800 Hickory Blvd. SW
800 Hickory Blvd. SW
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(i) Whether the registrant cast its vote for or against management.
| | | Investment Company Report |
| | | 3M COMPANY | | | | | |
| | Security | 88579Y101 | | Meeting Type | | Annual | |
| | Ticker Symbol | MMM | | Meeting Date | | 12-May-2020 | |
| | ISIN | US88579Y1010 | | Agenda | | 935151390 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director for a term of one year:
Thomas "Tony" K. Brown | Management | For | |
| | 1B. | Election of Director for a term of one year:
Pamela J. Craig | Management | For | |
| | 1C. | Election of Director for a term of one year:
David B. Dillon | Management | For | |
| | 1D. | Election of Director for a term of one year:
Michael L. Eskew | Management | For | |
| | 1E. | Election of Director for a term of one year:
Herbert L. Henkel | Management | For | |
| | 1F. | Election of Director for a term of one year:
Amy E. Hood | Management | For | |
| | 1G. | Election of Director for a term of one year:
Muhtar Kent | Management | For | |
| | 1H. | Election of Director for a term of one year:
Dambisa F. Moyo | Management | For | |
| | 1I. | Election of Director for a term of one year:
Gregory R. Page | Management | For | |
| | 1J. | Election of Director for a term of one year:
Michael F. Roman | Management | For | |
| | 1K. | Election of Director for a term of one year:
Patricia A. Woertz | Management | For | |
| | 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm. | Management | For | |
| | 3. | Advisory approval of executive
compensation. | Management | For | |
| | 4. | Shareholder proposal on setting target
amounts for CEO compensation. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | ABB LTD | | | | | |
| | Security | 000375204 | | Meeting Type | | Annual | |
| | Ticker Symbol | ABB | | Meeting Date | | 26-Mar-2020 | |
| | ISIN | US0003752047 | | Agenda | | 935137403 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Approval of the management report, the
consolidated financial statements and the
annual financial statements for 2019. | Management | For | |
| | 2. | Consultative vote on the 2019
Compensation Report. | Management | For | |
| | 3. | Discharge of the Board of Directors and the
persons entrusted with management. | Management | For | |
| | 4. | Appropriation of earnings. | Management | For | |
| | 5. | Amendment to the Articles of Incorporation. | Management | For | |
| | 6.1 | Binding vote on the maximum aggregate
amount of compensation of the Board of
Directors for the next term of office, i.e. from
the 2020 Annual General Meeting to the
2021 Annual General Meeting. | Management | For | |
| | 6.2 | Binding vote on the maximum aggregate
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2021. | Management | For | |
| | 7A. | Election of Matti Alahuhta as Director. | Management | For | |
| | 7B. | Election of Gunnar Brock as Director. | Management | For | |
| | 7C. | Election of David Constable as Director. | Management | For | |
| | 7D. | Election of Frederico Fleury Curado as
Director. | Management | For | |
| | 7E. | Election of Lars Förberg as Director. | Management | For | |
| | 7F. | Election of Jennifer Xin-Zhe Li as Director. | Management | For | |
| | 7G. | Election of Geraldine Matchett as Director. | Management | For | |
| | 7H. | Election of David Meline as Director. | Management | For | |
| | 7I. | Election of Satish Pai as Director. | Management | For | |
| | 7J. | Election of Jacob Wallenberg as Director. | Management | For | |
| | 7K. | Election of Peter Voser as Director and
Chairman. | Management | For | |
| | 8.1 | Election of Member to the Compensation
Committee: David Constable | Management | For | |
| | 8.2 | Election of Member to the Compensation
Committee: Frederico Fleury Curado | Management | For | |
| | 8.3 | Election of Member to the Compensation
Committee: Jennifer Xin-Zhe Li | Management | For | |
| | 9. | Election of the independent proxy, Dr. Hans
Zehnder | Management | For | |
| | 10. | Election of the auditors, KPMG AG. | Management | For | |
| | 11. | In case of additional or alternative
proposals to the published agenda items
during the Annual General Meeting or of
new agenda items, I authorize the
independent proxy to act. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | ABBVIE INC. | | | | | |
| | Security | 00287Y109 | | Meeting Type | | Annual | |
| | Ticker Symbol | ABBV | | Meeting Date | | 08-May-2020 | |
| | ISIN | US00287Y1091 | | Agenda | | 935152138 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Robert J. Alpern | Withheld | |
| | 2 | Edward M. Liddy | Withheld | |
| | 3 | Melody B. Meyer | Withheld | |
| | 4 | Frederick H. Waddell | Withheld | |
| | 2. | Ratification of Ernst & Young LLP as
AbbVie's independent registered public
accounting firm for 2020 | Management | For | |
| | 3. | Say on Pay - An advisory vote on the
approval of executive compensation | Management | For | |
| | 4. | Approval of a management proposal
regarding amendment of the certificate of
incorporation to eliminate supermajority
voting | Management | For | |
| | 5. | Stockholder Proposal - to Issue an Annual
Report on Lobbying | Shareholder | Against | |
| | 6. | Stockholder Proposal - to Adopt a Policy to
Require Independent Chairman | Shareholder | Against | |
| | 7. | Stockholder Proposal - to Issue a
Compensation Committee Report on Drug
Pricing | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | ALASKA AIR GROUP, INC. | | | | | |
| | Security | 011659109 | | Meeting Type | | Annual | |
| | Ticker Symbol | ALK | | Meeting Date | | 07-May-2020 | |
| | ISIN | US0116591092 | | Agenda | | 935158623 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director to One-Year Term:
Patricia M. Bedient | Management | For | |
| | 1B. | Election of Director to One-Year Term:
James A. Beer | Management | For | |
| | 1C. | Election of Director to One-Year Term:
Marion C. Blakey | Management | For | |
| | 1D. | Election of Director to One-Year Term:
Raymond L. Conner | Management | For | |
| | 1E. | Election of Director to One-Year Term:
Dhiren R. Fonseca | Management | For | |
| | 1F. | Election of Director to One-Year Term:
Kathleen T. Hogan | Management | For | |
| | 1G. | Election of Director to One-Year Term:
Susan J. Li | Management | For | |
| | 1H. | Election of Director to One-Year Term:
Benito Minicucci | Management | For | |
| | 1I. | Election of Director to One-Year Term:
Helvi K. Sandvik | Management | For | |
| | 1J. | Election of Director to One-Year Term: J.
Kenneth Thompson | Management | For | |
| | 1K. | Election of Director to One-Year Term:
Bradley D. Tilden | Management | For | |
| | 1L. | Election of Director to One-Year Term: Eric
K. Yeaman | Management | For | |
| | 2. | Approve (on an advisory basis) the
compensation of the Company's Named
Executive Officers. | Management | For | |
| | 3. | Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accountants for the fiscal
year 2020. | Management | For | |
| | 4. | Stockholder Proposal regarding the
Company's disclosure of political spending. | Shareholder | Against | |
| | 5. | Stockholder Proposal regarding the
Company's disclosure of lobbying activities. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 2,626 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | ALLERGAN PLC | | | | | |
| | Security | G0177J108 | | Meeting Type | | Special | |
| | Ticker Symbol | AGN | | Meeting Date | | 14-Oct-2019 | |
| | ISIN | IE00BY9D5467 | | Agenda | | 935082305 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | COURT MEETING: Approve the scheme of
arrangement. | Management | For | |
| | 2. | Extraordinary General Meeting: Approve
the scheme of arrangement and authorize
the directors of Allergan plc to take all such
actions as they consider necessary or
appropriate for carrying the scheme of
arrangement into effect. | Management | For | |
| | 3. | Extraordinary General Meeting: Approve
the cancellation of any Allergan plc ordinary
shares in issue at 11:59 p.m., Irish time, on
the day before the Irish High Court hearing
to sanction the scheme (excluding, in any
case, any Allergan plc ordinary shares
which are held from time to time by AbbVie
Inc., Acquirer Sub (as defined in the
scheme of arrangement) or any other
subsidiary of AbbVie Inc., if any). | Management | For | |
| | 4. | Extraordinary General Meeting: Authorize
the directors of Allergan plc to allot and
issue new Allergan plc shares, fully paid up,
to Acquirer Sub and/or its nominee(s) in
connection with effecting the scheme. | Management | For | |
| | 5. | Extraordinary General Meeting: Amend the
articles of association of Allergan plc so that
any ordinary shares of Allergan plc that are
issued on or after the Voting Record Time
(as defined in the scheme of arrangement)
to persons other than Acquirer Sub or its
nominees will either be subject to the terms
of the scheme or will be immediately and
automatically acquired by Acquirer Sub
and/or its nominee(s) for the scheme
consideration. | Management | For | |
| | 6. | Extraordinary General Meeting: Approve,
on a non-binding, advisory basis, specified
compensatory arrangements between
Allergan plc and its named executive
officers relating to the transaction. | Management | For | |
| | 7. | Extraordinary General Meeting: Approve
any motion by the Chairman to adjourn the
extraordinary general meeting, or any
adjournments thereof, to solicit additional
proxies in favor of the approval of the
resolutions if there are insufficient votes at
the time of the extraordinary general
meeting to approve resolutions 2 through 5. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 7,500 | | 0 | | 24-Sep-2019 | 24-Sep-2019 |
| | | ALTRIA GROUP, INC. | | | | | |
| | Security | 02209S103 | | Meeting Type | | Annual | |
| | Ticker Symbol | MO | | Meeting Date | | 14-May-2020 | |
| | ISIN | US02209S1033 | | Agenda | | 935162189 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1a. | Election of Director: John T. Casteen III | Management | For | |
| | 1b. | Election of Director: Dinyar S. Devitre | Management | For | |
| | 1c. | Election of Director: Thomas F. Farrell II | Management | For | |
| | 1d. | Election of Director: Debra J. Kelly-Ennis | Management | For | |
| | 1e. | Election of Director: W. Leo Kiely III | Management | For | |
| | 1f. | Election of Director: Kathryn B. McQuade | Management | For | |
| | 1g. | Election of Director: George Muñoz | Management | For | |
| | 1h. | Election of Director: Mark E. Newman | Management | For | |
| | 1i. | Election of Director: Nabil Y. Sakkab | Management | For | |
| | 1j. | Election of Director: Virginia E. Shanks | Management | For | |
| | 1k. | "Director withdrawn" | Management | For | |
| | 2. | Ratification of the Selection of Independent
Registered Public Accounting Firm | Management | For | |
| | 3. | Non-Binding Advisory Vote to Approve the
Compensation of Altria's Named Executive
Officers | Management | For | |
| | 4. | Approval of the 2020 Performance Incentive
Plan | Management | For | |
| | 5. | Shareholder Proposal - Disclosure of
Lobbying Policies and Practices | Shareholder | Against | |
| | 6. | Shareholder Proposal - Report on the
Company's Underage Tobacco Prevention
Policies | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 45,000 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | AMBEV S.A. | | | | | |
| | Security | 02319V103 | | Meeting Type | | Annual | |
| | Ticker Symbol | ABEV | | Meeting Date | | 24-Apr-2020 | |
| | ISIN | US02319V1035 | | Agenda | | 935179867 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1 | To analyze and approve the management
accounts, with examination, discussion and
voting on the financial statements related to
the fiscal year ended December 31, 2019. | Management | For | |
| | 2 | To decide on the allocation of the net profits
for the fiscal year ended December 31,
2019 and ratification of the payment of
interest on own capital related to the fiscal
year ended December 31, 2019, approved
by the Board of Directors at the meeting
held on December 2, 2019. | Management | For | |
| | 3 | To define the number of members of the
Board of Directors. To approve the Board of
Directors to be composed of 11 effective
members and 2 alternates, for a 3-year
term, which will end at the Ordinary
Shareholder's Meeting to be held in 2023,
pursuant to the Management Proposal. | Management | For | |
| | 4A | Election of the Board of Directors by a
single slate: Controller Slate - Board of
Directors: Victorio Carlos De Marchi, Carlos
Alves de Brito, Milton Seligman, José Heitor
Attilio Gracioso, Vicente Falconi Campos,
Luis Felipe Pedreira Dutra Leite, Roberto
Moses Thompson Motta, Nelson José
Jamel, Cecília Sicupira, Antonio Carlos
Augusto Ribeiro Bonchristiano, Marcos de
Barros Lisboa, Carlos Eduardo
Klutzenschell Lisboa (Alternate), Michel
Dimitrios Doukeris (Alternate) | Management | For | |
| | 4B | If one of the candidates who make up the
chosen slate fails to join it, can your votes
continue to be cast on the chosen slate? | Management | For | |
| | 4C | In case the multiple vote election process
be adopted, should your votes be
distributed in equal percentages among the
members of the slate you chose? | Management | For | |
| | 5A1 | Election of the fiscal council. To elect the
effective and alternate members of the
Fiscal Council for a term in office of one (1)
year, which shall end on the Ordinary
General Meeting to be held in 2021:
Controller Slate - Fiscal Council: José
Ronaldo Vilela Rezende, Elidie Palma
Bifano, Emanuel Sotelino Schifferle
(Alternate), Eduardo Rogatto Luque
(Alternate). PLEASE VOTE IN ONLY ONE
OPTION: 5a OR 5b | Management | No Action | |
| | 5A2 | If one of the candidates that are part of the
slate fails to integrate it to accommodate
the separate election, your votes may still
be given to the chosen slate? PLEASE
VOTE IN ONLY ONE OPTION: 5a OR 5b | Management | No Action | |
| | 5B | Separate Election of the fiscal council -
Candidates nominated by minority
shareholders: Vinicius Balbino Bouhid,
Carlos Tersandro Fonseca Adeodato
(Alternate). PLEASE VOTE IN ONLY ONE
OPTION: 5a OR 5b | Management | No Action | |
| | 6 | To determine managers' overall
compensation for the year of 2020, in the
annual amount of up to R$ 111,079,130.00,
including expenses related to the
recognition of the fair amount of (x) the
stock options that the Company intends to
grant in the fiscal year, and (y) the
compensation based on shares that the
Company intends to execute in the fiscal
year. | Management | For | |
| | 7 | To determine the overall compensation of
the Fiscal Council's members for the year of
2020, in the annual amount of up to R$
2,162,700.00, with alternate members'
compensation corresponding to half of the
amount received by the effective members,
in accordance with the Management
Proposal. | Management | For | |
| | E1 | To approve the amendment to the heading
of article 5 of the Company's bylaws, in
order to reflect the capital increases
approved by the Board of Directors, within
the authorized capital limit until the date of
the Shareholders' Meeting, according to the
Management Proposal. | Management | For | |
| | E2 | To approve the amendment to article 8 of
the Company's bylaws, to make express
reference to other possibilities of using the
authorized capital limit by the Board of
Directors as set forth in Law No 6,404/76,
according to the Management Proposal. | Management | For | |
| | E3 | To approve the amendment to articles 11,
15, 16, 17, 18 and 19, of the Company's
bylaws, related to the composition of the
Board of Directors, to (i) provide for the
possibility of having a single Chairman of
the Board of Directors, alternatively to the
current Co-Chairmen model; (ii) increase
the minimum number of members that can
compose the Board of Directors from 3 to 5;
and (iii) provide the Board of Directors will
be composed, in its majority, by external
members, according to the Management
Proposal. | Management | For | |
| | E4 | To approve the amendment to article 21 of
the Company's bylaws, to adjust the
competence of the Board of Directors,
according to the Management Proposal. | Management | For | |
| | E5 | To approve the amendment to articles 22 to
34 of the Company's bylaws, including the
new articles 25 and 34 and renumbering the
other articles, to restructure the composition
of the Board of Executive Officers of the
Company, set the duties of the new
positions and change the name of the
positions already existent, according to the
Management Proposal. | Management | For | |
| | E6 | In view of the proposed amendments to the
bylaws described above, to approve the
consolidation of the Company's bylaws, in
order to reflect the adjustments arising from
such changes, renumbering and wording
corrections, according to the Management
Proposal. | Management | For | |
| | E7 | To approve the amendment to the current
Share-Based Compensation Plan, to
increase the global volume of shares
representing the Company's share capital
that may be delivered to the participants in
such plan from 0.3% to 3%. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 100,000 | | 0 | | 14-Apr-2020 | 14-Apr-2020 |
| | | AMERICAN CAMPUS COMMUNITIES, INC. | | | | | |
| | Security | 024835100 | | Meeting Type | | Annual | |
| | Ticker Symbol | ACC | | Meeting Date | | 01-Jun-2020 | |
| | ISIN | US0248351001 | | Agenda | | 935150134 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: William C. Bayless, Jr. | Management | For | |
| | 1B. | Election of Director: G. Steven Dawson | Management | For | |
| | 1C. | Election of Director: Cydney C. Donnell | Management | For | |
| | 1D. | Election of Director: Mary C. Egan | Management | For | |
| | 1E. | Election of Director: Edward Lowenthal | Management | For | |
| | 1F. | Election of Director: Oliver Luck | Management | For | |
| | 1G. | Election of Director: C. Patrick Oles, Jr. | Management | For | |
| | 1H. | Election of Director: John T. Rippel | Management | For | |
| | 1I. | Election of Director: Carla Piñeyro Sublett | Management | For | |
| | 2. | Ratification of Ernst & Young as our
independent auditors for 2020 | Management | For | |
| | 3. | To provide a non-binding advisory vote
approving the Company's executive
compensation program | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | AMERICAN STATES WATER COMPANY | | | | | |
| | Security | 029899101 | | Meeting Type | | Annual | |
| | Ticker Symbol | AWR | | Meeting Date | | 19-May-2020 | |
| | ISIN | US0298991011 | | Agenda | | 935176330 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Mr. John R. Fielder | Withheld | |
| | 2 | Mr. C. James Levin | Withheld | |
| | 3 | Ms. Janice F. Wilkins | Withheld | |
| | 2. | Advisory vote to approve the compensation
of our named executive officers. | Management | For | |
| | 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | AMGEN INC. | | | | | |
| | Security | 031162100 | | Meeting Type | | Annual | |
| | Ticker Symbol | AMGN | | Meeting Date | | 19-May-2020 | |
| | ISIN | US0311621009 | | Agenda | | 935172419 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Dr. Wanda M. Austin | Management | For | |
| | 1B. | Election of Director: Mr. Robert A. Bradway | Management | For | |
| | 1C. | Election of Director: Dr. Brian J. Druker | Management | For | |
| | 1D. | Election of Director: Mr. Robert A. Eckert | Management | For | |
| | 1E. | Election of Director: Mr. Greg C. Garland | Management | For | |
| | 1F. | Election of Director: Mr. Fred Hassan | Management | For | |
| | 1G. | Election of Director: Mr. Charles M. Holley,
Jr. | Management | For | |
| | 1H. | Election of Director: Dr. Tyler Jacks | Management | For | |
| | 1I. | Election of Director: Ms. Ellen J. Kullman | Management | For | |
| | 1J. | Election of Director: Dr. Ronald D. Sugar | Management | For | |
| | 1K. | Election of Director: Dr. R. Sanders
Williams | Management | For | |
| | 2. | Advisory vote to approve our executive
compensation. | Management | For | |
| | 3. | To ratify the selection of Ernst & Young LLP
as our independent registered public
accountants for the fiscal year ending
December 31, 2020. | Management | For | |
| | 4. | Stockholder proposal to require an
independent board chair. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 38 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | ANHEUSER-BUSCH INBEV SA | | | | | |
| | Security | 03524A108 | | Meeting Type | | Annual | |
| | Ticker Symbol | BUD | | Meeting Date | | 29-Apr-2020 | |
| | ISIN | US03524A1088 | | Agenda | | 935164424 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A | Revised text of articles of association:
Proposed resolution: amending article 24.4
of the articles of association in order to
....(due to space limits, see proxy material
for full proposal). | Management | For | |
| | 1B | Revised text of articles of association:
Proposed resolution: amending article 44 of
the articles of association in order to ...(due
to space limits, see proxy material for full
proposal). | Management | For | |
| | 1C | Revised text of articles of association:
Proposed resolution: amending several
provisions of the articles of association in
....(due to space limits, see proxy material
for full proposal). | Management | For | |
| | 5 | Approval of the statutory annual accounts | Management | For | |
| | 6 | Discharge to the directors | Management | For | |
| | 7 | Discharge to the statutory auditor | Management | For | |
| | 8A | Appointment of director: Proposed
resolution: upon proposal from the Board of
Directors, renewing the appointment of Ms.
....(due to space limits, see proxy material
for full proposal). | Management | For | |
| | 8B | Appointment of director: Proposed
resolution: upon proposal from the Board of
Directors, renewing the appointment of Mr.
Elio ...(due to space limits, see proxy
material for full proposal). | Management | For | |
| | 8C | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 8D | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8E | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8F | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8G | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8H | Appointment of director: Proposed
resolution: acknowledging the end of the
mandate of Mr. Marcel Herrmann Telles as
director ...(due to space limits, see proxy
material for full proposal). | Management | For | |
| | 8I | Appointment of director: Proposed
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 8J | Appointment of director: Proposed
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 8K | Appointment of director: Proposed
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 9 | Remuneration policy and remuneration
report: Proposed ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 10 | Filings | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 15,000 | | 0 | | 07-Apr-2020 | 07-Apr-2020 |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 07-Apr-2020 | 07-Apr-2020 |
| | | ANHEUSER-BUSCH INBEV SA | | | | | |
| | Security | 03524A108 | | Meeting Type | | Annual | |
| | Ticker Symbol | BUD | | Meeting Date | | 03-Jun-2020 | |
| | ISIN | US03524A1088 | | Agenda | | 935213253 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A | Revised text of articles of association:
Proposed resolution: amending article 24.4
of the articles of association in order to
....(due to space limits, see proxy material
for full proposal). | Management | For | |
| | 1B | Revised text of articles of association:
Proposed resolution: amending article 44 of
the articles of association in order to ...(due
to space limits, see proxy material for full
proposal). | Management | For | |
| | 1C | Revised text of articles of association:
Proposed resolution: amending several
provisions of the articles of association in
....(due to space limits, see proxy material
for full proposal). | Management | For | |
| | 5 | Approval of the statutory annual accounts | Management | For | |
| | 6 | Discharge to the directors | Management | For | |
| | 7 | Discharge to the statutory auditor | Management | For | |
| | 8A | Appointment of director: Proposed
resolution: upon proposal from the Board of
Directors, renewing the appointment of Ms.
