| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3009
Columbia Funds Trust II | |||
(Exact name of registrant as specified in charter) | |||
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One Financial Center, Boston, Massachusetts | 02111 | ||
(Address of principal executive offices) | (Zip code) | ||
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Vincent Pietropaolo, Esq. | |||
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Columbia Management Group, Inc. | |||
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One Financial Center Boston, MA 02111 | |||
(Name and address of agent for service) | |||
Registrant’s telephone number, including area code: | 1-617-772-3698 |
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Date of fiscal year end: | 3/31/04 | Columbia Money Market Fund | ||
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Date of fiscal year end: | 8/31/04 | Columbia Newport Greater China Fund | ||
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Date of reporting period: | 7/1/2003 - 6/30/2004 | |||
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-03009
Reporting Period: 07/01/2003 - 06/30/2004
Columbia Funds Trust II
COLUMBIA MONEY MARKET FUND
COLUMBIA NEWPORT GREATER CHINA FUND
ACER INC.
Ticker: | ACERY | Security ID: | Y0004E108 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Report on Mergers and Acquisition |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Execution of Treasury Stocks |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Status of Endorsements and Guarantees |
| None |
| None |
| Management |
|
1.5 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Issuance of New Shares |
| For |
| For |
| Management |
|
2.4 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2.5 |
| Amend Endorsement and Guarantee Operating Guidelines |
| For |
| For |
| Management |
|
3 |
| Other Business |
| None |
| None |
| Management |
|
AEON CREDIT SERVICE ASIA CO
Ticker: |
| Security ID: | Y0016U108 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | JUN 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3a |
| Reelect Yoshiki Mori as Director |
| For |
| For |
| Management |
|
3b |
| Reelect Masanori Kosaka as Director |
| For |
| For |
| Management |
|
3c |
| Reelect Lai Yuk Kwong as Director |
| For |
| For |
| Management |
|
3d |
| Reelect Koh Yik Kung as Director |
| For |
| For |
| Management |
|
3e |
| Reelect Kazuhide Kamitani as Director |
| For |
| For |
| Management |
|
3f |
| Reelect Yoichi Kimura as Director |
| For |
| For |
| Management |
|
3g |
| Reelect Shao You Bao as Director |
| For |
| For |
| Management |
|
3h |
| Reelect Tsang Wing Hong as Director |
| For |
| For |
| Management |
|
3i |
| Authorize Board to Fix Directors’ Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
8 |
| Amend Articles Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Electronic Communication |
| For |
| For |
| Management |
|
1
AMBIT MICROSYSTEMS
Ticker: |
| Security ID: | Y0102B105 |
Meeting Date: | DEC 24, 2003 | Meeting Type: | Special |
Record Date: | NOV 21, 2003 |
|
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement with Hon Hai Precision Industry |
| For |
| For |
| Management |
|
2 |
| Approve Plan of Liquidation |
| For |
| For |
| Management |
|
ANHUI EXPRESSWAY CO LTD
Ticker: |
| Security ID: | Y01374100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Working Report of Directors |
| For |
| For |
| Management |
|
2 |
| Accept Working Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Audited Financial Report |
| For |
| For |
| Management |
|
4 |
| Approve Final Dividend of RMB0.60 for Every 10 Shares |
| For |
| For |
| Management |
|
5 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
2
ASUSTEK COMPUTER
Ticker: |
| Security ID: | Y04327105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Financial Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Issuance of Overseas Convertible Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
CAFE DE CORAL HOLDINGS LTD.
Ticker: |
| Security ID: | G1744V103 |
Meeting Date: | SEP 24, 2003 | Meeting Type: | Annual |
Record Date: |
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|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint PricewatehouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve New Share Option Scheme |
| For |
| For |
| Management |
|
CATHAY FINANCIAL HOLDING COMPANY
Ticker: |
| Security ID: | Y11654103 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Amend Nomination Procedures for the Board |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| None |
| None |
| Management |
|
3
CHEUNG KONG HOLDINGS
Ticker: | CHEUY | Security ID: | Y13213106 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Special |
Record Date: | MAY 18, 2004 |
|
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Nomination of Directors, Voting at Meetings, Issuance of Share Certificate, Removal of Director by Ordinary Resolution |
| For |
| For |
| Management |
|
CHEUNG KONG HOLDINGS
Ticker: | CHEUY | Security ID: | Y13213106 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAY 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$1.30 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Chung Sun Keung, Davy as Director |
| For |
| For |
| Management |
|
3b |
| Reelect Ip Tak Chuen, Edmond as Director |
| For |
| For |
| Management |
|
3c |
| Reelect Chiu Kwok Hung, Justin as Director |
| For |
| For |
| Management |
|
3d |
| Reelect Chow Kun Chee, Roland as Director |
| For |
| For |
| Management |
|
3e |
| Reelect Wong Yick-ming, Rosanna as Director |
| For |
| For |
| Management |
|
3f |
| Reelect Yeh Yuan Chang, Anthony as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
4
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) LTD.
Ticker: |
| Security ID: | Y1489Q103 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | JUN 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.29 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Zhao Huxiang as Director |
| For |
| For |
| Management |
|
3b |
| Reelect Li Yinquan as Director |
| For |
| For |
| Management |
|
3c |
| Reelect Meng Xi as Director |
| For |
| For |
| Management |
|
3d |
| Reelect Zhou Qifang as Director |
| For |
| For |
| Management |
|
3e |
| Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
5b |
| Approve Repurchase of Up to Ten Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6 |
| Amend Articles Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company and Technical Definitions |
| For |
| For |
| Management |
|
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) LTD.
