UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-03074
Northeast Investors Growth Fund
(Exact name of registrant as specified in charter)
100 High Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
Robert Kane
100 High Street
Boston, MA 02110
100 High Street
Boston, MA 02110
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (617) 523-3588
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Investment Company Report
NXP SEMICONDUCTORS NV. | ||||||||
Security | N6596X109 | Meeting Type | Special | |||||
Ticker Symbol | NXPI | Meeting Date | 02-Jul-2015 | |||||
ISIN | NL0009538784 | Agenda | 934248700 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | A) THE PROPOSAL TO APPROVE (WITHIN THE MEANING OF ARTICLE 2:107A OF THE DUTCH CIVIL CODE) THE COMPLETION BY NXP OF THE MERGER (THE "MERGER") OF NIMBLE ACQUISITION LIMITED, A WHOLLY-OWNED, INDIRECT SUBSIDIARY OF NXP ("MERGER SUB"), WITH AND INTO FREESCALE SEMICONDUCTOR, LTD. ("FREESCALE"), WITH FREESCALE SURVIVING THE MERGER AS A WHOLLY-OWNED, INDIRECT SUBSIDIARY OF NXP AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED AS OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||
2A | THE PROPOSAL TO APPOINT GREGORY L. SUMME AS NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE MERGER AND FOR A TERM ENDING AT THE CLOSE OF THE FIRST NXP ANNUAL GENERAL MEETING HELD AFTER SUCH EFFECTIVE TIME. | Management | For | For | ||||
2B | THE PROPOSAL TO APPOINT PETER SMITHAM AS NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE MERGER AND FOR A TERM ENDING AT THE CLOSE OF THE FIRST NXP ANNUAL GENERAL MEETING HELD AFTER SUCH EFFECTIVE TIME. | Management | For | For | ||||
UNDER ARMOUR, INC. | ||||||||
Security | 904311107 | Meeting Type | Special | |||||
Ticker Symbol | UA | Meeting Date | 26-Aug-2015 | |||||
ISIN | US9043111072 | Agenda | 934261809 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | TO AMEND THE COMPANY'S CHARTER AS DESCRIBED IN THE PROXY STATEMENT TO: PROVIDE THAT EACH SHARE OF CLASS B COMMON STOCK WILL CONVERT INTO ONE SHARE OF CLASS A COMMON STOCK IF KEVIN PLANK SELLS MORE THAN A SPECIFIED NUMBER OF SHARES OF COMPANY COMMON STOCK IN ANY CALENDAR YEAR. | Management | For | For | ||||
1B. | TO AMEND THE COMPANY'S CHARTER AS DESCRIBED IN THE PROXY STATEMENT TO: PROVIDE THAT EACH SHARE OF CLASS B COMMON STOCK WILL CONVERT INTO ONE SHARE OF CLASS A COMMON STOCK IF KEVIN PLANK RESIGNS FROM THE COMPANY OR HIS EMPLOYMENT WITH THE COMPANY IS TERMINATED FOR CAUSE. | Management | For | For | ||||
1C. | TO AMEND THE COMPANY'S CHARTER AS DESCRIBED IN THE PROXY STATEMENT TO: PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK AND CLASS B COMMON STOCK IN CERTAIN TRANSACTIONS (THE "EQUAL TREATMENT PROVISION"). | Management | For | For | ||||
1D. | TO AMEND THE COMPANY'S CHARTER AS DESCRIBED IN THE PROXY STATEMENT TO: ENHANCE BOARD INDEPENDENCE REQUIREMENTS (THE "BOARD INDEPENDENCE PROVISIONS") | Management | For | For | ||||
1E. | TO AMEND THE COMPANY'S CHARTER AS DESCRIBED IN THE PROXY STATEMENT TO: PROVIDE THAT THE EQUAL TREATMENT PROVISION AND THE BOARD INDEPENDENCE PROVISIONS CANNOT BE AMENDED UNLESS DECLARED ADVISABLE BY THE BOARD OF DIRECTORS (INCLUDING 75% OF THE INDEPENDENT DIRECTORS) AND APPROVED BY AT LEAST 75% OF THE VOTES ENTITLED TO BE CAST BY THE HOLDERS OF (1) THE CLASS A STOCK, VOTING AS A SINGLE CLASS, AND (2) THE CLASS B STOCK, VOTING AS A SINGLE CLASS. | Management | For | For | ||||
2. | TO AMEND THE COMPANY'S 2005 OMNIBUS LONG- TERM INCENTIVE PLAN TO ALLOW THE AWARD OF SHARES OF THE COMPANY'S CLASS C COMMON STOCK UNDER THE PLAN. | Management | Against | Against | ||||
3. | TO APPROVE THE ADOPTION OF A NEW CLASS C EMPLOYEE STOCK PURCHASE PLAN. | Management | Against | Against | ||||
NIKE, INC. | ||||||||
Security | 654106103 | Meeting Type | Annual | |||||
Ticker Symbol | NKE | Meeting Date | 17-Sep-2015 | |||||
ISIN | US6541061031 | Agenda | 934263459 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | ALAN B. GRAF, JR. | For | For | |||||
2 | JOHN C. LECHLEITER | For | For | |||||
3 | MICHELLE A. PELUSO | For | For | |||||
4 | PHYLLIS M. WISE | For | For | |||||
2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | For | For | ||||
3. | TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||
4. | TO RE-APPROVE THE EXECUTIVE PERFORMANCE SHARING PLAN AS AMENDED. | Management | Against | Against | ||||
5. | TO APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Management | Against | Against | ||||
6. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||
7. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
BANK OF AMERICA CORPORATION | ||||||||
Security | 060505104 | Meeting Type | Special | |||||
Ticker Symbol | BAC | Meeting Date | 22-Sep-2015 | |||||
ISIN | US0605051046 | Agenda | 934269172 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
01 | RESOLVED, THAT THE BANK OF AMERICA CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S BYLAWS THAT PERMIT THE COMPANY'S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD'S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR. | Management | For | For | ||||
THE PROCTER & GAMBLE COMPANY | ||||||||
Security | 742718109 | Meeting Type | Annual | |||||
Ticker Symbol | PG | Meeting Date | 13-Oct-2015 | |||||
ISIN | US7427181091 | Agenda | 934272787 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - PROXY ACCESS | Shareholder | Against | For | ||||
PERRIGO COMPANY PLC | ||||||||
Security | G97822103 | Meeting Type | Annual | |||||
Ticker Symbol | PRGO | Meeting Date | 04-Nov-2015 | |||||
