UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Hickory Blvd. SW
Lenoir, NC 28645
828-758-6100
Leah Geates
800 Hickory Blvd. SW
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2021 – June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
| Investment Company Report | ||||||||||||||||||||||||||||
| 3M COMPANY | ||||||||||||||||||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MMM | Meeting Date | 10-May-2022 | |||||||||||||||||||||||||
| ISIN | US88579Y1010 | Agenda | 935569535 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director for a one year term: Thomas "Tony" K. Brown | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director for a one year term: Pamela J. Craig | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director for a one year term: David B. Dillon | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director for a one year term: Michael L. Eskew | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director for a one year term: James R. Fitterling | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director for a one year term: Amy E. Hood | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director for a one year term: Muhtar Kent | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director for a one year term: Suzan Kereere | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director for a one year term: Dambisa F. Moyo | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director for a one year term: Gregory R. Page | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director for a one year term: Michael F. Roman | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal on publishing a report on environmental costs. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal on China audit. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 76 | 0 | 24-Mar-2022 | 24-Mar-2022 | |||||||||||||||||||||
| ABB LTD | ||||||||||||||||||||||||||||
| Security | 000375204 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ABB | Meeting Date | 24-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US0003752047 | Agenda | 935556627 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Approval of the management report, the consolidated financial statements and the annual financial statements for 2021 | Management | For | |||||||||||||||||||||||||
| 2. | Consultative vote on the 2021 Compensation Report | Management | For | |||||||||||||||||||||||||
| 3. | Discharge of the Board of Directors and the persons entrusted with management | Management | For | |||||||||||||||||||||||||
| 4. | Appropriation of earnings | Management | For | |||||||||||||||||||||||||
| 5. | Capital reduction through cancellation of shares repurchased under the share buyback programs 2020 and 2021 | Management | For | |||||||||||||||||||||||||
| 6A. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2022 Annual General Meeting to the 2023 Annual General Meeting | Management | For | |||||||||||||||||||||||||
| 6B. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2023 | Management | For | |||||||||||||||||||||||||
| 7A. | Election of Gunnar Brock as Director | Management | For | |||||||||||||||||||||||||
| 7B. | Election of David Constable as Director | Management | For | |||||||||||||||||||||||||
| 7C. | Election of Frederico Fleury Curado as Director | Management | For | |||||||||||||||||||||||||
| 7D. | Election of Lars Förberg as Director | Management | For | |||||||||||||||||||||||||
| 7E. | Election of Jennifer Xin-Zhe Li as Director | Management | For | |||||||||||||||||||||||||
| 7F. | Election of Geraldine Matchett as Director | Management | For | |||||||||||||||||||||||||
| 7G. | Election of David Meline as Director | Management | For | |||||||||||||||||||||||||
| 7H. | Election of Satish Pai as Director | Management | For | |||||||||||||||||||||||||
| 7I. | Election of Jacob Wallenberg as Director | Management | For | |||||||||||||||||||||||||
| 7J. | Election of Peter Voser as Director and Chairman | Management | For | |||||||||||||||||||||||||
| 8A. | Election of David Constable as a member of Compensation Committee | Management | For | |||||||||||||||||||||||||
| 8B. | Election of Frederico Fleury Curado as a member of Compensation Committee | Management | For | |||||||||||||||||||||||||
| 8C. | Election of Jennifer Xin-Zhe Li as a member of Compensation Committee | Management | For | |||||||||||||||||||||||||
| 9. | Election of the independent proxy, Zehnder Bolliger & Partner | Management | For | |||||||||||||||||||||||||
| 10. | Election of the auditors, KPMG AG | Management | For | |||||||||||||||||||||||||
| 11. | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 208 | 0 | 07-Mar-2022 | 07-Mar-2022 | |||||||||||||||||||||
| ABBVIE INC. | ||||||||||||||||||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ABBV | Meeting Date | 06-May-2022 | |||||||||||||||||||||||||
| ISIN | US00287Y1091 | Agenda | 935568141 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | William H.L. Burnside | For | ||||||||||||||||||||||||||
| 2 | Thomas C. Freyman | For | ||||||||||||||||||||||||||
| 3 | Brett J. Hart | For | ||||||||||||||||||||||||||
| 4 | Edward J. Rapp | For | ||||||||||||||||||||||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | |||||||||||||||||||||||||
| 4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | |||||||||||||||||||||||||
| 5. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Stockholder Proposal - to Issue an Annual Report on Political Spending | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 180 | 0 | 22-Mar-2022 | 22-Mar-2022 | |||||||||||||||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||||||||||||||||||
| Security | 00507V109 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | ATVI | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US00507V1098 | Agenda | 935580111 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the "merger agreement"), by and among Activision Blizzard, Inc. ("Activision Blizzard"), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. | Management | For | |||||||||||||||||||||||||
| 2. | Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non- binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. | Management | For | |||||||||||||||||||||||||
| 3. | Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 2,500 | 0 | 28-Mar-2022 | 28-Mar-2022 | |||||||||||||||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||||||||||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ATVI | Meeting Date | 21-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US00507V1098 | Agenda | 935640715 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Reveta Bowers | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Kerry Carr | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: Robert Corti | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Brian Kelly | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: Robert Kotick | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Lulu Meservey | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: Barry Meyer | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Robert Morgado | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Peter Nolan | Management | For | |||||||||||||||||||||||||
| 1j. | Election of Director: Dawn Ostroff | Management | For | |||||||||||||||||||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal regarding the nomination of an employee representative director. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal regarding the preparation of a report about the Company's efforts to prevent abuse, harassment and discrimination. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 2,500 | 0 | 04-May-2022 | 04-May-2022 | |||||||||||||||||||||
| ALTRIA GROUP, INC. | ||||||||||||||||||||||||||||
| Security | 02209S103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MO | Meeting Date | 19-May-2022 | |||||||||||||||||||||||||
| ISIN | US02209S1033 | Agenda | 935588472 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Ian L.T. Clarke | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Marjorie M. Connelly | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: R. Matt Davis | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: William F. Gifford, Jr. | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Debra J. Kelly-Ennis | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: W. Leo Kiely III | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Kathryn B. McQuade | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: George Muñoz | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Nabil Y. Sakkab | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Virginia E. Shanks | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Ellen R. Strahlman | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: M. Max Yzaguirre | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
| 3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder Proposal - Commission a Civil Rights Equity Audit. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 2,500 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 275 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| AMBEV S.A. | ||||||||||||||||||||||||||||
| Security | 02319V103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ABEV | Meeting Date | 29-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US02319V1035 | Agenda | 935608969 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | Analyze and approve the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2021. | Management | For | |||||||||||||||||||||||||
| 2 | Resolve on the allocation of the net profits for the fiscal year ended December 31, 2021. | Management | For | |||||||||||||||||||||||||
| 3a | Elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year: Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate). You may only vote in favor of 3a or 3b. Casting a vote in favor of both 3a and 3b will deem your vote invalid. | Management | For | |||||||||||||||||||||||||
| 3b | Elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year: Separate Election of the fiscal council - Candidates nominated by minority shareholders: Vinicius Balbino Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate). You may only vote in favor of 3a or 3b. Casting a vote in favor of both 3a and 3b will deem your vote invalid. | Management | Against | |||||||||||||||||||||||||
| 4 | Determine the managers' overall compensation for the year of 2022, in the annual amount of up to R$ 121,572,686.14, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year, in accordance with the Management Proposal. | Management | For | |||||||||||||||||||||||||
| 5 | Determine the overall compensation of the Fiscal Council's members for the year of 2022, in the annual amount of up to R$ 2,017,453.72, with alternate members' compensation corresponding to half of the amount received by the effective members, in accordance with the Management Proposal. | Management | For | |||||||||||||||||||||||||
| E6a | Amend the Company's bylaws to: amend item "m" and add item "q" of article 3 of the bylaws, to detail in the corporate purpose of the Company ancillary activities related to the main activities carried out by the Company. | Management | For | |||||||||||||||||||||||||
| E6b | Amend the Company's bylaws to: amend the heading of article 5 in order to reflect the capital increases approved by the Board of Directors up to the date of the AGOE, within the authorized capital limit. | Management | For | |||||||||||||||||||||||||
| E7 | Consolidate the Company's by-laws. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 3,590 | 0 | 14-Apr-2022 | 14-Apr-2022 | |||||||||||||||||||||
| AMBEV S.A. | ||||||||||||||||||||||||||||
| Security | 02319V103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ABEV | Meeting Date | 29-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US02319V1035 | Agenda | 935608969 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | Analyze and approve the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2021. | Management | For | |||||||||||||||||||||||||
| 2 | Resolve on the allocation of the net profits for the fiscal year ended December 31, 2021. | Management | For | |||||||||||||||||||||||||
| 3a | Elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year: Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate). You may only vote in favor of 3a or 3b. Casting a vote in favor of both 3a and 3b will deem your vote invalid. | Management | For | |||||||||||||||||||||||||
| 3b | Elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year: Separate Election of the fiscal council - Candidates nominated by minority shareholders: Vinicius Balbino Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate). You may only vote in favor of 3a or 3b. Casting a vote in favor of both 3a and 3b will deem your vote invalid. | Management | Abstain | |||||||||||||||||||||||||
| 4 | Determine the managers' overall compensation for the year of 2022, in the annual amount of up to R$ 121,572,686.14, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year, in accordance with the Management Proposal. | Management | For | |||||||||||||||||||||||||
| 5 | Determine the overall compensation of the Fiscal Council's members for the year of 2022, in the annual amount of up to R$ 2,017,453.72, with alternate members' compensation corresponding to half of the amount received by the effective members, in accordance with the Management Proposal. | Management | For | |||||||||||||||||||||||||
| E6a | Amend the Company's bylaws to: amend item "m" and add item "q" of article 3 of the bylaws, to detail in the corporate purpose of the Company ancillary activities related to the main activities carried out by the Company. | Management | For | |||||||||||||||||||||||||
| E6b | Amend the Company's bylaws to: amend the heading of article 5 in order to reflect the capital increases approved by the Board of Directors up to the date of the AGOE, within the authorized capital limit. | Management | For | |||||||||||||||||||||||||
| E7 | Consolidate the Company's by-laws. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 12,500 | 0 | 14-Apr-2022 | 14-Apr-2022 | |||||||||||||||||||||
| AMERICAN STATES WATER COMPANY | ||||||||||||||||||||||||||||
| Security | 029899101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | AWR | Meeting Date | 24-May-2022 | |||||||||||||||||||||||||
| ISIN | US0298991011 | Agenda | 935600987 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Dr. Diana M. Bontá | For | ||||||||||||||||||||||||||
| 2 | Ms. Mary Ann Hopkins | For | ||||||||||||||||||||||||||
| 3 | Mr. Robert J. Sprowls | For | ||||||||||||||||||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 23 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| ANHEUSER-BUSCH INBEV SA | ||||||||||||||||||||||||||||
| Security | 03524A108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BUD | Meeting Date | 27-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US03524A1088 | Agenda | 935586365 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | a. Special report by the Board of Directors on the authorised capital, drawn up in accordance with Article 7:199 of the ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||||||||||||||||
| 5. | Approval of the statutory annual accounts Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2021. (see reverse side for additional text). | Management | For | |||||||||||||||||||||||||
| 6. | Discharge to the directors Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2021. | Management | For | |||||||||||||||||||||||||
| 7. | Discharge to the statutory auditor Proposed resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2021. | Management | For | |||||||||||||||||||||||||
| 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | For | |||||||||||||||||||||||||
| 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | For | |||||||||||||||||||||||||
| 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | For | |||||||||||||||||||||||||
| 8D. | Proposed resolution: acknowledging the resignation of Mr. Roberto Thompson Motta as director and, upon proposal from the ....(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||||||||||||||||
| 9. | Appointment of statutory auditor and remuneration Proposed resolution: renewing, upon recommendation of the Audit ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||||||||||||||||
| 10. | Remuneration policy Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations. The 2021 annual report containing the remuneration policy is available on the Company's website. | Management | For | |||||||||||||||||||||||||
| 11. | Remuneration report Proposed resolution: approving the remuneration report for the financial year 2021. The 2021 annual report containing the remuneration report is available on the Company's website. | Management | For | |||||||||||||||||||||||||
| 12. | Filings Proposed resolution: without prejudice to other delegations of powers to the extent applicable, granting powers to Jan Vandermeersch, Global Legal Director Corporate, with power to substitute, to proceed to (i) the signing of the restated articles of association and their filings with the clerk's office of the Enterprise Court of Brussels as a result of the approval of the resolutions referred to in item 1 above, and (ii) any other filings and publication formalities in relation to the above resolutions. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,000 | 0 | 31-Mar-2022 | 31-Mar-2022 | |||||||||||||||||||||
| AON PLC | ||||||||||||||||||||||||||||
| Security | G0403H108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | AON | Meeting Date | 17-Jun-2022 | |||||||||||||||||||||||||
| ISIN | IE00BLP1HW54 | Agenda | 935632857 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Lester B. Knight | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Gregory C. Case | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: Jin-Yong Cai | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Jeffrey C. Campbell | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: Fulvio Conti | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Cheryl A. Francis | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: J. Michael Losh | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Richard C. Notebaert | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Gloria Santona | Management | For | |||||||||||||||||||||||||
| 1j. | Election of Director: Byron O. Spruell | Management | For | |||||||||||||||||||||||||
| 1k. | Election of Director: Carolyn Y. Woo | Management | For | |||||||||||||||||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law. | Management | For | |||||||||||||||||||||||||
| 5. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company's statutory auditor under Irish law. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 79 | 0 | 03-May-2022 | 03-May-2022 | |||||||||||||||||||||
| APPLE INC. | ||||||||||||||||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | AAPL | Meeting Date | 04-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US0378331005 | Agenda | 935541549 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: James Bell | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Tim Cook | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Al Gore | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Alex Gorsky | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Andrea Jung | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Art Levinson | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Monica Lozano | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Ron Sugar | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Sue Wagner | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | For | |||||||||||||||||||||||||
| 5. | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | Against | |||||||||||||||||||||||||
| 6. | A shareholder proposal entitled "Transparency Reports". | Shareholder | Against | |||||||||||||||||||||||||
| 7. | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | Against | |||||||||||||||||||||||||
| 8. | A shareholder proposal entitled "Pay Equity". | Shareholder | Against | |||||||||||||||||||||||||
| 9. | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | Against | |||||||||||||||||||||||||
| 10. | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 629 | 0 | 11-Jan-2022 | 11-Jan-2022 | |||||||||||||||||||||
| ASTRAZENECA PLC | ||||||||||||||||||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | AZN | Meeting Date | 29-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US0463531089 | Agenda | 935582317 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2021 | Management | For | |||||||||||||||||||||||||
| 2. | To confirm dividends | Management | For | |||||||||||||||||||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | |||||||||||||||||||||||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | |||||||||||||||||||||||||
| 5A. | Re-election of Director: Leif Johansson | Management | For | |||||||||||||||||||||||||
| 5B. | Re-election of Director: Pascal Soriot | Management | For | |||||||||||||||||||||||||
| 5C. | Election of Director: Aradhana Sarin | Management | For | |||||||||||||||||||||||||
| 5D. | Re-election of Director: Philip Broadley | Management | For | |||||||||||||||||||||||||
| 5E. | Re-election of Director: Euan Ashley | Management | For | |||||||||||||||||||||||||
| 5F. | Re-election of Director: Michel Demaré | Management | For | |||||||||||||||||||||||||
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | |||||||||||||||||||||||||
| 5H. | Re-election of Director: Diana Layfield | Management | For | |||||||||||||||||||||||||
| 5I. | Re-election of Director: Sheri McCoy | Management | For | |||||||||||||||||||||||||
| 5J. | Re-election of Director: Tony Mok | Management | For | |||||||||||||||||||||||||
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | |||||||||||||||||||||||||
| 5L. | Election of Director: Andreas Rummelt | Management | For | |||||||||||||||||||||||||
| 5M. | Re-election of Director: Marcus Wallenberg | Management | For | |||||||||||||||||||||||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2021 | Management | For | |||||||||||||||||||||||||
| 7. | To authorise limited political donations | Management | For | |||||||||||||||||||||||||
| 8. | To authorise the Directors to allot shares | Management | For | |||||||||||||||||||||||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 13. | To extend the AstraZenca PLC 2012 Savings Related Share Option Scheme | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 524 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| ASTRAZENECA PLC | ||||||||||||||||||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | AZN | Meeting Date | 29-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US0463531089 | Agenda | 935608729 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2021 | Management | For | |||||||||||||||||||||||||
