: Bryan Lourd (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
4h. | Election of Director: Westley Moore | Management | For | For | ||||||||||
4i. | Election of Director: David Rosenblatt | Management | For | For | ||||||||||
4j. | Election of Director: Alan G. Spoon (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
4k. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
4l. | Election of Director: Richard F. Zannino (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
5. | To ratify the appointment of Ernst & Young LLP as IAC's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
6. | To hold a non-binding advisory vote on IAC's executive compensation. | Management | For | For | ||||||||||
7. | To hold a non-binding advisory vote on the frequency of holding the advisory vote on executive compensation in the future. | Management | 3 Years | For | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | |||||||||||
II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312298707 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
QURATE RETAIL, INC. | ||||||||||||||
Security | 74915M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QRTEA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US74915M1009 | Agenda | 935395245 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard N. Barton | For | For | |||||||||||
2 | Michael A. George | For | For | |||||||||||
3 | Gregory B. Maffei | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
QURATE RETAIL, INC. | ||||||||||||||
Security | 74915M308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QRTEP | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US74915M3088 | Agenda | 935395245 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard N. Barton | For | For | |||||||||||
2 | Michael A. George | For | For | |||||||||||
3 | Gregory B. Maffei | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307503 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDP | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US5303075031 | Agenda | 935397857 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Julie D. Frist | For | For | |||||||||||
2 | J. David Wargo | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
5. | The stockholder proposal, requesting that our board of directors provides for a majority vote standard in uncontested director elections, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US5303071071 | Agenda | 935397857 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Julie D. Frist | For | For | |||||||||||
2 | J. David Wargo | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
5. | The stockholder proposal, requesting that our board of directors provides for a majority vote standard in uncontested director elections, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
COMCAST CORPORATION | ||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||
2 | Madeline S. Bell | For | For | |||||||||||
3 | Naomi M. Bergman | For | For | |||||||||||
4 | Edward D. Breen | For | For | |||||||||||
5 | Gerald L. Hassell | For | For | |||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||
8 | Asuka Nakahara | For | For | |||||||||||
9 | David C. Novak | For | For | |||||||||||
10 | Brian L. Roberts | For | For | |||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||||
4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Abstain | Against | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marcelo Claure | For | For | |||||||||||
2 | Srikant M. Datar | For | For | |||||||||||
3 | Bavan M. Holloway | For | For | |||||||||||
4 | Timotheus Höttges | For | For | |||||||||||
5 | Christian P. Illek | For | For | |||||||||||
6 | Raphael Kübler | For | For | |||||||||||
7 | Thorsten Langheim | For | For | |||||||||||
8 | Dominique Leroy | For | For | |||||||||||
9 | G. Michael Sievert | For | For | |||||||||||
10 | Teresa A. Taylor | For | For | |||||||||||
11 | Omar Tazi | For | For | |||||||||||
12 | Kelvin R. Westbrook | For | For | |||||||||||
13 | Michael Wilkens | For | For | |||||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US82968B1035 | Agenda | 935405995 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Blau | For | For | |||||||||||
2 | Eddy W. Hartenstein | For | For | |||||||||||
3 | Robin P. Hickenlooper | For | For | |||||||||||
4 | James P. Holden | For | For | |||||||||||
5 | Gregory B. Maffei | For | For | |||||||||||
6 | Evan D. Malone | For | For | |||||||||||
7 | James E. Meyer | For | For | |||||||||||
8 | Jonelle Procope | For | For | |||||||||||
9 | Michael Rapino | For | For | |||||||||||
10 | Kristina M. Salen | For | For | |||||||||||
11 | Carl E. Vogel | For | For | |||||||||||
12 | Jennifer C. Witz | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2021. | Management | For | For | ||||||||||
LENDINGTREE INC | ||||||||||||||
Security | 52603B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TREE | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US52603B1070 | Agenda | 935415629 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gabriel Dalporto | Management | For | For | ||||||||||
1B. | Election of Director: Thomas Davidson | Management | For | For | ||||||||||
1C. | Election of Director: Robin Henderson | Management | For | For | ||||||||||
1D. | Election of Director: Douglas Lebda | Management | For | For | ||||||||||
1E. | Election of Director: Steven Ozonian | Management | For | For | ||||||||||
1F. | Election of Director: Saras Sarasvathy | Management | For | For | ||||||||||
1G. | Election of Director: G. Kennedy Thompson | Management | For | For | ||||||||||
1H. | Election of Director: Jennifer Witz | Management | For | For | ||||||||||
2. | To approve our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
3. | To approve an Amendment and Restatement to our Sixth Amended and Restated 2008 Stock and Annual Incentive Plan. | Management | Against | Against | ||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
EXPEDIA GROUP, INC. | ||||||||||||||
Security | 30212P303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EXPE | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US30212P3038 | Agenda | 935416645 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Samuel Altman | Management | For | For | ||||||||||
1B. | Election of Director: Beverly Anderson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | ||||||||||
1C. | Election of Director: Susan Athey | Management | For | For | ||||||||||