Michele ...(due to space limits, see proxy
material for full proposal). | Management | For | |
| | 8B | Appointment of director: Proposed
resolution: upon proposal from the Board of
Directors, renewing the appointment of Mr.
Elio ...(due to space limits, see proxy
material for full proposal). | Management | For | |
| | 8C | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 8D | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8E | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8F | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8G | Appointment of director: Proposed
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full proposal). | Management | For | |
| | 8H | Appointment of director: Proposed
resolution: acknowledging the end of the
mandate of Mr. Marcel Herrmann Telles as
director ...(due to space limits, see proxy
material for full proposal). | Management | For | |
| | 8I | Appointment of director: Proposed
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 8J | Appointment of director: Proposed
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 8K | Appointment of director: Proposed
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal). | Management | For | |
| | 9 | Remuneration policy and remuneration
report: Proposed resolution: approving the
remuneration report for the financial ...(due
to space limits, see proxy material for full
proposal). | Management | For | |
| | 10 | Filings | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 15,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | ANNALY CAPITAL MANAGEMENT, INC. | | | | | |
| | Security | 035710409 | | Meeting Type | | Annual | |
| | Ticker Symbol | NLY | | Meeting Date | | 20-May-2020 | |
| | ISIN | US0357104092 | | Agenda | | 935171013 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Francine J. Bovich | Management | For | |
| | 1B. | Election of Director: Katie Beirne Fallon | Management | For | |
| | 1C. | Election of Director: David L. Finkelstein | Management | For | |
| | 1D. | Election of Director: Thomas Hamilton | Management | For | |
| | 1E. | Election of Director: Kathy Hopinkah
Hannan | Management | For | |
| | 1F. | Election of Director: John H. Schaefer | Management | For | |
| | 1G. | Election of Director: Glenn A. Votek | Management | For | |
| | 1H. | Election of Director: Vicki Williams | Management | For | |
| | 2. | Advisory approval of the Company's
executive compensation. | Management | For | |
| | 3. | Approval of the Company's 2020 Equity
Incentive Plan. | Management | For | |
| | 4. | Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020. | Management | For | |
| | 5. | Advisory stockholder proposal regarding
stockholder action by written consent. | Shareholder | No Action | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | AON PLC | | | | | |
| | Security | G0408V102 | | Meeting Type | | Annual | |
| | Ticker Symbol | AON | | Meeting Date | | 04-Feb-2020 | |
| | ISIN | GB00B5BT0K07 | | Agenda | | 935118655 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Special resolution to approve a scheme of
arrangement pursuant to Part 26 of the
Companies Act 2006 ("Scheme"), authorize
the Board of Directors to take all such
actions that it considers necessary or
appropriate to carry the Scheme into effect,
approve a reduction of the share capital of
the Company, approve an amendment to
the Company's articles of association and
approve the issue of Class E ordinary
shares of the Company to Aon Ireland (as
defined in the Scheme) as required as part
of the Scheme, as set forth in the Proxy
Statement/Scheme Circular. | Management | For | |
| | 2. | Special resolution to authorize Aon Ireland
to create distributable profits by a reduction
of the share capital of Aon Ireland,
conditional upon the Scheme becoming
effective. | Management | For | |
| | 3. | Ordinary resolution to approve the terms of
an off-exchange buyback, prior to the
Scheme becoming effective, by the
Company from Aon Corporation of 125,000
Class B ordinary shares of Pound 0.40
each of the Company. | Management | For | |
| | 4. | Special resolution to approve the delisting
of the Company's shares from the New
York Stock Exchange, conditional upon the
Scheme becoming effective. | Management | For | |
| | 5. | Ordinary resolution to approve the
adjournment of the General Meeting, if
necessary. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,500 | | 0 | | 02-Jan-2020 | 02-Jan-2020 |
| | | AON PLC | | | | | |
| | Security | G0408V111 | | Meeting Type | | Annual | |
| | Ticker Symbol | | | Meeting Date | | 04-Feb-2020 | |
| | ISIN | | | Agenda | | 935118667 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To approve the Scheme as set forth in the
Proxy Statement/Scheme Circular. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,500 | | 0 | | 02-Jan-2020 | 02-Jan-2020 |
| | | AON PLC | | | | | |
| | Security | G0403H108 | | Meeting Type | | Annual | |
| | Ticker Symbol | AON | | Meeting Date | | 19-Jun-2020 | |
| | ISIN | IE00BLP1HW54 | | Agenda | | 935200763 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Lester B. Knight | Management | For | |
| | 1B. | Election of Director: Gregory C. Case | Management | For | |
| | 1C. | Election of Director: Jin-Yong Cai | Management | For | |
| | 1D. | Election of Director: Jeffrey C. Campbell | Management | For | |
| | 1E. | Election of Director: Fulvio Conti | Management | For | |
| | 1F. | Election of Director: Cheryl A. Francis | Management | For | |
| | 1G. | Election of Director: J. Michael Losh | Management | For | |
| | 1H. | Election of Director: Richard B. Myers | Management | For | |
| | 1I. | Election of Director: Richard C. Notebaert | Management | For | |
| | 1J. | Election of Director: Gloria Santona | Management | For | |
| | 1K. | Election of Director: Carolyn Y. Woo | Management | For | |
| | 2. | Advisory vote to approve executive
compensation | Management | For | |
| | 3. | Ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm | Management | For | |
| | 4. | Re-appoint Ernst & Young Chartered
Accountants as the Company's statutory
auditor under Irish law | Management | For | |
| | 5. | Authorize the Board of Directors or the
Audit Committee of the Board to determine
the remuneration of Ernst & Young
Chartered Accountants as the Company's
Statutory Auditor under Irish Law | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | APPLE INC. | | | | | |
| | Security | 037833100 | | Meeting Type | | Annual | |
| | Ticker Symbol | AAPL | | Meeting Date | | 26-Feb-2020 | |
| | ISIN | US0378331005 | | Agenda | | 935121563 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: James Bell | Management | For | |
| | 1B. | Election of Director: Tim Cook | Management | For | |
| | 1C. | Election of Director: Al Gore | Management | For | |
| | 1D. | Election of Director: Andrea Jung | Management | For | |
| | 1E. | Election of Director: Art Levinson | Management | For | |
| | 1F. | Election of Director: Ron Sugar | Management | For | |
| | 1G. | Election of Director: Sue Wagner | Management | For | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for 2020 | Management | For | |
| | 3. | Advisory vote to approve executive
compensation | Management | For | |
| | 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments" | Shareholder | Against | |
| | 5. | A shareholder proposal relating to
sustainability and executive compensation | Shareholder | Against | |
| | 6. | A shareholder proposal relating to policies
on freedom of expression | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 09-Jan-2020 | 09-Jan-2020 |
| | | ARLINGTON ASSET INVESTMENT CORP. | | | | | |
| | Security | 041356205 | | Meeting Type | | Annual | |
| | Ticker Symbol | AI | | Meeting Date | | 08-Jun-2020 | |
| | ISIN | US0413562051 | | Agenda | | 935196534 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Daniel E. Berce | Management | For | |
| | 1B. | Election of Director: David W. Faeder | Management | For | |
| | 1C. | Election of Director: Melinda H. McClure | Management | For | |
| | 1D. | Election of Director: Ralph S. Michael, III | Management | For | |
| | 1E. | Election of Director: Anthony P. Nader, III | Management | For | |
| | 1F. | Election of Director: J. Rock Tonkel, Jr. | Management | For | |
| | 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2020. | Management | For | |
| | 3. | Advisory approval of the compensation of
the Company's executive officers. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 7,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | ASTRAZENECA PLC | | | | | |
| | Security | 046353108 | | Meeting Type | | Annual | |
| | Ticker Symbol | AZN | | Meeting Date | | 29-Apr-2020 | |
| | ISIN | US0463531089 | | Agenda | | 935143521 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To receive the Company's Accounts, the
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2019 | Management | For | |
| | 2. | To confirm dividends | Management | For | |
| | 3. | To reappoint PricewaterhouseCoopers LLP
as Auditor | Management | For | |
| | 4. | To authorise the Directors to agree the
remuneration of the Auditor | Management | For | |
| | 5A. | Election of Director: Leif Johansson | Management | For | |
| | 5B. | Election of Director: Pascal Soriot | Management | For | |
| | 5C. | Election of Director: Marc Dunoyer | Management | For | |
| | 5D. | Election of Director: Geneviève Berger | Management | For | |
| | 5E. | Election of Director: Philip Broadley | Management | For | |
| | 5F. | Election of Director: Graham Chipchase | Management | For | |
| | 5G. | Election of Director: Michel Demaré | Management | For | |
| | 5H. | Election of Director: Deborah DiSanzo | Management | For | |
| | 5I. | Election of Director: Sheri McCoy | Management | For | |
| | 5J. | Election of Director: Tony Mok | Management | For | |
| | 5K. | Election of Director: Nazneen Rahman | Management | For | |
| | 5l. | Election of Director: Marcus Wallenberg | Management | For | |
| | 6. | To approve the Annual Report on
Remuneration for the year ended 31
December 2019 | Management | For | |
| | 7. | To approve the Directors' Remuneration
Policy | Management | For | |
| | 8. | To authorise limited political donations | Management | For | |
| | 9. | To authorise the Directors to allot shares | Management | For | |
| | 10. | authorise the Directors to disapply pre-
emption rights (Special Resolution) | Management | For | |
| | 11. | To authorise the Directors to further
disapply pre-emption rights for acquisitions
and specified capital investments (Special
Resolution) | Management | For | |
| | 12. | To authorise the Company to purchase its
own shares (Special Resolution) | Management | For | |
| | 13. | To reduce the notice period for general
meetings (Special Resolution) | Management | For | |
| | 14. | To approve the 2020 Performance Share
Plan | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 10,000 | | 0 | | 07-Apr-2020 | 07-Apr-2020 |
| | | AT&T INC. | | | | | |
| | Security | 00206R102 | | Meeting Type | | Annual | |
| | Ticker Symbol | T | | Meeting Date | | 24-Apr-2020 | |
| | ISIN | US00206R1023 | | Agenda | | 935138140 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Randall L. Stephenson | Management | For | |
| | 1B. | Election of Director: Samuel A. Di Piazza,
Jr. | Management | For | |
| | 1C. | Election of Director: Richard W. Fisher | Management | For | |
| | 1D. | Election of Director: Scott T. Ford | Management | For | |
| | 1E. | Election of Director: Glenn H. Hutchins | Management | For | |
| | 1F. | Election of Director: William E. Kennard | Management | For | |
| | 1G. | Election of Director: Debra L. Lee | Management | For | |
| | 1H. | Election of Director: Stephen J. Luczo | Management | For | |
| | 1I. | Election of Director: Michael B. McCallister | Management | For | |
| | 1J. | Election of Director: Beth E. Mooney | Management | For | |
| | 1K. | Election of Director: Matthew K. Rose | Management | For | |
| | 1L. | Election of Director: Cynthia B. Taylor | Management | For | |
| | 1M. | Election of Director: Geoffrey Y. Yang | Management | For | |
| | 2. | Ratification of appointment of independent
auditors. | Management | For | |
| | 3. | Advisory approval of executive
compensation. | Management | For | |
| | 4. | Independent Board Chairman. | Shareholder | Against | |
| | 5. | Employee Representative Director. | Shareholder | Against | |
| | 6. | Improve Guiding Principles of Executive
Compensation. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | AUTONATION, INC. | | | | | |
| | Security | 05329W102 | | Meeting Type | | Annual | |
| | Ticker Symbol | AN | | Meeting Date | | 22-Apr-2020 | |
| | ISIN | US05329W1027 | | Agenda | | 935137718 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Mike Jackson | Management | For | |
| | 1B. | Election of Director: Thomas J. Baltimore,
Jr | Management | For | |
| | 1C. | Election of Director: Rick L. Burdick | Management | For | |
| | 1D. | Election of Director: David B. Edelson | Management | For | |
| | 1E. | Election of Director: Steven L. Gerard | Management | For | |
| | 1F. | Election of Director: Robert R. Grusky | Management | For | |
| | 1G. | Election of Director: Lisa Lutoff-Perlo | Management | For | |
| | 1H. | Election of Director: G. Mike Mikan | Management | For | |
| | 1I. | Election of Director: Cheryl Miller | Management | For | |
| | 1J. | Election of Director: Jacqueline A.
Travisano | Management | For | |
| | 2. | Ratification of the selection of KPMG LLP
as the Company's independent registered
public accounting firm for 2020. | Management | For | |
| | 3. | Advisory vote on executive compensation. | Management | For | |
| | 4. | Adoption of stockholder proposal regarding
special meetings. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 15,000 | | 0 | | 14-Apr-2020 | 14-Apr-2020 |
| | | BANK OF AMERICA CORPORATION | | | | | |
| | Security | 060505104 | | Meeting Type | | Annual | |
| | Ticker Symbol | BAC | | Meeting Date | | 22-Apr-2020 | |
| | ISIN | US0605051046 | | Agenda | | 935139825 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Sharon L. Allen | Management | For | |
| | 1B. | Election of Director: Susan S. Bies | Management | For | |
| | 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | |
| | 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | |
| | 1E. | Election of Director: Pierre J.P. de Weck | Management | For | |
| | 1F. | Election of Director: Arnold W. Donald | Management | For | |
| | 1G. | Election of Director: Linda P. Hudson | Management | For | |
| | 1H. | Election of Director: Monica C. Lozano | Management | For | |
| | 1I. | Election of Director: Thomas J. May | Management | For | |
| | 1J. | Election of Director: Brian T. Moynihan | Management | For | |
| | 1K. | Election of Director: Lionel L. Nowell III | Management | For | |
| | 1L. | Election of Director: Denise L. Ramos | Management | For | |
| | 1M. | Election of Director: Clayton S. Rose | Management | For | |
| | 1N. | Election of Director: Michael D. White | Management | For | |
| | 1O. | Election of Director: Thomas D. Woods | Management | For | |
| | 1P. | Election of Director: R. David Yost | Management | For | |
| | 1Q. | Election of Director: Maria T. Zuber | Management | For | |
| | 2. | Approving Our Executive Compensation (an
Advisory, Non-binding "Say on Pay"
Resolution). | Management | For | |
| | 3. | Ratifying the Appointment of Our
Independent Registered Public Accounting
Firm for 2020. | Management | For | |
| | 4. | Make Shareholder Proxy Access More
Accessible. | Shareholder | Against | |
| | 5. | Adopt a New Shareholder Right - Written
Consent | Shareholder | Against | |
| | 6. | Report Concerning Gender/Racial Pay
Equity. | Shareholder | Against | |
| | 7. | Review of Statement of the Purpose of a
Corporation and Report on Recommended
Changes to Governance Documents,
Policies, and Practices. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | BAYER AG | | | | | |
| | Security | 072730302 | | Meeting Type | | Annual | |
| | Ticker Symbol | BAYRY | | Meeting Date | | 28-Apr-2020 | |
| | ISIN | US0727303028 | | Agenda | | 935179071 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Distribution of the profit | Management | For | |
| | 2. | Ratification of the actions of the Board of
Management | Management | For | |
| | 3. | Ratification of the actions of the Supervisory
Board | Management | For | |
| | 4A. | Supervisory Board elections: Ertharin
Cousin | Management | For | |
| | 4B. | Supervisory Board elections: Prof. Dr. med.