Ticker: |
| Security ID: | Y1489Q103 |
Meeting Date: | OCT 17, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of Shekou Land |
| For |
| For |
| Management |
|
2 |
| Approve Acquisition of Zhangzhou Joint Venture Company |
| For |
| For |
| Management |
|
3 |
| Approve Sale of 17.32 Percent Interest in China Merchants Shekou Hldgs. Co., Ltd. |
| For |
| For |
| Management |
|
CHINA MOBILE (HONG KONG) LIMITED
Ticker: |
| Security ID: | Y14965100 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.20 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of HK$180,000 for Each Director |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
9 |
| Amend Articles Re: Voting at General Meetings, Retirement of Directors, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
5
CHINA MOBILE (HONG KONG) LIMITED
Ticker: |
| Security ID: | Y14965100 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Sale and Purchase Agreement Between China Mobile (Hong Kong) Ltd., China Mobile Hong Kong (BVI) Ltd. and China Mobile Communications Corp. |
| For |
| For |
| Management |
|
CHINA RESOURCES CEMENT HOLDINGS LTD
Ticker: |
| Security ID: | G21095107 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Ongoing Connected Transactions |
| For |
| Did Not Vote |
| Management |
|
CHINA RESOURCES ENTERPRISES, LTD.
Ticker: |
| Security ID: | Y15037107 |
Meeting Date: | JUL 15, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Conditional Acquisition Agreement Between China Resources Cement Holdings Ltd. and China Resources (Holdings) Co. Ltd. |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Share Option Scheme of China Resources Cement Holdings Ltd. |
| For |
| Did Not Vote |
| Management |
|
6
CHINA RESOURCES ENTERPRISES, LTD.
Ticker: |
| Security ID: | Y15037107 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | MAY 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.14 Per Share |
| For |
| For |
| Management |
|
3 |
| Reelect Qiao Shibo, Yan Biao, Jiang Wei and Chan Po Fun, Peter as Directors and Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
8 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Resignation and Removal of Managing Director |
| For |
| For |
| Management |
|
CHINA TELECOM CORP LTD
Ticker: |
| Security ID: | Y1505D102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.065 Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration of Directors for the Year Ending Dec. 31, 2004 |
| For |
| For |
| Management |
|
4 |
| Reappoint KPMG as International Auditors and KPMG Huazhen as Domestic Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Approve Increase in Registered Capital |
| For |
| For |
| Management |
|
CHINA TELECOM CORP LTD
Ticker: |
| Security ID: | Y1505D102 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Special |
Record Date: | MAY 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition Agreement Between China Telecom Corp. Ltd. and China Telecommunications Corp. |
| For |
| For |
| Management |
|
2 |
| Approve Prospective Connected Transaction with a Related Party |
| For |
| For |
| Management |
|
3 |
| Amend Articles Re: Service Areas of the Company |
| For |
| For |
| Management |
|
4 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors |
| For |
| For |
| Management |
|
7
CHINA TRUST FINANCIAL HOLDINGS COMPANY LTD.
Ticker: |
| Security ID: | Y15093100 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Execution of Treasury Stocks |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Execution of Unsecured Subordinate Corporate Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept the Revision of Plan for Utilization of 2002 Euro Convertible Bonds Funds |
| For |
| Against |
| Management |
|
2.2 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.3 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Amend Operating Procedures for the Loan of Funds and Guarantees to Other Parties |
| For |
| For |
| Management |
|
3.2 |
| Approve Capitalization of Capital Reserve |
| For |
| For |
| Management |
|
3.3 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
CHINA UNICOM
Ticker: |
| Security ID: | Y15125100 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of RMB0.10 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect and Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Appointment and Removal of Directors, Material Interest of Directors in Contracts Entered into by the Company and Corporate Communication Through Electronic Means |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
8
CHINA UNICOM
Ticker: |
| Security ID: | Y15125100 |
Meeting Date: | DEC 22, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of Unicom New World (BVI) Ltd. for Approximately HK$3 Billion |
| For |
| For |
| Management |
|
2 |
| Approve Prospective Cellular Connected Transactions |
| For |
| For |
| Management |
|
3 |
| Approve Sale of Guoxin Paging Corp. Ltd. to China United Telecommunications Corp. Ltd. for an Aggregate Consideration of HK$2.6 Billion |
| For |
| For |
| Management |
|
4 |
| Approve Prospective Guoxin Connected Transactions |
| For |
| For |
| Management |
|
CNOOC LTD
Ticker: |
| Security ID: | Y1662W109 |
Meeting Date: | MAR 16, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Subdivision of Every Issued and Unissued Share of HK$0.10 Each Into Five Shares of HK$0.02 Each |
| For |
| For |
| Management |
|
CNOOC LTD
Ticker: |
| Security ID: | Y1662W117 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Connected Transaction with a Related Party |
| For |
| For |
| Management |
|
9
CNOOC LTD
Ticker: |
| Security ID: | Y1662W117 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final and Special Cash Dividends |
| For |
| For |
| Management |
|
3 |
| Reelect Directors and Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
8 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
9 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
CNOOC LTD
Ticker: |
| Security ID: | Y1662W117 |
Meeting Date: | JUN 14, 2004 | Meeting Type: | Annual |
Record Date: | JUN 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2a |
| Reelect Shouwei Zhou as Executive Director |
| For |
| For |
| Management |
|
2b |
| Reelect Kenneth S. Courtis as Independent Non-Executive Director |
| For |
| For |
| Management |
|
2c |
| Reelect Erwin Schurtenberger as Independent Non-Executive Director |
| For |
| For |
| Management |
|
2d |
| Reelect Evert Henkes as Independent Non-Executive Director |
| For |
| For |
| Management |
|
3 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
1 |
| Amend Articles Re: Voting at General Meetings, Nomination and Removal of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
10
CONVENIENCE RETAIL ASIA LTD.
