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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act File Number : | | 811-3061 | |
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Name of Registrant: | Putnam Global Natural Resources Fund |
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Address of Principal Executive Offices: | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
Name and address of agent of service: | |
| James P. Pappas, Vice President |
| Putnam Global Natural Resources Fund |
| One Post Office Square |
| Boston, Massachusetts 02109 |
CC: | | |
| John W. Gerstmayr, Esq. |
| Ropes & Gray LLP | |
| One International Place |
| Boston, Massachusetts 02110 |
Registrant's telephone number including area code: |
| (617) 292-1000 | |
Date of fiscal year end: | |
| 08/31/2007 | |
Date of reporting period: | |
| 07/01/2007 - 06/30/2008 |
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Item 1: Proxy Voting Record | |
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Registrant : Putnam Global Natural Resources Fund | |
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Acergy SA | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS L00306107 | 05/23/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Luxembourg | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Presentation of Board and Auditors' | Mgmt | For | TNA | N/A |
| | Reports | | | | |
| 2 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
| |
| 4 | Ratification of Board and Auditor's | Mgmt | For | TNA | N/A |
| | Acts | | | | |
| 5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| 6 | Election of Directors | Mgmt | For | TNA | N/A |
| 7 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| 8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| 9 | Stock Option Plan | Mgmt | For | TNA | N/A |
| 10 | Amend the 2003 Stock Option Plan | Mgmt | For | TNA | N/A |
| | and the French Stock Option Plan | | | | |
| |
| |
| |
Akzo Nobel NV | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS N01803100 | 04/22/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Netherlands | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 4 | Adopt the 2007 Financial | Mgmt | For | TNA | N/A |
| | Statements of the Company | | | | |
| 5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 7 | Adopt the dividend proposal | Mgmt | For | TNA | N/A |
| 8 | Ratification of Management Board | Mgmt | For | TNA | N/A |
| | Acts | | | | |
| | | | | | |
| 9 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A |
| | Acts | | | | |
| 10 | Approve to increase the number of | Mgmt | For | TNA | N/A |
| | Members of the Board of | | | | |
| | Management | | | | |
| 11 | Appoint Mr. K.Nichols to the Board | Mgmt | For | TNA | N/A |
| | of Management | | | | |
| 12 | Re-appoint Mr. L.E.Darner to the | Mgmt | For | TNA | N/A |
| | Board of Management | | | | |
| 13 | Appoint Mr. R.J.Frohn to the Board | Mgmt | For | TNA | N/A |
| | of Management | | | | |
| 14 | Approve to increase the number of | Mgmt | For | TNA | N/A |
| | Members of the Supervisory Board | | | | |
|
| 15 | Appoint Mr. P.B.Ellwood to the | Mgmt | For | TNA | N/A |
| | Supervisory Board | | | | |
| 16 | Appoint Mr. V. Bottomley to the | Mgmt | For | TNA | N/A |
| | Supervisory Board | | | | |
| 17 | Appoint Mr. R.G.C.Van Den Brink to | Mgmt | For | TNA | N/A |
| | the Supervisory Board | | | | |
| 18 | Approve the remuneration of the | Mgmt | For | TNA | N/A |
| | Chairman of the Supervisory Board | | | | |
|
| 19 | Amend the remuneration Policy for | Mgmt | For | TNA | N/A |
| | the Board of Management | | | | |
| 20 | Authorize the Board of Management | Mgmt | For | TNA | N/A |
| | to issue shares | | | | |
| 21 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | Preemptive Rights | | | | |
| 22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| 23 | Approve to cancel common shares | Mgmt | For | TNA | N/A |
| | in the share capital of the Company | | | | |
|
| 24 | Authority to Issue Reports in | Mgmt | For | TNA | N/A |
| | English | | | | |
| 25 | Electronic Communication | Mgmt | For | TNA | N/A |
| 26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
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Apache Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| APA | CUSIP9 037411105 | 05/08/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: G. | Mgmt | For | For | For |
| | STEVEN FARRIS | | | | |
| | | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RANDOLPH M. FERLIC | | | | |
| 3 | ELECTION OF DIRECTOR: A.D. | Mgmt | For | For | For |
| | FRAZIER, JR. | | | | |
| 4 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | A. KOCUR | | | | |
| 5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | CONCERNING REIMBURSEMENT | | | | |
| | OF PROXY EXPENSES | | | | |
|
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ArcelorMittal SA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS L0302D129 | 05/13/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Luxembourg | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 4 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
|
| 5 | Directors' Fees | Mgmt | For | TNA | N/A |
| 6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| 7 | Grant discharge to the Directors for | Mgmt | For | TNA | N/A |
| | the FY 2007 | | | | |
| 8 | Resignation of Directors | Mgmt | For | TNA | N/A |
| 9 | Elect Lewis B. Kaden | Mgmt | For | TNA | N/A |
| 10 | Elect Ignacio Fernández Toxo | Mgmt | For | TNA | N/A |
| 11 | Elect Antoine Spillmann | Mgmt | For | TNA | N/A |
| 12 | Elect Malay Mukherjee | Mgmt | For | TNA | N/A |
| 13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| 14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| 15 | Stock Option Plan | Mgmt | For | TNA | N/A |
| 16 | Employee Share Purchase Plan | Mgmt | For | TNA | N/A |
| 17 | Authority to Increase Authorized | Mgmt | For | TNA | N/A |
| | Capital | | | | |
|
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Babcock & Brown Wind Partners | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS Q1243D132 | 11/09/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Australia | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 2 | Adopt the remuneration report for | Mgmt | For | Against | Against |
| | the YE 30 JUN 2007 as prescribed | | | | |
|
| 3 | Elect Anthony Battle | Mgmt | For | Against | Against |
| 4 | Elect Warren Murphy | Mgmt | For | Against | Against |
| 5 | Re-appointment of Auditor | Mgmt | For | For | For |
| 6 | Approval of Placement of Securities | Mgmt | For | For | For |
|
| 7 | Ratification of Placement of | Mgmt | For | For | For |
| | Securities | | | | |
| 8 | Approve Acquisition from BNB | Mgmt | For | For | For |
| | (Class B interests in the US07 & | | | | |
| | 50% of Enersis Portfolios) | | | | |
| 9 | Approve Acquisition from BNB | Mgmt | For | For | For |
| | (Remaining 50% of Enersis | | | | |
| | Portfolio) | | | | |
|
|
Ball Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BLL | CUSIP9 058498106 | 04/23/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Alspaugh | Mgmt | For | For | For |
| 1.2 | Elect George Smart | Mgmt | For | For | For |
| 1.3 | Elect Theodore Solso | Mgmt | For | For | For |
| 1.4 | Elect Stuart Taylor II | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Declassifying the Board | | | | |
