| | |
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| | UNITED STATES |
| |
| | SECURITIES AND EXCHANGE COMMISSION |
| | Washington, DC 20549 |
| |
| | FORM N-PX |
| |
| | ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| | MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-3061 |
| |
| Name of Registrant: | Putnam Global Natural Resources Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | Beth S. Mazor, Vice President |
| | Putnam Global Natural Resources Fund |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 08/31/2006 | |
| Date of reporting period: | |
| | 07/01/2006 - 06/30/2007 |
Item 1: Proxy Voting Record
Registrant: Putnam Global Natural Resources Fund
| | | | | | |
| Akzo Nobel NV | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN NL0000009132 | 04/25/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Netherlands | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 4 | Adopt the 2006 financial statements | Mgmt | For | TNA | NA |
| | | of the Company | | | | |
| | 6 | Adopt the dividend | Mgmt | For | TNA | NA |
| | 7 | Ratification of Management Board | Mgmt | For | TNA | NA |
| | | Acts | | | | |
| | 8 | Ratification of Supervisory Board | Mgmt | For | TNA | NA |
| | | Acts | | | | |
| | 9 | Appoint and re-appoint the | Mgmt | For | TNA | NA |
| | | Supervisory Board | | | | |
| | 10 | Approve the limit of the number of | Mgmt | For | TNA | NA |
| | | Members of the Management Board | | | | |
| |
| | 11 | Approve the limit of the number of | Mgmt | For | TNA | NA |
| | | Members of the Supervisory Board | | | | |
| |
| | 12 | Authorize the Management Board to | Mgmt | For | TNA | NA |
| | | issue shares | | | | |
| | 13 | Authority to Issue Shares w/out | Mgmt | For | TNA | NA |
| | | Preemptive Rights | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | TNA | NA |
| | 15 | Authority to Cancel Shares and | Mgmt | For | TNA | NA |
| | Reduce Authorized Capital | | | | |
| | 16 | Amend the Articles of Association | Mgmt | For | TNA | NA |
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| Alcoa Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AAPR | CUSIP9 013817101 | 04/20/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alain Belda | Mgmt | For | For | For |
| | 1.2 | Elect Carlos Ghosn | Mgmt | For | For | For |
| | 1.3 | Elect Henry Schacht | Mgmt | For | For | For |
| | | | | | |
| | 1.4 | Elect Franklin Thomas | Mgmt | For | For | For |
| | 2 | PROPOSAL TO RATIFY THE | Mgmt | For | For | For |
| | INDEPENDENT AUDITOR | | | | |
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| Apache Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | APA | CUSIP9 037411105 | 05/02/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | | EUGENE C. FIEDOREK | | | | |
| | 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | PATRICIA ALBJERG GRAHAM | | | | |
| | 3 | ELECTION OF DIRECTOR: F.H. | Mgmt | For | For | For |
| | | MERELLI | | | | |
| | 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | RAYMOND PLANK | | | | |
| | 5 | APPROVAL OF 2007 OMNIBUS | Mgmt | For | For | For |
| | | EQUITY COMPENSATION PLAN | | | | |
| | 6 | STOCKHOLDER PROPOSAL | Mgmt | Against | Against | For |
| | | CONCERNING REIMBURSEMENT | | | | |
| | | OF PROXY EXPENSES | | | | |
|
| |
| |
| |
| |
| Asahi Kasei Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS J0242P110 | 06/28/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 2 | Appoint a Director | Mgmt | For | For | For |
| | 3 | Appoint a Director | Mgmt | For | For | For |
| | 4 | Appoint a Director | Mgmt | For | For | For |
| | 5 | Appoint a Director | Mgmt | For | For | For |
| | 6 | Appoint a Director | Mgmt | For | For | For |
| | 7 | Appoint a Director | Mgmt | For | For | For |
| | 8 | Appoint a Director | Mgmt | For | For | For |
| | 9 | Appoint a Director | Mgmt | For | For | For |
| | 10 | Appoint a Director | Mgmt | For | For | For |
| | 11 | Appoint a Director | Mgmt | For | For | For |
| | 12 | Appoint a Director | Mgmt | For | For | For |
| | 13 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| | | | | | |
| | 14 | Appoint a Substitute Corporate | Mgmt | For | For | For |
| | | Auditor | | | | |
| | 15 | Appoint Accounting Auditors | Mgmt | For | For | For |
| | 16 | Approve Provision of Retirement | Mgmt | For | For | For |
| | | Allowance for Retiring Directors | | | | |
|
| |
| |
| |
| BASF AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS D06216101 | 04/26/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 3 | Approve the adoption of a resolution | Mgmt | For | For | For |
| | on the appropriation of profit. | | | | |
| |
| | 4 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 5 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 6 | Election of an auditor for the | Mgmt | For | For | For |
| | | financial year 2007. | | | | |
| | 7 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 8 | Conversion of Legal Form into a | Mgmt | For | For | For |
| | | European Company | | | | |
|
| |
| |
| |
| BHP Billiton Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN AU000000BHP4 | 11/29/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | | plc) | | | | |
| | 2 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | | Ltd) | | | | |
| | 3 | Elect Mr. Paul M. Anderson as | Mgmt | For | For | For |
| | Director of BHP Billiton PLC | | | | |
| | 4 | Elect Mr. Paul M. Anderson as | Mgmt | For | For | For |
| | Director of BHP Billiton Ltd | | | | |
| | 5 | Elect Mr. Marius J. Kloppers as a | Mgmt | For | For | For |
| | Director of BHP Billiton PLC | | | | |
| | 6 | Elect Mr. Marius J. Kloppers as a | Mgmt | For | For | For |
| Director of BHP Billiton Ltd | | | | |
| | | | | | |
| 7 | Elect Mr. Chris J. Lynch as a | Mgmt | For | For | For |
| | Director of BHP Billiton PLC | | | | |
| 8 | Elect Mr. Chris J. Lynch as a | Mgmt | For | For | For |
| | Director of BHP Billiton Ltd | | | | |
| 9 | Elect Mr. Jacques Nasser as a | Mgmt | For | For | For |
| | Director of the BHP Billiton PLC | | | | |
| 10 | Elect Mr. Jacques Nasser as a | Mgmt | For | For | For |
| | Director of the BHP Billiton Ltd | | | | |
| 11 | Elect Mr. David A. Crawford as a | Mgmt | For | For | For |
| | Director of the BHP Billiton PLC | | | | |
| 12 | Elect Mr. David A. Crawford as a | Mgmt | For | For | For |
| | Director of the BHP Billiton Ltd | | | | |
| 13 | Re-elect Don Argus as a Director of | Mgmt | For | For | For |
| | BHP Billiton | | | | |
| 14 | Re-elect Don Argus as a Director of | Mgmt | For | For | For |
| | BHP Billiton | | | | |
| 15 | Re-elect David Brink as a Director | Mgmt | For | For | For |
| | of BHP Billiton | | | | |
| 16 | Re-elect David Brink as a Director | Mgmt | For | For | For |
| | of BHP Billiton | | | | |
| 17 | Re-elect John Buchanan as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 18 | Re-elect John Buchanan as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 19 | Re-elect John Schubert as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 20 | Re-elect John Schubert as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 21 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 22 | Authority to Issue Shares | Mgmt | For | For | For |
| | w/Preemptive Rights | | | | |
| 23 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 25 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 26 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 27 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 28 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 29 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 30 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | | | | | |
