UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23395
Gabelli Innovations Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
The Gabelli Media Mogul Fund |
Investment Company Report
LIBERTY MEDIA ACQUISITION CORPORATION | ||||||||||||||
Security | 53073L104 | Meeting Type | Special | |||||||||||
Ticker Symbol | LMACA | Meeting Date | 14-Nov-2022 | |||||||||||
ISIN | US53073L1044 | Agenda | 935723038 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of an amendment to Liberty Media Acquisition Corporation's (the "Company") Amended and Restated Certificate of Incorporation as set forth in Annex A of the proxy statement, as described in more detail in the proxy statement. | Management | For | For | ||||||||||
2. | A proposal to approve the adjournment of the Company's special meeting from time to time to solicit additional proxies in favor of Proposal 1 or if otherwise determined by the chairperson of the special meeting to be necessary or appropriate. | Management | For | For | ||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 06-Dec-2022 | ||||||||||||
ISIN | BE0003826436 | Agenda | 716328198 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
1. | PROPOSED RESOLUTION: AMENDMENT AND RESTATEMENT OF ARTICLE 15.1 OF THE ARTICLES OF ASSOCIATION AS FOLLOWS: ARTICLE 15.1: 15.1 GOLDEN SHARES SHALL ONLY BE TRANSFERABLE BUT ALWAYS BE FREELY TRANSFERABLE TO OTHER ASSOCIATIONS BETWEEN COMMUNES AND TO COMMUNES, PROVINCES OR ANY OTHER PUBLIC LAW ENTITIES OR PRIVATE COMPANIES DIRECTLY OR INDIRECTLY CONTROLLED BY PUBLIC LAW ENTITIES OR FLUVIUS SYSTEM OPERATOR CV ( PUBLIC LAW ENTITIES ). IN CASE THE EXISTING HOLDERS OR THE TRANSFEREES WOULD NO LONGER BE PUBLIC LAW ENTITIES, THESE ENTITIES WILL TRANSFER THE CONCERNED GOLDEN SHARES TO AN ENTITY WHICH QUALIFIES AS PUBLIC LAW ENTITY WITHIN FOUR WEEKS AS OF THE DATE ON WHICH THEY HAVE LEGALLY CEASED TO BE PUBLIC LAW ENTITIES | Management | No Action | |||||||||||
2. | ACKNOWLEDGMENT OF THE PROPOSED MERGER BETWEEN INTERKABEL VLAANDEREN CV,-HOLDER OF 16 LIQUIDATION DISPREFERENCE SHARES IN TELENET GROUP HOLDING NV,-AND FLUVIUS SYSTEM OPERATOR CV, AS A RESULT OF WHICH THE LIQUIDATION-DISPREFERENCE SHARES WILL BE TRANSFERRED BY OPERATION OF LAW TO FLUVIUS-SYSTEM OPERATOR CV AT THE TIME OF THE PROPOSED MERGER | Non-Voting | ||||||||||||
3. | PROPOSED RESOLUTION: CANCELLATION OF SIX HUNDRED THIRTY-ONE THOUSAND EIGHT HUNDRED NINETEEN (631,819) OWN SHARES THAT THE COMPANY HAS ACQUIRED UNDER THE PAST AND CLOSED SHARE REPURCHASE PROGRAMS. THE UNAVAILABLE RESERVE THAT HAS BEEN CREATED IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 7:217 2 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, WILL BE ABROGATED AS SET FORTH UNDER ARTICLE 7:219 4 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS. THE TEXT OF PARAGRAPH 6.1 CAPITAL AND SHARES OF ARTICLE 6: CAPITAL - SHARES OF THE ARTICLES OF ASSOCIATION WILL ACCORDINGLY BE AMENDED AS FOLLOWS: 6.1. CAPITAL AND SHARES THE CAPITAL OF THE COMPANY AMOUNTS TWELVE MILLION SEVEN HUNDRED AND NINETY-NINE\ THOUSAND FORTY- NINE EURO FORTY CENTS (12,799,049.40). IT IS REPRESENTED BY ONE HUNDRED AND TWELVE MILLION ONE HUNDRED AND TEN THOUSAND (112,110,000) SHARES WITHOUT PAR VALUE, COMPRISING - ONE HUNDRED TWELVE MILLION FIFTEEN THOUSAND ONE HUNDRED TWENTY | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP. | ||||||||||||||
Security | 55826T102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 06-Dec-2022 | |||||||||||
ISIN | US55826T1025 | Agenda | 935725157 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Martin Bandier | For | For | |||||||||||
2 | Joseph J. Lhota | For | For | |||||||||||
3 | Joel M. Litvin | For | For | |||||||||||
4 | Frederic V. Salerno | For | For | |||||||||||
5 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of the Company's 2020 Employee Stock Plan, as amended. | Management | Against | Against | ||||||||||
4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors, as amended. | Management | Against | Against | ||||||||||
5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGS | Meeting Date | 09-Dec-2022 | |||||||||||
ISIN | US55825T1034 | Agenda | 935724573 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Richard D. Parsons | For | For | |||||||||||
3 | Nelson Peltz | For | For | |||||||||||
4 | Ivan Seidenberg | For | For | |||||||||||
5 | Anthony J. Vinciquerra | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
CHARTER COMMUNICATIONS, INC. | ||||||||||||||
Security | 16119P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHTR | Meeting Date | 25-Apr-2023 | |||||||||||
ISIN | US16119P1084 | Agenda | 935776003 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
1b. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
1c. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
1d. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1e. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
1g. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
1h. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
1i. | Election of Director: Balan Nair | Management | For | For | ||||||||||
1j. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
1k. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
1l. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
1m. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
3. | An advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 3 Years | For | ||||||||||
4. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2023. | Management | For | For | ||||||||||
5. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||||
ISIN | BE0003826436 | Agenda | 716832010 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1. | RECEIVE DIRECTORS' AND AUDITORS' REPORTS | Non-Voting | ||||||||||||
2. | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
3. | APPROVE FINANCIAL STATEMENTS, ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.0 PER SHARE | Management | No Action | |||||||||||
4. | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
5. | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
6.a. | APPROVE DISCHARGE OF JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS DIRECTOR | Management | No Action | |||||||||||
6.b. | APPROVE DISCHARGE OF LIEVE CRETEN BV, PERMANENTLY REPRESENTED BY LIEVE CRETEN, AS DIRECTOR | Management | No Action | |||||||||||
6.c. | APPROVE DISCHARGE OF JOHN GILBERT AS DIRECTOR | Management | No Action | |||||||||||
6.d. | APPROVE DISCHARGE OF DIRK JS VAN DEN BERGHE LTD., PERMANENTLY REPRESENTED BY DIRK JS VAN DEN BERGHE, AS DIRECTOR | Management | No Action | |||||||||||
6.e. | APPROVE DISCHARGE OF JOHN PORTER AS DIRECTOR | Management | No Action | |||||||||||
6.f. | APPROVE DISCHARGE OF CHARLES H. BRACKEN AS DIRECTOR | Management | No Action | |||||||||||
6.g. | APPROVE DISCHARGE OF ENRIQUE RODRIGUEZ AS DIRECTOR | Management | No Action | |||||||||||
6.h. | APPROVE DISCHARGE OF AMY BLAIR AS DIRECTOR | Management | No Action | |||||||||||
6.i. | APPROVE DISCHARGE OF MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||||
6.j. | APPROVE DISCHARGE OF SEVERINA PASCU AS DIRECTOR | Management | No Action | |||||||||||
6.k. | APPROVE DISCHARGE OF MADALINA SUCEVEANU AS DIRECTOR | Management | No Action | |||||||||||
7. | APPROVE DISCHARGE OF AUDITORS | Management | No Action | |||||||||||
8.a. | REELECT JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS INDEPENDENT DIRECTOR | Management | No Action | |||||||||||
8.b. | REELECT MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||||
8.c. | REELECT ENRIQUE RODRIGUEZ AS DIRECTOR | Management | No Action | |||||||||||
9. | RATIFY KPMG AS AUDITORS AND APPROVE AUDITORS' REMUNERATION | Management | No Action | |||||||||||
10. | APPROVE CHANGE-OF-CONTROL CLAUSE RE: RESTRICTED SHARES PLANS | Management | No Action | |||||||||||
CMMT | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 26-Apr-2023 | |||||||||||
ISIN | US40049J2069 | Agenda | 935818849 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Appointment and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the corporate By-laws. | Management | For | For | ||||||||||
L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
D1 | Appointment and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the corporate By-laws. | Management | For | For | ||||||||||
D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
