UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-03074
Northeast Investors Growth Fund
(Exact name of registrant as specified in charter)
100 High Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
Robert Kane
100 High Street
Boston, MA 02110
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (617) 523-3588
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
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Investment Company Report
DIAGEO PLC | ||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2013 | |||||
ISIN | US25243Q2057 | Agenda | 933869084 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | REPORT AND ACCOUNTS 2013. | Management | For | |||||||||
2. | DIRECTORS’ REMUNERATION REPORT 2013. | Management | For | |||||||||
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | |||||||||
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||||||
5. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION (CHAIRMAN OF THE COMMITTEE)) | Management | For | |||||||||
7. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||||||
8. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | |||||||||
9. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE (CHAIRMAN OF THE COMMITTEE)) | Management | For | |||||||||
10. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | |||||||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE (CHAIRMAN OF THE COMMITTEE)) | Management | For | |||||||||
12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) | Management | For | |||||||||
13. | APPOINTMENT OF AUDITOR. | Management | For | |||||||||
14. | REMUNERATION OF AUDITOR. | Management | For | |||||||||
15. | AUTHORITY TO ALLOT SHARES. | Management | For | |||||||||
16. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | |||||||||
17. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | |||||||||
18. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | |||||||||
19. | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For |
PERRIGO COMPANY | ||||||||
Security | 714290103 | Meeting Type | Special | |||||
Ticker Symbol | PRGO | Meeting Date | 18-Nov-2013 | |||||
ISIN | US7142901039 | Agenda | 933888729 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | ADOPTING THE TRANSACTION AGREEMENT, DATED JULY 28, 2013, BETWEEN AND AMONG ELAN CORPORATION, PLC (“ELAN”), PERRIGO COMPANY (“PERRIGO”), LEOPARD COMPANY, HABSONT LIMITED AND PERRIGO COMPANY LIMITED (F/K/A BLISFONT LIMITED) (“NEW PERRIGO”) (THE ‘‘TRANSACTION AGREEMENT”) AND APPROVING THE MERGER. | Management | For | For | ||||||||
2. | APPROVING THE CREATION OF DISTRIBUTABLE RESERVES, BY REDUCING SOME OR ALL OF THE SHARE PREMIUM OF NEW PERRIGO RESULTING FROM THE ISSUANCE OF NEW PERRIGO ORDINARY SHARES PURSUANT TO THE SCHEME OF ARRANGEMENT BY WHICH NEW PERRIGO WILL ACQUIRE ELAN. | Management | For | For | ||||||||
3. | CONSIDERING AND, ON A NON-BINDING ADVISORY BASIS, VOTING UPON SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN PERRIGO AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT. | Management | For | For | ||||||||
4. | RE-APPROVING THE PERFORMANCE GOALS INCLUDED IN THE PERRIGO COMPANY ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||
5. | APPROVING THE AMENDMENT AND RESTATEMENT OF THE PERRIGO COMPANY 2008 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||||
6. | APPROVING ANY MOTION TO ADJOURN THE PERRIGO SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
VISA INC. | ||||||||
Security | 92826C839 | Meeting Type | Annual | |||||
Ticker Symbol | V | Meeting Date | 29-Jan-2014 | |||||
ISIN | US92826C8394 | Agenda | 933909066 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
APPLE INC. | ||||||||
Security | 037833100 | Meeting Type | Annual | |||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2014 | |||||
ISIN | US0378331005 | Agenda | 933915564 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 WILLIAM CAMPBELL | For | For | ||||||||||
2 TIMOTHY COOK | For | For | ||||||||||
3 MILLARD DREXLER | For | For | ||||||||||
4 AL GORE | For | For | ||||||||||
5 ROBERT IGER | For | For | ||||||||||
6 ANDREA JUNG | For | For | ||||||||||
7 ARTHUR LEVINSON | For | For | ||||||||||
8 RONALD SUGAR | For | For | ||||||||||
2. | THE AMENDMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION (THE “ARTICLES”) TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE | Management | For | For | ||||||||
3. | THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE “BLANK CHECK” AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK | Management | For | For | ||||||||
4. | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY’S COMMON STOCK OF $0.00001 PER SHARE | �� | Management | For | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||
6. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
7. | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | Against | Against |
8. | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS” TO AMEND THE COMPANY’S BYLAWS | Shareholder | Against | For | ||||||||
9. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS” | Shareholder | Against | For | ||||||||
10. | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) | Shareholder | Against | For | ||||||||
11. | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “PROXY ACCESS FOR SHAREHOLDERS” | Shareholder | Against | For |
THE WALT DISNEY COMPANY | ||||||||
Security | 254687106 | Meeting Type | Annual | |||||
Ticker Symbol | DIS | Meeting Date | 18-Mar-2014 | |||||
ISIN | US2546871060 | Agenda | 933918736 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | ||||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS. | Shareholder | Against | For | ||||||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EQUITY AWARDS. | Shareholder | Against | For |
STARBUCKS CORPORATION | ||||||||
Security | 855244109 | Meeting Type | Annual | |||||
Ticker Symbol | SBUX | Meeting Date | 19-Mar-2014 | |||||
ISIN | US8552441094 | Agenda | 933917619 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||
4. | PROHIBIT POLITICAL SPENDING. | Shareholder | Against | For | ||||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
COVIDIEN PLC | ||||||||
Security | G2554F113 | Meeting Type | Annual | |||||
Ticker Symbol | COV | Meeting Date | 19-Mar-2014 | |||||
ISIN | IE00B68SQD29 | Agenda | 933918128 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For | ||||||||
1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | For | ||||||||
1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | ||||||||
1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For | ||||||||
1E) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | ||||||||
1F) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For | ||||||||
1G) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For | ||||||||
1H) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | ||||||||
1I) | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | For | ||||||||
1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | ||||||||
2) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION. | Management | For | For | ||||||||
3) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4) | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | ||||||||
S5) | DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. | Management | For | For | ||||||||
6) | RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES. | Management | For | For | ||||||||
S7) | RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS. | Management | For | For |
CITIGROUP INC. | ||||||||
Security | 172967424 | Meeting Type | Annual | |||||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | |||||
ISIN | US1729674242 | Agenda | 933933637 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For |
1E. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||
3. | ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | Against | Against | ||||||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | ||||||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For |
VF CORPORATION | ||||||||
Security | 918204108 | Meeting Type | Annual | |||||
Ticker Symbol | VFC | Meeting Date | 22-Apr-2014 | |||||
ISIN | US9182041080 | Agenda | 933950291 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 RICHARD T. CARUCCI | For | For | ||||||||||
2 JULIANA L. CHUGG | For | For | ||||||||||
3 JUAN ERNESTO DE BEDOUT | For | For | ||||||||||
4 URSULA O. FAIRBAIRN | For | For | ||||||||||
5 GEORGE FELLOWS | For | For | ||||||||||
6 CLARENCE OTIS, JR. | For | For | ||||||||||
7 MATTHEW J. SHATTOCK | For | For | ||||||||||
8 ERIC C. WISEMAN | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For |
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | |||||
ISIN | US4781601046 | Agenda | 933933548 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For |
HONEYWELL INTERNATIONAL INC. | ||||||||
Security | 438516106 | Meeting Type | Annual | |||||
Ticker Symbol | HON | Meeting Date | 28-Apr-2014 | |||||
ISIN | US4385161066 | Agenda | 933934526 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||||
7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION | ||||||||
Security | 913017109 | Meeting Type | Annual | |||||
Ticker Symbol | UTX | Meeting Date | 28-Apr-2014 | |||||
ISIN | US9130171096 | Agenda | 933936378 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | ||||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014 | Management | For | For | ||||||||
3. | APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS | Management | Against | Against | ||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For |
WELLS FARGO & COMPANY | ||||||||
Security | 949746101 | Meeting Type | Annual | |||||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | |||||
ISIN | US9497461015 | Agenda | 933937089 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | ||||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | ||||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | ||||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | ||||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | ||||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | ||||||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For |
CABOT OIL & GAS CORPORATION | ||||||||
Security | 127097103 | Meeting Type | Annual | |||||
Ticker Symbol | COG | Meeting Date | 01-May-2014 | |||||
ISIN | US1270971039 | Agenda | 933938699 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: DAN O. DINGES | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: JAMES R. GIBBS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: ROBERT L. KEISER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: W. MATT RALLS | Management | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2014 FISCAL YEAR. | Management | For | For | ||||||||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4 | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY. | Management | For | For | ||||||||
5 | TO APPROVE THE CABOT OIL & GAS CORPORATION 2014 INCENTIVE PLAN. | Management | Against | Against | ||||||||
6 | TO CONSIDER A SHAREHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY’S POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
DANAHER CORPORATION | ||||||||
Security | 235851102 | Meeting Type | Annual | |||||
Ticker Symbol | DHR | Meeting Date | 06-May-2014 | |||||
ISIN | US2358511028 | Agenda | 933967513 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | Shareholder | Against | For |
5. | TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT A POLICY REQUIRING THE CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT. | Shareholder | Against | For |
GILEAD SCIENCES, INC. | ||||||||
Security | 375558103 | Meeting Type | Annual | |||||
Ticker Symbol | GILD | Meeting Date | 07-May-2014 | |||||
ISIN | US3755581036 | Agenda | 933943006 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | TO VOTE ON A PROPOSED AMENDMENT TO GILEAD’S RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | For | For | ||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | ||||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | ||||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON-FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD’S MEDICINES. | Shareholder | Against | For |
BANK OF AMERICA CORPORATION | ||||||||
Security | 060505104 | Meeting Type | Annual | |||||
Ticker Symbol | BAC | Meeting Date | 07-May-2014 | |||||
ISIN | US0605051046 | Agenda | 933948070 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | ||||||||
1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | Management | For | For | ||||||||
1O. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | ||||||||
2. | AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY). | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||
4. | APPROVAL OF AMENDMENT TO THE SERIES T PREFERRED STOCK. | Management | For | For | ||||||||
5. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | For | ||||||||
6. | STOCKHOLDER PROPOSAL - PROXY ACCESS. | Shareholder | Against | For | ||||||||
7. | STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT. | Shareholder | Against | For | ||||||||
8. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For |
CVS CAREMARK CORPORATION | ||||||||
Security | 126650100 | Meeting Type | Annual | |||||
Ticker Symbol | CVS | Meeting Date | 08-May-2014 | |||||
ISIN | US1266501006 | Agenda | 933947953 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1.1 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
1.9 | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||||
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For |
MAGNA INTERNATIONAL INC. | ||||||||
Security | 559222401 | Meeting Type | Annual | |||||
Ticker Symbol | MGA | Meeting Date | 08-May-2014 | |||||
ISIN | CA5592224011 | Agenda | 933971170 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 SCOTT B. BONHAM | For | For | ||||||||||
2 PETER G. BOWIE | For | For | ||||||||||
3 HON. J. TREVOR EYTON | For | For | ||||||||||
4 V. PETER HARDER | For | For |
5 LADY BARBARA JUDGE | For | For | ||||||||||
6 DR. KURT J. LAUK | For | For | ||||||||||
