UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-03074
Northeast Investors Growth Fund
(Exact name of registrant as specified in charter)
100 High Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
Robert Kane
100 High Street
Boston, MA 02110
100 High Street
Boston, MA 02110
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (617) 523-3588
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016– June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Investment Company Report
NIKE, INC. |
Security | 654106103 | Meeting Type | Annual | ||||
Ticker Symbol | NKE | Meeting Date | 22-Sep-2016 | ||||
ISIN | US6541061031 | Agenda | 934466687 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | ALAN B. GRAF, JR. | For | For | ||||
2 | MICHELLE A. PELUSO | For | For | ||||
3 | PHYLLIS M. WISE | For | For | ||||
2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | For | For | |||
3. | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | Against | Against | |||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | |||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||
THE PROCTER & GAMBLE COMPANY | |||||||
Security | 742718109 | Meeting Type | Annual | ||||
Ticker Symbol | PG | Meeting Date | 11-Oct-2016 | ||||
ISIN | US7427181091 | Agenda | 934472616 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | For | |||
4. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS | Shareholder | Against | For | |||
5. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | Against | For | |||
THE CLOROX COMPANY | |||||||
Security | 189054109 | Meeting Type | Annual | ||||
Ticker Symbol | CLX | Meeting Date | 16-Nov-2016 | ||||
ISIN | US1890541097 | Agenda | 934483594 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: RICHARD H. CARMONA | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: BENNO DORER | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: SPENCER C. FLEISCHER | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ESTHER LEE | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JEFFREY NODDLE | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: PAMELA THOMAS- GRAHAM | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | |||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSAL 4. | Management | For | For | |||
4. | STOCKHOLDER PROPOSAL TO REDUCE THRESHOLD TO CALL SPECIAL MEETINGS TO 10% OF OUTSTANDING SHARES. | Shareholder | Against | For | |||
MICROSOFT CORPORATION | |||||||
Security | 594918104 | Meeting Type | Annual | ||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | ||||
ISIN | US5949181045 | Agenda | 934491224 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | |||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | Management | For | For | |||
4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | |||
5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | Management | For | For | |||
6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Shareholder | Against | For | |||
COSTCO WHOLESALE CORPORATION | |||||||
Security | 22160K105 | Meeting Type | Annual | ||||
Ticker Symbol | COST | Meeting Date | 26-Jan-2017 | ||||
ISIN | US22160K1051 | Agenda | 934514072 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | SUSAN L. DECKER | For | For | ||||
2 | RICHARD A. GALANTI | For | For | ||||
3 | JOHN W. MEISENBACH | For | For | ||||
4 | CHARLES T. MUNGER | For | For | ||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | |||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
NXP SEMICONDUCTORS NV. | |||||||
Security | N6596X109 | Meeting Type | Special | ||||
Ticker Symbol | NXPI | Meeting Date | 27-Jan-2017 | ||||
ISIN | NL0009538784 | Agenda | 934520897 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
3.A | THE PROPOSAL TO APPOINT MR. STEVE MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | |||
3.B | THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||
3.C | THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | |||
3.D | THE PROPOSAL TO APPOINT MR. DONALD J. ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||
3.E | THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | |||
4. | THE PROPOSAL TO GRANT FULL AND FINAL DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||
5.A | THE PROPOSAL TO APPROVE OF THE ASSET SALE AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE CONDITIONAL UPON AND SUBJECT TO (I) BUYER HAVING ACCEPTED FOR PAYMENT THE ACQUIRED SHARES AND (II) THE NUMBER OF ACQUIRED SHARES MEETING THE ASSET SALE THRESHOLD. | Management | For | For | |||
5.B | THE PROPOSAL TO (I) DISSOLVE NXP (II) APPOINT STICHTING ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |||
6.A | THE PROPOSAL TO AMEND NXP'S ARTICLES OF ASSOCIATION, SUBJECT TO CLOSING. | Management | For | For | |||
6.B | THE PROPOSAL TO CONVERT NXP AND AMEND THE ARTICLES OF ASSOCIATION, SUBJECT TO DELISTING OF NXP FROM NASDAQ. | Management | For | For | |||
VISA INC. | |||||||
Security | 92826C839 | Meeting Type | Annual | ||||
Ticker Symbol | V | Meeting Date | 31-Jan-2017 | ||||
ISIN | US92826C8394 | Agenda | 934512890 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | |||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | |||
ACCENTURE PLC | |||||||
Security | G1151C101 | Meeting Type | Annual | ||||
Ticker Symbol | ACN | Meeting Date | 10-Feb-2017 | ||||
ISIN | IE00B4BNMY34 | Agenda | 934516874 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | |||
1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | |||
1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | |||
1D. | RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | |||
1E. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | |||