| | | | | | |
| | 31 | Approve remuneration report for the | Mgmt | For | For | For |
| | | YE 30 JUN 2006 | | | | |
| | 32 | Equity Grant (CEO Charles | Mgmt | For | For | For |
| | | Goodyear) | | | | |
| | 33 | Equity Grant (Executive Marius | Mgmt | For | For | For |
| | | Kloppers) | | | | |
| | 34 | Equity Grant (Executive Chris | Mgmt | For | For | For |
| | | Lynch) | | | | |
| | 35 | Global Employee Share Plan | Mgmt | For | For | For |
| | 36 | Increase Non-Executive Directors' | Mgmt | For | For | For |
| | | Fee Cap | | | | |
| | 37 | Increase Non-Executive Directors' | Mgmt | For | For | For |
| | | Fee Cap | | | | |
|
| |
| |
| |
| BHP Billiton PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN GB0000566504 | 10/26/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | | plc) | | | | |
| | 2 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | | Ltd) | | | | |
| | 3 | Elect Mr. Paul M. Anderson as a | Mgmt | For | For | For |
| | Director of BHP Billiton Plc | | | | |
| | 4 | Elect Mr. Paul M. Anderson as a | Mgmt | For | For | For |
| | Director of BHP Billiton Limited | | | | |
| | 5 | Elect Mr. Marius J. Kloppers as a | Mgmt | For | For | For |
| | Director of BHP Billiton Plc | | | | |
| | 6 | Elect Mr. Marius J. Kloppers as a | Mgmt | For | For | For |
| | Director of BHP Billiton Limited | | | | |
| | 7 | Elect Mr. Chris J. Lynch as a | Mgmt | For | For | For |
| | Director of BHP Billiton Plc | | | | |
| | 8 | Elect Mr. Chris J. Lynch as a | Mgmt | For | For | For |
| Director of BHP Billiton Limited | | | | |
| | 9 | Elect Mr. Jacques Nasser as a | Mgmt | For | For | For |
| Director of BHP Billiton Plc | | | | |
| | 10 | Elect Mr. Jacques Nasser as a | Mgmt | For | For | For |
| | Director of BHP Billiton Limited | | | | |
| | 11 | Re-elect Mr. David A. Crawford as a | Mgmt | For | For | For |
| Director of BHP Billiton Plc | | | | |
| | 12 | Re-elect Mr. David A. Crawford as a | Mgmt | For | For | For |
| Director of BHP Billiton Limited | | | | |
| | 13 | Re-elect Don Argus as a Director of | Mgmt | For | For | For |
| | | BHP Billiton | | | | |
| | | | | | |
| 14 | Re-elect Don Argus as a Director of | Mgmt | For | For | For |
| | BHP Billiton | | | | |
| 15 | Re-elect David Brink as a Director | Mgmt | For | For | For |
| | of BHP Billiton | | | | |
| 16 | Re-elect David Brink as a Director | Mgmt | For | For | For |
| | of BHP Billiton | | | | |
| 17 | Re-elect John Buchanan as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 18 | Re-elect John Buchanan as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 19 | Re-elect John Schubert as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 20 | Re-elect John Schubert as a | Mgmt | For | For | For |
| | Director of BHP Billiton | | | | |
| 21 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 22 | Authority to Issue Shares | Mgmt | For | For | For |
| | w/Preemptive Rights | | | | |
| 23 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 25 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 26 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 27 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 28 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 29 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 30 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| |
| 31 | Approve the remuneration report for | Mgmt | For | For | For |
| | the 30 JUN 2006 | | | | |
| 32 | Equity Grant (CEO Charles | Mgmt | For | For | For |
| | Goodyear) | | | | |
| 33 | Equity Grant (Executive Marius | Mgmt | For | For | For |
| | Kloppers) | | | | |
| 34 | Equity Grant (Executive Chris | Mgmt | For | For | For |
| | Lynch) | | | | |
| 35 | Global Employee Share Plan | Mgmt | For | For | For |
| 36 | Increase Non-Executive Directors' | Mgmt | For | Against | Against |
| | Fee Cap | | | | |
| 37 | Increase Non-Executive Directors' | Mgmt | For | Against | Against |
| | Fee Cap | | | | |
| | | | | | |
| BJ Services Co | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BJS | CUSIP9 055482103 | 01/30/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Don Jordan | Mgmt | For | For | For |
| | 1.2 | Elect William White | Mgmt | For | For | For |
|
| |
| |
| |
| BP PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS G12793108 | 04/12/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Receive the report of the Directors | Mgmt | For | For | For |
| | | and the accounts for the YE 31 | | | | |
| | | DEC 2006 | | | | |
| | 2 | Approve the Directors | Mgmt | For | Against | Against |
| | | remuneration report for the YE 31 | | | | |
| | | DEC 2006 | | | | |
| | 3 | Re-elect Dr. D.C. Allen as a Director | Mgmt | For | For | For |
| |
| | 4 | Re-elect The Lord Browne of | Mgmt | For | For | For |
| | | Madingley as a Director | | | | |
| | 5 | Re-elect Mr. A. Burgmans as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 6 | Elect Sir William Castell as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 7 | Re-elect Mr. I.C. Conn as a Director | Mgmt | For | For | For |
| |
| | 8 | Re-elect Mr. E.B. Davis, Jr as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 9 | Re-elect Mr. D.J. Flint as a Director | Mgmt | For | For | For |
| |
| | 10 | Re-elect Dr B.E. Grote as a Director | Mgmt | For | For | For |
| |
| | 11 | Re-elect Dr A.B. Hayward as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 12 | Elect Mr. A.G. Inglis as a Director | Mgmt | For | For | For |
| | 13 | Re-elect Dr. D.S. Julius as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 14 | Re-elect Sir Tom Mckillop as a | Mgmt | For | For | For |
| | | Director | | | | |
| | | | | | |
| | 15 | Re-elect Mr. J.A. Manzoni as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 16 | Re-elect Dr W.E. Massey as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 17 | Re-elect Sir Ian Prosser as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 18 | Re-elect Mr. P.D. Sutherland as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 19 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 20 | E.U. Political Donations | Mgmt | For | For | For |
| | 21 | Authority to Communicate w/ | Mgmt | For | For | For |
| | | Shareholders by Electronic Means | | | | |
| |
| | 22 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 23 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 24 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
|
| |
| |
| |
| Cameron International Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CUSIP9 13342B105 | 05/09/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Patrick | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Wilkinson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Canadian Natural Resources | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN CA1363851017 | 05/03/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Mix | Canada | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mr. Catherine M. Best as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 2 | Elect Mr. N. Murray Edwards as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 3 | Elect Hon. Gary A. Filmon as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | | | | | |
| | 4 | Elect Amb. Gordon D. Giffin as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 5 | Elect Mr. John G. Langille as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 6 | Elect Mr. Steve W. Laut as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 7 | Elect Mr. Keith A. J. Macphail as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 8 | Elect Mr. Allan P. Markin as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 9 | Elect Mr. Norman F. Mcintyre as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 10 | Elect Mr. Frank J. Mckenna as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 11 | Elect Mr. James S. Palmer as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 12 | Elect Mr. Eldon R. Smith as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 13 | Elect Mr. David A. Tuer as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 14 | Appointment of Auditor and | Mgmt | For | TNA | NA |
| | | Authority to Set Fees | | | | |
| | 15 | Amendment to Compiled and | Mgmt | For | TNA | NA |
| | Restated Stock Option Plan | | | | |
|
| |
| |
| |
| China Shenhua Energy Company | | | | | | |
| Limited. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS Y1504C113 | 05/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | China | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Directors' Report | Mgmt | For | For | For |
| | 2 | Supervisors' Report | Mgmt | For | For | For |
| | 3 | Financial Statements | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Directors' and Supervisors' Fees | Mgmt | For | For | For |
| | 6 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 7 | Related Party Transactions | Mgmt | For | For | For |
| | 8 | Related Party Transactions | Mgmt | For | For | For |
| | 9 | Election of Directors | Mgmt | For | Against | Against |
| | 10 | Issuance of Stock w/out Preemptive | Mgmt | For | Against | Against |
| | | Rights | | | | |
| | | | | | |
| Chiyoda Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS J06237101 | 06/21/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 2 | Approve Appropriation of Retained | Mgmt | For | For | For |
| | | Earnings | | | | |
| | 3 | Appoint a Director | Mgmt | For | For | For |
| | 4 | Appoint a Director | Mgmt | For | For | For |
| | 5 | Appoint a Director | Mgmt | For | For | For |
| | 6 | Appoint a Director | Mgmt | For | For | For |
| | 7 | Appoint a Director | Mgmt | For | For | For |
| | 8 | Appoint a Director | Mgmt | For | For | For |
| | 9 | Appoint a Director | Mgmt | For | For | For |
| | 10 | Appoint a Director | Mgmt | For | For | For |
| | 11 | Appoint a Director | Mgmt | For | For | For |
| | 12 | Approve Provision of Retirement | Mgmt | For | For | For |
| | | Allowance for Retiring Directors | | | | |
|
| |
| |
| |
| Devon Energy Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DVN | CUSIP9 25179M103 | 06/06/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Ferguson | Mgmt | For | For | For |
| | 1.2 | Elect David Gavrin | Mgmt | For | For | For |
| | 1.3 | Elect John Richels | Mgmt | For | For | For |
| | 2 | RATIFY THE APPOINTMENT OF | Mgmt | For | For | For |
| | | THE COMPANY'S INDEPENDENT | | | | |
| | | AUDITORS FOR 2007 | | | | |
|
| |
| |
| |
| |
| Du Pont EI De Nemours | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DD | CUSIP9 263534109 | 04/25/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Brown | Mgmt | For | For | For |
| | 1.2 | Elect Robert Brown | Mgmt | For | For | For |
| | 1.3 | Elect Bertrand Collomb | Mgmt | For | For | For |
| | | | | | |
| | 1.4 | Elect Curtis Crawford | Mgmt | For | For | For |
| | 1.5 | Elect John Dillon | Mgmt | For | For | For |
| | 1.6 | Elect Eleuthère Du Pont | Mgmt | For | For | For |
| | 1.7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Lois Juliber | Mgmt | For | For | For |
| | 1.9 | Elect Masahisa Naitoh | Mgmt | For | For | For |
| | 1.10 | Elect Sean O'Keefe | Mgmt | For | For | For |
| | 1.11 | Elect William Reilly | Mgmt | For | For | For |
| | 2 | ON RATIFICATION OF | Mgmt | For | For | For |
| | | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM | | | | |
| | 3 | ON DUPONT EQUITY AND | Mgmt | For | For | For |
| | | INCENTIVE PLAN | | | | |
| | 4 | ON GENETICALLY MODIFIED | ShrHoldr | Against | Against | For |
| | | FOOD | | | | |
| | 5 | ON PLANT CLOSURE | ShrHoldr | Against | Against | For |
| | 6 | ON REPORT ON PFOA | ShrHoldr | Against | Against | For |
| | 7 | ON COSTS | ShrHoldr | Against | Against | For |
| | 8 | ON GLOBAL WARMING | ShrHoldr | Against | Against | For |
| | 9 | ON CHEMICAL FACILITY | ShrHoldr | Against | Against | For |
| | | SECURITY | | | | |
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| |
| |
| Ensco International Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ESV | CUSIP9 26874Q100 | 05/22/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | | M. CARMICHAEL | | | | |
| | 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | THOMAS L. KELLY II | | | | |
| | 3 | ELECTION OF DIRECTOR: RITA | Mgmt | For | For | For |
| | | M. RODRIGUEZ | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | Mgmt | For | Against | Against |
|
| |
| |
| |
| EOG Resources Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EOG | CUSIP9 26875P101 | 04/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George Alcorn | Mgmt | For | For | For |
| | | | | | |
| | 1.2 | Elect Charles Crisp | Mgmt | For | For | For |
| | 1.3 | Elect Mark Papa | Mgmt | For | For | For |
| | 1.4 | Elect Edmund Segner, III | Mgmt | For | For | For |
| | 1.5 | Elect William Stevens | Mgmt | For | For | For |
| | 1.6 | Elect H. Leighton Steward | Mgmt | For | For | For |
| | 1.7 | Elect Donald Textor | Mgmt | For | For | For |
| | 1.8 | Elect Frank Wisner | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| |
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| |
| Freeport-McMoran Copper & Gold | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FCXPRA | CUSIP9 35671D857 | 03/14/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation | | | | |
| | 2 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
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| |
| |
| Globalsantafe Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GSF | CUSIP9 G3930E101 | 06/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward R. Muller | Mgmt | For | For | For |
| | 1.2 | Elect John L. Whitmire | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| |
| |
| |
| Grant Prideco Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GRP | CUSIP9 38821G101 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Butters | Mgmt | For | For | For |
| | 1.2 | Elect Eliot Fried | Mgmt | For | For | For |
| | 1.3 | Elect Dennis Hendrix | Mgmt | For | For | For |
| | 1.4 | Elect Harold Layman | Mgmt | For | For | For |
| | 1.5 | Elect Michael McShane | Mgmt | For | For | For |
| | | | | | |
| | 1.6 | Elect Robert Moses, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Reid | Mgmt | For | For | For |
| | 1.8 | Elect David Trice | Mgmt | For | For | For |
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| Halliburton Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HAL | CUSIP9 406216101 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: K.M. | Mgmt | For | For | For |
| | | BADER | | | | |
| | 2 | ELECTION OF DIRECTOR: A.M. | Mgmt | For | For | For |
| | | BENNETT | | | | |
| | 3 | ELECTION OF DIRECTOR: J.R. | Mgmt | For | For | For |
| | | BOYD | | | | |
| | 4 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For |
| | | CARROLL | | | | |
| | 5 | ELECTION OF DIRECTOR: R.L. | Mgmt | For | For | For |
| | | CRANDALL | | | | |
| | 6 | ELECTION OF DIRECTOR: K.T | Mgmt | For | For | For |
| | | DERR | | | | |
| | 7 | ELECTION OF DIRECTOR: S.M. | Mgmt | For | For | For |
| | | GILLIS | | | | |
| | 8 | ELECTION OF DIRECTOR: W.R. | Mgmt | For | For | For |
| | | HOWELL | | | | |
| | 9 | ELECTION OF DIRECTOR: D.J. | Mgmt | For | For | For |
| | | LESAR | | | | |
| | 10 | ELECTION OF DIRECTOR: J.L. | Mgmt | For | For | For |
| | | MARTIN | | | | |