|
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BASF AG | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS D06216101 | 04/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Germany | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 4 | Adoption of a resolution on the | Mgmt | For | For | For |
| | appropriation of profit | | | | |
| | | | | | |
| 5 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | Acts | | | | |
| 6 | Ratification of Management Board | Mgmt | For | For | For |
| | Acts | | | | |
| 7 | Election of an auditor for the | Mgmt | For | For | For |
| | financial year 2008 | | | | |
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 10 | Agreement with BASF | Mgmt | For | For | For |
| | Beteiligungsgesellschaft mbH | | | | |
| 11 | Agreement with BASF Bank GmbH | Mgmt | For | For | For |
|
| 12 | Stock Split | Mgmt | For | For | For |
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 14 | Amendment of Article 14, para. 2 | Mgmt | For | For | For |
| 15 | Amendment of Article 17, para. 1 | Mgmt | For | For | For |
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BHP Billiton PLC | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS G10877101 | 10/25/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United Kingdom | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | plc) | | | | |
| 2 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For |
| | Limited) | | | | |
| 3 | Re-elect Mr. David A. Crawford as a | Mgmt | For | For | For |
| | Director of BHP Billiton Plc | | | | |
| 4 | Re-elect Mr. David A. Crawford as a | Mgmt | For | For | For |
| | Director of BHP Billiton Limited | | | | |
| 5 | Re-elect Mr. Don R. Argus as a | Mgmt | For | For | For |
| | Director of BHP Billiton Plc | | | | |
| 6 | Re-elect Mr. Don R. Argus as a | Mgmt | For | For | For |
| | Director of BHP Billiton Limited | | | | |
| 7 | Re-elect Carlos Cordeiro (BHP | Mgmt | For | For | For |
| | Billiton plc) | | | | |
| 8 | Re-elect Carlos Cordeiro (BHP | Mgmt | For | For | For |
| | Billiton Limited) | | | | |
| 9 | Re-elect E. Gail De Planque (BHP | Mgmt | For | For | For |
| | Billiton plc) | | | | |
| 10 | Re-elect E. Gail De Planque (BHP | Mgmt | For | For | For |
| | Billiton Limited) | | | | |
| 11 | Re-elect David Jenkins (BHP | Mgmt | For | For | For |
| | Billiton plc) | | | | |
| | | | | | |
| 12 | Re-elect David Jenkins (BHP | Mgmt | For | For | For |
| | Billiton Limited) | | | | |
| 13 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees (BHP Billiton | | | | |
| | plc) | | | | |
| 14 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 15 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 17 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | (December 31, 2007) | | | | |
| 18 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | (February 15, 2008) | | | | |
| 19 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | April 30, 2008) | | | | |
| 20 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | (May 31, 2008) | | | | |
| 21 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | (June 15, 2008) | | | | |
| 22 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | July 31, 2008) | | | | |
| 23 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | (September 15, 2008) | | | | |
| 24 | Reduction of Issued Share Capital | Mgmt | For | For | For |
| | (November 30, 2008) | | | | |
| 25 | Approve the remuneration report for | Mgmt | For | For | For |
| | the YE 30 JUN 2007 | | | | |
| 26 | Equity Grant (CEO Marius J. | Mgmt | For | For | For |
| | Kloppers) | | | | |
| 27 | Equity Grant (Former CEO Charles | Mgmt | For | Against | Against |
| | W. Goodyear) | | | | |
| 28 | Amendment to Articles Regarding | Mgmt | For | For | For |
| | Retirement Age (BHP Billiton plc) | | | | |
|
| 29 | Amend the Constitution of BHP | Mgmt | For | For | For |
| | Billiton Limited by deleting Rule 82 | | | | |
|
|
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BP PLC | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS G12793108 | 04/17/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United Kingdom | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Receive the Director's annual report | Mgmt | For | For | For |
| | and accounts | | | | |
| 2 | Approve the Directors remuneration | Mgmt | For | Against | Against |
| | report | | | | |
| 3 | Re-elect Mr. A Burgmans as a | Mgmt | For | For | For |
| | Director | | | | |
| 4 | Re-elect Mrs. C.B. Carroll as a | Mgmt | For | For | For |
| | Director | | | | |
| 5 | Re-elect Sir William Castell as a | Mgmt | For | For | For |
| | Director | | | | |
| 6 | Re-elect Mr. I.C. Conn as a Director | Mgmt | For | For | For |
|
| 7 | Re-elect Mr. G. David as a Director | Mgmt | For | For | For |
|
| 8 | Re-elect Mr. E.B. Davis, Jr. as a | Mgmt | For | For | For |
| | Director | | | | |
| 9 | Re-elect Mr. D.J. Flint as a Director | Mgmt | For | For | For |
|
| 10 | Re-elect Dr. B.E. Grote as a | Mgmt | For | For | For |
| | Director | | | | |
| 11 | Re-elect Dr. A.B. Hayward as a | Mgmt | For | For | For |
| | Director | | | | |
| 12 | Re-elect Mr. A.G. Inglis as a | Mgmt | For | For | For |
| | Director | | | | |
| 13 | Re-elect Dr. D.S. Julius as a | Mgmt | For | For | For |
| | Director | | | | |
| 14 | Re-elect Sir Tom McKillop as a | Mgmt | For | For | For |
| | Director | | | | |
| 15 | Re-elect Sir Ian Proser as a Director | Mgmt | For | For | For |
|
| 16 | Re-elect Mr. P.D. Sutherland as a | Mgmt | For | For | For |
| | Director | | | | |
| 17 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 18 | Adopt new Articles of Association | Mgmt | For | For | For |
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 20 | Approve to give limited authority to | Mgmt | For | For | For |
| | allot shares up to a specified | | | | |
| | amount | | | | |
| 21 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
|
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Cameron International Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CAM | CUSIP9 13342B105 | 12/07/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| 4 | ELECTION OF DIRECTOR: R.J. | Mgmt | For | For | For |
| | EATON | | | | |
| 5 | ELECTION OF DIRECTOR: S. | Mgmt | For | For | For |
| | GINN | | | | |
| 6 | ELECTION OF DIRECTOR: F.G. | Mgmt | For | For | For |
| | JENIFER | | | | |
| 7 | ELECTION OF DIRECTOR: J.L. | Mgmt | For | For | For |
| | JONES | | | | |
| 8 | ELECTION OF DIRECTOR: S. | Mgmt | For | For | For |
| | NUNN | | | | |
| 9 | ELECTION OF DIRECTOR: D.J. O | Mgmt | For | For | For |
| | REILLY | | | | |
| 10 | ELECTION OF DIRECTOR: D.B. | Mgmt | For | For | For |
| | RICE | | | | |
| 11 | ELECTION OF DIRECTOR: P.J. | Mgmt | For | For | For |
| | ROBERTSON | | | | |
| 12 | ELECTION OF DIRECTOR: K.W. | Mgmt | For | For | For |
| | SHARER | | | | |
| 13 | ELECTION OF DIRECTOR: C.R. | Mgmt | For | For | For |
| | SHOEMATE | | | | |
| 14 | ELECTION OF DIRECTOR: R.D. | Mgmt | For | For | For |
| | SUGAR | | | | |
| 15 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For |
| | WARE | | | | |
| 16 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | REGISTERED PUBLIC | | | | |
| | ACCOUNTING FIRM | | | | |
| 17 | Increase in Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 18 | ADOPT POLICY TO SEPARATE | ShrHoldr | Against | Against | For |