1F. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | Management | For | For | |||
1G. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | |||
1H. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | |||
1I. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | |||
1J. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | |||
1K. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | |||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | |||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. | Management | For | For | |||
5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | |||
6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE- EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | |||
7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | |||
APPLE INC. | |||||||
Security | 037833100 | Meeting Type | Annual | ||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | ||||
ISIN | US0378331005 | Agenda | 934520556 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" | Shareholder | Against | For | |||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | |||
7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | For | |||
8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Shareholder | Against | For | |||
9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | For | |||
THE WALT DISNEY COMPANY | |||||||
Security | 254687106 | Meeting Type | Annual | ||||
Ticker Symbol | DIS | Meeting Date | 08-Mar-2017 | ||||
ISIN | US2546871060 | Agenda | 934523437 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | For | For | |||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Management | 1 Year | For | |||
5. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. | Shareholder | Against | For | |||
6. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. | Shareholder | Against | For | |||
STARBUCKS CORPORATION | |||||||
Security | 855244109 | Meeting Type | Annual | ||||
Ticker Symbol | SBUX | Meeting Date | 22-Mar-2017 | ||||
ISIN | US8552441094 | Agenda | 934524996 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: ROSALIND BREWER | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||
5. | AMEND PROXY ACCESS BYLAW. | Shareholder | Against | For | |||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||
Security | 806857108 | Meeting Type | Annual | ||||
Ticker Symbol | SLB | Meeting Date | 05-Apr-2017 | ||||
ISIN | AN8068571086 | Agenda | 934533705 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: HELGE LUND | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
4. | TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS. | Management | For | For | |||
5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management | Against | Against | |||
7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | Against | Against | |||
HONEYWELL INTERNATIONAL INC. | |||||||
Security | 438516106 | Meeting Type | Annual | ||||
Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | ||||
ISIN | US4385161066 | Agenda | 934539567 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | |||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | |||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||
6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | |||
UNITED TECHNOLOGIES CORPORATION | |||||||
Security | 913017109 | Meeting Type | Annual | ||||
Ticker Symbol | UTX | Meeting Date | 24-Apr-2017 | ||||
ISIN | US9130171096 | Agenda | 934541548 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LLOYD J. AUSTIN III | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: DIANE M. BRYANT | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: GREGORY J. HAYES | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | |||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||
Security | 459200101 | Meeting Type | Annual | ||||
Ticker Symbol | IBM | Meeting Date | 25-Apr-2017 | ||||
ISIN | US4592001014 | Agenda | 934539973 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT | Management | For | For | |||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW | Management | For | For | |||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR | Management | For | For | |||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS | Management | For | For | |||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY | Management | For | For | |||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON | Management | For | For | |||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS | Management | For | For | |||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. | Management | For | For | |||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN | Management | For | For | |||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS | Management | For | For | |||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY | Management | For | For | |||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL | Management | For | For | |||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER | Management | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE | Shareholder | Against | For | |||
6. | STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||
7. | STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW | Shareholder | Against | For | |||
CITIGROUP INC. | |||||||
Security | 172967424 | Meeting Type | Annual | ||||
Ticker Symbol | C | Meeting Date | 25-Apr-2017 | ||||
ISIN | US1729674242 | Agenda | 934541904 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | |||
1O. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | |||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE CITI'S 2016 EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
5. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY'S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. | Shareholder | Against | For | |||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. | Shareholder | Against | For | |||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | |||
8. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. | Shareholder | Against | For | |||
9. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For | |||
WELLS FARGO & COMPANY | |||||||
Security | 949746101 | Meeting Type | Annual | ||||
Ticker Symbol | WFC | Meeting Date | 25-Apr-2017 | ||||
ISIN | US9497461015 | Agenda | 934543314 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: KAREN B. PEETZ | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: TIMOTHY J. SLOAN | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | |||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | |||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
5. | STOCKHOLDER PROPOSAL - RETAIL BANKING SALES PRACTICES REPORT. | Shareholder | Against | For | |||
6. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. | Shareholder | Against | For | |||
7. | STOCKHOLDER PROPOSAL - DIVESTING NON-CORE BUSINESS REPORT. | Shareholder | Against | For | |||
8. | STOCKHOLDER PROPOSAL - GENDER PAY EQUITY REPORT. | Shareholder | Against | For | |||
9. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For | |||
10. | STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' RIGHTS POLICY. | Shareholder | Against | For | |||
GENERAL ELECTRIC COMPANY | |||||||
Security | 369604103 | Meeting Type | Annual | ||||
Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | ||||
ISIN | US3696041033 | Agenda | 934541916 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | |||
A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||
A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||
A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||
A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | |||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||
A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||
A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | |||
A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||
A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||
A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||
A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | |||
B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED | Management | Against | Against | |||
B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Management | For | For | |||
B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 | Management | For | For | |||
C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | |||
C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT | Shareholder | Against | For | |||
C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS | Shareholder | Against | For | |||
C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | |||
BANK OF AMERICA CORPORATION | |||||||
Security | 060505104 | Meeting Type | Annual | ||||
Ticker Symbol | BAC | Meeting Date | 26-Apr-2017 | ||||
ISIN | US0605051046 | Agenda | 934543453 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: MICHAEL D. WHITE | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||
2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | Management | For | For | |||
3. | A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION) | Management | 1 Year | For | |||
4. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
5. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | Against | For | |||
6. | STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS | Shareholder | Against | For | |||
7. | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||
8. | STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY | Shareholder | Against | For | |||
JOHNSON & JOHNSON | |||||||
Security | 478160104 | Meeting Type | Annual | ||||
Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | ||||
ISIN | US4781601046 | Agenda | 934537284 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||
2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | |||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN | Management | Against | Against | |||
5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||
PFIZER INC. | |||||||
Security | 717081103 | Meeting Type | Annual | ||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | ||||
ISIN | US7170811035 | Agenda | 934540798 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | |||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Shareholder | Against | For | |||
6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||
7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Shareholder | Against | For | |||
AT&T INC. | |||||||
Security | 00206R102 | Meeting Type | Annual | ||||
Ticker Symbol | T | Meeting Date | 28-Apr-2017 | ||||
ISIN | US00206R1023 | Agenda | 934539935 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | Management | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | |||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | PREPARE POLITICAL SPENDING REPORT. | Shareholder | Against | For | |||
6. | PREPARE LOBBYING REPORT. | Shareholder | Against | For | |||
7. | MODIFY PROXY ACCESS REQUIREMENTS. | Shareholder | Against | For | |||
8. | REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. | Shareholder | Against | For | |||
THE GOLDMAN SACHS GROUP, INC. | |||||||
Security | 38141G104 | Meeting Type | Annual | ||||
Ticker Symbol | GS | Meeting Date | 28-Apr-2017 | ||||
ISIN | US38141G1040 | Agenda | 934542805 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: MARK A. FLAHERTY | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: MARK O. WINKELMAN | Management | For | For | |||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | Management | 1 Year | For | |||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