| 2. | To confirm dividends | Management | For | |||||||||||||||||||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | |||||||||||||||||||||||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | |||||||||||||||||||||||||
| 5A. | Re-election of Director: Leif Johansson | Management | For | |||||||||||||||||||||||||
| 5B. | Re-election of Director: Pascal Soriot | Management | For | |||||||||||||||||||||||||
| 5C. | Election of Director: Aradhana Sarin | Management | For | |||||||||||||||||||||||||
| 5D. | Re-election of Director: Philip Broadley | Management | For | |||||||||||||||||||||||||
| 5E. | Re-election of Director: Euan Ashley | Management | For | |||||||||||||||||||||||||
| 5F. | Re-election of Director: Michel Demaré | Management | For | |||||||||||||||||||||||||
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | |||||||||||||||||||||||||
| 5H. | Re-election of Director: Diana Layfield | Management | For | |||||||||||||||||||||||||
| 5I. | Re-election of Director: Sheri McCoy | Management | For | |||||||||||||||||||||||||
| 5J. | Re-election of Director: Tony Mok | Management | For | |||||||||||||||||||||||||
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | |||||||||||||||||||||||||
| 5L. | Election of Director: Andreas Rummelt | Management | For | |||||||||||||||||||||||||
| 5M. | Re-election of Director: Marcus Wallenberg | Management | For | |||||||||||||||||||||||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2021 | Management | For | |||||||||||||||||||||||||
| 7. | To authorise limited political donations | Management | For | |||||||||||||||||||||||||
| 8. | To authorise the Directors to allot shares | Management | For | |||||||||||||||||||||||||
| 9. | To authorise the Directors to disapply pre- emption rights (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | |||||||||||||||||||||||||
| 13. | To extend the AstraZenca PLC 2012 Savings Related Share Option Scheme | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 524 | 0 | 13-Apr-2022 | 13-Apr-2022 | |||||||||||||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BAC | Meeting Date | 26-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US0605051046 | Agenda | 935560335 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Frank P. Bramble, Sr. | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Pierre J.P. de Weck | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Arnold W. Donald | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Linda P. Hudson | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Monica C. Lozano | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Brian T. Moynihan | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Denise L. Ramos | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Clayton S. Rose | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Michael D. White | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Thomas D. Woods | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: R. David Yost | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Director: Maria T. Zuber | Management | For | |||||||||||||||||||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | Management | For | |||||||||||||||||||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Management | For | |||||||||||||||||||||||||
| 5. | Shareholder proposal requesting a civil rights and nondiscrimination audit. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder proposal requesting a report on charitable donations. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 263 | 0 | 09-Mar-2022 | 09-Mar-2022 | |||||||||||||||||||||
| BAYER AG | ||||||||||||||||||||||||||||
| Security | 072730302 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BAYRY | Meeting Date | 29-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US0727303028 | Agenda | 935597039 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Distribution of the profit | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the actions of the members of the Board of Management | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the actions of the members of the Supervisory Board | Management | For | |||||||||||||||||||||||||
| 4.1 | Supervisory Board election: Dr. Paul Achleitner | Management | For | |||||||||||||||||||||||||
| 4.2 | Supervisory Board election: Dr. Norbert W. Bischofberger | Management | For | |||||||||||||||||||||||||
| 4.3 | Supervisory Board election: Colleen A. Goggins | Management | For | |||||||||||||||||||||||||
| 5. | Approval of the Compensation Report | Management | For | |||||||||||||||||||||||||
| 6. | Approval of the Control and Profit and Loss Transfer Agreement between the Company and Bayer Chemicals GmbH | Management | For | |||||||||||||||||||||||||
| 7. | Election of the Auditor (full-year, half-year and Q3 2022; Q1 2023) | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,000 | 0 | 11-Apr-2022 | 11-Apr-2022 | |||||||||||||||||||||
| BCE INC. | ||||||||||||||||||||||||||||
| Security | 05534B760 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BCE | Meeting Date | 05-May-2022 | |||||||||||||||||||||||||
| ISIN | CA05534B7604 | Agenda | 935575920 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Mirko Bibic | For | ||||||||||||||||||||||||||
| 2 | David F. Denison | For | ||||||||||||||||||||||||||
| 3 | Robert P. Dexter | For | ||||||||||||||||||||||||||
| 4 | Katherine Lee | For | ||||||||||||||||||||||||||
| 5 | Monique F. Leroux | For | ||||||||||||||||||||||||||
| 6 | Sheila A. Murray | For | ||||||||||||||||||||||||||
| 7 | Gordon M. Nixon | For | ||||||||||||||||||||||||||
| 8 | Louis P. Pagnutti | For | ||||||||||||||||||||||||||
| 9 | Calin Rovinescu | For | ||||||||||||||||||||||||||
| 10 | Karen Sheriff | For | ||||||||||||||||||||||||||
| 11 | Robert C. Simmonds | For | ||||||||||||||||||||||||||
| 12 | Jennifer Tory | For | ||||||||||||||||||||||||||
| 13 | Cornell Wright | For | ||||||||||||||||||||||||||
| 2 | Appointment of Deloitte LLP as auditors | Management | For | |||||||||||||||||||||||||
| 3 | Advisory resolution on executive compensation as described in the management proxy circular | Management | For | |||||||||||||||||||||||||
| 4 | Shareholder Proposal No. 1 | Shareholder | Against | |||||||||||||||||||||||||
| 5 | Shareholder Proposal No. 2 | Shareholder | Against | |||||||||||||||||||||||||
| 6 | Shareholder Proposal No. 3 | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 238 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||||||
| Security | 084670702 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BRKB | Meeting Date | 30-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US0846707026 | Agenda | 935562137 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Warren E. Buffett | For | ||||||||||||||||||||||||||
| 2 | Charles T. Munger | For | ||||||||||||||||||||||||||
| 3 | Gregory E. Abel | For | ||||||||||||||||||||||||||
| 4 | Howard G. Buffett | For | ||||||||||||||||||||||||||
| 5 | Susan A. Buffett | For | ||||||||||||||||||||||||||
| 6 | Stephen B. Burke | For | ||||||||||||||||||||||||||
| 7 | Kenneth I. Chenault | For | ||||||||||||||||||||||||||
| 8 | Christopher C. Davis | For | ||||||||||||||||||||||||||
| 9 | Susan L. Decker | For | ||||||||||||||||||||||||||
| 10 | David S. Gottesman | For | ||||||||||||||||||||||||||
| 11 | Charlotte Guyman | For | ||||||||||||||||||||||||||
| 12 | Ajit Jain | For | ||||||||||||||||||||||||||
| 13 | Ronald L. Olson | For | ||||||||||||||||||||||||||
| 14 | Wallace R. Weitz | For | ||||||||||||||||||||||||||
| 15 | Meryl B. Witmer | For | ||||||||||||||||||||||||||
| 2. | Shareholder proposal regarding the adoption of a policy requiring that the Board Chair be an independent director. | Shareholder | Against | |||||||||||||||||||||||||
| 3. | Shareholder proposal regarding the publishing of an annual assessment addressing how the Corporation manages climate risks. | Shareholder | Against | |||||||||||||||||||||||||
| 4. | Shareholder proposal regarding how the Corporation intends to measure, disclose and reduce greenhouse gas emissions. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal regarding the reporting of the Corporation's diversity, equity and inclusion efforts. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 179 | 0 | 14-Mar-2022 | 14-Mar-2022 | |||||||||||||||||||||
| BHP GROUP LTD | ||||||||||||||||||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BHP | Meeting Date | 11-Nov-2021 | |||||||||||||||||||||||||
| ISIN | US0886061086 | Agenda | 935497051 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To receive the 2021 Financial Statements and Reports for BHP. | Management | For | |||||||||||||||||||||||||
| 2. | To reappoint Ernst & Young LLP as the auditor of BHP Group Plc. | Management | For | |||||||||||||||||||||||||
| 3. | To authorise the Risk and Audit Committee to agree the remuneration of Ernst & Young LLP as the auditor of BHP Group Plc. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the general authority to issue shares in BHP Group Plc. | Management | For | |||||||||||||||||||||||||
| 5. | To approve the authority to allot equity securities in BHP Group Plc for cash. | Management | For | |||||||||||||||||||||||||
| 6. | To authorise the repurchase of shares in BHP Group Plc. | Management | For | |||||||||||||||||||||||||
| 7. | To approve the 2021 Remuneration Report other than the part containing the Directors' remuneration policy. | Management | For | |||||||||||||||||||||||||
| 8. | To approve the 2021 Remuneration Report. | Management | For | |||||||||||||||||||||||||
| 9. | To approve the grant to the Executive Director. | Management | For | |||||||||||||||||||||||||
| 10. | To re-elect Terry Bowen as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 11. | To re-elect Malcolm Broomhead as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 12. | To re-elect Xiaoqun Clever as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 13. | To re-elect Ian Cockerill as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 14. | To re-elect Gary Goldberg as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 15. | To re-elect Mike Henry as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 16. | To re-elect Ken MacKenzie as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 17. | To re-elect John Mogford as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 18. | To re-elect Christine O'Reilly as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 19. | To re-elect Dion Weisler as a Director of BHP. | Management | For | |||||||||||||||||||||||||
| 20. | To approve BHP's Climate Transition Action Plan. | Management | For | |||||||||||||||||||||||||
| 21. | Amendment to the Constitution. | Management | Against | |||||||||||||||||||||||||
| 22. | Climate-related lobbying. | Management | For | |||||||||||||||||||||||||
| 23. | Capital protection. | Management | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 21-Sep-2021 | 21-Sep-2021 | |||||||||||||||||||||
| BLACKROCK TAXABLE MUNICIPAL BOND TRUST | ||||||||||||||||||||||||||||
| Security | 09248X100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BBN | Meeting Date | 25-Jul-2022 | |||||||||||||||||||||||||
| ISIN | US09248X1000 | Agenda | 935675061 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Cynthia L. Egan | Withheld | ||||||||||||||||||||||||||
| 2 | Robert Fairbairn | Withheld | ||||||||||||||||||||||||||
| 3 | Stayce D. Harris | Withheld | ||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698969 | BMC-FIX | 2698969 | NORTHERN TRUST COMPANY | 12,450 | 0 | 08-Jun-2022 | 08-Jun-2022 | |||||||||||||||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BMY | Meeting Date | 03-May-2022 | |||||||||||||||||||||||||
| ISIN | US1101221083 | Agenda | 935571782 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | |||||||||||||||||||||||||
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | |||||||||||||||||||||||||
| 1C) | Election of Director: Julia A. Haller, M.D. | Management | For | |||||||||||||||||||||||||
| 1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | |||||||||||||||||||||||||
| 1E) | Election of Director: Paula A. Price | Management | For | |||||||||||||||||||||||||
| 1F) | Election of Director: Derica W. Rice | Management | For | |||||||||||||||||||||||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | |||||||||||||||||||||||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | |||||||||||||||||||||||||
| 1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | For | |||||||||||||||||||||||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 79 | 0 | 25-Mar-2022 | 25-Mar-2022 | |||||||||||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||||||||||||||
| Security | 112585104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BAM | Meeting Date | 10-Jun-2022 | |||||||||||||||||||||||||
| ISIN | CA1125851040 | Agenda | 935643761 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | M. Elyse Allan | For | ||||||||||||||||||||||||||
| 2 | Angela F. Braly | For | ||||||||||||||||||||||||||
| 3 | Janice Fukakusa | For | ||||||||||||||||||||||||||
| 4 | Maureen Kempston Darkes | For | ||||||||||||||||||||||||||
| 5 | Frank J. McKenna | For | ||||||||||||||||||||||||||
| 6 | Hutham S. Olayan | For | ||||||||||||||||||||||||||
| 7 | Seek Ngee Huat | For | ||||||||||||||||||||||||||
| 8 | Diana L. Taylor | For | ||||||||||||||||||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | |||||||||||||||||||||||||
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 28, 2022 (the "Circular"). | Management | For | |||||||||||||||||||||||||
| 4 | The Shareholder Proposal set out in the Circular. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 14 | 0 | 10-May-2022 | 10-May-2022 | |||||||||||||||||||||
| BROOKFIELD INFRASTRUCTURE CORPORATION | ||||||||||||||||||||||||||||
| Security | 11275Q107 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | BIPC | Meeting Date | 16-Jun-2022 | |||||||||||||||||||||||||
| ISIN | CA11275Q1072 | Agenda | 935649864 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Jeffrey Blidner | For | ||||||||||||||||||||||||||
| 2 | William Cox | For | ||||||||||||||||||||||||||
| 3 | John Fees | For | ||||||||||||||||||||||||||
| 4 | Roslyn Kelly | For | ||||||||||||||||||||||||||
| 5 | John Mullen | For | ||||||||||||||||||||||||||
| 6 | Daniel M. Quintanilla | For | ||||||||||||||||||||||||||
| 7 | Anne Schaumburg | For | ||||||||||||||||||||||||||
| 8 | Rajeev Vasudeva | For | ||||||||||||||||||||||||||
| 2 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 7 | 0 | 17-May-2022 | 17-May-2022 | |||||||||||||||||||||
| CAESARS ENTERTAINMENT, INC. | ||||||||||||||||||||||||||||
| Security | 12769G100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CZR | Meeting Date | 14-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US12769G1004 | Agenda | 935634180 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Gary L. Carano | For | ||||||||||||||||||||||||||
| 2 | Bonnie S. Biumi | For | ||||||||||||||||||||||||||
| 3 | Jan Jones Blackhurst | For | ||||||||||||||||||||||||||
| 4 | Frank J. Fahrenkopf | For | ||||||||||||||||||||||||||
| 5 | Don R. Kornstein | For | ||||||||||||||||||||||||||
| 6 | Courtney R. Mather | For | ||||||||||||||||||||||||||
| 7 | Sandra D. Morgan | For | ||||||||||||||||||||||||||
| 8 | Michael E. Pegram | For | ||||||||||||||||||||||||||
| 9 | Thomas R. Reeg | For | ||||||||||||||||||||||||||
| 10 | David P. Tomick | For | ||||||||||||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||||||||||||
| 3. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 79 | 0 | 29-Apr-2022 | 29-Apr-2022 | |||||||||||||||||||||
| CARDINAL HEALTH, INC. | ||||||||||||||||||||||||||||
| Security | 14149Y108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CAH | Meeting Date | 05-Nov-2021 | |||||||||||||||||||||||||
| ISIN | US14149Y1082 | Agenda | 935495920 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Carrie S. Cox | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Bruce L. Downey | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Sheri H. Edison | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: David C. Evans | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Patricia A. Hemingway Hall | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Akhil Johri | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Michael C. Kaufmann | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Gregory B. Kenny | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Nancy Killefer | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Dean A. Scarborough | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: John H. Weiland | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the Cardinal Health, Inc. 2021 Long-Term Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 5. | To approve an amendment to our Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders. | Management | For | |||||||||||||||||||||||||
| 6. | Shareholder proposal to adopt a policy that the chairman of the board be an independent director, if properly presented. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 2,500 | 0 | 05-Oct-2021 | 05-Oct-2021 | |||||||||||||||||||||
| CISCO SYSTEMS, INC. | ||||||||||||||||||||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CSCO | Meeting Date | 13-Dec-2021 | |||||||||||||||||||||||||
| ISIN | US17275R1023 | Agenda | 935511469 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: M. Michele Burns | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Wesley G. Bush | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Michael D. Capellas | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Mark Garrett | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: John D. Harris II | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Dr. Kristina M. Johnson | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Roderick C. McGeary | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Charles H. Robbins | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Brenton L. Saunders | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Dr. Lisa T. Su | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Marianna Tessel | Management | For | |||||||||||||||||||||||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 535 | 0 | 07-Dec-2021 | 07-Dec-2021 | |||||||||||||||||||||
| CME GROUP INC. | ||||||||||||||||||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CME | Meeting Date | 04-May-2022 | |||||||||||||||||||||||||
| ISIN | US12572Q1058 | Agenda | 935571287 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Equity Director: Terrence A. Duffy | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Equity Director: Timothy S. Bitsberger | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Equity Director: Charles P. Carey | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Equity Director: Dennis H. Chookaszian | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Equity Director: Bryan T. Durkin | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Equity Director: Ana Dutra | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Equity Director: Martin J. Gepsman | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Equity Director: Larry G. Gerdes | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Equity Director: Daniel R. Glickman | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Equity Director: Daniel G. Kaye | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Equity Director: Phyllis M. Lockett | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Equity Director: Deborah J. Lucas | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Equity Director: Terry L. Savage | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Equity Director: Rahael Seifu | Management | For | |||||||||||||||||||||||||
| 1O. | Election of Equity Director: William R. Shepard | Management | For | |||||||||||||||||||||||||
| 1P. | Election of Equity Director: Howard J. Siegel | Management | For | |||||||||||||||||||||||||
| 1Q. | Election of Equity Director: Dennis A. Suskind | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote on the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 4. | Approval of the Amended and Restated CME Group Inc. Omnibus Stock Plan. | Management | For | |||||||||||||||||||||||||
| 5. | Approval of the Amended and Restated CME Group Inc. Director Stock Plan. | Management | For | |||||||||||||||||||||||||
| 6. | Approval of the Amended and Restated CME Group Inc. Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 36 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| COCA-COLA FEMSA, S.A.B DE C.V. | ||||||||||||||||||||||||||||
| Security | 191241108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | KOF | Meeting Date | 28-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US1912411089 | Agenda | 935559267 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2021 fiscal year; the opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; report of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including report of the ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||||||||||||||||
| 2. | Application of the results for the 2021 fiscal year of the Company, and a dividend declaration and payment in cash, in Mexican pesos. | Management | Abstain | |||||||||||||||||||||||||
| 3. | Determination of the maximum amount to be allocate for the Company's stock repurchase fund. | Management | Abstain | |||||||||||||||||||||||||
| 4N. | Election of Director (series "L" Director): Luis Alfonso Nicolau Gutiérrez | Management | Abstain | |||||||||||||||||||||||||
| 4O. | Election of Director (series "L" Director): Victor Alberto Tiburcio Celorio | Management | Abstain | |||||||||||||||||||||||||
| 4P. | Election of Director (series "L" Director): Luis Rubio Freidberg | Management | Abstain | |||||||||||||||||||||||||
| 5. | Resolution with respect to the remuneration of the members of the Board of Directors, qualification of their independence, and election of the chairman and secretaries of the Board of Directors of the Company. | Management | Abstain | |||||||||||||||||||||||||
| 6. | Election of members of the following Committees of the Company: (i) Planning and Finance, (ii) Audit, and (iii) Corporate Practices; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||||||||||||||||
| 7. | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | Abstain | |||||||||||||||||||||||||
| 8. | Reading and, if applicable, approval of the Meeting's minute. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 192 | 0 | 09-Mar-2022 | 09-Mar-2022 | |||||||||||||||||||||
| COCA-COLA FEMSA, S.A.B DE C.V. | ||||||||||||||||||||||||||||