| | 11 | ELECTION OF DIRECTOR: J.A. | Mgmt | For | For | For |
| | | PRECOURT | | | | |
| | 12 | ELECTION OF DIRECTOR: D.L. | Mgmt | For | For | For |
| | | REED | | | | |
| | 13 | PROPOSAL FOR RATIFICATION | Mgmt | For | For | For |
| | | OF THE SELECTION OF | | | | |
| | | AUDITORS. | | | | |
| | 14 | PROPOSAL ON HUMAN RIGHTS | ShrHoldr | Against | Against | For |
| | | REVIEW. | | | | |
| | 15 | PROPOSAL ON POLITICAL | ShrHoldr | Against | Against | For |
| | | CONTRIBUTIONS. | | | | |
| | 16 | PROPOSAL ON STOCKHOLDER | ShrHoldr | Against | For | Against |
| | | RIGHTS PLAN. | | | | |
| | | | | | |
| Hess Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HES | CUSIP9 42809H107 | 05/02/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Nicholas Brady | Mgmt | For | For | For |
| | 1.2 | Elect J. Barclay Collins II | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Kean | Mgmt | For | For | For |
| | 1.4 | Elect Frank Olson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHoldr | | For | |
| | Declassification of the Board | | | | |
|
| |
| |
| |
| Imperial Chemical Industries PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN GB0004594973 | 01/25/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approval of Asset Sale | Mgmt | For | For | For |
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| |
| |
| |
| Imperial Chemical Industries PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS G47194223 | 05/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Adopt the Directors report and the | Mgmt | For | For | For |
| | | accounts for the year to 31 DEC | | | | |
| | | 2006 | | | | |
| | 2 | Approve the Directors | Mgmt | For | For | For |
| | | remuneration report | | | | |
| | 3 | Approve the confirmation of | Mgmt | For | For | For |
| | | dividends | | | | |
| | 4 | Re-elect Mr. Lord Butler as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 5 | Re-elect Mr. A. Baan as a Director | Mgmt | For | For | For |
| |
| | 6 | Re-elect Mr. D.C.M. Hamill as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 7 | Re-elect Mr. Baroness Noakes as a | Mgmt | For | For | For |
| | | Director | | | | |
| | | | | | |
| | 8 | Re-appoint the KPMG Audit Plc as | Mgmt | For | For | For |
| | | the Auditor | | | | |
| | 9 | Approve the remuneration of the | Mgmt | For | For | For |
| | | Auditor | | | | |
| | 10 | Approve to change the Performance | Mgmt | For | For | For |
| | | Growth Plan | | | | |
| | 11 | Approve the further change to the | Mgmt | For | For | For |
| | | Performance Growth Plan | | | | |
| | 12 | Approve the electronic shareholder | Mgmt | For | For | For |
| | | communications | | | | |
| | 13 | Approve to allot the shares | Mgmt | For | For | For |
| | 14 | Approve the dissaplication of pre- | Mgmt | For | For | For |
| | | emption rights | | | | |
| | 15 | Approve the purchase by the | Mgmt | For | For | For |
| | Company of its own shares | | | | |
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| Ipsco Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN CA4626221010 | 04/26/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | Canada | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Election of Directors (Slate) | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 3 | Approve the shareholders rights | Mgmt | For | For | For |
| | | plan attached here to as schedule | | | | |
| | | E | | | | |
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| |
| |
| JSR Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS J2856K106 | 06/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 2 | Approve Appropriation of Retained | Mgmt | For | For | For |
| | | Earnings | | | | |
| | 3 | Appoint a Director | Mgmt | For | For | For |
| | 4 | Appoint a Director | Mgmt | For | For | For |
| | 5 | Appoint a Director | Mgmt | For | For | For |
| | 6 | Appoint a Director | Mgmt | For | For | For |
| | 7 | Appoint a Director | Mgmt | For | For | For |
| | 8 | Appoint a Director | Mgmt | For | Against | Against |
| | 9 | Appoint a Director | Mgmt | For | For | For |
| | | | | | |
| | 10 | Appoint a Director | Mgmt | For | For | For |
| | 11 | Appoint a Director | Mgmt | For | For | For |
| | 12 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| | 13 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| | 14 | Approve Payment of Bonuses to | Mgmt | For | For | For |
| | | Directors | | | | |
| | 15 | Directors' Fees and Stock Option | Mgmt | For | For | For |
| | | Plan | | | | |
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| Marathon Oil Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MRO | CUSIP9 565849106 | 04/25/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | | ONE-YEAR TERM: CHARLES F. | | | | |
| | | BOLDEN, JR. | | | | |
| | 2 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | | ONE-YEAR TERM: CHARLES R. | | | | |
| | | LEE | | | | |
| | 3 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | | ONE-YEAR TERM: DENNIS H. | | | | |
| | | REILLEY | | | | |
| | 4 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | ONE-YEAR TERM: JOHN W. | | | | |
| | | SNOW | | | | |
| | 5 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | | ONE-YEAR TERM: THOMAS J. | | | | |
| | | USHER | | | | |
| | 6 | RATIFICATION OF | Mgmt | For | For | For |
| | | PRICEWATERHOUSECOOPERS | | | | |
| | | LLP AS INDEPENDENT AUDITOR | | | | |
| | | FOR 2007. | | | | |
| | 7 | APPROVAL OF 2007 INCENTIVE | Mgmt | For | For | For |
| | | COMPENSATION PLAN. | | | | |
| | 8 | Elimination of Supermajority Vote | Mgmt | For | For | For |
| | | Provision | | | | |
| | 9 | Increase Authorized Shares | Mgmt | For | For | For |
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| Martin Marietta Materials | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MLM | CUSIP9 573284106 | 05/22/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marcus Bennett | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Laree Perez | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Dennis Rediker | Mgmt | For | Withhold | Against |
| | 2 | RATIFICATION OF SELECTION OF | Mgmt | For | Abstain | Against |
| | ERNST & YOUNG LLP AS | | | | |
| | INDEPENDENT AUDITORS. | | | | |
|
| |
| |
| |
| MOL Magyar Olaj Gazipari | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS X5462R112 | 04/26/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Hungary | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 3 | Approve the electronic vote | Mgmt | For | TNA | NA |
| | collection method as specified | | | | |
| | 4 | Election of Individuals to Check the | Mgmt | For | TNA | NA |
| | | Minutes | | | | |
| | 5 | Accounts and Reports | Mgmt | For | TNA | NA |
| | 6 | Allocation of Profits/Dividends | Mgmt | For | TNA | NA |
| | 7 | Corporate Governance Declaration | Mgmt | For | TNA | NA |
| |
| | 8 | Appointment of Auditor | Mgmt | For | TNA | NA |
| | 9 | Authority to Repurchase Shares | Mgmt | For | TNA | NA |
| | 10 | Elect László Akar | Mgmt | For | TNA | NA |
| | 11 | Elect Miklós Kamarás | Mgmt | For | TNA | NA |
| | 12 | Elect Erno Kemenes | Mgmt | For | TNA | NA |
| | 13 | Elect József Molnár | Mgmt | For | TNA | NA |
| | 14 | Directors' Fees | Mgmt | For | TNA | NA |
| | 15 | Elect Mihaly Kupa | Mgmt | For | TNA | NA |
| | 16 | Elect John I. Charody | Mgmt | For | TNA | NA |
| | 17 | Elect John I. Charody | Mgmt | For | TNA | NA |
| | 18 | Elect Sandor Lamfalussy | Mgmt | For | TNA | NA |
| | 19 | Elect Slavomir Hatina | Mgmt | For | TNA | NA |
| | 20 | Elect Employee Representatives | Mgmt | For | TNA | NA |
| | 21 | Supervisory Board Members' Fees | Mgmt | For | TNA | NA |