Ticker: |
| Security ID: | G23980108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Reelect Directors |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to Ten Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
8 |
| Amend Articles Re: Changes to Existing References |
| For |
| For |
| Management |
|
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | G2442N104 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Capital Increase and Transfer Agreement, Joint Venture Contract, Non-Competition Deed and Letter of Guarantee |
| For |
| Did Not Vote |
| Management |
|
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | G2442N104 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAY 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.18 Per Share |
| For |
| For |
| Management |
|
3a1 |
| Reelect Zhang Fusheng as Director |
| For |
| For |
| Management |
|
3a2 |
| Reelect Wang Futian as Director |
| For |
| For |
| Management |
|
3a3 |
| Reelect Gao Weijie as Director |
| For |
| For |
| Management |
|
3a4 |
| Reelect Chen Hongsheng as Director |
| For |
| For |
| Management |
|
3a5 |
| Reelect Ma Zehua as Director |
| For |
| For |
| Management |
|
3a6 |
| Reelect Ma Guichuan as Director |
| For |
| For |
| Management |
|
3a7 |
| Reelect Li Yunpeng as Director |
| For |
| For |
| Management |
|
3a8 |
| Reelect He Jiale as Director |
| For |
| For |
| Management |
|
3a9 |
| Reelect Liu Guoyuan as Director |
| For |
| For |
| Management |
|
3a10 |
| Reelect Li Jianhong as Director |
| For |
| For |
| Management |
|
3a11 |
| Reelect Sun Yueying as Director |
| For |
| For |
| Management |
|
3a12 |
| Reelect Qin Fuyan as Director |
| For |
| For |
| Management |
|
3a13 |
| Reelect Li Kwok Po, David as Director |
| For |
| For |
| Management |
|
3b |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
4 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
11
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | G2442N104 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Special |
Record Date: | MAY 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
2 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
3 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
1 |
| Amend Bylaws Re: Voting at Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
DAH SING FINANCIAL HOLDINGS LTD.
Ticker: |
| Security ID: | Y19182107 |
Meeting Date: | JUN 21, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Purchase of Liability Insurance for Any Director, Manager, Officer or Auditor of the Company |
| For |
| For |
| Management |
|
DAH SING FINANCIAL HOLDINGS LTD.
Ticker: |
| Security ID: | Y19182107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.81 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
7 | �� | Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
12
DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED(FORMER
Ticker: |
| Security ID: | Y20020106 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Special |
Record Date: | MAY 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1a |
| Approve Issue of Not More Than One Billion A Shares |
| For |
| For |
| Management |
|
1b |
| Approve Private Placing in the Form of State-Owned Legal Person Shares of 301.7 Million and and 92.4 Million State-Owned Legal Person Shares to China Datang Corp. and Tianjin Jinneng Investment Co. |
| For |
| For |
| Management |
|
1c |
| Approve Issue of Not More Than 605.9 Million A Shares to the Public |
| For |
| For |
| Management |
|
1d |
| Approve Par Value of RMB1.0 for Each A Share to be Issued |
| For |
| For |
| Management |
|
1e |
| Approve Application for Listing of A Shares to be Issued to the Public on the Shanghai Stock Exchange |
| For |
| For |
| Management |
|
1f |
| Limit A Shares to be Issued to the Public Among Natural Persons and Institutional Investors Within the PRC |
| For |
| For |
| Management |
|
1g |
| Approve Proposal Relating to the Share of Accumulated Profits Among the Old and New Shareholders After the Completion of the Proposed A Share Issue |
| For |
| For |
| Management |
|
1h |
| Authorize Board to Make the Final Decision on the A Share Issue |
| For |
| For |
| Management |
|
2 |
| Approve Validity of Decisions in Relation to the A Share Issue for One Year From the Passing of Relevant Resolutions |
| For |
| For |
| Management |
|
3 |
| Approve Plan on the Use of Proceeds from the A Share Issue |
| For |
| For |
| Management |
|
4 |
| Authorize Board to Complete and File Amendments to the Articles of Association with the Relevant Authorities for Approval |
| For |
| For |
| Management |
|
5 |
| Change Company Name to Datang International Power Generation Co. Ltd. |
| For |
| For |
| Management |
|
13
DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED(FORMER
Ticker: |
| Security ID: | Y20020106 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAY 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Accept Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve Budget of the Company for the Year 2004 |
| For |
| For |
| Management |
|
5 |
| Approve Profit Distribution Plan |
| For |
| For |
| Management |
|
6 |
| Approve Investment Plans of the Company |
| For |
| For |
| Management |
|
7 |
| Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
8a |
| Elect Zhai Ruoyu as Non-Executive Director |
| For |
| For |
| Management |
|
8b |
| Elect Zhang Yi as Executive Director |
| For |
| For |
| Management |
|
8c |
| Elect Hu Shengmu as Non-Executive Director |
| For |
| For |
| Management |
|
8d |
| Elect Kou Bingen as Non-Executive Director |
| For |
| For |
| Management |
|
8e |
| Elect Yang Hongming as Executive Director |
| For |
| For |
| Management |
|
8f |
| Elect Liu Haixia as Non-Executive Director |
| For |
| For |
| Management |
|
8g |
| Elect Guan Tiangang as Non-Executive Director |
| For |
| For |
| Management |
|
8h |
| Elect Su Tiegang as Non-Executive Director |
| For |
| For |
| Management |
|
8i |
| Elect Ye Yonghui as Non-Executive Director |
| For |
| For |
| Management |
|
8j |
| Elect Tong Yunshang as Non-Executive Director |
| For |
| For |
| Management |
|
8k |
| Elect Xie Songlin as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8l |