ISIN | IE00BGH1M568 | Agenda | 934280924 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LAURIE BRLAS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: GARY M. COHEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARC COUCKE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JACQUALYN A. FOUSE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ELLEN R. HOFFING | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GERARD K. KUNKLE, JR. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: HERMAN MORRIS, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: DONAL O'CONNOR | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOSEPH C. PAPA | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: SHLOMO YANAI | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE PERIOD ENDING DECEMBER 31, 2015, AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE REMUNERATION OF THE AUDITORS. | Management | For | For | ||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY SUBSIDIARY OF PERRIGO COMPANY PLC TO MAKE MARKET PURCHASES OF PERRIGO COMPANY PLC'S ORDINARY SHARES. | Management | For | For | ||||
5. | DETERMINE THE REISSUE PRICE RANGE FOR PERRIGO COMPANY PLC TREASURY SHARES. | Management | For | For | ||||
6. | APPROVE AMENDMENTS TO THE MEMORANDUM OF ASSOCIATION OF THE COMPANY. | Management | For | For | ||||
7. | ADOPT REVISED ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | For | ||||
THE CLOROX COMPANY | ||||||||
Security | 189054109 | Meeting Type | Annual | |||||
Ticker Symbol | CLX | Meeting Date | 18-Nov-2015 | |||||
ISIN | US1890541097 | Agenda | 934283209 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD H. CARMONA | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: BENNO DORER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SPENCER C. FLEISCHER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GEORGE J. HARAD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ESTHER LEE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JEFFREY NODDLE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROGELIO REBOLLEDO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PAMELA THOMAS- GRAHAM | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | Against | Against | ||||
MICROSOFT CORPORATION | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2015 | |||||
ISIN | US5949181045 | Agenda | 934290329 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 | Management | For | For | ||||
COSTCO WHOLESALE CORPORATION | ||||||||
Security | 22160K105 | Meeting Type | Annual | |||||
Ticker Symbol | COST | Meeting Date | 29-Jan-2016 | |||||
ISIN | US22160K1051 | Agenda | 934310359 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | HAMILTON E. JAMES | For | For | |||||
2 | W. CRAIG JELINEK | For | For | |||||
3 | JOHN W. STANTON | For | For | |||||
4 | MARY A. WILDEROTTER | For | For | |||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | ||||
VISA INC. | ||||||||
Security | 92826C839 | Meeting Type | Annual | |||||
Ticker Symbol | V | Meeting Date | 03-Feb-2016 | |||||
ISIN | US92826C8394 | Agenda | 934311490 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF VISA INC. 2007 EQUITY INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | Against | Against | ||||
4. | APPROVAL OF VISA INC. INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | Against | Against | ||||
5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | ||||
APPLE INC. | ||||||||
Security | 037833100 | Meeting Type | Annual | |||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2016 | |||||
ISIN | US0378331005 | Agenda | 934319016 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | Against | Against | ||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" | Shareholder | Against | For | ||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | ||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS" | Shareholder | Against | For | ||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Against | For | ||||
THE WALT DISNEY COMPANY | ||||||||
Security | 254687106 | Meeting Type | Annual | |||||
Ticker Symbol | DIS | Meeting Date | 03-Mar-2016 | |||||
ISIN | US2546871060 | Agenda | 934321352 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2016. | Management | For | For | ||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | TO APPROVE THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | Shareholder | Against | For | ||||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE. | Shareholder | Against | For | ||||
STARBUCKS CORPORATION | ||||||||
Security | 855244109 | Meeting Type | Annual | |||||
Ticker Symbol | SBUX | Meeting Date | 23-Mar-2016 | |||||
ISIN | US8552441094 | Agenda | 934322861 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVE AMENDMENT AND RESTATEMENT OF OUR EXECUTIVE MANAGEMENT BONUS PLAN. | Management | Against | Against | ||||
4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | ||||
5. | ADOPT PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||
6. | REVIEW POLICIES RELATED TO HUMAN RIGHTS. | Shareholder | Against | For | ||||
HONEYWELL INTERNATIONAL INC. | ||||||||
Security | 438516106 | Meeting Type | Annual | |||||
Ticker Symbol | HON | Meeting Date | 25-Apr-2016 | |||||
ISIN | US4385161066 | Agenda | 934338840 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | 2016 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES. | Management | Against | Against | ||||
5. | 2016 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF HONEYWELL INTERNATIONAL INC. | Management | Against | Against | ||||
6. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
7. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
8. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||
UNITED TECHNOLOGIES CORPORATION | ||||||||
Security | 913017109 | Meeting Type | Annual | |||||
Ticker Symbol | UTX | Meeting Date | 25-Apr-2016 | |||||
ISIN | US9130171096 | Agenda | 934342407 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREGORY J. HAYES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | ||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2016. | Management | For | For | ||||
3. | AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING FOR DIRECTORS. | Management | Against | Against | ||||
4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||
Security | 459200101 | Meeting Type | Annual | |||||
Ticker Symbol | IBM | Meeting Date | 26-Apr-2016 | |||||
ISIN | US4592001014 | Agenda | 934338092 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.E. SPERO | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 55) | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 58) | Shareholder | Against | For | ||||
5. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 59) | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL TO HAVE AN INDEPENDENT BOARD CHAIRMAN (PAGE 60) | Shareholder | Against | For | ||||
CITIGROUP INC. | ||||||||
Security | 172967424 | Meeting Type | Annual | |||||
Ticker Symbol | C | Meeting Date | 26-Apr-2016 | |||||
ISIN | US1729674242 | Agenda | 934339183 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1P. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. | Management | Against | Against | ||||
5. | APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN. | Management | Against | Against | ||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY. | Shareholder | Against | For | ||||
10. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For | ||||
WELLS FARGO & COMPANY | ||||||||
Security | 949746101 | Meeting Type | Annual | |||||
Ticker Symbol | WFC | Meeting Date | 26-Apr-2016 | |||||
ISIN | US9497461015 | Agenda | 934339830 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | ||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | ||||
5. | PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. | Shareholder | Against | For | ||||
GENERAL ELECTRIC COMPANY | ||||||||
Security | 369604103 | Meeting Type | Annual | |||||
Ticker Symbol | GE | Meeting Date | 27-Apr-2016 | |||||
ISIN | US3696041033 | Agenda | 934341532 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
A12 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||
A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||
A14 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||
A15 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | ||||
B2 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016 | Management | For | For | ||||
C1 | LOBBYING REPORT | Shareholder | Against | For | ||||
C2 | INDEPENDENT CHAIR | Shareholder | Against | For | ||||
C3 | HOLY LAND PRINCIPLES | Shareholder | Against | For | ||||
C4 | CUMULATIVE VOTING | Shareholder | Against | For | ||||
C5 | PERFORMANCE-BASED OPTIONS | Shareholder | Against | For | ||||
C6 | HUMAN RIGHTS REPORT | Shareholder | Against | For | ||||
BANK OF AMERICA CORPORATION | ||||||||
Security | 060505104 | Meeting Type | Annual | |||||
Ticker Symbol | BAC | Meeting Date | 27-Apr-2016 | |||||
ISIN | US0605051046 | Agenda | 934341568 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | ||||
2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | Management | For | For | ||||
3. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | Against | For | ||||
UNDER ARMOUR, INC. | ||||||||
Security | 904311107 | Meeting Type | Annual | |||||
Ticker Symbol | UA | Meeting Date | 28-Apr-2016 | |||||
ISIN | US9043111072 | Agenda | 934336997 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | KEVIN A. PLANK | For | For | |||||
2 | BYRON K. ADAMS, JR. | For | For | |||||
3 | GEORGE W. BODENHEIMER | For | For | |||||
4 | DOUGLAS E. COLTHARP | For | For | |||||
5 | ANTHONY W. DEERING | For | For | |||||
6 | KAREN W. KATZ | For | For | |||||
7 | A.B. KRONGARD | For | For | |||||
8 | WILLIAM R. MCDERMOTT | For | For | |||||
9 | ERIC T. OLSON | For | For | |||||
10 | HARVEY L. SANDERS | For | For | |||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | |||||
ISIN | US4781601046 | Agenda | 934340984 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES | Shareholder | Against | For | ||||
PFIZER INC. | ||||||||
Security | 717081103 | Meeting Type | Annual | |||||
Ticker Symbol | PFE | Meeting Date | 28-Apr-2016 | |||||
ISIN | US7170811035 | Agenda | 934341203 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | ||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | Shareholder | Against | For | ||||
AT&T INC. | ||||||||
Security | 00206R102 | Meeting Type | Annual | |||||
Ticker Symbol | T | Meeting Date | 29-Apr-2016 | |||||
ISIN | US00206R1023 | Agenda | 934335969 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF 2016 INCENTIVE PLAN. | Management | Against | Against | ||||
5. | POLITICAL SPENDING REPORT. | Shareholder | Against | For | ||||
6. | LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||
Security | 674599105 | Meeting Type | Annual | |||||
Ticker Symbol | OXY | Meeting Date | 29-Apr-2016 | |||||
ISIN | US6745991058 | Agenda | 934342762 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: VICKI A. HOLLUB | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | ||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
4. | REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE | Shareholder | Against | For | ||||
5. | CARBON LEGISLATION IMPACT ASSESSMENT | Shareholder | Against | For | ||||
6. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||
7. | METHANE EMISSIONS AND FLARING | Shareholder | Against | For | ||||
BERKSHIRE HATHAWAY INC. | ||||||||
Security | 084670702 | Meeting Type | Annual | |||||
Ticker Symbol | BRKB | Meeting Date | 30-Apr-2016 | |||||
ISIN | US0846707026 | Agenda | 934337127 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | WARREN E. BUFFETT | For | For | |||||
2 | CHARLES T. MUNGER | For | For | |||||
3 | HOWARD G. BUFFETT | For | For | |||||
4 | STEPHEN B. BURKE | For | For | |||||
5 | SUSAN L. DECKER | For | For | |||||
6 | WILLIAM H. GATES III | For | For | |||||
7 | DAVID S. GOTTESMAN | For | For | |||||