A | Presentation of the Co-Chief Executive Officers' report drafted in accordance to article 172 of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles) and Article 44, section XI of the Securities Market Law (Ley del Mercado de Valores), accompanied by the external audit report and the Board of Directors' opinion on said report, as well as the financial statements for the year ended on December 31, 2022. | Management | For | For | ||||||||||
B | Presentation of the report referred to by article 172 section b) of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles) including the main accounting policies, criteria and information used for the preparation of the financial information. | Management | For | For | ||||||||||
C | Presentation of the report on the operations and activities in which the Board of Directors intervened during the 2022 fiscal year. | Management | For | For | ||||||||||
D | Presentation of the Audit Committee's annual report. | Management | For | For | ||||||||||
E | Presentation of the Corporate Practices Committee's annual report. | Management | For | For | ||||||||||
F | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | For | ||||||||||
G | Resolutions regarding the allocation of results for the fiscal year ended on December 31, 2022, including, if applicable, the approval and payment of dividends to the shareholders. | Management | For | For | ||||||||||
H | Presentation of the report regarding the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of the Company's own shares as well as the amount that may be allocated to the repurchase of such shares pursuant to article 56, paragraph IV of the Securities Market Law (Ley del Mercado de Valores). | Management | For | For | ||||||||||
I | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company as well as the ratification of acts carried out by them. | Management | For | For | ||||||||||
IAA | Election of Series 'A' Director: Emilio Fernando Azcárraga Jean | Management | For | For | ||||||||||
IAB | Election of Series 'A' Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
IAC | Election of Series 'A' Director: Eduardo Tricio Haro | Management | For | For | ||||||||||
IAD | Election of Series 'A' Director: Michael T. Fries | Management | For | For | ||||||||||
IAE | Election of Series 'A' Director: Fernando Senderos Mestre | Management | For | For | ||||||||||
IAF | Election of Series 'A' Director: Bernardo Gómez Martínez | Management | For | For | ||||||||||
IAG | Election of Series 'A' Director: Jon Feltheimer | Management | For | For | ||||||||||
IAH | Election of Series 'A' Director: Enrique Krauze Kleinbort | Management | For | For | ||||||||||
IAI | Election of Series 'A' Director: Guadalupe Phillips Margain | Management | For | For | ||||||||||
IAJ | Election of Series 'A' Director: Carlos Hank González | Management | For | For | ||||||||||
IAK | Election of Series 'A' Director: Denise Maerker Salmón | Management | For | For | ||||||||||
IBA | Election of Series 'B' Director: Lorenzo Alejandro Mendoza Giménez | Management | For | For | ||||||||||
IBB | Election of Series 'B' Director: Salvi Rafael Folch Viadero | Management | For | For | ||||||||||
IBC | Election of Series 'B' Director: Guillermo Garcia Naranjo Álvarez | Management | For | For | ||||||||||
IBD | Election of Series 'B' Director: Francisco José Chevez Robelo | Management | For | For | ||||||||||
IBE | Election of Series 'B' Director: José Luis Fernández Fernández | Management | For | For | ||||||||||
ICA | Election of Series 'D' Director: David M. Zaslav | Management | For | For | ||||||||||
ICB | Election of Series 'D' Director: Enrique Francisco José Senior Hernández | Management | For | For | ||||||||||
IDA | Election of Series 'L' Director: José Antonio Chedraui Eguía | Management | For | For | ||||||||||
IDB | Election of Series 'L' Director: Sebastián Mejía | Management | For | For | ||||||||||
IEA | Election of Alternate Director: Julio Barba Hurtado | Management | For | For | ||||||||||
IEB | Election of Alternate Director: Jorge Agustín Lutteroth Echegoyen | Management | For | For | ||||||||||
IEC | Election of Alternate Director: Joaquín Balcárcel Santa Cruz | Management | For | For | ||||||||||
IED | Election of Alternate Director: Luis Alejandro Bustos Olivares | Management | For | For | ||||||||||
IEE | Election of Alternate Director: Félix José Araujo Ramírez | Management | For | For | ||||||||||
IEF | Election of Alternate Director: Raúl Morales Medrano | Management | For | For | ||||||||||
IEG | Election of Alternate Director: Herbert Allen III (Alternate of Mr. Enrique Francisco José Senior Hernández) | Management | For | For | ||||||||||
IFA | Election of Chairman: Emilio F. Azcárraga Jean | Management | For | For | ||||||||||
IGA | Election of Secretary: Ricardo Maldonado Yáñez | Management | For | For | ||||||||||
JAA | Appointment of the member of the Executive Committee: Emilio Fernando Azcárraga Jean (Chairman) | Management | For | For | ||||||||||
JAB | Appointment of the member of the Executive Committee: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
JAC | Appointment of the member of the Executive Committee: Bernardo Gómez Martínez | Management | For | For | ||||||||||
JAD | Appointment of the member of the Executive Committee: Ricardo Maldonado Yáñez (Secretary, without being a member thereof) | Management | For | For | ||||||||||
KAA | Appointment of the Chairman of the Audit Committee: Guillermo García Naranjo Álvarez (Chairman) | Management | For | For | ||||||||||
KAB | Appointment of the Chairman of the Audit Committee: José Luís Fernández Fernández | Management | For | For | ||||||||||
KAC | Appointment of the Chairman of the Audit Committee: Francisco José Chevez Robelo | Management | For | For | ||||||||||
LAA | Appointment of the Chairman of the Corporate Practices Committee: José Luís Fernández Fernández (Chairman) | Management | For | For | ||||||||||
LAB | Appointment of the Chairman of the Corporate Practices Committee: Eduardo Tricio Haro | Management | For | For | ||||||||||
LAC | Appointment of the Chairman of the Corporate Practices Committee: Guillermo Garcia Naranjo Álvarez | Management | For | For | ||||||||||
M | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | For | For | ||||||||||
N | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
E1 | Resolution on the cancellation of shares and on the consequent capital reduction. | Management | Abstain | Against | ||||||||||
E2 | Presentation, discussion and, if applicable, approval of the proposal to carry out a partial spin-off of Grupo Televisa, S.A.B., as original company, and without being extinguished and, consequently, the incorporation of a publicly traded company (sociedad anónima bursátil), as a spin-off company. Resolutions in this regard. | Management | Abstain | Against | ||||||||||
E3 | Presentation, discussion and, if applicable, approval of the amendment to article Sixth of the corporate By-laws of Grupo Televisa, S.A.B. by virtue of the resolutions, if any, adopted by the Meeting in connection with the preceding items on the Agenda. | Management | Abstain | Against | ||||||||||
E4 | Appointment of special delegates to formalize the resolutions adopted by this meeting. | Management | For | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 28-Apr-2023 | |||||||||||
ISIN | US25470M1099 | Agenda | 935782917 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | Withheld | Against | |||||||||||
3 | Stephen J. Bye | For | For | |||||||||||
4 | W. Erik Carlson | For | For | |||||||||||
5 | James DeFranco | For | For | |||||||||||
6 | Cantey M. Ergen | For | For | |||||||||||
7 | Charles W. Ergen | For | For | |||||||||||
8 | Tom A. Ortolf | For | For | |||||||||||
9 | Joseph T. Proietti | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To amend and restate our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | To conduct a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
5. | To conduct a non-binding advisory vote on the frequency of future non-binding advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
WARNER BROS. DISCOVERY, INC. | ||||||||||||||
Security | 934423104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBD | Meeting Date | 08-May-2023 | |||||||||||
ISIN | US9344231041 | Agenda | 935792451 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Li Haslett Chen | For | For | |||||||||||
2 | Kenneth W. Lowe | For | For | |||||||||||
3 | Paula A. Price | For | For | |||||||||||
4 | David M. Zaslav | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on- Pay" vote. | Management | For | For | ||||||||||