| Elect Xu Daping as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8m |
| Elect Liu Chaoan as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8n |
| Elect Yu Changchun as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8o |
| Elect Xia Qing as Independent Non-Executive Director |
| For |
| For |
| Management |
|
9a |
| Elect Zhang Wantuo as Member of the Supervisory Committee |
| For |
| For |
| Management |
|
9b |
| Elect Fu Guoqiang as Member of the Supervisory Committee |
| For |
| For |
| Management |
|
9c |
| Elect Zhang Jie as Member of the Supervisory Committee |
| For |
| For |
| Management |
|
9d |
| Approve Election of Shi Xiaofan as Supervisory Member of Staff Representatives |
| None |
| For |
| Management |
|
10 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
14
ESPRIT HOLDINGS
Ticker: |
| Security ID: | G3122U129 |
Meeting Date: | NOV 26, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Dividend |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reelect Directors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
GUANGDONG KELON ELECTRIC HOLDINGS
Ticker: |
| Security ID: | Y2930L107 |
Meeting Date: | JUN 19, 2004 | Meeting Type: | Annual |
Record Date: | MAY 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Accept Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve Profit Distribution Proposal for the Year 2003 |
| For |
| For |
| Management |
|
5 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Amendments to The Rules and Regulations Governing Shareholders’ Meetings |
| For |
| For |
| Management |
|
7 |
| Approve Amendments to The Rules and Regulations Governing Directors’ Meetings |
| For |
| For |
| Management |
|
8 |
| Amend Articles Re: Voting at General Meetings, Nomination or Replacement of Directors, Disposal of Fixed Assets, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL
Ticker: |
| Security ID: | Y2983U103 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Working Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Accept Working Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
4 |
| Approve Final Dividend Distribution Plan and Authorize Board to Distribute Such Dividend |
| For |
| For |
| Management |
|
5 |
| Reappoint Ernst & Young and Hainan Congxin as International and Domestic Auditors, Respectively, and Authorize the Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Remuneration of Directors, Supervisors and Company’s Secretary for the Year 2004 |
| For |
| For |
| Management |
|
7 |
| Reappoint Xu Boling as Independent Non-Executive Director for a Three-Year Term Commencing June 30, 2004 |
| For |
| For |
| Management |
|
8 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
9 |
| Amend Articles Re: Voting at General Meetings, Nomination and Election of Directors, Board Meeting Quorum, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
10 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
11 |
| Other Business (Voting) |
| For |
| For |
| Management |
|
15
HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL
Ticker: |
| Security ID: | Y2983U103 |
Meeting Date: | JAN 19, 2004 | Meeting Type: | Special |
Record Date: | DEC 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Registered Chinese and English Name of the Company, Scope of Business, the Composition of Directors and Supervisors, and the Medium of Preference to Disperse Announcements |
| For |
| For |
| Management |
|
2 |
| Elect Xie Zhuang as Independent Director |
| For |
| For |
| Management |
|
3 |
| Reappoint Chen Wenli as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint Zhang Han’an as Director |
| For |
| For |
| Management |
|
5 |
| Reappoint Zhang Cong as Supervisor |
| For |
| For |
| Management |
|
6 |
| Elect Zhang Shusheng as Independent Supervisor |
| For |
| For |
| Management |
|
HANG SENG BANK
Ticker: |
| Security ID: | Y30327103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Elect Directors |
| For |
| For |
| Management |
|
3 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Appoint Managing Director |
| For |
| For |
| Management |
|
5 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
16
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: |
| Security ID: | Y31476107 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports | �� | For |
| Did Not Vote |
| Management |
|
2 |
| Approve Dividends of HK$0.45 Per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
5a |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
5b |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
5d |
| Approve Increase in Authorized Capital if the Issuance of Shares Exceed HK$3.6 Billion |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Technical Definitions |
| For |
| Did Not Vote |
| Management |
|
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: |
| Security ID: | Y31476107 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve New Share Option Scheme of Henderson China Hldgs. Ltd. |
| For |
| Did Not Vote |
| Management |
|
HON HAI PRECISION INDUSTRY
Ticker: | HNHXY | Security ID: | Y36861105 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Indirect Investment |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Overseas Convetible Bonds |
| None |
| None |
| Management |
|
1.5 |
| Receive Report on Mergers and Acquisition |
| None |
| None |
| Management |
|
1.6 |
| Receive Other Reports |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
2.4 |
| Approve New Rights Issue to Sponsor Depository Receipts Offering |
| For |
| For |
| Management |
|
2.5 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2.6 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
2.7 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| None |
| None |
| Management |
|
17
HON HAI PRECISION INDUSTRY
Ticker: | HNHXY | Security ID: | Y36861105 |
Meeting Date: | DEC 24, 2003 | Meeting Type: | Special |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement with Ambit Microsystem Corp. Agreement |
| For |
| For |
| Management |
|
2 |
| Issue Shares in Connection with Merger with Ambit Microsystem Corp. |
| For |
| For |
| Management |
|
3 |
| Amend Articles of Association Re: Changes in Articles to Reflect Merger |
| For |
| For |
| Management |
|
HONG KONG AND CHINA GAS CO. LTD.