1D. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Director Withdrawn | Management | For | For | ||||||||||
1G. | Election of Director: Craig Jacobson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | ||||||||||
1H. | Election of Director: Peter Kern | Management | For | For | ||||||||||
1I. | Election of Director: Dara Khosrowshahi | Management | For | For | ||||||||||
1J. | Election of Director: Patricia Menendez-Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | ||||||||||
1K. | Election of Director: Greg Mondre | Management | For | For | ||||||||||
1L. | Director Withdrawn | Management | For | For | ||||||||||
1M. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
1N. | Election of Director: Julie Whalen (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | ||||||||||
2. | Approval of the Expedia Group, Inc. 2013 Employee Stock Purchase Plan, as amended and restated, and the Expedia Group, Inc. 2013 International Stock Purchase Plan, as amended and restated, including an amendment to increase the number of shares authorized for issuance thereunder by 1,000,000. | Management | For | For | ||||||||||
3. | Ratification of appointment of Ernst & Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal on political contributions and expenditures, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
Security | 538034109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LYV | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US5380341090 | Agenda | 935413411 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Maverick Carter | Management | For | For | ||||||||||
1B. | Election of Director: Ariel Emanuel | Management | For | For | ||||||||||
1C. | Election of Director: Ping Fu | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||||||||
1E. | Election of Director: Chad Hollingsworth | Management | For | For | ||||||||||
1F. | Election of Director: James Iovine | Management | For | For | ||||||||||
1G. | Election of Director: James S. Kahan | Management | For | For | ||||||||||
1H. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1I. | Election of Director: Randall T. Mays | Management | For | For | ||||||||||
1J. | Election of Director: Michael Rapino | Management | For | For | ||||||||||
1K. | Election of Director: Mark S. Shapiro | Management | For | For | ||||||||||
1L. | Election of Director: Dana Walden | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
COMSCORE, INC. | ||||||||||||||
Security | 20564W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCOR | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US20564W1053 | Agenda | 935417801 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Irwin Gotlieb | For | For | |||||||||||
2 | William Livek | For | For | |||||||||||
3 | Brent Rosenthal | For | For | |||||||||||
2. | The approval, on a non-binding advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
CURIOSITYSTREAM INC. | ||||||||||||||
Security | 23130Q107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CURI | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US23130Q1076 | Agenda | 935417952 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Andrew Hendricks | For | For | |||||||||||
2 | Elizabeth Hendricks | For | For | |||||||||||
3 | Patrick Keeley | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered accounting firm of CuriosityStream Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
ALTICE USA, INC. | ||||||||||||||
Security | 02156K103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATUS | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US02156K1034 | Agenda | 935425036 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick Drahi | Management | For | For | ||||||||||
1B. | Election of Director: Gerrit Jan Bakker | Management | For | For | ||||||||||
1C. | Election of Director: Manon Brouillette | Management | Abstain | Against | ||||||||||
1D. | Election of Director: David Drahi | Management | For | For | ||||||||||
1E. | Election of Director: Dexter Goei | Management | For | For | ||||||||||
1F. | Election of Director: Mark Mullen | Management | For | For | ||||||||||
1G. | Election of Director: Dennis Okhuijsen | Management | For | For | ||||||||||
1H. | Election of Director: Charles Stewart | Management | For | For | ||||||||||
1I. | Election of Director: Raymond Svider | Management | For | For | ||||||||||
2. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||
Security | 543881106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LORL | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US5438811060 | Agenda | 935441028 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Harkey, Jr. | Withheld | Against | |||||||||||
2 | Michael B. Targoff | For | For | |||||||||||
2. | Acting upon a proposal to ratify the appointment of Deloitte & Touche LLP as Loral's independent registered public accounting firm for the year ending December 31, 2020 (the "Accounting Firm Proposal"). | Management | For | For | ||||||||||
3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation of Loral's named executive officers as described in the proxy statement/prospectus (the "Say-On-Pay Proposal"). | Management | For | For |
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Pet Parents' Fund | Report Date: 07/01/2021 1 |
Investment Company Report | ||||||||||||||
PETS AT HOME GROUP PLC | ||||||||||||||
Security | G7041J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 09-Jul-2020 | ||||||||||||
ISIN | GB00BJ62K685 | Agenda | 712858995 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 432802 DUE TO WITHDRAWAL-OF RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 26 MARCH 2020, TOGETHER WITH THE DIRECTORS REPORTS AND THE AUDITORS' REPORTS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 26 MARCH 2020 (2020 ANNUAL REPORT) | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 26 MARCH 2020 AS SET OUT IN PAGES 121 TO 132 OF THE 2020 ANNUAL REPORT | Management | For | For | ||||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PAGES 115 TO 120 OF THE 2020 ANNUAL REPORT | Management | Against | Against | ||||||||||
4 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
5.A | TO RE-ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.B | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.C | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.D | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.E | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5.F | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO ELECT IAN BURKE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