| | 22 | Amend Article 15.4 of the Articles of | Mgmt | For | TNA | NA |
| | | Association as specified | | | | |
| | 23 | Approve to cancel 10.1.3 to 10.1.6 | Mgmt | For | TNA | NA |
| | | as specified | | | | |
| | 24 | Amend Article 10.4 as specified | Mgmt | For | TNA | NA |
| | 25 | Amend Article 12.9 as specified | Mgmt | For | TNA | NA |
| | 26 | Approve to cancel Article 12.4 a) as | Mgmt | For | TNA | NA |
| | | specified | | | | |
| | | | | | |
| | 27 | Approve to cancel Article 12.4 b) as | Mgmt | For | TNA | NA |
| | | specified | | | | |
| | 28 | Approve to cancel Article 12.4 d) as | Mgmt | For | TNA | NA |
| | | specified | | | | |
| | 29 | Approve to cancel Article 12.4 e) as | Mgmt | For | TNA | NA |
| | | specified | | | | |
| | 30 | Amend Article 13.5 as specified | Mgmt | For | TNA | NA |
| | 31 | Amend Article 28 of the Articles of | Mgmt | For | TNA | NA |
| | | Association as specified | | | | |
|
| |
| |
| |
| Newfield Exploration Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NFX | CUSIP9 651290108 | 05/03/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Trice | Mgmt | For | For | For |
| | 1.2 | Elect David Schaible | Mgmt | For | For | For |
| | 1.3 | Elect Howard Newman | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Ricks | Mgmt | For | For | For |
| | 1.5 | Elect Charles Shultz | Mgmt | For | For | For |
| | 1.6 | Elect Dennis Hendrix | Mgmt | For | For | For |
| | 1.7 | Elect Philip Burguieres | Mgmt | For | For | For |
| | 1.8 | Elect John Kemp III | Mgmt | For | For | For |
| | 1.9 | Elect J. Michael Lacey | Mgmt | For | For | For |
| | 1.10 | Elect Joseph Netherland | Mgmt | For | For | For |
| | 1.11 | Elect J. Terry Strange | Mgmt | For | For | For |
| | 1.12 | Elect Pamela Gardner | Mgmt | For | For | For |
| | 1.13 | Elect Juanita Romans | Mgmt | For | Withhold | Against |
| | 2 | APPROVAL OF NEWFIELD | Mgmt | For | For | For |
| | | EXPLORATION COMPANY 2007 | | | | |
| | | OMNIBUS STOCK PLAN | | | | |
| | 3 | Amendment to the 2000 Non- | Mgmt | For | Against | Against |
| | | Employee Director Restricted Stock | | | | |
| | | Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Noble Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NE | CUSIP9 G65422100 | 04/26/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Cawley | Mgmt | For | For | For |
| | | | | | |
| | 1.2 | Elect Luke Corbett | Mgmt | For | For | For |
| | 1.3 | Elect Jack Little | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| OAO TMK | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TMKOL | CUSIP9 87260R102 | 01/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | APPROVAL OF THE AMENDMENT | Mgmt | | For | |
| | | TO THE COMPANY'S CHARTER. | | | | |
|
| |
| |
| |
| |
| OAO TMK | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS 87260R201 | 03/02/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Russian Federation | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 2 | Approve the TMK Option | Mgmt | For | For | For |
| | | Programme | | | | |
| | 3 | Directors' Fees | Mgmt | For | For | For |
|
| |
| |
| |
| OAO TMK | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TMKOL | CUSIP9 87260R102 | 06/27/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Elect Alexander Borobiev | Mgmt | For | For | For |
| | 4 | Elect Alexander Maximenko | Mgmt | For | For | For |
| | 5 | Elect Anna Novokshonova | Mgmt | For | For | For |
| | 6 | TO APPROVE OOO ERNST & | Mgmt | For | Against | Against |
| | | YOUNG AS THE AUDITOR OF | | | | |
| | | THE COMPANY. | | | | |
|
| |
| |
| |
| OAO TMK | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS 87260R201 | 06/27/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Russian Federation | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approve the annual report and | Mgmt | For | TNA | NA |
| | | financial statements | | | | |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | TNA | NA |
| | 4 | Elect Mr. Petr Golitsyn as a Director | Mgmt | For | TNA | NA |
| |
| | 5 | Elect Mr. Andrey Kaplunov as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 6 | Elect Mr. Adrian Cobb as a Director | Mgmt | For | TNA | NA |
| |
| | 7 | Elect Mr. Josef Marous as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 8 | Elect Mr. Sergey Papin as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 9 | Elect Mr. Dmitry Pumpyansky as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 10 | Elect Mr. Geoffrey Townsend as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 11 | Elect Mr. Igor Khmelevsky as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 12 | Elect Mr. Alexander Shiryaev as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 13 | Elect Mr. Mukhadin Eskindarov as a | Mgmt | For | TNA | NA |
| | | Director | | | | |
| | 14 | Elect Mr. Alexander Borobiev as a | Mgmt | For | TNA | NA |
| | Member of Audit Commission | | | | |
| | 15 | Elect Mr. Alexander Maximenko as | Mgmt | For | TNA | NA |
| | | a Member of Audit Commission | | | | |
| |
| | 16 | Elect Ms. Anna Novokshonova as a | Mgmt | For | TNA | NA |
| Member of Audit Commission | | | | |
| | 17 | Ratify the Auditor | Mgmt | For | TNA | NA |
|
| |
| |
| |
| OAO TMK | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TMKOL | CUSIP9 87260R102 | 06/27/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Consent | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| | THE BOARD OF DIRECTOR: | | | | |
| | | PYOTR DMITRIEVICH GOLITSYN | | | | |
| |
| | 2 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| | THE BOARD OF DIRECTOR: | | | | |
| | | ANDREI YURIEVICH KAPLUNOV | | | | |
| | 3 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| | THE BOARD OF DIRECTOR: | | | | |
| | | ADRIAN KOBB | | | | |
| | 4 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| THE BOARD OF DIRECTOR: | | | | |
| | | JOSEPH MAROU | | | | |
| | 5 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| THE BOARD OF DIRECTOR: | | | | |
| | | SERGEY TIMOFEYEVICH PAPIN | | | | |
| | 6 | Elect Dmitry Pumpyansky | Mgmt | For | TNA | NA |
| | 7 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| | THE BOARD OF DIRECTOR: | | | | |
| | | JEFFREY TOWNSEND | | | | |
| | 8 | ELECTION OF THE MEMBER OF | Mgmt | For | TNA | NA |
| | THE BOARD OF DIRECTOR: | | | | |
| | | IGOR BORISOVICH | | | | |
| | | KHMELEVSKY | | | | |
| | 9 | Elect Alexander Shiryaev | Mgmt | For | TNA | NA |
| | 10 | Elect Mukhadin Eskindarov | Mgmt | For | TNA | NA |
|
| |
| |
| |
| Occidental Petroleum Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OXY | CUSIP9 674599105 | 05/04/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | SPENCER ABRAHAM | | | | |
| | 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | RONALD W. BURKLE | | | | |
| | 3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | S. CHALSTY | | | | |
| | 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | EDWARD P. DJEREJIAN | | | | |
| | 5 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For |
| | | CHAD DREIER | | | | |
| | 6 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | E. FEICK | | | | |
| | | | | | |
| | 7 | ELECTION OF DIRECTOR: RAY R. | Mgmt | For | For | For |
| | | IRANI | | | | |
| | 8 | ELECTION OF DIRECTOR: IRVIN | Mgmt | For | For | For |
| | | W. MALONEY | | | | |
| | 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | RODOLFO SEGOVIA | | | | |
| | 10 | ELECTION OF DIRECTOR: AZIZ | Mgmt | For | For | For |
| | | D. SYRIANI | | | | |
| | 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | ROSEMARY TOMICH | | | | |
| | 12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WALTER L. WEISMAN | | | | |