| Security | 191241108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | KOF | Meeting Date | 28-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US1912411089 | Agenda | 935559267 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2021 fiscal year; the opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; report of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including report of the ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||||||||||||||||
| 2. | Application of the results for the 2021 fiscal year of the Company, and a dividend declaration and payment in cash, in Mexican pesos. | Management | Abstain | |||||||||||||||||||||||||
| 3. | Determination of the maximum amount to be allocate for the Company's stock repurchase fund. | Management | Abstain | |||||||||||||||||||||||||
| 4N. | Election of Director (series "L" Director): Luis Alfonso Nicolau Gutiérrez | Management | Abstain | |||||||||||||||||||||||||
| 4O. | Election of Director (series "L" Director): Victor Alberto Tiburcio Celorio | Management | Abstain | |||||||||||||||||||||||||
| 4P. | Election of Director (series "L" Director): Luis Rubio Freidberg | Management | Abstain | |||||||||||||||||||||||||
| 5. | Resolution with respect to the remuneration of the members of the Board of Directors, qualification of their independence, and election of the chairman and secretaries of the Board of Directors of the Company. | Management | Abstain | |||||||||||||||||||||||||
| 6. | Election of members of the following Committees of the Company: (i) Planning and Finance, (ii) Audit, and (iii) Corporate Practices; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||||||||||||||||
| 7. | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | Abstain | |||||||||||||||||||||||||
| 8. | Reading and, if applicable, approval of the Meeting's minute. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 567 | 0 | 09-Mar-2022 | 09-Mar-2022 | |||||||||||||||||||||
| COMPASS DIVERSIFIED HOLDINGS | ||||||||||||||||||||||||||||
| Security | 20451Q104 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | CODI | Meeting Date | 03-Aug-2021 | |||||||||||||||||||||||||
| ISIN | US20451Q1040 | Agenda | 935468923 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To approve amendments to the Second Amended and Restated Trust Agreement, as amended to date (the "Trust Agreement"), of Compass Diversified Holdings (the "Trust") to authorize Compass Group Diversified Holdings LLC (the "Company"), acting through its board of directors, to cause the Trust to elect to be treated as a corporation for U.S. federal income tax purposes, without further approval of the shareholders, including amendments to Sections 1.1(a)(i), 2.4(b), 2.8, 2.11, 3.1, 3.3 & 9.2, certain deletions and related new or revised definitions. | Management | For | |||||||||||||||||||||||||
| 2. | To approve amendments to the Trust Agreement to authorize the Company, acting through its board of directors, to, at its election in the future, cause the Trust to be converted to a corporation, without further approval of the shareholders, including amendments to Sections 7.1 and 10.2 of the Trust Agreement. | Management | For | |||||||||||||||||||||||||
| 3. | To approve amendments to the Fifth Amended and Restated Operating Agreement, as amended to date (the "LLC Agreement"), of the Company to authorize the board of directors of the Company to, if the Trust is converted into a corporation, amend the LLC Agreement as the board determines is necessary or appropriate to reflect such conversion, without further approval of the members of the Company (other than in certain circumstances, the allocation member of the Company), including amendments to Article 12 of the LLC Agreement. | Management | For | |||||||||||||||||||||||||
| 4. | To adjourn the Special Meeting, if necessary or appropriate, to establish a quorum or to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting in favor of Proposal 1, Proposal 2 or Proposal 3. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 27-Jul-2021 | 27-Jul-2021 | |||||||||||||||||||||
| COMPASS DIVERSIFIED HOLDINGS | ||||||||||||||||||||||||||||
| Security | 20451Q104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CODI | Meeting Date | 25-May-2022 | |||||||||||||||||||||||||
| ISIN | US20451Q1040 | Agenda | 935593485 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Alexander S. Bhathal | For | ||||||||||||||||||||||||||
| 2 | James J. Bottiglieri | For | ||||||||||||||||||||||||||
| 3 | Gordon M. Burns | For | ||||||||||||||||||||||||||
| 4 | C. Sean Day | For | ||||||||||||||||||||||||||
| 5 | Harold S. Edwards | For | ||||||||||||||||||||||||||
| 6 | Larry L. Enterline | For | ||||||||||||||||||||||||||
| 7 | Sarah G. McCoy | For | ||||||||||||||||||||||||||
| 2. | To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on-Pay Vote"). | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP to serve as independent auditor for the Company and the Trust for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 263 | 0 | 13-Apr-2022 | 13-Apr-2022 | |||||||||||||||||||||
| CONSTELLATION BRANDS, INC. | ||||||||||||||||||||||||||||
| Security | 21036P108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | STZ | Meeting Date | 19-Jul-2022 | |||||||||||||||||||||||||
| ISIN | US21036P1084 | Agenda | 935670706 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Jennifer M. Daniels | For | ||||||||||||||||||||||||||
| 2 | Jeremy S.G. Fowden | For | ||||||||||||||||||||||||||
| 3 | Jose M. Madero Garza | For | ||||||||||||||||||||||||||
| 4 | Daniel J. McCarthy | For | ||||||||||||||||||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2023. | Management | For | |||||||||||||||||||||||||
| 3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 78 | 0 | 06-Jun-2022 | 06-Jun-2022 | |||||||||||||||||||||
| CORNING INCORPORATED | ||||||||||||||||||||||||||||
| Security | 219350105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | GLW | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US2193501051 | Agenda | 935559471 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Donald W. Blair | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Leslie A. Brun | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Stephanie A. Burns | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Richard T. Clark | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Pamela J. Craig | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Robert F. Cummings, Jr. | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Roger W. Ferguson, Jr. | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Deborah A. Henretta | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Daniel P. Huttenlocher | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Kurt M. Landgraf | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Kevin J. Martin | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Deborah D. Rieman | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Hansel E. Tookes, II | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Director: Wendell P. Weeks | Management | For | |||||||||||||||||||||||||
| 1O. | Election of Director: Mark S. Wrighton | Management | For | |||||||||||||||||||||||||
| 2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 498 | 0 | 21-Mar-2022 | 21-Mar-2022 | |||||||||||||||||||||
| CRESTWOOD EQUITY PARTNERS LP | ||||||||||||||||||||||||||||
| Security | 226344208 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CEQP | Meeting Date | 12-May-2022 | |||||||||||||||||||||||||
| ISIN | US2263442087 | Agenda | 935581721 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Election of Class I Director to serve until the 2025 annual meeting: Warren H. Gfeller | Management | Withheld | |||||||||||||||||||||||||
| 1.2 | Election of Class I Director to serve until the 2025 annual meeting: Janeen S. Judah | Management | Withheld | |||||||||||||||||||||||||
| 1.3 | Election of Class I Director to serve until the 2025 annual meeting: John J. Sherman | Management | Withheld | |||||||||||||||||||||||||
| 2. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | Abstain | |||||||||||||||||||||||||
| 3. | To approve, on a non-binding advisory basis, the frequency of future advisory votes on our named executive officer compensation. | Management | Abstain | |||||||||||||||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the Partnership for the fiscal year ending December 31, 2022. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 159 | 0 | 05-Apr-2022 | 05-Apr-2022 | |||||||||||||||||||||
| CYRUSONE INC. | ||||||||||||||||||||||||||||
| Security | 23283R100 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | CONE | Meeting Date | 01-Feb-2022 | |||||||||||||||||||||||||
| ISIN | US23283R1005 | Agenda | 935540890 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To approve the merger (the "merger") of Cavalry Merger Sub LLC, a wholly owned subsidiary of Parent ("Merger Sub"), with and into CyrusOne Inc. (the "Company"), with the Company surviving the merger, in accordance with the terms of the Agreement and Plan of Merger, dated as of November 14, 2021 (the "merger agreement"), by and among Cavalry Parent L.P. ("Parent"), Merger Sub and the Company, the merger agreement and the other transactions contemplated by the merger agreement. | Management | For | |||||||||||||||||||||||||
| 2. | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger. | Management | For | |||||||||||||||||||||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 157 | 0 | 06-Jan-2022 | 06-Jan-2022 | |||||||||||||||||||||
| DAVITA INC. | ||||||||||||||||||||||||||||
| Security | 23918K108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DVA | Meeting Date | 09-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US23918K1088 | Agenda | 935626474 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Pamela M. Arway | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Charles G. Berg | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Paul J. Diaz | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: Jason M. Hollar | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Gregory J. Moore, MD, PhD | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: John M. Nehra | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Javier J. Rodriguez | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Phyllis R. Yale | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | |||||||||||||||||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 4. | Stockholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 157 | 0 | 26-Apr-2022 | 26-Apr-2022 | |||||||||||||||||||||
| DIGITAL REALTY TRUST, INC. | ||||||||||||||||||||||||||||
| Security | 253868103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DLR | Meeting Date | 03-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US2538681030 | Agenda | 935614621 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Laurence A. Chapman | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Alexis Black Bjorlin | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: VeraLinn Jamieson | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Kevin J. Kennedy | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: William G. LaPerch | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Jean F.H.P. Mandeville | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: Afshin Mohebbi | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Mark R. Patterson | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Mary Hogan Preusse | Management | For | |||||||||||||||||||||||||
| 1j. | Election of Director: Dennis E. Singleton | Management | For | |||||||||||||||||||||||||
| 1k. | Election of Director: A. William Stein | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Management | For | |||||||||||||||||||||||||
| 4. | A stockholder proposal regarding reporting on concealment clauses. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 101 | 0 | 25-Apr-2022 | 25-Apr-2022 | |||||||||||||||||||||
| DOLLAR GENERAL CORPORATION | ||||||||||||||||||||||||||||
| Security | 256677105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DG | Meeting Date | 25-May-2022 | |||||||||||||||||||||||||
| ISIN | US2566771059 | Agenda | 935582951 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Warren F. Bryant | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Michael M. Calbert | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Patricia D. Fili-Krushel | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Timothy I. McGuire | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: William C. Rhodes, III | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Debra A. Sandler | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Ralph E. Santana | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Todd J. Vasos | Management | For | |||||||||||||||||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2022. | Management | For | |||||||||||||||||||||||||
| 4. | To vote on a shareholder proposal requesting political spending disclosure. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 100 | 0 | 05-Apr-2022 | 05-Apr-2022 | |||||||||||||||||||||
| DOLLAR TREE, INC. | ||||||||||||||||||||||||||||
| Security | 256746108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DLTR | Meeting Date | 30-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US2567461080 | Agenda | 935652001 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Thomas W. Dickson | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Richard W. Dreiling | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: Cheryl W. Grisé | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Daniel J. Heinrich | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: Paul C. Hilal | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Edward J. Kelly, III | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: Mary A. Laschinger | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Jeffrey G. Naylor | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Winnie Y. Park | Management | For | |||||||||||||||||||||||||
| 1j. | Election of Director: Bertram L. Scott | Management | For | |||||||||||||||||||||||||
| 1k. | Election of Director: Stephanie P. Stahl | Management | For | |||||||||||||||||||||||||
| 1l. | Election of Director: Michael A. Witynski | Management | For | |||||||||||||||||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2022. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the amendment to the Company's Articles of Incorporation. | Management | For | |||||||||||||||||||||||||
| 5. | A shareholder proposal requesting that the Board issue a report on climate transition planning. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 500 | 0 | 19-May-2022 | 19-May-2022 | |||||||||||||||||||||
| DOMINION ENERGY, INC. | ||||||||||||||||||||||||||||
| Security | 25746U109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | D | Meeting Date | 11-May-2022 | |||||||||||||||||||||||||
| ISIN | US25746U1097 | Agenda | 935579269 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: James A. Bennett | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Robert M. Blue | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Helen E. Dragas | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: James O. Ellis, Jr. | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: D. Maybank Hagood | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Ronald W. Jibson | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Mark J. Kington | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Joseph M. Rigby | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Susan N. Story | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Michael E. Szymanczyk | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of Appointment of Independent Auditor | Management | For | |||||||||||||||||||||||||
| 4. | Management Proposal to Amend the Company's Bylaw on Shareholders' Right to Call a Special Meeting to Lower the Ownership Requirement to 15% | Management | For | |||||||||||||||||||||||||
| 5. | Shareholder Proposal Regarding the Shareholders' Right to Call a Special Meeting, Requesting the Ownership Threshold be Lowered to 10% | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder Proposal Regarding Inclusion of Medium-Term Scope 3 Targets to the Company's Net Zero Goal | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder Proposal Regarding a Report on the Risk of Natural Gas Stranded Assets | Shareholder | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 339 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| DOW INC. | ||||||||||||||||||||||||||||
| Security | 260557103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DOW | Meeting Date | 14-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US2605571031 | Agenda | 935554736 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Samuel R. Allen | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Gaurdie Banister Jr. | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Wesley G. Bush | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Richard K. Davis | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Jerri DeVard | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Debra L. Dial | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Jeff M. Fettig | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Jim Fitterling | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Jacqueline C. Hinman | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Luis Alberto Moreno | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Jill S. Wyant | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Daniel W. Yohannes | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 104 | 0 | 07-Mar-2022 | 07-Mar-2022 | |||||||||||||||||||||
| DUKE ENERGY CORPORATION | ||||||||||||||||||||||||||||
| Security | 26441C204 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DUK | Meeting Date | 05-May-2022 | |||||||||||||||||||||||||
| ISIN | US26441C2044 | Agenda | 935564838 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Derrick Burks | For | ||||||||||||||||||||||||||
| 2 | Annette K. Clayton | For | ||||||||||||||||||||||||||
| 3 | Theodore F. Craver, Jr. | For | ||||||||||||||||||||||||||
| 4 | Robert M. Davis | For | ||||||||||||||||||||||||||
| 5 | Caroline Dorsa | For | ||||||||||||||||||||||||||
| 6 | W. Roy Dunbar | For | ||||||||||||||||||||||||||
| 7 | Nicholas C. Fanandakis | For | ||||||||||||||||||||||||||
| 8 | Lynn J. Good | For | ||||||||||||||||||||||||||
| 9 | John T. Herron | For | ||||||||||||||||||||||||||
| 10 | Idalene F. Kesner | For | ||||||||||||||||||||||||||
| 11 | E. Marie McKee | For | ||||||||||||||||||||||||||
| 12 | Michael J. Pacilio | For | ||||||||||||||||||||||||||
| 13 | Thomas E. Skains | For | ||||||||||||||||||||||||||
| 14 | William E. Webster, Jr. | For | ||||||||||||||||||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal regarding shareholder right to call for a special shareholder meeting | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 174 | 0 | 22-Mar-2022 | 22-Mar-2022 | |||||||||||||||||||||
| EASTERLY GOVERNMENT PROPERTIES, INC. | ||||||||||||||||||||||||||||
| Security | 27616P103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DEA | Meeting Date | 03-May-2022 | |||||||||||||||||||||||||
| ISIN | US27616P1030 | Agenda | 935604973 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Election of Director: Darrell W. Crate | Management | For | |||||||||||||||||||||||||
| 1.2 | Election of Director: William C. Trimble, Ill | Management | For | |||||||||||||||||||||||||
| 1.3 | Election of Director: Michael P. Ibe | Management | For | |||||||||||||||||||||||||
| 1.4 | Election of Director: William H. Binnie | Management | For | |||||||||||||||||||||||||
| 1.5 | Election of Director: Cynthia A. Fisher | Management | For | |||||||||||||||||||||||||
| 1.6 | Election of Director: Scott D. Freeman | Management | For | |||||||||||||||||||||||||
| 1.7 | Election of Director: Emil W. Henry, Jr. | Management | For | |||||||||||||||||||||||||
| 1.8 | Election of Director: Tara S. Innes | Management | For | |||||||||||||||||||||||||
| 2. | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 630 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| ECOLAB INC. | ||||||||||||||||||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ECL | Meeting Date | 05-May-2022 | |||||||||||||||||||||||||
| ISIN | US2788651006 | Agenda | 935571263 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Shari L. Ballard | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Barbara J. Beck | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Christophe Beck | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Jeffrey M. Ettinger | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Arthur J. Higgins | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Michael Larson | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: David W. MacLennan | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Tracy B. McKibben | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Lionel L. Nowell, III | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Victoria J. Reich | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Suzanne M. Vautrinot | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: John J. Zillmer | Management | For | |||||||||||||||||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | |||||||||||||||||||||||||
| 4. | Stockholder proposal regarding special meeting ownership threshold, if properly presented. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 20 | 0 | 22-Mar-2022 | 22-Mar-2022 | |||||||||||||||||||||
| ELI LILLY AND COMPANY | ||||||||||||||||||||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | LLY | Meeting Date | 02-May-2022 | |||||||||||||||||||||||||
| ISIN | US5324571083 | Agenda | 935562858 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director to serve a three-year term: Ralph Alvarez | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director to serve a three-year term: Kimberly H. Johnson | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director to serve a three-year term: Juan R. Luciano | Management | For | |||||||||||||||||||||||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | |||||||||||||||||||||||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | |||||||||||||||||||||||||
| 6. | Approval of amendments to the company's Articles of Incorporation to give shareholders the ability to amend the company's bylaws. | Management | For | |||||||||||||||||||||||||
| 7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Against | |||||||||||||||||||||||||
| 9. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Against | |||||||||||||||||||||||||
| 10. | Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 135 | 0 | 21-Mar-2022 | 21-Mar-2022 | |||||||||||||||||||||
| ENBRIDGE INC. | ||||||||||||||||||||||||||||
