| | |
| |
| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-3061 |
| |
| Name of Registrant: | Putnam Global Natural Resources Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | James P. Pappas, Vice President |
| | Putnam Global Natural Resources Fund |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 8/31/09 | |
| Date of reporting period: | |
| | 07/01/2009 - 06/30/2010 |
| |
| | | | | | |
| Item 1: Proxy Voting Record | | | | | |
| |
| |
| Registrant : Putnam Global Natural Resources Fund | | | | | |
| Fund Name : Putnam Global Natural Resources Fund | | | | | |
| |
| Date of fiscal year end : 08/31/2009 | | | | | |
| |
| |
| |
| |
| Agrium Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AGU | CUSIP 008916108 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | Canada | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against |
| 1.2 | Elect Germaine Gibara | Mgmt | For | Withhold | Against |
| 1.3 | Elect Russel Girling | Mgmt | For | For | For |
| 1.4 | Elect Susan Henry | Mgmt | For | For | For |
| 1.5 | Elect Russell Horner | Mgmt | For | For | For |
| 1.6 | Elect A. Anne McLellan | Mgmt | For | For | For |
| 1.7 | Elect David Lesar | Mgmt | For | For | For |
| 1.8 | Elect John Lowe | Mgmt | For | For | For |
| 1.9 | Elect Derek Pannell | Mgmt | For | For | For |
| 1.10 | Elect Frank Proto | Mgmt | For | For | For |
| 1.11 | Elect Michael Wilson | Mgmt | For | For | For |
| 1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For |
| 2 | Appointment of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Rights Plan | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Air Products and Chemicals, Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| APD | CUSIP 009158106 | 01/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Davis, III | Mgmt | For | For | For |
| 1.2 | Elect W. Douglas Ford | Mgmt | For | For | For |
| 1.3 | Elect Evert Henkes | Mgmt | For | For | For |
| 1.4 | Elect Margaret McGlynn | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 3 | Amendment to the Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Akzo Nobel N.V. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AKZA | CINS N01803100 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Netherlands | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | Mgmt | For | For | For |
| | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profit | Mgmt | N/A | For | Against |
| | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 9 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 10 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 11 | Elect Karel Vuursteen | Mgmt | For | For | For |
| | 12 | Elect Antony Burgmans | Mgmt | For | For | For |
| | 13 | Elect Louis Hughes | Mgmt | For | For | For |
| | 14 | Amendment to Compensation | Mgmt | For | Against | Against |
| | | Policy | | | | |
| | 15 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 16 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 17 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 18 | Amendments to Articles | Mgmt | For | For | For |
| | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Anadarko Petroleum Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | APC | CUSIP 032511107 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
| | 2 | Elect Preston Geren III | Mgmt | For | For | For |
| | 3 | Elect James Hackett | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| | 6 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| |
| |
| Apache Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | APA | CUSIP 037411105 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Eugene Fiedorek | Mgmt | For | For | For |
| | 2 | Elect Patricia Graham | Mgmt | For | For | For |
| | 3 | Elect F. H. Merelli | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| ArcelorMittal S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MT | CINS L0302D129 | 05/11/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Luxembourg | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
| |
| | 4 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 5 | Allocation of Results/Dividends | Mgmt | For | TNA | N/A |
| | 6 | Directors' Fees | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
| | 8 | Acknowledgment of Board | Mgmt | For | TNA | N/A |
| | | Resignation and Cooptation | | | | |
| | 9 | Elect Vanisha Mittal Bahtia | Mgmt | For | TNA | N/A |
| | 10 | Elect Jeannot Krecke | Mgmt | For | TNA | N/A |
| | 11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| | 13 | Stock Option Plan | Mgmt | For | TNA | N/A |
| | 14 | Employee Share Purchase Plan | Mgmt | For | TNA | N/A |
| | 15 | Waiver of Public Offer Requirement | Mgmt | For | TNA | N/A |
| | | | | | |
| Avery Dennison Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AVY | CUSIP 053611109 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rolf Borjesson | Mgmt | For | For | For |
| | 2 | Elect Peter Mullin | Mgmt | For | For | For |
| | 3 | Elect Patrick Siewert | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement and the Interested | | | | |
| | | Persons Stock Repurchase | | | | |
| | | Provision | | | | |
| | 6 | Amendment to the Stock Option | Mgmt | For | For | For |
| | | and Incentive Plan | | | | |
| |
| |
| BASF SE | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BAS | CINS D06216101 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 6 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Dematerialization of Bearer Shares | Mgmt | For | For | For |
| |
| | 9 | Amendments to Articles | Mgmt | For | For | For |
| | 10 | Approval of Remuneration Policy | Mgmt | For | For | For |
| | 11 | Amend Article 17(2) | Mgmt | For | For | For |
| | 12 | Amend Article 17(3) | Mgmt | For | For | For |
| | 13 | Amend Article 18(2) | Mgmt | For | For | For |
| | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| BG Group PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BG | CINS G1245Z108 | 05/12/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Mark Seligman | Mgmt | For | Against | Against |
| | 5 | Elect Peter Backhouse | Mgmt | For | Against | Against |
| | 6 | Elect Lord Colin Sharman of | Mgmt | For | Against | Against |
| | | Redlynch | | | | |
| | 7 | Elect Philippe Varin | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 10 | Authorisation of Political Donations | Mgmt | For | For | For |
| |
| | 11 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 12 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 14 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| | 15 | Adoption of New Articles | Mgmt | For | For | For |
| |
| |
| BHP Billiton PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BLT | CINS G10877101 | 10/29/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | | PLC and BHP Billiton Limited) | | | | |
| |
| | 2 | Elect Carlos Cordeiro (BHP Billiton | Mgmt | For | For | For |
| | | PLC and BHP Billiton Limited) | | | | |
| |
| | 3 | Elect David Crawford (BHP Billiton | Mgmt | For | For | For |
| | | PLC and BHP Billiton Limited) | | | | |
| |
| | 4 | Elect Gail de Planque (BHP Billiton | Mgmt | For | For | For |
| | | PLC and BHP Billiton Limited) | | | | |
| |
| | 5 | Elect Marius Kloppers (BHP Billiton | Mgmt | For | For | For |
| | | PLC and BHP Billiton Limited) | | | | |
| | | | | | |
| | 6 | Elect Don Argus (BHP Billiton PLC | Mgmt | For | For | For |
| | | and BHP Billiton Limited) | | | | |
| | 7 | Elect Wayne Murdy (BHP Billiton | Mgmt | For | For | For |
| | | PLC and BHP Billiton Limited) | | | | |
| | 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees (BHP Billiton | | | | |
| | | PLC) | | | | |
| | 9 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights (BHP Billiton | | | | |
