| | | | | | | | |
| Registrant : | Putnam Global Natural Resources Fund | | | |
| Fund Name : | Putnam Global Natural Resources Fund | | | |
| Date of Fiscal Year End: | 08/31/2012 | | | |
|
|
|
| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 04/09/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| | 3 | Amendment to Shareholder Rights Plan | | Mgmt | For | TNA | N/A |
| | 4.1 | Elect David C. Everitt | | Mgmt | For | TNA | N/A |
| | 4.2 | Elect Russell K. Girling | | Mgmt | For | TNA | N/A |
| | 4.3 | Elect Susan A. Henry | | Mgmt | For | TNA | N/A |
| | 4.4 | Elect Russell J. Horner | | Mgmt | For | TNA | N/A |
| | 4.5 | Elect David J. Lesar | | Mgmt | For | TNA | N/A |
| | 4.6 | Elect John E. Lowe | | Mgmt | For | TNA | N/A |
| | 4.7 | Elect A. Anne McLellan | | Mgmt | For | TNA | N/A |
| | 4.8 | Elect Derek G. Pannell | | Mgmt | For | TNA | N/A |
| | 4.9 | Elect Frank W. Proto | | Mgmt | For | TNA | N/A |
| | 4.10 | Elect Mayo M. Schmidt | | Mgmt | For | TNA | N/A |
| | 4.11 | Elect Michael M. Wilson | | Mgmt | For | TNA | N/A |
| | 4.12 | Elect Victor J. Zaleschuk | | Mgmt | For | TNA | N/A |
|
|
|
| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 04/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Appointment of Auditor | | Mgmt | N/A | For | N/A |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | N/A | Against | N/A |
| | 3 | Amendment to Shareholder Rights Plan | | Mgmt | N/A | For | N/A |
| | 4 | Elect Dissident Nominee Barry Rosenstein | | Mgmt | N/A | For | N/A |
| | 5 | Elect Dissident Nominee Mitchell Jacobson | | Mgmt | N/A | For | N/A |
| | 6 | Elect Dissident Nominee Stephen Clark | | Mgmt | N/A | For | N/A |
| | 7 | Elect Dissident Nominee David Bullock | | Mgmt | N/A | For | N/A |
| | 8 | Elect Dissident Nominee Lyle Vanclief | | Mgmt | N/A | Withhold | N/A |
| | 9 | Elect Management Nominee David Everitt | | Mgmt | N/A | For | N/A |
| | 10 | Elect Management Nominee Russell Girling | | Mgmt | N/A | For | N/A |
| | 11 | Elect Management Nominee David Lesar | | Mgmt | N/A | For | N/A |
| | 12 | Elect Management Nominee John Lowe | | Mgmt | N/A | For | N/A |
| | 13 | Elect Management Nominee A. Anne McLellan | | Mgmt | N/A | For | N/A |
| | 14 | Elect Management Nominee Michael Wilson | | Mgmt | N/A | For | N/A |
| | 15 | Elect Management Nominee Victor Zaleschuk | | Mgmt | N/A | For | N/A |
|
|
|
| Akzo Nobel N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AKZA | CINS N01803100 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Loss | | Mgmt | For | For | For |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Allocation of Dividends | | Mgmt | For | For | For |
| | 7 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 8 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 9 | Amendment to Short Term Remuneration Policy | | Mgmt | For | For | For |
| | 10 | Amendment to Long Term Remuneration Policy | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Suppression of Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Albemarle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALB | CUSIP 012653101 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William H. Hernandez | | Mgmt | For | For | For |
| | 1.2 | Elect Luther C. Kissam IV | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph M. Mahady | | Mgmt | For | For | For |
| | 1.4 | Elect Jim W. Nokes | | Mgmt | For | For | For |
| | 1.5 | Elect James J. O'Brien | | Mgmt | For | For | For |
| | 1.6 | Elect Barry W. Perry | | Mgmt | For | For | For |
| | 1.7 | Elect John Sherman Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Harriett Tee Taggart | | Mgmt | For | For | For |
| | 1.9 | Elect Anne Marie Whittemore | | Mgmt | For | For | For |
| | 2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Allegheny Technologies Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ATI | CUSIP 01741R102 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard J. Harshman | | Mgmt | For | For | For |
| | 1.2 | Elect Carolyn Corvi | | Mgmt | For | For | For |
| | 1.3 | Elect Barbara S. Jeremiah | | Mgmt | For | For | For |
| | 1.4 | Elect John D. Turner | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin P. Chilton | | Mgmt | For | For | For |
| | 2 | Elect Luke R. Corbett | | Mgmt | For | For | For |
| | 3 | Elect H. Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter J. Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard L. George | | Mgmt | For | For | For |
| | 6 | Elect Preston M. Geren, III | | Mgmt | For | For | For |
| | 7 | Elect Charles W. Goodyear | | Mgmt | For | For | For |
| | 8 | Elect John R. Gordon | | Mgmt | For | For | For |
| | 9 | Elect Eric D. Mullins | | Mgmt | For | For | For |
| | 10 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 11 | Elect R. A. Walker | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Arkema S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AKE | CINS F0392W125 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Losses | | Mgmt | For | For | For |
| | 8 | Dividend | | Mgmt | For | For | For |
| | 9 | Elect Bernard L. Kasriel | | Mgmt | For | For | For |
| | 10 | Elect Thierry Morin | | Mgmt | For | For | For |
| | 11 | Elect Marc Pandraud | | Mgmt | For | For | For |
| | 12 | Elect Philippe Vassor | | Mgmt | For | For | For |
| | 13 | Ratification of the Co-option of Victoire de Margerie | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 16 | Adoption of Restricted Stock Plan | | Mgmt | For | For | For |
| | 17 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Dividend Payments | | ShrHldr | Against | Against | For |
|
|
|