| | 13 | RATIFICATION OF SELECTION OF | Mgmt | For | For | For |
| | KPMG AS INDEPENDENT | | | | |
| | | AUDITORS. | | | | |
| | 14 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For |
| | | 2005 LONG-TERM INCENTIVE | | | | |
| | | PLAN. | | | | |
| | 15 | SCIENTIFIC REPORT ON GLOBAL | ShrHoldr | Against | Against | For |
| | | WARMING. | | | | |
| | 16 | ADVISORY VOTE TO RATIFY | ShrHoldr | Against | Against | For |
| | | EXECUTIVE COMPENSATION. | | | | |
| | 17 | PERFORMANCE-BASED STOCK | ShrHoldr | Against | Against | For |
| | | OPTIONS. | | | | |
|
| |
| |
| |
| OIL COMPANY LUKOIL (JSC)- ADR | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LUKPY | CUSIP9 677862104 | 06/28/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Vagit Yusufovich Alekperov | Mgmt | For | Against | Against |
| | 2 | Elect Igor Belikov | Mgmt | For | For | For |
| | 3 | Elect Mikhail Pavlovich Berezhnoi | Mgmt | For | Against | Against |
| |
| | 4 | Elect Donald Wallette, Jr. | Mgmt | For | Against | Against |
| | 5 | Elect Valery Isaakovich Grayfer | Mgmt | For | For | For |
| | 6 | Elect Oleg Emelianovich Kutafin | Mgmt | For | For | For |
| | 7 | Elect Ravil Ulfatovich Maganov | Mgmt | For | Against | Against |
| | 8 | Elect Richard Herman Matzke | Mgmt | For | For | For |
| | 9 | Elect Sergei Anatolievich Mikhailov | Mgmt | For | For | For |
| |
| | 10 | Elect Nikolai Alexandrovich | Mgmt | For | Against | Against |
| | | Tsvetkov | | | | |
| | | | | | |
| | 11 | Elect Igor Vladimirovich Sherkunov | Mgmt | For | Against | Against |
| |
| | 12 | Elect Aleksander Nikolayevich | Mgmt | For | For | For |
| | | Shokhin | | | | |
|
| |
| |
| |
| OIL COMPANY LUKOIL (JSC)- ADR | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LUKPY | CUSIP9 677862104 | 06/28/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports; Allocation of | Mgmt | For | For | For |
| | | Profits/Dividends | | | | |
| | 2 | Elect Lyudmila Mikhailovna | Mgmt | For | For | For |
| | | Bulavina | | | | |
| | 3 | Elect Pavel Gennadievich | Mgmt | For | For | For |
| | | Kondratiev | | | | |
| | 4 | Elect Vladimir Nikolaevich Nikitenko | Mgmt | For | For | For |
| |
| | 5 | Directors' and Audit Commission's | Mgmt | For | For | For |
| | | Fees | | | | |
| | 6 | Directors' and Audit Commission's | Mgmt | For | For | For |
| | | Fees | | | | |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Determine the Number of | Mgmt | For | For | For |
| | | Authorized Shares | | | | |
| | 9 | Amendments to Articles | Mgmt | For | For | For |
| | 10 | Amendments to Board Regulations | Mgmt | For | For | For |
| |
| | 11 | Related Party Transactions | Mgmt | For | For | For |
| | 12 | Related Party Transactions | Mgmt | For | For | For |
| | 13 | Related Party Transactions | Mgmt | For | For | For |
| | 14 | Related Party Transactions | Mgmt | For | For | For |
| | 15 | Related Party Transactions | Mgmt | For | For | For |
| | 16 | Approve Membership in the | Mgmt | For | For | For |
| | Russian National Association | | | | |
| | | | | | | |
| | | SWIFT | | | | |
|
| |
| |
| |
| Overseas Shipholding Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OSG | CUSIP9 690368105 | 06/05/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Morten Arntzen | Mgmt | For | For | For |
| | 1.2 | Elect Oudi Recanati | Mgmt | For | For | For |
| | 1.3 | Elect G. Allen Andreas, III | Mgmt | For | For | For |
| | 1.4 | Elect Alan Batkin | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Coleman | Mgmt | For | For | For |
| | 1.6 | Elect Charles Fribourg | Mgmt | For | For | For |
| | 1.7 | Elect Stanley Komaroff | Mgmt | For | For | For |
| | 1.8 | Elect Solomon Merkin | Mgmt | For | For | For |
| | 1.9 | Elect Joel Picket | Mgmt | For | For | For |
| | 1.10 | Elect Ariel Recanati | Mgmt | For | For | For |
| | 1.11 | Elect Thomas Robards | Mgmt | For | For | For |
| | 1.12 | Elect Jean-Paul Vettier | Mgmt | For | For | For |
| | 1.13 | Elect Michael Zimmerman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Pride International Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PDE | CUSIP9 74153Q102 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Brown | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Kenneth Burke | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Archie Dunham | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Francis Kalman | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Ralph McBride | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Louis Raspino | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David Robson | Mgmt | For | Withhold | Against |
| | 2 | APPROVAL OF THE COMPANY S | Mgmt | For | For | For |
| | | 2007 LONG-TERM INCENTIVE | | | | |
| | | PLAN. | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Pride International, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PDE | Cusip 74153Q102 | 08/10/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director David A. B. Brown | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Director J.C. Burton | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Director Archie W. Dunham | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Director Francis S. Kalman | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.5 | Elect Director Ralph D. McBride | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Director Louis A. Raspino | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Director David B. Robson | Mgmt | For | Withhold | Against |
| | 2 | Ratify Auditors | Mgmt | For | For | For |
|
| |
| |
| |
| Putnam Prime Money Market Fund | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CUSIP9 746763416 | 05/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approving a New Management | Mgmt | For | For | For |
| | | Contract for your Fund | | | | |
|
| |
| |
| |
| |
| Rio Tinto PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS G75754104 | 04/13/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 2 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 3 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 4 | Amendments to the Company's | Mgmt | For | For | For |
| | | Articles of Association | | | | |
| | 5 | Elect Mr. Michael Fitzpatrick as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 6 | Re-elect Mr. Ashton Calvert as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 7 | Re-elect Mr. Guy Elliott as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 8 | Re-elect Lord Kerr as a Director | Mgmt | For | For | For |
| | 9 | Re-elect Sir Richard Sykes as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 10 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 11 | DIrectors' Remuneration Report | Mgmt | For | For | For |
| | 12 | Accounts and Reports | Mgmt | For | For | For |
| | | | | | |
| Rohm & Haas Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ROHMP | CUSIP9 775371107 | 05/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: W.J. | Mgmt | For | For | For |
| | | AVERY | | | | |
| | 2 | ELECTION OF DIRECTOR: R.L. | Mgmt | For | For | For |
| | | GUPTA | | | | |
| | 3 | ELECTION OF DIRECTOR: D.W. | Mgmt | For | For | For |
| | | HAAS | | | | |
| | 4 | ELECTION OF DIRECTOR: T.W. | Mgmt | For | For | For |
| | | HAAS | | | | |
| | 5 | ELECTION OF DIRECTOR: R.L. | Mgmt | For | For | For |
| | | KEYSER | | | | |
| | 6 | ELECTION OF DIRECTOR: R.J. | Mgmt | For | For | For |
| | | MILLS | | | | |
| | 7 | ELECTION OF DIRECTOR: S.O. | Mgmt | For | For | For |
| | | MOOSE | | | | |
| | 8 | ELECTION OF DIRECTOR: G.S. | Mgmt | For | For | For |
| | | OMENN | | | | |
| | 9 | ELECTION OF DIRECTOR: G.L. | Mgmt | For | For | For |
| | | ROGERS | | | | |