Dr. h.c. mult. Otmar D. Wiestler | Management | For | |
| | 4C. | Supervisory Board elections: Horst Baier | Management | For | |
| | 5. | Compensation system for the Board of
Management | Management | For | |
| | 6. | Compensation of the Supervisory Board | Management | For | |
| | 7. | Amendment of Articles - Supervisory Board
members' term | Management | For | |
| | 8. | Election of the Auditor (full-year, half-year
and Q3 2020; Q1 2021) | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 30,000 | | 0 | | 14-Apr-2020 | 14-Apr-2020 |
| | | BCE INC. | | | | | |
| | Security | 05534B760 | | Meeting Type | | Annual | |
| | Ticker Symbol | BCE | | Meeting Date | | 07-May-2020 | |
| | ISIN | CA05534B7604 | | Agenda | | 935159182 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 01 | DIRECTOR | Management | | |
| | 1 | BARRY K. ALLEN | For | |
| | 2 | MIRKO BIBIC | For | |
| | 3 | SOPHIE BROCHU | For | |
| | 4 | ROBERT E. BROWN | For | |
| | 5 | DAVID F. DENISON | For | |
| | 6 | ROBERT P. DEXTER | For | |
| | 7 | IAN GREENBERG | For | |
| | 8 | KATHERINE LEE | For | |
| | 9 | MONIQUE F. LEROUX | For | |
| | 10 | GORDON M. NIXON | For | |
| | 11 | THOMAS E. RICHARDS | For | |
| | 12 | CALIN ROVINESCU | For | |
| | 13 | KAREN SHERIFF | For | |
| | 14 | ROBERT C. SIMMONDS | For | |
| | 15 | PAUL R. WEISS | For | |
| | 02 | APPOINTMENT OF DELOITTE LLP AS
AUDITORS. | Management | For | |
| | 03 | ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION AS
DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR. | Management | For | |
| | 04 | SHAREHOLDER PROPOSAL: INCREASE
OF GENDER DIVERSITY TARGET. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,500 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | BERKSHIRE HATHAWAY INC. | | | | | |
| | Security | 084670702 | | Meeting Type | | Annual | |
| | Ticker Symbol | BRKB | | Meeting Date | | 02-May-2020 | |
| | ISIN | US0846707026 | | Agenda | | 935144105 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Warren E. Buffett | For | |
| | 2 | Charles T. Munger | For | |
| | 3 | Gregory E. Abel | For | |
| | 4 | Howard G. Buffett | For | |
| | 5 | Stephen B. Burke | For | |
| | 6 | Kenneth I. Chenault | For | |
| | 7 | Susan L. Decker | For | |
| | 8 | David S. Gottesman | For | |
| | 9 | Charlotte Guyman | For | |
| | 10 | Ajit Jain | For | |
| | 11 | Thomas S. Murphy | For | |
| | 12 | Ronald L. Olson | For | |
| | 13 | Walter Scott, Jr. | For | |
| | 14 | Meryl B. Witmer | For | |
| | 2. | Non-binding resolution to approve the
compensation of the Company's Named
Executive Officers, as described in the 2020
Proxy Statement. | Management | For | |
| | 3. | Non-binding resolution to determine the
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation. | Management | 3 Years | |
| | 4. | Shareholder proposal regarding diversity. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,500 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | BLACKROCK FLTING RT INCOME STRA FD INC | | | | | |
| | Security | 09255X100 | | Meeting Type | | Annual | |
| | Ticker Symbol | FRA | | Meeting Date | | 27-Jul-2020 | |
| | ISIN | US09255X1000 | | Agenda | | 935237330 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Cynthia L. Egan | Withheld | |
| | 2 | Michael J. Castellano | Withheld | |
| | 3 | Catherine A. Lynch | Withheld | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,520 | | 0 | | 24-Jun-2020 | 24-Jun-2020 |
| | | BLACKSTONE MORTGAGE TRUST, INC | | | | | |
| | Security | 09257W100 | | Meeting Type | | Annual | |
| | Ticker Symbol | BXMT | | Meeting Date | | 11-Jun-2020 | |
| | ISIN | US09257W1009 | | Agenda | | 935203391 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Michael B. Nash | For | |
| | 2 | Stephen D. Plavin | For | |
| | 3 | Leonard W. Cotton | For | |
| | 4 | Thomas E. Dobrowski | For | |
| | 5 | Martin L. Edelman | For | |
| | 6 | Henry N. Nassau | For | |
| | 7 | Jonathan L. Pollack | For | |
| | 8 | Lynne B. Sagalyn | For | |
| | 2. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | |
| | 3. | Advisory Vote on Executive Compensation:
To approve in a non-binding, advisory vote,
the compensation paid to our named
executive officers. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 13,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | BOOKING HOLDINGS INC. | | | | | |
| | Security | 09857L108 | | Meeting Type | | Annual | |
| | Ticker Symbol | BKNG | | Meeting Date | | 04-Jun-2020 | |
| | ISIN | US09857L1089 | | Agenda | | 935188929 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Timothy M. Armstrong | For | |
| | 2 | Jeffery H. Boyd | For | |
| | 3 | Glenn D. Fogel | For | |
| | 4 | Mirian M. Graddick-Weir | For | |
| | 5 | Wei Hopeman | For | |
| | 6 | Robert J. Mylod, Jr. | For | |
| | 7 | Charles H. Noski | For | |
| | 8 | Nicholas J. Read | For | |
| | 9 | Thomas E. Rothman | For | |
| | 10 | Bob van Dijk | For | |
| | 11 | Lynn M. Vojvodich | For | |
| | 12 | Vanessa A. Wittman | For | |
| | 2. | Advisory vote to approve 2019 executive
compensation. | Management | For | |
| | 3. | Ratification of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2020. | Management | For | |
| | 4. | Stockholder proposal requesting the right of
stockholders to act by written consent. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 246 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | BP P.L.C. | | | | | |
| | Security | 055622104 | | Meeting Type | | Annual | |
| | Ticker Symbol | BP | | Meeting Date | | 27-May-2020 | |
| | ISIN | US0556221044 | | Agenda | | 935180062 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To receive the annual report and accounts. | Management | For | |
| | 2. | To approve the directors' remuneration
report. | Management | For | |
| | 3. | To approve the directors' remuneration
policy. | Management | For | |
| | 4A. | To elect Mr B Looney as a director. | Management | For | |
| | 4B. | To re-elect Mr B Gilvary as a director. | Management | For | |
| | 4C. | To re-elect Dame A Carnwath as a director. | Management | For | |
| | 4D. | To re-elect Ms P Daley as a director. | Management | For | |
| | 4E. | To re-elect Sir I E L Davis as a director. | Management | For | |
| | 4F. | To re-elect Professor Dame A Dowling as a
director. | Management | For | |
| | 4G. | To re-elect Mr H Lund as a director. | Management | For | |
| | 4H. | To re-elect Mrs M B Meyer as a director. | Management | For | |
| | 4I. | To re-elect Mr B R Nelson as a director. | Management | For | |
| | 4J. | To re-elect Mrs P R Reynolds as a director. | Management | For | |
| | 4K. | To re-elect Sir J Sawers as a director. | Management | For | |
| | 5. | To reappoint Deloitte LLP as auditor. | Management | For | |
| | 6. | To authorize the audit committee to fix the
auditor's remuneration. | Management | For | |
| | 7. | To approve changes to the BP Executive
Directors' Incentive Plan. | Management | For | |
| | 8. | To give limited authority to make political
donations and incur political expenditure. | Management | For | |
| | 9. | To give limited authority to allot shares up
to a specified amount. | Management | For | |
| | 10. | Special resolution: to give authority to allot
a limited number of shares for cash free of
pre-emption rights. | Management | For | |
| | 11. | Special resolution: to give additional
authority to allot a limited number of shares
for cash free of pre-emption rights. | Management | For | |
| | 12. | Special resolution: to give limited authority
for the purchase of its own shares by the
company. | Management | For | |
| | 13. | Special resolution: to authorize the calling
of general meetings (excluding annual
general meetings) by notice of at least 14
clear days. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 10,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | BROADMARK REALTY CAPITAL INC | | | | | |
| | Security | 11135B100 | | Meeting Type | | Annual | |
| | Ticker Symbol | BRMK | | Meeting Date | | 16-Jun-2020 | |
| | ISIN | US11135B1008 | | Agenda | | 935215928 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1.1 | Election of Director: Joseph L. Schocken | Management | For | |
| | 1.2 | Election of Director: Jeffrey B. Pyatt | Management | For | |
| | 1.3 | Election of Director: Stephen G. Haggerty | Management | For | |
| | 1.4 | Election of Director: Daniel J. Hirsch | Management | For | |
| | 1.5 | Election of Director: Kevin M. Luebbers | Management | For | |
| | 1.6 | Election of Director: Norma J. Lawrence | Management | For | |
| | 1.7 | Election of Director: David A. Karp | Management | For | |
| | 2. | The ratification of the appointment of Moss
Adams LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | CAMECO CORPORATION | | | | | |
| | Security | 13321L108 | | Meeting Type | | Annual | |
| | Ticker Symbol | CCJ | | Meeting Date | | 30-Apr-2020 | |
| | ISIN | CA13321L1085 | | Agenda | | 935152710 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | A | DIRECTOR | Management | | |
| | 1 | IAN BRUCE | For | |
| | 2 | DANIEL CAMUS | For | |
| | 3 | DONALD DERANGER | For | |
| | 4 | CATHERINE GIGNAC | For | |
| | 5 | TIM GITZEL | For | |
| | 6 | JIM GOWANS | For | |
| | 7 | KATHRYN JACKSON | For | |
| | 8 | DON KAYNE | For | |
| | 9 | ANNE MCLELLAN | For | |
| | B | APPOINT KPMG LLP AS AUDITORS | Management | For | |
| | C | BE IT RESOLVED THAT, ON AN
ADVISORY BASIS AND NOT TO
DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS FOR EXECUTIVE
COMPENSATION, THE SHAREHOLDERS
ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION
DISCLOSED IN CAMECO'S
MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2020
ANNUAL MEETING OF SHAREHOLDERS. | Management | For | |
| | D | YOU DECLARE THAT THE SHARES
REPRESENTED BY THIS VOTING
INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR
CONTROLLED, EITHER DIRECTLY OR
INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED BELOW. IF THE
SHARES ARE HELD IN THE NAMES OF
TWO OR MORE PEOPLE, YOU DECLARE
THAT ALL OF THESE PEOPLE ARE
RESIDENTS OF CANADA. NOTE: "FOR" =
YES, "ABSTAIN" = NO, "AGAINST" WILL
BE TREATED AS NOT MARKED | Management | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 50,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | CAPITAL ONE FINANCIAL CORPORATION | | | | | |
| | Security | 14040H105 | | Meeting Type | | Annual | |
| | Ticker Symbol | COF | | Meeting Date | | 30-Apr-2020 | |
| | ISIN | US14040H1059 | | Agenda | | 935149080 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Richard D. Fairbank | Management | For | |
| | 1B. | Election of Director: Aparna
Chennapragada | Management | For | |
| | 1C. | Election of Director: Ann Fritz Hackett | Management | For | |
| | 1D. | Election of Director: Peter Thomas Killalea | Management | For | |
| | 1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | |
| | 1F. | Election of Director: Pierre E. Leroy | Management | For | |
| | 1G. | Election of Director: Francois Locoh-Donou | Management | For | |
| | 1H. | Election of Director: Peter E. Raskind | Management | For | |
| | 1I. | Election of Director: Eileen Serra | Management | For | |
| | 1J. | Election of Director: Mayo A. Shattuck III | Management | For | |
| | 1K. | Election of Director: Bradford H. Warner | Management | For | |
| | 1L. | Election of Director: Catherine G. West | Management | For | |
| | 2. | Ratification of the selection of Ernst &
Young LLP as independent registered
public accounting firm of Capital One for
2020. | Management | For | |
| | 3. | Advisory approval of Capital One's 2019
Named Executive Officer compensation. | Management | For | |
| | 4. | Approval of amendments to Capital One's
Restated Certificate of Incorporation to
allow stockholder to act by written consent. | Management | For | |
| | 5. | Stockholder proposal regarding an
independent Board chairman, if properly
presented at the meeting. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,500 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | CAPITALA FINANCE CORP | | | | | |
| | Security | 14054R106 | | Meeting Type | | Annual | |
| | Ticker Symbol | CPTA | | Meeting Date | | 30-Apr-2020 | |
| | ISIN | US14054R1068 | | Agenda | | 935144054 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | R. Charles Moyer | For | |
| | 2. | To approve a proposal to authorize the
Company to sell shares of its common
stock at a price or prices below the
Company's then current net asset value per
share in one or more offerings, in each
case, subject to the approval of its board of
directors and compliance with the
conditions set forth in the proxy statement
pertaining thereto (including, without
limitation, that the number of shares issued
does not exceed 25% of the Company's
then outstanding common stock
immediately prior to each such offering). | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 78,455 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | CARETRUST REIT | | | | | |
| | Security | 14174T107 | | Meeting Type | | Annual | |
| | Ticker Symbol | CTRE | | Meeting Date | | 30-Apr-2020 | |
| | ISIN | US14174T1079 | | Agenda | | 935144927 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Allen C. Barbieri | Management | For | |
| | 1B. | Election of Director: Jon D. Kline | Management | For | |
| | 1C. | Election of Director: Diana M. Laing | Management | For | |
| | 1D. | Election of Director: Spencer G. Plumb | Management | For | |
| | 1E. | Election of Director: Gregory K. Stapley | Management | For | |
| | 2. | Approval, on an advisory basis, of the
compensation of the Company's named
executive officers. | Management | For | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | CATERPILLAR INC. | | | | | |
| | Security | 149123101 | | Meeting Type | | Annual | |
| | Ticker Symbol | CAT | | Meeting Date | | 10-Jun-2020 | |
| | ISIN | US1491231015 | | Agenda | | 935192980 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Kelly A. Ayotte | Management | For | |
| | 1B. | Election of Director: David L. Calhoun | Management | For | |
| | 1C. | Election of Director: Daniel M. Dickinson | Management | For | |
| | 1D. | Election of Director: Juan Gallardo | Management | For | |
| | 1E. | Election of Director: William A. Osborn | Management | For | |
| | 1F. | Election of Director: Debra L. Reed-Klages | Management | For | |
| | 1G. | Election of Director: Edward B. Rust, Jr. | Management | For | |
| | 1H. | Election of Director: Susan C. Schwab | Management | For | |
| | 1I. | Election of Director: D. James Umpleby III | Management | For | |
| | 1J. | Election of Director: Miles D. White | Management | For | |
| | 1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | |
| | 2. | Ratification of our Independent Registered
Public Accounting Firm | Management | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation | Management | For | |
| | 4. | Shareholder Proposal - Provide a Report of
Lobbying Activities | Shareholder | Against | |
| | 5. | Shareholder Proposal - Independent Board
Chairman | Shareholder | Against | |
| | 6. | Shareholder Proposal - Shareholder Action
by Written Consent | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | CHEVRON CORPORATION | | | | | |
| | Security | 166764100 | | Meeting Type | | Annual | |
| | Ticker Symbol | CVX | | Meeting Date | | 27-May-2020 | |
| | ISIN | US1667641005 | | Agenda | | 935183979 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: W. M. Austin | Management | For | |
| | 1B. | Election of Director: J. B. Frank | Management | For | |
| | 1C. | Election of Director: A. P. Gast | Management | For | |
| | 1D. | Election of Director: E. Hernandez, Jr. | Management | For | |
| | 1E. | Election of Director: C. W. Moorman IV | Management | For | |
| | 1F. | Election of Director: D. F. Moyo | Management | For | |
| | 1G. | Election of Director: D. Reed-Klages | Management | For | |
| | 1H. | Election of Director: R. D. Sugar | Management | For | |
| | 1I. | Election of Director: D. J. Umpleby III | Management | For | |
| | 1J. | Election of Director: M. K. Wirth | Management | For | |
| | 2. | Ratification of Appointment of PwC as
Independent Registered Public Accounting
Firm | Management | For | |
| | 3. | Advisory Vote to Approve Named Executive
Officer Compensation | Management | For | |
| | 4. | Report on Lobbying | Shareholder | Against | |
| | 5. | Create a Board Committee on Climate Risk | Shareholder | Against | |
| | 6. | Report on Climate Lobbying | Shareholder | Against | |
| | 7. | Report on Petrochemical Risk | Shareholder | Against | |
| | 8. | Report on Human Rights Practices | Shareholder | Against | |
| | 9. | Set Special Meeting Threshold at 10% | Shareholder | Against | |
| | 10. | Adopt Policy for an Independent Chairman | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,800 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | CISCO SYSTEMS, INC. | | | | | |
| | Security | 17275R102 | | Meeting Type | | Annual | |
| | Ticker Symbol | CSCO | | Meeting Date | | 10-Dec-2019 | |
| | ISIN | US17275R1023 | | Agenda | | 935094920 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: M. Michele Burns | Management | For | |
| | 1B. | Election of Director: Wesley G. Bush | Management | For | |
| | 1C. | Election of Director: Michael D. Capellas | Management | For | |
| | 1D. | Election of Director: Mark Garrett | Management | For | |
| | 1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | |
| | 1F. | Election of Director: Roderick C. McGeary | Management | For | |
| | 1G. | Election of Director: Charles H. Robbins | Management | For | |
| | 1H. | Election of Director: Arun Sarin | Management | For | |
| | 1I. | Election of Director: Brenton L. Saunders | Management | For | |
| | 1J. | Election of Director: Carol B. Tomé | Management | For | |
| | 2. | Approval, on an advisory basis, of executive
compensation. | Management | For | |
| | 3. | Ratification of PricewaterhouseCoopers
LLP as Cisco's independent registered
public accounting firm for fiscal 2020. | Management | For | |
| | 4. | Approval to have Cisco's Board adopt a
policy to have an independent Board
chairman. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,700 | | 0 | | 03-Dec-2019 | 03-Dec-2019 |
| | | CITRIX SYSTEMS, INC. | | | | | |
| | Security | 177376100 | | Meeting Type | | Annual | |
| | Ticker Symbol | CTXS | | Meeting Date | | 03-Jun-2020 | |
| | ISIN | US1773761002 | | Agenda | | 935187989 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Robert M. Calderoni | Management | For | |
| | 1B. | Election of Director: Nanci E. Caldwell | Management | For | |
| | 1C. | Election of Director: Robert D. Daleo | Management | For | |
| | 1D. | Election of Director: Murray J. Demo | Management | For | |
| | 1E. | Election of Director: Ajei S. Gopal | Management | For | |
| | 1F. | Election of Director: David J. Henshall | Management | For | |
| | 1G. | Election of Director: Thomas E. Hogan | Management | For | |
| | 1H. | Election of Director: Moira A. Kilcoyne | Management | For | |
| | 1I. | Election of Director: Peter J. Sacripanti | Management | For | |
| | 1J. | Election of Director: J. Donald Sherman | Management | For | |
| | 2. | Approval of the Company's Second
Amended and Restated 2014 Equity
Incentive Plan | Management | For | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for 2020 | Management | For | |
| | 4 | Advisory vote to approve the compensation
of the Company's named executive officers | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | CME GROUP INC. | | | | | |
| | Security | 12572Q105 | | Meeting Type | | Annual | |
| | Ticker Symbol | CME | | Meeting Date | | 06-May-2020 | |
| | ISIN | US12572Q1058 | | Agenda | | 935153407 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Equity Director: Terrence A.
Duffy | Management | For | |
| | 1B. | Election of Equity Director: Timothy S.
Bitsberger | Management | For | |
| | 1C. | Election of Equity Director: Charles P.
Carey | Management | For | |
| | 1D. | Election of Equity Director: Dennis H.
Chookaszian | Management | For | |
| | 1E. | Election of Equity Director: Bryan T. Durkin | Management | For | |
| | 1F. | Election of Equity Director: Ana Dutra | Management | For | |
| | 1G. | Election of Equity Director: Martin J.
Gepsman | Management | For | |
| | 1H. | Election of Equity Director: Larry G. Gerdes | Management | For | |
| | 1I. | Election of Equity Director: Daniel R.
Glickman | Management | For | |
| | 1J. | Election of Equity Director: Daniel G. Kaye | Management | For | |
| | 1K. | Election of Equity Director: Phyllis M.
Lockett | Management | For | |
| | 1L. | Election of Equity Director: Deborah J.
Lucas | Management | For | |
| | 1M. | Election of Equity Director: Terry L. Savage | Management | For | |
| | 1N. | Election of Equity Director: Rahael Seifu | Management | For | |
| | 1O. | Election of Equity Director: William R.
Shepard | Management | For | |
| | 1P. | Election of Equity Director: Howard J.
Siegel | Management | For | |
| | 1Q. | Election of Equity Director: Dennis A.
Suskind | Management | For | |
| | 2. | Ratification of the appointment of Ernst &
Young as our independent registered public
accounting firm for 2020. | Management | For | |
| | 3. | Advisory vote on the compensation of our
named executive officers. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 800 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | | | | | |
| | Security | 19842X109 | | Meeting Type | | Annual | |
| | Ticker Symbol | STK | | Meeting Date | | 15-Jun-2020 | |
| | ISIN | US19842X1090 | | Agenda | | 935143115 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Patricia M. Flynn | Withheld | |
| | 2 | Brian J. Gallagher | Withheld | |
| | 3 | Catherine James Paglia | Withheld | |
| | 2. | To ratify the selection of
PricewaterhouseCoopers LLP as the Fund's
independent registered public accounting
firm. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 4470335 | | 4470335 | 4470335 | | NORTHERN
TRUST
COMPANY | 2,551 | | 0 | | 07-Apr-2020 | 07-Apr-2020 |
| | | COMMSCOPE HOLDING COMPANY, INC. | | | | | |
| | Security | 20337X109 | | Meeting Type | | Annual | |
| | Ticker Symbol | COMM | | Meeting Date | | 08-May-2020 | |
| | ISIN | US20337X1090 | | Agenda | | 935152506 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 2A. | Election of Class I Director: Frank M.
Drendel | Management | For | |
| | 2B. | Election of Class I Director: Joanne M.
Maguire | Management | For | |
| | 2C. | Election of Class I Director: Thomas J.