| Security | 29250N105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ENB | Meeting Date | 04-May-2022 | |||||||||||||||||||||||||
| ISIN | CA29250N1050 | Agenda | 935566274 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Mayank M. Ashar | For | ||||||||||||||||||||||||||
| 2 | Gaurdie E. Banister | For | ||||||||||||||||||||||||||
| 3 | Pamela L. Carter | For | ||||||||||||||||||||||||||
| 4 | Susan M. Cunningham | For | ||||||||||||||||||||||||||
| 5 | Gregory L. Ebel | For | ||||||||||||||||||||||||||
| 6 | Jason B. Few | For | ||||||||||||||||||||||||||
| 7 | Teresa S. Madden | For | ||||||||||||||||||||||||||
| 8 | Al Monaco | For | ||||||||||||||||||||||||||
| 9 | Stephen S. Poloz | For | ||||||||||||||||||||||||||
| 10 | S. Jane Rowe | For | ||||||||||||||||||||||||||
| 11 | Dan C. Tutcher | For | ||||||||||||||||||||||||||
| 12 | Steven W. Williams | For | ||||||||||||||||||||||||||
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration | Management | For | |||||||||||||||||||||||||
| 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | |||||||||||||||||||||||||
| 4 | Shareholder proposal Vote on the shareholder proposal, as set out in Appendix A of the Management Information Circular The Board of Directors recommends voting "AGAINST" Item 4 | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 630 | 0 | 18-Mar-2022 | 18-Mar-2022 | |||||||||||||||||||||
| ENTERGY CORPORATION | ||||||||||||||||||||||||||||
| Security | 29364G103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ETR | Meeting Date | 06-May-2022 | |||||||||||||||||||||||||
| ISIN | US29364G1031 | Agenda | 935573798 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: J. R. Burbank | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: P. J. Condon | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: L. P. Denault | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: K. H. Donald | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: B. W. Ellis | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: P. L. Frederickson | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: A. M. Herman | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: M. E. Hyland | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: S. L. Levenick | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: B. L. Lincoln | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: K. A. Puckett | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 51 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| EQUITY COMMONWEALTH | ||||||||||||||||||||||||||||
| Security | 294628102 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | EQC | Meeting Date | 31-Aug-2021 | |||||||||||||||||||||||||
| ISIN | US2946281027 | Agenda | 935478455 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To approve the issuance of Equity Commonwealth's common shares in connection with the merger, pursuant to the Agreement and Plan of Merger dated as of May 4, 2021, as amended and restated as of August 15, 2021, and as it may be further amended from time to time, by and among Equity Commonwealth, Monmouth Real Estate Investment Corporation and EQC Maple Industrial LLC (f/k/a RS18 LLC). | Management | For | |||||||||||||||||||||||||
| 2. | To approve one or more adjournments of the special meeting to another date, time or place, or format, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the issuance of Equity Commonwealth's common shares in connection with the merger. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 73,765 | 0 | 13-Aug-2021 | 13-Aug-2021 | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 7,500 | 0 | 13-Aug-2021 | 13-Aug-2021 | |||||||||||||||||||||
| EQUITY COMMONWEALTH | ||||||||||||||||||||||||||||
| Security | 294628102 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | EQC | Meeting Date | 31-Aug-2021 | |||||||||||||||||||||||||
| ISIN | US2946281027 | Agenda | 935482442 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To approve the issuance of Equity Commonwealth's common shares in connection with the merger, pursuant to the Agreement and Plan of Merger dated as of May 4, 2021, as amended and restated as of August 15, 2021, and as it may be further amended from time to time, by and among Equity Commonwealth, Monmouth Real Estate Investment Corporation and EQC Maple Industrial LLC (f/k/a RS18 LLC). | Management | For | |||||||||||||||||||||||||
| 2. | To approve one or more adjournments of the special meeting to another date, time or place, or format, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the issuance of Equity Commonwealth's common shares in connection with the merger. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 36,885 | 0 | 13-Aug-2021 | 13-Aug-2021 | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 7,500 | 0 | 13-Aug-2021 | 13-Aug-2021 | |||||||||||||||||||||
| EQUITY COMMONWEALTH | ||||||||||||||||||||||||||||
| Security | 294628102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | EQC | Meeting Date | 21-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US2946281027 | Agenda | 935618580 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Sam Zell | For | ||||||||||||||||||||||||||
| 2 | Ellen-Blair Chube | For | ||||||||||||||||||||||||||
| 3 | Martin L. Edelman | For | ||||||||||||||||||||||||||
| 4 | David A. Helfand | For | ||||||||||||||||||||||||||
| 5 | Peter Linneman | For | ||||||||||||||||||||||||||
| 6 | Mary Jane Robertson | For | ||||||||||||||||||||||||||
| 7 | Gerald A. Spector | For | ||||||||||||||||||||||||||
| 8 | James A. Star | For | ||||||||||||||||||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,250 | 0 | 27-Apr-2022 | 27-Apr-2022 | |||||||||||||||||||||
| EQUITY COMMONWEALTH | ||||||||||||||||||||||||||||
| Security | 294628102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | EQC | Meeting Date | 21-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US2946281027 | Agenda | 935618580 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Sam Zell | For | ||||||||||||||||||||||||||
| 2 | Ellen-Blair Chube | For | ||||||||||||||||||||||||||
| 3 | Martin L. Edelman | For | ||||||||||||||||||||||||||
| 4 | David A. Helfand | For | ||||||||||||||||||||||||||
| 5 | Peter Linneman | For | ||||||||||||||||||||||||||
| 6 | Mary Jane Robertson | For | ||||||||||||||||||||||||||
| 7 | Gerald A. Spector | For | ||||||||||||||||||||||||||
| 8 | James A. Star | For | ||||||||||||||||||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 1,048 | 0 | 27-Apr-2022 | 27-Apr-2022 | |||||||||||||||||||||
| EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||
| Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | EXPD | Meeting Date | 03-May-2022 | |||||||||||||||||||||||||
| ISIN | US3021301094 | Agenda | 935571732 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Election of Director: Glenn M. Alger | Management | For | |||||||||||||||||||||||||
| 1.2 | Election of Director: Robert P. Carlile | Management | For | |||||||||||||||||||||||||
| 1.3 | Election of Director: James M. DuBois | Management | For | |||||||||||||||||||||||||
| 1.4 | Election of Director: Mark A. Emmert | Management | For | |||||||||||||||||||||||||
| 1.5 | Election of Director: Diane H. Gulyas | Management | For | |||||||||||||||||||||||||
| 1.6 | Election of Director: Jeffrey S. Musser | Management | For | |||||||||||||||||||||||||
| 1.7 | Election of Director: Brandon S. Pedersen | Management | For | |||||||||||||||||||||||||
| 1.8 | Election of Director: Liane J. Pelletier | Management | For | |||||||||||||||||||||||||
| 1.9 | Election of Director: Olivia D. Polius | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of Independent Registered Public Accounting Firm | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder Proposal: Political Spending Disclosure | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 21 | 0 | 23-Mar-2022 | 23-Mar-2022 | |||||||||||||||||||||
| FISERV, INC. | ||||||||||||||||||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | FISV | Meeting Date | 18-May-2022 | |||||||||||||||||||||||||
| ISIN | US3377381088 | Agenda | 935593788 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Frank J. Bisignano | For | ||||||||||||||||||||||||||
| 2 | Alison Davis | For | ||||||||||||||||||||||||||
| 3 | Henrique de Castro | For | ||||||||||||||||||||||||||
| 4 | Harry F. DiSimone | For | ||||||||||||||||||||||||||
| 5 | Dylan G. Haggart | For | ||||||||||||||||||||||||||
| 6 | Wafaa Mamilli | For | ||||||||||||||||||||||||||
| 7 | Heidi G. Miller | For | ||||||||||||||||||||||||||
| 8 | Doyle R. Simons | For | ||||||||||||||||||||||||||
| 9 | Kevin M. Warren | For | ||||||||||||||||||||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal requesting the board seek shareholder approval of senior manager severance and termination payments. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-Apr-2022 | 06-Apr-2022 | |||||||||||||||||||||
| FMC CORPORATION | ||||||||||||||||||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | FMC | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US3024913036 | Agenda | 935562822 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director to serve for a one-year term expiring in 2023: Pierre Brondeau | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director to serve for a one-year term expiring in 2023: Eduardo E. Cordeiro | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director to serve for a one-year term expiring in 2023: Carol Anthony (John) Davidson | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director to serve for a one-year term expiring in 2023: Mark Douglas | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director to serve for a one-year term expiring in 2023: Kathy L. Fortmann | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director to serve for a one-year term expiring in 2023: C. Scott Greer | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director to serve for a one-year term expiring in 2023: K'Lynne Johnson | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director to serve for a one-year term expiring in 2023: Dirk A. Kempthorne | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director to serve for a one-year term expiring in 2023: Paul J. Norris | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director to serve for a one-year term expiring in 2023: Margareth Øvrum | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director to serve for a one-year term expiring in 2023: Robert C. Pallash | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director to serve for a one-year term expiring in 2023: Vincent R. Volpe, Jr. | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 124 | 0 | 18-Mar-2022 | 18-Mar-2022 | |||||||||||||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||||||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | FMX | Meeting Date | 08-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US3444191064 | Agenda | 935569143 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Report of the chief executive officer of the Company, which ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||||||||||||||||
| 2. | Application of the results for the 2021 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | Abstain | |||||||||||||||||||||||||
| 3. | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | Abstain | |||||||||||||||||||||||||
| 4A. | Election of the member of the Board of Directors (Series'B'): José Antonio Fernández Carbajal | Management | Abstain | |||||||||||||||||||||||||
| 4B. | Election of the member of the Board of Directors (Series'B'): Francisco Javier Fernández Carbajal | Management | Abstain | |||||||||||||||||||||||||
| 4C. | Election of the member of the Board of Directors (Series'B'): Eva María Garza Lagüera Gonda | Management | Abstain | |||||||||||||||||||||||||
| 4D. | Election of the member of the Board of Directors (Series'B'): Mariana Garza Lagüera Gonda | Management | Abstain | |||||||||||||||||||||||||
| 4E. | Election of the member of the Board of Directors (Series'B'): José Fernando Calderón Rojas | Management | Abstain | |||||||||||||||||||||||||
| 4F. | Election of the member of the Board of Directors (Series'B'): Alfonso Garza Garza | Management | Abstain | |||||||||||||||||||||||||
| 4G. | Election of the member of the Board of Directors (Series'B'): Bertha Paula Michel González | Management | Abstain | |||||||||||||||||||||||||
| 4H. | Election of the member of the Board of Directors (Series'B'): Alejandro Bailléres Gual | Management | Abstain | |||||||||||||||||||||||||
| 4I. | Election of the member of the Board of Directors (Series'B'): Ricardo Guajardo Touché | Management | Abstain | |||||||||||||||||||||||||
| 4J. | Election of the member of the Board of Directors (Series'B'): Paulina Garza Lagüera Gonda | Management | Abstain | |||||||||||||||||||||||||
| 4K. | Election of the member of the Board of Directors (Series'B'): Robert Edwin Denham | Management | Abstain | |||||||||||||||||||||||||
| 4L. | Election of the member of the Board of Directors (Series'B'): Michael Larson | Management | Abstain | |||||||||||||||||||||||||
| 4M. | Election of the member of the Board of Directors (Series'D'): Ricardo E. Saldívar Escajadillo | Management | Abstain | |||||||||||||||||||||||||
| 4N. | Election of the member of the Board of Directors (Series'D'): Alfonso González Migoya | Management | Abstain | |||||||||||||||||||||||||
| 4O. | Election of the member of the Board of Directors (Series'D'): Enrique F. Senior Hernandez | Management | Abstain | |||||||||||||||||||||||||
| 4P. | Election of the member of the Board of Directors (Series'D'): Víctor Alberto Tiburcio Celorio | Management | Abstain | |||||||||||||||||||||||||
| 4Q. | Election of the member of the Board of Directors (Series'D'): Jaime A. El Koury | Management | Abstain | |||||||||||||||||||||||||
| 4R. | Election of the member of the Board of Alternate Directors (Series'D'): Michael Kahn | Management | Abstain | |||||||||||||||||||||||||
| 4S. | Election of the member of the Board of Alternate Directors (Series'D'): Francisco Zambrano Rodríguez | Management | Abstain | |||||||||||||||||||||||||
| 5. | Resolution with respect to the remuneration of the members of ..Due to space limits, see proxy material for full proposal. | Management | Abstain | |||||||||||||||||||||||||
| 6. | Election of members of the following Committees of the Company: (i) Operations and Strategy, (ii) Audit, and (iii) Corporate Practices and Nominations; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||||||||||||||||
| 7. | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | Abstain | |||||||||||||||||||||||||
| 8. | Reading and, if applicable, approval of the Meeting's minute. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 500 | 0 | 18-Mar-2022 | 18-Mar-2022 | |||||||||||||||||||||
| FORTRESS TRANSPORTATION & INFRA INV LLC | ||||||||||||||||||||||||||||
| Security | 34960P101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | FTAI | Meeting Date | 26-May-2022 | |||||||||||||||||||||||||
| ISIN | US34960P1012 | Agenda | 935613011 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Paul R. Goodwin | Withheld | ||||||||||||||||||||||||||
| 2 | Ray M. Robinson | Withheld | ||||||||||||||||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Fortress Transportation and Infrastructure Investors LLC for fiscal year 2022. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 313 | 0 | 18-Apr-2022 | 18-Apr-2022 | |||||||||||||||||||||
| GENERAL MILLS, INC. | ||||||||||||||||||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | GIS | Meeting Date | 28-Sep-2021 | |||||||||||||||||||||||||
| ISIN | US3703341046 | Agenda | 935483987 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: R. Kerry Clark | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: David M. Cordani | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Jeffrey L. Harmening | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Maria G. Henry | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Jo Ann Jenkins | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Elizabeth C. Lempres | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Diane L. Neal | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Steve Odland | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Maria A. Sastre | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Eric D. Sprunk | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Jorge A. Uribe | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
| 4. | Amendment and Restatement of Our Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-Aug-2021 | 25-Aug-2021 | |||||||||||||||||||||
| GENUINE PARTS COMPANY | ||||||||||||||||||||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | GPC | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US3724601055 | Agenda | 935556312 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Elizabeth W. Camp | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Richard Cox, Jr. | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Paul D. Donahue | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Gary P. Fayard | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: P. Russell Hardin | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: John R. Holder | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Donna W. Hyland | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: John D. Johns | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Jean-Jacques Lafont | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Wendy B. Needham | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Juliette W. Pryor | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: E. Jenner Wood III | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 21 | 0 | 07-Mar-2022 | 07-Mar-2022 | |||||||||||||||||||||
| GOLUB CAPITAL BDC, INC. | ||||||||||||||||||||||||||||
| Security | 38173M102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | GBDC | Meeting Date | 04-Feb-2022 | |||||||||||||||||||||||||
| ISIN | US38173M1027 | Agenda | 935535875 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Class III Director to serve for a term expiring in 2025: Lawrence E. Golub | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Class III Director to serve for a term expiring in 2025: Lofton P. Holder | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Class III Director to serve for a term expiring in 2025: William M. Webster IV | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | To approve an amendment to the Company's certificate of incorporation to increase the number of authorized shares of capital stock from 201,000,000 shares to 351,000,000 shares, consisting of 350,000,000 shares of common stock, par value $0.001 per share, and 1,000,000 shares of preferred stock, par value $0.001 per share. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 844 | 0 | 30-Dec-2021 | 30-Dec-2021 | |||||||||||||||||||||
| GRAHAM HOLDINGS COMPANY | ||||||||||||||||||||||||||||
| Security | 384637104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | GHC | Meeting Date | 05-May-2022 | |||||||||||||||||||||||||
| ISIN | US3846371041 | Agenda | 935581226 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Election of Director: Tony Allen | Management | For | |||||||||||||||||||||||||
| 1.2 | Election of Director: Christopher C. Davis | Management | For | |||||||||||||||||||||||||
| 1.3 | Election of Director: Anne M. Mulcahy | Management | For | |||||||||||||||||||||||||
| 2. | Approval of the 2022 Incentive Compensation Plan. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| GRUPO AEROPORTUARIO DEL CENTRO NORTE | ||||||||||||||||||||||||||||
| Security | 400501102 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | OMAB | Meeting Date | 22-Dec-2021 | |||||||||||||||||||||||||
| ISIN | US4005011022 | Agenda | 935534265 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| EI | Discussion and in its case, approval to amend the language of Article Eighteenth, numeral twenty five, section b),subsection (ii) of the bylaws of Grupo Aeroportuario del Centro Norte, S.A.B. de C.V., and adoption of resolutionsthereof. | Management | For | |||||||||||||||||||||||||
| EII | Appointment of Special Delegates. | Management | For | |||||||||||||||||||||||||
| OI | Discussion and in its case, approval of a dividend payment to shareholders of the Company. Resolutions thereof. | Management | For | |||||||||||||||||||||||||
| OII | Appointment of Special Delegates. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 394 | 0 | 14-Dec-2021 | 14-Dec-2021 | |||||||||||||||||||||
| GRUPO AEROPORTUARIO DEL CENTRO NORTE | ||||||||||||||||||||||||||||
| Security | 400501102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | OMAB | Meeting Date | 22-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US4005011022 | Agenda | 935602828 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| O1 | Reports of the Board of Directors in accordance with Article 28, section IV, paragraphs (d) and (e) of the Mexican Securities Law, regarding the fiscal year ended as of December 31, 2021 and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
| O2 | Reports of the Chief Executive Officer and External Auditor in accordance with Article 28, section IV, paragraph (b) of the Mexican Securities Law, regarding the fiscal year ended December 31, 2021 and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
| O3 | Reports and opinion referred to in Article 28, section IV, paragraphs (a) and (c) of the Mexican Securities Law, including the Fiscal Report referred to in article 76, section XIX of the Income Tax Law and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
| O4 | Allocation of results of the Company, increase of reserves, approval of the amount for share repurchases, and in its case, declaration of dividends; adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
| O5 | Discussion and approval of the ratification of the management of the Board of Directors; and, approval of a proposal to appoint and/or confirm the members of the Board of Directors and the Chairs of the Audit and Corporate Practices, Finance, Planning and Sustainability Committees; determination of their respective emoluments and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
| O6 | Appointment of Special Delegates. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 750 | 0 | 11-Apr-2022 | 11-Apr-2022 | |||||||||||||||||||||
| GRUPO AEROPORTUARIO DEL PACIFICO SA | ||||||||||||||||||||||||||||
| Security | 400506101 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | PAC | Meeting Date | 14-Sep-2021 | |||||||||||||||||||||||||