| AuRico Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AUQ | CUSIP 05155C105 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Colin K. Benner | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Luis M. Chavez | | Mgmt | For | For | For |
| | 1.3 | Elect Richard M. Colterjohn | | Mgmt | For | For | For |
| | 1.4 | Elect Mark J. Daniel | | Mgmt | For | For | For |
| | 1.5 | Elect Patrick D. Downey | | Mgmt | For | For | For |
| | 1.6 | Elect Alan R. Edwards | | Mgmt | For | For | For |
| | 1.7 | Elect Scott G. Perry | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald E. Smith | | Mgmt | For | For | For |
| | 1.9 | Elect Joseph G. Spiteri | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Renewal of Shareholder Rights Plan | | Mgmt | For | For | For |
| | 4 | Omnibus Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Basf SE | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAS | CINS D06216317 | | 04/26/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 2 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 3 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 4 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| BG Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BG | CINS G1245Z108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Den Jones | | Mgmt | For | For | For |
| | 5 | Elect LIM Haw Kuang | | Mgmt | For | For | For |
| | 6 | Elect Peter Backhouse | | Mgmt | For | For | For |
| | 7 | Elect Vivienne Cox | | Mgmt | For | For | For |
| | 8 | Elect Chris Finlayson | | Mgmt | For | For | For |
| | 9 | Elect Andrew Gould | | Mgmt | For | For | For |
| | 10 | Elect Baroness Hogg | | Mgmt | For | For | For |
| | 11 | Elect John Hood | | Mgmt | For | For | For |
| | 12 | Elect Martin Houston | | Mgmt | For | For | For |
| | 13 | Elect Caio Koch-Weser | | Mgmt | For | For | For |
| | 14 | Elect Sir David Manning | | Mgmt | For | For | For |
| | 15 | Elect Mark Seligman | | Mgmt | For | For | For |
| | 16 | Elect Patrick W. Thomas | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 23 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| BHP Billiton plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BLT | CINS G10877101 | | 10/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares (BHP Billiton plc) | | Mgmt | For | For | For |
| | 19 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 20 | Approve Equity Grant (CEO Marius Kloppers) | | Mgmt | For | For | For |
|
|
|
| Cabot Oil & Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COG | CUSIP 127097103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Keiser | | Mgmt | For | For | For |
| | 2 | Elect W. Matt Ralls | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Cairn Energy plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNE | CINS G17528269 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor | | Mgmt | For | For | For |
| | 4 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 5 | Elect Sir William (Bill) Gammell | | Mgmt | For | For | For |
| | 6 | Elect Todd Hunt | | Mgmt | For | For | For |
| | 7 | Elect Iain McLaren | | Mgmt | For | For | For |
| | 8 | Elect James W. Buckee | | Mgmt | For | For | For |
| | 9 | Elect Alexander Berger | | Mgmt | For | For | For |
| | 10 | Elect M. Jacqueline Sheppard | | Mgmt | For | For | For |
| | 11 | Elect Simon Thomson | | Mgmt | For | For | For |
| | 12 | Elect Mike J. Watts | | Mgmt | For | For | For |
| | 13 | Elect Jann Brown | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 18 | Disposal | | Mgmt | For | For | For |
|
|
|
| Cameron International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAM | CUSIP 13342B105 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James T. Hackett | | Mgmt | For | For | For |
| | 2 | Elect Michael E. Patrick | | Mgmt | For | For | For |
| | 3 | Elect Jon Erik Reinhardsen | | Mgmt | For | For | For |
| | 4 | Elect Bruce W. Wilkinson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Canadian Natural Resources Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNQ | CUSIP 136385101 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Catherine M. Best | | Mgmt | For | For | For |
| | 1.2 | Elect N. Murray Edwards | | Mgmt | For | For | For |
| | 1.3 | Elect Timothy W. Faithfull | | Mgmt | For | For | For |
| | 1.4 | Elect Gary A. Filmon | | Mgmt | For | For | For |
| | 1.5 | Elect Christopher L. Fong | | Mgmt | For | For | For |
| | 1.6 | Elect Gordon D. Giffin | | Mgmt | For | For | For |
| | 1.7 | Elect Wilfred A. Gobert | | Mgmt | For | For | For |
| | 1.8 | Elect Steve W. Laut | | Mgmt | For | For | For |
| | 1.9 | Elect Keith A.J. MacPhail | | Mgmt | For | For | For |
| | 1.10 | Elect Frank J. McKenna | | Mgmt | For | For | For |
| | 1.11 | Elect Eldon R. Smith | | Mgmt | For | For | For |
| | 1.12 | Elect David A. Tuer | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Stock Option Plan Renewal | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Celanese Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CE | CUSIP 150870103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jay V. Ihlenfeld | | Mgmt | For | For | For |
| | 2 | Elect Mark C. Rohr | | Mgmt | For | For | For |
| | 3 | Elect Farah M. Walters | | Mgmt | For | For | For |
| | 4 | Elect Edward G. Galante | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Chevron Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVX | CUSIP 166764100 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linnet F. Deily | | Mgmt | For | Against | Against |
| | 2 | Elect Robert E. Denham | | Mgmt | For | Against | Against |
| | 3 | Elect Alice P. Gast | | Mgmt | For | Against | Against |
