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| Registrant : | Putnam Global Natural Resources Fund | | | |
| Fund Name : | Putnam Global Natural Resources Fund | | | |
| Date of fiscal year end: | 08/31/2011 | | | |
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| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 05/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ralph Cunningham | | Mgmt | For | For | For |
| | 1.2 | Elect Russel Girling | | Mgmt | For | For | For |
| | 1.3 | Elect Susan Henry | | Mgmt | For | For | For |
| | 1.4 | Elect Russell Horner | | Mgmt | For | For | For |
| | 1.5 | Elect David Lesar | | Mgmt | For | For | For |
| | 1.6 | Elect John Lowe | | Mgmt | For | For | For |
| | 1.7 | Elect A. Anne McLellan | | Mgmt | For | For | For |
| | 1.8 | Elect Derek Pannell | | Mgmt | For | For | For |
| | 1.9 | Elect Frank Proto | | Mgmt | For | For | For |
| | 1.10 | Elect Michael Wilson | | Mgmt | For | For | For |
| | 1.11 | Elect Victor Zaleschuk | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Air Liquide | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AI | CINS F01764103 | | 05/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 8 | Elect Karen Katen | | Mgmt | For | Against | Against |
| | 9 | Elect Pierre Dufour | | Mgmt | For | Against | Against |
| | 10 | Severance Agreement (Pierre Dufour) | | Mgmt | For | For | For |
| | 11 | Authority to Decrease Share Capital | | Mgmt | For | For | For |
| | 12 | Authority to Increase Capital through Capitalizations | | Mgmt | For | For | For |
| | 13 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 14 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 15 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin Chilton | | Mgmt | For | For | For |
| | 2 | Elect Luke Corbett | | Mgmt | For | For | For |
| | 3 | Elect Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard George | | Mgmt | For | For | For |
| | 6 | Elect Preston Geren, III | | Mgmt | For | For | For |
| | 7 | Elect Charles Goodyear | | Mgmt | For | For | For |
| | 8 | Elect John Gordon | | Mgmt | For | For | For |
| | 9 | Elect James Hackett | | Mgmt | For | For | For |
| | 10 | Elect Eric Mullins | | Mgmt | For | For | For |
| | 11 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 12 | Elect R. Walker | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | 2012 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
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| Apache Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APA | CUSIP 037411105 | | 05/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Scott Josey | | Mgmt | For | For | For |
| | 2 | Elect George Lawrence | | Mgmt | For | For | For |
| | 3 | Elect Rodman Patton | | Mgmt | For | For | For |
| | 4 | Elect Charles Pitman | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
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| Arkema S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AKE | CINS F0392W125 | | 05/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Losses | | Mgmt | For | For | For |
| | 7 | Dividend | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | For | For |
| | 9 | Severance Agreement (Thierry Le Henaff) | | Mgmt | For | For | For |
| | 10 | Elect Thierry Le Henaff | | Mgmt | For | For | For |
| | 11 | Elect Jean-Pierre Seeuws | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Appointment of Alternate Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Increase Share Issuance Limit | | Mgmt | For | For | For |
| | 18 | Global Ceiling for Capital Increases | | Mgmt | For | For | For |
| | 19 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 20 | Authority to Grant Stock Options | | Mgmt | For | For | For |
| | 21 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 22 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Baker Hughes Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BHI | CUSIP 057224107 | | 04/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Brady | | Mgmt | For | For | For |
| | 1.2 | Elect Clarence Cazalot, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Martin Craighead | | Mgmt | For | For | For |
| | 1.4 | Elect Chad Deaton | | Mgmt | For | For | For |
| | 1.5 | Elect Anthony Fernandes | | Mgmt | For | For | For |
| | 1.6 | Elect Claire Gargalli | | Mgmt | For | For | For |
| | 1.7 | Elect Pierre Jungels | | Mgmt | For | For | For |
| | 1.8 | Elect James Lash | | Mgmt | For | For | For |
| | 1.9 | Elect J. Larry Nichols | | Mgmt | For | For | For |
| | 1.10 | Elect H. John Riley, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect James Stewart | | Mgmt | For | For | For |
| | 1.12 | Elect Charles Watson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
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| Barrick Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABX | CUSIP 067901108 | | 05/02/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard Beck | | Mgmt | For | For | For |
| | 1.2 | Elect Charles Birchall | | Mgmt | For | For | For |
| | 1.3 | Elect Donald Carty | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Gustavo Cisneros | | Mgmt | For | For | For |
| | 1.5 | Elect Robert Franklin | | Mgmt | For | For | For |
| | 1.6 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.7 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 1.8 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Munk | | Mgmt | For | For | For |
| | 1.10 | Elect Peter Munk | | Mgmt | For | For | For |
| | 1.11 | Elect Aaron Regent | | Mgmt | For | For | For |
| | 1.12 | Elect Nathaniel Rothschild | | Mgmt | For | For | For |
| | 1.13 | Elect Steven Shapiro | | Mgmt | For | For | For |
| | 1.14 | Elect John Thornton | | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Basf SE | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAS | CINS D06216317 | | 04/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 7 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 10 | Amendments to Articles | | Mgmt | For | For | For |
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| BG Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BG | CINS G1245Z108 | | 05/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Vivienne Cox | | Mgmt | For | Against | Against |
| | 5 | Elect Chris Finlayson | | Mgmt | For | Against | Against |
| | 6 | Elect Andrew Gould | | Mgmt | For | Against | Against |
| | 7 | Elect Peter Backhouse | | Mgmt | For | Against | Against |
| | 8 | Elect Fabio de Oliveira Barbosa | | Mgmt | For | Against | Against |