8 | CHARLOTTE GUYMAN | For | For | |||||
9 | THOMAS S. MURPHY | For | For | |||||
10 | RONALD L. OLSON | For | For | |||||
11 | WALTER SCOTT, JR. | For | For | |||||
12 | MERYL B. WITMER | For | For | |||||
2. | SHAREHOLDER PROPOSAL REGARDING THE REPORTING OF RISKS POSED BY CLIMATE CHANGE. | Shareholder | Against | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Annual | |||||
Ticker Symbol | BMY | Meeting Date | 03-May-2016 | |||||
ISIN | US1101221083 | Agenda | 934349110 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: P.J. ARDUINI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||
PEPSICO, INC. | ||||||||
Security | 713448108 | Meeting Type | Annual | |||||
Ticker Symbol | PEP | Meeting Date | 04-May-2016 | |||||
ISIN | US7134481081 | Agenda | 934349261 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||
5. | ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. | Shareholder | Against | For | ||||
6. | REPORT ON MINIMIZING IMPACTS OF NEONICS. | Shareholder | Against | For | ||||
7. | POLICY REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | For | ||||
8. | ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS. | Shareholder | Against | For | ||||
VERIZON COMMUNICATIONS INC. | ||||||||
Security | 92343V104 | Meeting Type | Annual | |||||
Ticker Symbol | VZ | Meeting Date | 05-May-2016 | |||||
ISIN | US92343V1044 | Agenda | 934342712 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | RENEWABLE ENERGY TARGETS | Shareholder | Against | For | ||||
5. | INDIRECT POLITICAL SPENDING REPORT | Shareholder | Against | For | ||||
6. | LOBBYING ACTIVITIES REPORT | Shareholder | Against | For | ||||
7. | INDEPENDENT CHAIR POLICY | Shareholder | Against | For | ||||
8. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | ||||
9. | STOCK RETENTION POLICY | Shareholder | Against | For | ||||
3M COMPANY | ||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||
Ticker Symbol | MMM | Meeting Date | 10-May-2016 | |||||
ISIN | US88579Y1010 | Agenda | 934345756 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: SONDRA L. BARBOUR | Management | For | For | ||||
1B. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: THOMAS "TONY" K. BROWN | Management | For | For | ||||
1C. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: VANCE D. COFFMAN | Management | For | For | ||||
1D. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: DAVID B. DILLON | Management | For | For | ||||
1E. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MICHAEL L. ESKEW | Management | For | For | ||||
1F. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: HERBERT L. HENKEL | Management | For | For | ||||
1G. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MUHTAR KENT | Management | For | For | ||||
1H. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: EDWARD M. LIDDY | Management | For | For | ||||
1I. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: GREGORY R. PAGE | Management | For | For | ||||
1J. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: INGE G. THULIN | Management | For | For | ||||
1K. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: ROBERT J. ULRICH | Management | For | For | ||||
1L. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: PATRICIA A. WOERTZ | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF THE 2016 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||
5. | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL ON SHARE REPURCHASE PROGRAM AND EXECUTIVE COMPENSATION. | Shareholder | Against | For | ||||
CONOCOPHILLIPS | ||||||||
Security | 20825C104 | Meeting Type | Annual | |||||
Ticker Symbol | COP | Meeting Date | 10-May-2016 | |||||
ISIN | US20825C1045 | Agenda | 934347039 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ARJUN N. MURTI | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||
2. | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
5. | PARTIAL DEFERRAL OF ANNUAL BONUS BASED ON RESERVES METRICS. | Shareholder | Against | For | ||||
KINDER MORGAN, INC. | ||||||||
Security | 49456B101 | Meeting Type | Annual | |||||
Ticker Symbol | KMI | Meeting Date | 10-May-2016 | |||||
ISIN | US49456B1017 | Agenda | 934353044 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | RICHARD D. KINDER | For | For | |||||
2 | STEVEN J. KEAN | For | For | |||||
3 | TED A. GARDNER | For | For | |||||
4 | ANTHONY W. HALL, JR. | For | For | |||||
5 | GARY L. HULTQUIST | For | For | |||||
6 | RONALD L. KUEHN, JR. | For | For | |||||
7 | DEBORAH A. MACDONALD | For | For | |||||
8 | MICHAEL C. MORGAN | For | For | |||||
9 | ARTHUR C. REICHSTETTER | For | For | |||||
10 | FAYEZ SAROFIM | For | For | |||||
11 | C. PARK SHAPER | For | For | |||||
12 | WILLIAM A. SMITH | For | For | |||||
13 | JOEL V. STAFF | For | For | |||||
14 | ROBERT F. VAGT | For | For | |||||
15 | PERRY M. WAUGHTAL | For | For | |||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
3. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE | Shareholder | Against | For | ||||
4. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON METHANE EMISSIONS | Shareholder | Against | For | ||||
5. | STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL SUSTAINABILITY REPORT | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON DIVERSITY OF THE BOARD OF DIRECTORS | Shareholder | Against | For | ||||
FIRST REPUBLIC BANK | ||||||||
Security | 33616C100 | Meeting Type | Annual | |||||
Ticker Symbol | FRC | Meeting Date | 10-May-2016 | |||||
ISIN | US33616C1009 | Agenda | 934354173 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | TO APPROVE AN AMENDMENT TO THE BANK'S AMENDED AND RESTATED BYLAWS TO EXPAND THE PERMITTED RANGE OF DIRECTORS. | Management | For | For | ||||
2A. | ELECTION OF DIRECTOR: JAMES H. HERBERT, II | Management | For | For | ||||
2B. | ELECTION OF DIRECTOR: KATHERINE AUGUST- DEWILDE | Management | For | For | ||||