| | 4 | Elect Enrique Hernandez, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect George L. Kirkland | | Mgmt | For | Against | Against |
| | 6 | Elect Charles W. Moorman, IV | | Mgmt | For | Against | Against |
| | 7 | Elect Kevin W. Sharer | | Mgmt | For | Against | Against |
| | 8 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 9 | Elect Ronald D. Sugar | | Mgmt | For | Against | Against |
| | 10 | Elect Carl Ware | | Mgmt | For | Against | Against |
| | 11 | Elect John S. Watson | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Offshore Drilling Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Report on Climate Change | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Prohibition on Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
| | 23 | Shareholder Proposal Regarding Country Selection Guidelines | | ShrHldr | Against | Against | For |
|
|
|
| China National Materials Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1893 | CINS Y15048104 | | 12/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Acquisitions | | Mgmt | For | For | For |
| | 5 | Acquisitions | | Mgmt | For | For | For |
| | 6 | Acquisitions | | Mgmt | For | For | For |
| | 7 | Acquisitions | | Mgmt | For | For | For |
| | 8 | Acquisitions | | Mgmt | For | For | For |
| | 9 | Products Framework Agreement and Annual Caps | | Mgmt | For | For | For |
| | 10 | Board Authorization to Implement Products Framework Agreement | | Mgmt | For | For | For |
| | 11 | Services Framework Agreement and Annual Caps | | Mgmt | For | For | For |
| | 12 | Board Authorization to Implement Services Framework Agreement | | Mgmt | For | For | For |
|
|
|
| Cobalt International Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CIE | CUSIP 19075F106 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph H. Bryant | | Mgmt | For | For | For |
| | 1.2 | Elect N. John Lancaster, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Jon A. Marshall | | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth A. Pontarelli | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Approval of the Performance Goals Under the Long Term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Eastman Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMN | CUSIP 277432100 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary E. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Brett D. Begemann | | Mgmt | For | For | For |
| | 3 | Elect Stephen R. Demeritt | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Hernandez | | Mgmt | For | For | For |
| | 5 | Elect Julie F. Holder | | Mgmt | For | For | For |
| | 6 | Elect Renee J. Hornbaker | | Mgmt | For | For | For |
| | 7 | Elect Lewis M. Kling | | Mgmt | For | For | For |
| | 8 | Elect David W. Raisbeck | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Energen Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EGN | CUSIP 29265N108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect T. Michael Goodrich | | Mgmt | For | For | For |
| | 1.2 | Elect Jay Grinney | | Mgmt | For | For | For |
| | 1.3 | Elect Frances Powell Hawes | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Eni S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENI | CINS T3643A145 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Remuneration Report | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Eni S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENI | CINS T3643A145 | | 07/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Elimination of Par Value; Cancellation of Treasury Shares | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Exco Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XCO | CUSIP 269279402 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Douglas H. Miller | | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey D. Benjamin | | Mgmt | For | For | For |
| | 1.3 | Elect Earl E. Ellis | | Mgmt | For | For | For |
| | 1.4 | Elect B. James Ford | | Mgmt | For | For | For |
| | 1.5 | Elect Samuel A. Mitchell | | Mgmt | For | For | For |
| | 1.6 | Elect T. Boone Pickens | | Mgmt | For | For | For |
| | 1.7 | Elect Wilbur L. Ross, Jr. | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Jeffrey S. Serota | | Mgmt | For | For | For |
| | 1.9 | Elect Robert L. Stillwell | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Exxon Mobil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XOM | CUSIP 30231G102 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | | Mgmt | For | For | For |
| | 1.3 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 1.4 | Elect Larry R. Faulkner | | Mgmt | For | For | For |
| | 1.5 | Elect Jay S. Fishman | | Mgmt | For | For | For |
| | 1.6 | Elect Henrietta H. Fore | | Mgmt | For | For | For |
| | 1.7 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 1.8 | Elect William W. George | | Mgmt | For | For | For |
| | 1.9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 1.10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 1.11 | Elect Rex W. Tillerson | | Mgmt | For | For | For |
| | 1.12 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 1.13 | Elect Edward E. Whitacre, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| First Quantum Minerals Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FM | CUSIP 335934105 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Philip K.R. Pascall | | Mgmt | For | For | For |
| | 2.2 | Elect G. Clive Newall | | Mgmt | For | For | For |
| | 2.3 | Elect Martin R. Rowley | | Mgmt | For | For | For |
| | 2.4 | Elect Peter St. George | | Mgmt | For | For | For |
| | 2.5 | Elect Andrew B. Adams | | Mgmt | For | For | For |
| | 2.6 | Elect Michael P. Martineau | | Mgmt | For | For | For |