| | THE CEO/CHAIRMAN POSITIONS | | | | |
| |
| 19 | ADOPT POLICY AND REPORT ON | ShrHoldr | Against | Against | For |
| | HUMAN RIGHTS | | | | |
| 20 | REPORT ON ENVIRONMENTAL | ShrHoldr | Against | Against | For |
| | IMPACT OF CANADIAN OIL | | | | |
| | SANDS OPERATIONS | | | | |
| 21 | ADOPT GOALS AND REPORT ON | ShrHoldr | Against | Against | For |
| | GREENHOUSE GAS EMISSIONS | | | | |
| |
| 22 | REVIEW AND REPORT ON | ShrHoldr | Against | Against | For |
| | GUIDELINES FOR COUNTRY | | | | |
| | SELECTION | | | | |
| 23 | REPORT ON HOST COUNTRY | ShrHoldr | Against | Against | For |
| | LAWS | | | | |
| | | | | | |
CHINA PETROLEUM & CHEMICAL | | | | | | |
CORPORATION | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SNP | CUSIP9 16941R108 | 05/26/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Director's Report | Mgmt | For | For | For |
| 2 | Supervisor's Report | Mgmt | For | For | For |
| 3 | Accounts and Reports | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 5 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 6 | Authority to Declare Interim | Mgmt | For | For | For |
| | Dividends | | | | |
|
| 7 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 8 | Issuance of Bonds | Mgmt | For | For | For |
| 9 | Authorization to the Board to Issue | Mgmt | For | For | For |
| | Bonds | | | | |
| 10 | Amendments to Articles | Mgmt | For | For | For |
| 11 | Amendments to Articles | Mgmt | For | For | For |
|
|
Chiyoda Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS J06237101 | 06/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Japan | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Approve Appropriation of Retained | Mgmt | For | For | For |
| | Earnings | | | | |
| 3 | Appoint a Director | Mgmt | For | For | For |
| 4 | Appoint a Director | Mgmt | For | For | For |
| 5 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| 6 | Appoint a Corporate Auditor | Mgmt | For | For | For |
| 7 | Approve Provision of Retirement | Mgmt | For | For | For |
| | Allowance for Retiring Corporate | | | | |
| | Auditors | | | | |
|
|
ConocoPhillips | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| COP | CUSIP9 20825C104 | 05/14/2008 | | Voted | |
| | | | | | |
| 6 | Approve the compensation for the | Mgmt | For | TNA | N/A |
| | Members of the Board of Directors | | | | |
|
|
|
ENI | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS T3643A145 | 04/29/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Italy | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Accounts and Reports - Agipfuel | Mgmt | For | TNA | N/A |
| | S.p.A. | | | | |
| 3 | Accounts and Reports - Praoil- | Mgmt | For | TNA | N/A |
| | Oleodotti Italiani S.p.A. | | | | |
| 4 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 5 | Approve the allocation of profit | Mgmt | For | TNA | N/A |
| 6 | Authorize the buy back own shares | Mgmt | For | TNA | N/A |
|
|
|
ENI | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS T3643A145 | 06/09/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Italy | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Approve to determine the Board of | Mgmt | For | TNA | N/A |
| | Directors components | | | | |
| 3 | Approve to determine the Board of | Mgmt | For | TNA | N/A |
| | Directors term | | | | |
| 4 | Appoint the Board of Directors | Mgmt | For | TNA | N/A |
| 5 | Appoint the Board of Directors | Mgmt | For | TNA | N/A |
| | Chairman | | | | |
| 6 | Approve to determine the Board of | Mgmt | For | TNA | N/A |
| | Directors and Chairman | | | | |
| | emoluments | | | | |
| 7 | Appoint the Board of Auditors | Mgmt | For | TNA | N/A |
| 8 | Appoint the Board of Auditors | Mgmt | For | TNA | N/A |
| | Chairman | | | | |
| 9 | Approve to determine the regular | Mgmt | For | TNA | N/A |
| | Auditors and Chairman emoluments | | | | |
| | | | | | |
| 10 | Court of Accounts Representative's | Mgmt | For | TNA | N/A |
| | Attendance Fees | | | | |
|
|
EOG Resources Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EOG | CUSIP9 26875P101 | 05/08/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Alcorn | Mgmt | For | For | For |
| 1.2 | Elect Charles Crisp | Mgmt | For | For | For |
| 1.3 | Elect Mark Papa | Mgmt | For | For | For |
| 1.4 | Elect H. Leighton Steward | Mgmt | For | For | For |
| 1.5 | Elect Donald Textor | Mgmt | For | For | For |
| 1.6 | Elect Frank Wisner | Mgmt | For | For | For |
| 2 | Ratification of the Auditor | Mgmt | For | For | For |
| 3 | TO APPROVE THE EOG | Mgmt | For | For | For |
| | RESOURCES, INC. 2008 | | | | |
| | OMNIBUS EQUITY | | | | |
| | COMPENSATION PLAN. | | | | |
|
|
Fred Olsen Energy ASA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS R25663106 | 05/27/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Norway | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Opening of the AGM by the | Mgmt | For | TNA | N/A |
| | Chairman of the Board, Ms. Anette | | | | |
| | S. Olsen | | | | |
| 4 | Elect Presiding Chairman and | Mgmt | For | TNA | N/A |
| | Individual to Check Minutes; | | | | |
| | Agenda | | | | |
| 5 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 6 | Approve the distribution of dividend | Mgmt | For | TNA | N/A |
|
| 7 | Authorize the Board of Directors to | Mgmt | For | TNA | N/A |
| | increase the share capital | | | | |
| 8 | Authorize the Board of Directors to | Mgmt | For | TNA | N/A |
| | purchase the Company's own | | | | |
| | shares | | | | |
| 9 | Compensation Policy | Mgmt | For | TNA | N/A |
| | | | | | |
| 10 | Approve the stipulation of the Board | Mgmt | For | TNA | N/A |
| | of Director's fee | | | | |
| 11 | Approve the stipulation of the | Mgmt | For | TNA | N/A |
| | Auditor's fee | | | | |
| 12 | Elect the Board of Directors | Mgmt | For | TNA | N/A |
|
|
Freeport-McMoran Copper & Gold | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FCX | CUSIP9 35671D857 | 06/05/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Robert Day | Mgmt | For | For | For |
| 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| 1.6 | Elect J. Bennet Johnston | Mgmt | For | For | For |
| 1.7 | Elect Charles Krulak | Mgmt | For | For | For |
| 1.8 | Elect Bobby Lackey | Mgmt | For | For | For |
| 1.9 | Elect Jon Madonna | Mgmt | For | For | For |
| 1.10 | Elect Dustan McCoy | Mgmt | For | For | For |
| 1.11 | Elect Gabrielle McDonald | Mgmt | For | For | For |
| 1.12 | Elect James Moffett | Mgmt | For | For | For |
| 1.13 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| 1.14 | Elect J. Stapleton Roy | Mgmt | For | For | For |
| 1.15 | Elect Stephen Siegele | Mgmt | For | For | For |
| 1.16 | Elect J. Taylor Wharton | Mgmt | For | For | For |
| 2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For |
| | OF ERNST & YOUNG LLP AS | | | | |
| | INDEPENDENT AUDITORS. | | | | |
|
| 3 | Increase in Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
|
|
Freeport-McMoran Copper & Gold | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FCX | CUSIP9 35671D857 | 07/10/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Robert Day | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| 1.6 | Elect J. Bennet Johnston | Mgmt | For | For | For |
| 1.7 | Elect Charles Krulak | Mgmt | For | For | For |
| 1.8 | Elect Bobby Lackey | Mgmt | For | For | For |