| ISIN | US4005061019 | Agenda | 935486705 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| O1 | Proposal to increase the maximum amount allocated for the repurchase of the Company's shares or credit instruments that represent such shares by an additional Ps. 2,000,000,000.00 (TWO BILLION PESOS 00/100 M.N.) in addition to the Ps. 3,000,000,000.00 (THREE BILLION PESOS 00/100 M.N.) repurchase amount that was previously approved at the Annual General Ordinary Shareholders' Meeting that took place on April 27, 2021. Such amount is to be exercised within the 12- month period ...(due to space limits, see proxy material for full proposal). | Management | No Action | |||||||||||||||||||||||||
| O2 | Appointment and designation of special delegates to appear before a notary public to formalize the resolutions adopted at the meeting. Adoption of resolutions deemed necessary or convenient, to fulfill the decisions adopted in relation to the preceding agenda items. | Management | No Action | |||||||||||||||||||||||||
| E1 | Proposal to reduce the Company's shareholders' equity by Ps. 7.80 (SEVEN PESOS 80/100 M.N.) per share outstanding and to be paid within the 12 (TWELVE) months following its approval, and, as a consequence of this reduction, the necessary amendment to Article Six of the Company's by-laws. | Management | No Action | |||||||||||||||||||||||||
| E2A | Proposal to modify the Company's by-laws in relation with the operating rules of the Acquisitions Committee, specifically Article 29, as follows: To allow the Board of Directors to appoint an alternate member to the proprietary member appointed by the Series B shareholders to this Committee. | Management | No Action | |||||||||||||||||||||||||
| E2B | Proposal to modify the Company's by-laws in relation with the operating rules of the Acquisitions Committee, specifically Article 29, as follows: To update the threshold amount that must be approved by the Acquisitions Committee in order to be contracted, related to fractions 2), 3) and 6), from U.S. $400,000.00 dollars (FOUR HUNDRED THOUSAND U.S. DOLLARS) to U.S. $600,000.00 dollars (SIX HUNDRED THOUSAND U.S. DOLLARS). | Management | No Action | |||||||||||||||||||||||||
| E3 | Proposal to add to Article 21 of the Company's by-laws, the option to hold Board of Directors sessions by electronic or virtual means, in addition to in-person meetings. | Management | No Action | |||||||||||||||||||||||||
| E4 | Appointment and designation of special delegates to appear before a notary public to formalize the resolutions adopted at the meeting. Adoption of the resolutions deemed necessary or convenient, to fulfill the decisions adopted in relation to the preceding agenda items. | Management | No Action | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,000 | 0 | 25-Aug-2021 | 25-Aug-2021 | |||||||||||||||||||||
| GRUPO AEROPORTUARIO DEL PACIFICO SA | ||||||||||||||||||||||||||||
| Security | 400506101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | PAC | Meeting Date | 22-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US4005061019 | Agenda | 935578065 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 2 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 3 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 4 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 5 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 6 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 9A | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 9G | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 10 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 11 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 12 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 13 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| 16 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| E1 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| E2 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| E4 | Please refer to the Agenda for proposal language. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 250 | 0 | 25-Mar-2022 | 25-Mar-2022 | |||||||||||||||||||||
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | ||||||||||||||||||||||||||||
| Security | 40051E202 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ASR | Meeting Date | 20-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US40051E2028 | Agenda | 935586428 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A | Report of the Chief Executive Officer, in accordance with Article 172 of the General Corporations Law and of Article 44, subsection XI, of the Securities Market Law ("Ley del Mercado de Valores"), accompanied by the independent auditor's report, in connection with the operations and results for the fiscal year ended the 31st of December 2021, as well as the Board of Directors' opinion of the content of such report. | Management | Abstain | |||||||||||||||||||||||||
| 1B | Report of the Board of Directors in accordance with Article 172, subsection b, of the General Corporations Law, which contains the main policies, as well as the accounting and reporting criteria followed in the preparation of the financial information of the Company. | Management | Abstain | |||||||||||||||||||||||||
| 1C | Report of the activities and operations in which the Board of Directors intervened, in accordance with Article 28 IV (e) of the Securities Market Law. | Management | Abstain | |||||||||||||||||||||||||
| 1D | Individual and consolidated financial statements of the Company for the fiscal year ended December 31, 2021. | Management | Abstain | |||||||||||||||||||||||||
| 1E | Annual report on the activities carried out by the Audit Committee of the Company in accordance with Article 43 of the Securities Market Law and report on the Company's subsidiaries. | Management | Abstain | |||||||||||||||||||||||||
| 1F | Report on compliance with the tax obligations of the Company for the fiscal year ended December 31, 2020, in accordance with Article 76, section XIX of the Income Tax Law ("Ley del Impuesto sobre la Renta"). | Management | Abstain | |||||||||||||||||||||||||
| 2A | Proposal for increase of the legal reserve by Ps. 295,856,740.47. | Management | Abstain | |||||||||||||||||||||||||
| 2B. | Proposal by the Board of Directors to pay an ordinary net dividend in cash from accumulated retained earnings in the amount of $9.03 (nine pesos and three cents, Mexican legal tender) and an extraordinary net dividend in cash from accumulated retained earnings in the amount of $6.00 (six pesos and zero cents, Mexican legal tender) for each of the ordinary "B" and "BB" Series shares. | Management | Abstain | |||||||||||||||||||||||||
| 2C | Proposal and, if applicable, approval of the amount of Ps. 1,112,278,069.01 as the maximum amount that may be used by the Company to repurchase its shares in 2022 pursuant to Article 56 of the Securities Market Law; proposal and, if applicable, approval of the provisions and policies regarding the repurchase of Company shares. | Management | Abstain | |||||||||||||||||||||||||
| 3A | Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2021. | Management | Abstain | |||||||||||||||||||||||||
| 3BA | Appointment of Director: Fernando Chico Pardo (President) | Management | Abstain | |||||||||||||||||||||||||
| 3BB | Appointment of Director: José Antonio Pérez Antón | Management | Abstain | |||||||||||||||||||||||||
| 3BC | Appointment of Director: Pablo Chico Hernández | Management | Abstain | |||||||||||||||||||||||||
| 3BD | Appointment of Director: Aurelio Pérez Alonso | Management | Abstain | |||||||||||||||||||||||||
| 3BE | Appointment of Director: Rasmus Christiansen | Management | Abstain | |||||||||||||||||||||||||
| 3BF | Appointment of Director: Francisco Garza Zambrano | Management | Abstain | |||||||||||||||||||||||||
| 3BG | Appointment of Director: Ricardo Guajardo Touché | Management | Abstain | |||||||||||||||||||||||||
| 3BH | Appointment of Director: Guillermo Ortiz Martínez | Management | Abstain | |||||||||||||||||||||||||
| 3BI | Appointment of Director: Bárbara Garza Lagüera Gonda | Management | Abstain | |||||||||||||||||||||||||
| 3BJ | Appointment of Director: Heliane Steden | Management | Abstain | |||||||||||||||||||||||||
| 3BK | Appointment of Director: Diana M. Chavez | Management | Abstain | |||||||||||||||||||||||||
| 3BL | Appointment of Director: Rafael Robles Miaja (Secretary) | Management | Abstain | |||||||||||||||||||||||||
| 3BM | Appointment of Director: Ana María Poblanno Chanona (Deputy Secretary) | Management | Abstain | |||||||||||||||||||||||||
| 3CA | Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touché | Management | Abstain | |||||||||||||||||||||||||
| 3DA | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Bárbara Garza Lagüera Gonda (President) | Management | Abstain | |||||||||||||||||||||||||
| 3DB | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Fernando Chico Pardo | Management | Abstain | |||||||||||||||||||||||||
| 3DC | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: José Antonio Pérez Antón | Management | Abstain | |||||||||||||||||||||||||
| 3EA | Determination of corresponding compensations of Board of Directors: Ps. 77,600.00(net of taxes in Mexican legal tender) | Management | Abstain | |||||||||||||||||||||||||
| 3EB | Determination of corresponding compensations of Operations Committee: Ps. 77,600.00(net of taxes in Mexican legal tender) | Management | Abstain | |||||||||||||||||||||||||
| 3EC | Determination of corresponding compensations of Nominations & Compensations Committee: Ps. 77,600.00(net of taxes in Mexican legal tender) | Management | Abstain | |||||||||||||||||||||||||
| 3ED | Determination of corresponding compensations of Audit Committee: Ps. 110,000.00(net of taxes in Mexican legal tender) | Management | Abstain | |||||||||||||||||||||||||
| 3EE | Determination of corresponding compensations of Acquisitions & Contracts Committee: Ps. 25,900.00(net of taxes in Mexican legal tender) | Management | Abstain | |||||||||||||||||||||||||
| 4A | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Claudio R. Góngora Morales | Management | Abstain | |||||||||||||||||||||||||
| 4B | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Rafael Robles Miaja | Management | Abstain | |||||||||||||||||||||||||
| 4C | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Ana María Poblanno Chanona | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 250 | 0 | 31-Mar-2022 | 31-Mar-2022 | |||||||||||||||||||||
| HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||||||||||||||||||||||
| Security | 41068X100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | HASI | Meeting Date | 02-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US41068X1000 | Agenda | 935617184 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Jeffrey W. Eckel | For | ||||||||||||||||||||||||||
| 2 | Clarence D. Armbrister | For | ||||||||||||||||||||||||||
| 3 | Teresa M. Brenner | For | ||||||||||||||||||||||||||
| 4 | Michael T. Eckhart | For | ||||||||||||||||||||||||||
| 5 | Nancy C. Floyd | For | ||||||||||||||||||||||||||
| 6 | Charles M. O'Neil | For | ||||||||||||||||||||||||||
| 7 | Richard J. Osborne | For | ||||||||||||||||||||||||||
| 8 | Steven G. Osgood | For | ||||||||||||||||||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. | Management | For | |||||||||||||||||||||||||
| 4. | The approval of the 2022 Hannon Armstrong Sustainable Infrastructure Capital, Inc. Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 524 | 0 | 20-Apr-2022 | 20-Apr-2022 | |||||||||||||||||||||
| HOLOGIC, INC. | ||||||||||||||||||||||||||||
| Security | 436440101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | HOLX | Meeting Date | 10-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US4364401012 | Agenda | 935543137 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Stephen P. MacMillan | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Sally W. Crawford | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Charles J. Dockendorff | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Scott T. Garrett | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Ludwig N. Hantson | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Namal Nawana | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Christiana Stamoulis | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Amy M. Wendell | Management | For | |||||||||||||||||||||||||
| 2. | A non-binding advisory resolution to approve executive compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 365 | 0 | 21-Jan-2022 | 21-Jan-2022 | |||||||||||||||||||||
| INTEL CORPORATION | ||||||||||||||||||||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | INTC | Meeting Date | 12-May-2022 | |||||||||||||||||||||||||
| ISIN | US4581401001 | Agenda | 935577013 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: James J. Goetz | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Andrea J. Goldsmith | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Alyssa H. Henry | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Omar Ishrak | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Risa Lavizzo-Mourey | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Tsu-Jae King Liu | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Gregory D. Smith | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Dion J. Weisler | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Frank D. Yeary | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | |||||||||||||||||||||||||
| 4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 5. | Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Stockholder proposal requesting a third- party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 80 | 0 | 31-Mar-2022 | 31-Mar-2022 | |||||||||||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 13-May-2022 | |||||||||||||||||||||||||
| ISIN | US45866F1049 | Agenda | 935583408 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director for term expiring in 2023: Hon. Sharon Y. Bowen | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director for term expiring in 2023: Shantella E. Cooper | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director for term expiring in 2023: Duriya M. Farooqui | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director for term expiring in 2023: The Rt. Hon. the Lord Hague of Richmond | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director for term expiring in 2023: Mark F. Mulhern | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director for term expiring in 2023: Thomas E. Noonan | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director for term expiring in 2023: Caroline L. Silver | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director for term expiring in 2023: Jeffrey C. Sprecher | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director for term expiring in 2023: Judith A. Sprieser | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director for term expiring in 2023: Martha A. Tirinnanzi | Management | For | |||||||||||||||||||||||||
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | To approve the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the Intercontinental Exchange, Inc. 2022 Omnibus Non-Employee Director Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 5. | To approve the adoption of amendments to our current Certificate of Incorporation to eliminate supermajority voting provisions. | Management | For | |||||||||||||||||||||||||
| 6. | To approve the adoption of amendments to our current Certificate of Incorporation to lower the special meeting ownership threshold to 20%. | Management | For | |||||||||||||||||||||||||
| 7. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 8. | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 51 | 0 | 30-Mar-2022 | 30-Mar-2022 | |||||||||||||||||||||
| IQVIA HOLDINGS INC. | ||||||||||||||||||||||||||||
| Security | 46266C105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | IQV | Meeting Date | 12-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US46266C1053 | Agenda | 935553710 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | John P. Connaughton | For | ||||||||||||||||||||||||||
| 2 | John G. Danhakl | For | ||||||||||||||||||||||||||
| 3 | James A. Fasano | For | ||||||||||||||||||||||||||
| 4 | Leslie Wims Morris | For | ||||||||||||||||||||||||||
| 2. | Amendment to Certificate of Incorporation to declassify the Board of Directors over time and provide for the annual election of all directors. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory (non-binding) vote to approve executive compensation (say-on-pay). | Management | For | |||||||||||||||||||||||||
| 4. | If properly presented, a shareholder proposal regarding majority voting in uncontested director elections. | Management | Against | |||||||||||||||||||||||||
| 5. | The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 20 | 0 | 01-Mar-2022 | 01-Mar-2022 | |||||||||||||||||||||
| IRON MOUNTAIN INCORPORATED | ||||||||||||||||||||||||||||
| Security | 46284V101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | IRM | Meeting Date | 10-May-2022 | |||||||||||||||||||||||||
| ISIN | US46284V1017 | Agenda | 935578801 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director for a one year term: Jennifer Allerton | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director for a one year term: Pamela M. Arway | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director for a one year term: Clarke H. Bailey | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director for a one year term: Kent P. Dauten | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director for a one year term: Monte Ford | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director for a one year term: Robin L. Matlock | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director for a one year term: William L. Meaney | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director for a one year term: Wendy J. Murdock | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director for a one year term: Walter C. Rakowich | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director for a one year term: Doyle R. Simons | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director for a one year term: Alfred J. Verrecchia | Management | For | |||||||||||||||||||||||||
| 2. | The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. | Management | For | |||||||||||||||||||||||||
| 3. | The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 340 | 0 | 05-Apr-2022 | 05-Apr-2022 | |||||||||||||||||||||
| KIMBERLY-CLARK CORPORATION | ||||||||||||||||||||||||||||
| Security | 494368103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | KMB | Meeting Date | 27-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US4943681035 | Agenda | 935557249 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director for a term expire at 2023 Annual Meeting: Sylvia M. Burwell | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director for a term expire at 2023 Annual Meeting: John W. Culver | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director for a term expire at 2023 Annual Meeting: Robert W. Decherd | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director for a term expire at 2023 Annual Meeting: Michael D. Hsu | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director for a term expire at 2023 Annual Meeting: Mae C. Jemison, M.D. | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director for a term expire at 2023 Annual Meeting: S. Todd Maclin | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director for a term expire at 2023 Annual Meeting: Deirdre A. Mahlan | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director for a term expire at 2023 Annual Meeting: Sherilyn S. McCoy | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director for a term expire at 2023 Annual Meeting: Christa S. Quarles | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director for a term expire at 2023 Annual Meeting: Jaime A. Ramirez | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director for a term expire at 2023 Annual Meeting: Dunia A. Shive | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director for a term expire at 2023 Annual Meeting: Mark T. Smucker | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director for a term expire at 2023 Annual Meeting: Michael D. White | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of Auditor | Management | For | |||||||||||||||||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 126 | 0 | 21-Mar-2022 | 21-Mar-2022 | |||||||||||||||||||||
| KNOT OFFSHORE PARTNERS LP (KNOP) | ||||||||||||||||||||||||||||
| Security | Y48125101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | KNOP | Meeting Date | 01-Oct-2021 | |||||||||||||||||||||||||
| ISIN | MHY481251012 | Agenda | 935487783 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | To elect Hans Petter Aas as a Class IV Director of KNOT Offshore Partners LP, whose term will expire at the 2025 Annual Meeting of Limited Partners. | Management | For | |||||||||||||||||||||||||
| 1A. | Norwegian Tax Residency (PROXIES WITH NO SELECTION WILL NOT BE COUNTED): If the units being voted ARE held by a person that is a resident of Norway for purposes of the Tax Act on Income and Wealth, please select "YES."; If the units being voted ARE NOT held by a person that is a resident of Norway for purposes of the Tax Act on Income and Wealth, please select "NO.". Mark "for" = yes or "against" = no. | Management | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-Aug-2021 | 25-Aug-2021 | |||||||||||||||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||||||||||||||||||
| Security | 50540R409 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | LH | Meeting Date | 11-May-2022 | |||||||||||||||||||||||||
| ISIN | US50540R4092 | Agenda | 935577479 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Jean-Luc Bélingard | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Jeffrey A. Davis | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Peter M. Neupert | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Richelle P. Parham | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Adam H. Schechter | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Kathryn E. Wengel | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: R. Sanders Williams, M.D. | Management | For | |||||||||||||||||||||||||
| 2. | To approve, by non-binding vote, executive compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal seeking an amendment to our governing documents relating to procedural requirements in connection with shareholders' rights to call a special meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 48 | 0 | 05-Apr-2022 | 05-Apr-2022 | |||||||||||||||||||||
| LOCKHEED MARTIN CORPORATION | ||||||||||||||||||||||||||||