4. | To vote on an advisory resolution to approve the frequency of future "Say-on-Pay" votes. | Management | 1 Year | For | ||||||||||
5. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | For | ||||||||||
6. | To vote on a stockholder proposal regarding political disclosure, if properly presented. | Shareholder | Abstain | Against | ||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US00206R1023 | Agenda | 935803937 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1b. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1c. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1d. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1e. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1f. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1g. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1h. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
1i. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1j. | Election of Director: Luis A. Ubiñas | Management | For | For | ||||||||||
2. | Ratification of the appointment of independent auditors. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Advisory approval of frequency of vote on executive compensation. | Management | 1 Year | For | ||||||||||
5. | Independent board chairman. | Shareholder | Against | For | ||||||||||
6. | Racial equity audit. | Shareholder | Abstain | Against | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 01-Jun-2023 | |||||||||||
ISIN | US82968B1035 | Agenda | 935831051 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Blau | For | For | |||||||||||
2 | Eddy W. Hartenstein | For | For | |||||||||||
3 | Robin P. Hickenlooper | For | For | |||||||||||
4 | James P. Holden | For | For | |||||||||||
5 | Gregory B. Maffei | For | For | |||||||||||
6 | Evan D. Malone | For | For | |||||||||||
7 | James E. Meyer | For | For | |||||||||||
8 | Jonelle Procope | For | For | |||||||||||
9 | Michael Rapino | For | For | |||||||||||
10 | Kristina M. Salen | For | For | |||||||||||
11 | Carl E. Vogel | For | For | |||||||||||
12 | Jennifer C. Witz | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Advisory vote to approve the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 3 Years | For | ||||||||||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2023. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US5303071071 | Agenda | 935833815 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John C. Malone | For | For | |||||||||||
2 | Gregg L. Engles | For | For | |||||||||||
3 | John E. Welsh III | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307503 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDP | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US5303075031 | Agenda | 935833815 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John C. Malone | For | For | |||||||||||
2 | Gregg L. Engles | For | For | |||||||||||
3 | John E. Welsh III | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US5312298707 | Agenda | 935833877 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Derek Chang | For | For | |||||||||||
2 | Evan D. Malone | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
QURATE RETAIL, INC. | ||||||||||||||
Security | 74915M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QRTEA | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US74915M1009 | Agenda | 935836227 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fiona P. Dias | For | For | |||||||||||
2 | Evan D. Malone | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | The reverse stock split proposal, to approve the adoption of an amendment to our Restated Certificate of Incorporation to effect a reverse stock split of our Series A common stock, par value $0.01 per share, and our Series B common stock, par value $0.01 per share, at a ratio of at least 1-for-2 and up to 1-for-20, with the exact ratio within the foregoing range to be determined by our Board of Directors (or a committee thereof) and publicly disclosed prior to the effectiveness of the reverse stock split. | Management | For | For | ||||||||||
3. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
4. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
5. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which stockholders are required to provide an advisory vote on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
LIBERTY TRIPADVISOR HOLDINGS, INC. | ||||||||||||||
Security | 531465102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LTRPA | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US5314651028 | Agenda | 935837267 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christy Haubegger | For | For | |||||||||||
2 | Chris Mueller | For | For | |||||||||||
3 | Albert E. Rosenthaler | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | A proposal to approve the adoption of the resolution of the board of directors of our company approving the conversion of our company to a corporation organized under the laws of the State of Nevada pursuant to and in accordance with the applicable law and plan of conversion, including the adoption of new Articles of Incorporation under Nevada law. | Management | Abstain | Against | ||||||||||
4. | A proposal to approve one or more adjournments of the annual meeting from time to time to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the annual meeting to approve Proposal 3 at the time of such adjournment or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
COMCAST CORPORATION | ||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | |||||||||||
ISIN | US20030N1019 | Agenda | 935845492 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||
2 | Thomas J. Baltimore Jr. | For | For | |||||||||||
3 | Madeline S. Bell | For | For | |||||||||||
4 | Edward D. Breen | For | For | |||||||||||
5 | Gerald L. Hassell | For | For | |||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||
8 | Asuka Nakahara | For | For | |||||||||||
9 | David C. Novak | For | For | |||||||||||
10 | Brian L. Roberts | For | For | |||||||||||
2. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||||
3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. | Management | Against | Against | ||||||||||
4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
6. | Advisory vote on the frequency of the vote on executive compensation. | Management | 1 Year | For | ||||||||||
7. | To perform independent racial equity audit. | Shareholder | Abstain | Against | ||||||||||
8. | To report on climate risk in default retirement plan options. | Shareholder | Abstain | Against | ||||||||||
9. | To set different greenhouse gas emissions reduction targets. | Shareholder | Abstain | Against | ||||||||||
10. | To report on political contributions and company values alignment. | Shareholder | Abstain | Against | ||||||||||
11. | To report on business in China. | Shareholder | Abstain | Against | ||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
Security | 538034109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LYV | Meeting Date | 09-Jun-2023 | |||||||||||
ISIN | US5380341090 | Agenda | 935843032 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director to hold office until the 2024 Annual Meeting: Maverick Carter | Management | For | For | ||||||||||
1b. | Election of Director to hold office until the 2024 Annual Meeting: Ping Fu | Management | For | For | ||||||||||
1c. | Election of Director to hold office until the 2024 Annual Meeting: Jeffrey T. Hinson | Management | For | For | ||||||||||
1d. | Election of Director to hold office until the 2024 Annual Meeting: Chad Hollingsworth | Management | For | For | ||||||||||
1e. | Election of Director to hold office until the 2024 Annual Meeting: James Iovine | Management | For | For | ||||||||||
1f. | Election of Director to hold office until the 2024 Annual Meeting: James S. Kahan | Management | For | For | ||||||||||
1g. | Election of Director to hold office until the 2024 Annual Meeting: Gregory B. Maffei | Management | For | For | ||||||||||
1h. | Election of Director to hold office until the 2024 Annual Meeting: Randall T. Mays | Management | For | For | ||||||||||
1i. | Election of Director to hold office until the 2024 Annual Meeting: Richard A. Paul | Management | For | For | ||||||||||
1j. | Election of Director to hold office until the 2024 Annual Meeting: Michael Rapino | Management | For | For | ||||||||||
1k. | Election of Director to hold office until the 2024 Annual Meeting: Latriece Watkins | Management | For | For | ||||||||||