| | | PLC) | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights (BHP Billiton | | | | |
| | | PLC) | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | | (BHP Billiton PLC) | | | | |
| | 12 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | | (April 30, 2010) | | | | |
| | 13 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | | (June 17, 2010) | | | | |
| | 14 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | | (September 15, 2010) | | | | |
| | 15 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | | (November 11, 2010) | | | | |
| | 16 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 17 | Equity Grant - Marius Kloppers | Mgmt | For | For | For |
| | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Bluescope Steel Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BSL | CINS Q1415L102 | 11/12/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 3 | Remuneration Report | Mgmt | For | For | For |
| | 4 | Re-elect Kevin McCann | Mgmt | For | For | For |
| | 5 | Re-elect Daniel Grollo | Mgmt | For | For | For |
| | 6 | Elect Kenneth Dean | Mgmt | For | For | For |
| | 7 | Equity Grant (MD/CEO Paul | Mgmt | For | For | For |
| | | O'Malley) | | | | |
| |
| |
| BP PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | BP | CINS G12793108 | 04/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Elect Paul Anderson | Mgmt | For | Against | Against |
| | 4 | Elect Antony Burgmans | Mgmt | For | Against | Against |
| | 5 | Elect Cynthia Carroll | Mgmt | For | Against | Against |
| | 6 | Elect Sir William Castell | Mgmt | For | Against | Against |
| | 7 | Elect Iain Conn | Mgmt | For | Against | Against |
| | 8 | Elect George David | Mgmt | For | Against | Against |
| | 9 | Elect Ian Davis | Mgmt | For | Against | Against |
| | 10 | Elect Robert Dudley | Mgmt | For | Against | Against |
| | 11 | Elect Douglas Flint | Mgmt | For | Against | Against |
| | 12 | Elect Byron Grote | Mgmt | For | Against | Against |
| | 13 | Elect Anthony Hayward | Mgmt | For | Against | Against |
| | 14 | Elect Andrew Inglis | Mgmt | For | Against | Against |
| | 15 | Elect DeAnne Julius | Mgmt | For | Against | Against |
| | 16 | Elect Carl-Henric Svanberg | Mgmt | For | Against | Against |
| | 17 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 18 | Adoption of New Articles | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 21 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 22 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| | 23 | Renewal of Executive Directors' | Mgmt | For | Abstain | Against |
| | | Incentive Plan | | | | |
| | 24 | Scrip Dividend | Mgmt | For | For | For |
| | 25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Sunrise SAGD Project | | | | |
| | 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Cabot Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CBT | CUSIP 127055101 | 03/11/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Clarkeson | Mgmt | For | For | For |
| | 2 | Elect Roderick MacLeod | Mgmt | For | For | For |
| | 3 | Elect Ronaldo Schmitz | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Cairn Energy PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CNE | CINS G17528251 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 4 | Elect Malcolm Thoms | Mgmt | For | Against | Against |
| | 5 | Elect Jann Brown | Mgmt | For | Against | Against |
| | 6 | Elect Simon Thomson | Mgmt | For | Against | Against |
| | 7 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 8 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 9 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 10 | Adoption of New Articles | Mgmt | For | Against | Against |
| | 11 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| |
| Cairn Energy PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CNE | CINS G17528236 | 12/21/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Share Subdivision | Mgmt | For | For | For |
| | 2 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 3 | Conversion of Awards Under Long | Mgmt | For | For | For |
| | | Term Incentive Plan | | | | |
| | 4 | Conversion of Awards Under Share | Mgmt | For | For | For |
| | | Option Plan | | | | |
| | | | | | |
| Celanese Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CE | CUSIP 150870103 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Weidman | Mgmt | For | For | For |
| | 2 | Elect Mark Rohr | Mgmt | For | For | For |
| | 3 | Elect Farah Walters | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Chevron Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CVX | CUSIP 166764100 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Samuel Armacost | Mgmt | For | For | For |
| | 2 | Elect Linnet Deily | Mgmt | For | For | For |
| | 3 | Elect Robert Denham | Mgmt | For | For | For |
| | 4 | Elect Robert Eaton | Mgmt | For | For | For |
| | 5 | Elect Chuck Hagel | Mgmt | For | For | For |
| | 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| | 7 | Elect Franklyn Jenifer | Mgmt | For | For | For |
| | 8 | Elect George Kirkland | Mgmt | For | For | For |
| | 9 | Elect Sam Nunn | Mgmt | For | For | For |
| | 10 | Elect Donald Rice | Mgmt | For | For | For |
| | 11 | Elect Kevin Sharer | Mgmt | For | For | For |
| | 12 | Elect Charles Shoemate | Mgmt | For | For | For |
| | 13 | Elect John Stumpf | Mgmt | For | For | For |
| | 14 | Elect Ronald Sugar | Mgmt | For | For | For |
| | 15 | Elect Carl Ware | Mgmt | For | For | For |
| | 16 | Elect John Watson | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | Mgmt | For | For | For |
| | 18 | Amendment to the By-Laws | Mgmt | For | For | For |
| | | Regarding the Right to Call Special | | | | |
| | | Meetings | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Expertise on Board | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Payments to | | | | |
| | | Governments | | | | |
| | | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Country Selection Guidelines | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Financial Risks of | | | | |
| | | Climate Change | | | | |
| | 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Establishment of Human Rights | | | | |
| | | Committee | | | | |
| |
| |
| China National Materials Company | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 1893 | CINS Y15048104 | 08/25/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | China | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Authority to Issue Interim Notes | Mgmt | For | For | For |
| | 3 | Ratification of Board Acts | Mgmt | For | For | For |
| |
| |
| China National Materials Company | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 1893 | CINS Y15048104 | 11/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | China | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Private Placement | Mgmt | For | For | For |
| | 3 | Private Placement | Mgmt | For | For | For |
| | 4 | Private Placement | Mgmt | For | For | For |
| | 5 | Private Placement | Mgmt | For | For | For |
| | 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| China National Materials Company | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 1893 | CINS Y15048104 | 12/24/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | China | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Amendments to Articles | Mgmt | For | For | For |
| | | | | | |
| | 3 | Amendments to Article 1-2 | Mgmt | For | For | For |
| | 4 | Amendments to Article 3 | Mgmt | For | For | For |
| | 5 | Amendments to Article 10 | Mgmt | For | For | For |
| | 6 | Amendments to Article 69 | Mgmt | For | For | For |
| | 7 | Amendments to Article 97 | Mgmt | For | For | For |
| | 8 | Amendments to Article 101-1(6) and | Mgmt | For | For | For |
| | | 101-2 | | | | |