| Security | 539830109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | LMT | Meeting Date | 21-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US5398301094 | Agenda | 935564751 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Daniel F. Akerson | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: David B. Burritt | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Bruce A. Carlson | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: John M. Donovan | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Joseph F. Dunford, Jr. | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: James O. Ellis, Jr. | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Thomas J. Falk | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Ilene S. Gordon | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Vicki A. Hollub | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Jeh C. Johnson | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Debra L. Reed-Klages | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: James D. Taiclet | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Patricia E. Yarrington | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | |||||||||||||||||||||||||
| 4. | Stockholder Proposal to Reduce Threshold for Calling Special Stockholder Meetings. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 14 | 0 | 15-Mar-2022 | 15-Mar-2022 | |||||||||||||||||||||
| LOGAN RIDGE FINANCE CORPORATION | ||||||||||||||||||||||||||||
| Security | 541098109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | LRFC | Meeting Date | 20-Aug-2021 | |||||||||||||||||||||||||
| ISIN | US5410981097 | Agenda | 935479091 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | George Grunebaum | Withheld | ||||||||||||||||||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 13,075 | 0 | 13-Aug-2021 | 13-Aug-2021 | |||||||||||||||||||||
| MCKESSON CORPORATION | ||||||||||||||||||||||||||||
| Security | 58155Q103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MCK | Meeting Date | 22-Jul-2022 | |||||||||||||||||||||||||
| ISIN | US58155Q1031 | Agenda | 935672027 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director for a one-year term: Richard H. Carmona, M.D. | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director for a one-year term: Dominic J. Caruso | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director for a one-year term: W. Roy Dunbar | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director for a one-year term: James H. Hinton | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director for a one-year term: Donald R. Knauss | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director for a one-year term: Bradley E. Lerman | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director for a one-year term: Linda P. Mantia | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director for a one-year term: Maria Martinez | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director for a one-year term: Susan R. Salka | Management | For | |||||||||||||||||||||||||
| 1j. | Election of Director for a one-year term: Brian S. Tyler | Management | For | |||||||||||||||||||||||||
| 1k. | Election of Director for a one-year term: Kathleen Wilson-Thompson | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | Approval of our 2022 Stock Plan. | Management | For | |||||||||||||||||||||||||
| 5. | Approval of Amendment to our 2000 Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
| 6. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder Proposal on Transparency in Rule 10b5-1 Trading Policy. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 486 | 0 | 10-Jun-2022 | 10-Jun-2022 | |||||||||||||||||||||
| MEDICAL PROPERTIES TRUST, INC. | ||||||||||||||||||||||||||||
| Security | 58463J304 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MPW | Meeting Date | 26-May-2022 | |||||||||||||||||||||||||
| ISIN | US58463J3041 | Agenda | 935643216 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Election of Director: Edward K. Aldag, Jr. | Management | For | |||||||||||||||||||||||||
| 1.2 | Election of Director: G. Steven Dawson | Management | For | |||||||||||||||||||||||||
| 1.3 | Election of Director: R. Steven Hamner | Management | For | |||||||||||||||||||||||||
| 1.4 | Election of Director: Caterina A. Mozingo | Management | For | |||||||||||||||||||||||||
| 1.5 | Election of Director: Emily W. Murphy | Management | For | |||||||||||||||||||||||||
| 1.6 | Election of Director: Elizabeth N. Pitman | Management | For | |||||||||||||||||||||||||
| 1.7 | Election of Director: D. Paul Sparks, Jr. | Management | For | |||||||||||||||||||||||||
| 1.8 | Election of Director: Michael G. Stewart | Management | For | |||||||||||||||||||||||||
| 1.9 | Election of Director: C. Reynolds Thompson, III | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | To approve the compensation of the Company's executive officers, on a non- binding basis. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the Medical Properties Trust, Inc. Amended and Restated 2019 Equity Investment Plan. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 789 | 0 | 06-May-2022 | 06-May-2022 | |||||||||||||||||||||
| MERCK & CO., INC. | ||||||||||||||||||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MRK | Meeting Date | 24-May-2022 | |||||||||||||||||||||||||
| ISIN | US58933Y1055 | Agenda | 935591570 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Robert M. Davis | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Risa J. Lavizzo- Mourey, M.D. | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Paul B. Rothman, M.D. | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Patricia F. Russo | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Christine E. Seidman, M.D. | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Inge G. Thulin | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Kathy J. Warden | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Director: Peter C. Wendell | Management | For | |||||||||||||||||||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 79 | 0 | 11-Apr-2022 | 11-Apr-2022 | |||||||||||||||||||||
| META PLATFORMS, INC. | ||||||||||||||||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | FB | Meeting Date | 25-May-2022 | |||||||||||||||||||||||||
| ISIN | US30303M1027 | Agenda | 935601559 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Peggy Alford | For | ||||||||||||||||||||||||||
| 2 | Marc L. Andreessen | For | ||||||||||||||||||||||||||
| 3 | Andrew W. Houston | For | ||||||||||||||||||||||||||
| 4 | Nancy Killefer | For | ||||||||||||||||||||||||||
| 5 | Robert M. Kimmitt | For | ||||||||||||||||||||||||||
| 6 | Sheryl K. Sandberg | For | ||||||||||||||||||||||||||
| 7 | Tracey T. Travis | For | ||||||||||||||||||||||||||
| 8 | Tony Xu | For | ||||||||||||||||||||||||||
| 9 | Mark Zuckerberg | For | ||||||||||||||||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. | Management | For | |||||||||||||||||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | A shareholder proposal regarding concealment clauses. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | A shareholder proposal regarding report on external costs of misinformation. | Shareholder | Against | |||||||||||||||||||||||||
| 8. | A shareholder proposal regarding report on community standards enforcement. | Shareholder | Against | |||||||||||||||||||||||||
| 9. | A shareholder proposal regarding report and advisory vote on the metaverse. | Shareholder | Against | |||||||||||||||||||||||||
| 10. | A shareholder proposal regarding human rights impact assessment. | Shareholder | Against | |||||||||||||||||||||||||
| 11. | A shareholder proposal regarding child sexual exploitation online. | Shareholder | Against | |||||||||||||||||||||||||
| 12. | A shareholder proposal regarding civil rights and non-discrimination audit. | Shareholder | Against | |||||||||||||||||||||||||
| 13. | A shareholder proposal regarding report on lobbying. | Shareholder | Against | |||||||||||||||||||||||||
| 14. | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shareholder | Against | |||||||||||||||||||||||||
| 15. | A shareholder proposal regarding report on charitable donations. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 200 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | |||||||||||||||||||||||||
| ISIN | US5949181045 | Agenda | 935505480 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Teri L. List | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Carlos A. Rodriguez | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Charles W. Scharf | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | |||||||||||||||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Approve Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | For | |||||||||||||||||||||||||
| 5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | Against | |||||||||||||||||||||||||
| 9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,250 | 0 | 26-Oct-2021 | 26-Oct-2021 | |||||||||||||||||||||
| MITSUI & CO., LTD. | ||||||||||||||||||||||||||||
| Security | 606827202 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MITSY | Meeting Date | 22-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US6068272029 | Agenda | 935674398 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Dividend of Surplus for the 103rd Fiscal Year. | Management | For | |||||||||||||||||||||||||
| 2. | Amendment to the Articles of Incorporation. | Management | For | |||||||||||||||||||||||||
| 3a. | Election of Tatsuo Yasunaga as Director. | Management | For | |||||||||||||||||||||||||
| 3b. | Election of Kenichi Hori as Director. | Management | For | |||||||||||||||||||||||||
| 3c. | Election of Yoshio Kometani as Director. | Management | For | |||||||||||||||||||||||||
| 3d. | Election of Motoaki Uno as Director. | Management | For | |||||||||||||||||||||||||
| 3e. | Election of Yoshiaki Takemasu as Director. | Management | For | |||||||||||||||||||||||||
| 3f. | Election of Kazumasa Nakai as Director. | Management | For | |||||||||||||||||||||||||
| 3g. | Election of Tetsuya Shigeta as Director. | Management | For | |||||||||||||||||||||||||
| 3h. | Election of Makoto Sato as Director. | Management | For | |||||||||||||||||||||||||
| 3i. | Election of Toru Matsui as Director. | Management | For | |||||||||||||||||||||||||
| 3j. | Election of Izumi Kobayashi as External (Independent) Director. | Management | For | |||||||||||||||||||||||||
| 3k. | Election of Jenifer Rogers as External (Independent) Director. | Management | For | |||||||||||||||||||||||||
| 3l. | Election of Samuel Walsh as External (Independent) Director. | Management | For | |||||||||||||||||||||||||
| 3m. | Election of Takeshi Uchiyamada as External (Independent) Director. | Management | For | |||||||||||||||||||||||||
| 3n. | Election of Masako Egawa as External (Independent) Director. | Management | For | |||||||||||||||||||||||||
| 4. | Election of Yuko Tamai as Audit & Supervisory Board Member. | Management | For | |||||||||||||||||||||||||
| 5. | Revision of remuneration for Directors. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10 | 0 | 07-Jun-2022 | 07-Jun-2022 | |||||||||||||||||||||
| MORGAN STANLEY | ||||||||||||||||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | MS | Meeting Date | 26-May-2022 | |||||||||||||||||||||||||
| ISIN | US6174464486 | Agenda | 935584878 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Alistair Darling | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Thomas H. Glocer | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: James P. Gorman | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Robert H. Herz | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Erika H. James | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Hironori Kamezawa | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Shelley B. Leibowitz | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Stephen J. Luczo | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Jami Miscik | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Masato Miyachi | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | |||||||||||||||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | |||||||||||||||||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non- binding advisory vote) | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 52 | 0 | 11-Apr-2022 | 11-Apr-2022 | |||||||||||||||||||||
| NETAPP, INC. | ||||||||||||||||||||||||||||
| Security | 64110D104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | NTAP | Meeting Date | 10-Sep-2021 | |||||||||||||||||||||||||
| ISIN | US64110D1046 | Agenda | 935476918 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: T. Michael Nevens | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Deepak Ahuja | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Gerald Held | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Kathryn M. Hill | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Deborah L. Kerr | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: George Kurian | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Carrie Palin | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Scott F. Schenkel | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: George T. Shaheen | Management | For | |||||||||||||||||||||||||
| 2. | To hold an advisory vote to approve Named Executive Officer compensation. | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 29, 2022. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the NetApp, Inc. 2021 Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 5. | To approve an amendment to NetApp's Employee Stock Purchase Plan to increase the share reserve by an additional 3,000,000 shares of common stock. | Management | For | |||||||||||||||||||||||||
| 6. | To approve a management Proposal for Stockholder Action by Written Consent. | Management | For | |||||||||||||||||||||||||
| 7. | To approve a stockholder Proposal for Stockholder Action by Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 13-Aug-2021 | 13-Aug-2021 | |||||||||||||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | NEE | Meeting Date | 19-May-2022 | |||||||||||||||||||||||||
| ISIN | US65339F1012 | Agenda | 935583092 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: John W. Ketchum | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Amy B. Lane | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: David L. Porges | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: James L. Robo | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Rudy E. Schupp | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: John L. Skolds | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: John Arthur Stall | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Darryl L. Wilson | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | |||||||||||||||||||||||||
| 4. | A proposal entitled "Board Matrix" to request disclosure of a Board skills matrix | Shareholder | Against | |||||||||||||||||||||||||
| 5. | A proposal entitled "Diversity Data Reporting" to request quantitative employee diversity data | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 180 | 0 | 11-Apr-2022 | 11-Apr-2022 | |||||||||||||||||||||
| NVR, INC. | ||||||||||||||||||||||||||||
| Security | 62944T105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | NVR | Meeting Date | 04-May-2022 | |||||||||||||||||||||||||
| ISIN | US62944T1051 | Agenda | 935564737 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Paul C. Saville | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: C.E. Andrews | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Sallie B. Bailey | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Thomas D. Eckert | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Alfred E. Festa | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Alexandra A. Jung | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Mel Martinez | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: David A. Preiser | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: W. Grady Rosier | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Susan Williamson Ross | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 10 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| OLD REPUBLIC INTERNATIONAL CORPORATION | ||||||||||||||||||||||||||||
| Security | 680223104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ORI | Meeting Date | 26-May-2022 | |||||||||||||||||||||||||
| ISIN | US6802231042 | Agenda | 935609959 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Steven J. Bateman | For | ||||||||||||||||||||||||||
| 2 | Lisa J. Caldwell | For | ||||||||||||||||||||||||||
| 3 | John M. Dixon | For | ||||||||||||||||||||||||||
| 4 | Glenn W. Reed | For | ||||||||||||||||||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's auditors for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the Old Republic International Corporation 2022 Incentive Compensation Plan. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 263 | 0 | 14-Apr-2022 | 14-Apr-2022 | |||||||||||||||||||||
| OMEGA HEALTHCARE INVESTORS, INC. | ||||||||||||||||||||||||||||
| Security | 681936100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | OHI | Meeting Date | 03-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US6819361006 | Agenda | 935603933 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Kapila K. Anand | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Craig R. Callen | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Dr. Lisa C. Egbuonu- Davis | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Barbara B. Hill | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Kevin J. Jacobs | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: C. Taylor Pickett | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Stephen D. Plavin | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Burke W. Whitman | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of Independent Auditors Ernst & Young LLP for fiscal year 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Approval, on an Advisory Basis, of Executive Compensation. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 104 | 0 | 20-Apr-2022 | 20-Apr-2022 | |||||||||||||||||||||
| ORACLE CORPORATION | ||||||||||||||||||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | ORCL | Meeting Date | 10-Nov-2021 | |||||||||||||||||||||||||
| ISIN | US68389X1054 | Agenda | 935498027 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Jeffrey S. Berg | For | ||||||||||||||||||||||||||
| 2 | Michael J. Boskin | For | ||||||||||||||||||||||||||
| 3 | Safra A. Catz | For | ||||||||||||||||||||||||||
| 4 | Bruce R. Chizen | For | �� | |||||||||||||||||||||||||
| 5 | George H. Conrades | For | ||||||||||||||||||||||||||
| 6 | Lawrence J. Ellison | For | ||||||||||||||||||||||||||
| 7 | Rona A. Fairhead | For | ||||||||||||||||||||||||||
| 8 | Jeffrey O. Henley | For | ||||||||||||||||||||||||||
| 9 | Renee J. James | For | ||||||||||||||||||||||||||
| 10 | Charles W. Moorman IV | For | ||||||||||||||||||||||||||
| 11 | Leon E. Panetta | For | ||||||||||||||||||||||||||
| 12 | William G. Parrett | For | ||||||||||||||||||||||||||
| 13 | Naomi O. Seligman | For | ||||||||||||||||||||||||||
| 14 | Vishal Sikka | For | ||||||||||||||||||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | |||||||||||||||||||||||||
| 3. | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
| 5. | Stockholder Proposal Regarding Racial Equity Audit. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Stockholder Proposal Regarding Political Spending. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,500 | 0 | 05-Oct-2021 | 05-Oct-2021 | |||||||||||||||||||||
| PFIZER INC. | ||||||||||||||||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US7170811035 | Agenda | 935562062 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Susan Desmond- Hellmann | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: James Quincey | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: James C. Smith | Management | For | |||||||||||||||||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 3. | 2022 advisory approval of executive compensation | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 262 | 0 | 18-Mar-2022 | 18-Mar-2022 | |||||||||||||||||||||
| PFIZER INC. | ||||||||||||||||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US7170811035 | Agenda | 935562062 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Susan Desmond- Hellmann | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | �� | ||||||||||||||||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: James Quincey | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: James C. Smith | Management | For | |||||||||||||||||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 3. | 2022 advisory approval of executive compensation | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 24 | 0 | 18-Mar-2022 | 18-Mar-2022 | |||||||||||||||||||||
| PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||||||||||||||
| Security | 718172109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | PM | Meeting Date | 04-May-2022 | |||||||||||||||||||||||||
| ISIN | US7181721090 | Agenda | 935568355 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Brant Bonin Bough | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: André Calantzopoulos | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Michel Combes | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Juan José Daboub | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Werner Geissler | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Lisa A. Hook | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Jun Makihara | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Kalpana Morparia | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Lucio A. Noto | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Jacek Olczak | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Frederik Paulsen | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Robert B. Polet | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Dessislava Temperley | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Director: Shlomo Yanai | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote Approving Executive Compensation. | Management | For | |||||||||||||||||||||||||
| 3. | 2022 Performance Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 4. | Ratification of the Selection of Independent Auditors. | Management | For | |||||||||||||||||||||||||
| 5. | Shareholder Proposal to phase out all health-hazardous and addictive products produced by Philip Morris International Inc. by 2025. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,000 | 0 | 25-Mar-2022 | 25-Mar-2022 | |||||||||||||||||||||
| 4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 103 | 0 | 25-Mar-2022 | 25-Mar-2022 | |||||||||||||||||||||
| PROLOGIS, INC. | ||||||||||||||||||||||||||||
