BMC Fund N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.

800 Hickory Blvd. SW

Lenoir, NC 28645

828-758-6100

Wendy Sims

800 Hickory Blvd. SW

Lenoir, NC 28645

Date of fiscal year end: October 31

Date of reporting period: July 1, 2018 – June 30, 2019

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.

Investment Company Report

ABB LTD

Security

000375204

Meeting Type

Annual

Ticker Symbol

ABB

Meeting Date

02-May-2019

ISIN

US0003752047

Agenda

934979824 - Management

Item

Proposal

Proposed by

Vote

1.

Approval of the management report, the consolidated financial statements and the annual financial statements for 2018

Management

For

2.

Consultative vote on the 2018 Compensation Report

Management

For

3.

Discharge of the Board of Directors and the persons entrusted with management

Management

For

4.

Appropriation of earnings

Management

For

5.

Renewal of authorized share capital

Management

For

6a.

Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2019 Annual General Meeting to the 2020 Annual General Meeting

Management

For

6b.

Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2020

Management

For

7a.

Elect Matti Alahuhta, as Director

Management

For

7b.

Elect Gunnar Brock, as Director

Management

For

7c.

Elect David Constable, as Director

Management

For

7d.

Elect Frederico Fleury Curado, as Director

Management

For

7e.

Elect Lars Förberg, as Director

Management

For

7f.

Elect Jennifer Xin-Zhe Li, as Director

Management

For

7g.

Elect Geraldine Matchett, as Director

Management

For

7h.

Elect David Meline, as Director

Management

For

7i.

Elect Satish Pai, as Director

Management

For

7j.

Elect Jacob Wallenberg, as Director

Management

For

7k.

Elect Peter Voser, as Director and Chairman

Management

For

8a.

Election to the Compensation Committee: David Constable

Management

For

8b.

Election to the Compensation Committee: Frederico Fleury Curado

Management

For

8c.

Election to the Compensation Committee: Jennifer Xin-Zhe Li

Management

For

9.

Election of the independent proxy, Dr. Hans Zehnder

Management

For

10.

Election of the auditors, KPMG AG

Management

For

11.

In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

11-Apr-2019

26-Apr-2019

ABBVIE INC.

Security

00287Y109

Meeting Type

Annual

Ticker Symbol

ABBV

Meeting Date

03-May-2019

ISIN

US00287Y1091

Agenda

934949162 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

William H.L. Burnside

Withheld

2

Brett J. Hart

Withheld

3

Edward J. Rapp

Withheld

2.

Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2019

Management

For

3.

Say on Pay - An advisory vote on the approval of executive compensation

Management

For

4.

Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote

Management

For

5.

Stockholder Proposal - to Issue an Annual Report on Lobbying

Shareholder

Against

6.

Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing

Shareholder

Against

7.

Stockholder Proposal - to Adopt a Policy to Require Independent Chairman

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

15-Apr-2019

06-May-2019

ALIBABA GROUP HOLDING LIMITED

Security

01609W102

Meeting Type

Annual

Ticker Symbol

BABA

Meeting Date

31-Oct-2018

ISIN

US01609W1027

Agenda

934878553 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director to serve for a three year term: JOSEPH C. TSAI

Management

Against

1b.

Election of Director to serve for a three year term: J. MICHAEL EVANS

Management

Against

1c.

Election of Director to serve for a three year term: ERIC XIANDONG JING

Management

Against

1d.

Election of Director to serve for a three year term: BORJE E. EKHOLM

Management

Against

2.

Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company.

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

23-Oct-2018

25-Oct-2018

ALLERGAN PLC

Security

G0177J108

Meeting Type

Annual

Ticker Symbol

AGN

Meeting Date

01-May-2019

ISIN

IE00BY9D5467

Agenda

934955696 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Nesli Basgoz, M.D.

Management

For

1b.

Election of Director: Joseph H. Boccuzi

Management

For

1c.

Election of Director: Christopher W. Bodine

Management

For

1d.

Election of Director: Adriane M. Brown

Management

For

1e.

Election of Director: Christopher J. Coughlin

Management

For

1f.

Election of Director: Carol Anthony (John) Davidson

Management

For

1g.

Election of Director: Thomas C. Freyman

Management

For

1h.