BRISTOL-MYERS SQUIBB COMPANY | |||||||
Security | 110122108 | Meeting Type | Annual | ||||
Ticker Symbol | BMY | Meeting Date | 02-May-2017 | ||||
ISIN | US1101221083 | Agenda | 934547538 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: P. J. ARDUINI | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: R. J. BERTOLINI | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: M. W. EMMENS | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: A. J. LACY | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: D. C. PALIWAL | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: T. R. SAMUELS | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: G. L. STORCH | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: V. L. SATO, PH.D. | Management | For | For | |||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||
4. | RE-APPROVAL OF THE MATERIALS TERMS OF THE PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN (AS AMENDED). | Management | Against | Against | |||
5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN. | Management | Against | Against | |||
6. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||
7. | SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | |||
PEPSICO, INC. | |||||||
Security | 713448108 | Meeting Type | Annual | ||||
Ticker Symbol | PEP | Meeting Date | 03-May-2017 | ||||
ISIN | US7134481081 | Agenda | 934545419 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: DARREN WALKER | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | |||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
5. | REPORT REGARDING PESTICIDE POLLUTION. | Shareholder | Against | For | |||
6. | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Against | For | |||
VERIZON COMMUNICATIONS INC. | |||||||
Security | 92343V104 | Meeting Type | Annual | ||||
Ticker Symbol | VZ | Meeting Date | 04-May-2017 | ||||
ISIN | US92343V1044 | Agenda | 934546461 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | Management | Against | Against | |||
6. | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | |||
7. | REPORT ON GREENHOUSE GAS REDUCTION TARGETS | Shareholder | Against | For | |||
8. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||
9. | EXECUTIVE COMPENSATION CLAWBACK POLICY | Shareholder | Against | For | |||
10. | STOCK RETENTION POLICY | Shareholder | Against | For | |||
11. | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES | Shareholder | Against | For | |||
BERKSHIRE HATHAWAY INC. | |||||||
Security | 084670702 | Meeting Type | Annual | ||||
Ticker Symbol | BRKB | Meeting Date | 06-May-2017 | ||||
ISIN | US0846707026 | Agenda | 934542196 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | WARREN E. BUFFETT | For | For | ||||
2 | CHARLES T. MUNGER | For | For | ||||
3 | HOWARD G. BUFFETT | For | For | ||||
4 | STEPHEN B. BURKE | For | For | ||||
5 | SUSAN L. DECKER | For | For | ||||
6 | WILLIAM H. GATES III | For | For | ||||
7 | DAVID S. GOTTESMAN | For | For | ||||
8 | CHARLOTTE GUYMAN | For | For | ||||
9 | THOMAS S. MURPHY | For | For | ||||
10 | RONALD L. OLSON | For | For | ||||
11 | WALTER SCOTT, JR. | For | For | ||||
12 | MERYL B. WITMER | For | For | ||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | Management | For | For | |||
3. | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||
4. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||
5. | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Shareholder | Against | For | |||
6. | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Shareholder | Against | For | |||
3M COMPANY | |||||||
Security | 88579Y101 | Meeting Type | Annual | ||||
Ticker Symbol | MMM | Meeting Date | 09-May-2017 | ||||
ISIN | US88579Y1010 | Agenda | 934547968 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: SONDRA L. BARBOUR | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
5. | STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Against | For | |||
FIRST REPUBLIC BANK | |||||||
Security | 33616C100 | Meeting Type | Annual | ||||
Ticker Symbol | FRC | Meeting Date | 09-May-2017 | ||||
ISIN | US33616C1009 | Agenda | 934551575 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: JAMES H. HERBERT, II | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: KATHERINE AUGUST- DEWILDE | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, JR. | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: L. MARTIN GIBBS | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: BORIS GROYSBERG | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: PAMELA J. JOYNER | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: REYNOLD LEVY | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: GEORGE G.C. PARKER | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: CHERYL SPIELMAN | Management | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF FIRST REPUBLIC BANK FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017. | Management | For | For | |||
3. | TO APPROVE THE FIRST REPUBLIC BANK 2017 EXECUTIVE INCENTIVE PLAN. | Management | Against | Against | |||
4. | TO APPROVE THE FIRST REPUBLIC BANK 2017 OMNIBUS AWARD PLAN. | Management | Against | Against | |||
5. | TO DETERMINE, BY ADVISORY (NON-BINDING) VOTE, THE FREQUENCY OF FUTURE VOTES APPROVING COMPENSATION OF OUR EXECUTIVE OFFICERS ("SAY ON PAY" VOTES). | Management | 1 Year | For | |||
6. | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS (A "SAY ON PAY" VOTE). | Management | For | For | |||
7. | SHAREHOLDER PROPOSAL REQUESTING FIRST REPUBLIC BANK TO PREPARE AN EMPLOYMENT DIVERSITY REPORT. | Shareholder | Against | For | |||