2. | To hold an advisory vote on the company's executive compensation. | Management | For | For | ||||||||||
3. | To hold an advisory vote on the frequency of stockholder advisory votes on the company's executive compensation. | Management | 3 Years | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||||
COMPAGNIE DE L'ODET SE | ||||||||||||||
Security | F5758F103 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 14-Jun-2023 | ||||||||||||
ISIN | FR0000062234 | Agenda | 717144442 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0419/202 304-192300946.pdf | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||||
3 | ALLOCATION OF EARNINGS | Management | No Action | |||||||||||
4 | APPROVAL OF A REGULATED AGREEMENT SIGNED WITH VINCENT BOLLORE | Management | No Action | |||||||||||
5 | APPROVAL OF REGULATED AGREEMENTS SIGNED WITH BOLLORE PARTICIPATIONS SE | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MRS MARIE BOLLORE AS DIRECTOR | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MR OLIVIER ROUSSEL AS DIRECTOR | Management | No Action | |||||||||||
8 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | No Action | |||||||||||
9 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE EX POST SAY ON PAY | Management | No Action | |||||||||||
10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PREVIOUS FISCAL YEAR OR GRANTED DURING THE SAME PERIOD TO VINCENT BOLLORE FOR HIS SERVICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY EX POST SAY ON PAY | Management | No Action | |||||||||||
11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PREVIOUS FISCAL YEAR OR GRANTED DURING THE SAME PERIOD TO SEBASTIEN BOLLORE FOR HIS SERVICE AS DEPUTY CHIEF EXECUTIVE OFFICER OF THE COMPANY EX POST SAY ON PAY | Management | No Action | |||||||||||
12 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS EX ANTE SAY ON PAY | Management | No Action | |||||||||||
13 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS EX ANTE SAY ON PAY | Management | No Action | |||||||||||
14 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS EX- ANTE VOTE | Management | No Action | |||||||||||
15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE SHARE CAPITAL, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | No Action | |||||||||||
16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT AN INCREASE IN SHARE CAPITAL BY ISSUING ORDINARY SHARES TO BE PAID UP BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS OR BY RAISING THE PAR VALUE | Management | No Action | |||||||||||
17 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE LIMITED TO 10% OF THE CAPITAL INTENDED TO COMPENSATE CONTRIBUTIONS OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | Management | No Action | |||||||||||
18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
19 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES PREVIOUSLY REPURCHASED AS PART OF A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
20 | POWERS FOR FORMALITIES | Management | No Action | |||||||||||
COMSCORE, INC. | ||||||||||||||
Security | 20564W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCOR | Meeting Date | 15-Jun-2023 | |||||||||||
ISIN | US20564W1053 | Agenda | 935840480 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Nana Banerjee | For | For | |||||||||||
2 | David Kline | For | For | |||||||||||
3 | Kathi Love | For | For | |||||||||||
4 | Brian Wendling | For | For | |||||||||||
2. | The approval, on a non-binding advisory basis, of the compensation paid to the company's named executive officers | Management | For | For | ||||||||||
3. | The ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
4. | The approval of an amendment to the Amended and Restated 2018 Equity and Incentive Compensation Plan to increase the number of shares of the company's common stock available for grant by 10,000,000 | Management | Against | Against | ||||||||||
5. | The adoption of an amendment to the Certificate of Designations of the Series B Convertible Preferred Stock ("Series B Preferred Stock") to (i) permit the company to pay annual dividends on Series B Preferred Stock in the form of cash, shares of common stock, additional shares of Series B Preferred Stock, or a combination thereof, (the "Disinterested Directors"), and (ii) make certain other clarifying and conforming changes to the Certificate of Designations, including with respect to tax treatment. | Management | Against | Against | ||||||||||
6. | The adoption of an amendment to the Amended and Restated Certificate of Incorporation to authorize additional shares of preferred stock in order to permit the company to issue additional shares of Series B Preferred Stock and other preferred stock and pay annual dividends in the form of Series B Preferred Stock in accordance with the Certificate of Designations amendment and if elected by the Disinterested Directors | Management | Against | Against | ||||||||||
7. | The approval, in accordance with Nasdaq Listing Rule 5635(d), of the issuance of common stock or Series B Preferred Stock as annual dividends on the Series B Preferred Stock in accordance with the Certificate of Designations amendment and if elected by the Disinterested Directors | Management | Against | Against | ||||||||||
RADIUS GLOBAL INFRASTRUCTURE, INC. | ||||||||||||||
Security | 750481103 | Meeting Type | Special | |||||||||||
Ticker Symbol | RADI | Meeting Date | 15-Jun-2023 | |||||||||||
ISIN | US7504811032 | Agenda | 935873112 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To consider and vote on the proposal to adopt the Merger Agreement, dated as of March 1, 2023, by and among Radius Global Infrastructure, Inc. (the "Company"), APW OpCo LLC, Chord Parent, Inc., Chord Merger Sub I, Inc. and Chord Merger Sub II, LLC, as it may be amended from time to time (the "Merger Agreement"). | Management | For | For | ||||||||||
2. | To consider and vote on the proposal to approve, on an advisory (nonbinding) basis, the compensation that will or may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||||
3. | To consider and vote on any proposal to adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 16-Jun-2023 | |||||||||||
ISIN | US8725901040 | Agenda | 935842206 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | André Almeida | For | For | |||||||||||
2 | Marcelo Claure | For | For | |||||||||||
3 | Srikant M. Datar | For | For | |||||||||||
4 | Srinivasan Gopalan | For | For | |||||||||||
5 | Timotheus Höttges | For | For | |||||||||||
6 | Christian P. Illek | For | For | |||||||||||
7 | Raphael Kübler | For | For | |||||||||||
8 | Thorsten Langheim | For | For | |||||||||||
9 | Dominique Leroy | For | For | |||||||||||
10 | Letitia A. Long | For | For | |||||||||||
11 | G. Michael Sievert | For | For | |||||||||||
12 | Teresa A. Taylor | For | For | |||||||||||
13 | Kelvin R. Westbrook | For | For | |||||||||||
2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. | Management | For | For | ||||||||||
4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. | Management | 3 Years | For | ||||||||||
5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | For | ||||||||||
6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
RADIUS GLOBAL INFRASTRUCTURE, INC. | ||||||||||||||
Security | 750481103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RADI | Meeting Date | 22-Jun-2023 | |||||||||||
ISIN | US7504811032 | Agenda | 935854263 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
1b. | Election of Director: Antoinette Cook Bush | Management | For | For | ||||||||||
1c. | Election of Director: Thomas C. King | Management | For | For | ||||||||||
1d. | Election of Director: Nick S. Advani | Management | For | For | ||||||||||
1e. | Election of Director: Ashley Leeds | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
TELESAT CORPORATION | ||||||||||||||
Security | 879512309 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSAT | Meeting Date | 22-Jun-2023 | |||||||||||
ISIN | CA8795123097 | Agenda | 935876384 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Michael Boychuk | Withheld | Against | |||||||||||
2 | Jason A. Caloras | Withheld | Against | |||||||||||
3 | Jane Craighead | Withheld | Against | |||||||||||
4 | Richard Fadden | Withheld | Against | |||||||||||
5 | Daniel S. Goldberg | For | For | |||||||||||
6 | Henry (Hank) Intven | Withheld | Against | |||||||||||
7 | David Morin | Withheld | Against | |||||||||||