Manning | Management | For | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for 2020. | Management | For | |
| | 4. | Non-binding, advisory vote to approve the
compensation of our named executive
officers as described in the proxy
statement. | Management | For | |
| | 5. | Non-binding, advisory vote to approve the
frequency of future advisory votes on the
compensation of our named executive
officers. | Management | 1 Year | |
| | 6. | Approval of the issuance of common shares
in connection with certain rights of holders
of the Company's Series A Convertible
Preferred Stock issued in connection with
the ARRIS acquisition. | Management | For | |
| | 7. | Approval of additional shares under the
Company's 2019 Long-Term Incentive Plan. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 7,500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | COMPASS DIVERSIFIED HOLDINGS | | | | | |
| | Security | 20451Q104 | | Meeting Type | | Annual | |
| | Ticker Symbol | CODI | | Meeting Date | | 27-May-2020 | |
| | ISIN | US20451Q1040 | | Agenda | | 935174071 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | James J. Bottiglieri | Withheld | |
| | 2 | Gordon M. Burns | Withheld | |
| | 2. | To approve, on a non-binding and advisory
basis, the resolution approving the
compensation of our named executive
officers as disclosed in the Proxy Statement
("Say-on-Pay Vote"). | Management | For | |
| | 3. | To ratify the appointment of Grant Thornton
LLP to serve as the independent auditor for
the Company and the Trust for the fiscal
year ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | CONSTELLATION BRANDS, INC. | | | | | |
| | Security | 21036P108 | | Meeting Type | | Annual | |
| | Ticker Symbol | STZ | | Meeting Date | | 21-Jul-2020 | |
| | ISIN | US21036P1084 | | Agenda | | 935230754 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Christy Clark | For | |
| | 2 | Jennifer M. Daniels | For | |
| | 3 | Jerry Fowden | For | |
| | 4 | Ernesto M. Hernandez | For | |
| | 5 | S. Somersille Johnson | For | |
| | 6 | James A. Locke III | For | |
| | 7 | J. Manuel Madero Garza | For | |
| | 8 | Daniel J. McCarthy | For | |
| | 9 | William A. Newlands | For | |
| | 10 | Richard Sands | For | |
| | 11 | Robert Sands | For | |
| | 12 | Judy A. Schmeling | For | |
| | 2. | To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2021. | Management | For | |
| | 3. | To approve, by an advisory vote, the
compensation of the Company's named
executive officers as disclosed in the Proxy
Statement. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,500 | | 0 | | 24-Jun-2020 | 24-Jun-2020 |
| | | CORNING INCORPORATED | | | | | |
| | Security | 219350105 | | Meeting Type | | Annual | |
| | Ticker Symbol | GLW | | Meeting Date | | 30-Apr-2020 | |
| | ISIN | US2193501051 | | Agenda | | 935142721 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Donald W. Blair | Management | For | |
| | 1B. | Election of Director: Leslie A. Brun | Management | For | |
| | 1C. | Election of Director: Stephanie A. Burns | Management | For | |
| | 1D. | Election of Director: Richard T. Clark | Management | For | |
| | 1E. | Election of Director: Robert F. Cummings,
Jr. | Management | For | |
| | 1F. | Election of Director: Deborah A. Henretta | Management | For | |
| | 1G. | Election of Director: Daniel P. Huttenlocher | Management | For | |
| | 1H. | Election of Director: Kurt M. Landgraf | Management | For | |
| | 1I. | Election of Director: Kevin J. Martin | Management | For | |
| | 1J. | Election of Director: Deborah D. Rieman | Management | For | |
| | 1K. | Election of Director: Hansel E. Tookes, II | Management | For | |
| | 1L. | Election of Director: Wendell P. Weeks | Management | For | |
| | 1M. | Election of Director: Mark S. Wrighton | Management | For | |
| | 2. | Advisory approval of the Company's
executive compensation (Say on Pay). | Management | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,500 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | CORTEVA INC. | | | | | |
| | Security | 22052L104 | | Meeting Type | | Annual | |
| | Ticker Symbol | CTVA | | Meeting Date | | 28-Apr-2020 | |
| | ISIN | US22052L1044 | | Agenda | | 935148672 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Lamberto Andreotti | Management | For | |
| | 1B. | Election of Director: Robert A. Brown | Management | For | |
| | 1C. | Election of Director: James C. Collins, Jr. | Management | For | |
| | 1D. | Election of Director: Klaus A. Engel | Management | For | |
| | 1E. | Election of Director: Michael O. Johanns | Management | For | |
| | 1F. | Election of Director: Lois D. Juliber | Management | For | |
| | 1G. | Election of Director: Rebecca B. Liebert | Management | For | |
| | 1H. | Election of Director: Marcos M. Lutz | Management | For | |
| | 1I. | Election of Director: Nayaki Nayyar | Management | For | |
| | 1J. | Election of Director: Gregory R. Page | Management | For | |
| | 1K. | Election of Director: Lee M. Thomas | Management | For | |
| | 1L. | Election of Director: Patrick J. Ward | Management | For | |
| | 2. | Advisory resolution to approve executive
compensation of the Company's named
executive officers. | Management | For | |
| | 3. | Advisory resolution on the frequency of the
stockholder vote on the compensation of
the Company's named executive officers. | Management | 1 Year | |
| | 4. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2020. | Management | For | |
| | 5. | Approval of Corteva, Inc. Global Omnibus
Employee Stock Purchase Plan. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 526 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | CYRUSONE INC. | | | | | |
| | Security | 23283R100 | | Meeting Type | | Annual | |
| | Ticker Symbol | CONE | | Meeting Date | | 27-Apr-2020 | |
| | ISIN | US23283R1005 | | Agenda | | 935146159 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | David H. Ferdman | For | |
| | 2 | John W. Gamble, Jr. | For | |
| | 3 | Michael A. Klayko | For | |
| | 4 | T. Tod Nielsen | For | |
| | 5 | Alex Shumate | For | |
| | 6 | William E. Sullivan | For | |
| | 7 | Lynn A. Wentworth | For | |
| | 2. | Advisory vote to approve the compensation
of the Company's named executive officers | Management | For | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | DAVITA INC. | | | | | |
| | Security | 23918K108 | | Meeting Type | | Special | |
| | Ticker Symbol | DVA | | Meeting Date | | 23-Jan-2020 | |
| | ISIN | US23918K1088 | | Agenda | | 935115015 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To approve an amendment to the DaVita
HealthCare Partners Inc. 2011 Incentive
Award Plan to allow an equity grant to the
Chief Executive Officer. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 02-Jan-2020 | 02-Jan-2020 |
| | | DAVITA INC. | | | | | |
| | Security | 23918K108 | | Meeting Type | | Annual | |
| | Ticker Symbol | DVA | | Meeting Date | | 11-Jun-2020 | |
| | ISIN | US23918K1088 | | Agenda | | 935203896 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Pamela M. Arway | Management | For | |
| | 1B. | Election of Director: Charles G. Berg | Management | For | |
| | 1C. | Election of Director: Barbara J. Desoer | Management | For | |
| | 1D. | Election of Director: Pascal Desroches | Management | For | |
| | 1E. | Election of Director: Paul J. Diaz | Management | For | |
| | 1F. | Election of Director: John M. Nehra | Management | For | |
| | 1G. | Election of Director: Javier J. Rodriguez | Management | For | |
| | 1H. | Election of Director: Phyllis R. Yale | Management | For | |
| | 2. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for fiscal year 2020. | Management | For | |
| | 3. | To approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | |
| | 4. | To approve the DaVita Inc. 2020 Incentive
Award Plan. | Management | For | |
| | 5. | Stockholder proposal regarding political
contributions disclosure, if properly
presented at the meeting. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | DIGITAL REALTY TRUST, INC. | | | | | |
| | Security | 253868103 | | Meeting Type | | Special | |
| | Ticker Symbol | DLR | | Meeting Date | | 27-Feb-2020 | |
| | ISIN | US2538681030 | | Agenda | | 935128137 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To consider and vote on a proposal to
approve the issuance of shares of common
stock of Digital Realty Trust, Inc., which we
refer to as DLR, to be paid by Digital
Intrepid Holding B.V. (formerly known as
DN 39J 7A B.V.), which we refer to as
Buyer, to the shareholders of InterXion
Holding N.V., which we refer to as INXN, in
connection with the transactions
contemplated by the purchase agreement,
dated October 29, 2019, as amended, by
and among DLR, INXN and Buyer (a copy
of purchase agreement is attached as
Annex A to accompanying proxy
statement/prospectus). | Management | For | |
| | 2. | To consider and vote on a proposal to
approve one or more adjournments of the
DLR special meeting to another date, time
or place, if necessary or appropriate, to
solicit additional proxies in favor of the
proposal to approve the issuance of shares
of DLR common stock in connection with
the transactions contemplated by the
purchase agreement. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 05-Feb-2020 | 05-Feb-2020 |
| | | DIGITAL REALTY TRUST, INC. | | | | | |
| | Security | 253868103 | | Meeting Type | | Annual | |
| | Ticker Symbol | DLR | | Meeting Date | | 08-Jun-2020 | |
| | ISIN | US2538681030 | | Agenda | | 935206296 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Laurence A. Chapman | Management | For | |
| | 1B. | Election of Director: Alexis Black Bjorlin | Management | For | |
| | 1C. | Election of Director: Michael A. Coke | Management | For | |
| | 1D. | Election of Director: VeraLinn Jamieson | Management | For | |
| | 1E. | Election of Director: Kevin J. Kennedy | Management | For | |
| | 1F. | Election of Director: William G. LaPerch | Management | For | |
| | 1G. | Election of Director: Jean F.H.P. Mandeville | Management | For | |
| | 1H. | Election of Director: Afshin Mohebbi | Management | For | |
| | 1I. | Election of Director: Mark R. Patterson | Management | For | |
| | 1J. | Election of Director: Mary Hogan Preusse | Management | For | |
| | 1K. | Election of Director: A. William Stein | Management | For | |
| | 2. | To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020. | Management | For | |
| | 3. | To approve, on a non-binding, advisory
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (say on pay). | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | DOLLAR GENERAL CORPORATION | | | | | |
| | Security | 256677105 | | Meeting Type | | Annual | |
| | Ticker Symbol | DG | | Meeting Date | | 27-May-2020 | |
| | ISIN | US2566771059 | | Agenda | | 935166579 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Warren F. Bryant | Management | For | |
| | 1B. | Election of Director: Michael M. Calbert | Management | For | |
| | 1C. | Election of Director: Sandra B. Cochran | Management | For | |
| | 1D. | Election of Director: Patricia D. Fili-Krushel | Management | For | |
| | 1E. | Election of Director: Timothy I. McGuire | Management | For | |
| | 1F. | Election of Director: William C. Rhodes, III | Management | For | |
| | 1G. | Election of Director: Debra A. Sandler | Management | For | |
| | 1H. | Election of Director: Ralph E. Santana | Management | For | |
| | 1I. | Election of Director: Todd J. Vasos | Management | For | |
| | 2. | To approve, on an advisory (non-binding)
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement. | Management | For | |
| | 3. | To ratify the appointment of Ernst & Young
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2020. | Management | For | |
| | 4. | To approve amendments to the amended
and restated charter, as amended, of Dollar
General Corporation to replace
supermajority voting requirements with a
majority voting requirement as described in
the proxy statement. | Management | For | |
| | 5. | To approve an amendment to the amended
and restated bylaws of Dollar General
Corporation to replace the supermajority
voting requirement with a majority voting
requirement as described in the proxy
statement. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | DOLLAR TREE, INC. | | | | | |
| | Security | 256746108 | | Meeting Type | | Annual | |
| | Ticker Symbol | DLTR | | Meeting Date | | 11-Jun-2020 | |
| | ISIN | US2567461080 | | Agenda | | 935193261 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Arnold S. Barron | Management | For | |
| | 1B. | Election of Director: Gregory M. Bridgeford | Management | For | |
| | 1C. | Election of Director: Thomas W. Dickson | Management | For | |
| | 1D. | Election of Director: Lemuel E. Lewis | Management | For | |
| | 1E. | Election of Director: Jeffrey G. Naylor | Management | For | |
| | 1F. | Election of Director: Gary M. Philbin | Management | For | |
| | 1G. | Election of Director: Bob Sasser | Management | For | |
| | 1H. | Election of Director: Thomas A. Saunders III | Management | For | |
| | 1I. | Election of Director: Stephanie P. Stahl | Management | For | |
| | 1J. | Election of Director: Carrie A. Wheeler | Management | For | |
| | 1K. | Election of Director: Thomas E. Whiddon | Management | For | |
| | 1L. | Election of Director: Carl P. Zeithaml | Management | For | |
| | 2. | To approve, by a non-binding advisory vote,
the compensation of the Company's named
executive officers. | Management | For | |
| | 3. | To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year 2020. | Management | For | |
| | 4. | To vote on the shareholder proposal on
greenhouse gas emissions goals. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 10,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | DOMINION ENERGY, INC. | | | | | |
| | Security | 25746U109 | | Meeting Type | | Annual | |
| | Ticker Symbol | D | | Meeting Date | | 06-May-2020 | |
| | ISIN | US25746U1097 | | Agenda | | 935152316 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: James A. Bennett | Management | For | |
| | 1B. | Election of Director: Helen E. Dragas | Management | For | |
| | 1C. | Election of Director: James O. Ellis, Jr. | Management | For | |
| | 1D. | Election of Director: Thomas F. Farrell, II | Management | For | |
| | 1E. | Election of Director: D. Maybank Hagood | Management | For | |
| | 1F. | Election of Director: John W. Harris | Management | For | |
| | 1G. | Election of Director: Ronald W. Jibson | Management | For | |
| | 1H. | Election of Director: Mark J. Kington | Management | For | |
| | 1I. | Election of Director: Joseph M. Rigby | Management | For | |
| | 1J. | Election of Director: Pamela J. Royal, M.D. | Management | For | |
| | 1K. | Election of Director: Robert H. Spilman, Jr. | Management | For | |
| | 1L. | Election of Director: Susan N. Story | Management | For | |
| | 1M. | Election of Director: Michael E.
Szymanczyk | Management | For | |
| | 2. | Ratification of Appointment of Independent
Auditor. | Management | For | |
| | 3. | Advisory Vote on Approval of Executive
Compensation (Say on Pay). | Management | For | |
| | 4. | Shareholder Proposal Regarding a Policy to
Require an Independent Chair | Shareholder | Against | |
| | 5. | Shareholder Proposal Regarding the Right
of Shareholders to Act by Written Consent | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | DOW INC. | | | | | |
| | Security | 260557103 | | Meeting Type | | Annual | |
| | Ticker Symbol | DOW | | Meeting Date | | 09-Apr-2020 | |
| | ISIN | US2605571031 | | Agenda | | 935132441 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Samuel R. Allen | Management | For | |
| | 1B. | Election of Director: Ajay Banga | Management | For | |
| | 1C. | Election of Director: Jacqueline K. Barton | Management | For | |
| | 1D. | Election of Director: James A. Bell | Management | For | |
| | 1E. | Election of Director: Wesley G. Bush | Management | For | |
| | 1F. | Election of Director: Richard K. Davis | Management | For | |
| | 1G. | Election of Director: Jeff M. Fettig | Management | For | |
| | 1H. | Election of Director: Jim Fitterling | Management | For | |
| | 1I. | Election of Director: Jacqueline C. Hinman | Management | For | |
| | 1J. | Election of Director: Jill S. Wyant | Management | For | |
| | 1K. | Election of Director: Daniel W. Yohannes | Management | For | |
| | 2. | Advisory Resolution to Approve Executive
Compensation | Management | For | |
| | 3. | Advisory Resolution on the Frequency of
Future Advisory Votes to Approve
Executive Compensation | Management | 1 Year | |
| | 4. | Ratification of the Appointment of the
Independent Registered Public Accounting
Firm | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,026 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | DUKE ENERGY CORPORATION | | | | | |
| | Security | 26441C204 | | Meeting Type | | Annual | |
| | Ticker Symbol | DUK | | Meeting Date | | 07-May-2020 | |
| | ISIN | US26441C2044 | | Agenda | | 935148975 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Michael G. Browning | For | |
| | 2 | Annette K. Clayton | For | |
| | 3 | Theodore F. Craver, Jr. | For | |
| | 4 | Robert M. Davis | For | |
| | 5 | Daniel R. DiMicco | For | |
| | 6 | Nicholas C. Fanandakis | For | |
| | 7 | Lynn J. Good | For | |
| | 8 | John T. Herron | For | |
| | 9 | William E. Kennard | For | |
| | 10 | E. Marie McKee | For | |
| | 11 | Marya M. Rose | For | |
| | 12 | Thomas E. Skains | For | |
| | 13 | William E. Webster, Jr. | For | |
| | 2. | Ratification of Deloitte & Touche LLP as
Duke Energy's independent registered
public accounting firm for 2020 | Management | For | |
| | 3. | Advisory vote to approve Duke Energy's
named executive officer compensation | Management | For | |
| | 4. | Shareholder proposal regarding
independent board chair | Shareholder | Against | |
| | 5. | Shareholder proposal regarding elimination
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation | Shareholder | Abstain | |
| | 6. | Shareholder proposal regarding providing a
semiannual report on Duke Energy's
political contributions and expenditures | Shareholder | Against | |
| | 7. | Shareholder proposal regarding providing
an annual report on Duke Energy's lobbying
payments | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,387 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | DUPONT DE NEMOURS INC | | | | | |
| | Security | 26614N102 | | Meeting Type | | Annual | |
| | Ticker Symbol | DD | | Meeting Date | | 27-May-2020 | |
| | ISIN | US26614N1028 | | Agenda | | 935183981 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Amy G. Brady | Management | For | |
| | 1B. | Election of Director: Edward D. Breen | Management | For | |
| | 1C. | Election of Director: Ruby R. Chandy | Management | For | |
| | 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | |
| | 1E. | Election of Director: Terrence R. Curtin | Management | For | |
| | 1F. | Election of Director: Alexander M. Cutler | Management | For | |
| | 1G. | Election of Director: Eleuthère I. du Pont | Management | For | |
| | 1H. | Election of Director: Rajiv L. Gupta | Management | For | |
| | 1I. | Election of Director: Luther C. Kissam | Management | For | |
| | 1J. | Election of Director: Frederick M. Lowery | Management | For | |
| | 1K. | Election of Director: Raymond J. Milchovich | Management | For | |
| | 1L. | Election of Director: Steven M. Sterin | Management | For | |
| | 2. | Advisory Resolution to Approve Executive
Compensation | Management | For | |
| | 3. | Approval of the DuPont 2020 Equity and
Incentive Plan | Management | For | |
| | 4. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2020 | Management | For | |
| | 5. | Modification of Threshold for Calling Special
Stockholder Meetings | Shareholder | Against | |
| | 6. | Employee Board Advisory Position | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 526 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | EASTERLY GOVERNMENT PROPERTIES, INC. | | | | | |
| | Security | 27616P103 | | Meeting Type | | Annual | |
| | Ticker Symbol | DEA | | Meeting Date | | 05-May-2020 | |
| | ISIN | US27616P1030 | | Agenda | | 935178904 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1.1 | Election of Director: Darrell W. Crate | Management | For | |
| | 1.2 | Election of Director: William C. Trimble, III | Management | For | |
| | 1.3 | Election of Director: Michael P. Ibe | Management | For | |
| | 1.4 | Election of Director: William H. Binnie | Management | For | |
| | 1.5 | Election of Director: Cynthia A. Fisher | Management | For | |
| | 1.6 | Election of Director: Scott D. Freeman | Management | For | |
| | 1.7 | Election of Director: Emil W. Henry, Jr. | Management | For | |
| | 1.8 | Election of Director: Tara S. Innes | Management | For | |
| | 2. | Approval, on a non-binding advisory basis,
of our named executive officer
compensation. | Management | For | |
| | 3. | Ratification of the Audit Committee's
appointment of PricewaterhouseCoopers
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 12,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | ECOLAB INC. | | | | | |
| | Security | 278865100 | | Meeting Type | | Annual | |
| | Ticker Symbol | ECL | | Meeting Date | | 07-May-2020 | |
| | ISIN | US2788651006 | | Agenda | | 935147795 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | |
| | 1B. | Election of Director: Shari L. Ballard | Management | For | |
| | 1C. | Election of Director: Barbara J. Beck | Management | For | |
| | 1D. | Election of Director: Jeffrey M. Ettinger | Management | For | |
| | 1E. | Election of Director: Arthur J. Higgins | Management | For | |
| | 1F. | Election of Director: Michael Larson | Management | For | |
| | 1G. | Election of Director: David W. MacLennan | Management | For | |
| | 1H. | Election of Director: Tracy B. McKibben | Management | For | |
| | 1I. | Election of Director: Lionel L. Nowell, III | Management | For | |
| | 1J. | Election of Director: Victoria J. Reich | Management | For | |
| | 1K. | Election of Director: Suzanne M. Vautrinot | Management | For | |
| | 1L. | Election of Director: John J. Zillmer | Management | For | |
| | 2. | Ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for the current year ending December
31, 2020. | Management | For | |
| | 3. | Advisory vote to approve the compensation
of executives disclosed in the Proxy
Statement. | Management | For | |
| | 4. | Stockholder proposal regarding proxy
access, if properly presented. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | ELI LILLY AND COMPANY | | | | | |
| | Security | 532457108 | | Meeting Type | | Annual | |
| | Ticker Symbol | LLY | | Meeting Date | | 04-May-2020 | |
| | ISIN | US5324571083 | | Agenda | | 935148937 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: M. L. Eskew | Management | Abstain | |
| | 1B. | Election of Director: W. G. Kaelin, Jr. | Management | Abstain | |
| | 1C. | Election of Director: D. A. Ricks | Management | Abstain | |
| | 1D. | Election of Director: M. S. Runge | Management | Abstain | |
| | 1E. | Election of Director: K. Walker | Management | Abstain | |
| | 2. | Approval, by non-binding vote, of the
compensation paid to the company's named
executive officers. | Management | Abstain | |
| | 3. | Ratification of Ernst & Young LLP as the
independent auditor for 2020. | Management | Abstain | |
| | 4. | Approve amendments to the Articles of
Incorporation to eliminate the classified
board structure. | Management | Abstain | |
| | 5. | Approve amendments to the Articles of
Incorporation to eliminate supermajority
voting provisions. | Management | Abstain | |
| | 6. | Shareholder proposal to disclose direct and
indirect lobbying activities and
expenditures. | Shareholder | Abstain | |
| | 7. | Shareholder proposal to publish a report on
the effectiveness of the forced swim test. | Shareholder | Abstain | |
| | 8. | Shareholder proposal to amend the bylaws
to require an independent board chair. | Shareholder | Abstain | |
| | 9. | Shareholder proposal on board diversity
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective. | Shareholder | Abstain | |
| | 10. | Shareholder proposal to publish feasibility
report on incorporating public concern over
drug prices into senior executive
compensation arrangements. | Shareholder | Abstain | |
| | 11. | Shareholder proposal to implement a bonus
deferral policy. | Shareholder | Abstain | |
| | 12. | Shareholder proposal to disclose clawbacks
on executive incentive compensation due to
misconduct. | Shareholder | Abstain | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,592 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | ENBRIDGE INC. | | | | | |
| | Security | 29250N105 | | Meeting Type | | Annual | |
| | Ticker Symbol | ENB | | Meeting Date | | 05-May-2020 | |
| | ISIN | CA29250N1050 | | Agenda | | 935147365 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 01 | DIRECTOR | Management | | |
| | 1 | PAMELA L. CARTER | For | |
| | 2 | MARCEL R. COUTU | For | |
| | 3 | SUSAN M. CUNNINGHAM | For | |
| | 4 | GREGORY L. EBEL | For | |
| | 5 | J. HERB ENGLAND | For | |
| | 6 | CHARLES W. FISCHER | For | |
| | 7 | GREGORY J. GOFF | For | |
| | 8 | V.M. KEMPSTON DARKES | For | |
| | 9 | TERESA S. MADDEN | For | |
| | 10 | AL MONACO | For | |
| | 11 | DAN C. TUTCHER | For | |
| | 02 | APPOINT THE AUDITORS APPOINT
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF ENBRIDGE AT
REMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS | Management | For | |
| | 03 | AMEND, RECONFIRM AND APPROVE
THE SHAREHOLDER RIGHTS PLAN OF
ENBRIDGE | Management | For | |
| | 04 | RATIFY, CONFIRM AND APPROVE THE
AMENDMENTS TO GENERAL BY-LAW
NO. 1 OF ENBRIDGE | Management | For | |
| | 05 | ADVISORY VOTE TO APPROVE
ENBRIDGE'S APPROACH TO
EXECUTIVE COMPENSATION | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 8,999 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | ENTERGY CORPORATION | | | | | |
| | Security | 29364G103 | | Meeting Type | | Annual | |
| | Ticker Symbol | ETR | | Meeting Date | | 08-May-2020 | |
| | ISIN | US29364G1031 | | Agenda | | 935155576 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: J. R. Burbank | Management | For | |
| | 1B. | Election of Director: P. J. Condon | Management | For | |
| | 1C. | Election of Director: L. P. Denault | Management | For | |
| | 1D. | Election of Director: K. H. Donald | Management | For | |
| | 1E. | Election of Director: P. L. Frederickson | Management | For | |
| | 1F. | Election of Director: A. M. Herman | Management | For | |
| | 1G. | Election of Director: M. E. Hyland | Management | For | |
| | 1H. | Election of Director: S. L. Levenick | Management | For | |
| | 1I. | Election of Director: B. L. Lincoln | Management | For | |
| | 1J. | Election of Director: K. A. Puckett | Management | For | |
| | 2. | Ratification of the Appointment of Deloitte &
Touche LLP as Independent Registered
Public Accountants for 2020. | Management | For | |
| | 3. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | EXXON MOBIL CORPORATION | | | | | |
| | Security | 30231G102 | | Meeting Type | | Annual | |
| | Ticker Symbol | XOM | | Meeting Date | | 27-May-2020 | |
| | ISIN | US30231G1022 | | Agenda | | 935176443 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Susan K. Avery | Management | For | |
| | 1B. | Election of Director: Angela F. Braly | Management | For | |
| | 1C. | Election of Director: Ursula M. Burns | Management | For | |
| | 1D. | Election of Director: Kenneth C. Frazier | Management | For | |
| | 1E. | Election of Director: Joseph L. Hooley | Management | For | |
| | 1F. | Election of Director: Steven A. Kandarian | Management | For | |
| | 1G. | Election of Director: Douglas R.