DANAHER CORPORATION | |||||||
Security | 235851102 | Meeting Type | Annual | ||||
Ticker Symbol | DHR | Meeting Date | 09-May-2017 | ||||
ISIN | US2358511028 | Agenda | 934574042 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: ROBERT J. HUGIN | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: RAYMOND C. STEVENS, PH.D. | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | |||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
3. | TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S 2007 STOCK INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. | Management | Against | Against | |||
4. | TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S 2007 EXECUTIVE INCENTIVE COMPENSATION PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. | Management | Against | Against | |||
5. | TO APPROVE ON AN ADVISORY BASIS THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||
6. | TO HOLD AN ADVISORY VOTE RELATING TO THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |||
7. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT AND REPORT ON GOALS TO REDUCE GREENHOUSE GAS EMISSIONS. | Shareholder | Against | For | |||
CVS HEALTH CORPORATION | |||||||
Security | 126650100 | Meeting Type | Annual | ||||
Ticker Symbol | CVS | Meeting Date | 10-May-2017 | ||||
ISIN | US1266501006 | Agenda | 934558707 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | |||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |||
5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | Against | Against | |||
6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | Against | For | |||
7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | |||
8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | Against | For | |||
GILEAD SCIENCES, INC. | |||||||
Security | 375558103 | Meeting Type | Annual | ||||
Ticker Symbol | GILD | Meeting Date | 10-May-2017 | ||||
ISIN | US3755581036 | Agenda | 934558810 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: KELLY A. KRAMER | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | |||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||
3. | RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
5. | ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | For | Against | |||
KINDER MORGAN, INC. | |||||||
Security | 49456B101 | Meeting Type | Annual | ||||
Ticker Symbol | KMI | Meeting Date | 10-May-2017 | ||||
ISIN | US49456B1017 | Agenda | 934558884 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: RICHARD D. KINDER | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: STEVEN J. KEAN | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: KIMBERLY A. DANG | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: TED A. GARDNER | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: GARY L. HULTQUIST | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: RONALD L. KUEHN, JR. | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: DEBORAH A. MACDONALD | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: MICHAEL C. MORGAN | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: ARTHUR C. REICHSTETTER | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: FAYEZ SAROFIM | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: C. PARK SHAPER | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: WILLIAM A. SMITH | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: JOEL V. STAFF | Management | For | For | |||
1O. | ELECTION OF DIRECTOR: ROBERT F. VAGT | Management | For | For | |||
1P. | ELECTION OF DIRECTOR: PERRY M. WAUGHTAL | Management | For | For | |||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
3. | STOCKHOLDER PROPOSAL RELATING TO A PROXY ACCESS BYLAW | Shareholder | Against | For | |||
4. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON METHANE EMISSIONS | Shareholder | Against | For | |||
5. | STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL SUSTAINABILITY REPORT | Shareholder | Against | For | |||
6. | STOCKHOLDER PROPOSAL RELATING TO AN ASSESSMENT OF THE MEDIUM- AND LONG-TERM PORTFOLIO IMPACTS OF TECHNOLOGICAL ADVANCES AND GLOBAL CLIMATE CHANGE POLICIES | Shareholder | Against | For | |||
UNION PACIFIC CORPORATION | |||||||
Security | 907818108 | Meeting Type | Annual | ||||
Ticker Symbol | UNP | Meeting Date | 11-May-2017 | ||||
ISIN | US9078181081 | Agenda | 934561172 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: ANDREW H. CARD JR. | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: LANCE M. FRITZ | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: DEBORAH C. HOPKINS | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: JANE H. LUTE | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: THOMAS F. MCLARTY III | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: JOSE H. VILLARREAL | Management | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For | |||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). | Management | 1 Year | For | |||
5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||
JPMORGAN CHASE & CO. | |||||||
Security | 46625H100 | Meeting Type | Annual | ||||
Ticker Symbol | JPM | Meeting Date | 16-May-2017 | ||||
ISIN | US46625H1005 | Agenda | 934561665 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||
4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||
6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | Against | For | |||
7. | CLAWBACK AMENDMENT | Shareholder | Against | For | |||
8. | GENDER PAY EQUITY | Shareholder | Against | For | |||
9. | HOW VOTES ARE COUNTED | Shareholder | Against | For | |||
10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||
MONDELEZ INTERNATIONAL, INC. | |||||||