Election of Director: Michael E. Greenberg, PhD

Management

For

1i.

Election of Director: Robert J. Hugin

Management

For

1j.

Election of Director: Peter J. McDonnell, M.D.

Management

For

1k.

Election of Director: Brenton L. Saunders

Management

For

2.

To approve, in a non-binding vote, Named Executive Officer compensation.

Management

For

3.

To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration.

Management

For

4.

To renew the authority of the directors of the Company (the "Directors") to issue shares.

Management

For

5a.

To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders.

Management

For

5b.

To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment.

Management

For

6.

To consider a shareholder proposal requiring an independent Board Chairman (immediate change), if properly presented at the meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

7,500

0

02-Apr-2019

02-May-2019

AMERICAN CAMPUS COMMUNITIES, INC.

Security

024835100

Meeting Type

Annual

Ticker Symbol

ACC

Meeting Date

01-May-2019

ISIN

US0248351001

Agenda

934963958 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: William C. Bayless, Jr.

Management

For

1b.

Election of Director: G. Steven Dawson

Management

For

1c.

Election of Director: Cydney C. Donnell

Management

For

1d.

Election of Director: Mary C. Egan

Management

For

1e.

Election of Director: Edward Lowenthal

Management

For

1f.

Election of Director: Oliver Luck

Management

For

1g.

Election of Director: C. Patrick Oles, Jr.

Management

For

1h.

Election of Director: John T. Rippel

Management

For

2.

Ratification of Ernst & Young as our independent auditors for 2019

Management

For

3.

To provide a non-binding advisory vote approving the Company's executive compensation program

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

02-Apr-2019

02-May-2019

ANHEUSER-BUSCH INBEV SA

Security

03524A108

Meeting Type

Annual

Ticker Symbol

BUD

Meeting Date

24-Apr-2019

ISIN

US03524A1088

Agenda

934967007 - Management

Item

Proposal

Proposed by

Vote

1c

Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement)

Management

For

2

Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement)

Management

For

6

Approval of the statutory annual accounts

Management

For

7

Discharge to the directors

Management

For

8

Discharge to the statutory auditor

Management

For

9a

Appointment of Director: acknowledging the resignation of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022.

Management

For

9b

Appointment of Director: acknowledging the resignation of Mr. Stéfan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022.

Management

For

9c

Appointment of Director: acknowledging the resignation of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022.

Management

For

9d

Appointment of Director: acknowledging the resignation of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022.

Management

For

9e

Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019.

Management

For

9f

Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019.

Management

For

9g

Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019.

Management

For

10

Appointment of statutory auditor and remuneration

Management

For

11a

Remuneration: Remuneration policy and remuneration report of the Company

Management

For

11b

Remuneration: Change to the fixed remuneration of the directors

Management

For

11c

Remuneration: Restricted Stock Units for directors

Management

For

12

Filings

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

02-Apr-2019

15-Apr-2019

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

02-Apr-2019

15-Apr-2019

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

01-Mar-2019

ISIN

US0378331005

Agenda

934919359 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of director: James Bell

Management

For

1b.

Election of director: Tim Cook

Management

For

1c.

Election of director: Al Gore

Management

For

1d.

Election of director: Bob Iger

Management

For

1e.

Election of director: Andrea Jung

Management

For

1f.

Election of director: Art Levinson

Management

For

1g.

Election of director: Ron Sugar

Management

For

1h.

Election of director: Sue Wagner

Management

For

2.

Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019

Management

For

3.

Advisory vote to approve executive compensation

Management

For

4.

A shareholder proposal entitled "Shareholder Proxy Access Amendments"

Shareholder

Against

5.

A shareholder proposal entitled "True Diversity Board Policy"

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

16-Jan-2019

04-Mar-2019

ASTRAZENECA PLC

Security

046353108

Meeting Type

Annual

Ticker Symbol

AZN

Meeting Date

26-Apr-2019

ISIN

US0463531089

Agenda

934956434 - Management

Item

Proposal

Proposed by

Vote

1.

To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2018

Management

For

2.

To confirm dividends

Management

For

3.

To reappoint PricewaterhouseCoopers LLP as Auditor

Management

For

4.

To authorise the Directors to agree the remuneration of the Auditor

Management

For

5a.