| 1.9 | Elect Jon Madonna | Mgmt | For | For | For |
| 1.10 | Elect Dustan McCoy | Mgmt | For | For | For |
| 1.11 | Elect Gabrielle McDonald | Mgmt | For | For | For |
| 1.12 | Elect James Moffett | Mgmt | For | For | For |
| 1.13 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| 1.14 | Elect J. Stapleton Roy | Mgmt | For | For | For |
| 1.15 | Elect Stephen Siegele | Mgmt | For | For | For |
| 1.16 | Elect J. Taylor Wharton | Mgmt | For | For | For |
| 2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For |
| | OF ERNST & YOUNG LLP AS | | | | |
| | INDEPENDENT AUDITORS. | | | | |
|
| 3 | ADOPTION OF THE PROPOSED | Mgmt | For | For | For |
| | AMENDMENTS TO THE 2006 | | | | |
| | STOCK INCENTIVE PLAN. | | | | |
|
|
Gazprom Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS X7204C106 | 06/27/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Russian Federation | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Approve the Annual Report of OAO | Mgmt | For | For | For |
| | Gazprom for 2007. | | | | |
| 3 | Accounts and Reports | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 5 | Approval of Dividend Payment | Mgmt | For | For | For |
| 6 | Appointment of Auditor | Mgmt | For | Against | Against |
| 7 | Directors' and Audit Commission | Mgmt | For | Against | Against |
| | Members' Fees | | | | |
| 8 | Approve the amendments to the | Mgmt | For | Against | Against |
| | Charter of OAO Gazprom. | | | | |
| 9 | Amendments to Annual General | Mgmt | For | Against | Against |
| | Meeting Regulations | | | | |
| 10 | Amendments to Board Regulations | Mgmt | For | Against | Against |
|
| 11 | Amendments to Management | Mgmt | For | Against | Against |
| | Committee Regulations | | | | |
| 12 | Approval of Liability Insurance Cost | Mgmt | For | For | For |
| | | | | | |
| 13 | Related Party Transactions | Mgmt | For | For | For |
| 14 | Related Party Transactions | Mgmt | For | For | For |
| 15 | Related Party Transactions | Mgmt | For | For | For |
| 16 | Related Party Transactions | Mgmt | For | For | For |
| 17 | Related Party Transactions | Mgmt | For | For | For |
| 18 | Related Party Transactions | Mgmt | For | For | For |
| 19 | Related Party Transactions | Mgmt | For | For | For |
| 20 | Related Party Transactions | Mgmt | For | For | For |
| 21 | Related Party Transactions | Mgmt | For | For | For |
| 22 | Related Party Transactions | Mgmt | For | For | For |
| 23 | Related Party Transactions | Mgmt | For | For | For |
| 24 | Related Party Transactions | Mgmt | For | For | For |
| 25 | Related Party Transactions | Mgmt | For | For | For |
| 26 | Related Party Transactions | Mgmt | For | For | For |
| 27 | Related Party Transactions | Mgmt | For | For | For |
| 28 | Related Party Transactions | Mgmt | For | For | For |
| 29 | Related Party Transactions | Mgmt | For | For | For |
| 30 | Related Party Transactions | Mgmt | For | For | For |
| 31 | Related Party Transactions | Mgmt | For | For | For |
| 32 | Related Party Transactions | Mgmt | For | For | For |
| 33 | Related Party Transactions | Mgmt | For | For | For |
| 34 | Related Party Transactions | Mgmt | For | For | For |
| 35 | Related Party Transactions | Mgmt | For | For | For |
| 36 | Related Party Transactions | Mgmt | For | For | For |
| 37 | Related Party Transactions | Mgmt | For | For | For |
| 38 | Related Party Transactions | Mgmt | For | For | For |
| 39 | Related Party Transactions | Mgmt | For | For | For |
| 40 | Related Party Transactions | Mgmt | For | For | For |
| 41 | Related Party Transactions | Mgmt | For | For | For |
| 42 | Related Party Transactions | Mgmt | For | For | For |
| 43 | Related Party Transactions | Mgmt | For | For | For |
| 44 | Related Party Transactions | Mgmt | For | For | For |
| 45 | Related Party Transactions | Mgmt | For | For | For |
| 46 | Related Party Transactions | Mgmt | For | For | For |
| 47 | Related Party Transactions | Mgmt | For | For | For |
| 48 | Related Party Transactions | Mgmt | For | For | For |
| 49 | Related Party Transactions | Mgmt | For | For | For |
| 50 | Related Party Transactions | Mgmt | For | For | For |
| 51 | Related Party Transactions | Mgmt | For | For | For |
| 52 | Related Party Transactions | Mgmt | For | For | For |
| 53 | Related Party Transactions | Mgmt | For | For | For |
| 54 | Related Party Transactions | Mgmt | For | For | For |
| 55 | Related Party Transactions | Mgmt | For | For | For |
| 56 | Related Party Transactions | Mgmt | For | For | For |
| 57 | Related Party Transactions | Mgmt | For | For | For |
| 58 | Related Party Transactions | Mgmt | For | For | For |
| 59 | Related Party Transactions | Mgmt | For | For | For |
| | | | | | |
| 60 | Related Party Transactions | Mgmt | For | For | For |
| 61 | Related Party Transactions | Mgmt | For | For | For |
| 62 | Related Party Transactions | Mgmt | For | For | For |
| 63 | Related Party Transactions | Mgmt | For | For | For |
| 64 | Related Party Transactions | Mgmt | For | For | For |
| 65 | Related Party Transactions | Mgmt | For | For | For |
| 66 | Related Party Transactions | Mgmt | For | For | For |
| 67 | Related Party Transactions | Mgmt | For | For | For |
| 68 | Related Party Transactions | Mgmt | For | For | For |
| 69 | Related Party Transactions | Mgmt | For | For | For |
| 70 | Related Party Transactions | Mgmt | For | For | For |
| 71 | Related Party Transactions | Mgmt | For | For | For |
| 72 | Related Party Transactions | Mgmt | For | For | For |
| 73 | Related Party Transactions | Mgmt | For | For | For |
| 74 | Related Party Transactions | Mgmt | For | For | For |
| 75 | Related Party Transactions | Mgmt | For | For | For |
| 76 | Related Party Transactions | Mgmt | For | For | For |
| 77 | Related Party Transactions | Mgmt | For | For | For |
| 78 | Related Party Transactions | Mgmt | For | For | For |
| 79 | Related Party Transactions | Mgmt | For | For | For |
| 80 | Related Party Transactions | Mgmt | For | For | For |
| 81 | Related Party Transactions | Mgmt | For | For | For |
| 82 | Related Party Transactions | Mgmt | For | For | For |
| 83 | Related Party Transactions | Mgmt | For | For | For |
| 84 | Related Party Transactions | Mgmt | For | For | For |
| 85 | Related Party Transactions | Mgmt | For | For | For |
| 86 | Related Party Transactions | Mgmt | For | For | For |
| 87 | Related Party Transactions | Mgmt | For | For | For |
| 88 | Related Party Transactions | Mgmt | For | For | For |
|
|
Gazprom Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS X7204C106 | 06/27/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Russian Federation | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 3 | Elect AKIMOV ANDREI | Mgmt | For | Abstain | Against |
| | IGORIEVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 4 | Elect Alexander Ananenkov | Mgmt | For | For | For |
| 5 | Elect BERGMANN BURCKHARD to | Mgmt | For | Abstain | Against |
| | the Board of Directors of OAO | | | | |
| | Gazprom. | | | | |
| | | | | | |
| 6 | Elect GAZIZULLIN FARIT | Mgmt | For | Abstain | Against |
| | RAFIKOVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 7 | Elect Andrey Dementiev | Mgmt | For | Abstain | Against |
| 8 | Elect ZUBKOV VIKTOR | Mgmt | For | Abstain | Against |
| | ALEKSEEVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 9 | Elect KARPEL ELENA | Mgmt | For | For | For |