| Security | 74340W103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | PLD | Meeting Date | 04-May-2022 | |||||||||||||||||||||||||
| ISIN | US74340W1036 | Agenda | 935572380 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Hamid R. Moghadam | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Cristina G. Bita | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: George L. Fotiades | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Lydia H. Kennard | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Irving F. Lyons III | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Avid Modjtabai | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: David P. O'Connor | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Olivier Piani | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Jeffrey L. Skelton | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Carl B. Webb | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: William D. Zollars | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote to Approve the Company's Executive Compensation for 2021 | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2022 | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 35 | 0 | 29-Mar-2022 | 29-Mar-2022 | |||||||||||||||||||||
| QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||||||||||||
| Security | 74834L100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DGX | Meeting Date | 18-May-2022 | |||||||||||||||||||||||||
| ISIN | US74834L1008 | Agenda | 935621107 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Election of Director: Tracey C. Doi | Management | For | |||||||||||||||||||||||||
| 1.2 | Election of Director: Vicky B. Gregg | Management | For | |||||||||||||||||||||||||
| 1.3 | Election of Director: Wright L. Lassiter III | Management | For | |||||||||||||||||||||||||
| 1.4 | Election of Director: Timothy L. Main | Management | For | |||||||||||||||||||||||||
| 1.5 | Election of Director: Denise M. Morrison | Management | For | |||||||||||||||||||||||||
| 1.6 | Election of Director: Gary M. Pfeiffer | Management | For | |||||||||||||||||||||||||
| 1.7 | Election of Director: Timothy M. Ring | Management | For | |||||||||||||||||||||||||
| 1.8 | Election of Director: Stephen H. Rusckowski | Management | For | |||||||||||||||||||||||||
| 1.9 | Election of Director: Gail R. Wilensky | Management | For | |||||||||||||||||||||||||
| 2. | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2022 proxy statement | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of our independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 4. | To adopt an amendment to the Company's Certificate of Incorporation to allow stockholders to act by non-unanimous written consent | Management | For | |||||||||||||||||||||||||
| 5. | To adopt an amendment to the Company's Certificate of Incorporation to permit stockholders holding 15% or more of the Company's common stock to request that the Company call a special meeting of stockholders | Management | For | |||||||||||||||||||||||||
| 6. | Stockholder proposal regarding the right to call a special meeting of stockholders | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 206 | 0 | 22-Apr-2022 | 22-Apr-2022 | |||||||||||||||||||||
| SEAGATE TECHNOLOGY HOLDINGS PLC | ||||||||||||||||||||||||||||
| Security | G7997R103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | STX | Meeting Date | 20-Oct-2021 | |||||||||||||||||||||||||
| ISIN | IE00BKVD2N49 | Agenda | 935491617 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Mark W. Adams | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Shankar Arumugavelu | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Pratik ("Prat") Bhatt | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Judy Bruner | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Michael R. Cannon | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Jay L. Geldmacher | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Dylan Haggart | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: William D. Mosley | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Stephanie Tilenius | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Edward J. Zander | Management | For | |||||||||||||||||||||||||
| 2. | Approve, in an advisory, non-binding vote, the compensation of the Company's named executive officers (Say-on-Pay). | Management | For | |||||||||||||||||||||||||
| 3. | Ratify, in a non-binding vote, the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year ending July 1, 2022, and authorize, in a binding vote, the Audit and Finance Committee of the Company's Board of Directors to set the auditors' remuneration. | Management | For | |||||||||||||||||||||||||
| 4. | Approve the Seagate Technology Holdings plc 2022 Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,700 | 0 | 21-Sep-2021 | 21-Sep-2021 | |||||||||||||||||||||
| SEAGEN INC. | ||||||||||||||||||||||||||||
| Security | 81181C104 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SGEN | Meeting Date | 13-May-2022 | |||||||||||||||||||||||||
| ISIN | US81181C1045 | Agenda | 935582874 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| �� | 1A. | Election of Class III Director: Ted W. Love, M.D. | Management | Abstain | ||||||||||||||||||||||||
| 1B. | Election of Class III Director: Daniel G. Welch | Management | Abstain | |||||||||||||||||||||||||
| 2. | Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement. | Management | Abstain | |||||||||||||||||||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | Abstain | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 52 | 0 | 05-Apr-2022 | 05-Apr-2022 | |||||||||||||||||||||
| SEALED AIR CORPORATION | ||||||||||||||||||||||||||||
| Security | 81211K100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SEE | Meeting Date | 26-May-2022 | |||||||||||||||||||||||||
| ISIN | US81211K1007 | Agenda | 935591506 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Elizabeth M. Adefioye | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Zubaid Ahmad | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Françoise Colpron | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Edward L. Doheny II | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Henry R. Keizer | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Harry A. Lawton III | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Suzanne B. Rowland | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Jerry R. Whitaker | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sealed Air's independent auditor for the year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Approval, as an advisory vote, of Sealed Air's 2021 executive compensation. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 51 | 0 | 18-Apr-2022 | 18-Apr-2022 | |||||||||||||||||||||
| SK TELECOM CO., LTD. | ||||||||||||||||||||||||||||
| Security | 78440P108 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | SKM | Meeting Date | 12-Oct-2021 | |||||||||||||||||||||||||
| ISIN | US78440P1084 | Agenda | 935497099 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Stock Split and Amendments to the Articles of Incorporation. | Management | No Action | |||||||||||||||||||||||||
| 2. | Approval of Spin-off Plan. | Management | No Action | |||||||||||||||||||||||||
| 3. | Appointment of Non-executive Director (Kyu Nam Choi). | Management | No Action | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 21-Sep-2021 | 21-Sep-2021 | |||||||||||||||||||||
| SK TELECOM CO., LTD. | ||||||||||||||||||||||||||||
| Security | 78440P306 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SKM | Meeting Date | 25-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US78440P3064 | Agenda | 935559609 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | Approval of Financial Statements for the 38th Fiscal Year (2021) | Management | For | |||||||||||||||||||||||||
| 2. | Amendments to the Articles of Incorporation | Management | For | |||||||||||||||||||||||||
| 3. | Grant of Stock Options | Management | For | |||||||||||||||||||||||||
| 4. | Appointment of an Executive Director (Kang, Jong Ryeol) | Management | For | |||||||||||||||||||||||||
| 5. | Appointment of an Independent Non- Executive Director to Serve as an Audit Committee Member (Kim, Seok Dong) | Management | For | |||||||||||||||||||||||||
| 6. | Approval of the Ceiling Amount of Remuneration for Directors. *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 63 | 0 | 09-Mar-2022 | 09-Mar-2022 | |||||||||||||||||||||
| STARBUCKS CORPORATION | ||||||||||||||||||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SBUX | Meeting Date | 16-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US8552441094 | Agenda | 935545799 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Andrew Campion | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Mary N. Dillon | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Isabel Ge Mahe | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Mellody Hobson | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Kevin R. Johnson | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Jørgen Vig Knudstorp | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Satya Nadella | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Joshua Cooper Ramo | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Clara Shih | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Javier G. Teruel | Management | For | |||||||||||||||||||||||||
| 2. | Approve amended and restated 2005 Long- Term Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 3. | Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. | Management | For | |||||||||||||||||||||||||
| 5. | Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 102 | 0 | 31-Jan-2022 | 31-Jan-2022 | |||||||||||||||||||||
| STARWOOD PROPERTY TRUST, INC. | ||||||||||||||||||||||||||||
| Security | 85571B105 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | STWD | Meeting Date | 28-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US85571B1052 | Agenda | 935565587 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Richard D. Bronson | For | ||||||||||||||||||||||||||
| 2 | Jeffrey G. Dishner | For | ||||||||||||||||||||||||||
| 3 | Camille J. Douglas | For | ||||||||||||||||||||||||||
| 4 | Solomon J. Kumin | For | ||||||||||||||||||||||||||
| 5 | Fred Perpall | For | ||||||||||||||||||||||||||
| 6 | Fred S. Ridley | For | ||||||||||||||||||||||||||
| 7 | Barry S. Sternlicht | For | ||||||||||||||||||||||||||
| 8 | Strauss Zelnick | For | ||||||||||||||||||||||||||
| 2. | The approval on an advisory basis of the Company's executive compensation. | Management | For | |||||||||||||||||||||||||
| 3. | The approval of the Starwood Property Trust, Inc. Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
| 4. | The approval of the Starwood Property Trust, Inc. 2022 Manager Equity Plan. | Management | For | |||||||||||||||||||||||||
| 5. | The approval of the Starwood Property Trust, Inc. 2022 Equity Plan. | Management | For | |||||||||||||||||||||||||
| 6. | The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 667 | 0 | 21-Mar-2022 | 21-Mar-2022 | |||||||||||||||||||||
| STRYKER CORPORATION | ||||||||||||||||||||||||||||
| Security | 863667101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SYK | Meeting Date | 04-May-2022 | |||||||||||||||||||||||||
| ISIN | US8636671013 | Agenda | 935568711 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A) | Election of Director: Mary K. Brainerd | Management | For | |||||||||||||||||||||||||
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | |||||||||||||||||||||||||
| 1C) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | |||||||||||||||||||||||||
| 1D) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | |||||||||||||||||||||||||
| 1E) | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | Management | For | |||||||||||||||||||||||||
| 1F) | Election of Director: Sherilyn S. McCoy | Management | For | |||||||||||||||||||||||||
| 1G) | Election of Director: Andrew K. Silvernail | Management | For | |||||||||||||||||||||||||
| 1H) | Election of Director: Lisa M. Skeete Tatum | Management | For | |||||||||||||||||||||||||
| 1I) | Election of Director: Ronda E. Stryker | Management | For | |||||||||||||||||||||||||
| 1J) | Election of Director: Rajeev Suri | Management | For | |||||||||||||||||||||||||
| 2) | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
| 3) | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
| 4) | Shareholder Proposal to Amend Proxy Access Terms. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 24 | 0 | 24-Mar-2022 | 24-Mar-2022 | |||||||||||||||||||||
| STURM, RUGER & COMPANY, INC. | ||||||||||||||||||||||||||||
| Security | 864159108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | RGR | Meeting Date | 01-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US8641591081 | Agenda | 935612843 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: John A. Cosentino, Jr. | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Michael O. Fifer | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: Sandra S. Froman | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Rebecca S. Halstead | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: Christopher J. Killoy | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Terrence G. O'Connor | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: Amir P. Rosenthal | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Ronald C. Whitaker | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Phillip C. Widman | Management | For | |||||||||||||||||||||||||
| 2. | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2022 fiscal year. | Management | For | |||||||||||||||||||||||||
| 3. | An advisory vote on the compensation of the Company's Named Executive Officers. | Management | For | |||||||||||||||||||||||||
| 4. | A shareholder proposal entitled "Human Rights Impact Assessment." | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 79 | 0 | 25-Apr-2022 | 25-Apr-2022 | |||||||||||||||||||||
| SVB FINANCIAL GROUP | ||||||||||||||||||||||||||||
| Security | 78486Q101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SIVB | Meeting Date | 21-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US78486Q1013 | Agenda | 935556944 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Greg Becker | For | ||||||||||||||||||||||||||
| 2 | Eric Benhamou | For | ||||||||||||||||||||||||||
| 3 | Elizabeth "Busy" Burr | For | ||||||||||||||||||||||||||
| 4 | Richard Daniels | For | ||||||||||||||||||||||||||
| 5 | Alison Davis | For | ||||||||||||||||||||||||||
| 6 | Joel Friedman | For | ||||||||||||||||||||||||||
| 7 | Jeffrey Maggioncalda | For | ||||||||||||||||||||||||||
| 8 | Beverly Kay Matthews | For | ||||||||||||||||||||||||||
| 9 | Mary Miller | For | ||||||||||||||||||||||||||
| 10 | Kate Mitchell | For | ||||||||||||||||||||||||||
| 11 | Garen Staglin | For | ||||||||||||||||||||||||||
| 2. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal requesting that the Board of Directors oversee a racial equity audit. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1 | 0 | 07-Mar-2022 | 07-Mar-2022 | |||||||||||||||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||||||||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | TROW | Meeting Date | 10-May-2022 | |||||||||||||||||||||||||
| ISIN | US74144T1088 | Agenda | 935576871 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Glenn R. August | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Mark S. Bartlett | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Mary K. Bush | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Dina Dublon | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Robert F. MacLellan | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Eileen P. Rominger | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Robert W. Sharps | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Robert J. Stevens | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: William J. Stromberg | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Richard R. Verma | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Sandra S. Wijnberg | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Alan D. Wilson | Management | For | |||||||||||||||||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 17 | 0 | 25-Mar-2022 | 25-Mar-2022 | |||||||||||||||||||||
| TELEFONICA, S.A. | ||||||||||||||||||||||||||||
| Security | 879382208 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | TEF | Meeting Date | 07-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US8793822086 | Agenda | 935562668 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
| 1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2021 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | |||||||||||||||||||||||||
| 1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2021. | Management | For | |||||||||||||||||||||||||
| 2 | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
| 3 | Re-election of the Statutory Auditor for fiscal year 2022. | Management | For | |||||||||||||||||||||||||
| 4.1 | Re-election of Mr. José María Abril Pérez as Proprietary Director. | Management | For | |||||||||||||||||||||||||
| 4.2 | Re-election of Mr. Ángel Vilá Boix as Executive Director. | Management | For | |||||||||||||||||||||||||
| 4.3 | Re-election of Ms. María Luisa García Blanco as Independent Director. | Management | For | |||||||||||||||||||||||||
| 4.4 | Re-election of Mr. Francisco Javier de Paz Mancho as Other External Director. | Management | For | |||||||||||||||||||||||||
| 4.5 | Ratification of the interim appointment (co- option) and appointment of Ms.María Rotondo Urcola as Independent Director. | Management | For | |||||||||||||||||||||||||
| 5 | Setting the number of members of the Board of Directors at fifteen. | Management | For | |||||||||||||||||||||||||
| 6 | Reduction of share capital through the cancellation of own shares, excluding the right of creditors to object, amending the text of Article 6 of the By-Laws relating to share capital. | Management | For | |||||||||||||||||||||||||
| 7.1 | Shareholder compensation by means of a scrip dividend. Approval of an increase in share capital with a charge to reserves by such amount as may be determined pursuant to the terms and conditions of the resolution, through the issuance of new ordinary shares having a par value of one euro each, and with a provision for incomplete allotment. Offer to the shareholders to purchase their free allotment rights at a guaranteed price. | Management | For | |||||||||||||||||||||||||
| 7.2 | Shareholder compensation by means of the distribution of dividends with a charge to unrestricted reserves. | Management | For | |||||||||||||||||||||||||
| 8 | Approval of a Global incentive share purchase Plan for shares of Telefónica, S.A. for the Employees of the Telefónica Group. | Management | For | |||||||||||||||||||||||||
| 9 | Delegation of powers to formalize, interpret, rectify and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | |||||||||||||||||||||||||
| 10 | Consultative vote on the 2021 Annual Report on Director Remuneration. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 366 | 0 | 11-Mar-2022 | 11-Mar-2022 | |||||||||||||||||||||
| THE CARLYLE GROUP INC | ||||||||||||||||||||||||||||
| Security | 14316J108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CG | Meeting Date | 31-May-2022 | |||||||||||||||||||||||||
| ISIN | US14316J1088 | Agenda | 935609339 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | David M. Rubenstein | For | ||||||||||||||||||||||||||
| 2 | Linda H. Filler | For | ||||||||||||||||||||||||||
| 3 | James H. Hance, Jr. | For | ||||||||||||||||||||||||||
| 4 | Derica W. Rice | For | ||||||||||||||||||||||||||
| 2. | Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2022 | Management | For | |||||||||||||||||||||||||
| 3. | Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on- Pay") | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder Proposal to Reorganize the Board of Directors into One Class | Shareholder | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 420 | 0 | 14-Apr-2022 | 14-Apr-2022 | |||||||||||||||||||||
| THE CHEMOURS COMPANY | ||||||||||||||||||||||||||||
| Security | 163851108 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | CC | Meeting Date | 27-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US1638511089 | Agenda | 935564573 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Curtis V. Anastasio | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Bradley J. Bell | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Mary B. Cranston | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Curtis J. Crawford | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Dawn L. Farrell | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Erin N. Kane | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Sean D. Keohane | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Mark E. Newman | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Guillaume Pepy | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2023: Sandra Phillips Rogers | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory Vote on Frequency of Advisory Vote on Named Executive Officer Compensation (the Board Recommends a vote of "ONE YEAR"). | Management | 1 Year | |||||||||||||||||||||||||
| 4. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 158 | 0 | 18-Mar-2022 | 18-Mar-2022 | |||||||||||||||||||||
| THE COCA-COLA COMPANY | ||||||||||||||||||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | KO | Meeting Date | 26-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US1912161007 | Agenda | 935562086 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Herb Allen | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Marc Bolland | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Ana Botín | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Christopher C. Davis | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Barry Diller | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Helene D. Gayle | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Alexis M. Herman | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: James Quincey | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Caroline J. Tsay | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: David B. Weinberg | Management | For | |||||||||||||||||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year | Management | For | |||||||||||||||||||||||||
| 4. | Shareowner proposal regarding an external public health impact disclosure | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareowner proposal regarding a global transparency report | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareowner proposal regarding an independent Board Chair policy | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 104 | 0 | 14-Mar-2022 | 14-Mar-2022 | |||||||||||||||||||||