To elect or re-elect of the Director: Leif Johansson

Management

For

5b.

To elect or re-elect of the Director: Pascal Soriot

Management

For

5c.

To elect or re-elect of the Director: Marc Dunoyer

Management

For

5d.

To elect or re-elect of the Director: Geneviève Berger

Management

For

5e.

To elect or re-elect of the Director: Philip Broadley

Management

For

5f.

To elect or re-elect of the Director: Graham Chipchase

Management

For

5g.

To elect or re-elect of the Director: Deborah DiSanzo

Management

For

5h.

To elect or re-elect of the Director: Sheri McCoy

Management

For

5i.

To elect or re-elect of the Director: Tony Mok

Management

For

5j.

To elect or re-elect of the Director: Nazneen Rahman

Management

For

5k.

To elect or re-elect of the Director: Marcus Wallenberg

Management

For

6.

To approve the Annual Report on Remuneration for the year ended 31 December 2018

Management

For

7.

To authorise limited political donations

Management

For

8.

To authorise the Directors to allot shares

Management

For

9.

To authorise the Directors to disapply pre- emption rights

Management

For

10.

To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments

Management

For

11.

To authorise the Company to purchase its own shares

Management

For

12.

To reduce the notice period for general meetings

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

02-Apr-2019

18-Apr-2019

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

26-Apr-2019

ISIN

US00206R1023

Agenda

934938082 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Randall L. Stephenson

Management

For

1b.

Election of Director: Samuel A. Di Piazza, Jr.

Management

For

1c.

Election of Director: Richard W. Fisher

Management

For

1d.

Election of Director: Scott T. Ford

Management

For

1e.

Election of Director: Glenn H. Hutchins

Management

For

1f.

Election of Director: William E. Kennard

Management

For

1g.

Election of Director: Michael B. McCallister

Management

For

1h.

Election of Director: Beth E. Mooney

Management

For

1i.

Election of Director: Matthew K. Rose

Management

For

1j.

Election of Director: Cynthia B. Taylor

Management

For

1k.

Election of Director: Laura D'Andrea Tyson

Management

For

1l.

Election of Director: Geoffrey Y. Yang

Management

For

2.

Ratification of appointment of independent auditors.

Management

For

3.

Advisory approval of executive compensation.

Management

For

4.

Independent Chair.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

02-Apr-2019

29-Apr-2019

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

24-Apr-2019

ISIN

US0605051046

Agenda

934942360 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Sharon L. Allen

Management

For

1b.

Election of Director: Susan S. Bies

Management

For

1c.

Election of Director: Jack O. Bovender, Jr.

Management

For

1d.

Election of Director: Frank P. Bramble, Sr.

Management

For

1e.

Election of Director: Pierre J.P. de Weck

Management

For

1f.

Election of Director: Arnold W. Donald

Management

For

1g.

Election of Director: Linda P. Hudson

Management

For

1h.

Election of Director: Monica C. Lozano

Management

For

1i.

Election of Director: Thomas J. May

Management

For

1j.

Election of Director: Brian T. Moynihan

Management

For

1k.

Election of Director: Lionel L. Nowell III

Management

For

1l.

Election of Director: Clayton S. Rose

Management

For

1m.

Election of Director: Michael D. White

Management

For

1n.

Election of Director: Thomas D. Woods

Management

For

1o.

Election of Director: R. David Yost

Management

For

1p.

Election of Director: Maria T. Zuber

Management

For

2.

Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution)

Management

For

3.

Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019.

Management

For

4.

Amending the Bank of America Corporation Key Employee Equity Plan.

Management

For

5.

Report Concerning Gender Pay Equity.

Shareholder

For

6.

Right to Act by Written Consent.

Shareholder

Against

7.

Enhance Shareholder Proxy Access.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

02-Apr-2019

25-Apr-2019

BB&T CORPORATION

Security

054937107

Meeting Type

Annual

Ticker Symbol

BBT

Meeting Date

30-Apr-2019

ISIN

US0549371070

Agenda

934935769 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Jennifer S. Banner

Management

For

1b.

Election of Director: K. David Boyer, Jr.

Management

For

1c.

Election of Director: Anna R. Cablik

Management

For

1d.

Election of Director: Patrick C. Graney III

Management

For

1e.