| | 9 | Elect Sir Frank Chapman | | Mgmt | For | Against | Against |
| | 10 | Elect Baroness Hogg | | Mgmt | For | Against | Against |
| | 11 | Elect John Hood | | Mgmt | For | Against | Against |
| | 12 | Elect Martin Houston | | Mgmt | For | Against | Against |
| | 13 | Elect Caio Koch-Weser | | Mgmt | For | Against | Against |
| | 14 | Elect Sir David Manning | | Mgmt | For | Against | Against |
| | 15 | Elect Mark Seligman | | Mgmt | For | Against | Against |
| | 16 | Elect Patrick Thomas | | Mgmt | For | Against | Against |
| | 17 | Elect Philippe Varin | | Mgmt | For | Against | Against |
| | 18 | Appointment of Auditor | | Mgmt | For | For | For |
| | 19 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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| BHP Billiton plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BLT | CINS G10877101 | | 10/20/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 2 | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 3 | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 4 | Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 5 | Elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 6 | Elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 7 | Elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 8 | Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 9 | Elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 10 | Elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 11 | Elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 12 | Elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 13 | Elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares (BHP Billiton plc) | | Mgmt | For | For | For |
| | 18 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 19 | Approve Termination Benefits (GMC) | | Mgmt | For | For | For |
| | 20 | Approve Equity Grant (CEO Marius Kloppers) | | Mgmt | For | For | For |
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| Cabot Oil & Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COG | CUSIP 127097103 | | 05/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rhys Best | | Mgmt | For | For | For |
| | 2 | Elect Robert Kelley | | Mgmt | For | For | For |
| | 3 | Elect P. Dexter Peacock | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
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| Cairn Energy plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNE | CINS G17528251 | | 01/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Return of Cash and Share Consolidation | | Mgmt | For | For | For |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Share Award | | Mgmt | For | Abstain | Against |
| | 8 | Disposal | | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 17 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Cameron International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAM | CUSIP 13342B105 | | 05/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. Baker Cunningham | | Mgmt | For | For | For |
| | 2 | Elect Sheldon Erikson | | Mgmt | For | For | For |
| | 3 | Elect Douglas Foshee | | Mgmt | For | For | For |
| | 4 | Elect Rodolfo Landim | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | | Mgmt | For | Against | Against |
| | 9 | Approve Restatement of Certificate of Incorporation | | Mgmt | For | For | For |
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| Canadian Natural Resources Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNQ | CUSIP 136385101 | | 05/03/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Catherine Best | | Mgmt | For | For | For |
| | 1.2 | Elect N. Murray Edwards | | Mgmt | For | For | For |
| | 1.3 | Elect Timothy Faithfull | | Mgmt | For | For | For |
| | 1.4 | Elect Gary Filmon | | Mgmt | For | For | For |
| | 1.5 | Elect Christopher Fong | | Mgmt | For | For | For |
| | 1.6 | Elect Gordon Giffin | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Wilfred Gobert | | Mgmt | For | For | For |
| | 1.8 | Elect Steve Laut | | Mgmt | For | For | For |
| | 1.9 | Elect Keith MacPhail | | Mgmt | For | For | For |
| | 1.10 | Elect Allan Markin | | Mgmt | For | For | For |
| | 1.11 | Elect Frank McKenna | | Mgmt | For | For | For |
| | 1.12 | Elect James Palmer | | Mgmt | For | For | For |
| | 1.13 | Elect Eldon Smith | | Mgmt | For | For | For |
| | 1.14 | Elect David Tuer | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendments to Preferred Shares | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Celanese Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CE | CUSIP 150870103 | | 04/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James Barlett | | Mgmt | For | For | For |
| | 2 | Elect David Hoffmeister | | Mgmt | For | For | For |
| | 3 | Elect Paul O'Neill | | Mgmt | For | For | For |
| | 4 | Elect Jay Ihlenfeld | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Amendment to the 2009 Global Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
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| Chevron Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVX | CUSIP 166764100 | | 05/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linnet Deily | | Mgmt | For | Against | Against |
| | 2 | Elect Robert Denham | | Mgmt | For | Against | Against |
| | 3 | Elect Chuck Hagel | | Mgmt | For | Against | Against |
| | 4 | Elect Enrique Hernandez, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect George Kirkland | | Mgmt | For | Against | Against |
| | 6 | Elect Charles Moorman, IV | | Mgmt | For | Against | Against |
| | 7 | Elect Kevin Sharer | | Mgmt | For | Against | Against |
| | 8 | Elect John Stumpf | | Mgmt | For | Against | Against |
| | 9 | Elect Ronald Sugar | | Mgmt | For | Against | Against |
| | 10 | Elect Carl Ware | | Mgmt | For | Against | Against |
| | 11 | Elect John Watson | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Exclusive Forum Provisions | | ShrHldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Country Selection Guidelines | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Safety Report | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
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| China National Building Material Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3323 | CINS Y15045100 | | 01/05/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Fees of Directors and Supervisors | | Mgmt | For | For | For |