9 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
10 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
11 | TO APPROVE THE PETS AT HOME GROUP PLC RESTRICTED STOCK PLAN (THE 'RSP') | Non-Voting | ||||||||||||
12 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
13 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||
14 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
15 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
16 | THAT THE ARTICLES OF ASSOCIATION SET OUT IN THE DOCUMENT PRODUCED TO THIS MEETING (AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION) BE AND ARE HEREBY APPROVED AND ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF ALL EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
CHEWY, INC. | ||||||||||||||
Security | 16679L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHWY | Meeting Date | 14-Jul-2020 | |||||||||||
ISIN | US16679L1098 | Agenda | 935228090 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond Svider | For | For | |||||||||||
2 | Sharon McCollam | For | For | |||||||||||
3 | J.K. Symancyk | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | To approve, on a non-binding, advisory basis, the frequency of future votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||||
Security | 84790A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPB | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | US84790A1051 | Agenda | 935242494 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class II Director: Kenneth C. Ambrecht | Management | For | For | ||||||||||
1B. | Election of Class II Director: Hugh R. Rovit | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | To approve the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan. | Management | Against | Against | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||||
ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John D. Buck | Management | For | For | ||||||||||
1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | For | For | ||||||||||
GENERAL MILLS, INC. | ||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIS | Meeting Date | 22-Sep-2020 | |||||||||||
ISIN | US3703341046 | Agenda | 935257976 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
1F. | Election of Director: Jo Ann Jenkins | Management | For | For | ||||||||||
1G. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
1H. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
1I. | Election of Director: Steve Odland | Management | For | For | ||||||||||
1J. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1K. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
1L. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
FRESHPET, INC. | ||||||||||||||
Security | 358039105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FRPT | Meeting Date | 24-Sep-2020 | |||||||||||
ISIN | US3580391056 | Agenda | 935259398 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Charles A. Norris | For | For | |||||||||||
2 | Leta D. Priest | For | For | |||||||||||
3 | Olu Beck | For | For | |||||||||||
4 | William B. Cyr | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | To approve an amendment of our Third Amended and Restated Certificate of Incorporation (as amended) to eliminate all of its supermajority voting requirements. | Management | For | For | ||||||||||
5. | To approve our Second Amended and Restated 2014 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
DECHRA PHARMACEUTICALS PLC | ||||||||||||||
Security | G2769C145 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2020 | ||||||||||||
ISIN | GB0009633180 | Agenda | 713145705 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2020, TOGETHER WITH THE STRATEGIC REPORT, DIRECTORS' REPORT AND THE AUDITOR'S REPORT | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2020 | Management | For | For | ||||||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY FOR THE YEAR ENDED 30 JUNE 2020 | Management | For | For | ||||||||||
4 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
5 | TO ELECT PAUL SANDLAND | Management | For | For | ||||||||||
6 | TO ELECT ALISON PLATT | Management | For | For | ||||||||||
7 | TO RE-ELECT WILLIAM ANTHONY RICE | Management | For | For | ||||||||||
8 | TO RE-ELECT IAN PAGE | Management | For | For | ||||||||||
9 | TO RE-ELECT ANTHONY GRIFFIN | Management | For | For | ||||||||||
10 | TO RE-ELECT LISA BRIGHT | Management | For | For | ||||||||||
11 | TO RE-ELECT JULIAN HESLOP | Management | For | For | ||||||||||
12 | TO RE-ELECT ISHBEL MACPHERSON | Management | For | For | ||||||||||
13 | TO RE-ELECT LAWSON MACARTNEY | Management | For | For | ||||||||||
14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR | Management | For | For | ||||||||||
16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES TO SPECIFIC LIMITS | Management | For | For | ||||||||||
17 | TO DISAPPLY THE PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
18 | TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
20 | TO AUTHORISE THE COMPANY TO HOLD ANY GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAHC | Meeting Date | 02-Nov-2020 | |||||||||||
ISIN | US71742Q1067 | Agenda | 935272839 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daniel M. Bendheim | For | For | |||||||||||
2 | Jonathan Bendheim | For | For | |||||||||||
3 | Sam Gejdenson | For | For | |||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Special | |||||||||||
Ticker Symbol | CVET | Meeting Date | 17-Nov-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935292994 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | For | For | ||||||||||
2. | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | For | For | ||||||||||
THE CLOROX COMPANY | ||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CLX | Meeting Date | 18-Nov-2020 | |||||||||||
ISIN | US1890541097 | Agenda | 935281383 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Amy Banse | Management | For | For | ||||||||||
1B. | Election of Director: Richard H. Carmona | Management | For | For | ||||||||||
1C. | Election of Director: Benno Dorer | Management | For | For | ||||||||||
1D. | Election of Director: Spencer C. Fleischer | Management | For | For | ||||||||||