| | EVGENIEVNA to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 10 | Elect Yury Medvedev | Mgmt | For | Abstain | Against |
| 11 | Elect MILLER ALEXEY | Mgmt | For | For | For |
| | BORISOVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 12 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against |
| 13 | Elect NIKOLAEV VIKTOR | Mgmt | For | For | For |
| | VASILIEVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 14 | Elect Alexander Potyomkin | Mgmt | For | For | For |
| 15 | Elect SEREDA MIKHAIL | Mgmt | For | For | For |
| | LEONIDOVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 16 | Elect FEDOROV BORIS | Mgmt | For | For | For |
| | GRIGORIEVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 17 | Elect FORESMAN ROBERT MARK | Mgmt | For | For | For |
| | to the Board of Directors of OAO | | | | |
| | Gazprom. | | | | |
| 18 | Elect Viktor Khristenko | Mgmt | For | Abstain | Against |
| 19 | Elect Aleksander Shokhin | Mgmt | For | For | For |
| 20 | Elect YUSUFOV IGOR | Mgmt | For | Abstain | Against |
| | KHANUKOVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 21 | Elect YASIN EVGENIY | Mgmt | For | For | For |
| | GRIGORIEVICH to the Board of | | | | |
| | Directors of OAO Gazprom. | | | | |
| 22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 23 | Elect ARKHIPOV DMITRY | Mgmt | For | For | For |
| | ALEXANDROVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 24 | Elect ASKINADZE DENIS | Mgmt | For | For | For |
| | ARKADIEVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 25 | Elect BIKULOV VADIM | Mgmt | For | For | For |
| | KASYMOVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| | | | | | |
| 26 | Elect ISHUTIN RAFAEL | Mgmt | For | For | For |
| | VLADIMIROVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 27 | Elect KOBZEV ANDREY | Mgmt | For | For | For |
| | NIKOLAEVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 28 | Elect LOBANOVA NINA | Mgmt | For | For | For |
| | VLADISLAVOVNA to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 29 | Elect LOGUNOV DMITRY | Mgmt | For | N/A | N/A |
| | SERGEEVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 30 | Elect MIKHAILOVA SVETLANA | Mgmt | For | For | For |
| | SERGEEVNA to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 31 | Elect NOSOV YURY | Mgmt | For | N/A | N/A |
| | STANISLAVOVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 32 | Elect Viktoriya V. Oseledko | Mgmt | For | For | For |
| 33 | Elect FOMIN ANDREY | Mgmt | For | For | For |
| | SERGEEVICH to the Audit | | | | |
| | Commission of OAO Gazprom. | | | | |
| 34 | Elect SHUBIN YURY IVANOVICH | Mgmt | For | N/A | N/A |
| | to the Audit Commission of OAO | | | | |
| | Gazprom. | | | | |
|
|
Global Industries Limited | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GLBL | CUSIP9 379336100 | 05/14/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect B.K. Chin | Mgmt | For | For | For |
| 1.2 | Elect John Clerico | Mgmt | For | For | For |
| 1.3 | Elect Lawrence Dickerson | Mgmt | For | For | For |
| 1.4 | Elect Edward Djerejian | Mgmt | For | For | For |
| 1.5 | Elect Larry Farmer | Mgmt | For | For | For |
| 1.6 | Elect Edgar Hotard | Mgmt | For | For | For |
| 1.7 | Elect Richard Pattarozzi | Mgmt | For | For | For |
| 1.8 | Elect James Payne | Mgmt | For | For | For |
| 1.9 | Elect Michael Pollock | Mgmt | For | For | For |
| 1.10 | Elect Cindy Taylor | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 12 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation | | | | |
|
|
National Oilwell Varco Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NOV | CUSIP9 637071101 | 05/14/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | THE ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT E. BEAUCHAMP | | | | |
| 2 | THE ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JEFFERY A. SMISEK | | | | |
| 3 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | AUDITORS | | | | |
| 4 | APPROVAL OF NATIONAL | Mgmt | For | For | For |
| | OILWELL VARCO ANNUAL | | | | |
| | INCENTIVE PLAN | | | | |
|
|
NEXEN INC. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NXY | CUSIP9 65334H102 | 04/29/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | Canada | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Re-elect Charles Fischer | Mgmt | For | Withhold | Against |
| 1.2 | Re-elect Dennis Flanagan | Mgmt | For | Withhold | Against |
| 1.3 | Re-elect David Hentschel | Mgmt | For | Withhold | Against |
| 1.4 | Re-elect S. Barry Jackson | Mgmt | For | Withhold | Against |
| 1.5 | Re-elect Kevin Jenkins | Mgmt | For | Withhold | Against |
| 1.6 | Re-elect A. Anne McLellan | Mgmt | For | Withhold | Against |
| 1.7 | Re-elect Eric Newell | Mgmt | For | Withhold | Against |
| 1.8 | Re-elect Thomas O'Neill | Mgmt | For | Withhold | Against |
| 1.9 | Re-elect Francis Saville | Mgmt | For | Withhold | Against |
| 1.10 | Re-elect Richard Thomson | Mgmt | For | Withhold | Against |
| 1.11 | Re-elect John Willson | Mgmt | For | Withhold | Against |
| 1.12 | Re-elect Victor Zaleschuk | Mgmt | For | Withhold | Against |
| 2 | TO APPOINT DELOITTE & | Mgmt | For | For | For |
| | TOUCHE LLP AS INDEPENDENT | | | | |
| | AUDITORS FOR 2008. | | | | |
| 3 | Amendment to Shareholder Rights' | Mgmt | For | For | For |
| | Plan | | | | |
| | | | | | |
| 3 | Approve an amendment to the | Mgmt | For | For | For |
| | Regulations governing our | | | | |
| | Management Board | | | | |
| 4 | Approve the related-party | Mgmt | For | For | For |
| | transactions | | | | |
|
|
Occidental Petroleum Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OXY | CUSIP9 674599105 | 05/02/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | SPENCER ABRAHAM | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RONALD W. BURKLE | | | | |
| 3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | S. CHALSTY | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EDWARD P. DJEREJIAN | | | | |
| 5 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | E. FEICK | | | | |
| 6 | ELECTION OF DIRECTOR: RAY R. | Mgmt | For | For | For |
| | IRANI | | | | |
| 7 | ELECTION OF DIRECTOR: IRVIN | Mgmt | For | For | For |
| | W. MALONEY | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | AVEDICK B. POLADIAN | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RODOLFO SEGOVIA | | | | |
| 10 | ELECTION OF DIRECTOR: AZIZ | Mgmt | For | For | For |
| | D. SYRIANI | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROSEMARY TOMICH | | | | |
| 12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WALTER L. WEISMAN | | | | |
| 13 | RATIFICATION OF SELECTION OF | Mgmt | For | For | For |
| | KPMG AS INDEPENDENT | | | | |
| | AUDITORS. | | | | |
| 14 | SCIENTIFIC REPORT ON GLOBAL | ShrHoldr | Against | Against | For |
| | WARMING. | | | | |
| 15 | ADVISORY VOTE ON EXECUTIVE | ShrHoldr | Against | Against | For |
| | COMPENSATION. | | | | |
| 16 | INDEPENDENCE OF | ShrHoldr | Against | For | Against |
| | COMPENSATION CONSULTANTS. | | | | |
| | | | | | |
| 17 | PAY-FOR-SUPERIOR- | ShrHoldr | Against | Against | For |
| | PERFORMANCE PRINCIPLE. | | | | |
| 18 | SPECIAL SHAREHOLDER | ShrHoldr | Against | Against | For |
| | MEETINGS. | | | | |
|
|