| | 10 | ELECTION OF DIRECTOR: R.H. | Mgmt | For | For | For |
| | | SCHMITZ | | | | |
| | 11 | ELECTION OF DIRECTOR: G.M. | Mgmt | For | For | For |
| | | WHITESIDES | | | | |
| | 12 | ELECTION OF DIRECTOR: M.C. | Mgmt | For | For | For |
| | | WHITTINGTON | | | | |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Rowan Companies Income | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RDC | CUSIP9 779382100 | 05/08/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Fox, III | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Sir Graham Hearne | Mgmt | For | Withhold | Against |
| | 1.3 | Elect H. E. Lentz | Mgmt | For | Withhold | Against |
| | 1.4 | Elect P. Dexter Peacock | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Saipem | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS T82000117 | 04/28/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Italy | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 3 | Accounts and Reports; Allocation of | Mgmt | For | TNA | NA |
| | | Profits/Dividends | | | | |
| | 4 | Approve the Stock Option Plan | Mgmt | For | TNA | NA |
| | 5 | Authority to Repurchase Shares | Mgmt | For | TNA | NA |
| | 6 | Authority to Trade in Company | Mgmt | For | TNA | NA |
| | | Stock | | | | |
| | 7 | Appointment of Auditor and | Mgmt | For | TNA | NA |
| | | Auditor's Fees | | | | |
| | 8 | Insurance Policy | Mgmt | For | TNA | NA |
| | 9 | Amend the Articles 13, 19, 20, 21, | Mgmt | For | TNA | NA |
| 27 of the Company's By-Law |
|
| |
| |
| |
| Salzgitter AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS D80900109 | 05/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | | Mgmt |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Ratification of the acts of the Board | Mgmt | For | For | For |
| | | of Managing Directors | | | | |
| | 5 | Ratification of the acts of the | Mgmt | For | For | For |
| | | Supervisory Board | | | | |
| | 6 | Appointment of Auditor | Mgmt | For | For | For |
| | 7 | Ratification of the Co-Option of | Mgmt | For | For | For |
| | | Board Members | | | | |
| |
| |
| | 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 9 | Approve "Approved Capital 2007" | Mgmt | For | Abstain | Against |
| |
| | 10 | Approve "Conditional Capital 2007" | Mgmt | For | Abstain | Against |
| |
| | 11 | Amend Article 11 | Mgmt | For | Abstain | Against |
| | | | | | |
| SARAS Raffinerie Sarde SpA, | | | | | | |
| Cagliari | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS T83058106 | 04/27/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Italy | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | NA |
| | | Profits/Dividends | | | | |
| | 3 | Appoint 1 Director | Mgmt | For | TNA | NA |
| | 4 | Long-term Incentive Plan | Mgmt | For | TNA | NA |
| | 5 | Authority to Trade in Company | Mgmt | For | TNA | NA |
| | 6 | Appointment of Auditor and | Mgmt | For | TNA | NA |
| | | Auditor's Fees | | | | |
|
| |
| |
| |
| Schlumberger Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SLB | CUSIP9 806857108 | 04/11/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philippe Camus | Mgmt | For | For | For |
| | 1.2 | Elect Jamie Gorelick | Mgmt | For | For | For |
| | 1.3 | Elect Andrew Gould | Mgmt | For | For | For |
| | 1.4 | Elect Tony Isaac | Mgmt | For | For | For |
| | 1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| | 1.6 | Elect Adrian Lajous | Mgmt | For | For | For |
| | 1.7 | Elect Michael Marks | Mgmt | For | For | For |
| | 1.8 | Elect Didier Primat | Mgmt | For | For | For |
| | 1.9 | Elect Leo Reif | Mgmt | For | For | For |
| | 1.10 | Elect Tore Sandvold | Mgmt | For | For | For |
| | 1.11 | Elect Nicolas Seydoux | Mgmt | For | For | For |
| | 1.12 | Elect Linda Stuntz | Mgmt | For | For | For |
| | 1.13 | Elect Rana Talwar | Mgmt | For | For | For |
| | 2 | ADOPTION AND APPROVAL OF | Mgmt | For | For | For |
| | | FINANCIALS AND DIVIDENDS. | | | | |
| | 3 | APPROVAL OF INDEPENDENT | Mgmt | For | For | For |
| | | REGISTERED PUBLIC | | | | |
| | | ACCOUNTING FIRM. | | | | |
|
| |
| |
| |
| Teck Cominco Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN CA8787422044 | 04/25/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Mix | Canada | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect the Directors, as specified | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 3 | Stock Split | Mgmt | For | For | For |
|
| |
| |
| |
| Tonengeneral Sekiyu | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS J8657U110 | 03/27/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approve Appropriation of Profits | Mgmt | For | For | For |
| | 2 | Amendments to Articles | Mgmt | For | For | For |
| | 3 | Appoint a Director | Mgmt | For | For | For |
| | 4 | Appoint a Director | Mgmt | For | For | For |
| | 5 | Appoint a Director | Mgmt | For | For | For |
| | 6 | Appoint a Director | Mgmt | For | For | For |
| | 7 | Appoint a Director | Mgmt | For | For | For |
| | 8 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| | 9 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| | 10 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| | 11 | Appoint a supplementary Auditor | Mgmt | For | For | For |
| | 12 | Appoint Accounting Auditors | Mgmt | For | For | For |
| | 13 | Approve Provision of Retirement | Mgmt | For | Against | Against |
| | | Allowance for Corporate Auditors | | | | |
|
| |
| |
| |
| TOTAL SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS F92124100 | 05/11/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 3 | Accounts and Reports | Mgmt | For | For | For |
| | 4 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 6 | Related Party Transactions | Mgmt | For | For | For |
| | 7 | Authority to Trade in Company | Mgmt | For | Against | Against |
| | | Stock | | | | |
| | 8 | Elect Thierry Desmarest | Mgmt | For | Against | Against |
| | 9 | Elect Thierry de Rudder | Mgmt | For | Against | Against |
| | 10 | Elect Serge Tchuruk | Mgmt | For | Against | Against |
| | | | | | |
| | 11 | Elect Daniel Boeuf | Mgmt | For | Against | Against |
| | 12 | Elect Philippe Marchandise | Mgmt | For | Against | Against |
| | 13 | Appoint Mr. Mohamed Zaki as a | Mgmt | For | Against | Against |
| Director for a 3-year period | | | | |
| | 14 | Approve to award total annual fees | Mgmt | For | For | For |
| | of for EUR 1,100,000.00 to the | | | | |
| | | Directors | | | | |
| | 15 | Authority to Increase Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 16 | Authority to Increase Shares w/out | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 17 | Authority to Increase Capital | Mgmt | For | For | For |
| | 18 | Authority to Grant Stock Options to | Mgmt | For | For | For |
| | | Purchase Stock | | | | |
| | 19 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | | Reduce Capital | | | | |
| | 20 | Amendments to Articles | Mgmt | For | For | For |
| | 21 | Amend the Article 17-2 of the | Mgmt | For | For | For |
| | | Bylaws as specified | | | | |
| | 22 | Amend the Article 17-2 of the By- | Mgmt | For | For | For |
| | | laws as specified | | | | |
| | 23 | SHP Regarding Election of | ShrHoldr | | For | NA |
| | Employee Shareholder Rep | | | | |
| | 24 | SHP Regarding Authority to Issue | ShrHoldr | | For | NA |
| | | Restricted Stock | | | | |
| | 25 | Approve to repeal the voting | ShrHoldr | | For | NA |
| | | limitation existing in the Bylaws of | | | | |
| | | Total SA | | | | |
|
| |
| |
| |
| TOTAL SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TOT | CUSIP9 89151E109 | 05/11/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | APPROVAL OF PARENT | Mgmt | For | For | For |