Ticker: | HORCY | Security ID: | Y33370100 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Reelect Directors |
| For |
| For |
| Management |
|
4 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of Each Director at HK$130,000 Per Annum and Approve an Additional HK$130,000 Per Annum for the Chairman |
| For |
| For |
| Management |
|
6a |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6b |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6d |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors |
| For |
| For |
| Management |
|
18
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | Y3744A105 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Special |
Record Date: | JUL 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Transfer Agreement Entered into by Huaneng Power International Inc and China Huaneng Group |
| For |
| For |
| Management |
|
2.1 |
| Approve Guarantee Agreements Entered into by China Huaneng Group and its Subsidiaries |
| For |
| For |
| Management |
|
2.2 |
| Approve Loan Borrowing Agreement Entered into by China Huaneng Group and Shanxi Huaneng Yushe Power Limited Liability Company |
| For |
| For |
| Management |
|
2.3 |
| Approve Deposit and Borrowing Agreements Entered Among Henan Huaneng Qinbei Power Generation Ltd, Shanxi Huaneng Yushe Power Ltd, China Huaneng Group Xindian Power Plant, and China Huaneng Finance Co |
| For |
| For |
| Management |
|
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | Y3744A105 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Special |
Record Date: | MAY 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of 40 Percent Interest in Hebei Hanfeng Power Generation Limited Liability Co. and 90 Percent Interest in Jinggangshan Huaneng Power Generation Limited Liability Co. and Agreement for the Transfer of Huaneng Group Interest |
| For |
| For |
| Management |
|
2 |
| Approve Acquisition of Huaneng Hunan Yueyang Power Generation Limited Liability Co., Huaneng Chongqing Luohuang Power Generation Limited Liability Co. and the Entire Assets and Liabilities of Huaneng Intl. Power Devt. Corp. Yingkou Branch Co. |
| For |
| For |
| Management |
|
3 |
| Approve Guarantee Arrangements and Agreements Between Hebei Hanfeng Power Generation Limited Liability Co., Jinggangshan Huaneng Power Generation Limited Liability Co. and China Huaneng Group |
| For |
| Against |
| Management |
|
4 |
| Approve Entrusted Loan Arrangement Between Huaneng Hunan Yueyang Power Generation Limited Liability Co., Huaneng Intl. Power Devt. Corp. and China Huaneng Finance Co. |
| For |
| Against |
| Management |
|
5 |
| Approve Loan and Deposit Arrangement Between Jinggangshan Huaneng Power Generation Limited Liability Co. and China Huaneng Finance Co. |
| For |
| Against |
| Management |
|
19
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | Y3744A105 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Directors’ Report |
| For |
| For |
| Management |
|
2 |
| Accept Supervisors’ Report |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve PricewaterhouseCoopers Zhong Tien CPAs and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of Independent Directors |
| For |
| For |
| Management |
|
6 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
7 |
| Approve Capitalization of Capital Reserve and Retained Earning |
| For |
| For |
| Management |
|
8 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
HUTCHISON WHAMPOA
Ticker: |
| Security ID: | Y38024108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Special |
Record Date: | MAY 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Voting at Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
1 |
| Approve Share Option Scheme of Hutchison Harbour Ring Ltd. |
| For |
| For |
| Management |
|
2 |
| Approve Share Option Scheme of Hutchison 3G UK Hldgs. Ltd. |
| For |
| For |
| Management |
|
3 |
| Approve Share Option Scheme of Hutchison 3G Italia S.p.A. |
| For |
| For |
| Management |
|
20
HUTCHISON WHAMPOA
Ticker: |
| Security ID: | Y38024108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAY 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$1.22 Per Share |
| For |
| For |
| Management |
|
3a |
| Elect Li Ka-shing as Director |
| For |
| For |
| Management |
|
3b |
| Elect Frank John Sixt as Director |
| For |
| For |
| Management |
|
3c |
| Elect George Colin Magnus as Director |
| For |
| For |
| Management |
|
3d |
| Elect Michael David Kadoorie as Director |
| For |
| For |
| Management |
|
4 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
JCG HOLDINGS
Ticker: |
| Security ID: | G5085Q102 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
3 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
5 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
7 |
| Amend Articles Re: Change to Existing References and Definitions |
| For |
| For |
| Management |
|
JCG HOLDINGS
Ticker: |
| Security ID: | G5085Q102 |
Meeting Date: | SEP 23, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Proposed Privatization of JCG Holdings Ltd. by Way of a Scheme of Arrangement |
| For |
| Against |
| Management |
|
21
JCG HOLDINGS
Ticker: |
| Security ID: | G5085Q102 |