Security | 609207105 | Meeting Type | Annual | ||||
Ticker Symbol | MDLZ | Meeting Date | 17-May-2017 | ||||
ISIN | US6092071058 | Agenda | 934563900 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: CHRISTIANA S. SHI | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. VAN BOXMEER | Management | For | For | |||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
5. | SHAREHOLDER PROPOSAL: REPORT ON NON- RECYCLABLE PACKAGING. | Shareholder | Against | For | |||
6. | SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. | Shareholder | Against | For | |||
THERMO FISHER SCIENTIFIC INC. | |||||||
Security | 883556102 | Meeting Type | Annual | ||||
Ticker Symbol | TMO | Meeting Date | 17-May-2017 | ||||
ISIN | US8835561023 | Agenda | 934574559 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: LARS R. SORENSEN | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: DION J. WEISLER | Management | For | For | |||
2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||
3. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | For | |||
4. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. | Management | For | For | |||
PIONEER NATURAL RESOURCES COMPANY | |||||||
Security | 723787107 | Meeting Type | Annual | ||||
Ticker Symbol | PXD | Meeting Date | 18-May-2017 | ||||
ISIN | US7237871071 | Agenda | 934570210 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: ANDREW F. CATES | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: PHILLIP A. GOBE | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: STACY P. METHVIN | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: ROYCE W. MITCHELL | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: MONA K. SUTPHEN | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: MICHAEL D. WORTLEY | Management | For | For | |||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE REGARDING FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | STOCKHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT | Shareholder | Against | For | |||
AMGEN INC. | |||||||
Security | 031162100 | Meeting Type | Annual | ||||
Ticker Symbol | AMGN | Meeting Date | 19-May-2017 | ||||
ISIN | US0311621009 | Agenda | 934569039 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS | Management | For | For | |||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. | Shareholder | Against | For | |||
MERCK & CO., INC. | |||||||
Security | 58933Y105 | Meeting Type | Annual | ||||
Ticker Symbol | MRK | Meeting Date | 23-May-2017 | ||||
ISIN | US58933Y1055 | Agenda | 934581439 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||
4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||
6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Shareholder | Against | For | |||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. | Shareholder | Against | For | |||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Shareholder | Against | For | |||
AMAZON.COM, INC. | |||||||
Security | 023135106 | Meeting Type | Annual | ||||
Ticker Symbol | AMZN | Meeting Date | 23-May-2017 | ||||
ISIN | US0231351067 | Agenda | 934583596 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | |||
5. | APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | Against | Against | |||
6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Shareholder | Against | For | |||
7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Shareholder | Against | For | |||
8. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Against | For | |||
MCDONALD'S CORPORATION | |||||||
Security | 580135101 | Meeting Type | Annual | ||||
Ticker Symbol | MCD | Meeting Date | 24-May-2017 | ||||
ISIN | US5801351017 | Agenda | 934584168 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: LLOYD DEAN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: STEPHEN EASTERBROOK | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: ROBERT ECKERT | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: MARGARET GEORGIADIS | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: JEANNE JACKSON | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: RICHARD LENNY | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JOHN MULLIGAN | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: SHEILA PENROSE | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: JOHN ROGERS, JR. | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: MILES WHITE | Management | For | For | |||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN. | Management | Against | Against | |||
5. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017. | Management | For | For | |||
6. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A CHANGE TO THE VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
7. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REGARDING THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
8. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO ISSUE A CLASS OF PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
9. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
10. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO UPDATE THE COMPANY'S POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
11. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
12. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||
BLACKROCK, INC. | |||||||
Security | 09247X101 | Meeting Type | Annual | ||||
Ticker Symbol | BLK | Meeting Date | 25-May-2017 | ||||
ISIN | US09247X1019 | Agenda | 934585603 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL- HAMAD | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: PAMELA DALEY | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: LAURENCE D. FINK | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: JAMES GROSFELD | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: ROBERT S. KAPITO | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: CHERYL D. MILLS | Management | For | For | |||