| THE KROGER CO. | ||||||||||||||||||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | KR | Meeting Date | 23-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US5010441013 | Agenda | 935647416 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Nora A. Aufreiter | For | ||||||||||||||||||||||||||
| 2 | Kevin M. Brown | For | ||||||||||||||||||||||||||
| 3 | Elaine L. Chao | For | ||||||||||||||||||||||||||
| 4 | Anne Gates | For | ||||||||||||||||||||||||||
| 5 | Karen M. Hoguet | For | ||||||||||||||||||||||||||
| 6 | W. Rodney McMullen | For | ||||||||||||||||||||||||||
| 7 | Clyde R. Moore | For | ||||||||||||||||||||||||||
| 8 | Ronald L. Sargent | For | ||||||||||||||||||||||||||
| 9 | J. Amanda Sourry Knox | For | ||||||||||||||||||||||||||
| 10 | Mark S. Sutton | For | ||||||||||||||||||||||||||
| 11 | Ashok Vemuri | For | ||||||||||||||||||||||||||
| 2. | To approve our executive compensation, on an advisory basis | Management | For | |||||||||||||||||||||||||
| 3. | To ratify the selection of our independent auditor for fiscal year 2022 | Management | For | |||||||||||||||||||||||||
| 4. | To approve additional shares under the 2019 Long-Term Incentive Plan | Management | For | |||||||||||||||||||||||||
| 5. | Shareholder Proposal - Recyclability of Packaging | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder Proposal - Report on Protection of Farmworkers | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder Proposal - Report on Elimination of HFCs | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder Proposal - Report on Workforce Strategy | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 131 | 0 | 10-May-2022 | 10-May-2022 | |||||||||||||||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | PG | Meeting Date | 12-Oct-2021 | |||||||||||||||||||||||||
| ISIN | US7427181091 | Agenda | 935488002 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | |||||||||||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | |||||||||||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | |||||||||||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | |||||||||||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | For | |||||||||||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | |||||||||||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | |||||||||||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | |||||||||||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | |||||||||||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | For | |||||||||||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | |||||||||||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | |||||||||||||||||||||||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder Proposal - Inclusion of Non- Management Employees on Director Nominee Candidate Lists. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 275 | 0 | 21-Sep-2021 | 21-Sep-2021 | |||||||||||||||||||||
| THE SELECT SECTOR SPDR TRUST | ||||||||||||||||||||||||||||
| Security | 81369Y886 | Meeting Type | Special | |||||||||||||||||||||||||
| Ticker Symbol | XLU | Meeting Date | 29-Oct-2021 | |||||||||||||||||||||||||
| ISIN | US81369Y8865 | Agenda | 935496580 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||
| 1 | Allison Grant Williams | For | ||||||||||||||||||||||||||
| 2 | Sheila Hartnett-Devlin | For | ||||||||||||||||||||||||||
| 3 | James Jessee | For | ||||||||||||||||||||||||||
| 4 | Teresa Polley | For | ||||||||||||||||||||||||||
| 5 | Ashley T. Rabun | For | ||||||||||||||||||||||||||
| 6 | James E. Ross | For | ||||||||||||||||||||||||||
| 7 | Rory Tobin | For | ||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698973 | STOCK MUTUAL FUNDS | 2698973 | NORTHERN TRUST COMPANY | 11,000 | 0 | 21-Sep-2021 | 21-Sep-2021 | |||||||||||||||||||||
| THE SOUTHERN COMPANY | ||||||||||||||||||||||||||||
| Security | 842587107 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | SO | Meeting Date | 25-May-2022 | |||||||||||||||||||||||||
| ISIN | US8425871071 | Agenda | 935599095 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Janaki Akella | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Henry A. Clark III | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Anthony F. Earley, Jr. | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Thomas A. Fanning | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: David J. Grain | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Colette D. Honorable | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Donald M. James | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: John D. Johns | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Dale E. Klein | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Ernest J. Moniz | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: William G. Smith, Jr. | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Kristine L. Svinicki | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: E. Jenner Wood III | Management | For | |||||||||||||||||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | |||||||||||||||||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2022 | Management | For | |||||||||||||||||||||||||
| 4. | Stockholder proposal regarding simple majority vote | Shareholder | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 262 | 0 | 18-Apr-2022 | 18-Apr-2022 | |||||||||||||||||||||
| THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||||||||||||
| Security | 89417E109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | TRV | Meeting Date | 25-May-2022 | |||||||||||||||||||||||||
| ISIN | US89417E1091 | Agenda | 935603490 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Alan L. Beller | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Janet M. Dolan | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Patricia L. Higgins | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: William J. Kane | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Thomas B. Leonardi | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Clarence Otis Jr. | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Elizabeth E. Robinson | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Philip T. Ruegger III | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Rafael Santana | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Todd C. Schermerhorn | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Alan D. Schnitzer | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Laurie J. Thomsen | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Bridget van Kralingen | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Non-binding vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal relating to additional disclosure of lobbying, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal relating to the issuance of a report on GHG emissions, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder proposal relating to policies regarding fossil fuel supplies, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder proposal relating to conducting a racial equity audit, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder proposal relating to the issuance of a report on insuring law enforcement, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 129 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2022 | |||||||||||||||||||||||||
| ISIN | US2546871060 | Agenda | 935544317 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Amy L. Chang | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Robert A. Chapek | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Francis A. deSouza | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Michael B.G. Froman | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Calvin R. McDonald | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Mark G. Parker | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Derica W. Rice | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Shareholder proposal, if properly presented at the meeting, requesting a workplace non- discrimination audit and report. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 66 | 0 | 21-Jan-2022 | 21-Jan-2022 | |||||||||||||||||||||
| TRITON INTERNATIONAL LIMITED | ||||||||||||||||||||||||||||
| Security | G9078F107 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | TRTN | Meeting Date | 26-Apr-2022 | |||||||||||||||||||||||||
| ISIN | BMG9078F1077 | Agenda | 935562000 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Brian M. Sondey | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Robert W. Alspaugh | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Malcolm P. Baker | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Annabelle Bexiga | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Claude Germain | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Kenneth Hanau | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: John S. Hextall | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Niharika Ramdev | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Robert L. Rosner | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Simon R. Vernon | Management | For | |||||||||||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||||||||||||
| 3. | APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF REMUNERATION. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 157 | 0 | 17-Mar-2022 | 17-Mar-2022 | |||||||||||||||||||||
| TRUIST FINANCIAL CORPORATION | ||||||||||||||||||||||||||||
| Security | 89832Q109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | TFC | Meeting Date | 26-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US89832Q1094 | Agenda | 935561995 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director for one year term expiring at 2023: Jennifer S. Banner | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director for one year term expiring at 2023: K. David Boyer, Jr. | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director for one year term expiring at 2023: Agnes Bundy Scanlan | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director for one year term expiring at 2023: Anna R. Cablik | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director for one year term expiring at 2023: Dallas S. Clement | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director for one year term expiring at 2023: Paul D. Donahue | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director for one year term expiring at 2023: Patrick C. Graney III | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director for one year term expiring at 2023: Linnie M. Haynesworth | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director for one year term expiring at 2023: Kelly S. King | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director for one year term expiring at 2023: Easter A. Maynard | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director for one year term expiring at 2023: Donna S. Morea | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director for one year term expiring at 2023: Charles A. Patton | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director for one year term expiring at 2023: Nido R. Qubein | Management | For | |||||||||||||||||||||||||
| 1N. | Election of Director for one year term expiring at 2023: David M. Ratcliffe | Management | For | |||||||||||||||||||||||||
| 1O. | Election of Director for one year term expiring at 2023: William H. Rogers, Jr. | Management | For | |||||||||||||||||||||||||
| 1P. | Election of Director for one year term expiring at 2023: Frank P. Scruggs, Jr. | Management | For | |||||||||||||||||||||||||
| 1Q. | Election of Director for one year term expiring at 2023: Christine Sears | Management | For | |||||||||||||||||||||||||
| 1R. | Election of Director for one year term expiring at 2023: Thomas E. Skains | Management | For | |||||||||||||||||||||||||
| 1S. | Election of Director for one year term expiring at 2023: Bruce L. Tanner | Management | For | |||||||||||||||||||||||||
| 1T. | Election of Director for one year term expiring at 2023: Thomas N. Thompson | Management | For | |||||||||||||||||||||||||
| 1U. | Election of Director for one year term expiring at 2023: Steven C. Voorhees | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve Truist's executive compensation program. | Management | For | |||||||||||||||||||||||||
| 4. | To approve the Truist Financial Corporation 2022 Incentive Plan. | Management | For | |||||||||||||||||||||||||
| 5. | To approve the Truist Financial Corporation 2022 Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
| 6. | Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 394 | 0 | 15-Mar-2022 | 15-Mar-2022 | |||||||||||||||||||||
| TWITTER, INC. | ||||||||||||||||||||||||||||
| Security | 90184L102 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | TWTR | Meeting Date | 25-May-2022 | |||||||||||||||||||||||||
| ISIN | US90184L1026 | Agenda | 935603731 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Egon Durban | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Patrick Pichette | Management | For | |||||||||||||||||||||||||
| 2. | The approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | For | |||||||||||||||||||||||||
| 4. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Management | For | |||||||||||||||||||||||||
| 5. | A stockholder proposal regarding a report on risks of the use of concealment clauses, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| 6. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| 7. | A stockholder proposal regarding an audit analyzing the Company's impacts on civil rights and non-discrimination, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| 8. | A stockholder proposal regarding an electoral spending report, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| 9. | A stockholder proposal regarding a report on lobbying activities and expenditures, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,500 | 0 | 12-Apr-2022 | 12-Apr-2022 | |||||||||||||||||||||
| W. P. CAREY INC. | ||||||||||||||||||||||||||||
| Security | 92936U109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | WPC | Meeting Date | 16-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US92936U1097 | Agenda | 935576768 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director to serve until 2023 Annual Meeting: Mark A. Alexander | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director to serve until 2023 Annual Meeting: Constantin H. Beier | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director to serve until 2023 Annual Meeting: Tonit M. Calaway | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director to serve until 2023 Annual Meeting: Peter J. Farrell | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director to serve until 2023 Annual Meeting: Robert J. Flanagan | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director to serve until 2023 Annual Meeting: Jason E. Fox | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director to serve until 2023 Annual Meeting: Jean Hoysradt | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director to serve until 2023 Annual Meeting: Margaret G. Lewis | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director to serve until 2023 Annual Meeting: Christopher J. Niehaus | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director to serve until 2023 Annual Meeting: Nick J.M. van Ommen | Management | For | |||||||||||||||||||||||||
| 2. | To Approve the Advisory Resolution on Executive Compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 22 | 0 | 05-Apr-2022 | 05-Apr-2022 | |||||||||||||||||||||
| WALMART INC. | ||||||||||||||||||||||||||||
| Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | WMT | Meeting Date | 01-Jun-2022 | |||||||||||||||||||||||||
| ISIN | US9311421039 | Agenda | 935613491 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1a. | Election of Director: Cesar Conde | Management | For | |||||||||||||||||||||||||
| 1b. | Election of Director: Timothy P. Flynn | Management | For | |||||||||||||||||||||||||
| 1c. | Election of Director: Sarah J. Friar | Management | For | |||||||||||||||||||||||||
| 1d. | Election of Director: Carla A. Harris | Management | For | |||||||||||||||||||||||||
| 1e. | Election of Director: Thomas W. Horton | Management | For | |||||||||||||||||||||||||
| 1f. | Election of Director: Marissa A. Mayer | Management | For | |||||||||||||||||||||||||
| 1g. | Election of Director: C. Douglas McMillon | Management | For | |||||||||||||||||||||||||
| 1h. | Election of Director: Gregory B. Penner | Management | For | |||||||||||||||||||||||||
| 1i. | Election of Director: Randall L. Stephenson | Management | For | |||||||||||||||||||||||||
| 1j. | Election of Director: S. Robson Walton | Management | For | |||||||||||||||||||||||||
| 1k. | Election of Director: Steuart L. Walton | Management | For | |||||||||||||||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | |||||||||||||||||||||||||
| 4. | Report on Animal Welfare Practices | Shareholder | Against | |||||||||||||||||||||||||
| 5. | Create a Pandemic Workforce Advisory Council | Shareholder | Against | |||||||||||||||||||||||||
| 6. | Report on Impacts of Reproductive Healthcare Legislation | Shareholder | Against | |||||||||||||||||||||||||
| 7. | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | |||||||||||||||||||||||||
| 8. | Civil Rights and Non-Discrimination Audit | Shareholder | Against | |||||||||||||||||||||||||
| 9. | Report on Charitable Donation Disclosures | Shareholder | Against | |||||||||||||||||||||||||
| 10. | Report on Lobbying Disclosures | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 76 | 0 | 22-Apr-2022 | 22-Apr-2022 | |||||||||||||||||||||
| WASTE MANAGEMENT, INC. | ||||||||||||||||||||||||||||
| Security | 94106L109 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | WM | Meeting Date | 10-May-2022 | |||||||||||||||||||||||||
| ISIN | US94106L1098 | Agenda | 935573647 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: James C. Fish, Jr. | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Victoria M. Holt | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Kathleen M. Mazzarella | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Sean E. Menke | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: William B. Plummer | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: John C. Pope | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: Maryrose T. Sylvester | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: Thomas H. Weidemeyer | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | |||||||||||||||||||||||||
| 4. | A stockholder proposal regarding a civil rights audit, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 24 | 0 | 30-Mar-2022 | 30-Mar-2022 | |||||||||||||||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||||||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | WEC | Meeting Date | 05-May-2022 | |||||||||||||||||||||||||
| ISIN | US92939U1060 | Agenda | 935564624 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director for a 1-year term expiring in 2023: Curt S. Culver | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director for a 1-year term expiring in 2023: Danny L. Cunningham | Management | For | �� | ||||||||||||||||||||||||
| 1C. | Election of Director for a 1-year term expiring in 2023: William M. Farrow III | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director for a 1-year term expiring in 2023: Cristina A. Garcia-Thomas | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director for a 1-year term expiring in 2023: Maria C. Green | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director for a 1-year term expiring in 2023: Gale E. Klappa | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director for a 1-year term expiring in 2023: Thomas K. Lane | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director for a 1-year term expiring in 2023: Scott J. Lauber | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director for a 1-year term expiring in 2023: Ulice Payne, Jr. | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director for a 1-year term expiring in 2023: Mary Ellen Stanek | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director for a 1-year term expiring in 2023: Glen E. Tellock | Management | For | |||||||||||||||||||||||||
| 2. | Ratification of Deloitte & Touche LLP as independent auditors for 2022. | Management | For | |||||||||||||||||||||||||
| 3. | Advisory vote to approve executive compensation of the named executive officers. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 116 | 0 | 25-Mar-2022 | 25-Mar-2022 | |||||||||||||||||||||
| WHIRLPOOL CORPORATION | ||||||||||||||||||||||||||||
| Security | 963320106 | Meeting Type | Annual | |||||||||||||||||||||||||
| Ticker Symbol | WHR | Meeting Date | 19-Apr-2022 | |||||||||||||||||||||||||
| ISIN | US9633201069 | Agenda | 935557085 - Management | |||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
| 1A. | Election of Director: Samuel R. Allen | Management | For | |||||||||||||||||||||||||
| 1B. | Election of Director: Marc R. Bitzer | Management | For | |||||||||||||||||||||||||
| 1C. | Election of Director: Greg Creed | Management | For | |||||||||||||||||||||||||
| 1D. | Election of Director: Gary T. DiCamillo | Management | For | |||||||||||||||||||||||||
| 1E. | Election of Director: Diane M. Dietz | Management | For | |||||||||||||||||||||||||
| 1F. | Election of Director: Gerri T. Elliott | Management | For | |||||||||||||||||||||||||
| 1G. | Election of Director: Jennifer A. LaClair | Management | For | |||||||||||||||||||||||||
| 1H. | Election of Director: John D. Liu | Management | For | |||||||||||||||||||||||||
| 1I. | Election of Director: James M. Loree | Management | For | |||||||||||||||||||||||||
| 1J. | Election of Director: Harish Manwani | Management | For | |||||||||||||||||||||||||
| 1K. | Election of Director: Patricia K. Poppe | Management | For | |||||||||||||||||||||||||
| 1L. | Election of Director: Larry O. Spencer | Management | For | |||||||||||||||||||||||||
| 1M. | Election of Director: Michael D. White | Management | For | |||||||||||||||||||||||||
| 2. | Advisory vote to approve Whirlpool Corporation's executive compensation. | Management | For | |||||||||||||||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation's independent registered public accounting firm for 2022. | Management | For | |||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
| 2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 20 | 0 | 10-Mar-2022 | 10-Mar-2022 | |||||||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
| By: | /s/ M. Hunt Broyhill |
M. Hunt Broyhill, President
Date: August 18, 2022