OIL COMPANY LUKOIL (JSC)- ADR | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LUKOY | CUSIP9 677862104 | 06/26/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports; Allocation of | Mgmt | For | For | For |
| | Profits/Dividends | | | | |
| 2 | ELECTION OF AUDIT | Mgmt | For | For | For |
| | COMMISSION: IVANOVA, LYUBOV | | | | |
| | GAVRILOVNA | | | | |
| 3 | ELECTION OF AUDIT | Mgmt | For | For | For |
| | COMMISSION: KONDRATIEV, | | | | |
| | PAVEL GENNADIEVICH | | | | |
| 4 | ELECTION OF AUDIT | Mgmt | For | For | For |
| | COMMISSION: NIKITENKO, | | | | |
| | VLADIMIR NIKOLAEVICH | | | | |
| 5 | Directors' and Audit Commission's | Mgmt | For | For | For |
| | Fees | | | | |
| 6 | Appointment of Auditor | Mgmt | For | For | For |
| 7 | Related Party Transactions | Mgmt | For | For | For |
| 8 | PROVISION OF A LOAN BY OAO | Mgmt | For | For | For |
| | LUKOIL (LENDER) TO OAO YUGK | | | | |
| | TGC-8 (BORROWER). | | | | |
| 9 | RECEIPT OF A LOAN BY OAO | Mgmt | For | For | For |
| | LUKOIL (BORROWER) FROM | | | | |
| | OAO YUGK TGC-8 (LENDER). | | | | |
| 10 | RECEIPT OF A LOAN BY OAO | Mgmt | For | For | For |
| | LUKOIL (BORROWER) FROM | | | | |
| | OAO YUGK TGC-8 (LENDER). | | | | |
| 11 | Related Party Transactions | Mgmt | For | For | For |
|
|
OIL COMPANY LUKOIL (JSC)- ADR | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LUKOY | CUSIP9 677862104 | 06/26/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Vagit Alekperov | Mgmt | For | For | For |
| 2 | Elect Igor Belikov | Mgmt | For | Abstain | Against |
| 3 | Elect Donald Wallette, Jr. | Mgmt | For | For | For |
| 4 | Elect Valery Grayfer | Mgmt | For | Abstain | Against |
| 5 | Elect Oleg Kutafin | Mgmt | For | Abstain | Against |
| 6 | Elect Andrey Kostin | Mgmt | For | Abstain | Against |
| 7 | Elect Ravil Maganov | Mgmt | For | For | For |
| 8 | Elect Richard Matzke | Mgmt | For | For | For |
| 9 | Elect Sergei Mikhailov | Mgmt | For | For | For |
| 10 | Elect Nikolai Tsvetkov | Mgmt | For | Abstain | Against |
| 11 | Elect Igor Sherkunov | Mgmt | For | Abstain | Against |
| 12 | Elect Aleksander Shokhin | Mgmt | For | For | For |
|
|
Petroleum Geo-Services ASA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS R69628114 | 05/07/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Norway | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| 5 | Elect 1 person among those present | Mgmt | For | TNA | N/A |
| | at the AGM to countersign the | | | | |
| | minutes | | | | |
| 6 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 7 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A |
| 8 | Elect KPMG AS as the Company's | Mgmt | For | TNA | N/A |
| | new Auditor | | | | |
| 9 | Elect Jens Ulltveit-Moe | Mgmt | For | TNA | N/A |
| 10 | Elect Francis Gugen | Mgmt | For | TNA | N/A |
| 11 | Elect Harald Norvik | Mgmt | For | TNA | N/A |
| 12 | Elect Wenche Kjølås | Mgmt | For | TNA | N/A |
| 13 | Elect Daniel Piette | Mgmt | For | TNA | N/A |
| 14 | Elect Holly Deursen | Mgmt | For | TNA | N/A |
| 15 | Elect Annette Malm Justad | Mgmt | For | TNA | N/A |
| 16 | Elect Roger O'Neil | Mgmt | For | TNA | N/A |
| 17 | Elect C. Maury Devine | Mgmt | For | TNA | N/A |
| 18 | Elect Hanne Harlem | Mgmt | For | TNA | N/A |
| 19 | Directors' and Nominating | Mgmt | For | TNA | N/A |
| | Committee Fees | | | | |
| 20 | Compensation Guidelines for Board | Mgmt | For | TNA | N/A |
| | of Directors | | | | |
| | | | | | |
| 21 | Compensation Guidelines for | Mgmt | For | TNA | N/A |
| | Nominating Committee | | | | |
| 22 | Compensation Policy | Mgmt | For | TNA | N/A |
| 23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| 24 | Approve the Share Option Plan as | Mgmt | For | TNA | N/A |
| | specified | | | | |
| 25 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | Preemptive Rights | | | | |
| 26 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | Preemptive Rights Pursuant to | | | | |
| | Stock Option Plan | | | | |
| 27 | Authority to Issue Convertible | Mgmt | For | TNA | N/A |
| | Bonds | | | | |
| 28 | Amendments to Articles | Mgmt | For | TNA | N/A |
| 29 | Amendment to Stock Option Plan | Mgmt | For | TNA | N/A |
|
| 30 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
|
|
Repsol YPF SA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS E8471S130 | 05/13/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Spain | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | Mgmt | For | For | For |
| 4 | Approve the modification of Article | Mgmt | For | For | For |
| | 49 of By Laws | | | | |
| 5 | Elect Mr. Isidre Faine Casas as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 6 | Elect Mr. Juan Maria Nin Genova as | Mgmt | For | Against | Against |
| | a Director | | | | |
| 7 | Appoint the accounts Auditors | Mgmt | For | For | For |
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 9 | Authorize the Board ot ratify and | Mgmt | For | For | For |
| | execute approved resolutions | | | | |
|
|
Rio Tinto PLC | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS G75754104 | 04/17/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United Kingdom | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | Mgmt | For | For | For |
| 3 | Approve the remuneration report for | Mgmt | For | For | For |
| | the YE 31 DEC 2006 as specified | | | | |
|
| 4 | Elect Mr. Richard Evans as a | Mgmt | For | For | For |
| | Director | | | | |
| 5 | Elect Mr. Yves Fortier as a Director | Mgmt | For | For | For |
|
| 6 | Elect Mr. Paul Tellier as a Director | Mgmt | For | For | For |
|
| 7 | Re-elect Mr. Thomas Albanese as a | Mgmt | For | For | For |
| | Director | | | | |
| 8 | Re-elect Mr. Vivienne Cox as a | Mgmt | For | For | For |
| | Director | | | | |
| 9 | Re-elect Mr. Richard Goodmanson | Mgmt | For | For | For |
| | as a Director | | | | |
| 10 | Re-elect Mr. Paul Skinner as a | Mgmt | For | For | For |
| | Director | | | | |
| 11 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 13 | Amendments to Articles Regarding | Mgmt | For | For | For |
| | Electronic Communication | | | | |
|
| 14 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 15 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 17 | Amendments to Articles Regarding | Mgmt | For | Abstain | Against |
| | Conflict of Interest Provisions | | | | |
|
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 19 | Amendments to Terms of DLC | Mgmt | For | For | For |
| | Dividend Shares | | | | |
|
|
Saipem | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS T82000117 | 04/28/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Italy | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 3 | Approve the allocation of profit | Mgmt | For | TNA | N/A |
| | | | | | |
| 4 | Approve the Stock Option Plan for | Mgmt | For | TNA | N/A |
| | the year 2008 | | | | |
| 5 | Grant authority to buy back own | Mgmt | For | TNA | N/A |
| | shares | | | | |
| 6 | Stock Option Grants | Mgmt | For | TNA | N/A |
| 7 | Election of Directors/Directors' Fees | Mgmt | For | TNA | N/A |
|
| 8 | Election of Statutory | Mgmt | For | TNA | N/A |
| | Auditors/Statutory Auditors' Fees | | | | |
|
|
Salzgitter AG | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS D80900109 | 05/21/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Germany | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 4 | Resolution as to the use of the net | Mgmt | For | For | For |
| | annual profit | | | | |