| | 2.7 | Elect Paul Brunner | | Mgmt | For | For | For |
| | 2.8 | Elect Michael Hanley | | Mgmt | For | For | For |
| | 2.9 | Elect Robert J. Harding | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| FMC Technologies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FTI | CUSIP 30249U101 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Eleazar de Carvalho Filho | | Mgmt | For | For | For |
| | 2 | Elect Claire S. Farley | | Mgmt | For | For | For |
| | 3 | Elect Joseph H. Netherland | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Amendment to the Incentive Compensation and Stock Plan | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Genel Energy Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GENL | CINS G3791G104 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Rodney F. Chase | | Mgmt | For | For | For |
| | 4 | Elect Anthony B. Hayward | | Mgmt | For | For | For |
| | 5 | Elect Julian Metherell | | Mgmt | For | For | For |
| | 6 | Elect Sir Graham Hearne | | Mgmt | For | For | For |
| | 7 | Elect James William Leng | | Mgmt | For | For | For |
| | 8 | Elect Mehmet Ogutcu | | Mgmt | For | For | For |
| | 9 | Elect Mark Parris | | Mgmt | For | For | For |
| | 10 | Elect George Rose | | Mgmt | For | For | For |
| | 11 | Elect Nathaniel P. Rothschild | | Mgmt | For | Against | Against |
| | 12 | Elect Gulsun Nazli Karamehmet Williams | | Mgmt | For | For | For |
| | 13 | Elect Murat Yazici | | Mgmt | For | For | For |
| | 14 | Elect Chakib Sbiti | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Glencore International plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLEN | CINS G39420107 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Ivan Glasenberg | | Mgmt | For | Against | Against |
| | 4 | Elect Anthony B. Hayward | | Mgmt | For | Against | Against |
| | 5 | Elect Leonhard Fischer | | Mgmt | For | Against | Against |
| | 6 | Elect William E. Macaulay | | Mgmt | For | Against | Against |
| | 7 | Elect John R.H. Bond | | Mgmt | For | Against | Against |
| | 8 | Elect Sir Steve Robson | | Mgmt | For | Against | Against |
| | 9 | Elect Ian C. Strachan | | Mgmt | For | Against | Against |
| | 10 | Elect Con Fauconnier | | Mgmt | For | Against | Against |
| | 11 | Elect Peter Hooley | | Mgmt | For | Against | Against |
| | 12 | Elect Simon Murray | | Mgmt | For | Against | Against |
| | 13 | Elect Steven Kalmin | | Mgmt | For | Against | Against |
| | 14 | Elect Peter R. Coates | | Mgmt | For | Against | Against |
| | 15 | Elect LI Ning | | Mgmt | For | Against | Against |
| | 16 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Goldcorp Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | G | CUSIP 380956409 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John P. Bell | | Mgmt | For | For | For |
| | 1.2 | Elect Beverley A. Briscoe | | Mgmt | For | For | For |
| | 1.3 | Elect Peter J. Dey | | Mgmt | For | For | For |
| | 1.4 | Elect Douglas M. Holtby | | Mgmt | For | For | For |
| | 1.5 | Elect Charles A. Jeannes | | Mgmt | For | For | For |
| | 1.6 | Elect P. Randy Reifel | | Mgmt | For | For | For |
| | 1.7 | Elect A. Dan Rovig | | Mgmt | For | For | For |
| | 1.8 | Elect Ian W. Telfer | | Mgmt | For | For | For |
| | 1.9 | Elect Blanca Triveno de Vega | | Mgmt | For | For | For |
| | 1.10 | Elect Kenneth F. Williamson | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Restricted Share Unit Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Gulfport Energy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald Dillingham | | Mgmt | For | For | For |
| | 1.2 | Elect Craig Groeschel | | Mgmt | For | For | For |
| | 1.3 | Elect David L. Houston | | Mgmt | For | For | For |
| | 1.4 | Elect James D. Palm | | Mgmt | For | For | For |
| | 1.5 | Elect Scott E. Streller | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| H.B. Fuller Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FUL | CUSIP 359694106 | | 04/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dante C. Parrini | | Mgmt | For | For | For |
| | 1.2 | Elect John C. van Roden, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect James J. Owens | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Master Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert Malone | | Mgmt | For | For | For |
| | 10 | Elect Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to Company Stock and Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Holcim Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HOLN | CINS H36940130 | | 04/17/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits | | Mgmt | For | TNA | N/A |
| | 7 | Dividend from Reserves | | Mgmt | For | TNA | N/A |
| | 8 | Elect Beat Hess | | Mgmt | For | TNA | N/A |
| | 9 | Elect Rolf Soiron | | Mgmt | For | TNA | N/A |
| | 10 | Elect Hanne Birgitte Breinbjerg Sorensen | | Mgmt | For | TNA | N/A |
| | 11 | Elect Anne Wade | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 13 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| HRT Participacoes em Petroleo S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HRTP3 | CINS P5280D104 | | 04/29/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Brazil | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 5 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits | | Mgmt | For | TNA | N/A |
|
|
|
| Huntsman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUN | CUSIP 447011107 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Nolan D. Archibald | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect M. Anthony Burns | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Robert J. Margetts | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| International Paper Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IP | CUSIP 460146103 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Bronczek | | Mgmt | For | For | For |