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| China National Building Material Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3323 | CINS Y15045100 | | 05/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Directors' Report | | Mgmt | For | For | For |
| | 4 | Supervisors' Report | | Mgmt | For | For | For |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Authority to Declare Interim Dividends | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Dividend Distribution Plan | | Mgmt | For | For | For |
| | 10 | Amendment to the Approved Rules for Management of Funds Raised from Capital Markets | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Amendments to Articles | | Mgmt | For | For | For |
| | 13 | Issuance of Debt Financing Instruments | | Mgmt | For | Against | Against |
| | 14 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| China National Building Material Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3323 | CINS Y15045100 | | 09/16/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Issuance of A Shares | | Mgmt | For | For | For |
| | 4 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 5 | Amendments to Articles: A Share Issue | | Mgmt | For | For | For |
| | 6 | Amendments to Articles: License Number | | Mgmt | For | For | For |
| | 7 | Amendments to Articles: Names of Shareholders | | Mgmt | For | For | For |
| | 8 | Adoption of Rules for Shareholders’ General Meetings | | Mgmt | For | For | For |
| | 9 | Adoption of Rules for Board Meetings | | Mgmt | For | For | For |
| | 10 | Adoption of Working Rules for Independent Directors | | Mgmt | For | For | For |
| | 11 | Adoption of Working Rules for Supervisory Committee Meetings | | Mgmt | For | For | For |
| | 12 | Distribution of Undistributed Profits | | Mgmt | For | For | For |
| | 13 | Adoption of Rules for Management of Connected Transactions | | Mgmt | For | For | For |
| | 14 | Adoption of Rules for Management of Funds Raised from Capital Markets | | Mgmt | For | For | For |
| | 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| China National Building Material Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3323 | CINS Y15045100 | | 09/16/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Other | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Issuance of A Shares | | Mgmt | For | For | For |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| China National Building Material Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3323 | CINS Y15045100 | | 11/15/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Elect SONG Zhiping | | Mgmt | For | Against | Against |
| | 4 | Elect CAO Jianglin | | Mgmt | For | Against | Against |
| | 5 | Elect PENG Shou | | Mgmt | For | Against | Against |
| | 6 | Elect CUI Xingtai | | Mgmt | For | Against | Against |
| | 7 | Elect CHANG Zhangli | | Mgmt | For | Against | Against |
| | 8 | Elect GUO Chaomin | | Mgmt | For | Against | Against |
| | 9 | Elect HUANG Anzhong | | Mgmt | For | Against | Against |
| | 10 | Elect CUI Lijun | | Mgmt | For | Against | Against |
| | 11 | Elect QIAO Longde | | Mgmt | For | Against | Against |
| | 12 | Elect LI Decheng | | Mgmt | For | Against | Against |
| | 13 | Elect MA Zhongzhi | | Mgmt | For | Against | Against |
| | 14 | Elect Samuel FANG Shin | | Mgmt | For | Against | Against |
| | 15 | Elect WU Liansheng | | Mgmt | For | Against | Against |
| | 16 | Elect WU Jiwei | | Mgmt | For | Against | Against |
| | 17 | Elect ZHOU Guoping | | Mgmt | For | Against | Against |
| | 18 | Elect TANG Yunwei | | Mgmt | For | Against | Against |
| | 19 | Elect ZHAO Lihua | | Mgmt | For | Against | Against |
| | 20 | Establishment of Nomination Committee | | Mgmt | For | For | For |
| | 21 | Establishment of Strategic Steering Committee | | Mgmt | For | For | For |
|
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| China National Materials Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1893 | CINS Y15048104 | | 05/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Directors' Report | | Mgmt | For | For | For |
| | 4 | Supervisors' Report | | Mgmt | For | For | For |
| | 5 | Financial Statements | | Mgmt | For | For | For |
| | 6 | Profit Distribution Plan | | Mgmt | For | For | For |
| | 7 | Financial Budget | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Amendments to Articles - General Meeting Procedures | | Mgmt | For | For | For |
| | 10 | Amendments to Articles - Board of Directors Procedures | | Mgmt | For | For | For |
| | 11 | Authority to Issue Unlisted and H Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Amendments to Articles | | Mgmt | For | For | For |
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| Cobalt International Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CIE | CUSIP 19075F106 | | 04/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph Bryant | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Peter Coneway | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael France | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Jack Golden | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect N. John Lancaster, Jr. | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Scott Lebovitz | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Jon Marshall | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Kenneth Moore | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Kenneth Pontarelli | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Myles Scoggins | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect D. Jeff van Steenbergen | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Martin Young, Jr. | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| CONSOL Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNX | CUSIP 20854P109 | | 05/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.2 | Elect Philip Baxter | | Mgmt | For | For | For |
| | 1.3 | Elect James Altmeyer, Sr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect William Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Raj Gupta | | Mgmt | For | For | For |
| | 1.6 | Elect Patricia Hammick | | Mgmt | For | For | For |
| | 1.7 | Elect David Hardesty, Jr. | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John Mills | | Mgmt | For | For | For |
| | 1.9 | Elect William Powell | | Mgmt | For | For | For |
| | 1.10 | Elect Joseph Williams | | Mgmt | For | For | For |
| | 2 | Amendment to the Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