1E. | Election of Director: Esther Lee | Management | For | For | ||||||||||
1F. | Election of Director: A.D. David Mackay | Management | For | For | ||||||||||
1G. | Election of Director: Paul Parker | Management | For | For | ||||||||||
1H. | Election of Director: Linda Rendle | Management | For | For | ||||||||||
1I. | Election of Director: Matthew J. Shattock | Management | For | For | ||||||||||
1J. | Election of Director: Kathryn Tesija | Management | For | For | ||||||||||
1K. | Election of Director: Pamela Thomas-Graham | Management | For | For | ||||||||||
1L. | Election of Director: Russell Weiner | Management | For | For | ||||||||||
1M. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provision. | Management | For | For | ||||||||||
CVS GROUP PLC | ||||||||||||||
Security | G27234106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||||
ISIN | GB00B2863827 | Agenda | 713183488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS AND DIRECTORS' AND AUDITORS' REPORTS FOR THE YEAR ENDED 30 JUNE 2020 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 30 JUNE 2020 | Management | For | For | ||||||||||
3 | TO REAPPOINT RICHARD CONNELL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4 | TO REAPPOINT RICHARD FAIRMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO REAPPOINT MIKE MCCOLLUM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO REAPPOINT DEBORAH KEMP AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO APPOINT ROBIN ALFONSO AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO APPOINT BEN JACKLIN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
9 | TO APPOINT RICHARD GRAY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
10 | TO REAPPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
11 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
12 | THAT, PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 ("ACT"), THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 47,103.30, PROVIDED THAT (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR ON 26 FEBRUARY 2022 (WHICHEVER IS THE EARLIER), SAVE THAT THE COMPANY MAY MAKE AN OFFER OR AGREEMENT BEFORE THIS AUTHORITY EXPIRES WHICH WOULD | Management | For | For | ||||||||||
OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED. THIS AUTHORITY IS IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES UNDER SECTION 551 OF THE ACT (WHICH, TO THE EXTENT UNUSED AT THE DATE OF THIS RESOLUTION, ARE REVOKED WITH IMMEDIATE EFFECT) | ||||||||||||||
13 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 12 AND PURSUANT TO SECTION 570 OF THE ACT, THE DIRECTORS BE AND ARE GENERALLY EMPOWERED TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 12 AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: 13.1 IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (WHETHER BY WAY OF A RIGHTS ISSUE, OPEN OFFER OR OTHERWISE): 13.1.1 TO HOLDERS OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD BY THEM; AND 13.1.2 TO HOLDERS OF OTHER EQUITY SECURITIES IN THE CAPITAL OF THE COMPANY, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR ANY LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE; AND 13.2 OTHERWISE THAN PURSUANT TO PARAGRAPH 13.1 OF THIS RESOLUTION, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 7,065.49 AND (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED) THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR ON 26 FEBRUARY 2022 (WHICHEVER IS THE EARLIER), SAVE THAT THE COMPANY MAY MAKE AN OFFER OR AGREEMENT BEFORE THIS POWER EXPIRES WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED FOR CASH AFTER THIS POWER EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES FOR CASH PURSUANT TO ANY SUCH | Management | For | For | ||||||||||
OFFER OR AGREEMENT AS IF THIS POWER HAD NOT EXPIRED. THIS POWER IS IN SUBSTITUTION FOR ALL EXISTING POWERS UNDER SECTION 570 OF THE ACT (WHICH, TO THE EXTENT UNUSED AT THE DATE OF THIS RESOLUTION, ARE REVOKED WITH IMMEDIATE EFFECT) | ||||||||||||||
14 | THAT, SUBJECT TO THE PASSING OF RESOLUTIONS 12 AND 13, THE DIRECTORS BE AND ARE GENERALLY EMPOWERED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 13 TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 12 FOR CASH AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: 14.1 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 7,065.49 ; AND 14.2 USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF SUCH REFINANCING OCCURS WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, AND THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR ON 26 FEBRUARY 2022 (WHICHEVER IS THE EARLIER), SAVE THAT THE COMPANY MAY MAKE AN OFFER OR AGREEMENT BEFORE THIS POWER EXPIRES WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED FOR CASH AFTER THIS POWER EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES FOR CASH PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THIS POWER HAD NOT EXPIRED | Management | For | For | ||||||||||
15 | THAT, PURSUANT TO SECTION 701 OF THE ACT, THE COMPANY BE AND IS GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES OF 0.2P EACH IN THE CAPITAL OF THE COMPANY ("SHARES"), PROVIDED THAT: 15.1 THE MAXIMUM AGGREGATE NUMBER OF SHARES WHICH MAY BE PURCHASED IS 7,065,495; 15.2 THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR A SHARE IS 0.2P; AND 15.3 THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR A SHARE IS AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR A SHARE AS | Management | For | For | ||||||||||
DERIVED FROM THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE PLC FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE, AND (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR ON 26 FEBRUARY 2022 (WHICHEVER IS THE EARLIER), SAVE THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE SHARES BEFORE THIS AUTHORITY EXPIRES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THIS AUTHORITY EXPIRES AND MAY MAKE A PURCHASE OF SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THIS AUTHORITY HAD NOT EXPIRED | ||||||||||||||
16 | THAT THE PERIOD OF NOTICE REQUIRED FOR GENERAL MEETINGS OF THE COMPANY (OTHER THAN ANNUAL GENERAL MEETINGS) SHALL BE NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ODC | Meeting Date | 08-Dec-2020 | |||||||||||
ISIN | US6778641000 | Agenda | 935288301 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||||
2 | Paul M. Hindsley | For | For | |||||||||||
3 | Daniel S. Jaffee | For | For | |||||||||||