2C. | ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. | Management | For | For | ||||
2D. | ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, JR. | Management | For | For | ||||
2E. | ELECTION OF DIRECTOR: L. MARTIN GIBBS | Management | For | For | ||||
2F. | ELECTION OF DIRECTOR: BORIS GROYSBERG | Management | For | For | ||||
2G. | ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ | Management | For | For | ||||
2H. | ELECTION OF DIRECTOR: PAMELA J. JOYNER | Management | For | For | ||||
2I. | ELECTION OF DIRECTOR: REYNOLD LEVY | Management | For | For | ||||
2J. | ELECTION OF DIRECTOR: JODY S. LINDELL | Management | For | For | ||||
2K. | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Management | For | For | ||||
2L. | ELECTION OF DIRECTOR: GEORGE G.C. PARKER | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
4. | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS (A "SAY ON PAY" VOTE). | Management | For | For | ||||
DANAHER CORPORATION | ||||||||
Security | 235851102 | Meeting Type | Annual | |||||
Ticker Symbol | DHR | Meeting Date | 10-May-2016 | |||||
ISIN | US2358511028 | Agenda | 934373301 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | Shareholder | Against | For | ||||
5. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Shareholder | Against | For | ||||
AKAMAI TECHNOLOGIES, INC. | ||||||||
Security | 00971T101 | Meeting Type | Annual | |||||
Ticker Symbol | AKAM | Meeting Date | 11-May-2016 | |||||
ISIN | US00971T1016 | Agenda | 934354072 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | ELECTION OF DIRECTOR: PAMELA CRAIG | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: JONATHAN MILLER | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: NAOMI SELIGMAN | Management | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
GILEAD SCIENCES, INC. | ||||||||
Security | 375558103 | Meeting Type | Annual | |||||
Ticker Symbol | GILD | Meeting Date | 11-May-2016 | |||||
ISIN | US3755581036 | Agenda | 934355567 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. | Management | Against | Against | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | ||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||
Security | 026874784 | Meeting Type | Annual | |||||
Ticker Symbol | AIG | Meeting Date | 11-May-2016 | |||||
ISIN | US0268747849 | Agenda | 934356735 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: PETER D. HANCOCK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JOHN A. PAULSON | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | ||||
1P. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | ||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
UNION PACIFIC CORPORATION | ||||||||
Security | 907818108 | Meeting Type | Annual | |||||
Ticker Symbol | UNP | Meeting Date | 12-May-2016 | |||||
ISIN | US9078181081 | Agenda | 934383528 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ANDREW H. CARD, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LANCE M. FRITZ | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CHARLES C. KRULAK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JANE H. LUTE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: THOMAS F. MCLARTY, III | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOSE H. VILLARREAL | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||
MANHATTAN ASSOCIATES, INC. | ||||||||
Security | 562750109 | Meeting Type | Annual | |||||
Ticker Symbol | MANH | Meeting Date | 12-May-2016 | |||||
ISIN | US5627501092 | Agenda | 934391183 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JOHN J. HUNTZ, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS E. NOONAN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN H. HEYMAN | Management | For | For | ||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
4. | PROPOSAL TO RE-APPROVE THE SPECIFIED PERFORMANCE CRITERIA FOR PERFORMANCE- BASED AWARDS UNDER THE 2007 STOCK INCENTIVE PLAN, AS AMENDED. | Management | Against | Against | ||||
5. | PROPOSAL TO APPROVE THE 2016 ANNUAL CASH BONUS PLAN. | Management | Against | Against | ||||
AMAZON.COM, INC. | ||||||||
Security | 023135106 | Meeting Type | Annual | |||||
Ticker Symbol | AMZN | Meeting Date | 17-May-2016 | |||||
ISIN | US0231351067 | Agenda | 934366623 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
3. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING | Shareholder | Against | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING HUMAN RIGHTS | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | Shareholder | Against | For | ||||
JPMORGAN CHASE & CO. | ||||||||
Security | 46625H100 | Meeting Type | Annual | |||||
Ticker Symbol | JPM | Meeting Date | 17-May-2016 | |||||
ISIN | US46625H1005 | Agenda | 934367257 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR | Shareholder | Against | For | ||||
5. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS | Shareholder | Against | For | ||||
6. | VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE | Shareholder | Against | For | ||||
7. | APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE | Shareholder | Against | For | ||||
8. | CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW | Shareholder | Against | For | ||||
9. | EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION | Shareholder | Against | For | ||||
MONDELEZ INTERNATIONAL, INC. | ||||||||
Security | 609207105 | Meeting Type | Annual | |||||
Ticker Symbol | MDLZ | Meeting Date | 18-May-2016 | |||||
ISIN | US6092071058 | Agenda | 934352030 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CHRISTIANA S. SHI | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL: VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL: POLICY ON MEDIATION. | Shareholder | Against | For | ||||
THERMO FISHER SCIENTIFIC INC. | ||||||||