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| Crown Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCK | CUSIP 228368106 | | 04/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jenne Britell | | Mgmt | For | For | For |
| | 1.2 | Elect John Conway | | Mgmt | For | For | For |
| | 1.3 | Elect Arnold Donald | | Mgmt | For | For | For |
| | 1.4 | Elect William Little | | Mgmt | For | For | For |
| | 1.5 | Elect Hans Loliger | | Mgmt | For | For | For |
| | 1.6 | Elect James Miller | | Mgmt | For | For | For |
| | 1.7 | Elect Josef Muller | | Mgmt | For | For | For |
| | 1.8 | Elect Thomas Ralph | | Mgmt | For | For | For |
| | 1.9 | Elect Hugues du Rouret | | Mgmt | For | For | For |
| | 1.10 | Elect Jim Turner | | Mgmt | For | For | For |
| | 1.11 | Elect William Urkiel | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold Allemang | | Mgmt | For | For | For |
| | 2 | Elect Jacqueline Barton | | Mgmt | For | For | For |
| | 3 | Elect James Bell | | Mgmt | For | For | For |
| | 4 | Elect Jeff Fettig | | Mgmt | For | For | For |
| | 5 | Elect John Hess | | Mgmt | For | For | For |
| | 6 | Elect Andrew Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis Reilley | | Mgmt | For | For | For |
| | 9 | Elect James Ringler | | Mgmt | For | Against | Against |
| | 10 | Elect Ruth Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2012 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | 2012 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chair | | ShrHldr | Against | For | Against |
|
|
|
| E.I. du Pont de Nemours and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DD | CUSIP 263534109 | | 04/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lamberto Andreotti | | Mgmt | For | For | For |
| | 2 | Elect Richard Brown | | Mgmt | For | For | For |
| | 3 | Elect Robert Brown | | Mgmt | For | For | For |
| | 4 | Elect Bertrand Collomb | | Mgmt | For | For | For |
| | 5 | Elect Curtis Crawford | | Mgmt | For | For | For |
| | 6 | Elect Alexander Cutler | | Mgmt | For | For | For |
| | 7 | Elect Eleuthere Du Pont | | Mgmt | For | For | For |
| | 8 | Elect Marillyn Hewson | | Mgmt | For | For | For |
| | 9 | Elect Lois Juliber | | Mgmt | For | For | For |
| | 10 | Elect Ellen Kullman | | Mgmt | For | For | For |
| | 11 | Elect Lee Thomas | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chair | | ShrHldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Report on Executive Compensation | | ShrHldr | Against | Against | For |
|
|
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| Energen Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EGN | CUSIP 29265N108 | | 04/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Judy Merritt | | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Snider | | Mgmt | For | For | For |
| | 1.3 | Elect Gary Youngblood | | Mgmt | For | For | For |
| | 1.4 | Elect Jay Grinney | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
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|
|
| Eni S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENI | CINS T3643A145 | | 04/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Remuneration Report | | Mgmt | For | For | For |
| | 6 | Amendments to Articles | | Mgmt | For | For | For |
| | 7 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Exxon Mobil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XOM | CUSIP 30231G102 | | 05/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Boskin | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | | Mgmt | For | For | For |
| | 1.3 | Elect Larry Faulkner | | Mgmt | For | For | For |
| | 1.4 | Elect Jay Fishman | | Mgmt | For | For | For |
| | 1.5 | Elect Henrietta Fore | | Mgmt | For | For | For |
| | 1.6 | Elect Kenneth Frazier | | Mgmt | For | For | For |
| | 1.7 | Elect William George | | Mgmt | For | For | For |
| | 1.8 | Elect Samuel Palmisano | | Mgmt | For | For | For |
| | 1.9 | Elect Steven Reinemund | | Mgmt | For | For | For |
| | 1.10 | Elect Rex Tillerson | | Mgmt | For | For | For |
| | 1.11 | Elect Edward Whitacre, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
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|
|
| First Quantum Minerals Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FM | CUSIP 335934105 | | 05/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philip Pascall | | Mgmt | For | For | For |
| | 1.2 | Elect G. Clive Newall | | Mgmt | For | For | For |
| | 1.3 | Elect Martin Rowley | | Mgmt | For | For | For |
| | 1.4 | Elect Peter St. George | | Mgmt | For | For | For |
| | 1.5 | Elect Andrew Adams | | Mgmt | For | For | For |
| | 1.6 | Elect Michael Martineau | | Mgmt | For | For | For |
| | 1.7 | Elect Paul Brunner | | Mgmt | For | For | For |
| | 1.8 | Elect Steven McTiernan | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| First Quantum Minerals Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FM | CUSIP 335934105 | | 07/29/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Stock Split | | Mgmt | For | For | For |
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| Fortescue Metals Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FMG | CINS Q39360104 | | 11/09/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Geoff Raby | | Mgmt | For | Against | Against |
| | 4 | Elect Herbert E. Scruggs | | Mgmt | For | Against | Against |
| | 5 | Re-elect Andrew Forrest | | Mgmt | For | Against | Against |
| | 6 | Re-elect Graeme Rowley | | Mgmt | For | Against | Against |
| | 7 | Re-elect Owen Hegarty | | Mgmt | For | Against | Against |
| | 8 | Adopt New Constitution | | Mgmt | For | For | For |
| | 9 | Adopt Partial Takeover Provisions | | Mgmt | For | For | For |
|
|
|
| Freeport-McMoran Copper & Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCX | CUSIP 35671D857 | | 06/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Adkerson | | Mgmt | For | For | For |
| | 1.2 | Elect Robert Allison, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Robert Day | | Mgmt | For | For | For |
| | 1.4 | Elect Gerald Ford | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect H. Devon Graham, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Charles Krulak | | Mgmt | For | For | For |
| | 1.7 | Elect Bobby Lackey | | Mgmt | For | For | For |
| | 1.8 | Elect Jon Madonna | | Mgmt | For | For | For |
| | 1.9 | Elect Dustan McCoy | | Mgmt | For | For | For |
| | 1.10 | Elect James Moffett | | Mgmt | For | For | For |
| | 1.11 | Elect B. M. Rankin, Jr. | | Mgmt | For | For | For |
| | 1.12 | Elect Stephen Siegele | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
|
|