| | 2 | Elect Ahmet C. Dorduncu | | Mgmt | For | For | For |
| | 3 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 4 | Elect Ilene S. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Stacey J. Mobley | | Mgmt | For | For | For |
| | 6 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 7 | Elect John L. Townsend, III | | Mgmt | For | For | For |
| | 8 | Elect John F. Turner | | Mgmt | For | For | For |
| | 9 | Elect William G. Walter | | Mgmt | For | For | For |
| | 10 | Elect J. Steven Whisler | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Right to Act by Written Consent | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Intrepid Potash, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IPI | CUSIP 46121Y102 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect J. Landis Martin | | Mgmt | For | For | For |
| | 2 | Elect Barth E. Whitham | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kinross Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | K | CUSIP 496902404 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John A. Brough | | Mgmt | For | For | For |
| | 1.2 | Elect John K. Carrington | | Mgmt | For | For | For |
| | 1.3 | Elect John M. H. Huxley | | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth C. Irving | | Mgmt | For | For | For |
| | 1.5 | Elect John A. Keyes | | Mgmt | For | For | For |
| | 1.6 | Elect John A. Macken | | Mgmt | For | For | For |
| | 1.7 | Elect Catherine McLeod-Seltzer | | Mgmt | For | For | For |
| | 1.8 | Elect John E. Oliver | | Mgmt | For | For | For |
| | 1.9 | Elect Una M. Power | | Mgmt | For | For | For |
| | 1.10 | Elect Terence C.W. Reid | | Mgmt | For | For | For |
| | 1.11 | Elect J. Paul Rollinson | | Mgmt | For | For | For |
| | 1.12 | Elect Ruth G. Woods | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kodiak Oil & Gas Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KOG | CUSIP 50015Q100 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn A. Peterson | | Mgmt | For | For | For |
| | 2 | Elect James E. Catlin | | Mgmt | For | For | For |
| | 3 | Elect Rodney D. Knutson | | Mgmt | For | For | For |
| | 4 | Elect Herrick K. Lidstone, Jr. | | Mgmt | For | For | For |
| | 5 | Elect William J. Krysiak | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| LyondellBasell Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jacques Aigrain | | Mgmt | For | For | For |
| | 1.2 | Elect Scott M. Kleinman | | Mgmt | For | For | For |
| | 1.3 | Elect Bruce A. Smith | | Mgmt | For | For | For |
| | 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | | Mgmt | For | For | For |
| | 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | For | For | For |
| | 4 | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 7 | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | For | For | For |
| | 8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | | Mgmt | For | For | For |
| | 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | | Mgmt | For | For | For |
| | 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | | Mgmt | For | For | For |
|
|
|
| Marathon Oil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRO | CUSIP 565849106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | | Mgmt | For | For | For |
| | 2 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 3 | Elect Clarence P. Cazalot, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 5 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 6 | Elect Philip Lader | | Mgmt | For | For | For |
| | 7 | Elect Michael E.J. Phelps | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| McDermott International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDR | CUSIP 580037109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Bookout III | | Mgmt | For | For | For |
| | 1.2 | Elect Roger A. Brown | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen G. Hanks | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen M. Johnson | | Mgmt | For | For | For |
| | 1.5 | Elect D. Bradley McWilliams | | Mgmt | For | For | For |
| | 1.6 | Elect William H. Schumann III | | Mgmt | For | For | For |
| | 1.7 | Elect Mary Shafer-Malicki | | Mgmt | For | For | For |
| | 1.8 | Elect David A. Trice | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| MeadWestvaco Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MWV | CUSIP 583334107 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Campbell | | Mgmt | For | For | For |
| | 2 | Elect James G. Kaiser | | Mgmt | For | For | For |
| | 3 | Elect Richard B. Kelson | | Mgmt | For | For | For |
| | 4 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 5 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 6 | Elect Douglas S. Luke | | Mgmt | For | For | For |
| | 7 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Gracia C. Martore | | Mgmt | For | For | For |
| | 9 | Elect Timothy H. Powers | | Mgmt | For | For | For |
| | 10 | Elect Jane L. Warner | | Mgmt | For | For | For |
| | 11 | Elect Alan D. Wilson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Monsanto Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MON | CUSIP 61166W101 | | 01/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Chicoine | | Mgmt | For | For | For |
| | 2 | Elect Arthur Harper | | Mgmt | For | For | For |
| | 3 | Elect Gwendolyn King | | Mgmt | For | For | For |
| | 4 | Elect Jon Moeller | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
|
|
|