| | 9 | Amendments to Article 103-2 | Mgmt | For | For | For |
| | 10 | Amendments to Article 157 | Mgmt | For | For | For |
| | 11 | Elect LI Xinhua | Mgmt | For | Against | Against |
| | 12 | Elect TONG Anyan | Mgmt | For | Against | Against |
| | 13 | Elect SHI Chungui | Mgmt | For | Against | Against |
| | 14 | Elect LU Zhengfei | Mgmt | For | Against | Against |
| | 15 | Elect WANG Shimin | Mgmt | For | Against | Against |
| |
| |
| Dana Petroleum PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DNX | CINS G26503113 | 06/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Elect Colin Goodall | Mgmt | For | Against | Against |
| | 3 | Elect D. Ian Rawlinson | Mgmt | For | Against | Against |
| | 4 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| | 6�� | Authority to Set Auditor's Fee | Mgmt | For | For | For |
| | 7 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 10 | Adoption of New Articles | Mgmt | For | Abstain | Against |
| | 11 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| | 12 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 15 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| |
| |
| DOMTAR CORPORATION | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UFS | CUSIP 257559203 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jack Bingleman | Mgmt | For | Against | Against |
| | 2 | Elect Louis Gignac | Mgmt | For | Against | Against |
| | 3 | Elect Brian Levitt | Mgmt | For | Against | Against |
| | 4 | Elect Harold MacKay | Mgmt | For | Against | Against |
| | 5 | Elect W. Henson Moore | Mgmt | For | Against | Against |
| | 6 | Elect Michael Onustock | Mgmt | For | Against | Against |
| | 7 | Elect Robert Steacy | Mgmt | For | Against | Against |
| | 8 | Elect William Stivers | Mgmt | For | Against | Against |
| | 9 | Elect Pamela Strobel | Mgmt | For | Against | Against |
| | 10 | Elect Richard Tan | Mgmt | For | Against | Against |
| | 11 | Elect Denis Turcotte | Mgmt | For | Against | Against |
| | 12 | Elect John Williams | Mgmt | For | Against | Against |
| | 13 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| El Paso Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EP | CUSIP 28336L109 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Juan Braniff | Mgmt | For | For | For |
| | 2 | Elect David Crane | Mgmt | For | For | For |
| | 3 | Elect Douglas Foshee | Mgmt | For | For | For |
| | 4 | Elect Robert Goldman | Mgmt | For | For | For |
| | 5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For |
| | 6 | Elect Thomas Hix | Mgmt | For | For | For |
| | 7 | Elect Ferrell McClean | Mgmt | For | For | For |
| | 8 | Elect Timothy Probert | Mgmt | For | For | For |
| | 9 | Elect Steven Shapiro | Mgmt | For | For | For |
| | 10 | Elect J. Michael Talbert | Mgmt | For | For | For |
| | 11 | Elect Robert Vagt | Mgmt | For | For | For |
| | 12 | Elect John Whitmire | Mgmt | For | For | For |
| | 13 | Amendment to the 2005 Omnibus | Mgmt | For | For | For |
| | | Incentive Compensation Plan | | | | |
| |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| EOG Resources, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EOG | CUSIP 26875P101 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect George Alcorn | Mgmt | For | For | For |
| | 2 | Elect Charles Crisp | Mgmt | For | For | For |
| | 3 | Elect James Day | Mgmt | For | For | For |
| | 4 | Elect Mark Papa | Mgmt | For | For | For |
| | 5 | Elect H. Leighton Steward | Mgmt | For | For | For |
| | 6 | Elect Donald Textor | Mgmt | For | For | For |
| | 7 | Elect Frank Wisner | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| | 9 | Amendment to the 2008 Omnibus | Mgmt | For | For | For |
| | | Equity Compensation Plan | | | | |
| |
| | 10 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 11 | Amendment to the Executive Officer | Mgmt | For | For | For |
| | | Annual Bonus Plan | | | | |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Hydraulic Fracturing | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Compensation in the Event of a | | | | |
| | | Triggering Event | | | | |
| |
| |
| Eurasian Natural Resources | | | | | | |
| Corporation PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ENRC | CINS G3215M109 | 06/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 4 | Elect Felix Vulis | Mgmt | For | For | For |
| | 5 | Elect Zaure Zaurbekova | Mgmt | For | For | For |
| | 6 | Elect Dieter Ameling | Mgmt | For | For | For |
| | 7 | Elect Johannes Sittard | Mgmt | For | For | For |
| | 8 | Elect Roderick Thomson | Mgmt | For | For | For |
| | 9 | Elect Abdraman Yedilbayev | Mgmt | For | For | For |
| | 10 | Appointment of Auditor | Mgmt | For | For | For |
| | 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 15 | Adoption of New Articles | Mgmt | For | For | For |
| | 16 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| |
| EXCO RESOURCES, INC. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XCO | CUSIP 269279402 | 06/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Douglas Miller | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Smith | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Benjamin | Mgmt | For | For | For |
| | 1.4 | Elect Vincent Cebula | Mgmt | For | For | For |
| | 1.5 | Elect Earl Ellis | Mgmt | For | For | For |
| | 1.6 | Elect B. James Ford | Mgmt | For | For | For |
| | 1.7 | Elect Mark Mulhern | Mgmt | For | For | For |
| | 1.8 | Elect Boone Pickens | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Serota | Mgmt | For | For | For |
| | 1.10 | Elect Robert Stillwell | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Board Diversity | | | | |
| |
| |
| Exxon Mobil Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XOM | CUSIP 30231G102 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Boskin | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
| | 1.3 | Elect Larry Faulkner | Mgmt | For | For | For |
| | 1.4 | Elect Jay Fishman | Mgmt | For | For | For |
| | 1.5 | Elect Kenneth Frazier | Mgmt | For | For | For |
| | 1.6 | Elect William George | Mgmt | For | For | For |
| | 1.7 | Elect Marilyn Nelson | Mgmt | For | For | For |
| | 1.8 | Elect Samuel Palmisano | Mgmt | For | For | For |
| | 1.9 | Elect Steven Reinemund | Mgmt | For | For | For |
| | 1.10 | Elect Rex Tillerson | Mgmt | For | For | For |
| | 1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reincorporation | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Right to Water | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Louisiana Wetlands | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Oil Sands Operations | | | | |
| | 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Hydraulic Fracturing | | | | |
| | 11 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | | Energy Technology Report | | | | |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Greenhouse Gas Emissions Goals | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Future Energy Trends | | | | |
| |
| |
| Freeport-McMoRan Copper & Gold | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FCX | CUSIP 35671D857 | 06/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| | 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Robert Day | Mgmt | For | For | For |
| | 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| | 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Charles Krulak | Mgmt | For | For | For |
| | 1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
| | 1.8 | Elect Jon Madonna | Mgmt | For | For | For |
| | 1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
| | 1.10 | Elect James Moffett | Mgmt | For | For | For |