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| Goldcorp Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | G | CUSIP 380956409 | | 04/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ian Telfer | | Mgmt | For | For | For |
| | 1.2 | Elect Douglas Holtby | | Mgmt | For | For | For |
| | 1.3 | Elect Charles Jeannes | | Mgmt | For | For | For |
| | 1.4 | Elect John Bell | | Mgmt | For | For | For |
| | 1.5 | Elect Lawrence Bell | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Beverley Briscoe | | Mgmt | For | For | For |
| | 1.7 | Elect Peter Dey | | Mgmt | For | For | For |
| | 1.8 | Elect P. Randy Reifel | | Mgmt | For | For | For |
| | 1.9 | Elect A. Dan Rovig | | Mgmt | For | For | For |
| | 1.10 | Elect Blanca Trevino de Vega | | Mgmt | For | For | For |
| | 1.11 | Elect Kenneth Williamson | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Restricted Share Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Human Rights | | ShrHldr | Against | Against | For |
|
|
|
| Hess Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HES | CUSIP 42809H107 | | 05/02/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Hess | | Mgmt | For | For | For |
| | 2 | Elect Samuel Bodman, III | | Mgmt | For | For | For |
| | 3 | Elect Risa Lavizzo-Mourey | | Mgmt | For | For | For |
| | 4 | Elect Craig Matthews | | Mgmt | For | For | For |
| | 5 | Elect Ernst von Metzsch | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 9 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | N/A | For | N/A |
|
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| Inpex Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1605 | CINS J2467E101 | | 06/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Naoki Kuroda | | Mgmt | For | For | For |
| | 5 | Elect Masatoshi Sugioka | | Mgmt | For | For | For |
| | 6 | Elect Toshiaki Kitamura | | Mgmt | For | For | For |
| | 7 | Elect Seiji Yui | | Mgmt | For | For | For |
| | 8 | Elect Masaharu Sano | | Mgmt | For | For | For |
| | 9 | Elect Shunichiroh Sugaya | | Mgmt | For | For | For |
| | 10 | Elect Masahiro Murayama | | Mgmt | For | For | For |
| | 11 | Elect Seiya Itoh | | Mgmt | For | For | For |
| | 12 | Elect Wataru Tanaka | | Mgmt | For | For | For |
| | 13 | Elect Takahiko Ikeda | | Mgmt | For | For | For |
| | 14 | Elect Yoshikazu Kurasawa | | Mgmt | For | For | For |
| | 15 | Elect Kazuo Wakasugi | | Mgmt | For | For | For |
| | 16 | Elect Yoshiyuki Kagawa | | Mgmt | For | For | For |
| | 17 | Elect Seiji Katoh | | Mgmt | For | For | For |
| | 18 | Elect Rentaroh Tonoike | | Mgmt | For | For | For |
| | 19 | Elect Yasuhiko Okada | | Mgmt | For | For | For |
| | 20 | Bonus | | Mgmt | For | For | For |
|
|
|
| JSR Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4185 | CINS J2856K106 | | 06/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Mitsunobu Koshiba | | Mgmt | For | For | For |
| | 5 | Elect Masaki Hirose | | Mgmt | For | For | For |
| | 6 | Elect Yoshinori Yoshida | | Mgmt | For | For | For |
| | 7 | Elect Hozumi Satoh | | Mgmt | For | For | For |
| | 8 | Elect Hayato Hirano | | Mgmt | For | For | For |
| | 9 | Elect Takuya Gotoh | | Mgmt | For | For | For |
| | 10 | Elect Michio Kariya | | Mgmt | For | For | For |
| | 11 | Elect Kazunori Yagi | | Mgmt | For | For | For |
| | 12 | Elect Shohichi Kataoka | | Mgmt | For | Against | Against |
| | 13 | Elect Makoto Doi as Alternate Statutory Auditor | | Mgmt | For | Against | Against |
| | 14 | Bonus | | Mgmt | For | For | For |
|
|
|
| Lanxess AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LXSG | CINS D5032B102 | | 05/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Linn Energy, LLC | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LINE | CUSIP 536020100 | | 04/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George Alcorn | | Mgmt | For | For | For |
| | 1.2 | Elect Mark Ellis | | Mgmt | For | For | For |
| | 1.3 | Elect Terrence Jacobs | | Mgmt | For | For | For |
| | 1.4 | Elect Michael Linn | | Mgmt | For | For | For |
| | 1.5 | Elect Joseph McCoy | | Mgmt | For | For | For |
| | 1.6 | Elect Jeffrey Swoveland | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| LyondellBasell Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 05/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robin Buchanan | | Mgmt | For | For | For |
| | 2 | Elect Stephen Cooper | | Mgmt | For | For | For |
| | 3 | Elect Robert G. Gwin | | Mgmt | For | For | For |
| | 4 | Elect Marvin Schlanger | | Mgmt | For | For | For |
| | 5 | Approval of Annual Accounts | | Mgmt | For | For | For |
| | 6 | Officer Liability/Indemnification | | Mgmt | For | For | For |
| | 7 | Director Liability/Indemnification | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 10 | Remuneration of Supervisory Board | | Mgmt | For | For | For |
| | 11 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2010 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 14 | 2012 Global Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Marathon Oil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRO | CUSIP 565849106 | | 04/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory Boyce | | Mgmt | For | Against | Against |
| | 2 | Elect Pierre Brondeau | | Mgmt | For | Against | Against |
| | 3 | Elect Clarence Cazalot, Jr. | | Mgmt | For | Against | Against |
| | 4 | Elect Linda Cook | | Mgmt | For | Against | Against |
| | 5 | Elect Shirley Jackson | | Mgmt | For | Against | Against |
| | 6 | Elect Philip Lader | | Mgmt | For | Against | Against |
| | 7 | Elect Michael Phelps | | Mgmt | For | Against | Against |
| | 8 | Elect Dennis Reilley | | Mgmt | For | Against | Against |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 11 | 2012 Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Monsanto Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MON | CUSIP 61166W101 | | 01/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janine Fields | | Mgmt | For | For | For |
| | 2 | Elect Hugh Grant | | Mgmt | For | For | For |
| | 3 | Elect C. Steven McMillan | | Mgmt | For | For | For |
| | 4 | Elect Robert Stevens | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 7 | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
|
|
|
| National Oilwell Varco, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NOV | CUSIP 637071101 | | 05/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Merrill Miller, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Greg Armstrong | | Mgmt | For | For | For |