| 5 | Ratification of Management Board | Mgmt | For | For | For |
| | Acts | | | | |
| 6 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | Acts | | | | |
| 7 | Appointment of Auditor | Mgmt | For | For | For |
| 8 | Election of Supervisory Board | Mgmt | For | For | For |
| | Members | | | | |
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For |
|
|
Saras Raffinerie Sarde SpA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS T83058106 | 04/29/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Italy | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A |
| | Profits/Dividends | | | | |
| 4 | Authority to Trade in Company | Mgmt | For | TNA | N/A |
| | Stock | | | | |
| | | | | | |
| 3 | Issuance Target and Method of | Mgmt | For | TNA | N/A |
| | Issuance | | | | |
| 4 | Approve the term of the Bonds | Mgmt | For | TNA | N/A |
| 5 | Approve the interest rate of the | Mgmt | For | TNA | N/A |
| | Bonds with Warrants | | | | |
| 6 | Approve the term and method of | Mgmt | For | TNA | N/A |
| | repayment for principal and interest | | | | |
|
| 7 | Approve the term of redemption | Mgmt | For | TNA | N/A |
| 8 | Approve the guarantee | Mgmt | For | TNA | N/A |
| 9 | Approve the term of the Warrants | Mgmt | For | TNA | N/A |
| 10 | Approve the conversion period of | Mgmt | For | TNA | N/A |
| | the Warrants | | | | |
| 11 | Approve the proportion of Exercise | Mgmt | For | TNA | N/A |
| | Rights for the Warrants | | | | |
| 12 | Approve the exercise price of the | Mgmt | For | TNA | N/A |
| | Warrants | | | | |
| 13 | Approve the adjustment of the | Mgmt | For | TNA | N/A |
| | exercise price of the Warrants | | | | |
| 14 | Approve the use of proceeds from | Mgmt | For | TNA | N/A |
| | the proposed Issuance | | | | |
| 15 | Approve the validity of the | Mgmt | For | TNA | N/A |
| | Resolution | | | | |
| 16 | Authorisation to Board of Directors | Mgmt | For | TNA | N/A |
|
| 17 | Feasibility Report on Investment | Mgmt | For | TNA | N/A |
| 18 | Report on Use of Last Proceeds | Mgmt | For | TNA | N/A |
|
|
SMURFIT KAPPA GROUP PLC | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS G8248F104 | 05/09/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Ireland | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Declare a final dividend on the | Mgmt | For | For | For |
| | ordinary shares | | | | |
| 3 | Re-elect Mr. Gary McGann as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 4 | Re-elect Mr. Anthony Smurfit as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 5 | Re-elect Mr. Ian Curley as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 6 | Elect Mr. Sean Fitzpatrick as a | Mgmt | For | Against | Against |
| | Director | | | | |
| | | | | | |
| 7 | Elect Mr. Liam O Mahony as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 8 | Elect Mr. Nicanor Restrepo as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 9 | Elect Mr. Paul Stecko as a Director | Mgmt | For | Against | Against |
|
| 10 | Elect Ms. Rosemary Thorne as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 11 | Elect Mr. Thomas Brodin as a | Mgmt | For | Against | Against |
| | Director | | | | |
| 12 | Re-appoint | Mgmt | For | For | For |
| | PricewaterhouseCoopers as the | | | | |
| | Auditors of the Company | | | | |
| 13 | Authorize the Directors to fix the | Mgmt | For | For | For |
| | remuneration of the Auditors | | | | |
| 14 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 15 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 17 | Amendment to Articles Regarding | Mgmt | For | Abstain | Against |
| | Electronic Communication | | | | |
|
|
|
Statoil ASA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS R8412T102 | 05/20/2008 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Norway | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 4 | Opening of the general meeting by | Mgmt | For | TNA | N/A |
| | the Chair of the Corporate | | | | |
| | Assembly | | | | |
| 5 | Elect the Chair of the meeting | Mgmt | For | TNA | N/A |
| 6 | Approve the notice and the agenda | Mgmt | For | TNA | N/A |
|
| 7 | Approve the registration of | Mgmt | For | TNA | N/A |
| | attending shareholders and proxies | | | | |
|
| 8 | Election of Individual to Check | Mgmt | For | TNA | N/A |
| | Minutes | | | | |
| 9 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A |
| | Profits/Dividends | | | | |
| | | | | | |
| 10 | Approve to determine the | Mgmt | For | TNA | N/A |
| | remuneration for the Company's | | | | |
| | Auditor | | | | |
| 11 | Elect the Members to the Corporate | Mgmt | For | TNA | N/A |
| | Assembly | | | | |
| 12 | Elect a Member to the Nomination | Mgmt | For | TNA | N/A |
| | Committee | | | | |
| 13 | Approve to determine the | Mgmt | For | TNA | N/A |
| | remuneration for the Corporate | | | | |
| | Assembly | | | | |
| 14 | Approve to determine the | Mgmt | For | TNA | N/A |
| | remuneration for the Nomination | | | | |
| | Committee | | | | |
| 15 | Compensation Policy | Mgmt | For | TNA | N/A |
| 16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
|
|
Statoil ASA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS R8412T102 | 07/05/2007 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | Norway | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 4 | Open of the meeting | Mgmt | For | TNA | N/A |
| 5 | Approve the registration of | Mgmt | For | TNA | N/A |
| | attending shareholders and proxies | | | | |
|
| 6 | Elect the Chairman of the meeting | Mgmt | For | TNA | N/A |
|
| 7 | Election of Individuals to Check | Mgmt | For | TNA | N/A |
| | Minutes | | | | |
| 8 | Approve the notice of the meeting | Mgmt | For | TNA | N/A |
| | and agenda | | | | |
| 9 | Information Regarding the | Mgmt | For | TNA | N/A |
| | Proposed Merger | | | | |
| 10 | Approve Merger | Mgmt | For | TNA | N/A |
| 11 | Authority to Increase Share Capital | Mgmt | For | TNA | N/A |
|
| 12 | Amendments to Articles | Mgmt | For | TNA | N/A |
| 13 | Elect the Members and the Deputy | Mgmt | For | TNA | N/A |
| | Members of the Corporate | | | | |
| | Assembly | | | | |
| | | | | | |
| 7 | Approve the Director's fee for the | Mgmt | For | TNA | N/A |
| | period JUL 2007 to JUN 2008 | | | | |
| 8 | Approve the Director's fee for the | Mgmt | For | TNA | N/A |
| | period JUL 2008 to JUN 2009 | | | | |
| 9 | Nominating Committee Fees | Mgmt | For | TNA | N/A |
| 10 | Approve the merger with Wavefield | Mgmt | For | TNA | N/A |
| | Inceis ASA | | | | |
| 11 | Elect Mr. Claus Kampmann, | Mgmt | For | TNA | N/A |
| | (Chairman) as a Director | | | | |
| 12 | Elect Henry Hamilton III | Mgmt | For | TNA | N/A |
| 13 | Elect Mr. Arne-Kristian Maeland as | Mgmt | For | TNA | N/A |
| | a Director | | | | |
| 14 | Elect Mr. Colette Lewiner as a | Mgmt | For | TNA | N/A |
| | Director | | | | |
| 15 | Elect Ms. Kathleen Ruth Arthur as a | Mgmt | For | TNA | N/A |
| | Director | | | | |
| 16 | Elect Ms. Elisabeth Harstad as a | Mgmt | For | TNA | N/A |
| | Director | | | | |
| 17 | Authorize the Board of Directors to | Mgmt | For | TNA | N/A |
| | acquire the Company's shares | | | | |
| 18 | Compensation Policy | Mgmt | For | TNA | N/A |
| 19 | Approve the Stock Option Plan | Mgmt | For | TNA | N/A |
| 20 | Authorize the Board of Directors to | Mgmt | For | TNA | N/A |
| | increase the share capital | | | | |