Security | 883556102 | Meeting Type | Annual | |||||
Ticker Symbol | TMO | Meeting Date | 18-May-2016 | |||||
ISIN | US8835561023 | Agenda | 934367409 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | ||||
2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2016. | Management | For | For | ||||
AMGEN INC. | ||||||||
Security | 031162100 | Meeting Type | Annual | |||||
Ticker Symbol | AMGN | Meeting Date | 19-May-2016 | |||||
ISIN | US0311621009 | Agenda | 934360645 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. DAVID BALTIMORE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK J. BIONDI, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. BRADWAY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANCOIS DE CARBONNEL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. ECKERT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. GREG C. GARLAND | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRED HASSAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. REBECCA M. HENDERSON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK C. HERRINGER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. TYLER JACKS | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MS. JUDITH C. PELHAM | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. RONALD D. SUGAR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. R. SANDERS WILLIAMS | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL TO CHANGE THE VOTING STANDARD APPLICABLE TO NON-BINDING PROPOSALS SUBMITTED BY STOCKHOLDERS. | Shareholder | Against | For | ||||
CVS HEALTH CORPORATION | ||||||||
Security | 126650100 | Meeting Type | Annual | |||||
Ticker Symbol | CVS | Meeting Date | 19-May-2016 | |||||
ISIN | US1266501006 | Agenda | 934366584 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | ||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||
Security | 38141G104 | Meeting Type | Annual | |||||
Ticker Symbol | GS | Meeting Date | 20-May-2016 | |||||
ISIN | US38141G1040 | Agenda | 934373717 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARK FLAHERTY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: MARK O. WINKELMAN | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | For | ||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL TO PROHIBIT VESTING OF EQUITY AWARDS UPON ENTERING GOVERNMENT SERVICE | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL TO CHANGE THE VOTE COUNTING STANDARD FOR SHAREHOLDER PROPOSALS | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||
MERCK & CO., INC. | ||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||
Ticker Symbol | MRK | Meeting Date | 24-May-2016 | |||||
ISIN | US58933Y1055 | Agenda | 934378515 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. | Shareholder | Against | For | ||||
CHEVRON CORPORATION | ||||||||
Security | 166764100 | Meeting Type | Annual | |||||
Ticker Symbol | CVX | Meeting Date | 25-May-2016 | |||||
ISIN | US1667641005 | Agenda | 934375925 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: A.B. CUMMINGS JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: E. HERNANDEZ JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: C.W. MOORMAN IV | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: I.G. THULIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
4. | AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN | Management | Against | Against | ||||
5. | REPORT ON LOBBYING | Shareholder | Against | For | ||||
6. | ADOPT TARGETS TO REDUCE GHG EMISSIONS | Shareholder | Against | For | ||||
7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT | Shareholder | Against | For | ||||
8. | REPORT ON RESERVE REPLACEMENTS | Shareholder | Against | For | ||||
9. | ADOPT DIVIDEND POLICY | Shareholder | Against | For | ||||
10. | REPORT ON SHALE ENERGY OPERATIONS | Shareholder | Against | For | ||||
11. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | ||||
12. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | For | ||||
EXXON MOBIL CORPORATION | ||||||||
Security | 30231G102 | Meeting Type | Annual | |||||
Ticker Symbol | XOM | Meeting Date | 25-May-2016 | |||||
ISIN | US30231G1022 | Agenda | 934383504 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | M.J. BOSKIN | For | For | |||||
2 | P. BRABECK-LETMATHE | For | For | |||||
3 | A.F. BRALY | For | For | |||||
4 | U.M. BURNS | For | For | |||||
5 | L.R. FAULKNER | For | For | |||||
6 | J.S. FISHMAN | For | For | |||||
7 | H.H. FORE | For | For | |||||
8 | K.C. FRAZIER | For | For | |||||
9 | D.R. OBERHELMAN | For | For | |||||
10 | S.J. PALMISANO | For | For | |||||
11 | S.S REINEMUND | For | For | |||||
12 | R.W. TILLERSON | For | For | |||||
13 | W.C. WELDON | For | For | |||||
14 | D.W. WOODS | For | For | |||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26) | Management | For | For | ||||
4. | INDEPENDENT CHAIRMAN (PAGE 56) | Shareholder | Against | For | ||||
5. | CLIMATE EXPERT ON BOARD (PAGE 58) | Shareholder | Against | For | ||||
6. | HIRE AN INVESTMENT BANK (PAGE 59) | Shareholder | Against | For | ||||
7. | PROXY ACCESS BYLAW (PAGE 59) | Shareholder | Against | For | ||||
8. | REPORT ON COMPENSATION FOR WOMEN (PAGE 61) | Shareholder | Against | For | ||||
9. | REPORT ON LOBBYING (PAGE 63) | Shareholder | Against | For | ||||
10. | INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) | Shareholder | Against | For | ||||
11. | POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) | Shareholder | Against | For | ||||
12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) | Shareholder | Against | For | ||||
13. | REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) | Shareholder | Against | For | ||||
14. | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Shareholder | Against | For | ||||
BLACKROCK, INC. | ||||||||
Security | 09247X101 | Meeting Type | Annual | |||||