| | 3 | Elect David Harrison | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHldr | Against | Against | For |
|
|
|
| Nexen Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NXY | CUSIP 65334H102 | | 04/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Berry | | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bertram | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Ebbern | | Mgmt | For | For | For |
| | 1.4 | Elect S. Barry Jackson | | Mgmt | For | For | For |
| | 1.5 | Elect Kevin Jenkins | | Mgmt | For | For | For |
| | 1.6 | Elect A. Anne McLellan | | Mgmt | For | For | For |
| | 1.7 | Elect Eric Newell | | Mgmt | For | For | For |
| | 1.8 | Elect Thomas O'Neill | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Kevin Reinhart | | Mgmt | For | For | For |
| | 1.10 | Elect Francis Saville | | Mgmt | For | For | For |
| | 1.11 | Elect Arthur Scace | | Mgmt | For | For | For |
| | 1.12 | Elect John Willson | | Mgmt | For | For | For |
| | 1.13 | Elect Victor Zaleschuk | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Noble Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBL | CUSIP 655044105 | | 04/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey Berenson | | Mgmt | For | For | For |
| | 2 | Elect Michael Cawley | | Mgmt | For | For | For |
| | 3 | Elect Edward Cox | | Mgmt | For | For | For |
| | 4 | Elect Charles Davidson | | Mgmt | For | For | For |
| | 5 | Elect Thomas Edelman | | Mgmt | For | For | For |
| | 6 | Elect Eric Grubman | | Mgmt | For | For | For |
| | 7 | Elect Kirby Hedrick | | Mgmt | For | For | For |
| | 8 | Elect Scott Urban | | Mgmt | For | For | For |
| | 9 | Elect William Van Kleef | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| OGX Petroleo e Gas Participacoes S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OGXP3 | CINS P7356Y103 | | 04/26/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Brazil | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 7 | Remuneration Policy | | Mgmt | For | TNA | N/A |
|
|
|
| OGX Petroleo e Gas Participacoes S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OGXP3 | CINS P7356Y103 | | 04/26/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Brazil | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Amendments to Articles Regarding Reconciliation of Share Capital | | Mgmt | For | TNA | N/A |
| | 4 | Authority to Issue Corporate Guarantees to Lenders | | Mgmt | For | TNA | N/A |
|
|
|
| OGX Petroleo e Gas Participacoes S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OGXP3 | CINS P7356Y103 | | 12/01/2011 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Brazil | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 4 | Reconciliation of Share Capital | | Mgmt | For | TNA | N/A |
| | 5 | Board Size | | Mgmt | For | TNA | N/A |
| | 6 | Amendment to Article 2 | | Mgmt | For | TNA | N/A |
| | 7 | Amendments to Articles Regarding Novo Mercado Regulations | | Mgmt | For | TNA | N/A |
| | 8 | Amendment to the Stock Purchase Plan | | Mgmt | For | TNA | N/A |
| | 9 | Elect Ellen Gracie Northfleet | | Mgmt | For | TNA | N/A |
| | 10 | Stock Purchase Plan Grant | | Mgmt | For | TNA | N/A |
|
|
|
| Petroleo Brasileiro S.A. - Petrobras | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PETR3 | CUSIP 71654V408 | | 01/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Ratification of Appointment of Appraiser | | Mgmt | For | For | For |
| | 2 | Valuation Report | | Mgmt | For | For | For |
| | 3 | Spin-off Agreement | | Mgmt | For | For | For |
| | 4 | Spin-Off | | Mgmt | For | For | For |
| | 5 | Ratification of Appointment of Appraiser | | Mgmt | For | For | For |
| | 6 | Valuation Report | | Mgmt | For | For | For |
| | 7 | Merger Agreement | | Mgmt | For | For | For |
| | 8 | Merger by Absorption | | Mgmt | For | For | For |
|
|
|
| Petroleo Brasileiro S.A. - Petrobras | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PETR3 | CUSIP 71654V408 | | 02/28/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Management Board | | Mgmt | For | For | For |
| | 2 | Elect Maria das Gracas Silva Foster | | Mgmt | For | Against | Against |
|
|
|
| Petroleo Brasileiro S.A. - Petrobras | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PETR3 | CUSIP 71654V408 | | 08/23/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Employee Representatives | | Mgmt | For | For | For |
|
|
|
| Petroleo Brasileiro S.A. - Petrobras | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PETR3 | CUSIP 71654V408 | | 12/19/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Mergers by Absorption | | Mgmt | For | For | For |
| | 2 | Elect Josue Christiano Gomes da Silva | | Mgmt | For | Against | Against |
|
|
|
| Petronas Chemicals Group Berhad | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCHEM | CINS Y6811G103 | | 05/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Malaysia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Vimala a/p Menon | | Mgmt | For | Against | Against |
| | 4 | Elect CHING Chye | | Mgmt | For | Against | Against |
| | 5 | Elect KIM Dong Soo | | Mgmt | For | Against | Against |
| | 6 | Elect Paramod Kumar Karunakaran | | Mgmt | For | Against | Against |
| | 7 | Elect Rashidah Alias @ Ahmad | | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Petronas Chemicals Group Berhad | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCHEM | CINS Y6811G103 | | 07/26/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Malaysia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Manharlal a/l Ratilal | | Mgmt | For | Against | Against |
| | 4 | Elect Kamarudin bin Zakaria | | Mgmt | For | Against | Against |
| | 5 | Elect Md Arif bin Mahmood | | Mgmt | For | Against | Against |
| | 6 | Elect Abd Hapiz bin Abdullah | | Mgmt | For | Against | Against |
| | 7 | Directors' Fees | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Potash Corporation of Saskatchewan Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | POT | CUSIP 73755L107 | | 05/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher Burley | | Mgmt | For | For | For |
| | 1.2 | Elect Donald Chynoweth | | Mgmt | For | For | For |
| | 1.3 | Elect Daniel Clauw | | Mgmt | For | For | For |
| | 1.4 | Elect William Doyle | | Mgmt | For | For | For |
| | 1.5 | Elect John Estey | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald Grandey | | Mgmt | For | For | For |
| | 1.7 | Elect Charles Hoffman | | Mgmt | For | For | For |
| | 1.8 | Elect Dallas Howe | | Mgmt | For | For | For |
| | 1.9 | Elect Alice Laberge | | Mgmt | For | For | For |