7 CYNTHIA A. NIEKAMP | For | For | ||||||||||
8 DR.I.V. SAMARASEKERA | For | For | ||||||||||
9 DONALD J. WALKER | For | For | ||||||||||
10 LAWRENCE D. WORRALL | For | For | ||||||||||
11 WILLIAM L. YOUNG | For | For | ||||||||||
02 | APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION. | Management | For | For | ||||||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/ PROXY STATEMENT. | Management | For | For |
GOOGLE INC. | ||||||||
Security | 38259P508 | Meeting Type | Annual | |||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | |||||
ISIN | US38259P5089 | Agenda | 933948359 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 LARRY PAGE | For | For | ||||||||||
2 SERGEY BRIN | For | For | ||||||||||
3 ERIC E. SCHMIDT | For | For | ||||||||||
4 L. JOHN DOERR | For | For | ||||||||||
5 DIANE B. GREENE | For | For | ||||||||||
6 JOHN L. HENNESSY | For | For | ||||||||||
7 ANN MATHER | For | For | ||||||||||
8 PAUL S. OTELLINI | For | For | ||||||||||
9 K. RAM SHRIRAM | For | For | ||||||||||
10 SHIRLEY M. TILGHMAN | For | For | ||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
AKAMAI TECHNOLOGIES, INC. | ||||||||
Security | 00971T101 | Meeting Type | Annual | |||||
Ticker Symbol | AKAM | Meeting Date | 14-May-2014 | |||||
ISIN | US00971T1016 | Agenda | 933959439 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1.1 | ELECTION OF DIRECTOR: MONTE FORD | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: FREDERIC SALERNO | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: STEVEN SCOPELLITE | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN | Management | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
4. | TO VOTE ON A NON-BINDING SHAREHOLDER PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against |
UNION PACIFIC CORPORATION | ||||||||
Security | 907818108 | Meeting Type | Annual | |||||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | |||||
ISIN | US9078181081 | Agenda | 933969012 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”). | Management | For | For | ||||||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | ||||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
MANHATTAN ASSOCIATES, INC. | ||||||||
Security | 562750109 | Meeting Type | Annual | |||||
Ticker Symbol | MANH | Meeting Date | 15-May-2014 | |||||
ISIN | US5627501092 | Agenda | 933985117 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 BRIAN J. CASSIDY | For | For | ||||||||||
2 EDDIE CAPEL | For | For | ||||||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
4. | AMENDMENT TO ARTICLE TWO OF THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000 SHARES. | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. | ||||||||
Security | 38141G104 | Meeting Type | Annual | |||||
Ticker Symbol | GS | Meeting Date | 16-May-2014 | |||||
ISIN | US38141G1040 | Agenda | 933961078 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | For | ||||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS | Shareholder | Against | For |
MONDELEZ INTERNATIONAL, INC. | ||||||||
Security | 609207105 | Meeting Type | Annual | |||||
Ticker Symbol | MDLZ | Meeting Date | 21-May-2014 | |||||
ISIN | US6092071058 | Agenda | 933952360 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
3. | APPROVE MONDELEZ INTERNATIONAL, INC. AMENDED AND RESTATED 2005 PERFORMANCE INCENTIVE PLAN | Management | Against | Against | ||||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | ||||||||
5. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING | Shareholder | Against | For |
AMAZON.COM, INC. | ||||||||
Security | 023135106 | Meeting Type | Annual | |||||
Ticker Symbol | AMZN | Meeting Date | 21-May-2014 | |||||
ISIN | US0231351067 | Agenda | 933970510 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: ALAIN MONIE | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
TWITTER, INC. | ||||||||
Security | 90184L102 | Meeting Type | Annual | |||||
Ticker Symbol | TWTR | Meeting Date | 21-May-2014 | |||||
ISIN | US90184L1026 | Agenda | 933973528 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 RICHARD COSTOLO | For | For | ||||||||||
2 PETER FENTON | For | For | ||||||||||
3 MARJORIE SCARDINO | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
YELP INC. | ||||||||
Security | 985817105 | Meeting Type | Annual | |||||
Ticker Symbol | YELP | Meeting Date | 21-May-2014 | |||||
ISIN | US9858171054 | Agenda | 933975914 - Management |
Item | Proposal | Type | Vote | For/Against Management |
1. | DIRECTOR | Management | ||||||||||
1 DIANE IRVINE | For | For | ||||||||||
2 MAX LEVCHIN | For | For | ||||||||||