8 | Dr. Mark H. Rachesky | Withheld | Against | |||||||||||
9 | Guthrie Stewart | Withheld | Against | |||||||||||
10 | Michael B. Targoff | Withheld | Against | |||||||||||
2 | Appointment of Deloitte LLP Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
3 | The undersigned certifies that it has made reasonable inquiries as to the Canadian status of the registered holder and the beneficial owner of the shares represented by this voting instruction form and has read the definitions set out below so as to make an accurate Declaration of Canadian status. The undersigned hereby certifies that the shares or units represented by this voting instruction form are (check one box based on the definitions set out below): NOTE: "FOR" = CANADIAN, "ABSTAIN" = NON-CANADIAN HOLDER and if not marked will be as AGAINST. | Management | Abstain | Against |
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
The Gabelli Pet Parents Fund |
Investment Company Report
PETS AT HOME GROUP PLC | ||||||||||||||
Security | G7041J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Jul-2022 | ||||||||||||
ISIN | GB00BJ62K685 | Agenda | 715764848 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 7.5 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
4.A | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.B | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.C | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.D | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.E | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.F | TO RE-ELECT IAN BURKE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.G | TO RE-ELECT ZARIN PATEL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO ELECT LYSSA MCGOWAN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
8 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
9 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
10 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
11 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||
12 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
13 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
CMMT | 09 JUN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CHEWY, INC. | ||||||||||||||
Security | 16679L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHWY | Meeting Date | 14-Jul-2022 | |||||||||||
ISIN | US16679L1098 | Agenda | 935659283 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James Kim | For | For | |||||||||||
2 | David Leland | For | For | |||||||||||
3 | Lisa Sibenac | For | For | |||||||||||
4 | Sumit Singh | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 29, 2023. | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | To approve the Chewy, Inc. 2022 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||||
Security | 84790A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPB | Meeting Date | 09-Aug-2022 | |||||||||||
ISIN | US84790A1051 | Agenda | 935688474 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Class I Director: Sherianne James | Management | For | For | ||||||||||
1b. | Election of Class I Director: Leslie L. Campbell | Management | For | For | ||||||||||
1c. | Election of Class I Director: Joan Chow | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's executive officers. | Management | For | For | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 12-Sep-2022 | |||||||||||
ISIN | US7033951036 | Agenda | 935691471 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director to have terms expiring in 2023: John D. Buck | Management | For | For | ||||||||||
1b. | Election of Director to have terms expiring in 2023: Alex N. Blanco | Management | For | For | ||||||||||
1c. | Election of Director to have terms expiring in 2023: Jody H. Feragen | Management | For | For | ||||||||||
1d. | Election of Director to have terms expiring in 2023: Robert C. Frenzel | Management | For | For | ||||||||||
1e. | Election of Director to have terms expiring in 2023: Philip G. McKoy | Management | For | For | ||||||||||
1f. | Election of Director to have terms expiring in 2023: Ellen A. Rudnick | Management | For | For | ||||||||||
1g. | Election of Director to have terms expiring in 2023: Neil A. Schrimsher | Management | For | For | ||||||||||
1h. | Election of Director to have terms expiring in 2023: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 29, 2023. | Management | For | For | ||||||||||
ECO ANIMAL HEALTH GROUP PLC | ||||||||||||||
Security | G3039F108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Sep-2022 | ||||||||||||
ISIN | GB0032036807 | Agenda | 716039981 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | ELECT TRACEY JAMES AS DIRECTOR | Management | For | For | ||||||||||
3 | ELECT DAVID HALLAS AS DIRECTOR | Management | For | For | ||||||||||
4 | RE-ELECT ANDREW JONES AS DIRECTOR | Management | For | For | ||||||||||
5 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | ||||||||||
6 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
7 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
GENERAL MILLS, INC. | ||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIS | Meeting Date | 27-Sep-2022 | |||||||||||
ISIN | US3703341046 | Agenda | 935697877 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1b. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1c. | Election of Director: C. Kim Goodwin | Management | For | For | ||||||||||
1d. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
1e. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
1f. | Election of Director: Jo Ann Jenkins | Management | For | For | ||||||||||
1g. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
1h. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
1i. | Election of Director: Steve Odland | Management | For | For | ||||||||||
1j. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1k. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
1l. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
2. | Approval of the 2022 Stock Compensation Plan. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
4. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal Regarding a Plastic Packaging Report. | Shareholder | Abstain | Against | ||||||||||
FRESHPET, INC. | ||||||||||||||
Security | 358039105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FRPT | Meeting Date | 03-Oct-2022 | |||||||||||
ISIN | US3580391056 | Agenda | 935701006 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: J. David Basto | Management | For | For | ||||||||||
1b. | Election of Director: Lawrence S. Coben, Ph.D. | Management | For | For | ||||||||||
1c. | Election of Director: Walter N. George III | Management | For | For | ||||||||||
1d. | Election of Director: Craig D. Steeneck | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
3. | To approve, by advisory vote, the compensation of the Company's named executive officers (the "Say-on-Pay Proposal"). | Management | For | For | ||||||||||
4. | To approve an amendment to our Fifth Amended and Restated Certificate of Incorporation to permit stockholders the right to request that the Company call a special meeting of stockholders under certain circumstances (the "Special Meeting Proposal"). | Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Special | |||||||||||
Ticker Symbol | CVET | Meeting Date | 11-Oct-2022 | |||||||||||
ISIN | US22304C1009 | Agenda | 935711970 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 24, 2022 (as the same may be amended from time to time, the "Merger Agreement"), by and among Covetrus, Inc., a Delaware corporation, Corgi Bidco, Inc., a Delaware corporation ("Parent"), and Corgi Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), a copy of which is attached as Annex A to the accompanying proxy statement, pursuant to which Merger Sub will be merged with and into the Company. | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Transactions, including the Merger. | Management | For | For | ||||||||||
3. | To adjourn the special meeting to a later date or time if necessary or appropriate and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the accompanying proxy statement is provided to Company stockholders a reasonable amount of time in advance of the special meeting or to solicit additional proxies in favor of the Merger Agreement Proposal if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. | Management | For | For | ||||||||||
DECHRA PHARMACEUTICALS PLC | ||||||||||||||
Security | G2769C145 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 20-Oct-2022 | ||||||||||||