Oberhelman | Management | For | |
| | 1H. | Election of Director: Samuel J. Palmisano | Management | For | |
| | 1I. | Election of Director: William C. Weldon | Management | For | |
| | 1J. | Election of Director: Darren W. Woods | Management | For | |
| | 2. | Ratification of Independent Auditors (page
29) | Management | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation (page 30) | Management | For | |
| | 4. | Independent Chairman (page 59) | Shareholder | Against | |
| | 5. | Special Shareholder Meetings (page 61) | Shareholder | Against | |
| | 6. | Report on Environmental Expenditures
(page 62) | Shareholder | Against | |
| | 7. | Report on Risks of Petrochemical
Investments (page 64) | Shareholder | Against | |
| | 8. | Report on Political Contributions (page 66) | Shareholder | Against | |
| | 9. | Report on Lobbying (page 67) | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 7,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,404 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | FACEBOOK, INC. | | | | | |
| | Security | 30303M102 | | Meeting Type | | Annual | |
| | Ticker Symbol | FB | | Meeting Date | | 27-May-2020 | |
| | ISIN | US30303M1027 | | Agenda | | 935178221 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Peggy Alford | For | |
| | 2 | Marc L. Andreessen | For | |
| | 3 | Andrew W. Houston | For | |
| | 4 | Nancy Killefer | For | |
| | 5 | Robert M. Kimmitt | For | |
| | 6 | Sheryl K. Sandberg | For | |
| | 7 | Peter A. Thiel | For | |
| | 8 | Tracey T. Travis | For | |
| | 9 | Mark Zuckerberg | For | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | |
| | 3. | To approve the director compensation
policy. | Management | For | |
| | 4. | A stockholder proposal regarding change in
stockholder voting. | Shareholder | Against | |
| | 5. | A stockholder proposal regarding an
independent chair. | Shareholder | Against | |
| | 6. | A stockholder proposal regarding majority
voting for directors. | Shareholder | Against | |
| | 7. | A stockholder proposal regarding political
advertising. | Shareholder | Against | |
| | 8. | A stockholder proposal regarding
human/civil rights expert on board. | Shareholder | Against | |
| | 9. | A stockholder proposal regarding report on
civil and human rights risks. | Shareholder | Against | |
| | 10. | A stockholder proposal regarding child
exploitation. | Shareholder | Against | |
| | 11. | A stockholder proposal regarding median
gender/racial pay gap. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | FIVE BELOW, INC. | | | | | |
| | Security | 33829M101 | | Meeting Type | | Annual | |
| | Ticker Symbol | FIVE | | Meeting Date | | 16-Jun-2020 | |
| | ISIN | US33829M1018 | | Agenda | | 935205256 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Joel D. Anderson | Management | Abstain | |
| | 1B. | Election of Director: Kathleen S. Barclay | Management | Abstain | |
| | 1C. | Election of Director: Thomas M. Ryan | Management | Abstain | |
| | 2. | To ratify the appointment of KPMG LLP as
the Company's independent registered
public accounting firm for the current fiscal
year ending January 30, 2021. | Management | Abstain | |
| | 3. | To approve, by non-binding advisory vote,
the Company's Named Executive Officer
compensation. | Management | Abstain | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | FMC CORPORATION | | | | | |
| | Security | 302491303 | | Meeting Type | | Annual | |
| | Ticker Symbol | FMC | | Meeting Date | | 28-Apr-2020 | |
| | ISIN | US3024913036 | | Agenda | | 935145347 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director to serve for a one-year
term expiring in 2021: Pierre Brondeau | Management | For | |
| | 1B. | Election of Director to serve for a one-year
term expiring in 2021: Eduardo E. Cordeiro | Management | For | |
| | 1C. | Election of Director to serve for a one-year
term expiring in 2021: Mark Douglas | Management | For | |
| | 1D. | Election of Director to serve for a one-year
term expiring in 2021: C. Scott Greer | Management | For | |
| | 1E. | Election of Director to serve for a one-year
term expiring in 2021: K'Lynne Johnson | Management | For | |
| | 1F. | Election of Director to serve for a one-year
term expiring in 2021: Dirk A. Kempthorne | Management | For | |
| | 1G. | Election of Director to serve for a one-year
term expiring in 2021: Paul J. Norris | Management | For | |
| | 1H. | Election of Director to serve for a one-year
term expiring in 2021: Margareth Øvrum | Management | For | |
| | 1I. | Election of Director to serve for a one-year
term expiring in 2021: Robert C. Pallash | Management | For | |
| | 1J. | Election of Director to serve for a one-year
term expiring in 2021: William H. Powell | Management | For | |
| | 1K. | Election of Director to serve for a one-year
term expiring in 2021: Vincent R. Volpe, Jr. | Management | For | |
| | 2. | Ratification of the appointment of
independent registered public accounting
firm. | Management | For | |
| | 3. | Approval, by non-binding vote, of executive
compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,400 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | FORTRESS TRANSPORTATION & INFRA INV LLC | | | | | |
| | Security | 34960P101 | | Meeting Type | | Annual | |
| | Ticker Symbol | FTAI | | Meeting Date | | 19-Jun-2020 | |
| | ISIN | US34960P1012 | | Agenda | | 935204634 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Joseph P. Adams, Jr. | Withheld | |
| | 2 | Judith A. Hannaway | Withheld | |
| | 3 | Martin Tuchman | Withheld | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as independent registered public
accounting firm for Fortress Transportation
and Infrastructure Investors LLC for fiscal
year 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | GASLOG PARTNERS LP | | | | | |
| | Security | Y2687W108 | | Meeting Type | | Annual | |
| | Ticker Symbol | GLOP | | Meeting Date | | 14-May-2020 | |
| | ISIN | MHY2687W1084 | | Agenda | | 935165464 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To elect Pamela M. Gibson as class II
Director to serve for three-year term until
the 2023 annual meeting or until her
successor has been elected or appointed. | Management | Abstain | |
| | 2. | To ratify the appointment of Deloitte LLP as
our independent auditors for the fiscal year
ending December 31, 2020. | Management | Abstain | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | GENERAL MILLS, INC. | | | | | |
| | Security | 370334104 | | Meeting Type | | Annual | |
| | Ticker Symbol | GIS | | Meeting Date | | 24-Sep-2019 | |
| | ISIN | US3703341046 | | Agenda | | 935070362 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: R. Kerry Clark | Management | For | |
| | 1B. | Election of Director: David M. Cordani | Management | For | |
| | 1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | |
| | 1D. | Election of Director: Jeffrey L. Harmening | Management | For | |
| | 1E. | Election of Director: Maria G. Henry | Management | For | |
| | 1F. | Election of Director: Elizabeth C. Lempres | Management | For | |
| | 1G. | Election of Director: Diane L. Neal | Management | For | |
| | 1H. | Election of Director: Steve Odland | Management | For | |
| | 1I. | Election of Director: Maria A. Sastre | Management | For | |
| | 1J. | Election of Director: Eric D. Sprunk | Management | For | |
| | 1K. | Election of Director: Jorge A. Uribe | Management | For | |
| | 2. | Advisory Vote on Executive Compensation. | Management | For | |
| | 3. | Ratify Appointment of the Independent
Registered Public Accounting Firm. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 24-Sep-2019 | |
| | | GOLAR LNG PARTNERS LP | | | | | |
| | Security | Y2745C102 | | Meeting Type | | Annual | |
| | Ticker Symbol | GMLP | | Meeting Date | | 27-Sep-2019 | |
| | ISIN | MHY2745C1021 | | Agenda | | 935069876 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To elect Alf Thorkildsen as a Class I
Director of the Partnership whose term will
expire at the 2022 Annual Meeting of
Limited Partners. | Management | Abstain | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 8,000 | | 0 | | 24-Sep-2019 | 24-Sep-2019 |
| | | GOLUB CAPITAL BDC, INC. | | | | | |
| | Security | 38173M102 | | Meeting Type | | Annual | |
| | Ticker Symbol | GBDC | | Meeting Date | | 04-Feb-2020 | |
| | ISIN | US38173M1027 | | Agenda | | 935116649 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Class I Director: David B. Golub | Management | Abstain | |
| | 1B. | Election of Class I Director: Anita R.
Rosenberg | Management | Abstain | |
| | 2. | To ratify the selection of Ernst & Young LLP
to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020. | Management | Abstain | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 15,000 | | 0 | | 02-Jan-2020 | 02-Jan-2020 |
| | | GRUPO AEROPORTUARIO DEL CENTRO NORTE | | | | | |
| | Security | 400501102 | | Meeting Type | | Annual | |
| | Ticker Symbol | OMAB | | Meeting Date | | 19-Jun-2020 | |
| | ISIN | US4005011022 | | Agenda | | 935231275 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | O1 | Reports of the Board of Directors in
accordance with Article 28, section IV,
paragraphs (d) and (e) of the Mexican
Securities Law, regarding the fiscal year
ended as of December 31, 2019 and
adoption of resolutions thereof. | Management | For | |
| | O2 | Reports of the Chief Executive Officer and
External Auditor in accordance with Article
28, section IV, paragraph (b) of the Mexican
Securities Law, regarding the fiscal year
ended as of December 31, 2019 and
adoption of resolutions thereof. | Management | For | |
| | O3 | Reports and opinion referred to in Article
28, section IV, paragraphs (a) and (c) of the
Mexican Securities Law, including the
Fiscal Report referred to in article 76,
section XIX of the Income Tax Law and
adoption of resolutions thereof. | Management | For | |
| | O4 | Allocation of results of the Company and
adoption of resolutions thereof. | Management | For | |
| | O5 | Discussion and approval of the amount for
share repurchases and adoption of
resolutions thereof. | Management | For | |
| | O6 | Discussion and, in the event, approval of a
proposal to appoint and/or confirm
members of the Board of Directors and the
Chairs of the Audit and Corporate
Practices, Finance, Planning and
Sustainability Committees; determination of
their respective emoluments and adoption
of resolutions thereof. | Management | For | |
| | O7 | Appointment of Special Delegates. | Management | For | |
| | E1 | Discussion and, in the event, approval of a
proposal to cancel Series B shares
acquired in accordance with article 56 of the
Mexican Securities Law, and thereby to
reduce the minimum or fixed social capital
of the Company, and, in the event, to
modify Article Six of the Bylaws of the
Company and adoption of resolutions
thereof. | Management | For | |
| | E2 | Appointment of Special Delegates. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 15-Jun-2020 | 15-Jun-2020 |
| | | GRUPO AEROPORTUARIO DEL PACIFICO SA | | | | | |
| | Security | 400506101 | | Meeting Type | | Annual | |
| | Ticker Symbol | PAC | | Meeting Date | | 01-Jul-2020 | |
| | ISIN | US4005061019 | | Agenda | | 935238938 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | In compliance with Article 28, Section IV of
the Mexican Securities Market Law, the
following will be presented and, if
applicable, submitted for approval: a. The
Chief Executive Officer's report regarding
the results of operations for the fiscal year
ended December 31, 2019, in accordance
with Article 44, Section XI of the Mexican
Securities Market Law and Article 172 of
the Mexican General Corporations Law,
together with the external auditor's report,
with respect to the Company on an ...(due
to space limits, see proxy material for full
proposal). | Management | No Action | |
| | 2. | As a result of the reports in item I above,
ratification of the actions by our Board of
Directors and officers and release from
further obligations in the fulfillment of their
duties. | Management | No Action | |
| | 3. | Presentation, discussion and submission for
approval of the Company's financial
statements on an unconsolidated basis in
accordance with MFRS for purposes of
calculating legal reserves, net income, fiscal
effects related to dividend payments and
capital reduction, as applicable, and
approval of the financial statements of the
Company and its subsidiaries on a
consolidated basis in accordance with IFRS
for their publication to financial ...(due to
space limits, see proxy material for full
proposal). | Management | No Action | |
| | 4. | Proposal to approve from the Company's
net income for the fiscal year ended
December 31, 2019, reported in its
unconsolidated financial statements in
accordance with MFRS presented in
agenda item III above, which was Ps.
5,247,808,596.00 (FIVE BILLION, TWO
HUNDRED AND FORTY-SEVEN MILLION,
EIGHT HUNDRED AND EIGHT
THOUSAND, AND FIVE HUNDRED AND
NINETY-SIX PESOS 00/100 M.N.), the
allocation of this amount towards increasing
the Company's legal reserves. | Management | No Action | |
| | 5. | Cancellation of any amounts outstanding
under the share repurchase program
approved at the General Ordinary
Shareholders' Meeting that took place on
April 23, 2019 for ...(Due to space limits,
see proxy material for full proposal). | Management | No Action | |
| | 8. | Ratification and/or designation of the
persons that will serve as members of the
Company's Board of Directors, as
designated by the Series B shareholders. | Management | No Action | |
| | 9. | Ratification and/or designation of the
Chairman of the Company's Board of
Directors, in accordance with Article 16 of
the Company's by-laws. | Management | No Action | |
| | 10. | Ratification of the compensation paid to the
members of the Company's Board of
Directors during the 2019 fiscal year and
determination of the compensation to be
paid in 2020. | Management | No Action | |
| | 11. | Ratification and/or designation of the
member of our board of directors
designated by the Series B shareholders to
serve as a member of the Company's
Nominations and Compensation
Committee, in accordance with Article 28 of
the Company's bylaws. | Management | No Action | |
| | 12. | Ratification and/or designation of the
President of the Audit and Corporate
Practices Committee. | Management | No Action | |
| | 14. | Appointment and designation of special
delegates to present to a notary public the
resolutions adopted at this meeting for
formalization. Adoption of the resolutions
deemed necessary or convenient in order to
fulfill the decisions adopted in relation to the
preceding agenda items | Management | No Action | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 24-Jun-2020 | 24-Jun-2020 |
| | | HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | | | | | |
| | Security | 41068X100 | | Meeting Type | | Annual | |
| | Ticker Symbol | HASI | | Meeting Date | | 04-Jun-2020 | |
| | ISIN | US41068X1000 | | Agenda | | 935193122 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Jeffrey W. Eckel | For | |
| | 2 | Teresa M. Brenner | For | |
| | 3 | Michael T. Eckhart | For | |
| | 4 | Simone F. Lagomarsino | For | |
| | 5 | Charles M. O'Neil | For | |
| | 6 | Richard J. Osborne | For | |
| | 7 | Steven G. Osgood | For | |
| | 2. | The ratification of the appointment of Ernst
& Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December 31,
2020. | Management | For | |
| | 3. | The advisory approval of the compensation
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in this proxy
statement. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 10,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | HOLOGIC, INC. | | | | | |
| | Security | 436440101 | | Meeting Type | | Annual | |
| | Ticker Symbol | HOLX | | Meeting Date | | 05-Mar-2020 | |
| | ISIN | US4364401012 | | Agenda | | 935122577 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Stephen P. MacMillan | For | |
| | 2 | Sally W. Crawford | For | |
| | 3 | Charles J. Dockendorff | For | |
| | 4 | Scott T. Garrett | For | |
| | 5 | Ludwig N. Hantson | For | |
| | 6 | Namal Nawana | For | |
| | 7 | Christiana Stamoulis | For | |
| | 8 | Amy M. Wendell | For | |
| | 2. | A non-binding advisory resolution to
approve executive compensation. | Management | For | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for fiscal 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 05-Feb-2020 | 05-Feb-2020 |
| | | IAA, INC | | | | | |
| | Security | 449253103 | | Meeting Type | | Annual | |
| | Ticker Symbol | IAA | | Meeting Date | | 17-Jun-2020 | |
| | ISIN | US4492531037 | | Agenda | | 935198893 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Class I Director: John W. Kett | Management | Abstain | |
| | 1B. | Election of Class I Director: Peter H. Kamin | Management | Abstain | |
| | 1C. | Election of Class I Director: Lynn Jolliffe | Management | Abstain | |
| | 2. | To approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | |
| | 3. | To approve, on an advisory basis, the
frequency of future advisory votes on
named executive officer compensation. | Management | 1 Year | |
| | 4. | Ratification of the appointment of KPMG
LLP as our independent registered public
accounting firm for the fiscal year ending
December 27, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 12,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | INTEL CORPORATION | | | | | |
| | Security | 458140100 | | Meeting Type | | Annual | |
| | Ticker Symbol | INTC | | Meeting Date | | 14-May-2020 | |
| | ISIN | US4581401001 | | Agenda | | 935158635 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: James J. Goetz | Management | For | |
| | 1B. | Election of Director: Alyssa Henry | Management | For | |
| | 1C. | Election of Director: Omar Ishrak | Management | For | |
| | 1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | |
| | 1E. | Election of Director: Tsu-Jae King Liu | Management | For | |
| | 1F. | Election of Director: Gregory D. Smith | Management | For | |
| | 1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | |
| | 1H. | Election of Director: Andrew Wilson | Management | For | |
| | 1I. | Election of Director: Frank D. Yeary | Management | For | |
| | 2. | Ratification of selection of Ernst & Young
LLP as our independent registered public
accounting firm for 2020 | Management | For | |
| | 3. | Advisory vote to approve executive
compensation of our listed officers | Management | For | |
| | 4. | Approval of amendment and restatement of
the 2006 Employee Stock Purchase Plan | Management | For | |
| | 5. | Stockholder proposal on whether to allow
stockholders to act by written consent, if
properly presented at the meeting | Shareholder | Against | |
| | 6. | Stockholder proposal requesting a report on
the global median gender/racial pay gap, if
properly presented at the meeting | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | INTERCONTINENTAL EXCHANGE, INC. | | | | | |
| | Security | 45866F104 | | Meeting Type | | Annual | |
| | Ticker Symbol | ICE | | Meeting Date | | 15-May-2020 | |
| | ISIN | US45866F1049 | | Agenda | | 935159447 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Hon. Sharon Y. Bowen | Management | For | |
| | 1B. | Election of Director: Charles R. Crisp | Management | For | |
| | 1C. | Election of Director: Duriya M. Farooqui | Management | For | |
| | 1D. | Election of Director: Jean-Marc Forneri | Management | For | |
| | 1E. | Election of Director: The Rt. Hon. the Lord
Hague of Richmond | Management | For | |
| | 1F. | Election of Director: Hon. Frederick W.
Hatfield | Management | For | |
| | 1G. | Election of Director: Thomas E. Noonan | Management | For | |
| | 1H. | Election of Director: Frederic V. Salerno | Management | For | |
| | 1I. | Election of Director: Jeffrey C. Sprecher | Management | For | |
| | 1J. | Election of Director: Judith A. Sprieser | Management | For | |
| | 1K. | Election of Director: Vincent Tese | Management | For | |
| | 2. | To approve, by non-binding vote, the
advisory resolution on executive
compensation for named executive officers. | Management | For | |
| | 3. | To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 18-May-2020 | |
| | | IQVIA HOLDINGS INC. | | | | | |
| | Security | 46266C105 | | Meeting Type | | Annual | |
| | Ticker Symbol | IQV | | Meeting Date | | 06-Apr-2020 | |
| | ISIN | US46266C1053 | | Agenda | | 935132453 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Carol J. Burt | Withheld | |
| | 2 | Colleen A. Goggins | Withheld | |
| | 3 | Ronald A. Rittenmeyer | Withheld | |
| | 2. | An advisory (non-binding) vote to approve
executive compensation. | Management | For | |
| | 3. | The ratification of the appointment of
PricewaterhouseCoopers LLP as IQVIA
Holdings Inc.'s independent registered
public accounting firm for the year ending
December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | IRON MOUNTAIN INC. | | | | | |
| | Security | 46284V101 | | Meeting Type | | Annual | |
| | Ticker Symbol | IRM | | Meeting Date | | 13-May-2020 | |
| | ISIN | US46284V1017 | | Agenda | | 935160096 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director for a one-year term:
Jennifer Allerton | Management | For | |
| | 1B. | Election of Director for a one-year term:
Pamela M. Arway | Management | For | |
| | 1C. | Election of Director for a one-year term:
Clarke H. Bailey | Management | For | |
| | 1D. | Election of Director for a one-year term:
Kent P. Dauten | Management | For | |
| | 1E. | Election of Director for a one-year term:
Paul F. Deninger | Management | For | |
| | 1F. | Election of Director for a one-year term:
Monte Ford | Management | For | |
| | 1G. | Election of Director for a one-year term:
Per-Kristian Halvorsen | Management | For | |
| | 1H. | Election of Director for a one-year term:
Robin L. Matlock | Management | For | |
| | 1I. | Election of Director for a one-year term:
William L. Meaney | Management | For | |
| | 1J. | Election of Director for a one-year term:
Wendy J. Murdock | Management | For | |
| | 1K. | Election of Director for a one-year term:
Walter C. Rakowich | Management | For | |
| | 1L. | Election of Director for a one-year term:
Doyle R. Simons | Management | For | |
| | 1M. | Election of Director for a one-year term:
Alfred J. Verrecchia | Management | For | |
| | 2. | The approval of a non-binding, advisory
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement. | Management | For | |
| | 3. | The ratification of the selection by the Audit
Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | JERNIGAN CAPITAL, INC. | | | | | |
| | Security | 476405105 | | Meeting Type | | Special | |
| | Ticker Symbol | JCAP | | Meeting Date | | 20-Feb-2020 | |
| | ISIN | US4764051052 | | Agenda | | 935125876 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | A proposal to approve the acquisition by
Jernigan Capital Operating Company, LLC
(the "Operating Company") of substantially
all of the operating assets and liabilities of
JCap Advisors, LLC (the "Manager") in
exchange for 1,794,872 common units of
limited liability company interest in Jernigan
Capital Operating Company, LLC ("OC
Units") issuable to the Manager upon the
closing of the Internalization (as defined
below) (the "Initial Consideration") and an
additional 769,231 OC Units. | Management | For | |
| | 2. | A proposal to approve the adjournment of
the Special Meeting, if necessary or
appropriate in the discretion of the chairman
of the Special Meeting, to solicit additional
proxies if there are not sufficient votes at
the time of the Special Meeting to approve
the Internalization. See "Proposal 2:
Proposal to Approve the Adjournment of the
Special Meeting". | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 05-Feb-2020 | 05-Feb-2020 |
| | | JERNIGAN CAPITAL, INC. | | | | | |
| | Security | 476405105 | | Meeting Type | | Annual | |
| | Ticker Symbol | JCAP | | Meeting Date | | 28-Apr-2020 | |
| | ISIN | US4764051052 | | Agenda | | 935146399 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | John A. Good | For | |
| | 2 | Mark O. Decker | For | |
| | 3 | Rebecca Owen | For | |
| | 4 | Howard A. Silver | For | |
| | 5 | Dr. Harry J. Thie | For | |
| | 2. | To ratify the appointment of Grant Thornton
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | LABORATORY CORP. OF AMERICA HOLDINGS | | | | | |
| | Security | 50540R409 | | Meeting Type | | Annual | |
| | Ticker Symbol | LH | | Meeting Date | | 13-May-2020 | |
| | ISIN | US50540R4092 | | Agenda | | 935165933 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Kerrii B. Anderson | Management | For | |
| | 1B. | Election of Director: Jean-Luc Bélingard | Management | For | |
| | 1C. | Election of Director: Jeffrey A. Davis | Management | For | |
| | 1D. | Election of Director: D. Gary Gilliland, M.D.,
Ph.D. | Management | For | |
| | 1E. | Election of Director: Garheng Kong, M.D.,
Ph.D. | Management | For | |
| | 1F. | Election of Director: Peter M. Neupert | Management | For | |
| | 1G. | Election of Director: Richelle P. Parham | Management | For | |
| | 1H. | Election of Director: Adam H. Schechter | Management | For | |
| | 1I. | Election of Director: R. Sanders Williams,
M.D. | Management | For | |
| | 2. | To approve, by non-binding vote, executive
compensation. | Management | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as
Laboratory Corporation of America
Holdings' independent registered public
accounting firm for 2020. | Management | For | |
| | 4. | Shareholder proposal seeking the power for
shareholders of 10% or more of our
common stock to call a special shareholder
meeting. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 3,500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,050 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | LTC PROPERTIES, INC. | | | | | |
| | Security | 502175102 | | Meeting Type | | Annual | |
| | Ticker Symbol | LTC | | Meeting Date | | 27-May-2020 | |
| | ISIN | US5021751020 | | Agenda | | 935199768 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1.1 | Election of Director to hold office until the