1M. | ELECTION OF DIRECTOR: GORDON M. NIXON | Management | For | For | |||
1N. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | |||
1O. | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | For | For | |||
1P. | ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT | Management | For | For | |||
1Q. | ELECTION OF DIRECTOR: JOHN S. VARLEY | Management | For | For | |||
1R. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | |||
2. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
3. | RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | For | |||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | Management | For | For | |||
5. | A SHAREHOLDER PROPOSAL REGARDING PROXY VOTING RECORD ON EXECUTIVE COMPENSATION. | Shareholder | Against | For | |||
6. | A SHAREHOLDER PROPOSAL REGARDING PRODUCTION OF AN ANNUAL REPORT ON CERTAIN TRADE ASSOCIATION AND LOBBYING EXPENDITURES. | Shareholder | Against | For | |||
CHEVRON CORPORATION | |||||||
Security | 166764100 | Meeting Type | Annual | ||||
Ticker Symbol | CVX | Meeting Date | 31-May-2017 | ||||
ISIN | US1667641005 | Agenda | 934581732 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: W. M. AUSTIN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: L. F. DEILY | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: R. E. DENHAM | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: A. P. GAST | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: C. W. MOORMAN IV | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: D. F. MOYO | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: R. D. SUGAR | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: I. G. THULIN | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: J. S. WATSON | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: M. K. WIRTH | Management | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | |||
5. | REPORT ON LOBBYING | Shareholder | Against | For | |||
6. | REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS WITH CONFLICT COMPLICIT GOVERNMENTS | Shareholder | Against | For | |||
7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT | Shareholder | Against | For | |||
8. | REPORT ON TRANSITION TO A LOW CARBON ECONOMY | Shareholder | Against | For | |||
9. | ADOPT POLICY ON INDEPENDENT CHAIRMAN | Shareholder | Against | For | |||
10. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | |||
11. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | For | |||
EXXON MOBIL CORPORATION | |||||||
Security | 30231G102 | Meeting Type | Annual | ||||
Ticker Symbol | XOM | Meeting Date | 31-May-2017 | ||||
ISIN | US30231G1022 | Agenda | 934588673 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | SUSAN K. AVERY | For | For | ||||
2 | MICHAEL J. BOSKIN | For | For | ||||
3 | ANGELA F. BRALY | For | For | ||||
4 | URSULA M. BURNS | For | For | ||||
5 | HENRIETTA H. FORE | For | For | ||||
6 | KENNETH C. FRAZIER | For | For | ||||
7 | DOUGLAS R. OBERHELMAN | For | For | ||||
8 | SAMUEL J. PALMISANO | For | For | ||||
9 | STEVEN S REINEMUND | For | For | ||||
10 | WILLIAM C. WELDON | For | For | ||||
11 | DARREN W. WOODS | For | For | ||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) | Management | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 25) | Management | For | For | |||
4. | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 25) | Management | 1 Year | For | |||
5. | INDEPENDENT CHAIRMAN (PAGE 53) | Shareholder | Against | For | |||
6. | MAJORITY VOTE FOR DIRECTORS (PAGE 54) | Shareholder | Against | For | |||
7. | SPECIAL SHAREHOLDER MEETINGS (PAGE 55) | Shareholder | Against | For | |||
8. | RESTRICT PRECATORY PROPOSALS (PAGE 56) | Shareholder | Against | For | |||
9. | REPORT ON COMPENSATION FOR WOMEN (PAGE 57) | Shareholder | Against | For | |||
10. | REPORT ON LOBBYING (PAGE 59) | Shareholder | Against | For | |||
11. | INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT (PAGE 60) | Shareholder | Against | For | |||
12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 62) | Shareholder | Against | For | |||
13. | REPORT ON METHANE EMISSIONS (PAGE 64) | Shareholder | Against | For | |||
AMERICAN TOWER CORPORATION | |||||||
Security | 03027X100 | Meeting Type | Annual | ||||
Ticker Symbol | AMT | Meeting Date | 31-May-2017 | ||||
ISIN | US03027X1000 | Agenda | 934590945 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: ROBERT D. HORMATS | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: CRAIG MACNAB | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | |||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY WILL HOLD A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
FACEBOOK INC. | |||||||
Security | 30303M102 | Meeting Type | Annual | ||||
Ticker Symbol | FB | Meeting Date | 01-Jun-2017 | ||||
ISIN | US30303M1027 | Agenda | 934590870 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | MARC L. ANDREESSEN | For | For | ||||
2 | ERSKINE B. BOWLES | For | For | ||||
3 | S.D.DESMOND-HELLMANN | For | For | ||||
4 | REED HASTINGS | For | For | ||||
5 | JAN KOUM | For | For | ||||
6 | SHERYL K. SANDBERG | For | For | ||||
7 | PETER A. THIEL | For | For | ||||
8 | MARK ZUCKERBERG | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | |||
4. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | For | |||
5. | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Shareholder | Against | For | |||
6. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | For | |||
7. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | For | |||