| | | COMPANY FINANCIAL | | | | |
| | | STATEMENTS | | | | |
| | 2 | APPROVAL OF CONSOLIDATED | Mgmt | For | For | For |
| | FINANCIAL STATEMENTS | | | | |
| | 3 | ALLOCATION OF EARNINGS, | Mgmt | For | For | For |
| | | DECLARATION OF DIVIDEND | | | | |
| | 4 | AGREEMENTS COVERED BY | Mgmt | For | For | For |
| ARTICLE L. 225-38 OF THE | | | | |
| | | FRENCH COMMERCIAL CODE | | | | |
| | | | | | |
| | 5 | AUTHORIZATION FOR THE | Mgmt | For | For | For |
| | BOARD OF DIRECTORS TO | | | | |
| TRADE SHARES OF THE | | | | |
| | | COMPANY | | | | |
| | 6 | RENEWAL OF THE | Mgmt | For | Against | Against |
| | | APPOINTMENT OF MR. THIERRY | | | | |
| | | DESMAREST AS A DIRECTOR | | | | |
| |
| | 7 | RENEWAL OF THE | Mgmt | For | Against | Against |
| | | APPOINTMENT OF MR. THIERRY | | | | |
| | | DE RUDDER AS A DIRECTOR | | | | |
| |
| | 8 | RENEWAL OF THE | Mgmt | For | Against | Against |
| | | APPOINTMENT OF MR. SERGE | | | | |
| | TCHURUK AS A DIRECTOR | | | | |
| | 9 | Elect Daniel Boeuf | Mgmt | For | Against | Against |
| | 10 | Elect Philippe Marchandise | Mgmt | For | Against | For |
| | 11 | Elect Mohammad Zaki | Mgmt | For | Against | For |
| | 12 | DETERMINATION OF THE TOTAL | Mgmt | For | For | For |
| | AMOUNT OF DIRECTORS | | | | |
| | | COMPENSATION | | | | |
| | 13 | Authority to Increase Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 14 | Authority to Increase Shares w/out | Mgmt | For | Against | Against |
| | | Preemptive Rights | | | | |
| | 15 | Authority to Increase Capital under | Mgmt | For | For | For |
| | Employee Savings Scheme | | | | |
| |
| | 16 | Authority to Grant Stock Options to | Mgmt | For | For | For |
| | | Purchase Stock | | | | |
| | 17 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | | Reduce Capital | | | | |
| | 18 | Amendments to Articles | Mgmt | For | For | For |
| | 19 | Amendments to Articles | Mgmt | For | For | For |
| | 20 | Amendments to Articles | Mgmt | For | For | For |
| | 21 | NEW PROCEDURE TO | Mgmt | | For | NA |
| | | NOMINATE THE EMPLOYEE- | | | | |
| | SHAREHOLDER DIRECTOR | | | | |
| | 22 | AUTHORIZATION TO GRANT | Mgmt | | For | NA |
| | | RESTRICTED SHARES OF THE | | | | |
| | | COMPANY TO GROUP | | | | |
| | | EMPLOYEES | | | | |
| | 23 | SHP Regarding End to Voting | Mgmt | | For | NA |
| | | Rights Limitation | | | | |
|
| |
| |
| |
| Transocean Inc | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RIG | CUSIP9 G90078109 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | ROBERT L. LONG | | | | |
| | 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | MARTIN B. MCNAMARA | | | | |
| | 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | ROBERT M. SPRAGUE | | | | |
| | 4 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For |
| | | MICHAEL TALBERT | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| United States Steel Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | X | CUSIP9 912909108 | 04/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Darnall | Mgmt | For | For | For |
| | 1.2 | Elect John Drosdick | Mgmt | For | For | For |
| | 1.3 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey Lipton | Mgmt | For | For | For |
| | 1.5 | Elect Glenda McNeal | Mgmt | For | For | For |
| | 1.6 | Elect Patricia Tracey | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Valero Energy Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VLO | CUSIP9 91913Y100 | 04/26/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ruben Escobedo | Mgmt | For | For | For |
| | 1.2 | Elect Bob Marbut | Mgmt | For | For | For |
| | 1.3 | Elect Robert Profusek | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Majority Voting | | | | |
| | 4 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| Advisory Vote on Executive |
| | | Compensation | | | | |
| | | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | the Supplemental Executive | | | | |
| | | Retirement Plan | | | | |
|
| |
| |
| |
| Vulcan Materials Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | VMC | CUSIP9 929160109 | 05/11/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Douglas McGregor | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Donald Rice | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Vincent Trosino | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Weatherford International Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WFT | CUSIP9 G95089101 | 05/30/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | NICHOLAS F. BRADY | | | | |
| | 2 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | WILLIAM E. MACAULAY | | | | |
| | 3 | ELECTION AS DIRECTOR: DAVID | Mgmt | For | TNA | NA |
| | | J. BUTTERS | | | | |
| | 4 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | ROBERT B. MILLARD | | | | |
| | 5 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | BERNARD J. DUROC-DANNER | | | | |
| | 6 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | ROBERT K. MOSES, JR. | | | | |
| | 7 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | SHELDON B. LUBAR | | | | |
| | 8 | ELECTION AS DIRECTOR: | Mgmt | For | TNA | NA |
| | | ROBERT A. RAYNE | | | | |
| | 9 | Ratification of Auditor | Mgmt | For | TNA | NA |
|
| |
| |
| |
| Xstrata PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CINS G9826T102 | 05/08/2007 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 4 | Re-elect Mick Davis | Mgmt | For | Against | Against |
| | 5 | Re-elect Trevor Reid | Mgmt | For | Against | Against |
| | 6 | Re-elect Sir Steve Robson | Mgmt | For | Against | Against |
| | 7 | Re-elect David Rough | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 9 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Amendments to Articles Regarding | Mgmt | For | Abstain | Against |
| | | Electronic Communication | | | | |
| |
| | 12 | Reduction in Authorized Capital | Mgmt | For | Abstain | Against |
|
| |
| |
| |
| XSTRATA PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN GB0031411001 | 08/14/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approve Acquisition by Xstrata | Mgmt | For | For | For |
| | | Canada Inc. of Any and All of the | | | | |
| | | Issued, to be Issued and | | | | |
| | | Outstanding Falconbridge Shares | | | | |
| Other Than Any Falconbridge |
| | | Shares Owned Directly or Indirectly | | | | |
| by Xstrata Canada Inc. or Its |
| | | Affiliates | | | | |
|
| |
| |
| |
| XTO Energy Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | XTO | CUSIP9 98385X106 | 05/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: LANE | Mgmt | For | Against | Against |
| | | G. COLLINS | | | | |
| | | | | | |
| | 2 | ELECTION OF DIRECTOR: SCOTT | Mgmt | For | Against | Against |
| | | G. SHERMAN | | | | |
| | 3 | ELECTION OF DIRECTOR: BOB | Mgmt | For | Against | Against |
| | | R. SIMPSON | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| |
| Zinifex Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | ISIN AU000000ZFX1 | 11/27/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 2 | Re-elect Richard Knight | Mgmt | For | For | For |
| | 3 | Re-elect Anthony Larkin | Mgmt | For | For | For |
| | 4 | Adopt the remuneration report for | Mgmt | For | For | For |
| | | the YE 30 JUN 2006 | | | | |
| | 5 | Renewal of Partial Takeover | Mgmt | For | For | For |
| | | Provisions | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against. '
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam Global Natural Resources Fund |
| By: | /s/ Charles E. Porter |
| |
| Name: | Charles E. Porter |
|
|
| Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
| | Compliance Liaison |
|
|
| Date: | August 13, 2007 |
|
|