2021 Annual Meeting: Boyd W.
Hendrickson | Management | For | |
| | 1.2 | Election of Director to hold office until the
2021 Annual Meeting: James J. Pieczynski | Management | For | |
| | 1.3 | Election of Director to hold office until the
2021 Annual Meeting: Devra G. Shapiro | Management | For | |
| | 1.4 | Election of Director to hold office until the
2021 Annual Meeting: Wendy L. Simpson | Management | For | |
| | 1.5 | Election of Director to hold office until the
2021 Annual Meeting: Timothy J. Triche,
M.D. | Management | For | |
| | 2. | Ratification of independent registered public
accounting firm. | Management | For | |
| | 3. | Advisory vote to approve named executive
officer compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | MAGELLAN MIDSTREAM PARTNERS,L.P. | | | | | |
| | Security | 559080106 | | Meeting Type | | Annual | |
| | Ticker Symbol | MMP | | Meeting Date | | 23-Apr-2020 | |
| | ISIN | US5590801065 | | Agenda | | 935136413 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Chansoo Joung | For | |
| | 2 | Michael N. Mears | For | |
| | 3 | James R. Montague | For | |
| | 2. | Advisory Resolution to Approve Executive
Compensation. | Management | For | |
| | 3. | Ratification of Appointment of Independent
Registered Public Accounting Firm for
2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | MCKESSON CORPORATION | | | | | |
| | Security | 58155Q103 | | Meeting Type | | Annual | |
| | Ticker Symbol | MCK | | Meeting Date | | 29-Jul-2020 | |
| | ISIN | US58155Q1031 | | Agenda | | 935239182 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director for a one-year term:
Dominic J. Caruso | Management | For | |
| | 1B. | Election of Director for a one-year term: N.
Anthony Coles, M.D. | Management | For | |
| | 1C. | Election of Director for a one-year term: M.
Christine Jacobs | Management | For | |
| | 1D. | Election of Director for a one-year term:
Donald R. Knauss | Management | For | |
| | 1E. | Election of Director for a one-year term:
Marie L. Knowles | Management | For | |
| | 1F. | Election of Director for a one-year term:
Bradley E. Lerman | Management | For | |
| | 1G. | Election of Director for a one-year term:
Maria Martinez | Management | For | |
| | 1H. | Election of Director for a one-year term:
Edward A. Mueller | Management | For | |
| | 1I. | Election of Director for a one-year term:
Susan R. Salka | Management | For | |
| | 1J. | Election of Director for a one-year term:
Brian S. Tyler | Management | For | |
| | 1K. | Election of Director for a one-year term:
Kenneth E. Washington, Ph.D. | Management | For | |
| | 2. | Ratification of the appointment of Deloitte &
Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2021. | Management | For | |
| | 3. | Advisory vote on executive compensation. | Management | For | |
| | 4. | Shareholder proposal on action by written
consent of shareholders. | Shareholder | Against | |
| | 5. | Shareholder proposal on disclosure of
lobbying activities and expenditures. | Shareholder | Against | |
| | 6. | Shareholder proposal on statement of
purpose of a corporation. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 5,500 | | 0 | | 24-Jun-2020 | 24-Jun-2020 |
| | | MEDICAL PROPERTIES TRUST, INC. | | | | | |
| | Security | 58463J304 | | Meeting Type | | Annual | |
| | Ticker Symbol | MPW | | Meeting Date | | 21-May-2020 | |
| | ISIN | US58463J3041 | | Agenda | | 935207072 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Edward K. Aldag, Jr. | Management | For | |
| | 1B. | Election of Director: G. Steven Dawson | Management | For | |
| | 1C. | Election of Director: R. Steven Hamner | Management | For | |
| | 1D. | Election of Director: Caterina A. Mozingo | Management | For | |
| | 1E. | Election of Director: Elizabeth N. Pitman | Management | For | |
| | 1F. | Election of Director: C. Reynolds
Thompson, III | Management | For | |
| | 1G. | Election of Director: D. Paul Sparks, Jr. | Management | For | |
| | 1H. | Election of Director: Michael G. Stewart | Management | For | |
| | 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for the fiscal year ending December 31,
2020. | Management | For | |
| | 3. | Non-binding, advisory approval of the
Company's executive compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 15,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | MERCK & CO., INC. | | | | | |
| | Security | 58933Y105 | | Meeting Type | | Annual | |
| | Ticker Symbol | MRK | | Meeting Date | | 26-May-2020 | |
| | ISIN | US58933Y1055 | | Agenda | | 935176431 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Leslie A. Brun | Management | For | |
| | 1B. | Election of Director: Thomas R. Cech | Management | For | |
| | 1C. | Election of Director: Mary Ellen Coe | Management | For | |
| | 1D. | Election of Director: Pamela J. Craig | Management | For | |
| | 1E. | Election of Director: Kenneth C. Frazier | Management | For | |
| | 1F. | Election of Director: Thomas H. Glocer | Management | For | |
| | 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | |
| | 1H. | Election of Director: Paul B. Rothman | Management | For | |
| | 1I. | Election of Director: Patricia F. Russo | Management | For | |
| | 1J. | Election of Director: Christine E. Seidman | Management | For | |
| | 1K. | Election of Director: Inge G. Thulin | Management | For | |
| | 1L. | Election of Director: Kathy J. Warden | Management | For | |
| | 1M. | Election of Director: Peter C. Wendell | Management | For | |
| | 2. | Non-binding advisory vote to approve the
compensation of our named executive
officers. | Management | For | |
| | 3. | Ratification of the appointment of the
Company's independent registered public
accounting firm for 2020. | Management | For | |
| | 4. | Shareholder proposal concerning
shareholder right to act by written consent. | Shareholder | Against | |
| | 5. | Shareholder proposal regarding allocation
of corporate tax savings. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | MICROSOFT CORPORATION | | | | | |
| | Security | 594918104 | | Meeting Type | | Annual | |
| | Ticker Symbol | MSFT | | Meeting Date | | 04-Dec-2019 | |
| | ISIN | US5949181045 | | Agenda | | 935092849 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: William H. Gates III | Management | For | |
| | 1B. | Election of Director: Reid G. Hoffman | Management | For | |
| | 1C. | Election of Director: Hugh F. Johnston | Management | For | |
| | 1D. | Election of Director: Teri L. List-Stoll | Management | For | |
| | 1E. | Election of Director: Satya Nadella | Management | For | |
| | 1F. | Election of Director: Sandra E. Peterson | Management | For | |
| | 1G. | Election of Director: Penny S. Pritzker | Management | For | |
| | 1H. | Election of Director: Charles W. Scharf | Management | For | |
| | 1I. | Election of Director: Arne M. Sorenson | Management | For | |
| | 1J. | Election of Director: John W. Stanton | Management | For | |
| | 1K. | Election of Director: John W. Thompson | Management | For | |
| | 1L. | Election of Director: Emma Walmsley | Management | For | |
| | 1M. | Election of Director: Padmasree Warrior | Management | For | |
| | 2. | Advisory vote to approve named executive
officer compensation | Management | For | |
| | 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2020 | Management | For | |
| | 4. | Shareholder Proposal - Report on
Employee Representation on Board of
Directors | Shareholder | Against | |
| | 5. | Shareholder Proposal - Report on Gender
Pay Gap | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,500 | | 0 | | 03-Dec-2019 | 03-Dec-2019 |
| | | MOLSON COORS BEVERAGE CO. | | | | | |
| | Security | 60871R209 | | Meeting Type | | Annual | |
| | Ticker Symbol | TAP | | Meeting Date | | 20-May-2020 | |
| | ISIN | US60871R2094 | | Agenda | | 935168814 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Roger G. Eaton | Withheld | |
| | 2 | Charles M. Herington | Withheld | |
| | 3 | H. Sanford Riley | Withheld | |
| | 2. | To approve, on an advisory basis, the
compensation of our named executive
officers (Say-on-Pay). | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 9,378 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | MORGAN STANLEY | | | | | |
| | Security | 617446448 | | Meeting Type | | Annual | |
| | Ticker Symbol | MS | | Meeting Date | | 21-May-2020 | |
| | ISIN | US6174464486 | | Agenda | | 935168725 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1a. | Election of Director: Elizabeth Corley | Management | For | |
| | 1b. | Election of Director: Alistair Darling | Management | For | |
| | 1c. | Election of Director: Thomas H. Glocer | Management | For | |
| | 1d. | Election of Director: James P. Gorman | Management | For | |
| | 1e. | Election of Director: Robert H. Herz | Management | For | |
| | 1f. | Election of Director: Nobuyuki Hirano | Management | For | |
| | 1g. | Election of Director: Stephen J. Luczo | Management | For | |
| | 1h. | Election of Director: Jami Miscik | Management | For | |
| | 1i. | Election of Director: Dennis M. Nally | Management | For | |
| | 1j. | Election of Director: Takeshi Ogasawara | Management | For | |
| | 1k. | Election of Director: Hutham S. Olayan | Management | For | |
| | 1l. | Election of Director: Mary L. Schapiro | Management | For | |
| | 1m. | Election of Director: Perry M. Traquina | Management | For | |
| | 1n. | Election of Director: Rayford Wilkins, Jr. | Management | For | |
| | 2. | To ratify the appointment of Deloitte &
Touche LLP as independent auditor | Management | For | |
| | 3. | To approve the compensation of executives
as disclosed in the proxy statement (non-
binding advisory vote) | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | NEW YORK MORTGAGE TRUST, INC. | | | | | |
| | Security | 649604501 | | Meeting Type | | Annual | |
| | Ticker Symbol | NYMT | | Meeting Date | | 29-Jun-2020 | |
| | ISIN | US6496045013 | | Agenda | | 935215322 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: David R. Bock | Management | For | |
| | 1B. | Election of Director: Michael B. Clement | Management | For | |
| | 1C. | Election of Director: Alan L. Hainey | Management | For | |
| | 1D. | Election of Director: Steven R. Mumma | Management | For | |
| | 1E. | Election of Director: Steven G. Norcutt | Management | For | |
| | 1F. | Election of Director: Lisa A. Pendergast | Management | For | |
| | 1G. | Election of Director: Jason T. Serrano | Management | For | |
| | 2. | Advisory vote to approve named executive
officer compensation. | Management | For | |
| | 3. | To consider and act upon a proposal to
ratify, confirm and approve the selection of
Grant Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | OCCIDENTAL PETROLEUM CORPORATION | | | | | |
| | Security | 674599105 | | Meeting Type | | Contested-Consent | |
| | Ticker Symbol | OXY | | Meeting Date | | 31-Dec-2019 | |
| | ISIN | US6745991058 | | Agenda | | 935064559 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | YOU MAY REVOKE ANY PREVIOUSLY
EXECUTED WRITTEN REQUEST
REGARDING THE ICAHN GROUP
SOLICITATION FOR THE REQUEST TO
FIX A RECORD DATE BY SIGNING,
DATING AND DELIVERING THIS WHITE
REVOCATION FORM. For = Yes Revoke
my Request : Against = No Do Not Revoke
my request. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,800 | | 0 | | 24-Sep-2019 | 24-Sep-2019 |
| | | OCCIDENTAL PETROLEUM CORPORATION | | | | | |
| | Security | 674599105 | | Meeting Type | | Annual | |
| | Ticker Symbol | OXY | | Meeting Date | | 29-May-2020 | |
| | ISIN | US6745991058 | | Agenda | | 935186177 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Stephen I. Chazen | Management | For | |
| | 1B. | Election of Director: Andrew Gould | Management | For | |
| | 1C. | Election of Director: Nicholas Graziano | Management | For | |
| | 1D. | Election of Director: Carlos M. Gutierrez | Management | For | |
| | 1E. | Election of Director: Vicki Hollub | Management | For | |
| | 1F. | Election of Director: William R. Klesse | Management | For | |
| | 1G. | Election of Director: Andrew N. Langham | Management | For | |
| | 1H. | Election of Director: Jack B. Moore | Management | For | |
| | 1I. | Election of Director: Margarita Paláu-
Hernández | Management | For | |
| | 1J. | Election of Director: Avedick B. Poladian | Management | For | |
| | 1K. | Election of Director: Robert M. Shearer | Management | For | |
| | 2. | Advisory Vote to Approve Named Executive
Officer Compensation | Management | For | |
| | 3. | Ratification of Selection of KPMG as
Occidental's Independent Auditor | Management | For | |
| | 4. | Approve Occidental's Amended and
Restated 2015 Long-Term Incentive Plan | Management | For | |
| | 5. | Approve the Issuance of Common Stock
Underlying the Berkshire Hathaway Warrant | Management | For | |
| | 6. | Approve an Increase in Authorized Shares
of Common Stock | Management | For | |
| | 7. | Adopt Amendments to the Charter to
Enhance Shareholders' Ability to Act by
Written Consent | Management | For | |
| | 8. | Adopt Amendments to the Charter to Lower
the Ownership Threshold for Shareholders
to Call Special Meetings to 15% and Make
Other Clarifying Amendments | Management | For | |
| | 9. | Approve the Rights Agreement | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,800 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | OLD REPUBLIC INTERNATIONAL CORPORATION | | | | | |
| | Security | 680223104 | | Meeting Type | | Annual | |
| | Ticker Symbol | ORI | | Meeting Date | | 22-May-2020 | |
| | ISIN | US6802231042 | | Agenda | | 935175617 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Charles J. Kovaleski | Withheld | |
| | 2 | Craig R. Smiddy | Withheld | |
| | 3 | Arnold L. Steiner | Withheld | |
| | 4 | Fredricka Taubitz | Withheld | |
| | 5 | Aldo C. Zucaro | Withheld | |
| | 2. | To ratify the selection of KPMG LLP as the
company's auditors for 2020. | Management | For | |
| | 3. | Advisory vote to approve executive
compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | OMEGA HEALTHCARE INVESTORS, INC. | | | | | |
| | Security | 681936100 | | Meeting Type | | Annual | |
| | Ticker Symbol | OHI | | Meeting Date | | 11-Jun-2020 | |
| | ISIN | US6819361006 | | Agenda | | 935193160 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Kapila K. Anand | For | |
| | 2 | Craig R. Callen | For | |
| | 3 | Barbara B. Hill | For | |
| | 4 | Edward Lowenthal | For | |
| | 5 | C. Taylor Pickett | For | |
| | 6 | Stephen D. Plavin | For | |
| | 7 | Burke W. Whitman | For | |
| | 2. | Ratification of Independent Auditors Ernst &
Young LLP for fiscal year 2020. | Management | For | |
| | 3. | Approval, on an Advisory Basis, of
Executive Compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | ORACLE CORPORATION | | | | | |
| | Security | 68389X105 | | Meeting Type | | Annual | |
| | Ticker Symbol | ORCL | | Meeting Date | | 19-Nov-2019 | |
| | ISIN | US68389X1054 | | Agenda | | 935087165 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Jeffrey S. Berg | For | |
| | 2 | Michael J. Boskin | For | |
| | 3 | Safra A. Catz | For | |
| | 4 | Bruce R. Chizen | For | |
| | 5 | George H. Conrades | For | |
| | 6 | Lawrence J. Ellison | For | |
| | 7 | Rona A. Fairhead | For | |
| | 8 | Hector Garcia-Molina | For | |
| | 9 | Jeffrey O. Henley | For | |
| | 10 | Mark V. Hurd | For | |
| | 11 | Renée J. James | For | |
| | 12 | Charles W. Moorman IV | For | |
| | 13 | Leon E. Panetta | For | |
| | 14 | William G. Parrett | For | |
| | 15 | Naomi O. Seligman | For | |
| | 2. | Advisory Vote to Approve the
Compensation of the Named Executive
Officers. | Management | For | |
| | 3. | Ratification of the Selection of Ernst &
Young LLP as Independent Registered
Public Accounting Firm for Fiscal Year
2020. | Management | For | |
| | 4. | Stockholder Proposal Regarding Pay Equity
Report. | Shareholder | Against | |
| | 5. | Stockholder Proposal Regarding
Independent Board Chair. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,000 | | 0 | | 09-Oct-2019 | 09-Oct-2019 |
| | | OXFORD LANE CAPITAL CORP. | | | | | |
| | Security | 691543102 | | Meeting Type | | Annual | |
| | Ticker Symbol | OXLC | | Meeting Date | | 18-Oct-2019 | |
| | ISIN | US6915431026 | | Agenda | | 935076528 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1.1 | Election of Director: Mr. Jonathan H. Cohen | Management | Abstain | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 10,000 | | 0 | | 24-Sep-2019 | 24-Sep-2019 |
| | | PACWEST BANCORP | | | | | |
| | Security | 695263103 | | Meeting Type | | Annual | |
| | Ticker Symbol | PACW | | Meeting Date | | 12-May-2020 | |
| | ISIN | US6952631033 | | Agenda | | 935156833 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Tanya M. Acker | Management | For | |
| | 1B. | Election of Director: Paul R. Burke | Management | For | |
| | 1C. | Election of Director: Craig A. Carlson | Management | For | |
| | 1D. | Election of Director: John M. Eggemeyer, III | Management | For | |
| | 1E. | Election of Director: C. William Hosler | Management | For | |
| | 1F. | Election of Director: Susan E. Lester | Management | For | |
| | 1G. | Election of Director: Arnold W. Messer | Management | For | |
| | 1H. | Election of Director: Roger H. Molvar | Management | For | |
| | 1I. | Election of Director: James J. Pieczynski | Management | For | |
| | 1J. | Election of Director: Daniel B. Platt | Management | For | |
| | 1K. | Election of Director: Robert A. Stine | Management | For | |
| | 1L. | Election of Director: Matthew P. Wagner | Management | For | |
| | 1M. | Election of Director: Mark T. Yung | Management | For | |
| | 2. | Advisory Vote on Executive Compensation.