| Nabors Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBR | CUSIP G6359F103 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James R. Crane | | Mgmt | For | For | For |
| | 1.2 | Elect Michael C. Linn | | Mgmt | For | For | For |
| | 1.3 | Elect John V. Lombardi | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Howard Wolf | | Mgmt | For | For | For |
| | 1.5 | Elect John Yearwood | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | 2013 Incentive Bonus Plan | | Mgmt | For | For | For |
| | 4 | 2013 Stock Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Nitto Denko Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6988 | CINS J58472119 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Bonus | | Mgmt | For | For | For |
| | 4 | Elect Yukio Nagira | | Mgmt | For | For | For |
| | 5 | Elect Kaoru Aizawa | | Mgmt | For | For | For |
| | 6 | Elect Hideo Takasaki | | Mgmt | For | For | For |
| | 7 | Elect Yohichiroh Sakuma | | Mgmt | For | For | For |
| | 8 | Elect Toshihiko Omote | | Mgmt | For | For | For |
| | 9 | Elect Tohru Takeuchi | | Mgmt | For | For | For |
| | 10 | Elect Yohichiroh Furuse | | Mgmt | For | For | For |
| | 11 | Elect Kohshi Mizukoshi | | Mgmt | For | For | For |
| | 12 | Equity Compensation Plan | | Mgmt | For | Against | Against |
|
|
|
| Noble Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBL | CUSIP 655044105 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey L. Berenson | | Mgmt | For | For | For |
| | 2 | Elect Michael A. Cawley | | Mgmt | For | For | For |
| | 3 | Elect Edward F. Cox | | Mgmt | For | For | For |
| | 4 | Elect Charles D. Davidson | | Mgmt | For | For | For |
| | 5 | Elect Thomas J. Edelman | | Mgmt | For | For | For |
| | 6 | Elect Eric P. Grubman | | Mgmt | For | For | For |
| | 7 | Elect Kirby L. Hedrick | | Mgmt | For | For | For |
| | 8 | Elect Scott D. Urban | | Mgmt | For | For | For |
| | 9 | Elect William T. Van Kleef | | Mgmt | For | For | For |
| | 10 | Elect Molly K. Williamson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | | Mgmt | For | For | For |
| | 14 | Adoption of Exclusive Forum Provisions | | Mgmt | For | Against | Against |
| | 15 | Bundled Technical Amendments to Bylaws | | Mgmt | For | For | For |
|
|
|
| Occidental Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OXY | CUSIP 674599105 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect E. Spencer Abraham | | Mgmt | For | Against | Against |
| | 2 | Elect Howard Atkins | | Mgmt | For | Against | Against |
| | 3 | Elect Stephen Chazen | | Mgmt | For | For | For |
| | 4 | Elect Edward Djerejian | | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | | Mgmt | For | For | For |
| | 6 | Elect Margaret Foran | | Mgmt | For | For | For |
| | 7 | Elect Carlos Gutierrez | | Mgmt | For | For | For |
| | 8 | Elect Ray Irani | | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | | Mgmt | For | Against | Against |
| | 10 | Elect Aziz Syriani | | Mgmt | For | Against | Against |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Petrofac Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFC | CINS G7052T101 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Norman Murray | | Mgmt | For | Against | Against |
| | 5 | Elect Thomas Thune Andersen | | Mgmt | For | Against | Against |
| | 6 | Elect Stefano Cao | | Mgmt | For | Against | Against |
| | 7 | Elect Roxanne Decyk | | Mgmt | For | Against | Against |
| | 8 | Elect Rene Medori | | Mgmt | For | Against | Against |
| | 9 | Elect Rijnhard van Tets | | Mgmt | For | Against | Against |
| | 10 | Elect Ayman Asfari | | Mgmt | For | Against | Against |
| | 11 | Elect Maroun Semaan | | Mgmt | For | Against | Against |
| | 12 | Elect Marwan Chedid | | Mgmt | For | Against | Against |
| | 13 | Elect Andrew G. Inglis | | Mgmt | For | Against | Against |
| | 14 | Elect Tim Weller | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Petroleum Geo-Services ASA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PGS | CINS R69628114 | | 05/14/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Norway | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 5 | Meeting Notice and Agenda | | Mgmt | For | TNA | N/A |
| | 6 | Election of an Individual to Check Minutes | | Mgmt | For | TNA | N/A |
| | 7 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 9 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 10 | Elect Francis R. Gugen | | Mgmt | For | TNA | N/A |
| | 11 | Elect Harald J. Norvik | | Mgmt | For | TNA | N/A |
| | 12 | Elect Daniel J. Piette | | Mgmt | For | TNA | N/A |
| | 13 | Elect Holly A. Van Deursen | | Mgmt | For | TNA | N/A |
| | 14 | Elect Annette Malm Justad | | Mgmt | For | TNA | N/A |
| | 15 | Elect Carol Bell | | Mgmt | For | TNA | N/A |
| | 16 | Elect Ingar Skaug | | Mgmt | For | TNA | N/A |
| | 17 | Elect Roger O’Neil | | Mgmt | For | TNA | N/A |
| | 18 | Elect C. Maury Devine | | Mgmt | For | TNA | N/A |
| | 19 | Elect Hanne Harlem | | Mgmt | For | TNA | N/A |
| | 20 | Directors' and Nomination Committee Fees for Past Year | | Mgmt | For | TNA | N/A |
| | 21 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 22 | Nominating Committee Fees | | Mgmt | For | TNA | N/A |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 24 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 25 | Restricted Share Plan | | Mgmt | For | TNA | N/A |
| | 26 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 27 | Authority to Issue Shares w/o Preemptive Rights Pursuant to Stock Option Plan | | Mgmt | For | TNA | N/A |
| | 28 | Authority to Issue Convertible Debt Instruments | | Mgmt | For | TNA | N/A |