3 MARIAM NAFICY | For | For | ||||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS YELP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF YELP’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
FACEBOOK INC. | ||||||||
Security | 30303M102 | Meeting Type | Annual | |||||
Ticker Symbol | FB | Meeting Date | 22-May-2014 | |||||
ISIN | US30303M1027 | Agenda | 933958324 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 MARC L. ANDREESSEN | For | For | ||||||||||
2 ERSKINE B. BOWLES | For | For | ||||||||||
3 S.D. DESMOND-HELLMANN | For | For | ||||||||||
4 DONALD E. GRAHAM | For | For | ||||||||||
5 REED HASTINGS | For | For | ||||||||||
6 SHERYL K. SANDBERG | For | For | ||||||||||
7 PETER A. THIEL | For | For | ||||||||||
8 MARK ZUCKERBERG | For | For | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD OBESITY AND FOOD MARKETING TO YOUTH. | Shareholder | Against | For | ||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For |
PIONEER NATURAL RESOURCES COMPANY | ||||||||
Security | 723787107 | Meeting Type | Annual | |||||
Ticker Symbol | PXD | Meeting Date | 28-May-2014 | |||||
ISIN | US7237871071 | Agenda | 933975990 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1.1 | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: STACY P. METHVIN | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR. | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: JIM A. WATSON | Management | For | For | ||||||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||
4 | REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN | Management | Against | Against |
MASTERCARD INCORPORATED | ||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||
Ticker Symbol | MA | Meeting Date | 03-Jun-2014 | |||||
ISIN | US57636Q1040 | Agenda | 933987351 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | ||||||||
1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | ||||||||
1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION | Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
TESLA MOTORS, INC. | ||||||||
Security | 88160R101 | Meeting Type | Annual | |||||
Ticker Symbol | TSLA | Meeting Date | 03-Jun-2014 | |||||
ISIN | US88160R1014 | Agenda | 933989836 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 ELON MUSK | For | For | ||||||||||
2 STEPHEN T. JURVETSON | For | For | ||||||||||
2. | A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE TESLA MOTORS, INC. 2010 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | Shareholder | Against | For |
ATHENAHEALTH INC |
Security | 04685W103 | Meeting Type | Annual | |||||
Ticker Symbol | ATHN | Meeting Date | 09-Jun-2014 | |||||
ISIN | US04685W1036 | Agenda | 934004982 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 AMY ABERNETHY | For | For | ||||||||||
2 JONATHAN BUSH | For | For | ||||||||||
3 BRANDON HULL | For | For | ||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
BIOGEN IDEC INC. | ||||||||
Security | 09062X103 | Meeting Type | Annual | |||||
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2014 | |||||
ISIN | US09062X1037 | Agenda | 933996247 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||||
1B. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||||||
1C. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||||||
1D. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||||
1F. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||||
1I. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||||
1J. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||||||
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
CELGENE CORPORATION | ||||||||
Security | 151020104 | Meeting Type | Annual | |||||
Ticker Symbol | CELG | Meeting Date | 18-Jun-2014 | |||||
ISIN | US1510201049 | Agenda | 934002837 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 ROBERT J. HUGIN | For | For | ||||||||||
2 R.W. BARKER, D. PHIL. | For | For | ||||||||||
3 MICHAEL D. CASEY | For | For | ||||||||||
4 CARRIE S. COX | For | For | ||||||||||
5 RODMAN L. DRAKE | For | For | ||||||||||
6 M.A. FRIEDMAN, M.D. | For | For | ||||||||||
7 GILLA KAPLAN, PH.D. | For | For | ||||||||||
8 JAMES J. LOUGHLIN | For | For | ||||||||||
9 ERNEST MARIO, PH.D. | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||
3. | AMENDMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT. | Management | For | For | ||||||||
4. | APPROVAL OF AN AMENDMENT OF THE COMPANY’S 2008 STOCK INCENTIVE PLAN. | Management | Against | Against | ||||||||
5. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
6. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Northeast Investors Growth Fund | |
By: | /s/ William A. Oates, Jr. | |
William A. Oates, Jr. | ||
President (Principal Executive Officer) | ||
Date: | July 21, 2014 |