To approve, on an advisory basis (non-
binding), the compensation of the
Company's named executive officers. | Management | For | |
| | 3. | Ratification of the Appointment of
Independent Auditors. To ratify the
appointment of KPMG LLP as the
Company's independent auditors for the
fiscal year ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | PFIZER INC. | | | | | |
| | Security | 717081103 | | Meeting Type | | Annual | |
| | Ticker Symbol | PFE | | Meeting Date | | 23-Apr-2020 | |
| | ISIN | US7170811035 | | Agenda | | 935138998 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Ronald E. Blaylock | Management | For | |
| | 1B. | Election of Director: Albert Bourla | Management | For | |
| | 1C. | Election of Director: W. Don Cornwell | Management | For | |
| | 1D. | Election of Director: Joseph J. Echevarria | Management | For | |
| | 1E. | Election of Director: Scott Gottlieb | Management | For | |
| | 1F. | Election of Director: Helen H. Hobbs | Management | For | |
| | 1G. | Election of Director: Susan Hockfield | Management | For | |
| | 1H. | Election of Director: James M. Kilts | Management | For | |
| | 1I. | Election of Director: Dan R. Littman | Management | For | |
| | 1J. | Election of Director: Shantanu Narayen | Management | For | |
| | 1K. | Election of Director: Suzanne Nora Johnson | Management | For | |
| | 1L. | Election of Director: James Quincey | Management | For | |
| | 1M. | Election of Director: James C. Smith | Management | For | |
| | 2. | Ratify the selection of KPMG LLP as
independent registered public accounting
firm for 2020 | Management | For | |
| | 3. | 2020 advisory approval of executive
compensation | Management | For | |
| | 4. | Shareholder proposal regarding right to act
by written consent | Shareholder | Against | |
| | 5. | Shareholder proposal regarding enhancing
proxy access | Shareholder | Against | |
| | 6. | Shareholder proposal regarding report on
lobbying activities | Shareholder | Against | |
| | 7. | Shareholder proposal regarding
independent chair policy | Shareholder | Against | |
| | 8. | Shareholder proposal regarding gender pay
gap | Shareholder | Against | |
| | 9. | Election of Director: Susan Desmond-
Hellmann | Management | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | PHILLIPS 66 | | | | | |
| | Security | 718546104 | | Meeting Type | | Annual | |
| | Ticker Symbol | PSX | | Meeting Date | | 06-May-2020 | |
| | ISIN | US7185461040 | | Agenda | | 935152669 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Charles M. Holley | Management | For | |
| | 1B. | Election of Director: Glenn F. Tilton | Management | For | |
| | 1C. | Election of Director: Marna C. Whittington | Management | For | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for fiscal
year 2020. | Management | For | |
| | 3. | Advisory vote to approve our executive
compensation. | Management | For | |
| | 4. | Shareholder proposal requesting a report
on risks of Gulf Coast petrochemical
investments. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | PHYSICIANS REALTY TRUST | | | | | |
| | Security | 71943U104 | | Meeting Type | | Annual | |
| | Ticker Symbol | DOC | | Meeting Date | | 06-May-2020 | |
| | ISIN | US71943U1043 | | Agenda | | 935150653 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | John T. Thomas | For | |
| | 2 | Tommy G. Thompson | For | |
| | 3 | Stanton D. Anderson | For | |
| | 4 | Mark A. Baumgartner | For | |
| | 5 | Albert C. Black, Jr. | For | |
| | 6 | William A Ebinger, M.D | For | |
| | 7 | Pamela J. Kessler | For | |
| | 8 | Richard A. Weiss | For | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020. | Management | For | |
| | 3. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers, as disclosed in the
accompanying proxy statement. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,000 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | PROFESSIONALLY MANAGED PORTFOLIOS | | | | | |
| | Security | 742935125 | | Meeting Type | | Special | |
| | Ticker Symbol | AKRIX | | Meeting Date | | 17-Jun-2020 | |
| | ISIN | US7429351254 | | Agenda | | 935220878 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Eric W. Falkeis | Withheld | |
| | 2 | Kathleen T. Barr | Withheld | |
| | 3 | Ashi S. Parikh | Withheld | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698973 | | STOCK MUTUAL FUNDS | 2698973 | | NORTHERN
TRUST
COMPANY | 5,591 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | QUEST DIAGNOSTICS INCORPORATED | | | | | |
| | Security | 74834L100 | | Meeting Type | | Annual | |
| | Ticker Symbol | DGX | | Meeting Date | | 19-May-2020 | |
| | ISIN | US74834L1008 | | Agenda | | 935159423 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Vicky B. Gregg | Management | For | |
| | 1B. | Election of Director: Wright L. Lassiter III | Management | For | |
| | 1C. | Election of Director: Timothy L. Main | Management | For | |
| | 1D. | Election of Director: Denise M. Morrison | Management | For | |
| | 1E. | Election of Director: Gary M. Pfeiffer | Management | For | |
| | 1F. | Election of Director: Timothy M. Ring | Management | For | |
| | 1G. | Election of Director: Stephen H.
Rusckowski | Management | For | |
| | 1H. | Election of Director: Daniel C. Stanzione | Management | For | |
| | 1I. | Election of Director: Helen I. Torley | Management | For | |
| | 1J. | Election of Director: Gail R. Wilensky | Management | For | |
| | 2. | An advisory resolution to approve the
executive officer compensation disclosed in
the Company's 2020 proxy statement | Management | For | |
| | 3. | Ratification of the appointment of our
independent registered public accounting
firm for 2020 | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 4,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | ROYAL DUTCH SHELL PLC | | | | | |
| | Security | 780259206 | | Meeting Type | | Annual | |
| | Ticker Symbol | RDSA | | Meeting Date | | 19-May-2020 | |
| | ISIN | US7802592060 | | Agenda | | 935198627 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Receipt of Annual Report & Accounts | Management | For | |
| | 2. | Approval of Directors' Remuneration Policy | Management | For | |
| | 3. | Approval of Directors' Remuneration Report | Management | For | |
| | 4. | Appointment of Dick Boer as a Director of
the Company | Management | For | |
| | 5. | Appointment of Andrew Mackenzie as a
Director of the Company | Management | For | |
| | 6. | Appointment of Martina Hund-Mejean as a
Director of the Company | Management | For | |
| | 7. | Reappointment of Director: Ben van
Beurden | Management | For | |
| | 8. | Reappointment of Director: Neil Carson | Management | For | |
| | 9. | Reappointment of Director: Ann Godbehere | Management | For | |
| | 10. | Reappointment of Director: Euleen Goh | Management | For | |
| | 11. | Reappointment of Director: Charles O.
Holliday | Management | For | |
| | 12. | Reappointment of Director: Catherine
Hughes | Management | For | |
| | 13. | Reappointment of Director: Sir Nigel
Sheinwald | Management | For | |
| | 14. | Reappointment of Director: Jessica Uhl | Management | For | |
| | 15. | Reappointment of Director: Gerrit Zalm | Management | For | |
| | 16. | Reappointment of Auditors | Management | For | |
| | 17. | Remuneration of Auditors | Management | For | |
| | 18. | Authority to allot shares | Management | For | |
| | 19. | Disapplication of pre-emption rights | Management | For | |
| | 20. | Authority to purchase own shares | Management | For | |
| | 21. | Shareholder Resolution | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | ROYAL DUTCH SHELL PLC | | | | | |
| | Security | 780259107 | | Meeting Type | | Annual | |
| | Ticker Symbol | RDSB | | Meeting Date | | 19-May-2020 | |
| | ISIN | US7802591070 | | Agenda | | 935198627 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Receipt of Annual Report & Accounts | Management | For | |
| | 2. | Approval of Directors' Remuneration Policy | Management | For | |
| | 3. | Approval of Directors' Remuneration Report | Management | For | |
| | 4. | Appointment of Dick Boer as a Director of
the Company | Management | For | |
| | 5. | Appointment of Andrew Mackenzie as a
Director of the Company | Management | For | |
| | 6. | Appointment of Martina Hund-Mejean as a
Director of the Company | Management | For | |
| | 7. | Reappointment of Director: Ben van
Beurden | Management | For | |
| | 8. | Reappointment of Director: Neil Carson | Management | For | |
| | 9. | Reappointment of Director: Ann Godbehere | Management | For | |
| | 10. | Reappointment of Director: Euleen Goh | Management | For | |
| | 11. | Reappointment of Director: Charles O.
Holliday | Management | For | |
| | 12. | Reappointment of Director: Catherine
Hughes | Management | For | |
| | 13. | Reappointment of Director: Sir Nigel
Sheinwald | Management | For | |
| | 14. | Reappointment of Director: Jessica Uhl | Management | For | |
| | 15. | Reappointment of Director: Gerrit Zalm | Management | For | |
| | 16. | Reappointment of Auditors | Management | For | |
| | 17. | Remuneration of Auditors | Management | For | |
| | 18. | Authority to allot shares | Management | For | |
| | 19. | Disapplication of pre-emption rights | Management | For | |
| | 20. | Authority to purchase own shares | Management | For | |
| | 21. | Shareholder Resolution | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | | | | |
| | Security | 806857108 | | Meeting Type | | Annual | |
| | Ticker Symbol | SLB | | Meeting Date | | 01-Apr-2020 | |
| | ISIN | AN8068571086 | | Agenda | | 935131021 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Patrick de La
Chevardière | Management | For | |
| | 1B. | Election of Director: Miguel M. Galuccio | Management | For | |
| | 1C. | Election of Director: Olivier Le Peuch | Management | For | |
| | 1D. | Election of Director: Tatiana A. Mitrova | Management | For | |
| | 1E. | Election of Director: Lubna S. Olayan | Management | For | |
| | 1F. | Election of Director: Mark G. Papa | Management | For | |
| | 1G. | Election of Director: Leo Rafael Reif | Management | For | |
| | 1H. | Election of Director: Henri Seydoux | Management | For | |
| | 1I. | Election of Director: Jeff W. Sheets | Management | For | |
| | 2. | Approval of the advisory resolution to
approve our executive compensation. | Management | For | |
| | 3. | Approval of our consolidated balance sheet
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders. | Management | For | |
| | 4. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditors for 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | SEAGATE TECHNOLOGY PLC | | | | | |
| | Security | G7945M107 | | Meeting Type | | Annual | |
| | Ticker Symbol | STX | | Meeting Date | | 29-Oct-2019 | |
| | ISIN | IE00B58JVZ52 | | Agenda | | 935080022 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: William D. Mosley | Management | For | |
| | 1B. | Election of Director: Stephen J. Luczo | Management | For | |
| | 1C. | Election of Director: Mark W. Adams | Management | For | |
| | 1D. | Election of Director: Judy Bruner | Management | For | |
| | 1E. | Election of Director: Michael R. Cannon | Management | For | |
| | 1F. | Election of Director: William T. Coleman | Management | For | |
| | 1G. | Election of Director: Jay L. Geldmacher | Management | For | |
| | 1H. | Election of Director: Dylan Haggart | Management | For | |
| | 1I. | Election of Director: Stephanie Tilenius | Management | For | |
| | 1J. | Election of Director: Edward J. Zander | Management | For | |
| | 2. | Approve, in an advisory, non-binding vote,
the compensation of the Company's named
executive officers ("Say-on-Pay"). | Management | For | |
| | 3. | Ratify, in a non-binding vote, the
appointment of Ernst & Young LLP as the
independent auditors of the Company, and
authorize, in a binding vote, the Audit
Committee of the Company's Board of
Directors to set the auditors' remuneration. | Management | For | |
| | 4. | Approve our Amended and Restated 2012
Equity Incentive Plan. | Management | For | |
| | 5. | Grant the Board the authority to allot and
issue shares. | Management | For | |
| | 6. | Grant the Board the authority to opt-out of
statutory pre-emption rights. | Management | For | |
| | 7. | Determine the price range at which the
Company can re-allot shares that it
acquires as treasury shares. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 24-Sep-2019 | 24-Sep-2019 |
| | | SEATTLE GENETICS, INC. | | | | | |
| | Security | 812578102 | | Meeting Type | | Annual | |
| | Ticker Symbol | SGEN | | Meeting Date | | 15-May-2020 | |
| | ISIN | US8125781026 | | Agenda | | 935156910 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1.1 | Election of Class I Director: David W.
Gryska | Management | Abstain | |
| | 1.2 | Election of Class I Director: John A. Orwin | Management | Abstain | |
| | 1.3 | Election of Class I Director: Alpna H. Seth | Management | Abstain | |
| | 2. | Approve, on an advisory basis, the
compensation of Seattle Genetics' named
executive officers as disclosed in the
accompanying proxy statement. | Management | For | |
| | 3. | Approve the amendment and restatement
of the Seattle Genetics, Inc. Amended and
Restated 2007 Equity Incentive Plan to,
among other things, increase the aggregate
number of shares of common stock
authorized for issuance thereunder by
6,000,000 shares. | Management | For | |
| | 4. | Ratify the appointment of
PricewaterhouseCoopers LLP as Seattle
Genetics' independent registered public
accounting firm for the fiscal year ending
December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 18-May-2020 | |
| | | SK TELECOM CO., LTD. | | | | | |
| | Security | 78440P108 | | Meeting Type | | Annual | |
| | Ticker Symbol | SKM | | Meeting Date | | 26-Mar-2020 | |
| | ISIN | US78440P1084 | | Agenda | | 935136146 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Approval of Financial Statements for the
36th Fiscal Year (2019) | Management | For | |
| | 2. | Amendments to the Articles of Incorporation | Management | For | |
| | 3.1 | Grant of Stock Options (Directors) | Management | For | |
| | 3.2 | Grant of Stock Options (Unregistered
Executive Officers) | Management | For | |
| | 4.1 | Approval of the Appointment of an
Executive Director Candidate: Park, Jung
Ho | Management | For | |
| | 4.2 | Approval of the Appointment of a Non-
Executive Director Candidate: Cho, Dae Sik | Management | For | |
| | 4.3 | Approval of the Appointment of an
Independent Non-Executive Director
Candidate: Kim, Yong-Hak | Management | For | |
| | 4.4 | Approval of the Appointment of an
Independent Non-Executive Director
Candidate: Kim, Junmo | Management | For | |
| | 4.5 | Approval of the Appointment of an
Independent Non-Executive Director
Candidate: Ahn, Jung Ho | Management | For | |
| | 5.1 | Approval of the Appointment of a Member
of the Audit Committee Candidate: Kim,
Yong-Hak | Management | For | |
| | 5.2 | Approval of the Appointment of a Member
of the Audit Committee Candidate: Ahn,
Jung Ho | Management | For | |
| | 6. | Approval of Ceiling Amount of
Remuneration for Directors (Note:
Proposed Ceiling Amount of the
Remuneration for 8 Directors is KRW 12
billion.) | Management | For | |
| | 7. | Amendments to the Remuneration Policy
for Executives | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | SOUTHWEST AIRLINES CO. | | | | | |
| | Security | 844741108 | | Meeting Type | | Annual | |
| | Ticker Symbol | LUV | | Meeting Date | | 21-May-2020 | |
| | ISIN | US8447411088 | | Agenda | | 935182256 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: David W. Biegler | Management | For | |
| | 1B. | Election of Director: J. Veronica Biggins | Management | For | |
| | 1C. | Election of Director: Douglas H. Brooks | Management | For | |
| | 1D. | Election of Director: William H. Cunningham | Management | For | |
| | 1E. | Election of Director: John G. Denison | Management | For | |
| | 1F. | Election of Director: Thomas W. Gilligan | Management | For | |
| | 1G. | Election of Director: Gary C. Kelly | Management | For | |
| | 1H. | Election of Director: Grace D. Lieblein | Management | For | |
| | 1I. | Election of Director: Nancy B. Loeffler | Management | For | |
| | 1J. | Election of Director: John T. Montford | Management | For | |
| | 1K. | Election of Director: Ron Ricks | Management | For | |
| | 2. | Advisory vote to approve named executive
officer compensation. | Management | For | |
| | 3. | Ratification of the selection of Ernst &
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020. | Management | For | |
| | 4. | Advisory vote on shareholder proposal to
require an independent board chairman. | Shareholder | Against | |
| | 5. | Advisory vote on shareholder proposal to
permit shareholder action by written
consent. | Shareholder | Against | |
| | 6. | Advisory vote on shareholder proposal
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 3,445 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | STARBUCKS CORPORATION | | | | | |
| | Security | 855244109 | | Meeting Type | | Annual | |
| | Ticker Symbol | SBUX | | Meeting Date | | 18-Mar-2020 | |
| | ISIN | US8552441094 | | Agenda | | 935125066 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Richard E. Allison, Jr. | Management | For | |
| | 1B. | Election of Director: Rosalind G. Brewer | Management | For | |
| | 1C. | Election of Director: Andrew Campion | Management | For | |
| | 1D. | Election of Director: Mary N. Dillon | Management | For | |
| | 1E. | Election of Director: Isabel Ge Mahe | Management | For | |
| | 1F. | Election of Director: Mellody Hobson | Management | For | |
| | 1G. | Election of Director: Kevin R. Johnson | Management | For | |
| | 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | |
| | 1I. | Election of Director: Satya Nadella | Management | For | |
| | 1J. | Election of Director: Joshua Cooper Ramo | Management | For | |
| | 1K. | Election of Director: Clara Shih | Management | For | |
| | 1L. | Election of Director: Javier G. Teruel | Management | For | |
| | 1M. | Election of Director: Myron E. Ullman, III | Management | For | |
| | 2. | Advisory resolution to approve our
executive officer compensation | Management | For | |
| | 3. | Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2020 | Management | For | |
| | 4. | EEO Policy Risk Report | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 1,000 | | 0 | | 05-Feb-2020 | 05-Feb-2020 |
| | | STARWOOD PROPERTY TRUST, INC. | | | | | |
| | Security | 85571B105 | | Meeting Type | | Annual | |
| | Ticker Symbol | STWD | | Meeting Date | | 29-Apr-2020 | |
| | ISIN | US85571B1052 | | Agenda | | 935145234 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Richard D. Bronson | For | |
| | 2 | Jeffrey G. Dishner | For | |
| | 3 | Camille J. Douglas | For | |
| | 4 | Solomon J. Kumin | For | |
| | 5 | Fred S. Ridley | For | |
| | 6 | Barry S. Sternlicht | For | |
| | 7 | Strauss Zelnick | For | |
| | 2. | The approval on an advisory basis of the
Company's executive compensation. | Management | For | |
| | 3. | The ratification of Deloitte & Touche LLP as
the Company's independent registered
public accounting firm for the calendar year
ending December 31, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 13,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | STRYKER CORPORATION | | | | | |
| | Security | 863667101 | | Meeting Type | | Annual | |
| | Ticker Symbol | SYK | | Meeting Date | | 05-May-2020 | |
| | ISIN | US8636671013 | | Agenda | | 935153673 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Mary K. Brainerd | Management | For | |
| | 1B. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | |
| | 1C. | Election of Director: Roch Doliveux, DVM | Management | For | |
| | 1D. | Election of Director: Allan C. Golston(Lead
Independent Director) | Management | For | |
| | 1E. | Election of Director: Kevin A.