Ticker Symbol | BLK | Meeting Date | 25-May-2016 | |||||
ISIN | US09247X1019 | Agenda | 934385130 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL- HAMAD | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAMELA DALEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: LAURENCE D. FINK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JAMES GROSFELD | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ROBERT S. KAPITO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DAVID H. KOMANSKY | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: CHERYL D. MILLS | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: GORDON M. NIXON | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Management | For | For | ||||
1P. | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | For | For | ||||
1Q. | ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT | Management | For | For | ||||
1R. | ELECTION OF DIRECTOR: JOHN S. VARLEY | Management | For | For | ||||
1S. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | ||||
2. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2016. | Management | For | For | ||||
4. | APPROVAL OF A MANAGEMENT PROPOSAL TO AMEND THE BYLAWS TO IMPLEMENT "PROXY ACCESS". | Management | For | For | ||||
5. | A STOCKHOLDER PROPOSAL BY THE STEPHEN M. SILBERSTEIN REVOCABLE TRUST REGARDING PROXY VOTING PRACTICES RELATING TO EXECUTIVE COMPENSATION. | Shareholder | Against | For | ||||
MCDONALD'S CORPORATION | ||||||||
Security | 580135101 | Meeting Type | Annual | |||||
Ticker Symbol | MCD | Meeting Date | 26-May-2016 | |||||
ISIN | US5801351017 | Agenda | 934375898 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: LLOYD DEAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEPHEN EASTERBROOK | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT ECKERT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MARGARET GEORGIADIS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JEANNE JACKSON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD LENNY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: WALTER MASSEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JOHN MULLIGAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SHEILA PENROSE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOHN ROGERS, JR. | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MILES WHITE | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2016. | Management | For | For | ||||
4. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT MATTERS PRESENTED BY SHAREHOLDERS BE DECIDED BY SIMPLE MAJORITY VOTE, IF PRESENTED. | Shareholder | Against | For | ||||
5. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING ABILITY OF SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PRESENTED. | Shareholder | Against | For | ||||
6. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PRESENTED. | Shareholder | Against | For | ||||
7. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD ADOPT A POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PRESENTED. | Shareholder | Against | For | ||||
8. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL CONGRUENCY ANALYSIS BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS, IF PRESENTED. | Shareholder | Against | For | ||||
9. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL CONGRUENCY ANALYSIS OF COMPANY VALUES AND POLICY ACTIVITIES, IF PRESENTED | Shareholder | Against | For | ||||
LOWE'S COMPANIES, INC. | ||||||||
Security | 548661107 | Meeting Type | Annual | |||||
Ticker Symbol | LOW | Meeting Date | 27-May-2016 | |||||
ISIN | US5486611073 | Agenda | 934383807 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | RAUL ALVAREZ | For | For | |||||
2 | ANGELA F. BRALY | For | For | |||||
3 | SANDRA B. COCHRAN | For | For | |||||
4 | LAURIE Z. DOUGLAS | For | For | |||||
5 | RICHARD W. DREILING | For | For | |||||
6 | ROBERT L. JOHNSON | For | For | |||||
7 | MARSHALL O. LARSEN | For | For | |||||
8 | JAMES H. MORGAN | For | For | |||||
9 | ROBERT A. NIBLOCK | For | For | |||||
10 | BERTRAM L. SCOTT | For | For | |||||
11 | ERIC C. WISEMAN | For | For | |||||
2. | APPROVAL OF THE LOWE'S COMPANIES, INC. 2016 ANNUAL INCENTIVE PLAN. | Management | Against | Against | ||||
3. | ADVISORY APPROVAL OF LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2015. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | ||||
5. | PROPOSAL REQUESTING LOWE'S BOARD OF DIRECTORS ISSUE AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | ||||
6. | PROPOSAL REQUESTING LOWE'S BOARD OF DIRECTORS ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||
AMERICAN TOWER CORPORATION | ||||||||
Security | 03027X100 | Meeting Type | Annual | |||||
Ticker Symbol | AMT | Meeting Date | 01-Jun-2016 | |||||
ISIN | US03027X1000 | Agenda | 934393226 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT D. HORMATS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CRAIG MACNAB | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | TO AMEND THE BYLAWS TO REDUCE THE OWNERSHIP THRESHOLD REQUIRED TO CALL A SPECIAL MEETING OF THE STOCKHOLDERS | Shareholder | Against | For | ||||
NXP SEMICONDUCTORS NV. | ||||||||
Security | N6596X109 | Meeting Type | Annual | |||||
Ticker Symbol | NXPI | Meeting Date | 02-Jun-2016 | |||||
ISIN | NL0009538784 | Agenda | 934423649 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
2C. | ADOPTION OF THE 2015 STATUTORY ANNUAL ACCOUNTS | Management | For | For | ||||
2D. | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2015 | Management | For | For | ||||