Meeting Date: | SEP 23, 2003 | Meeting Type: | Court |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Proposed Privatization of JCG Holdings Ltd. by Way of a Scheme of Arrangement |
| For |
| Against |
| Management |
|
JIANGSU EXPRESSWAY
Ticker: |
| Security ID: | Y4443L103 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Special |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Deloitte Touche Tohmatsu as Auditors and Approve RMB1.18 Million Per Annum as Remuneration |
| For |
| For |
| Management |
|
2 |
| Amend Articles Re: Recognized Clearing House, Election of Directors, Composition of Supervisory Committee, Approval for the Granting of Any Guarantee of Liabilities |
| For |
| For |
| Management |
|
JIANGSU EXPRESSWAY
Ticker: |
| Security ID: | Y4443L103 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Directors’ Report |
| For |
| For |
| Management |
|
2 |
| Accept Supervisors’ Report |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
4 |
| Approve Allocation of Income and Final Dividend of RMB0.145 Per Share |
| For |
| For |
| Management |
|
5 |
| Reappoint Deloitte Touche Tohmatsu CPAs Ltd. and Deloitte Touche Tohmatsu as PRC and International Auditors and Fix Their Remuneration at RMB1.2 Million |
| For |
| For |
| Management |
|
6 |
| Elect Xie Jia Quan as Director for a Term Commencing on the Date of this Meeting Up to the Date of the Annual Meeting for the Year 2006 |
| For |
| For |
| Management |
|
7 |
| Approve Investment of RMB10.5 Billion in the Widening of the Existing Four-Lane Dual Carriageway of the Jiangsu Section of Shanghai-Nanjing Expressway into an Eight-Lane Dual Expressway |
| For |
| For |
| Management |
|
8 |
| Approve Proposal to Pay RMB6.4 Million to Employees Qualified Under the Cash Housing Allowance Scheme |
| For |
| For |
| Management |
|
9 |
| Amend Articles Re: Voting at General Meetings and Nomination of Directors |
| For |
| For |
| Management |
|
22
JOHNSON ELECTRIC HOLDINGS LTD.
Ticker: |
| Security ID: | G5150J140 |
Meeting Date: | JUL 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.09 Per Share |
| For |
| For |
| Management |
|
3 |
| Reelect Directors |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Fix Maximum Board Size at 15 and Authorize Directors to Elect or Appoint Additional Directors Up to the Maximum Number |
| For |
| For |
| Management |
|
7a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
7b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Ticker: |
| Security ID: | Y5255N129 |
Meeting Date: | JUL 15, 2003 | Meeting Type: | Annual |
Record Date: | JUL 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final and Special Dividends |
| For |
| For |
| Management |
|
3 |
| Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
LI & FUNG
Ticker: |
| Security ID: | G5485F144 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of Remaining Interest in International Sourcing Group LLC. for a Total Consideration of $5.2 Million to be Satisfied by the Issuance of 3.8 Million New Shares of HK$0.025 Each |
| For |
| For |
| Management |
|
23
LI & FUNG
Ticker: |
| Security ID: | G5485F144 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.25 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Danny Lau Sai Wing as Executive Director |
| For |
| For |
| Management |
|
3b |
| Reelect Annabella Leung Wai Ping as Executive Director |
| For |
| For |
| Management |
|
3c |
| Reelect Paul Edward Selway-Swift as Independent Non-Executive Director |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of All Directors at HK$80,000 and Additional Remuneration of HK$50,000 for Non-Executive Directors Serving on the Audit Committee |
| For |
| For |
| Management |
|
5 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
9 |
| Amend Bylaws Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination of Directors |
| For |
| For |
| Management |
|
LITE-ON TECHNOLOGY CORP.
Ticker: |
| Security ID: | Y5313K109 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Mergers and Acquisition |
| None |
| None |
| Management |
|
1.4 |
| Amend Endorsement and Guarantee Operating Guidelines |
| None |
| None |
| Management |
|
1.5 |
| Receive Report on Issuance of Domestic Convertible Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
2.4 |
| Amend Operating Procedures for the Loan of Funds to Other Parties, and Endorsement and Guarantee |
| For |
| For |
| Management |
|
2.5 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
3 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
4 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| None |
| None |
| Management |
|
24
PEOPLE’S FOOD HOLDINGS LTD
Ticker: |
| Security ID: | G7000R108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final Dividend of RMB0.082 Per Share |
| For |
| For |
| Management |
|
3 |
| Reelect Zhou Lian Kui as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Zhou Lian Liang as Director |
| For |
| For |
| Management |
|
5 |
| Approve Directors’ Fees of RMB731,000 for the Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
6 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
9 |
| Amend the Company’s Bylaws |
| For |
| For |
| Management |
|
PETROCHINA CO. LTD.