Lobo(Chairman of the Board) | Management | For | |
| | 1F. | Election of Director: Sherilyn S. McCoy | Management | For | |
| | 1G. | Election of Director: Andrew K. Silvernail | Management | For | |
| | 1H. | Election of Director: Lisa M. Skeete Tatum | Management | For | |
| | 1I. | Election of Director: Ronda E. Stryker | Management | For | |
| | 1J. | Election of Director: Rajeev Suri | Management | For | |
| | 2. | Ratify appointment of Ernst & Young LLP
as our independent registered public
accounting firm for 2020. | Management | For | |
| | 3. | Advisory vote to approve named executive
officer compensation. | Management | For | |
| | 4. | Non-management employee representation
on the Board of Directors. | Management | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 600 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | SUNCOR ENERGY INC. | | | | | |
| | Security | 867224107 | | Meeting Type | | Annual | |
| | Ticker Symbol | SU | | Meeting Date | | 06-May-2020 | |
| | ISIN | CA8672241079 | | Agenda | | 935150576 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1 | DIRECTOR | Management | | |
| | 1 | Patricia M. Bedient | For | |
| | 2 | Mel E. Benson | For | |
| | 3 | John D. Gass | For | |
| | 4 | Dennis M. Houston | For | |
| | 5 | Mark S. Little | For | |
| | 6 | Brian P. MacDonald | For | |
| | 7 | Maureen McCaw | For | |
| | 8 | Lorraine Mitchelmore | For | |
| | 9 | Eira M. Thomas | For | |
| | 10 | Michael M. Wilson | For | |
| | 2 | Appointment of KPMG LLP as auditor of
Suncor Energy Inc. for the ensuing year. | Management | For | |
| | 3 | To accept the approach to executive
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
February 26, 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | TALLGRASS ENERGY, LP | | | | | |
| | Security | 874696107 | | Meeting Type | | Special | |
| | Ticker Symbol | TGE | | Meeting Date | | 16-Apr-2020 | |
| | ISIN | US8746961072 | | Agenda | | 935148723 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | The approval and adoption of the
Agreement and Plan of Merger, dated as of
December 16, 2019, by and among
Tallgrass Energy, LP, Tallgrass Energy GP,
LLC, Prairie Private Acquiror LP and Prairie
Merger Sub LLC, as it may be amended
from time to time, and the transactions
contemplated thereby, including the merger
of Prairie Private Acquiror LP with and into
Tallgrass Energy, LP. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,000 | | 0 | | 07-Apr-2020 | 07-Apr-2020 |
| | | TANGER FACTORY OUTLET CENTERS, INC. | | | | | |
| | Security | 875465106 | | Meeting Type | | Annual | |
| | Ticker Symbol | SKT | | Meeting Date | | 15-May-2020 | |
| | ISIN | US8754651060 | | Agenda | | 935165224 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1.1 | Election of Director: Jeffrey B. Citrin | Management | For | |
| | 1.2 | Election of Director: David B. Henry | Management | For | |
| | 1.3 | Election of Director: Thomas J. Reddin | Management | For | |
| | 1.4 | Election of Director: Bridget M. Ryan-
Berman | Management | For | |
| | 1.5 | Election of Director: Susan E. Skerritt | Management | For | |
| | 1.6 | Election of Director: Steven B. Tanger | Management | For | |
| | 1.7 | Election of Director: Luis A. Ubiñas | Management | For | |
| | 2. | To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered accounting firm for the fiscal year
ending December 31, 2020. | Management | For | |
| | 3. | To approve, on an advisory (non-binding)
basis, named executive officer
compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 11,500 | | 0 | | 18-May-2020 | |
| | | THE GEO GROUP, INC. | | | | | |
| | Security | 36162J106 | | Meeting Type | | Annual | |
| | Ticker Symbol | GEO | | Meeting Date | | 19-May-2020 | |
| | ISIN | US36162J1060 | | Agenda | | 935169208 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Anne N. Foreman | For | |
| | 2 | Richard H. Glanton | For | |
| | 3 | Jose Gordo | For | |
| | 4 | Scott M. Kernan | For | |
| | 5 | Guido Van Hauwermeiren | For | |
| | 6 | Christopher C. Wheeler | For | |
| | 7 | Julie Myers Wood | For | |
| | 8 | George C. Zoley | For | |
| | 2. | To ratify the appointment of Grant Thornton
LLP as the Company's independent
registered public accountants for the 2020
fiscal year. | Management | For | |
| | 3. | To hold an advisory vote to approve named
executive officer compensation. | Management | For | |
| | 4. | To vote on a shareholder proposal
regarding a lobbying report, if properly
presented before the meeting. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | THE KROGER CO. | | | | | |
| | Security | 501044101 | | Meeting Type | | Annual | |
| | Ticker Symbol | KR | | Meeting Date | | 25-Jun-2020 | |
| | ISIN | US5010441013 | | Agenda | | 935215788 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of director: Nora A. Aufreiter | Management | For | |
| | 1B. | Election of director: Anne Gates | Management | For | |
| | 1C. | Election of director: Karen M. Hoguet | Management | For | |
| | 1D. | Election of director: Susan J. Kropf | Management | For | |
| | 1E. | Election of director: W. Rodney McMullen | Management | For | |
| | 1F. | Election of director: Clyde R. Moore | Management | For | |
| | 1G. | Election of director: Ronald L. Sargent | Management | For | |
| | 1H. | Election of director: Bobby S. Shackouls | Management | For | |
| | 1I. | Election of director: Mark S. Sutton | Management | For | |
| | 1J. | Election of director: Ashok Vemuri | Management | For | |
| | 2. | Approval, on an advisory basis, of Kroger's
executive compensation. | Management | For | |
| | 3. | Ratification of PricewaterhouseCoopers
LLP, as auditors. | Management | For | |
| | 4. | A shareholder proposal, if properly
presented, to issue a report assessing the
environmental impacts of using
unrecyclable packaging for private label
brands. | Shareholder | Against | |
| | 5. | A shareholder proposal, if properly
presented, to issue a report on human
rights due diligence process in operations
and supply chain. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | THE PROCTER & GAMBLE COMPANY | | | | | |
| | Security | 742718109 | | Meeting Type | | Annual | |
| | Ticker Symbol | PG | | Meeting Date | | 08-Oct-2019 | |
| | ISIN | US7427181091 | | Agenda | | 935072998 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Francis S. Blake | Management | For | |
| | 1B. | Election of Director: Angela F. Braly | Management | For | |
| | 1C. | Election of Director: Amy L. Chang | Management | For | |
| | 1D. | Election of Director: Scott D. Cook | Management | For | |
| | 1E. | Election of Director: Joseph Jimenez | Management | For | |
| | 1F. | Election of Director: Terry J. Lundgren | Management | For | |
| | 1G. | Election of Director: Christine M. McCarthy | Management | For | |
| | 1H. | Election of Director: W. James McNerney,
Jr. | Management | For | |
| | 1I. | Election of Director: Nelson Peltz | Management | For | |
| | 1J. | Election of Director: David S. Taylor | Management | For | |
| | 1K. | Election of Director: Margaret C. Whitman | Management | For | |
| | 1L. | Election of Director: Patricia A. Woertz | Management | For | |
| | 2. | Ratify Appointment of the Independent
Registered Public Accounting Firm | Management | For | |
| | 3. | Advisory Vote to Approve the Company's
Executive Compensation (the "Say on Pay"
vote) | Management | For | |
| | 4. | Approval of The Procter & Gamble 2019
Stock and Incentive Compensation Plan | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 275 | | 0 | | 24-Sep-2019 | 24-Sep-2019 |
| | | THE SOUTHERN COMPANY | | | | | |
| | Security | 842587107 | | Meeting Type | | Annual | |
| | Ticker Symbol | SO | | Meeting Date | | 27-May-2020 | |
| | ISIN | US8425871071 | | Agenda | | 935182371 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Janaki Akella | Management | For | |
| | 1B. | Election of Director: Juanita Powell Baranco | Management | For | |
| | 1C. | Election of Director: Jon A. Boscia | Management | For | |
| | 1D. | Election of Director: Henry A. Clark III | Management | For | |
| | 1E. | Election of Director: Anthony F. Earley, Jr. | Management | For | |
| | 1F. | Election of Director: Thomas A. Fanning | Management | For | |
| | 1G. | Election of Director: David J. Grain | Management | For | |
| | 1H. | Election of Director: Donald M. James | Management | For | |
| | 1I. | Election of Director: John D. Johns | Management | For | |
| | 1J. | Election of Director: Dale E. Klein | Management | For | |
| | 1K. | Election of Director: Ernest J. Moniz | Management | For | |
| | 1L. | Election of Director: William G. Smith, Jr. | Management | For | |
| | 1M. | Election of Director: Steven R. Specker | Management | For | |
| | 1N. | Election of Director: E. Jenner Wood III | Management | For | |
| | 2. | Advisory vote to approve executive
compensation | Management | For | |
| | 3. | Ratify the appointment of Deloitte & Touche
LLP as the independent registered public
accounting firm for 2020 | Management | For | |
| | 4. | Stockholder proposal regarding an
independent board chair | Shareholder | Against | |
| | 5. | Stockholder proposal regarding a report on
lobbying | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | THE TRAVELERS COMPANIES, INC. | | | | | |
| | Security | 89417E109 | | Meeting Type | | Annual | |
| | Ticker Symbol | TRV | | Meeting Date | | 21-May-2020 | |
| | ISIN | US89417E1091 | | Agenda | | 935170908 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Alan L. Beller | Management | For | |
| | 1B. | Election of Director: Janet M. Dolan | Management | For | |
| | 1C. | Election of Director: Patricia L. Higgins | Management | For | |
| | 1D. | Election of Director: William J. Kane | Management | For | |
| | 1E. | Election of Director: Clarence Otis Jr. | Management | For | |
| | 1F. | Election of Director: Elizabeth E. Robinson | Management | For | |
| | 1G. | Election of Director: Philip T. Ruegger III | Management | For | |
| | 1H. | Election of Director: Todd C. Schermerhorn | Management | For | |
| | 1I. | Election of Director: Alan D. Schnitzer | Management | For | |
| | 1J. | Election of Director: Donald J. Shepard | Management | For | |
| | 1K. | Election of Director: Laurie J. Thomsen | Management | For | |
| | 2. | Ratification of the appointment of KPMG
LLP as The Travelers Companies, Inc.
independent registered public accounting
firm for 2020. | Management | For | |
| | 3. | Non-binding vote to approve executive
compensation. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | TRUIST FINANCIAL CORPORATION | | | | | |
| | Security | 89832Q109 | | Meeting Type | | Annual | |
| | Ticker Symbol | TFC | | Meeting Date | | 28-Apr-2020 | |
| | ISIN | US89832Q1094 | | Agenda | | 935137249 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Jennifer S. Banner | Management | For | |
| | 1B. | Election of Director: K. David Boyer, Jr. | Management | For | |
| | 1C. | Election of Director: Agnes Bundy Scanlan | Management | For | |
| | 1D. | Election of Director: Anna R. Cablik | Management | For | |
| | 1E. | Election of Director: Dallas S. Clement | Management | For | |
| | 1F. | Election of Director: Paul D. Donahue | Management | For | |
| | 1G. | Election of Director: Paul R. Garcia | Management | For | |
| | 1H. | Election of Director: Patrick C. Graney III | Management | For | |
| | 1I. | Election of Director: Linnie M. Haynesworth | Management | For | |
| | 1J. | Election of Director: Kelly S. King | Management | For | |
| | 1K. | Election of Director: Easter A. Maynard | Management | For | |
| | 1L. | Election of Director: Donna S. Morea | Management | For | |
| | 1M. | Election of Director: Charles A. Patton | Management | For | |
| | 1N. | Election of Director: Nido R. Qubein | Management | For | |
| | 1O. | Election of Director: David M. Ratcliffe | Management | For | |
| | 1P. | Election of Director: William H. Rogers, Jr. | Management | For | |
| | 1Q. | Election of Director: Frank P. Scruggs, Jr. | Management | For | |
| | 1R. | Election of Director: Christine Sears | Management | For | |
| | 1S. | Election of Director: Thomas E. Skains | Management | For | |
| | 1T. | Election of Director: Bruce L. Tanner | Management | For | |
| | 1U. | Election of Director: Thomas N. Thompson | Management | For | |
| | 1V. | Election of Director: Steven C. Voorhees | Management | For | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2020. | Management | For | |
| | 3. | Advisory vote to approve Truist's executive
compensation program. | Management | For | |
| | 4. | Shareholder proposal regarding an
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting. | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 18-Mar-2020 | 18-Mar-2020 |
| | | UGI CORPORATION | | | | | |
| | Security | 902681105 | | Meeting Type | | Annual | |
| | Ticker Symbol | UGI | | Meeting Date | | 22-Jan-2020 | |
| | ISIN | US9026811052 | | Agenda | | 935114051 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: M. S. Bort | Management | For | |
| | 1B. | Election of Director: T. A. Dosch | Management | For | |
| | 1C. | Election of Director: A. N. Harris | Management | For | |
| | 1D. | Election of Director: F. S. Hermance | Management | For | |
| | 1E. | Election of Director: W. J. Marrazzo | Management | For | |
| | 1F. | Election of Director: K. A. Romano | Management | For | |
| | 1G. | Election of Director: M. O. Schlanger | Management | For | |
| | 1H. | Election of Director: J. B. Stallings, Jr. | Management | For | |
| | 1I. | Election of Director: K. R. Turner | Management | For | |
| | 1J. | Election of Director: J. L. Walsh | Management | For | |
| | 2. | Proposal to approve resolution on executive
compensation. | Management | For | |
| | 3. | Proposal to ratify the appointment of Ernst
& Young LLP as our independent registered
public accounting firm. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,641 | | 0 | | 02-Jan-2020 | 02-Jan-2020 |
| | | ULTA BEAUTY, INC. | | | | | |
| | Security | 90384S303 | | Meeting Type | | Annual | |
| | Ticker Symbol | ULTA | | Meeting Date | | 03-Jun-2020 | |
| | ISIN | US90384S3031 | | Agenda | | 935183892 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | DIRECTOR | Management | | |
| | 1 | Michelle L. Collins | Withheld | |
| | 2 | Patricia A. Little | Withheld | |
| | 3 | Michael C. Smith | Withheld | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for our fiscal year 2020,
ending January 30, 2021 | Management | For | |
| | 3. | To vote on an advisory resolution to
approve the Company's executive
compensation | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 1710523 | | 1710523 | 1710523 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | VALERO ENERGY CORPORATION | | | | | |
| | Security | 91913Y100 | | Meeting Type | | Annual | |
| | Ticker Symbol | VLO | | Meeting Date | | 30-Apr-2020 | |
| | ISIN | US91913Y1001 | | Agenda | | 935144484 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: H. Paulett Eberhart | Management | For | |
| | 1B. | Election of Director: Joseph W. Gorder | Management | For | |
| | 1C. | Election of Director: Kimberly S. Greene | Management | For | |
| | 1D. | Election of Director: Deborah P. Majoras | Management | For | |
| | 1E. | Election of Director: Eric D. Mullins | Management | For | |
| | 1F. | Election of Director: Donald L. Nickles | Management | For | |
| | 1G. | Election of Director: Philip J. Pfeiffer | Management | For | |
| | 1H. | Election of Director: Robert A. Profusek | Management | For | |
| | 1I. | Election of Director: Stephen M. Waters | Management | For | |
| | 1J. | Election of Director: Randall J.
Weisenburger | Management | For | |
| | 1K.�� | Election of Director: Rayford Wilkins, Jr. | Management | For | |
| | 2. | Ratify the appointment of KPMG LLP as
Valero's independent registered public
accounting firm for 2020. | Management | For | |
| | 3. | Approve, by non-binding vote, the 2019
compensation of our named executive
officers. | Management | For | |
| | 4. | Approve 2020 Omnibus Stock Incentive
Plan. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 5,000 | | 0 | | 21-Apr-2020 | 21-Apr-2020 |
| | | VENTAS, INC. | | | | | |
| | Security | 92276F100 | | Meeting Type | | Annual | |
| | Ticker Symbol | VTR | | Meeting Date | | 18-May-2020 | |
| | ISIN | US92276F1003 | | Agenda | | 935171645 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | Approval, on an advisory basis, of our
executive compensation. | Management | For | |
| | 2A. | Election of Director: Melody C. Barnes | Management | For | |
| | 2B. | Election of Director: Debra A. Cafaro | Management | For | |
| | 2C. | Election of Director: Jay M. Gellert | Management | For | |
| | 2D. | Election of Director: Richard I. Gilchrist | Management | For | |
| | 2E. | Election of Director: Matthew J. Lustig | Management | For | |
| | 2F. | Election of Director: Roxanne M. Martino | Management | For | |
| | 2G. | Election of Director: Sean P. Nolan | Management | For | |
| | 2H. | Election of Director: Walter C. Rakowich | Management | For | |
| | 2I. | Election of Director: Robert D. Reed | Management | For | |
| | 2J. | Election of Director: James D. Shelton | Management | For | |
| | 3. | Ratification of the selection of KPMG LLP
as the independent registered public
accounting firm for fiscal year 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 3,000 | | 0 | | 18-May-2020 | |
| | | VODAFONE GROUP PLC | | | | | |
| | Security | 92857W308 | | Meeting Type | | Annual | |
| | Ticker Symbol | VOD | | Meeting Date | | 28-Jul-2020 | |
| | ISIN | US92857W3088 | | Agenda | | 935240630 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1. | To receive the Company's accounts, the
strategic report and reports of the Directors
and the auditor for the year ended 31 March
2020. | Management | For | |
| | 2. | To elect Jean-François van Boxmeer as a
Director | Management | For | |
| | 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | |
| | 4. | To re-elect Nick Read as a Director | Management | For | |
| | 5. | To re-elect Margherita Della Valle as a
Director | Management | For | |
| | 6. | To re-elect Sir Crispin Davis as a Director | Management | For | |
| | 7. | To re-elect Michel Demaré as a Director | Management | For | |
| | 8. | To re-elect Dame Clara Furse as a Director | Management | For | |
| | 9. | To re-elect Valerie Gooding as a Director | Management | For | |
| | 10. | To re-elect Renee James as a Director | Management | For | |
| | 11. | To re-elect Maria Amparo Moraleda
Martinez as a Director | Management | For | |
| | 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | |
| | 13. | To re-elect David Thodey as a Director | Management | For | |
| | 14. | To re-elect David Nish as a Director | Management | For | |
| | 15. | To declare a final dividend of 4.50
eurocents per ordinary share for the year
ended 31 March 2020. | Management | For | |
| | 16. | To approve the Directors' Remuneration
Policy set out on pages 102 to 107 of the
Annual Report. | Management | For | |
| | 17. | To approve the Annual Report on
Remuneration contained in the
Remuneration Report of the Board for the
year ended 31 March 2020. | Management | For | |
| | 18. | To reappoint Ernst & Young LLP as the
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company. | Management | For | |
| | 19. | To authorise the Audit and Risk Committee
to determine the remuneration of the
auditor. | Management | For | |
| | 20. | To authorise the Directors to allot shares. | Management | For | |
| | 21. | To authorise the Directors to dis-apply pre-
emption rights. (Special Resolution) | Management | For | |
| | 22. | To authorise the Directors to dis-apply pre-
emption rights up to a further 5 per cent for
the purposes of financing an acquisition or
other capital investment. (Special
Resolution) | Management | For | |
| | 23. | To authorise the Company to purchase its
own shares. (Special Resolution) | Management | For | |
| | 24. | To authorise political donations and
expenditure. | Management | For | |
| | 25. | To authorise the Company to call general
meetings (other than AGMs) on 14 clear
days' notice. (Special Resolution) | Management | For | |
| | 26. | To approve the rules of the Vodafone Share
Incentive Plan (SIP). | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 6,500 | | 0 | | 24-Jun-2020 | 24-Jun-2020 |
| | | W. P. CAREY INC. | | | | | |
| | Security | 92936U109 | | Meeting Type | | Annual | |
| | Ticker Symbol | WPC | | Meeting Date | | 11-Jun-2020 | |
| | ISIN | US92936U1097 | | Agenda | | 935190710 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Mark A. Alexander | Management | For | |
| | 1B. | Election of Director: Peter J. Farrell | Management | For | |
| | 1C. | Election of Director: Robert J. Flanagan | Management | For | |
| | 1D. | Election of Director: Jason E. Fox | Management | For | |
| | 1E. | Election of Director: Axel K.A. Hansing | Management | For | |
| | 1F. | Election of Director: Jean Hoysradt | Management | For | |
| | 1G. | Election of Director: Margaret G. Lewis | Management | For | |
| | 1H. | Election of Director: Christopher J. Niehaus | Management | For | |
| | 1I. | Election of Director: Nick J.M. van Ommen | Management | For | |
| | 2. | To Approve the Advisory Resolution on
Executive Compensation. | Management | For | |
| | 3. | To Approve the Advisory Resolution on the
Frequency of Executive Compensation
Vote. | Management | 1 Year | |
| | 4. | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Company's Independent Registered Public
Accounting Firm for 2020. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | WALMART INC. | | | | | |
| | Security | 931142103 | | Meeting Type | | Annual | |
| | Ticker Symbol | WMT | | Meeting Date | | 03-Jun-2020 | |
| | ISIN | US9311421039 | | Agenda | | 935192726 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Cesar Conde | Management | For | |
| | 1B. | Election of Director: Timothy P. Flynn | Management | For | |
| | 1C. | Election of Director: Sarah J. Friar | Management | For | |
| | 1D. | Election of Director: Carla A. Harris | Management | For | |
| | 1E. | Election of Director: Thomas W. Horton | Management | For | |
| | 1F. | Election of Director: Marissa A. Mayer | Management | For | |
| | 1G. | Election of Director: C. Douglas McMillon | Management | For | |
| | 1H. | Election of Director: Gregory B. Penner | Management | For | |
| | 1I. | Election of Director: Steven S Reinemund | Management | For | |
| | 1J. | Election of Director: S. Robson Walton | Management | For | |
| | 1K. | Election of Director: Steuart L. Walton | Management | For | |
| | 2. | Advisory Vote to Approve Named Executive
Officer Compensation | Management | For | |
| | 3. | Ratification of Ernst & Young LLP as
Independent Accountants | Management | For | |
| | 4. | Approval of the Amendment to the ASDA
Sharesave Plan 2000 | Management | For | |
| | 5. | Report on Impacts of Single-Use Plastic
Bags | Shareholder | Against | |
| | 6. | Report on Supplier Antibiotics Use
Standards | Shareholder | Against | |
| | 7. | Policy to Include Hourly Associates as
Director Candidates | Shareholder | Against | |
| | 8. | Report on Strengthening Prevention of
Workplace Sexual Harassment | Shareholder | Against | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 18-May-2020 | 18-May-2020 |
| | | WASTE MANAGEMENT, INC. | | | | | |
| | Security | 94106L109 | | Meeting Type | | Annual | |
| | Ticker Symbol | WM | | Meeting Date | | 12-May-2020 | |
| | ISIN | US94106L1098 | | Agenda | | 935158445 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Frank M. Clark, Jr. | Management | For | |
| | 1B. | Election of Director: James C. Fish, Jr. | Management | For | |
| | 1C. | Election of Director: Andrés R. Gluski | Management | For | |
| | 1D. | Election of Director: Victoria M. Holt | Management | For | |
| | 1E. | Election of Director: Kathleen M. Mazzarella | Management | For | |
| | 1F. | Election of Director: William B. Plummer | Management | For | |
| | 1G. | Election of Director: John C. Pope | Management | For | |
| | 1H. | Election of Director: Thomas H.
Weidemeyer | Management | For | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as the independent registered
public accounting firm for 2020. | Management | For | |
| | 3. | Non-binding, advisory proposal to approve
our executive compensation. | Management | For | |
| | 4. | Proposal to amend and restate our
Employee Stock Purchase Plan to increase
the number of shares authorized for
issuance. | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 500 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
| | | WEC ENERGY GROUP, INC. | | | | | |
| | Security | 92939U106 | | Meeting Type | | Annual | |
| | Ticker Symbol | WEC | | Meeting Date | | 06-May-2020 | |
| | ISIN | US92939U1060 | | Agenda | | 935145501 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | Vote | | | | | | | | | | | | | | | |
| | 1A. | Election of Director: Patricia W. Chadwick | Management | For | |
| | 1B. | Election of Director: Curt S. Culver | Management | For | |
| | 1C. | Election of Director: Danny L. Cunningham | Management | For | |
| | 1D. | Election of Director: William M. Farrow III | Management | For | |
| | 1E. | Election of Director: Thomas J. Fischer | Management | For | |
| | 1F. | Election of Director: J. Kevin Fletcher | Management | For | |
| | 1G. | Election of Director: Maria C. Green | Management | For | |
| | 1H. | Election of Director: Gale E. Klappa | Management | For | |
| | 1I. | Election of Director: Henry W. Knueppel | Management | For | |
| | 1J. | Election of Director: Thomas K. Lane | Management | For | |
| | 1K. | Election of Director: Ulice Payne, Jr. | Management | For | |
| | 1L. | Election of Director: Mary Ellen Stanek | Management | For | |
| | 2. | Advisory Vote to Approve Compensation of
the Named Executive Officers. | Management | For | |
| | 3. | Ratification of Deloitte & Touche LLP as
Independent Auditors for 2020 | Management | For | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | Account
Number | | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 2698976 | | BMC #4 | 2698976 | | NORTHERN
TRUST
COMPANY | 2,256 | | 0 | | 22-Apr-2020 | 22-Apr-2020 |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
M. Hunt Broyhill, President