| | 1.10 | Elect Keith Martell | | Mgmt | For | For | For |
| | 1.11 | Elect Jeffrey McCaig | | Mgmt | For | For | For |
| | 1.12 | Elect Mary Mogford | | Mgmt | For | For | For |
| | 1.13 | Elect Elena Viyella de Paliza | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Performance Option Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Praxair, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PX | CUSIP 74005P104 | | 04/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen Angel | | Mgmt | For | For | For |
| | 1.2 | Elect Oscar Bernardes | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Bret Clayton | | Mgmt | For | For | For |
| | 1.4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 1.5 | Elect Edward Galante | | Mgmt | For | For | For |
| | 1.6 | Elect Claire Gargalli | | Mgmt | For | For | For |
| | 1.7 | Elect Ira Hall | | Mgmt | For | For | For |
| | 1.8 | Elect Raymond LeBoeuf | | Mgmt | For | For | For |
| | 1.9 | Elect Larry McVay | | Mgmt | For | For | For |
| | 1.10 | Elect Wayne Smith | | Mgmt | For | For | For |
| | 1.11 | Elect Robert Wood | | Mgmt | For | For | For |
| | 2 | Right to Call a Special Meeting | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | | ShrHldr | Against | Against | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Rio Tinto plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RIO | CINS G75754104 | | 04/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Chris Lynch | | Mgmt | For | For | For |
| | 4 | Elect John Varley | | Mgmt | For | For | For |
| | 5 | Elect Tom Albanese | | Mgmt | For | For | For |
| | 6 | Elect Robert Brown | | Mgmt | For | For | For |
| | 7 | Elect Vivienne Cox | | Mgmt | For | For | For |
| | 8 | Elect Jan du Plessis | | Mgmt | For | For | For |
| | 9 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 10 | Elect Michael Fitzpatrick | | Mgmt | For | For | For |
| | 11 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 12 | Elect Richard Goodmanson | | Mgmt | For | For | For |
| | 13 | Elect Lord John Kerr of Kinlochard | | Mgmt | For | For | For |
| | 14 | Elect Paul Tellier | | Mgmt | For | For | For |
| | 15 | Elect Samuel Walsh | | Mgmt | For | For | For |
| | 16 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 17 | Global Employee Share Plan | | Mgmt | For | For | For |
| | 18 | Share Savings Plan Renewal | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 24 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Royal Dutch Shell Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDSB | CUSIP G7690A100 | | 05/22/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Sir Nigel Sheinwald | | Mgmt | For | For | For |
| | 4 | Elect Josef Ackermann | | Mgmt | For | For | For |
| | 5 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 6 | Elect Simon Henry | | Mgmt | For | For | For |
| | 7 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 9 | Elect Christine Morin-Postel | | Mgmt | For | For | For |
| | 10 | Elect Jorma Ollila | | Mgmt | For | For | For |
| | 11 | Elect Linda Stuntz | | Mgmt | For | For | For |
| | 12 | Elect Jeroen van der Veer | | Mgmt | For | For | For |
| | 13 | Elect Peter Voser | | Mgmt | For | For | For |
| | 14 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
|
|
|
| Schlumberger N.V. (Schlumberger Limited) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLB | CUSIP 806857108 | | 04/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter Currie | | Mgmt | For | For | For |
| | 2 | Elect Anthony Isaac | | Mgmt | For | For | For |
| | 3 | Elect K.V. Kamath | | Mgmt | For | For | For |
| | 4 | Elect Paal Kibsgaard | | Mgmt | For | For | For |
| | 5 | Elect Nikolay Kudryavtsev | | Mgmt | For | For | For |
| | 6 | Elect Adrian Lajous | | Mgmt | For | For | For |
| | 7 | Elect Michael Marks | | Mgmt | For | For | For |
| | 8 | Elect Elizabeth Moler | | Mgmt | For | For | For |
| | 9 | Elect Lubna Olayan | | Mgmt | For | For | For |
| | 10 | Elect Leo Reif | | Mgmt | For | For | For |
| | 11 | Elect Tore Sandvold | | Mgmt | For | For | For |
| | 12 | Elect Henri Seydoux | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Approval of Financial Statements and Dividends | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | | Mgmt | For | For | For |
|
|
|
| Southwestern Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWN | CUSIP 845467109 | | 05/22/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lewis Epley, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Robert Howard | | Mgmt | For | For | For |
| | 3 | Elect Catherine Kehr | | Mgmt | For | For | For |
| | 4 | Elect Greg Kerley | | Mgmt | For | For | For |
| | 5 | Elect Harold Korell | | Mgmt | For | For | For |
| | 6 | Elect Vello Kuuskraa | | Mgmt | For | For | For |
| | 7 | Elect Kenneth Mourton | | Mgmt | For | For | For |
| | 8 | Elect Steven Mueller | | Mgmt | For | For | For |
| | 9 | Elect Charles Scharlau | | Mgmt | For | For | For |
| | 10 | Elect Alan Stevens | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Swift Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SFY | CUSIP 870738101 | | 05/08/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Clyde Smith, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Terry Swift | | Mgmt | For | For | For |
| | 1.3 | Elect Charles Swindells | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Stock Compensation Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Syngenta AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SYNN | CINS H84140112 | | 04/24/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Compensation Report | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Cancellation of Shares and Reduction in Share Capital | | Mgmt | For | TNA | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 9 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 10 | Elect Stefan Borgas | | Mgmt | For | TNA | N/A |
| | 11 | Elect Peggy Bruzelius | | Mgmt | For | TNA | N/A |
| | 12 | Elect David Lawrence | | Mgmt | For | TNA | N/A |
| | 13 | Elect Jurg Witmer | | Mgmt | For | TNA | N/A |
| | 14 | Elect Vinita Bali | | Mgmt | For | TNA | N/A |
| | 15 | Elect Gunnar Brock | | Mgmt | For | TNA | N/A |
| | 16 | Elect Michel Demare | | Mgmt | For | TNA | N/A |
| | 17 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 18 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| Technip | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEC | CINS F90676101 | | 04/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Related Party Transactions | | Mgmt | For | For | For |