3A. | PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3B. | PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3C. | PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3D. | PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3E. | PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3F. | PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3G. | PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3H. | PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3I. | PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3J. | PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3K. | PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
3L. | PROPOSAL TO APPOINT DR. RICK TSAI AS NON- EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016 | Management | For | For | ||||
4. | PROPOSAL TO DETERMINE THE REMUNERATION OF THE MEMBERS OF THE AUDIT COMMITTEE AND THE NOMINATING AND COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||
5A. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | Management | For | For | ||||
5B. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | ||||
6. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL | Management | For | For | ||||
7. | AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL | Management | For | For | ||||
BIOGEN INC. | ||||||||
Security | 09062X103 | Meeting Type | Annual | |||||
Ticker Symbol | BIIB | Meeting Date | 08-Jun-2016 | |||||
ISIN | US09062X1037 | Agenda | 934393442 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
ALPHABET INC | ||||||||
Security | 02079K305 | Meeting Type | Annual | |||||
Ticker Symbol | GOOGL | Meeting Date | 08-Jun-2016 | |||||
ISIN | US02079K3059 | Agenda | 934406667 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | LARRY PAGE | For | For | |||||
2 | SERGEY BRIN | For | For | |||||
3 | ERIC E. SCHMIDT | For | For | |||||
4 | L. JOHN DOERR | For | For | |||||
5 | DIANE B. GREENE | For | For | |||||
6 | JOHN L. HENNESSY | For | For | |||||
7 | ANN MATHER | For | For | |||||
8 | ALAN R. MULALLY | For | For | |||||
9 | PAUL S. OTELLINI | For | For | |||||
10 | K. RAM SHRIRAM | For | For | |||||
11 | SHIRLEY M. TILGHMAN | For | For | |||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | Against | ||||
4. | THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS. | Management | For | For | ||||
5. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
6. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
7. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
8. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
9. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
10. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||
ATHENAHEALTH INC | ||||||||
Security | 04685W103 | Meeting Type | Annual | |||||
Ticker Symbol | ATHN | Meeting Date | 14-Jun-2016 | |||||
ISIN | US04685W1036 | Agenda | 934400386 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | DEV ITTYCHERIA | For | For | |||||
2 | JOHN KANE | For | For | |||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
CELGENE CORPORATION | ||||||||
Security | 151020104 | Meeting Type | Annual | |||||
Ticker Symbol | CELG | Meeting Date | 15-Jun-2016 | |||||
ISIN | US1510201049 | Agenda | 934403419 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | ROBERT J. HUGIN | For | For | |||||
2 | MARK J. ALLES | For | For | |||||
3 | RICHARD W BARKER D PHIL | For | For | |||||
4 | MICHAEL W. BONNEY | For | For | |||||
5 | MICHAEL D. CASEY | For | For | |||||
6 | CARRIE S. COX | For | For | |||||
7 | JACQUALYN A. FOUSE, PHD | For | For | |||||
8 | MICHAEL A. FRIEDMAN, MD | For | For | |||||
9 | JULIA A. HALLER, M.D. | For | For | |||||
10 | GILLA S. KAPLAN, PH.D. | For | For | |||||
11 | JAMES J. LOUGHLIN | For | For | |||||
12 | ERNEST MARIO, PH.D. | For | For | |||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | Against | Against | ||||
4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | RATIFICATION OF AN AMENDMENT TO THE COMPANY'S BY-LAWS. | Management | For | For | ||||
6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION GRANTING STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL TO REQUEST A PROXY ACCESS BY-LAW PROVISION, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||
FACEBOOK INC. | ||||||||
Security | 30303M102 | Meeting Type | Annual | |||||
Ticker Symbol | FB | Meeting Date | 20-Jun-2016 | |||||
ISIN | US30303M1027 | Agenda | 934444946 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | MARC L. ANDREESSEN | For | For | |||||
2 | ERSKINE B. BOWLES | For | For | |||||
3 | S.D. DESMOND-HELLMANN | For | For | |||||
4 | REED HASTINGS | For | For | |||||
5 | JAN KOUM | For | For | |||||
6 | SHERYL K. SANDBERG | For | For | |||||
7 | PETER A. THIEL | For | For | |||||
8 | MARK ZUCKERBERG | For | For | |||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||
3. | TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Management | For | For | ||||
4. | TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013. | Management | Against | Against | ||||
5. | TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015. | Management | Against | Against | ||||
6. | TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | ||||
7A. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | Management | For | For | ||||
7B. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000. | Management | For | For | ||||
7C. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP. | Management | For | For | ||||
7D. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS. | Management | For | For | ||||
8. | TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||
9. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||||
10. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | ||||
11. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | For | ||||
12. | A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE. | Shareholder | Against | For | ||||
13. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Northeast Investors Growth Fund | ||
By: | /s/ William A. Oates, Jr. | ||
William A. Oates, Jr. | |||
President (Principal Executive Officer) | |||
Date: | August 1, 2016 |