ISIN | GB0009633180 | Agenda | 716100879 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2022 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND THE AUDITORS REPORT | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2022 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
4 | TO ELECT JOHN SHIPSEY | Management | For | For | ||||||||||
5 | TO RE-ELECT ALISON PLATT | Management | For | For | ||||||||||
6 | TO RE-ELECT IAN PAGE | Management | For | For | ||||||||||
7 | TO RE-ELECT ANTHONY GRIFFIN | Management | For | For | ||||||||||
8 | TO RE-ELECT PAUL SANDLAND | Management | For | For | ||||||||||
9 | TO RE-ELECT LISA BRIGHT | Management | For | For | ||||||||||
10 | TO RE-ELECT LAWSON MACARTNEY | Management | For | For | ||||||||||
11 | TO RE-ELECT ISHBEL MACPHERSON | Management | For | For | ||||||||||
12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
13 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE REMUNERATION OF THE EXTERNAL AUDITOR | Management | For | For | ||||||||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES TO SPECIFIC LIMITS | Management | For | For | ||||||||||
15 | TO DISAPPLY THE PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
16 | TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
17 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
18 | TO AUTHORISE THE COMPANY TO HOLD ANY GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAHC | Meeting Date | 07-Nov-2022 | |||||||||||
ISIN | US71742Q1067 | Agenda | 935714192 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jack C. Bendheim | For | For | |||||||||||
2 | E. Thomas Corcoran | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
BARK, INC. | ||||||||||||||
Security | 68622E104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BARK | Meeting Date | 15-Nov-2022 | |||||||||||
ISIN | US68622E1047 | Agenda | 935717516 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Class A Director: Betsy McLaughlin | Management | For | For | ||||||||||
1b. | Election of Class A Director: Henrik Werdelin | Management | For | For | ||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2023 | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the frequency with which future advisory votes to approve the compensation of the company's named executive officers should be held | Management | 1 Year | For | ||||||||||
THE CLOROX COMPANY | ||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CLX | Meeting Date | 16-Nov-2022 | |||||||||||
ISIN | US1890541097 | Agenda | 935716413 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Amy L. Banse | Management | For | For | ||||||||||
1b. | Election of Director: Julia Denman | Management | For | For | ||||||||||
1c. | Election of Director: Spencer C. Fleischer | Management | For | For | ||||||||||
1d. | Election of Director: Esther Lee | Management | For | For | ||||||||||
1e. | Election of Director: A.D. David Mackay | Management | For | For | ||||||||||
1f. | Election of Director: Paul Parker | Management | For | For | ||||||||||
1g. | Election of Director: Stephanie Plaines | Management | For | For | ||||||||||
1h. | Election of Director: Linda Rendle | Management | For | For | ||||||||||
1i. | Election of Director: Matthew J. Shattock | Management | For | For | ||||||||||
1j. | Election of Director: Kathryn Tesija | Management | For | For | ||||||||||
1k. | Election of Director: Russell J. Weiner | Management | For | For | ||||||||||
1l. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
CVS GROUP PLC | ||||||||||||||
Security | G27234106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Nov-2022 | ||||||||||||
ISIN | GB00B2863827 | Agenda | 716254999 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
4 | RE-ELECT RICHARD CONNELL AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT DAVID WILTON AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT DEBORAH KEMP AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT RICHARD GRAY AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT RICHARD FAIRMAN AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT BEN JACKLIN AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT ROBIN ALFONSO AS DIRECTOR | Management | For | For | ||||||||||
11 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||
12 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
13 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
14 | APPROVE ACQUISITION OF THE HARROGATE VET LIMITED | Management | For | For | ||||||||||
15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
18 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ODC | Meeting Date | 07-Dec-2022 | |||||||||||
ISIN | US6778641000 | Agenda | 935721539 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||||
2 | Paul M. Hindsley | For | For | |||||||||||
3 | Daniel S. Jaffee | For | For | |||||||||||
4 | Michael A. Nemeroff | For | For | |||||||||||
5 | George C. Roeth | For | For | |||||||||||
6 | Amy L. Ryan | For | For | |||||||||||
7 | Allan H. Selig | For | For | |||||||||||
8 | Paul E. Suckow | For | For | |||||||||||
9 | Lawrence E. Washow | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2023. | Management | For | For | ||||||||||
CENTRAL GARDEN & PET COMPANY | ||||||||||||||
Security | 153527106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CENT | Meeting Date | 07-Feb-2023 | |||||||||||
ISIN | US1535271068 | Agenda | 935751734 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William E. Brown | For | For | |||||||||||
2 | Courtnee Chun | For | For | |||||||||||
3 | Timothy P. Cofer | For | For | |||||||||||
4 | Lisa Coleman | For | For | |||||||||||
5 | Brendan P. Dougher | For | For | |||||||||||
6 | Michael J. Griffith | For | For | |||||||||||
7 | Christopher T. Metz | For | For | |||||||||||
8 | Daniel P. Myers | For | For | |||||||||||
9 | B.M. Pennington III | For | For | |||||||||||
10 | John R. Ranelli | For | For | |||||||||||
11 | M. Beth Springer | For | For | |||||||||||
2. | To recommend, by non-binding vote, the frequency of advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
3. | To approve an advisory vote on the compensation of the Company's named executive officers as described in the accompanying proxy statement. | Management | For | For | ||||||||||
4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 30, 2023. | Management | For | For | ||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | NSRGY | Meeting Date | 20-Apr-2023 | |||||||||||
ISIN | CH0038863350 | Agenda | 716817068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2022 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT FOR 2022 | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: CHRIS LEONG | Management | No Action | |||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | No Action | |||||||||||
4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: RAINER BLAIR | Management | No Action | |||||||||||
4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MARIE- GABRIELLE INEICHEN-FLEISCH | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7.1 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE GENERAL MEETING | Management | No Action | |||||||||||
7.2 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE BOARD OF DIRECTORS, COMPENSATION, CONTRACTS AND MANDATES AND MISCELLANEOUS PROVISIONS | Management | No Action | |||||||||||
8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHD | Meeting Date | 27-Apr-2023 | |||||||||||
ISIN | US1713401024 | Agenda | 935780622 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director for a term of one year: Bradlen S. Cashaw | Management | For | For | ||||||||||
1b. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | ||||||||||
1c. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | ||||||||||
1d. | Election of Director for a term of one year: Penry W. Price | Management | For | For | ||||||||||
1e. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | ||||||||||
1f. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | ||||||||||
1g. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | ||||||||||
1h. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | ||||||||||
1i. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | ||||||||||
1j. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | ||||||||||
2. | An advisory vote to approve compensation of our named executive officers; | Management | For | For | ||||||||||
3. | An advisory vote to approve the preferred frequency of the advisory vote on compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