| | 8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | | Mgmt | For | For | For |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | | Mgmt | For | For | For |
| | 14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | | Mgmt | For | For | For |
| | 15 | Authority to Issue Restricted Shares to Corporate Officers | | Mgmt | For | For | For |
| | 16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | | Mgmt | For | For | For |
| | 17 | Grant Stock Options to Corporate Officers | | Mgmt | For | For | For |
| | 18 | Employee Stock Purchase Plan For Overseas Employees | | Mgmt | For | For | For |
| | 19 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 20 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Teck Resources Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TCK | CUSIP 878742204 | | 04/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mayank Ashar | | Mgmt | For | For | For |
| | 1.2 | Elect J. Brian Aune | | Mgmt | For | For | For |
| | 1.3 | Elect Jalynn Bennett | | Mgmt | For | For | For |
| | 1.4 | Elect Hugh Bolton | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Felix Chee | | Mgmt | For | For | For |
| | 1.6 | Elect Jack Cockwell | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Norman Keevil | | Mgmt | For | For | For |
| | 1.8 | Elect Norman Keevil III | | Mgmt | For | For | For |
| | 1.9 | Elect Takeshi Kubota | | Mgmt | For | For | For |
| | 1.10 | Elect Takashi Kuriyama | | Mgmt | For | For | For |
| | 1.11 | Elect Donald Lindsay | | Mgmt | For | For | For |
| | 1.12 | Elect Janice Rennie | | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Warren Seyffert | | Mgmt | For | For | For |
| | 1.14 | Elect Christopher Thompson | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Total SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FP | CINS F92124100 | | 05/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 9 | Elect Christophe de Margerie | | Mgmt | For | Against | Against |
| | 10 | Elect Patrick Artus | | Mgmt | For | Against | Against |
| | 11 | Elect Bertrand Collomb | | Mgmt | For | Against | Against |
| | 12 | Elect Anne Lauvergeon | | Mgmt | For | Against | Against |
| | 13 | Elect Michel Pebereau | | Mgmt | For | Against | Against |
| | 14 | Ratification of the Co-option of Gerard Lamarche | | Mgmt | For | Against | Against |
| | 15 | Elect Anne-Marie Idrac | | Mgmt | For | Against | Against |
| | 16 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Increase Share Issuance Limit | | Mgmt | For | For | For |
| | 20 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | For | For |
| | 21 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 22 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 23 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 24 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | | ShrHldr | Against | Against | For |
| | 25 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | | ShrHldr | Against | Against | For |
|
|
|
| Tronox Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRXAQ | CUSIP 897051306 | | 05/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Tullow Oil Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TLW | CINS G91235104 | | 05/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Simon Thompson | | Mgmt | For | Against | Against |
| | 5 | Elect Steve Lucas | | Mgmt | For | Against | Against |
| | 6 | Elect Tutu Agyare | | Mgmt | For | Against | Against |
| | 7 | Elect David Bamford | | Mgmt | For | Against | Against |
| | 8 | Elect Ann Grant | | Mgmt | For | Against | Against |
| | 9 | Elect Aidan Heavey | | Mgmt | For | Against | Against |
| | 10 | Elect Graham Martin | | Mgmt | For | Against | Against |
| | 11 | Elect Angus McCoss | | Mgmt | For | Against | Against |
| | 12 | Elect Paul McDade | | Mgmt | For | Against | Against |
| | 13 | Elect Steven McTiernan | | Mgmt | For | Against | Against |
| | 14 | Elect Ian Springett | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 20 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Vedanta Resources plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VED | CINS G9328D100 | | 07/27/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Navin Agarwal | | Mgmt | For | For | For |
| | 5 | Elect Naresh Chandra | | Mgmt | For | Against | Against |
| | 6 | Elect Aman Mehta | | Mgmt | For | Against | Against |
| | 7 | Appointment of Auditor | | Mgmt | For | For | For |
| | 8 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Walter Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WLT | CUSIP 93317Q105 | | 04/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Beatty | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Howard Clark, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Jerry Kolb | | Mgmt | For | For | For |
| | 1.4 | Elect Patrick Kriegshauser | | Mgmt | For | For | For |
| | 1.5 | Elect Joseph Leonard | | Mgmt | For | For | For |
| | 1.6 | Elect Graham Mascall | | Mgmt | For | For | For |
| | 1.7 | Elect Bernard Rethore | | Mgmt | For | For | For |
| | 1.8 | Elect Walter Scheller, III | | Mgmt | For | For | For |
| | 1.9 | Elect Michael Tokarz | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect A.J. Wagner | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Xstrata Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XTA | CINS G9826T102 | | 05/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect John R.H. Bond | | Mgmt | For | Against | Against |
| | 5 | Elect Mick Davis | | Mgmt | For | Against | Against |
| | 6 | Elect Con Fauconnier | | Mgmt | For | Against | Against |
| | 7 | Elect Ivan Glasenberg | | Mgmt | For | Against | Against |
| | 8 | Elect Peter Hooley | | Mgmt | For | Against | Against |
| | 9 | Elect Claude Lamoureux | | Mgmt | For | Against | Against |
| | 10 | Elect Aristotelis Mistakidis | | Mgmt | For | Against | Against |
| | 11 | Elect Tor Peterson | | Mgmt | For | Against | Against |
| | 12 | Elect Trevor Reid | | Mgmt | For | Against | Against |
| | 13 | Elect Sir Steve Robson | | Mgmt | For | Against | Against |
| | 14 | Elect David Rough | | Mgmt | For | Against | Against |
| | 15 | Elect Ian Strachan | | Mgmt | For | Against | Against |
| | 16 | Elect Santiago Zaldumbide | | Mgmt | For | Against | Against |
| | 17 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Reduction in Share Premium Account | | Mgmt | For | For | For |
| | 21 | Authority to Set General Meeting Notice Period at 20 Days | | Mgmt | For | Against | Against |
| |