4 | Michael A. Nemeroff | For | For | |||||||||||
5 | George C. Roeth | For | For | |||||||||||
6 | Allan H. Selig | For | For | |||||||||||
7 | Paul E. Suckow | For | For | |||||||||||
8 | Lawrence E. Washow | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||
3. | Approval on an advisory basis of the compensation of the named executive officers disclosed in the proxy statement. | Management | For | For | ||||||||||
STE VIRBAC SA | ||||||||||||||
Security | F97900116 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||||
ISIN | FR0000031577 | Agenda | 713345204 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | 07 DEC 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202011042004401-133 AND-https://www.journal- officiel.gouv.fr/balo/document/202011272004635-143;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | CHANGE IN THE COMPANY'S ADMINISTRATION AND MANAGEMENT MODE BY ADOPTING THE FORM OF A PUBLIC LIMITED COMPANY WITH A BOARD OF DIRECTORS | Management | For | For | ||||||||||
2 | CORRELATIVE AMENDMENT TO THE COMPANY'S BYLAWS | Management | For | For | ||||||||||
3 | TRANSFER TO THE BOARD OF DIRECTORS OF THE AUTHORIZATIONS GRANTED TO THE MANAGEMENT BOARD BY THE COMBINED GENERAL MEETINGS OF 20 JUNE 2018 AND 18 JUNE 2019 (IN THEIR EXTRAORDINARY PART) | Management | For | For | ||||||||||
4 | APPOINTMENT OF MRS. MARIE-HELENE DICK- MADELPUECH AS DIRECTOR | Management | Against | Against | ||||||||||
5 | APPOINTMENT OF MR. PIERRE MADELPUECH AS DIRECTOR | Management | For | For | ||||||||||
6 | APPOINTMENT OF MRS. SOLENE MADELPUECH AS DIRECTOR | Management | For | For | ||||||||||
7 | APPOINTMENT OF MR. PHILIPPE CAPRON AS DIRECTOR | Management | Against | Against | ||||||||||
8 | APPOINTMENT OF OJB CONSEIL COMPANY AS DIRECTOR, REPRESENTED BY MR. OLIVIER BOHUON | Management | For | For | ||||||||||
9 | APPOINTMENT OF CYRILLE PETIT CONSEIL COMPANY AS DIRECTOR, REPRESENTED BY MR. CYRILLE PETIT | Management | For | For | ||||||||||
10 | APPOINTMENT OF XAVIER YON CONSULTING UNIPESSOAL LDA COMPANY AS CENSOR, REPRESENTED BY MR. XAVIER YON | Management | Against | Against | ||||||||||
11 | CONTINUATION OF THE TERM OF OFFICE OF THE MEMBER OF THE SUPERVISORY BOARD REPRESENTING EMPLOYEES AS DIRECTOR REPRESENTING EMPLOYEES | Management | For | For | ||||||||||
12 | TRANSFER TO THE BOARD OF DIRECTORS OF THE AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD BY THE ORDINARY GENERAL MEETING OF 22 JUNE 2020 (IN ITS ORDINARY PART) | Management | For | For | ||||||||||
13 | RESUMPTION OF THE COMPENSATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD VOTED BY THE GENERAL MEETING OF 22 JUNE 2020, IN FAVOUR OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
14 | RESUMPTION OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD VOTED BY THE GENERAL MEETING OF 22 JUNE 2020, IN FAVOUR OF THE FUTURE CHIEF EXECUTIVE OFFICER | Management | Against | Against | ||||||||||
15 | RESUMPTION OF THE GENERAL COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD VOTED BY THE GENERAL MEETING OF 22 JUNE 2020, IN FAVOUR OF THE FUTURE DEPUTY CHIEF EXECUTIVE OFFICERS | Management | Against | Against | ||||||||||
16 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
CMMT | 05 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||||
CENTRAL GARDEN & PET COMPANY | ||||||||||||||
Security | 153527106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CENT | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US1535271068 | Agenda | 935318077 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William E. Brown | For | For | |||||||||||
2 | Courtnee Chun | For | For | |||||||||||
3 | Timothy P. Cofer | For | For | |||||||||||
4 | Brendan P. Dougher | For | For | |||||||||||
5 | Michael J. Edwards | For | For | |||||||||||
6 | Michael J. Griffith | For | For | |||||||||||
7 | Christopher T. Metz | For | For | |||||||||||
8 | Daniel P. Myers | For | For | |||||||||||
9 | Brooks M Pennington III | For | For | |||||||||||
10 | John R. Ranelli | For | For | |||||||||||
11 | M. Beth Springer | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 25, 2021. | Management | For | For | ||||||||||
ECO ANIMAL HEALTH GROUP PLC | ||||||||||||||
Security | G3039F108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Mar-2021 | ||||||||||||
ISIN | GB0032036807 | Agenda | 713589680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Against | Against | ||||||||||
2 | ELECT FRANK ARMSTRONG AS DIRECTOR | Management | For | For | ||||||||||
3 | RE-ELECT CHRISTOPHER WILKS AS DIRECTOR | Management | For | For | ||||||||||
4 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | ||||||||||
5 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
6 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
7 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
ECO ANIMAL HEALTH GROUP PLC | ||||||||||||||
Security | G3039F108 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Mar-2021 | ||||||||||||
ISIN | GB0032036807 | Agenda | 713593172 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVE LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||||
2 | APPROVE DEFERRED BONUS PLAN | Management | For | For | ||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | |||||||||||
8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHD | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US1713401024 | Agenda | 935348753 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: James R. Craigie | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Penry W. Price | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | ||||||||||
2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. | Management | For | For | ||||||||||
4. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. | Management | For | For | ||||||||||
5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. | Management | For | For | ||||||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
HESKA CORPORATION | ||||||||||||||
Security | 42805E306 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSKA | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US42805E3062 | Agenda | 935362082 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert L. Antin | For | For | |||||||||||
2 | Stephen L. Davis | For | For | |||||||||||
3 | Mark F. Furlong | For | For | |||||||||||
4 | Joachim A. Hasenmaier | For | For | |||||||||||
5 | Scott W. Humphrey | For | For | |||||||||||