| | 1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| | 1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Expertise on Board | | | | |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Halliburton Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HAL | CUSIP 406216101 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan Bennett | Mgmt | For | For | For |
| | 2 | Elect James Boyd | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | Mgmt | For | For | For |
| | 5 | Elect S. Malcolm Gillis | Mgmt | For | For | For |
| | 6 | Elect James Hackett | Mgmt | For | For | For |
| | 7 | Elect David Lesar | Mgmt | For | For | For |
| | 8 | Elect Robert Malone | Mgmt | For | For | For |
| | 9 | Elect J. Landis Martin | Mgmt | For | For | For |
| | 10 | Elect Debra Reed | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Review of Human Rights Policies | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| Heidelbergcement AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HEI | CINS D31709104 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | | | | | |
| | 5 | Ratify Bernd Scheifele | Mgmt | For | For | For |
| | 6 | Ratify Dominik von Achten | Mgmt | For | For | For |
| | 7 | Ratify Daniel Gauthier | Mgmt | For | For | For |
| | 8 | Ratify Andreas Kern | Mgmt | For | For | For |
| | 9 | Ratify Lorenz Nager | Mgmt | For | For | For |
| | 10 | Ratify Albert Scheuer | Mgmt | For | For | For |
| | 11 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | For | For |
| | 12 | Ratify Heinz Schirmer | Mgmt | For | For | For |
| | 13 | Ratify Heinz Schmitt | Mgmt | For | For | For |
| | 14 | Ratify Theo Beermann | Mgmt | For | For | For |
| | 15 | Ratify Robert Feiger | Mgmt | For | For | For |
| | 16 | Ratify Veronika Fuss | Mgmt | For | For | For |
| | 17 | Ratify Josef Heumann | Mgmt | For | For | For |
| | 18 | Ratify Gerhard Hirth | Mgmt | For | For | For |
| | 19 | Ratify Max Dietrich Kley | Mgmt | For | For | For |
| | 20 | Ratify Hans Georg Kraut | Mgmt | For | For | For |
| | 21 | Ratify Adolf Merckle | Mgmt | For | For | For |
| | 22 | Ratify Ludwig Merckle | Mgmt | For | For | For |
| | 23 | Ratify Tobias Merckle | Mgmt | For | For | For |
| | 24 | Ratify Eduard Schleicher | Mgmt | For | For | For |
| | 25 | Ratify Werner Schraeder | Mgmt | For | For | For |
| | 26 | Ratify Frank-Dirk Steiniger | Mgmt | For | For | For |
| | 27 | Appointment of Auditor | Mgmt | For | For | For |
| | 28 | Increase in Authorized Capital I | Mgmt | For | For | For |
| | 29 | Increase in Authorized Capital II | Mgmt | For | For | For |
| | 30 | Authority to Issue Convertible Debt | Mgmt | For | Against | Against |
| | | Instruments | | | | |
| | 31 | Authority to Increase Conditional | Mgmt | For | Against | Against |
| | | Capital | | | | |
| | 32 | Compensation Policy | Mgmt | For | Against | Against |
| | 33 | Elect Alan Murray | Mgmt | For | For | For |
| | 34 | Elect Herbert Lutkestratkotter | Mgmt | For | For | For |
| | 35 | Amendment Regarding Nominating | Mgmt | For | For | For |
| | | Committee | | | | |
| | 36 | Supervisory Board Members' Fees | Mgmt | For | For | For |
| | 37 | Amend Article 16(1) | Mgmt | For | For | For |
| | 38 | Amend Article 16(3); 16(4) | Mgmt | For | For | For |
| | 39 | Amend Article 18(3) | Mgmt | For | For | For |
| | 40 | Amend Article 11(2) | Mgmt | For | For | For |
| |
| |
| JFE Holdings | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 5411 | CINS J2817M100 | 06/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Elect Hajime Bada | Mgmt | For | For | For |
| | 4 | Elect Eiji Hayashida | Mgmt | For | For | For |
| | 5 | Elect Yoshio Ishikawa | Mgmt | For | For | For |
| | 6 | Elect Kouhei Wakabayashi | Mgmt | For | For | For |
| | 7 | Elect Sumiyuki Kishimoto | Mgmt | For | For | For |
| | 8 | Elect Shigeo Asai | Mgmt | For | For | For |
| | 9 | Elect Akimitsu Ashida | Mgmt | For | For | For |
| | 10 | Election of Hiroyuki Itami | Mgmt | For | For | For |
| | 11 | Election of Alternate Statutory | Mgmt | For | For | For |
| | | Auditors | | | | |
| |
| |
| JSR Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 4185 | CINS J2856K106 | 06/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Amendments to Articles | Mgmt | For | For | For |
| | 4 | Elect Yoshinori Yoshida | Mgmt | For | For | For |
| | 5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For |
| | 6 | Elect Tsugio Haruki | Mgmt | For | For | For |
| | 7 | Elect Seiichi Hasegawa | Mgmt | For | For | For |
| | 8 | Elect Masaki Hirose | Mgmt | For | For | For |
| | 9 | Elect Hozumi Satoh | Mgmt | For | For | For |
| | 10 | Elect Yasuki Sajima | Mgmt | For | For | For |
| | 11 | Elect Kohichi Kawasaki | Mgmt | For | For | For |
| | 12 | Elect Hisao Hasegawa | Mgmt | For | For | For |
| | 13 | Elect Kenji Itoh | Mgmt | For | For | For |
| | 14 | Bonus | Mgmt | For | For | For |
| |
| |
| Kazakhmys PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KAZ | CINS G5221U108 | 01/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Proposed Sale of Equity Interest | Mgmt | For | For | For |
| |
| |
| Lafarge SA | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LG | CINS F54432111 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 7 | Related Party Transactions | Mgmt | For | For | For |
| | 8 | Elect Colette Lewiner | Mgmt | For | Against | Against |
| | 9 | Elect Veronique Weill | Mgmt | For | Against | Against |
| | 10 | Directors' Fees | Mgmt | For | For | For |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 12 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Lanxess AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LXSG | CINS D5032B102 | 05/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 6 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 7 | Compensation Policy | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Elect Friedrich Janssen | Mgmt | For | For | For |
| | 10 | Elect Robert Koehler | Mgmt | For | Against | Against |
| | 11 | Elect Rainer Laufs | Mgmt | For | For | For |
| | 12 | Elect Ulrich Middelmann | Mgmt | For | For | For |
| | 13 | Elect Rolf Stomberg | Mgmt | For | For | For |
| | 14 | Elect Theo Walthie | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 16 | Increase in Authorized Capital | Mgmt | For | Against | Against |
| | 17 | Amendments to Articles | Mgmt | For | For | For |
| | | | | | |
| Louisiana-Pacific Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LPX | CUSIP 546347105 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Lizanne Gottung | Mgmt | For | For | For |
| | 1.2 | Elect Dustan McCoy | Mgmt | For | For | For |
| | 1.3 | Elect Colin Watson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Marathon Oil Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MRO | CUSIP 565849106 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory Boyce | Mgmt | For | For | For |
| | 2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For |
| | 3 | Elect David Daberko | Mgmt | For | For | For |
| | 4 | Elect William Davis, III | Mgmt | For | For | For |
| | 5 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| | 6 | Elect Philip Lader | Mgmt | For | For | For |
| | 7 | Elect Charles Lee | Mgmt | For | For | For |
| | 8 | Elect Michael Phelps | Mgmt | For | For | For |
| | 9 | Elect Dennis Reilley | Mgmt | For | For | For |
| | 10 | Elect Seth Schofield | Mgmt | For | For | For |
| | 11 | Elect John Snow | Mgmt | For | For | For |
| | 12 | Elect Thomas Usher | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| |
| Monsanto Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MON | CUSIP 61166W101 | 01/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Frank AtLee, III | Mgmt | For | For | For |
| | | | | | |
| | 2 | Elect David Chicoine | Mgmt | For | For | For |
| | 3 | Elect Arthur Harper | Mgmt | For | For | For |