NXP SEMICONDUCTORS NV. | |||||||
Security | N6596X109 | Meeting Type | Annual | ||||
Ticker Symbol | NXPI | Meeting Date | 01-Jun-2017 | ||||
ISIN | NL0009538784 | Agenda | 934626966 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2-C | ADOPTION OF THE 2016 STATUTORY ANNUAL ACCOUNTS. | Management | |||||
2-D | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016. | Management | |||||
3-A | PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-B | PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-C | PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-D | PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-E | PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-F | PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-G | PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-H | PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-I | PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-J | PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
3-K | PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | |||||
4-A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES. | Management | |||||
4-B | AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS. | Management | |||||
5 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL. | Management | |||||
6 | AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL. | Management | |||||
LOWE'S COMPANIES, INC. | |||||||
Security | 548661107 | Meeting Type | Annual | ||||
Ticker Symbol | LOW | Meeting Date | 02-Jun-2017 | ||||
ISIN | US5486611073 | Agenda | 934594412 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | RAUL ALVAREZ | For | For | ||||
2 | ANGELA F. BRALY | For | For | ||||
3 | SANDRA B. COCHRAN | For | For | ||||
4 | LAURIE Z. DOUGLAS | For | For | ||||
5 | RICHARD W. DREILING | For | For | ||||
6 | ROBERT L. JOHNSON | For | For | ||||
7 | MARSHALL O. LARSEN | For | For | ||||
8 | JAMES H. MORGAN | For | For | ||||
9 | ROBERT A. NIBLOCK | For | For | ||||
10 | BERTRAM L. SCOTT | For | For | ||||
11 | ERIC C. WISEMAN | For | For | ||||
2. | ADVISORY VOTE TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2016. | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |||
5. | PROPOSAL REGARDING THE FEASIBILITY OF SETTING RENEWABLE ENERGY SOURCING TARGETS. | Shareholder | Against | For | |||
ALPHABET INC | |||||||
Security | 02079K305 | Meeting Type | Annual | ||||
Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | ||||
ISIN | US02079K3059 | Agenda | 934604946 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | LARRY PAGE | For | For | ||||
2 | SERGEY BRIN | For | For | ||||
3 | ERIC E. SCHMIDT | For | For | ||||
4 | L. JOHN DOERR | For | For | ||||
5 | ROGER W. FERGUSON, JR. | For | For | ||||
6 | DIANE B. GREENE | For | For | ||||
7 | JOHN L. HENNESSY | For | For | ||||
8 | ANN MATHER | For | For | ||||
9 | ALAN R. MULALLY | For | For | ||||
10 | PAUL S. OTELLINI | For | For | ||||
11 | K. RAM SHRIRAM | For | For | ||||
12 | SHIRLEY M. TILGHMAN | For | For | ||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | Management | Against | Against | |||
4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | |||
6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||
DIAMONDBACK ENERGY, INC. | |||||||
Security | 25278X109 | Meeting Type | Annual | ||||
Ticker Symbol | FANG | Meeting Date | 07-Jun-2017 | ||||
ISIN | US25278X1090 | Agenda | 934605962 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | STEVEN E. WEST | For | For | ||||
2 | TRAVIS D. STICE | For | For | ||||
3 | MICHAEL P. CROSS | For | For | ||||
4 | DAVID L. HOUSTON | For | For | ||||
5 | MARK L. PLAUMANN | For | For | ||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For | |||
CELGENE CORPORATION | |||||||
Security | 151020104 | Meeting Type | Annual | ||||
Ticker Symbol | CELG | Meeting Date | 14-Jun-2017 | ||||
ISIN | US1510201049 | Agenda | 934609023 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | ROBERT J. HUGIN | For | For | ||||
2 | MARK J. ALLES | For | For | ||||
3 | RICHARD W BARKER D PHIL | For | For | ||||
4 | MICHAEL W. BONNEY | For | For | ||||
5 | MICHAEL D. CASEY | For | For | ||||
6 | CARRIE S. COX | For | For | ||||
7 | MICHAEL A. FRIEDMAN, MD | For | For | ||||
8 | JULIA A. HALLER, M.D. | For | For | ||||
9 | GILLA S. KAPLAN, PH.D. | For | For | ||||
10 | JAMES J. LOUGHLIN | For | For | ||||
11 | ERNEST MARIO, PH.D. | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S STOCK INCENTIVE PLAN. | Management | Against | Against | |||
4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |||
6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | |||
MASTERCARD INCORPORATED | |||||||
Security | 57636Q104 | Meeting Type | Annual | ||||
Ticker Symbol | MA | Meeting Date | 27-Jun-2017 | ||||
ISIN | US57636Q1040 | Agenda | 934614935 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | |||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | |||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||
1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | |||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||
1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | |||
2. | ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
4. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES | Management | Against | Against | |||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 | Management | For | For | |||
6. | CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY | Shareholder | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Northeast Investors Growth Fund | ||
By: | /s/ Nancy M. Mulligan | ||
Nancy M. Mulligan | |||
President (Principal Executive Officer) | |||
Date: | July 13, 2017 |