| | 29 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 30 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 31 | Corporate governance statement | | Mgmt | For | TNA | N/A |
|
|
|
| Pretium Resources Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PVG | CUSIP 74139C201 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Robert A. Quartermain | | Mgmt | For | For | For |
| | 2.2 | Elect Joseph J. Ovsenek | | Mgmt | For | For | For |
| | 2.3 | Elect Ross A. Mitchell | | Mgmt | For | For | For |
| | 2.4 | Elect Christopher Noel Dunn | | Mgmt | For | For | For |
| | 2.5 | Elect Tom S.Q. Yip | | Mgmt | For | For | For |
| | 2.6 | Elect George Paspalas | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Amend and Renew the Stock Option Plan | | Mgmt | For | Against | Against |
|
|
|
| Royal Dutch Shell Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDSB | CINS G7690A100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Josef Ackermann | | Mgmt | For | For | For |
| | 4 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 5 | Elect Simon Henry | | Mgmt | For | For | For |
| | 6 | Elect Charles O. Holliday, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 8 | Elect Jorma Ollila | | Mgmt | For | For | For |
| | 9 | Elect Sir Nigel Sheinwald | | Mgmt | For | For | For |
| | 10 | Elect Linda G. Stuntz | | Mgmt | For | For | For |
| | 11 | Elect Peter Voser | | Mgmt | For | For | For |
| | 12 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 13 | Elect Gerrit Zalm | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 20 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Schlumberger N.V. (Schlumberger Limited) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLB | CUSIP 806857108 | | 04/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter L.S. Currie | | Mgmt | For | For | For |
| | 2 | Elect Anthony Isaac | | Mgmt | For | For | For |
| | 3 | Elect K.V. Kamath | | Mgmt | For | For | For |
| | 4 | Elect Paal Kibsgaard | | Mgmt | For | For | For |
| | 5 | Elect Nikolay Kudryavtsev | | Mgmt | For | For | For |
| | 6 | Elect Adrian Lajous | | Mgmt | For | For | For |
| | 7 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 8 | Elect Lubna Olayan | | Mgmt | For | For | For |
| | 9 | Elect Leo Rafael Reif | | Mgmt | For | For | For |
| | 10 | Elect Tore I. Sandvold | | Mgmt | For | For | For |
| | 11 | Elect Henri Seydoux | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Approval of Financial Statements/Dividends | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Amendment to the Discounted Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Seadrill Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SDRL | CINS G7945E105 | | 09/21/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Fredriksen | | Mgmt | For | Against | Against |
| | 2 | Elect Tor Olav Troim | | Mgmt | For | Against | Against |
| | 3 | Elect Kate Blankenship | | Mgmt | For | Against | Against |
| | 4 | Elect Kathrine Fredriksen | | Mgmt | For | Against | Against |
| | 5 | Elect Carl Erik Steen | | Mgmt | For | Against | Against |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 7 | Directors' Fees | | Mgmt | For | Against | Against |
|
|
|
| Solvay SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SOLB | CINS B82095116 | | 05/14/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Belgium | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A |
| | 4 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A |
| | 6 | Accounts and Reports; Allocation of Profits | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Auditor's Acts | | Mgmt | For | TNA | N/A |
| | 9 | Elect Bernard de Laguiche | | Mgmt | For | TNA | N/A |
| | 10 | Elect Jean-Pierre Clamadieu | | Mgmt | For | TNA | N/A |
| | 11 | Elect Nicolas Boel | | Mgmt | For | TNA | N/A |
| | 12 | Elect Guy de Selliers | | Mgmt | For | TNA | N/A |
| | 13 | Elect Herve Coppens d'Eeckenbrugge | | Mgmt | For | TNA | N/A |
| | 14 | Elect Evelyn du Monceau de Bergendal | | Mgmt | For | TNA | N/A |
| | 15 | Ratification of Independence (Herve Coppens d'Eeckenbrugge) | | Mgmt | For | TNA | N/A |
| | 16 | Ratification of Independence (Evelyn du Monceau) | | Mgmt | For | TNA | N/A |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A |
| | 18 | Elect Francoise de Viron | | Mgmt | For | TNA | N/A |
| | 19 | Ratification of Francoise de Viron's Independence | | Mgmt | For | TNA | N/A |
| | 20 | Elect Amparo Moraleda | | Mgmt | For | TNA | N/A |
| | 21 | Ratification of Amparo Moraleda's Independence | | Mgmt | For | TNA | N/A |
| | 22 | Appointment of Auditor (represented by Eric Nye) | | Mgmt | For | TNA | N/A |
| | 23 | Appointment of Auditor (represented by Frank Verhaegen) | | Mgmt | For | TNA | N/A |
| | 24 | Authority to Set Auditor Fees | | Mgmt | For | TNA | N/A |
| | 25 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A |
|
|
|
| Southwestern Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWN | CUSIP 845467109 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Gass | | Mgmt | For | For | For |
| | 2 | Elect Catherine A. Kehr | | Mgmt | For | For | For |
| | 3 | Elect Greg D. Kerley | | Mgmt | For | For | For |
| | 4 | Elect Harold M. Korell | | Mgmt | For | For | For |
| | 5 | Elect Vello A. Kuuskraa | | Mgmt | For | For | For |
| | 6 | Elect Kenneth R. Mourton | | Mgmt | For | For | For |
| | 7 | Elect Steven L. Mueller | | Mgmt | For | For | For |
| | 8 | Elect Elliott Pew | | Mgmt | For | For | For |
| | 9 | Elect Alan H. Stevens | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | 2013 Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Suncor Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CUSIP 867224107 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mel E. Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Dominic D'Alessandro | | Mgmt | For | For | For |