| | 4 | Elect Gwendolyn King | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Amendment to the 2005 Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Newfield Exploration Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NFX | CUSIP 651290108 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lee Boothby | Mgmt | For | For | For |
| | 2 | Elect Philip Burguieres | Mgmt | For | For | For |
| | 3 | Elect Pamela Gardner | Mgmt | For | For | For |
| | 4 | Elect John Kemp III | Mgmt | For | For | For |
| | 5 | Elect J. Michael Lacey | Mgmt | For | For | For |
| | 6 | Elect Joseph Netherland | Mgmt | For | For | For |
| | 7 | Elect Howard Newman | Mgmt | For | For | For |
| | 8 | Elect Thomas Ricks | Mgmt | For | For | For |
| | 9 | Elect Juanita Romans | Mgmt | For | For | For |
| | 10 | Elect Charles Shultz | Mgmt | For | For | For |
| | 11 | Elect J. Terry Strange | Mgmt | For | For | For |
| | 12 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Nexen Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NXY | CUSIP 65334H102 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Canada | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Berry | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against |
| | 1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against |
| | 1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against |
| | 1.11 | Elect John Willson | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Nitto Denko Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 6988 | CINS J58472119 | 06/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Bonus | Mgmt | For | For | For |
| | 4 | Elect Yukio Nagira | Mgmt | For | For | For |
| | 5 | Elect Tatsunosuke Fujiwara | Mgmt | For | For | For |
| | 6 | Elect Kaoru Aizawa | Mgmt | For | For | For |
| | 7 | Elect Yasuo Ninomiya | Mgmt | For | For | For |
| | 8 | Elect Kenji Matsumoto | Mgmt | For | For | For |
| | 9 | Elect Hideo Takasaki | Mgmt | For | For | For |
| | 10 | Elect Yohichiroh Sakuma | Mgmt | For | For | For |
| | 11 | Elect Yohichiroh Furuse | Mgmt | For | For | For |
| | 12 | Elect Kunio Itoh | Mgmt | For | For | For |
| | 13 | Stock Option Plan | Mgmt | For | For | For |
| |
| |
| Noble Group Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | N21 | CINS G6542T119 | 10/12/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Bermuda | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allotment of Shares to Ricardo | Mgmt | For | Against | Against |
| | | Leiman | | | | |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Occidental Petroleum Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OXY | CUSIP 674599105 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Spencer Abraham | Mgmt | For | Against | Against |
| | 2 | Elect John Chalsty | Mgmt | For | Against | Against |
| | | | | | |
| | 3 | Elect Stephen Chazen | Mgmt | For | Against | Against |
| | 4 | Elect Edward Djerejian | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | Mgmt | For | Against | Against |
| | 6 | Elect Carlos Gutierrez | Mgmt | For | Against | Against |
| | 7 | Elect Ray Irani | Mgmt | For | Against | Against |
| | 8 | Elect Irvin Maloney | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | Mgmt | For | Against | Against |
| | 10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against |
| | 11 | Elect Aziz Syriani | Mgmt | For | Against | Against |
| | 12 | Elect Rosemary Tomich | Mgmt | For | Against | Against |
| | 13 | Elect Walter Weisman | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Re-approval of Performance Goals | Mgmt | For | For | For |
| | | under the 2005 Long-Term Incentive | | | | |
| | | Plan | | | | |
| | 16 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | | Compensation | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Host Country Regulations | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Security of Chemical Facilities | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Compensation in the Event of a | | | | |
| | | Change of Control | | | | |
| |
| |
| Owens-Illinois, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OI | CUSIP 690768403 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jay Geldmacher | Mgmt | For | For | For |
| | 1.2 | Elect Albert Stroucken | Mgmt | For | For | For |
| | 1.3 | Elect Dennis Williams | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Young | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Petrohawk Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HK | CUSIP 716495106 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Fuller | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Raynolds | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Stephen Smiley | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Christopher Viggiano | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Petroleo Brasileiro S.A. - Petrobras | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PETR3 | CUSIP 71654V408 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Capital Expenditure Budget | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Election of Directors | Mgmt | For | Against | Against |
| | 5 | Election of Chairperson of the | Mgmt | For | For | For |
| | | Board of Directors | | | | |
| | 6 | Election of Supervisory Council | Mgmt | For | For | For |
| | 7 | Remuneration Policy | Mgmt | For | For | For |
| | 8 | Capitalization of Reserves | Mgmt | For | For | For |
| | 9 | Waiver of Preemptive Rights to | Mgmt | For | For | For |
| | | Effect Merger between Braskem | | | | |
| | | and Quattor | | | | |
| |
| |
| Petroleo Brasileiro S.A. - Petrobras | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PETR3 | CUSIP 71654V408 | 06/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Increase in Authorized Preferred | Mgmt | For | For | For |
| | | Shares | | | | |
| | | | | | |
| Putnam Money Market Liquidity | | | | | | |
| Fund | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CUSIP 746763168 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| | 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| | 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| | 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| | 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| | 1.06 | Elect John Hill | Mgmt | For | For | For |
| | 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| | 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| | 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| | 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| | 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| | 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| | 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| | 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| | 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund | | | | |
| | 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Both Fund Family | | | | |
| | | Breakpoints And Performance Fees | | | | |
| |
| | 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Fund Family | | | | |
| | | Breakpoints Only | | | | |
| | 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Performance Fees Only | | | | |
| |
| | 3 | Approving An Amendment To Your | | | | |
| | | Fund's Fundamental Investment | | | | |
| | | Restriction With Respect To: | | | | |
| |
| | 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| | 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| | | | | | |
| | 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
| |
| | 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| | 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| | 4 | Approving An Amendment To Your | | | | |
| | | Fund's Agreement And Declaration | | | | |
| | | of Trust With Respect To: | | | | |
| |