6 | Sharon J. Larson | For | For | |||||||||||
7 | David E. Sveen | For | For | |||||||||||
8 | Kevin S. Wilson | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve the Heska Corporation Equity Incentive Plan. | Management | Against | Against | ||||||||||
4. | To approve our executive compensation in a non-binding advisory vote. | Management | For | For | ||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSCO | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US8923561067 | Agenda | 935363731 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cynthia T. Jamison | For | For | |||||||||||
2 | Joy Brown | For | For | |||||||||||
3 | Ricardo Cardenas | For | For | |||||||||||
4 | Denise L. Jackson | For | For | |||||||||||
5 | Thomas A. Kingsbury | For | For | |||||||||||
6 | Ramkumar Krishnan | For | For | |||||||||||
7 | Edna K. Morris | For | For | |||||||||||
8 | Mark J. Weikel | For | For | |||||||||||
9 | Harry A. Lawton III | For | For | |||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal titled "Transition to Public Benefit Corporation". | Shareholder | Against | For | ||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CL | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US1941621039 | Agenda | 935355392 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||
1b. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1c. | Election of Director: Lisa M. Edwards | Management | For | For | ||||||||||
1d. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
1e. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||||
1f. | Election of Director: Kimberly A. Nelson | Management | For | For | ||||||||||
1g. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||
1h. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||
1i. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||
1j. | Election of Director: Noel R. Wallace | Management | For | For | ||||||||||
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | Shareholder | Against | For | ||||||||||
IDEXX LABORATORIES, INC. | ||||||||||||||
Security | 45168D104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDXX | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US45168D1046 | Agenda | 935370508 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Bruce L. Claflin | Management | For | For | ||||||||||
1B. | Election of Director: Asha S. Collins, PhD | Management | For | For | ||||||||||
1C. | Election of Director: Daniel M. Junius | Management | For | For | ||||||||||
1D. | Election of Director: Sam Samad | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US22304C1009 | Agenda | 935373605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark J. Manoff | For | For | |||||||||||
2 | Edward M. McNamara | For | For | |||||||||||
3 | Steven Paladino | For | For | |||||||||||
4 | Sandra Peterson | For | For | |||||||||||
2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
4. | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | For | For | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
ELANCO ANIMAL HEALTH INCORPORATED | ||||||||||||||
Security | 28414H103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ELAN | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US28414H1032 | Agenda | 935374885 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William F. Doyle | Management | For | For | ||||||||||
1B. | Election of Director: Art A. Garcia | Management | For | For | ||||||||||
1C. | Election of Director: Denise Scots-Knight | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey N. Simmons | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the company's principal independent auditor for 2021. | Management | For | For | ||||||||||
3. | Non-binding vote on the compensation of named executive officers. | Management | For | For | ||||||||||
4. | To approve the Amended and Restated 2018 Elanco Stock Plan, including an amendment to increase the number of shares of Elanco common stock authorized for issuance thereunder by 9,000,000. | Management | For | For | ||||||||||
ZOOPLUS AG | ||||||||||||||
Security | D9866J108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
ISIN | DE0005111702 | Agenda | 713869672 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
6.1 | REELECT MORITZ GREVE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | ELECT NORBERT STOECK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | ELECT KARL-HEINZ HOLLAND TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.4 | ELECT DAVID SHRIVER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
8 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
9 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 200,000 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
10 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2012/I | Management | No Action | |||||||||||
11 | APPROVE EUR 175,000 REDUCTION IN CONDITIONAL SHARE CAPITAL | Management | No Action | |||||||||||
12 | APPROVE CREATION OF EUR 1.4 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
CMMT | 13 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
ZOETIS INC. | ||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZTS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US98978V1035 | Agenda | 935383252 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sanjay Khosla | Management | For | For | ||||||||||
1B. | Election of Director: Antoinette R. Leatherberry | Management | For | For | ||||||||||
1C. | Election of Director: Willie M. Reed | Management | For | For | ||||||||||
1D. | Election of Director: Linda Rhodes | Management | For | For | ||||||||||
2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US0231351067 | Agenda | 935397592 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1B. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
1C. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1E. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
1F. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1H. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||||
1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1J. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Abstain | Against | ||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Abstain | Against | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Abstain | Against | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | For | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | For | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Abstain | Against | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Abstain | Against | ||||||||||