| 21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
|
|
TOTAL SA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TOT | CUSIP9 89151E109 | 05/16/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | APPROVAL OF PARENT | Mgmt | For | For | For |
| | COMPANY FINANCIAL | | | | |
| | STATEMENTS | | | | |
| 2 | APPROVAL OF CONSOLIDATED | Mgmt | For | For | For |
| | FINANCIAL STATEMENTS | | | | |
| 3 | ALLOCATION OF EARNINGS, | Mgmt | For | For | For |
| | DECLARATION OF DIVIDEND | | | | |
| 4 | AGREEMENTS COVERED BY | Mgmt | For | For | For |
| | ARTICLE L. 225-38 OF THE | | | | |
| | FRENCH COMMERCIAL CODE | | | | |
| 5 | Severance Package (Thierry | Mgmt | For | For | For |
| | Desmarest) | | | | |
| 6 | Severance Package (Christophe de | Mgmt | For | Against | Against |
| | Margerie) | | | | |
| | | | | | |
| 7 | AUTHORIZATION FOR THE | Mgmt | For | For | For |
| | BOARD OF DIRECTORS TO | | | | |
| | TRADE SHARES OF THE | | | | |
| | COMPANY | | | | |
| 8 | RENEWAL OF THE | Mgmt | For | Against | Against |
| | APPOINTMENT OF MR. PAUL | | | | |
| | DESMARAIS JR. AS A DIRECTOR | | | | |
| |
| 9 | RENEWAL OF THE | Mgmt | For | Against | Against |
| | APPOINTMENT OF MR. | | | | |
| | BERTRAND JACQUILLAT AS A | | | | |
| | DIRECTOR | | | | |
| 10 | RENEWAL OF THE | Mgmt | For | Against | Against |
| | APPOINTMENT OF LORD PETER | | | | |
| | LEVENE OF PORTSOKEN AS A | | | | |
| | DIRECTOR | | | | |
| 11 | APPOINTMENT OF MRS. | Mgmt | For | Against | Against |
| | PATRICIA BARBIZET AS A | | | | |
| | DIRECTOR | | | | |
| 12 | APPOINTMENT OF MR. CLAUDE | Mgmt | For | Against | Against |
| | MANDIL AS A DIRECTOR | | | | |
| |
| 13 | Authority to Issue Shares and | Mgmt | For | For | For |
| | Convertible Securities w/ | | | | |
| | Preemptive Rights | | | | |
| 14 | Authority to Issue Shares or | Mgmt | For | For | For |
| | Convertible Securities w/out | | | | |
| | Preemptive Rights | | | | |
| 15 | Authority to Increase Capital in | Mgmt | For | For | For |
| | Consideration for Contributions in | | | | |
| | Kind | | | | |
| 16 | Authority to Increase Capital for | Mgmt | For | For | For |
| | Employee Benefits | | | | |
| |
| |
| 17 | Authority to Issue Restricted Stock | Mgmt | For | For | For |
| | to Employees | | | | |
| |
| 18 | REMOVAL OF MR. ANTOINE | ShrHoldr | Against | Against | For |
| | JEANCOURT-GALIGNANI FROM | | | | |
| | HIS DIRECTORSHIP | | | | |
| 19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Disclosure of Directors' Attendance | | | | |
| | (Proposal B) | | | | |
| 20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Granting of Restricted Stock to | | | | |
| | Employees (Proposal C) | | | | |
| | | | | | |
TOTAL SA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS F92124100 | 05/16/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Mix | France | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | Mgmt | For | For | For |
| 4 | Consolidated Accounts and Reports | Mgmt | For | For | For |
|
| 5 | Allocation of Profits/Dividends; | Mgmt | For | For | For |
| | Acknowledgment of Previous Profit | | | | |
| | Distributions | | | | |
|
|
|
| 6 | Related Party Transactions | Mgmt | For | For | For |
| 7 | Severance Package (Thierry | Mgmt | For | For | For |
| | Desmarest) | | | | |
| 8 | Severance Package (Christophe de | Mgmt | For | Against | Against |
| | Margerie) | | | | |
| 9 | Authority to Trade in Company | Mgmt | For | For | For |
| | Stock | | | | |
| 10 | Elect Paul Desmarais Jr. | Mgmt | For | Against | Against |
| 11 | Elect Bertrand Jacquillat | Mgmt | For | Against | Against |
| 12 | Elect Peter Levene of Portsoken | Mgmt | For | Against | Against |
| 13 | Appoint Ms. Patricia Barbizet as a | Mgmt | For | Against | Against |
| | Director for a 3-year period | | | | |
| 14 | Appoint Mr. M. Claude Mandil as a | Mgmt | For | Against | Against |
| | Director for a 3-year period | | | | |
| 15 | Authority to Issue Shares and | Mgmt | For | For | For |
| | Convertible Securities w/ | | | | |
| | Preemptive Rights | | | | |
| 16 | Authority to Issue Shares or | Mgmt | For | For | For |
| | Convertible Securities w/out | | | | |
| | Preemptive Rights | | | | |
| 17 | Authority to Increase Capital in | Mgmt | For | For | For |
| | Consideration for Contributions in | | | | |
| | Kind | | | | |
| 18 | Authority to Increase Capital for | Mgmt | For | For | For |
| | Employee Benefits | | | | |
| | | | | | |
| 19 | Authority to Issue Restricted Stock | Mgmt | For | For | For |
| | to Employees | | | | |
|
| 20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Removal of Director (Proposal A) | | | | |
| 21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Disclosure of Directors' Attendance | | | | |
| | (Proposal B) | | | | |
| 22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Granting of Restricted Stock to | | | | |
| | Employees (Proposal C) | | | | |
|
|
Ultra Petroleum Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| UPL | CUSIP9 903914109 | 05/16/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Watford | Mgmt | For | For | For |
| 1.2 | Elect Roger Brown | Mgmt | For | For | For |
| 1.3 | Elect W. Charles Helton | Mgmt | For | For | For |
| 1.4 | Elect Stephen McDaniel | Mgmt | For | For | For |
| 1.5 | Elect Robert Rigney | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Report on Climate Change | | | | |
| 4 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
United States Steel Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| X | CUSIP9 912909108 | 04/29/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Gephardt | Mgmt | For | For | For |
| 1.2 | Elect Glenda McNeal | Mgmt | For | For | For |
| 1.3 | Elect Patricia Tracey | Mgmt | For | For | For |
| 1.4 | Elect Graham Spanier | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Valero Energy Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VLO | CUSIP9 91913Y100 | 05/01/2008 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect W. E. Bradford | Mgmt | For | For | For |
| 1.2 | Elect Ronald Calgaard | Mgmt | For | For | For |
| 1.3 | Elect Irl Engelhardt | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Prohibition of Executive Stock Sales | | | | |
| | During Stock Repurchase Periods | | | | |
|
| 4 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Reviewing Political Contributions | | | | |
|
|
Xstrata PLC | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS G9826T102 | 05/06/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United Kingdom | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 3 | Directors' Remuneration Report | Mgmt | For | For | For |
| 4 | Re-elect Willy Strothotte | Mgmt | For | Against | Against |
| 5 | Re-elect Paul Hazen�� | Mgmt | For | Against | Against |
| 6 | Re-elect Ian Strachan | Mgmt | For | Against | Against |
| 7 | Elect Claude Lamoureux | Mgmt | For | Against | Against |
| 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 9 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 11 | Adopt New Articles | Mgmt | For | For | For |
| 12 | Amendments to Articles Regarding | Mgmt | For | For | For |
| | Directors' Conflicts of Interest | | | | |
|
| 13 | Amendment to Added Value | Mgmt | For | For | For |
| | Incentive Plan | | | | |
|
|
XTO Energy Inc | | | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.