| | 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| | 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | | Trust | | | | |
| | 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | | Board Institute Procedues To | | | | |
| | | Prevent Holding Investments In | | | | |
| | | Companies That, In The Judgment | | | | |
| | | Of The Board, Substantially | | | | |
| | | Contribute To Genocide Or Crimes | | | | |
| | | Against Humanity, The Most | | | | |
| | | Egregious Violations Of Human | | | | |
| | | Rights. | | | | |
| |
| |
| Rio Tinto PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RIO | CINS G75754104 | 04/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Elect Robert Brown | Mgmt | For | For | For |
| | 4 | Elect Ann Godbehere | Mgmt | For | For | For |
| | 5 | Elect Samuel Walsh | Mgmt | For | For | For |
| | 6 | Re-elect Guy Elliott | Mgmt | For | For | For |
| | 7 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For |
| | 8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 10 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 12 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 15 | Authority to Repurchase Rio Tinto | Mgmt | For | For | For |
| | | PLC Shares | | | | |
| | | | | | |
| | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 18 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| |
| Rosneft Oil Co OAO | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ROSN | CINS 67812M207 | 06/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Russian Federation | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Annual Report | Mgmt | For | For | For |
| | 2 | Financial Statements | Mgmt | For | For | For |
| | 3 | Allocation of Profits | Mgmt | For | For | For |
| | 4 | Payment of Dividends | Mgmt | For | For | For |
| | 5 | Directors' Fees | Mgmt | For | For | For |
| | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 7 | Elect Vladimir Bogdanov | Mgmt | For | Abstain | Against |
| | 8 | Elect Sergey Bogdanchikov | Mgmt | For | Abstain | Against |
| | 9 | Elect Andrey Kostin | Mgmt | For | Abstain | Against |
| | 10 | Elect Sergey Kudriashov | Mgmt | For | Abstain | Against |
| | 11 | Elect Alexander Nekipelov | Mgmt | For | Abstain | Against |
| | 12 | Elect Yury Petrov | Mgmt | For | Abstain | Against |
| | 13 | Elect Andrey Reus | Mgmt | For | Abstain | Against |
| | 14 | Elect Hans-Joerg Rudloff | Mgmt | For | For | For |
| | 15 | Elect Igor Sechin | Mgmt | For | Abstain | Against |
| | 16 | Elect Nikolai Tokarev | Mgmt | For | Abstain | Against |
| | 17 | Elect Andrey Kobzev | Mgmt | For | For | For |
| | 18 | Elect Sergey Pakhomov | Mgmt | For | For | For |
| | 19 | Elect Konstantin Pesotskiy | Mgmt | For | For | For |
| | 20 | Elect Tatiana Fisenko | Mgmt | For | For | For |
| | 21 | Elect Alexander Yugov | Mgmt | For | For | For |
| | 22 | Appointment of Auditor | Mgmt | For | For | For |
| | 23 | Related Party Transactions | Mgmt | For | For | For |
| |
| |
| Royal Dutch Shell PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RDSB | CINS G7690A118 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Elect Charles Holliday, Jr. | Mgmt | For | Against | Against |
| | 4 | Elect Josef Ackermann | Mgmt | For | Against | Against |
| | | | | | |
| | 5 | Elect Malcolm Brinded | Mgmt | For | Against | Against |
| | 6 | Elect Simon Henry | Mgmt | For | Against | Against |
| | 7 | Elect Lord Kerr of Kinlochard | Mgmt | For | Against | Against |
| | 8 | Elect Wim Kok | Mgmt | For | Against | Against |
| | 9 | Elect Nick Land | Mgmt | For | Against | Against |
| | 10 | Elect Christine Morin-Postel | Mgmt | For | Against | Against |
| | 11 | Elect Jorma Ollila | Mgmt | For | Against | Against |
| | 12 | Elect Jeroen van der Veer | Mgmt | For | Against | Against |
| | 13 | Elect Peter Voser | Mgmt | For | Against | Against |
| | 14 | Elect Hans Wijers | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | Mgmt | For | Against | Against |
| | 16 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against |
| | 17 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 18 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 19 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 20 | Scrip Dividend | Mgmt | For | For | For |
| | 21 | Authorisation of Political Donations | Mgmt | For | For | For |
| |
| | 22 | Adoption of New Articles | Mgmt | For | For | For |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Oil Sands Projects | | | | |
| |
| |
| Santos Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STO | CINS Q82869118 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 3 | Re-elect Kenneth Dean | Mgmt | For | For | For |
| | 4 | Elect Gregory Martin | Mgmt | For | For | For |
| | 5 | Elect Jane Hemstritch | Mgmt | For | For | For |
| | 6 | Remuneration Report | Mgmt | For | For | For |
| | 7 | Equity Grant (MD/CEO David Knox) | Mgmt | For | For | For |
| |
| |
| |
| Schlumberger N.V. (Schlumberger | | | | | | |
| Limited) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SLB | CUSIP 806857108 | 04/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philippe Camus | Mgmt | For | For | For |
| | 1.2 | Elect Jamie Gorelick | Mgmt | For | For | For |
| | 1.3 | Elect Andrew Gould | Mgmt | For | For | For |
| | 1.4 | Elect Tony Isaac | Mgmt | For | For | For |
| | 1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| | 1.6 | Elect Adrian Lajous | Mgmt | For | For | For |
| | 1.7 | Elect Michael Marks | Mgmt | For | For | For |
| | 1.8 | Elect Leo Reif | Mgmt | For | For | For |
| | 1.9 | Elect Tore Sandvold | Mgmt | For | For | For |
| | 1.10 | Elect Henri Seydoux | Mgmt | For | For | For |
| | 1.11 | Elect Peter Currie | Mgmt | For | For | For |
| | 1.12 | Elect K.V. Kamath | Mgmt | For | For | For |
| | 2 | Approval of Financial Statements | Mgmt | For | For | For |
| | | and Dividends | | | | |
| | 3 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 4 | Amendment to the Discounted | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Sherritt International Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | S | CUSIP 823901103 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Canada | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ian Delaney | Mgmt | For | For | For |
| | 1.2 | Elect Michael Garvey | Mgmt | For | For | For |
| | 1.3 | Elect R. Peter Gillin | Mgmt | For | For | For |
| | 1.4 | Elect Marc Lalonde | Mgmt | For | For | For |
| | 1.5 | Elect Edythe Marcoux | Mgmt | For | For | For |
| | 1.6 | Elect Bernard Michel | Mgmt | For | For | For |
| | 1.7 | Elect John Moses | Mgmt | For | For | For |
| | 1.8 | Elect Daniel Owen | Mgmt | For | For | For |
| | 1.9 | Elect Sir Patrick Sheehy | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 3 | Amendment to the Stock Option | Mgmt | For | For | For |
| | | Plan | | | | |
| |
| |
| Shin-Etsu Chemical Company | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 4063 | CINS J72810120 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 2 | Elect Chihiro Kanagawa | Mgmt | For | For | For |
| | 3 | Elect Shunzoh Mori | Mgmt | For | For | For |
| | 4 | Elect Fumio Akiya | Mgmt | For | For | For |
| | 5 | Elect Kiichi Habata | Mgmt | For | For | For |
| | 6 | Elect Masashi Kaneko | Mgmt | For | For | For |
| | 7 | Elect Fumio Arai | Mgmt | For | For | For |
| | 8 | Elect Masahiko Todoroki | Mgmt | For | For | For |
| | 9 | Elect Toshiya Akimoto | Mgmt | For | For | For |
| | 10 | Elect Hiroshi Komiyama | Mgmt | For | For | For |
| | 11 | Elect Yoshihito Kosaka | Mgmt | For | For | For |
| | 12 | Stock Option Plan | Mgmt | For | For | For |
| | 13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against |
| |
| |
| |
| Sinopec Corporation (China | | | | | | |