Ticker: |
| Security ID: | Y6883Q104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Approve Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
4 |
| Approve Final Dividends of RMB0.079 Per Share |
| For |
| For |
| Management |
|
5 |
| Authorize Board to Determine the Distribution of Interim Dividend for the Year 2004 |
| For |
| For |
| Management |
|
6 |
| Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company, as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7a |
| Reelect Chen Geng as Director |
| For |
| For |
| Management |
|
7b |
| Elect Zhou Jiping as Director |
| For |
| For |
| Management |
|
7c |
| Elect Duan Wende as Director |
| For |
| For |
| Management |
|
8a |
| Elect Sun Xianfeng as Supervisor |
| For |
| For |
| Management |
|
8b |
| Elect Xu Fengli as Supervisor |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
25
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: | PHI | Security ID: | Y84153108 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE PERIOD ENDING DECEMBER 31, 2003 CONTAINED IN THE COMPANY S 2003 ANNUAL REPORT |
| For |
| Did Not Vote |
| Management |
|
2.1 |
| Elect Director Rev Fr B F Nebres, Sj* |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Elect Director Mr Pedro E Roxas* |
| For |
| Did Not Vote |
| Management |
|
2.3 |
| Elect Director Mr Juan B Santos* |
| For |
| Did Not Vote |
| Management |
|
2.4 |
| Elect Director Ms Teresita T Sy* |
| For |
| Did Not Vote |
| Management |
|
2.5 |
| Elect Director Mr Antonio O Cojuangco |
| For |
| Did Not Vote |
| Management |
|
2.6 |
| Elect Director Ms Helen Y Dee |
| For |
| Did Not Vote |
| Management |
|
2.7 |
| Elect Director Atty Ray C Espinosa |
| For |
| Did Not Vote |
| Management |
|
2.8 |
| Elect Director Mr Napoleon L Nazareno |
| For |
| Did Not Vote |
| Management |
|
2.9 |
| Elect Director Mr Manuel V Pangilinan |
| For |
| Did Not Vote |
| Management |
|
2.10 |
| Elect Director Ms Corazon S De La Paz |
| For |
| Did Not Vote |
| Management |
|
2.11 |
| Elect Director Mr Albert F Del Rosario |
| For |
| Did Not Vote |
| Management |
|
2.12 |
| Elect Director Mr Shigeru Yoshida |
| For |
| Did Not Vote |
| Management |
|
2.13 |
| Elect Director Mr Mitsuhiro Takase |
| For |
| Did Not Vote |
| Management |
|
26
PHOENIXTEC POWER
Ticker: |
| Security ID: | Y6973W102 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on the Status of the Indirect Investment of the Company |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Endorsments and Guarantees |
| None |
| None |
| Management |
|
1.5 |
| Receive Report on the Amendment of Employee Stock Option Plan |
| None |
| None |
| Management |
|
1.6 |
| Receive Report on the Execution of Treasury Shares |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
5 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| None |
| None |
| Management |
|
PIHSIANG MACHINERY
Ticker: |
| Security ID: | Y69788100 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
3.3 |
| Amend Procedures Governing the Acquisition or Disposal of Assets |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| Against |
| Management |
|
REALTEK SEMICONDUCTOR CORP.
Ticker: |
| Security ID: | Y7220N101 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on the Execution of Treasury Shares |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
3.3 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
27
SHANGHAI FORTE LAND CO LTD
Ticker: |
| Security ID: | Y7683C105 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | MAY 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Accept Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements and Auditors’ Reports |
| For |
| For |
| Management |
|
4 |
| Reappoint Ernst & Young and Ernst & Young Hua Ming as International and PRC Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Matters Relating to the Payment of Interim Dividends for the Year 2004 |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
7 |
| Amend Articles Re: Increase in Registered Capital |
| For |
| For |
| Management |
|
8 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
9 |
| Authorize Board to Modify Amendments to the Articles of Association |
| For |
| For |
| Management |
|
SINOTRANS LTD
Ticker: |
| Security ID: | Y6145J104 |
Meeting Date: | OCT 24, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Any Recommendation, Declaration and Payment of an Interim and Special Dividend for the Year 2003 |
| For |
| Did Not Vote |
| Management |
|
28
SUN HUNG KAI PROPERTIES LTD.
Ticker: |
| Security ID: | Y82594121 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | Annual |
Record Date: | NOV 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reelect Directors and Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Other Business (Voting) |
| For |
| Did Not Vote |
| Management |
|
SWIRE PACIFIC
Ticker: |
| Security ID: | Y83310105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Final Dividend of HK$1.02 Per A Share and HK$0.204 Per B Share |
| For |
| For |
| Management |
|
2a |
| Reelect P.A. Johansen as Director |
| For |
| For |
| Management |
|
2b |
| Reelect Adrian Swire as Director |
| For |
| For |
| Management |
|
3 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
7 |
| Amend Articles Re: Corporate Communications, Postponement of General Meetings, Editing Changes |
| For |
| For |
| Management |
|
SYNNEX TECHNOLOGY INTERNATIONAL
Ticker: |
| Security ID: | Y8344J109 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive 2002 Financial Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Endorsement and Guarantee Report |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Process Procedures for the Loan of Funds to Other Parties |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
29
TAIWAN CELLULAR CORP
Ticker: |
| Security ID: | Y84153108 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| Did Not Vote |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| Did Not Vote |
| Management |
|
1.3 |
| Receive Report on the Amendment of Employee Stock Option Plan |
| None |
| Did Not Vote |
| Management |
|
1.4 |
| Receive Other Reports |
| None |
| Did Not Vote |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Approve Allocation of Income and Cash Dividend of NTD 2.40 per Share |
| For |
| Did Not Vote |
| Management |
|
2.3 |
| Amend Articles of Association |
| For |
| Did Not Vote |
| Management |
|
2.4 |
| Amend Procedures Governing the Acquisition or Disposal of Assets |
| For |
| Did Not Vote |
| Management |
|
2.5 |
| Approve Release of Restrictions of Competitive Activities |
| For of |
| Did Not Directors |
| Management Vote |
|
3 |
| Elect Directors and Supervisors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Other Business |
| None |
| Did Not Vote |
| Management |
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM.P | Security ID: | Y84629107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on the Acquisition and Disposal of Assets |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Endorsments and Guarantees |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Cash Dividend of NTD 0.60 per Share and Stock Dividend of 140 Shares per 1000 Shares Held |
| For |
| For |
| Management |
|
2.3 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3 |
| Other Business |
| None |
| None |
| Management |
|
30
TELEVISION BROADCAST LTD.