5. | Approval of the Church & Dwight Co., Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
6. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
HESKA CORPORATION | ||||||||||||||
Security | 42805E306 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSKA | Meeting Date | 03-May-2023 | |||||||||||
ISIN | US42805E3062 | Agenda | 935786939 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for a one year term: Robert L. Antin | Management | For | For | ||||||||||
1.2 | Election of Director for a one year term: Stephen L. Davis | Management | For | For | ||||||||||
1.3 | Election of Director for a one year term: Mark F. Furlong | Management | For | For | ||||||||||
1.4 | Election of Director for a one year term: Joachim A. Hasenmaier | Management | For | For | ||||||||||
1.5 | Election of Director for a one year term: Scott W. Humphrey | Management | For | For | ||||||||||
1.6 | Election of Director for a one year term: Sharon J. Maples | Management | For | For | ||||||||||
1.7 | Election of Director for a one year term: David E. Sveen | Management | For | For | ||||||||||
1.8 | Election of Director for a one year term: Kevin S. Wilson | Management | For | For | ||||||||||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To amend the Heska Corporation Equity Incentive Plan to increase the number of shares authorized for issuance thereunder by 100,000 shares. | Management | For | For | ||||||||||
4. | To approve our executive compensation in a non-binding advisory vote. | Management | For | For | ||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSCO | Meeting Date | 11-May-2023 | |||||||||||
ISIN | US8923561067 | Agenda | 935798643 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Joy Brown | Management | For | For | ||||||||||
1.2 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ricardo Cardenas | Management | For | For | ||||||||||
1.3 | Election of Director for a one-year term ending at the 2024 Annual Meeting: André Hawaux | Management | For | For | ||||||||||
1.4 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Denise L. Jackson | Management | For | For | ||||||||||
1.5 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ramkumar Krishnan | Management | For | For | ||||||||||
1.6 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Edna K. Morris | Management | For | For | ||||||||||
1.7 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark J. Weikel | Management | For | For | ||||||||||
1.8 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Harry A. Lawton III | Management | For | For | ||||||||||
2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023 | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Say on Pay) | Management | For | For | ||||||||||
4. | To approve, on a non-binding, advisory basis, the frequency of the advisory vote on Say on Pay in future years | Management | 1 Year | For | ||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CL | Meeting Date | 12-May-2023 | |||||||||||
ISIN | US1941621039 | Agenda | 935795382 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||
1b. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1c. | Election of Director: Steve Cahillane | Management | For | For | ||||||||||
1d. | Election of Director: Lisa M. Edwards | Management | For | For | ||||||||||
1e. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
1f. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||||
1g. | Election of Director: Kimberly A. Nelson | Management | For | For | ||||||||||
1h. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||
1i. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||
1j. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||
1k. | Election of Director: Noel R. Wallace | Management | For | For | ||||||||||
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
5. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | ||||||||||
6. | Stockholder proposal on executives to retain significant stock. | Shareholder | Against | For | ||||||||||
IDEXX LABORATORIES, INC. | ||||||||||||||
Security | 45168D104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDXX | Meeting Date | 17-May-2023 | |||||||||||
ISIN | US45168D1046 | Agenda | 935793996 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director (Proposal One): Daniel M. Junius | Management | For | For | ||||||||||
1b. | Election of Director (Proposal One): Lawrence D. Kingsley | Management | For | For | ||||||||||
1c. | Election of Director (Proposal One): Sophie V. Vandebroek, PhD | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | ||||||||||
4. | Advisory Vote on the Frequency of Advisory Votes on Executive Compensation. To recommend, by nonbinding advisory vote, the frequency of future advisory votes on the Company's executive compensation (Proposal Four). | Management | 1 Year | For | ||||||||||
ZOETIS INC. | ||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZTS | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US98978V1035 | Agenda | 935801224 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||||
1b. | Election of Director: Vanessa Broadhurst | Management | For | For | ||||||||||
1c. | Election of Director: Frank A. D'Amelio | Management | For | For | ||||||||||
1d. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1e. | Election of Director: Gregory Norden | Management | For | For | ||||||||||
1f. | Election of Director: Louise M. Parent | Management | For | For | ||||||||||
1g. | Election of Director: Kristin C. Peck | Management | For | For | ||||||||||
1h. | Election of Director: Robert W. Scully | Management | For | For | ||||||||||
2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Management | For | For | ||||||||||
5. | Shareholder proposal regarding ability to call a special meeting. | Shareholder | Against | For | ||||||||||
ELANCO ANIMAL HEALTH INCORPORATED | ||||||||||||||
Security | 28414H103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ELAN | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US28414H1032 | Agenda | 935803420 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Michael J. Harrington | Management | For | For | ||||||||||
1b. | Election of Director: R. David Hoover | Management | For | For | ||||||||||
1c. | Election of Director: Deborah T. Kochevar | Management | For | For | ||||||||||
1d. | Election of Director: Kirk P. McDonald | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
3. | Advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated Elanco Animal Health Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Approval of the Amended and Restated 2018 Elanco Animal Health Incorporated Stock Plan. | Management | For | For | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US1266501006 | Agenda | 935806375 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For | ||||||||||
1c. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1f. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1g. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1h. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1i. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
1j. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | Management | For | For | ||||||||||
3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation | Management | For | For | ||||||||||
4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | Management | 1 Year | For | ||||||||||
5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Shareholder | Against | For | ||||||||||
7. | Stockholder Proposal Regarding "Fair Elections" and Requiring Stockholder Approval of Certain Types of By- law Amendments | Shareholder | Against | For | ||||||||||
8. | Stockholder Proposal Requesting a Report on a "Worker Rights Assessment" | Shareholder | Abstain | Against | ||||||||||
9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Shareholder | Against | For | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||
1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||
5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Abstain | Against | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Abstain | Against | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Abstain | Against | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Abstain | Against | ||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | ||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Abstain | Against | ||||||||||
17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | ||||||||||