| Petroleum & Chemical) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 0386 | CUSIP 16941R108 | 10/15/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Continuing Connected Transactions | Mgmt | For | For | For |
| |
| |
| |
| St. Mary Land & Exploration | | | | | | |
| Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SM | CUSIP 792228108 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara Baumann | Mgmt | For | For | For |
| | 2 | Elect Anthony Best | Mgmt | For | For | For |
| | 3 | Elect Larry Bickle | Mgmt | For | For | For |
| | 4 | Elect William Gardiner | Mgmt | For | For | For |
| | 5 | Elect Julio Quintana | Mgmt | For | For | For |
| | 6 | Elect John Seidl | Mgmt | For | For | For |
| | 7 | Elect William Sullivan | Mgmt | For | For | For |
| | 8 | Amendment to the Equity Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 9 | Company Name Change | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Statoil ASA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STL | CINS R4446E112 | 05/19/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Norway | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A |
| | 5 | Agenda | Mgmt | For | TNA | N/A |
| | 6 | Voting List | Mgmt | For | TNA | N/A |
| | 7 | Election of Individuals to Check | Mgmt | For | TNA | N/A |
| | | Minutes | | | | |
| | 8 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A |
| | | Profits/Dividends | | | | |
| | 9 | Compensation Guidelines | Mgmt | For | TNA | N/A |
| | 10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A |
| | 11 | Elect Olaug Svarva | Mgmt | For | TNA | N/A |
| | 12 | Elect Idar Kreutzer | Mgmt | For | TNA | N/A |
| | 13 | Elect Karin Aslaksen | Mgmt | For | TNA | N/A |
| | 14 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A |
| | 15 | Elect Steinar Olsen | Mgmt | For | TNA | N/A |
| | 16 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A |
| | 17 | Elect Rune Bjerke | Mgmt | For | TNA | N/A |
| | 18 | Elect Tore Ulstein | Mgmt | For | TNA | N/A |
| | 19 | Elect Live Haukvik | Mgmt | For | TNA | N/A |
| | 20 | Elect Siri Kalvig | Mgmt | For | TNA | N/A |
| | 21 | Elect Thor Oscar Bolstad | Mgmt | For | TNA | N/A |
| | 22 | Elect Barbro Hetta-Jacobsen | Mgmt | For | TNA | N/A |
| | 23 | Directors' Fees | Mgmt | For | TNA | N/A |
| | 24 | Elect Olaug Svarva | Mgmt | For | TNA | N/A |
| | 25 | Elect Bjorn Stale Haavik | Mgmt | For | TNA | N/A |
| | 26 | Elect Tom Rathke | Mgmt | For | TNA | N/A |
| | 27 | Elect Live Haukvik Aker | Mgmt | For | TNA | N/A |
| | 28 | Nomination Committee's Fees | Mgmt | For | TNA | N/A |
| | 29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| | | Pursuant to Share Savings Plan | | | | |
| | 30 | Authority to Repurchase Shares for | Mgmt | For | TNA | N/A |
| | | Cancellation | | | | |
| | 31 | Amendments to Articles | Mgmt | For | TNA | N/A |
| | 32 | Shareholder Proposal Regarding | ShrHldr | Against | TNA | N/A |
| | | Withdrawal from Canadian Oil | | | | |
| | | Sands | | | | |
| | | | | | |
| Steel Dynamics, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STLD | CUSIP 858119100 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Keith Busse | Mgmt | For | For | For |
| | 1.2 | Elect Mark Millett | Mgmt | For | For | For |
| | 1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect John Bates | Mgmt | For | For | For |
| | 1.5 | Elect Frank Byrne | Mgmt | For | For | For |
| | 1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
| | 1.7 | Elect Richard Freeland | Mgmt | For | For | For |
| | 1.8 | Elect Jurgen Kolb | Mgmt | For | For | For |
| | 1.9 | Elect James Marcuccilli | Mgmt | For | For | For |
| | 1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For |
| | 1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Technip | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TEC | CINS F90676101 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 7 | Related Party Transactions | Mgmt | For | For | For |
| | 8 | Directors' Fees | Mgmt | For | For | For |
| | 9 | Appointment of Auditor (Ernst & | Mgmt | For | For | For |
| | | Young et Autres) | | | | |
| | 10 | Appointment of Auditor | Mgmt | For | For | For |
| | | (PricewaterhouseCoopers Audit) | | | | |
| | 11 | Appointment of Alternate Auditor | Mgmt | For | For | For |
| | | (Auditex) | | | | |
| | 12 | Appointment of Alternate Auditor | Mgmt | For | For | For |
| | | (Yves Nicolas) | | | | |
| | 13 | Amendment Regarding Company's | Mgmt | For | For | For |
| | | Registered Office | | | | |
| | | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 15 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | | Reduce Capital | | | | |
| | 16 | Authority to Issue Restricted Shares | Mgmt | For | For | For |
| | | (Employees/Executives) | | | | |
| | 17 | Authority to Issue Restricted Shares | Mgmt | For | For | For |
| | | (Chairman/CEO) | | | | |
| | 18 | Authority to Grant Stock Options | Mgmt | For | For | For |
| | | (Employees/Executives) | | | | |
| | 19 | Authority to Grant Stock Options | Mgmt | For | For | For |
| | | (Chairman/CEO) | | | | |
| | 20 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities Under | | | | |
| | | Employee Savings Plan | | | | |
| | 21 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| |
| Tesoro Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TSO | CUSIP 881609101 | 06/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rodney Chase | Mgmt | For | For | For |
| | 1.2 | Elect Gregory Goff | Mgmt | For | For | For |
| | 1.3 | Elect Robert Goldman | Mgmt | For | For | For |
| | 1.4 | Elect Steven Grapstein | Mgmt | For | For | For |
| | 1.5 | Elect William Johnson | Mgmt | For | For | For |
| | 1.6 | Elect Jim Nokes | Mgmt | For | For | For |
| | 1.7 | Elect Donald Schmude | Mgmt | For | For | For |
| | 1.8 | Elect Michael Wiley | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Dow Chemical Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DOW | CUSIP 260543103 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold Allemang | Mgmt | For | For | For |
| | 2 | Elect Jacqueline Barton | Mgmt | For | For | For |
| | 3 | Elect James Bell | Mgmt | For | For | For |
| | 4 | Elect Jeff Fettig | Mgmt | For | For | For |
| | 5 | Elect Barbara Franklin | Mgmt | For | For | For |
| | 6 | Elect John Hess | Mgmt | For | Against | Against |
| | 7 | Elect Andrew Liveris | Mgmt | For | For | For |
| | | | | | |
| | 8 | Elect Paul Polman | Mgmt | For | For | For |
| | 9 | Elect Dennis Reilley | Mgmt | For | For | For |
| | 10 | Elect James Ringler | Mgmt | For | Against | Against |
| | 11 | Elect Ruth Shaw | Mgmt | For | For | For |
| | 12 | Elect Paul Stern | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Amendment to Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding the Right | | | | |
| | | to Call Special Meetings | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Remediation in the | | | | |
| | | Midland Area | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| The Williams Companies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WMB | CUSIP 969457100 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kathleen Cooper | Mgmt | For | For | For |
| | 2 | Elect William Granberry | Mgmt | For | For | For |
| | 3 | Elect William Lowrie | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | Mgmt | For | For | For |
| | 5 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Hydraulic Fracturing | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| TOTAL SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FP | CINS F92124100 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | For | N/A | N/A |
| | | | | | |
| 2 | Non-Voting Meeting Note | N/A | For | N/A | N/A |
| 3 | Non-Voting Meeting Note | N/A | For | N/A | N/A |