NORTHERN STAR ACQUISITION CORP. | ||||||||||||||
Security | 665742102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STIC | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US6657421029 | Agenda | 935438475 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve and adopt the Merger Agreement, and the transactions contemplated thereby, including the merger of NSAC Merger Sub Corp. with and into Barkbox, Inc., and the issuance of shares of Northern Star's common stock to Barkbox, Inc.'s securityholders in the Merger. | Management | For | For | ||||||||||
2. | To approve the issuance of an aggregate of 20,000,000 shares of Northern Star common stock in a private placement at a price of $10.00 per share, for an aggregate purchase price of $200,000,000. | Management | For | For | ||||||||||
3. | To approve amendments to Northern Star's current amended and restated certificate of incorporation to: change the name of Northern Star to "The Original BARK Company". | Management | For | For | ||||||||||
4. | To approve amendments to Northern Star's current amended and restated certificate of incorporation to: increase the number of shares of common stock Northern Star is authorized to issue to 500,000,000 shares and remove the provisions for Northern Star's current Class B common stock so that the Class B common stock will cease to exist and Northern Star will have a single class of common stock. | Management | For | For | ||||||||||
5. | To approve amendments to Northern Star's current amended and restated certificate of incorporation to: add supermajority voting provisions requiring the affirmative vote of the holders of 66 2/3% of the voting power of all of the then outstanding shares of the capital stock to amend certain provisions of the second amended and restated certificate of incorporation, to adopt, amend or repeal any provision of the bylaws, or to remove any director, or the entire Board of Directors. | Management | For | For | ||||||||||
6. | To approve amendments to Northern Star's current amended and restated certificate of incorporation to: remove the various provisions applicable only to special purpose acquisition companies and make certain other changes that the Northern Star board deems appropriate for a public operating company. | Management | For | For | ||||||||||
7A. | Election of Class A Director to serve until 2022 annual meeting: Jonathan J. Ledecky | Management | For | For | ||||||||||
7B. | Election of Class A Director to serve until 2022 annual meeting: Henrik Werdelin | Management | For | For | ||||||||||
7C. | Election of Class A Director to serve until 2022 annual meeting: Betsy McLaughlin | Management | For | For | ||||||||||
7D. | Election of Class B Director to serve until 2023 annual meeting: Joanna Coles | Management | For | For | ||||||||||
7E. | Election of Class B Director to serve until 2023 annual meeting: Matt Meeker | Management | For | For | ||||||||||
7F. | Election of Class C Director to serve until 2024 annual meeting: Manish Joneja | Management | For | For | ||||||||||
7G. | Election of Class C Director to serve until 2024 annual meeting: Jim McGinty | Management | For | For | ||||||||||
8. | To approve the 2021 Equity Incentive Plan. | Management | For | For | ||||||||||
9. | To approve the 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
10. | To adjourn the annual meeting to a later date or dates if it is determined by the officer presiding over the annual meeting that more time is necessary for Northern Star to consummate the Merger and the other transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
ANIMALCARE GROUP PLC | ||||||||||||||
Security | G0403N105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||||
ISIN | GB0032350695 | Agenda | 714174074 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ANNUAL ACCOUNTS | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 OF 2 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO RE-ELECT MR J BOONE AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO RE-ELECT MR C BREWSTER AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT MR C CARDON AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT MR M COUCKE AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT LORD DOWNSHIRE AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT MR E TORR AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT MS J WINTER AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGES 50 TO 53 OF THE ANNUAL REPORT AND ACCOUNTS 2020 | Management | For | For | ||||||||||
11 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
12 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
13 | TO GENERALLY AND UNCONDITIONALLY AUTHORISE THE DIRECTORS, PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE ACT), IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES TO THE EXTENT UNUSED, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY A. UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 4,000,000 (REPRESENTING APPROXIMATELY ONE THIRD OF THE TOTAL SHARE CAPITAL IN ISSUE AT 12 MAY 2021, BEING THE LATEST PRACTICABLE DATE PRIOR TO | Management | For | For | ||||||||||
PUBLICATION OF THIS NOTICE OF MEETING); AND B. COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 (1) OF THE ACT) UP TO A FURTHER AGGREGATE NOMINAL VALUE OF GBP 4,000,000 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE; SUCH AUTHORITIES TO EXPIRE AT THE CONCLUSION OF THE 2022 ANNUAL GENERAL MEETING (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 9 SEPTEMBER 2022) SAVE THAT THE COMPANY MAY, BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS. FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' MEANS AN OFFER TO: A. SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND B. HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY | ||||||||||||||
14 | THAT IF RESOLUTION 13 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: A. TO ALLOTMENTS FOR RIGHTS ISSUES AND OTHER PRE-EMPTIVE ISSUES; AND B. TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF GBP 600,000, SUCH AUTHORITY TO EXPIRE AT THE END OF THE 2022 ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 9 SEPTEMBER 2022) BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE | Management | Abstain | Against | ||||||||||
ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
15 | THAT IF RESOLUTION 13 IS PASSED, THE BOARD BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 14 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 600,000; AND B. USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DIS-APPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE 2022 ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 9 SEPTEMBER 2022) SAVE THAT, IN EACH CASE, THE COMPANY MAY BEFORE SUCH EXPIRY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | Abstain | Against | ||||||||||
16 | THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 20 PENCE EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') PROVIDED THAT: A. THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 6,005,716; B. THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 20 PENCE PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; C. THE MAXIMUM PRICE | Management | For | For | ||||||||||
(EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF: (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE; AND (II) THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE TRADING SYSTEM (SETS); AND D. THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE 2022 ANNUAL GENERAL MEETING, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE A CONTRACT OR AGREEMENT TO MAKE A MARKET PURCHASE OF ITS OWN ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND THE COMPANY MAY PURCHASE SUCH SHARES AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | ||||||||||||||
TRUPANION, INC. | ||||||||||||||
Security | 898202106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRUP | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US8982021060 | Agenda | 935418601 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jacqueline Davidson | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2020. | Management | For | For | ||||||||||
STE VIRBAC SA | ||||||||||||||
Security | F97900116 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2021 | ||||||||||||
ISIN | FR0000031577 | Agenda | 714256612 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105312102360-65 | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 571208 DUE TO RECEIPT OF-UDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - DISCHARGE GRANTED TO THE MEMBERS OF THE BOARD OF DIRECTORS - APPROVAL OF EXPENSES INCURRED DURING THE PAST FINANCIAL YEAR | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
4 | STATUTORY AUDITOR'S SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLE L225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MARIE- HELENE DICK- MADELPUECH AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF SOLENE MADELPUECH AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF XAVIER YON CONSULTING UNIPESSOAL LDA AS CENSOR | Management | No Action | |||||||||||
8 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD IN OFFICE UNTIL 15 DECEMBER 2020 | Management | No Action | |||||||||||
9 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF THE MEMBERS OF THE MANAGEMENT BOARD IN OFFICE UNTIL 15 DECEMBER 2020 | Management | No Action | |||||||||||
10 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MARIE-HELENE DICK-MADELPUECH, CHAIRMAN OF THE SUPERVISORY BOARD, IN OFFICE UNTIL 15 DECEMBER 2020 | Management | No Action | |||||||||||
11 | APPROVAL OF THE COMPONENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO SEBASTIEN HURON, CHAIRMAN OF THE MANAGEMENT BOARD, IN OFFICE UNTIL 15 DECEMBER 2020 | Management | No Action | |||||||||||
12 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO CHRISTIAN KARST, MEMBER OF THE MANAGEMENT BOARD, IN OFFICE UNTIL 15 DECEMBER 2020 | Management | No Action | |||||||||||
13 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR2020 TO HABIB RAMDANI, MEMBER OF THE MANAGEMENT BOARD, IN OFFICE UNTIL 15 DECEMBER 2020 | Management | No Action | |||||||||||
14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
15 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
16 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
17 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICERS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
18 | SETTING OF THE AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS AND TO THE CENSOR | Management | No Action | |||||||||||
19 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER TO PROCEED WITH THE REPURCHASE OF THE COMPANY'S SHARES | Management | No Action | |||||||||||
20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ALLOCATION OF FREE PERFORMANCE SHARES | Management | No Action | |||||||||||
22 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
23 | APPOINTMENT OF RODOLPHE DURAND AS CENSOR | Management | No Action | |||||||||||
24 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS (CENSOR) | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
KINDRED BIOSCIENCES, INC. | ||||||||||||||
Security | 494577109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KIN | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US4945771099 | Agenda | 935431659 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Raymond Townsend, Pharm.D. | Management | Abstain | Against | ||||||||||
1B. | Election of Director: Ervin Veszprémi | Management | Abstain | Against | ||||||||||
2. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
PETIQ, INC. | ||||||||||||||
Security | 71639T106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PETQ | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US71639T1060 | Agenda | 935437295 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of class I director to serve until the third annual meeting: Ronald Kennedy | Management | For | For | ||||||||||
1B. | Election of class I director to serve until the third annual meeting: Sheryl Oloughlin | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve the amendment and restatement of our Amended and Restated 2017 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
5. | To approve on an advisory, non-binding basis, the frequency of stockholder advisory approval on the compensation of our named executive officers. | Management | 1 Year | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Innovations Trust |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, President and Principal Executive Officer |
Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.