18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Abstain | Against | ||||||||||
19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | ||||||||||
20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||||
21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||||
22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||||
23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
TRUPANION, INC. | ||||||||||||||
Security | 898202106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRUP | Meeting Date | 07-Jun-2023 | |||||||||||
ISIN | US8982021060 | Agenda | 935845238 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Class III Director to hold office until our 2026 Annual Meeting: Dan Levitan | Management | For | For | ||||||||||
1b. | Election of Class III Director to hold office until our 2026 Annual Meeting: Murray Low | Management | For | For | ||||||||||
1c. | Election of Class III Director to hold office until our 2026 Annual Meeting: Howard Rubin | Management | For | For | ||||||||||
2a. | Election of Director: Jacqueline Davidson | Management | For | For | ||||||||||
2b. | Election of Director: Paulette Dodson | Management | For | For | ||||||||||
2c. | Election of Director: Elizabeth McLaughlin | Management | For | For | ||||||||||
2d. | Election of Director: Darryl Rawlings | Management | For | For | ||||||||||
2e. | Election of Director: Zay Satchu | Management | For | For | ||||||||||
3. | To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors. | Management | For | For | ||||||||||
4. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
5. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2022. | Management | For | For | ||||||||||
HESKA CORPORATION | ||||||||||||||
Security | 42805E306 | Meeting Type | Special | |||||||||||
Ticker Symbol | HSKA | Meeting Date | 07-Jun-2023 | |||||||||||
ISIN | US42805E3062 | Agenda | 935869050 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt and approve the Agreement and Plan of Merger with Antech Diagnostics, Inc., a California corporation, Helsinki Merger Sub LLC, a Delaware limited liability company, and, solely for purposes of Section 9.15 of the Merger Agreement, Mars, Incorporated, a Delaware corporation (the "Merger Proposal"). | Management | For | For | ||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
3. | To approve one or more adjournments of the Special Meeting, if necessary, to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the Special Meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
ANIMALCARE GROUP PLC | ||||||||||||||
Security | G0403N105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-Jun-2023 | ||||||||||||
ISIN | GB0032350695 | Agenda | 717269713 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2022 OF 2.4 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO RE-ELECT MR J BOONE AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO RE-ELECT MR C BREWSTER AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT MR M COUCKE AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT DR D HUTCHENS AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT MS S METAYER AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT MR E TORR AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT MS J WINTER AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE ANNUAL REPORT AND ACCOUNTS 2022 | Management | For | For | ||||||||||
11 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
12 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
13 | THAT THE DIRECTORS ARE AUTHORISED TO ALLOT SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY | Management | For | For | ||||||||||
14 | THAT, SUBJECT TO RESOLUTION 13, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AS IF SECTION 561 OF THE CA 2006 DID NOT APPLY | Management | Abstain | Against | ||||||||||
15 | THAT, SUBJECT TO RESOLUTION 13 AND IN ADDITION TO 14, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AS IF SECTION 561 DID NOT APPLY | Management | For | For | ||||||||||
16 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF 20 PENCE EACH IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||||||
STE VIRBAC SA | ||||||||||||||
Security | F97900116 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 20-Jun-2023 | ||||||||||||
ISIN | FR0000031577 | Agenda | 717244470 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 - APPROVAL OF THE EXPENSES CARRIED OUT DURING THE PAST FINANCIAL YEAR REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE - DISCHARGE GRANTED TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022 - DISTRIBUTION OF DIVIDENDS | Management | No Action | |||||||||||
4 | REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF PHILIPPE CAPRON AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF OJB CONSEIL COMPANY, REPRESENTED BY OLIVIER BOHUON, AS A MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF XAVIER YON CONSULTING UNIPESSOAL LDA COMPANY, REPRESENTED BY XAVIER YON, AS CENSOR | Management | No Action | |||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF RODOLPHE DURAND AS CENSOR | Management | No Action | |||||||||||
9 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
10 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS | Management | No Action | |||||||||||
11 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO MARIE-HELENE DICK- MADELPUECH, CHAIRWOMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO SEBASTIEN HURON, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
13 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO HABIB RAMDANI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
14 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2022 TO MARC BISTUER, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
15 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
16 | APPROVAL OF THE REMUNERATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
17 | APPROVAL OF THE REMUNERATION POLICY FOR SEBASTIEN HURON, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
18 | APPROVAL OF THE REMUNERATION POLICY FOR HABIB RAMDANI, DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
19 | APPROVAL OF THE REMUNERATION POLICY FOR MARC BISTUER, DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
20 | SETTING OF THE AMOUNT OF THE REMUNERATION ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS AND TO THE CENSORS | Management | No Action | |||||||||||
21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY BACK SHARES OF THE COMPANY | Management | No Action | |||||||||||
22 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING OWN SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
23 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0512/202 305-122301539.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A | Non-Voting | ||||||||||||
VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
PETIQ, INC. | ||||||||||||||
Security | 71639T106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PETQ | Meeting Date | 21-Jun-2023 | |||||||||||
ISIN | US71639T1060 | Agenda | 935854287 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: McCord Christensen | Management | For | For | ||||||||||
1b. | Election of Director: Kimberly Lefko | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
PETCO HEALTH AND WELLNESS COMPANY, INC. | ||||||||||||||
Security | 71601V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOOF | Meeting Date | 22-Jun-2023 | |||||||||||
ISIN | US71601V1052 | Agenda | 935854453 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary Briggs | For | For | |||||||||||
2 | Nishad Chande | For | For | |||||||||||
3 | Mary Sullivan | For | For | |||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To approve the First Amendment to the Company's 2021 Equity Incentive Plan to increase the number of shares of Class A Common Stock authorized for issuance under the plan. | Management | Against | Against | ||||||||||
4. | To approve the Amendment to the Company's Second Amended and Restated Certificate of Incorporation to limit the liability of certain officers as permitted by Delaware law. | Management | For | For | ||||||||||
5. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending February 3, 2024. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Innovations Trust |
By (Signature and Title)* | /s/ John C. Ball |
John C. Ball, President and Principal Executive Officer |
Date | August 11, 2023 |
*Print the name and title of each signing officer under his or her signature.