| 4 | Non-Voting Meeting Note | N/A | For | N/A | N/A |
| 5 | Accounts and Reports | Mgmt | For | For | For |
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 8 | Related Party Transactions | Mgmt | For | For | For |
| 9 | Retirement Indemnity, | Mgmt | For | Against | Against |
| | Supplementary Pension Plan and | | | | |
| | Severance Package for Christophe | | | | |
| | de Margerie | | | | |
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 11 | Elect Thierry Desmarest | Mgmt | For | Against | Against |
| 12 | Elect Thierry de Rudder | Mgmt | For | Against | Against |
| 13 | Elect Gunnar Brock | Mgmt | For | Against | Against |
| 14 | Elect Claude Clement | Mgmt | For | Against | Against |
| 15 | Elect Philippe Marchandise | Mgmt | For | Against | Against |
| 16 | Elect Mohammed Zaki | Mgmt | For | Against | Against |
| 17 | Appointment of Auditor (Ernst & | Mgmt | For | For | For |
| | Young Audit) | | | | |
| 18 | Appointment of Auditor (KPMG | Mgmt | For | For | For |
| | Audit) | | | | |
| 19 | Replacement of Alternate Auditor | Mgmt | For | For | For |
| 20 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities w/ | | | | |
| | Preemptive Rights; Authority to | | | | |
| | Increase Capital Through | | | | |
| | Capitalizations; Authority to Issue | | | | |
| | Debt Instruments | | | | |
| 21 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities w/o | | | | |
| | Preemptive Rights; Authority to | | | | |
| | Increase Capital in Case of | | | | |
| | Exchange Offer; Authority to Issue | | | | |
| | Debt Instruments | | | | |
| 22 | Authority to Increase Capital in | Mgmt | For | For | For |
| | Consideration for Contributions in | | | | |
| | Kind | | | | |
| 23 | Authority to Issue Shares | Mgmt | For | For | For |
| | and/Convertible Securities Under | | | | |
| | Employee Savings Plan | | | | |
| 24 | Authority to Grant Stock Options | Mgmt | For | For | For |
| 25 | Shareholder Proposal Regarding | ShrHldr | For | Against | Against |
| | Collective Investment Funds | | | | |
| | | | | | |
| Transocean Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RIG | CUSIP H8817H100 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Amendments to Articles to Change | Mgmt | For | For | For |
| | | Place of Incorportation | | | | |
| | 5 | Renewal of Share Capital | Mgmt | For | For | For |
| | 6 | Amendment to Par Value | Mgmt | For | For | For |
| | 7 | Amendments to Articles to Comply | Mgmt | For | For | For |
| | | with The Swiss Federal Act on | | | | |
| | | Intermediated Securities ("FISA") | | | | |
| |
| | 8 | Elect Steven Newman | Mgmt | For | For | For |
| | 9 | Elect Thomas Cason | Mgmt | For | For | For |
| | 10 | Elect Robert Sprague | Mgmt | For | For | For |
| | 11 | Elect J. Michael Talbert | Mgmt | For | For | For |
| | 12 | Elect John Whitmire | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Tullow Oil PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TLW | CINS G91235104 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec�� | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 4 | Elect Aidan Heavey | Mgmt | For | Against | Against |
| | 5 | Elect Angus McCoss | Mgmt | For | Against | Against |
| | 6 | Elect David Williams | Mgmt | For | Against | Against |
| | 7 | Elect Patrick Plunkett | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 9 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| | 12 | Adoption of New Articles | Mgmt | For | For | For |
| | | | | | |
| | 13 | Share Option Plan | Mgmt | For | For | For |
| | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| United Company Rusal PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 0486 | CINS G9227K106 | 06/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Jersey | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | Mgmt | For | For | For |
| | 4 | Elect Dmitry Afanasiev | Mgmt | For | Against | Against |
| | 5 | Elect Len Blavatnik | Mgmt | For | Against | Against |
| | 6 | Elect Igor Ermilin | Mgmt | For | Against | Against |
| | 7 | Elect Ivan Glasenberg | Mgmt | For | Against | Against |
| | 8 | Elect Vladimir Kiryukhin | Mgmt | For | Against | Against |
| | 9 | Elect Peter Nigel Kenny | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 11 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 12 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 13 | Authority to Issue Repurchased | Mgmt | For | For | For |
| | | Shares | | | | |
| |
| |
| United States Steel Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | X | CUSIP 912909108 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Drosdick | Mgmt | For | For | For |
| | 1.2 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For |
| | 1.4 | Elect Dan Dinges | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | 2010 Annual Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| |
| |
| Vale SA | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VALE5 | CINS P2605D109 | 01/22/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Special | Brazil | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | N/A�� | N/A | N/A | N/A |
| | 5 | Merger Agreement | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Appointment of | Mgmt | For | TNA | N/A |
| | | Appraiser | | | | |
| | 7 | Valuation Report | Mgmt | For | TNA | N/A |
| | 8 | Merger by Absorption | Mgmt | For | TNA | N/A |
| |
| |
| Valero Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VLO | CUSIP 91913Y100 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ruben Escobedo | Mgmt | For | For | For |
| | 2 | Elect Bob Marbut | Mgmt | For | For | For |
| | 3 | Elect Robert Profusek | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Re-approval of the 2005 Omnibus | Mgmt | For | For | For |
| | | Stock Incentive Plan | | | | |
| | 6 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | | Compensation | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Rainforest Impact | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Vedanta Resources PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VED | CINS G9328D100 | 07/27/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | | | | | |
| | 2 | Directors' Remuneration Report | Mgmt | For | Against | Against |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Mahendra Mehta | Mgmt | For | For | For |
| | 5 | Elect Anil Agarwal | Mgmt | For | For | For |
| | 6 | Elect Naresh Chandra | Mgmt | For | For | For |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Settle Convertible | Mgmt | For | For | For |
| | | Bonds with Ordinary Shares | | | | |
| | 12 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 13 | Authority to Set General Meeting | Mgmt | For | For | For |
| | | Notice Period at 14 Days | | | | |
| |
| |
| Xstrata PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XTA | CINS G9826T102 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 4 | Elect Mick Davis | Mgmt | For | Against | Against |
| | 5 | Elect David Rough | Mgmt | For | Against | Against |
| | 6 | Elect Sir Steve Robson | Mgmt | For | Against | Against |
| | 7 | Elect Willy Strothotte | Mgmt | For | Against | Against |
| | 8 | Elect Con Fauconnier | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 10 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 12 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 20 Days | | | | |
| | 13 | Adoption of New Articles | Mgmt | For | For | For |
| |
| |
| XTO Energy Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XTO | CUSIP 98385X106 | 06/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam Global Natural Resources Fund |
| |
| By: | /s/ Jonathan S. Horwitz |
| |
| Name: | Jonathan S. Horwitz |
| |
| Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
| Date: | August 9, 2010 |