| | 1.3 | Elect John T. Ferguson | | Mgmt | For | For | For |
| | 1.4 | Elect W. Douglas Ford | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Haseldonckx | | Mgmt | For | For | For |
| | 1.6 | Elect John R. Huff | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Lamarre | | Mgmt | For | For | For |
| | 1.8 | Elect Maureen McCaw | | Mgmt | For | For | For |
| | 1.9 | Elect Michael W. O'Brien | | Mgmt | For | For | For |
| | 1.10 | Elect James W. Simpson | | Mgmt | For | For | For |
| | 1.11 | Elect Eira M. Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Steven W. Williams | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Stock Option Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| The Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Allemang | | Mgmt | For | For | For |
| | 2 | Elect Ajay S. Banga | | Mgmt | For | For | For |
| | 3 | Elect Jacqueline K. Barton | | Mgmt | For | For | For |
| | 4 | Elect James A. Bell | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect James M. Ringler | | Mgmt | For | Against | Against |
| | 10 | Elect Ruth G. Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| The Mosaic Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MOS | CUSIP 61945C103 | | 10/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Phyllis Cochran | | Mgmt | For | For | For |
| | 2 | Elect Gregory Ebel | | Mgmt | For | For | For |
| | 3 | Elect Robert Lumpkins | | Mgmt | For | For | For |
| | 4 | Elect William Monahan | | Mgmt | For | For | For |
| | 5 | Elect Harold MacKay | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| ThyssenKrupp AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TKA | CINS D8398Q119 | | 01/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Ratification of Management Board Acts | | Mgmt | For | Against | Against |
| | 6 | Ratification of Supervisory Board Acts | | Mgmt | For | Against | Against |
| | 7 | Elect Carola von Schmettow | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Tronox Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TROX | CUSIP Q9235V101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Casey | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew P. Hines | | Mgmt | For | For | For |
| | 1.3 | Elect Wayne A. Hinman | | Mgmt | For | For | For |
| | 1.4 | Elect Ilan Kaufthal | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffry N. Quinn | | Mgmt | For | For | For |
| | 1.6 | Elect Peter Johnston | | Mgmt | For | For | For |
| | 2 | Annual Performance Bonus Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Weatherford International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFT | CUSIP H27013103 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Bernard J. Duroc-Danner | | Mgmt | For | For | For |
| | 4 | Elect Nicholas F. Brady | | Mgmt | For | For | For |
| | 5 | Elect David J. Butters | | Mgmt | For | For | For |
| | 6 | Elect John D. Gass | | Mgmt | For | For | For |
| | 7 | Elect Francis S. Kalman | | Mgmt | For | For | For |
| | 8 | Elect William E. Macaulay | | Mgmt | For | For | For |
| | 9 | Elect Robert K. Moses, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Guillermo Ortiz | | Mgmt | For | For | For |
| | 11 | Elect Emyr J. Parry | | Mgmt | For | For | For |
| | 12 | Elect Robert A. Rayne | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Xstrata Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XTA | CINS G9826T102 | | 09/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Court | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Merger | | Mgmt | For | For | For |
|
|
|
| Xstrata Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XTA | CINS G9826T102 | | 09/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger | | Mgmt | For | For | For |
| | 2 | Revised Management Incentive Arrangements | | Mgmt | For | Against | Against |
|
|
|
| Xstrata Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XTA | CINS G9826T102 | | 11/20/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Court | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Approval of New Scheme subject to the Revised Management Incentive Arrangements being Approved at the Further Xstrata General Meeting | | Mgmt | For | For | For |
| | 3 | Approval of New Scheme subject to the Revised Management Incentive Arrangements NOT being Approved at the Further Xstrata General Meeting | | Mgmt | Against | For | Against |
|
|
|
| Xstrata Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XTA | CINS G9826T102 | | 11/20/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authorize Directors to Implement New Scheme | | Mgmt | For | For | For |
| | 2 | Approve the Revised Management Incentive Arrangements | | Mgmt | For | Against | Against |
|
|
|
| Zeon Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4205 | CINS J9886P104 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Naozumi Furukawa | | Mgmt | For | For | For |
| | 4 | Elect Kimiaki Tanaka | | Mgmt | For | For | For |
| | 5 | Elect Yoshimasa Fushimi | | Mgmt | For | For | For |
| | 6 | Elect Masayoshi Ohshima | | Mgmt | For | For | For |
| | 7 | Elect Tadayuki Minami | | Mgmt | For | For | For |
| | 8 | Elect Hiroshi Takegami | | Mgmt | For | For | For |
| | 9 | Elect Yoshiyuki Mitsuhira | | Mgmt | For | For | For |
| | 10 | Elect Haruo Itoh | | Mgmt | For | For | For |
| | 11 | Elect Hiroyuki Hirakawa | | Mgmt | For | For | For |
| | 12 | Elect Kei Itoh | | Mgmt | For | For | For |
| | 13 | Elect Jun Hasegawa as Statutory Auditor | | Mgmt | For | Against | Against |
| |