Ticker: |
| Security ID: | Y85830100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Elect Directors and Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
5d |
| Approve Extension of the Number of Days During which the Company’s Register of Members May Be Closed for the Calendar Year 2004 to 60 Days from 30 Days |
| For |
| For |
| Management |
|
5e |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
5f |
| Amend Memorandum of Association Re: Deletion of the Objects Clause |
| For |
| For |
| Management |
|
UTSTARCOM, INC.
Ticker: | UTSI | Security ID: | 918076100 |
Meeting Date: | SEP 24, 2003 | Meeting Type: | Special |
Record Date: | AUG 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
WAH SANG GAS HLDGS
Ticker: |
| Security ID: | G9419C128 |
Meeting Date: | JUL 28, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
31
XINAO GAS HOLDINGS
Ticker: |
| Security ID: | G9826J104 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2a |
| Reelect Wang Yusuo as Director |
| For |
| For |
| Management |
|
2b |
| Reelect Zhao Baoju as Director |
| For |
| For |
| Management |
|
2c |
| Reelect Chen Jiacheng as Director |
| For |
| For |
| Management |
|
2d |
| Reelect Wang Guangtian as Director |
| For |
| For |
| Management |
|
2e |
| Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
3 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
4b |
| Approve Repurchase of Up to Ten Percent of Issued Capital |
| For |
| For |
| Management |
|
4c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
5 |
| Amend Articles Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination of Directors, Changes to Exisiting References |
| For |
| For |
| Management |
|
YANZHOU COAL MINING COMPANY LIMITED
Ticker: |
| Security ID: | Y97417102 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAY 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Directors’ Report |
| For |
| For |
| Management |
|
2 |
| Accept Supervisors’ Report |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
4 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of Directors and Supervisors |
| For |
| For |
| Management |
|
6 |
| Elect Wang Xin, Wang XinKun, and Wang Quanxi as Directors |
| For |
| For |
| Management |
|
7 |
| Approve Deloitte Touche Tohmatsu in Hong Kong and Deloitte Touche Tohmatsu CPAs in PRC as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
8 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of New Shares |
| For |
| For |
| Management |
|
10 |
| Other Business |
| For |
| For |
| Management |
|
32
ZHEJIANG EXPRESSWAY CO
Ticker: |
| Security ID: | Y9891F102 |
Meeting Date: | OCT 9, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Interim Dividend of HK$0.038 Per Share |
| For |
| Did Not Vote |
| Management |
|
ZHEJIANG EXPRESSWAY CO
Ticker: |
| Security ID: | Y9891F102 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Approve Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Approve Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve Final Dividend of RMB0.11 Per Share |
| For |
| For |
| Management |
|
5 |
| Approve Financial Budget for 2004 |
| For |
| For |
| Management |
|
6 |
| Reappoint Ernst & Young (Hong Kong CPA) and Zhejiang Pan-China CPA as International and PRC Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
1 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
2 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors and Other Officers in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
33
COLUMBIA NEWPORT JAPAN OPPORTUNITIES FUND
DAIDO LIFE INSURANCE CO
Ticker: |
| Security ID: | J0858M104 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | Extraordinary Shareholders |
Record Date: | OCT 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Formation of Joint Holding Company with Taiyo Life Insurance Co. and T&D Financial Life Insurance Co. |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles to Eliminate References to Record Date |
| For |
| Did Not Vote |
| Management |
|
DON QUIJOTE
Ticker: |
| Security ID: | J1235L108 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | JUN 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 15, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Lower Quorum Requirement for Special Business |
| For |
| For |
| Management |
|
3 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
PARK 24 CO.
Ticker: |
| Security ID: | J63581102 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | OCT 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 12, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines — Reduce Directors’ Term in Office - Lower Quorum Requirement for Special Business - Allow Share Repurchases at Discretion of Board |
| For |
| Against |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonus for Director |
| For |
| For |
| Management |
|
34
VODAFONE HOLDINGS K.K. (FRM. JAPAN TELECOM HOLDINGS CO., LTD
Ticker: |
| Security ID: | J27859107 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Extraordinary Shareholders |
Record Date: | OCT 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles to: Change Location of Head Office - Change Company Name to Vodafone Holdings K.K. |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Reduction in Capital Reserves |
| For |
| Did Not Vote |
| Management |
|
3 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
35
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Columbia Funds Trust II | ||
| |||
By (Signature and Title)* | /s/ J. Kevin Connaughton | ||
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| J. Kevin Connaughton, President and Treasurer | ||
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Date | August 30, 2004 | ||
* Print the name and title of each signing officer under his or her signature.
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