Election of Director: I. Patricia Henry

Management

For

1f.

Election of Director: Kelly S. King

Management

For

1g.

Election of Director: Louis B. Lynn, Ph.D.

Management

For

1h.

Election of Director: Easter A. Maynard

Management

For

1i.

Election of Director: Charles A. Patton

Management

For

1j.

Election of Director: Nido R. Qubein

Management

For

1k.

Election of Director: William J. Reuter

Management

For

1l.

Election of Director: Tollie W. Rich, Jr.

Management

For

1m.

Election of Director: Christine Sears

Management

For

1n.

Election of Director: Thomas E. Skains

Management

For

1o.

Election of Director: Thomas N. Thompson

Management

For

2.

Ratification of the appointment of BB&T's independent registered public accounting firm for 2019.

Management

For

3.

An advisory vote to approve BB&T's executive compensation program.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

02-Apr-2019

01-May-2019

BCE INC.

Security

05534B760

Meeting Type

Annual

Ticker Symbol

BCE

Meeting Date

02-May-2019

ISIN

CA05534B7604

Agenda

934962134 - Management

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

BARRY K. ALLEN

For

2

SOPHIE BROCHU

For

3

ROBERT E. BROWN

For

4

GEORGE A. COPE

For

5

DAVID F. DENISON

For

6

ROBERT P. DEXTER

For

7

IAN GREENBERG

For

8

KATHERINE LEE

For

9

MONIQUE F. LEROUX

For

10

GORDON M. NIXON

For

11

CALIN ROVINESCU

For

12

KAREN SHERIFF

For

13

ROBERT C. SIMMONDS

For

14

PAUL R. WEISS

For

2

APPOINTMENT OF DELOITTE LLP AS AUDITORS.

Management

For

3

ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

02-Apr-2019

03-May-2019

BERKSHIRE HATHAWAY INC.

Security

084670702

Meeting Type

Annual

Ticker Symbol

BRKB

Meeting Date

04-May-2019

ISIN

US0846707026

Agenda

934943362 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Warren E. Buffett

For

2

Charles T. Munger

For

3

Gregory E. Abel

For

4

Howard G. Buffett

For

5

Stephen B. Burke

For

6

Susan L. Decker

For

7

William H. Gates III

For

8

David S. Gottesman

For

9

Charlotte Guyman

For

10

Ajit Jain

For

11

Thomas S. Murphy

For

12

Ronald L. Olson

For

13

Walter Scott, Jr.

For

14

Meryl B. Witmer

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

15-Apr-2019

06-May-2019

BLACKROCK TAXABLE MUNICIPAL BOND TRUST

Security

09248X100

Meeting Type

Annual

Ticker Symbol

BBN

Meeting Date

27-Aug-2018

ISIN

US09248X1000

Agenda

934847875 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Frank J. Fabozzi

For

2

Robert Fairbairn

For

3

Catherine A. Lynch

For

4

Karen P. Robards

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

10,000

0

28-Aug-2018

28-Aug-2018

CAMECO CORPORATION

Security

13321L108

Meeting Type

Annual

Ticker Symbol

CCJ

Meeting Date

07-May-2019

ISIN

CA13321L1085

Agenda

934969796 - Management

Item

Proposal

Proposed by

Vote

A

DIRECTOR

Management

1

IAN BRUCE

For

2

DANIEL CAMUS

For

3

DONALD DERANGER

For

4

CATHERINE GIGNAC

For

5

TIM GITZEL

For

6

JIM GOWANS

For

7

KATHRYN JACKSON

For

8

DON KAYNE

For

9

ANNE MCLELLAN

For

B

APPOINT KPMG LLP AS AUDITORS.

Management

For

C

BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2019 ANNUAL MEETING OF SHAREHOLDERS.

Management

For

D

YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO "AGAINST" WILL BE TREATED AS NOT MARKED

Management

Abstain

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

35,000

0

15-Apr-2019

08-May-2019

CAMPBELL SOUP COMPANY

Security

134429109

Meeting Type

Contested-Annual

Ticker Symbol

CPB

Meeting Date

29-Nov-2018

ISIN

US1344291091

Agenda

934888009 - Opposition

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

Nominee 01 Withdrawn

For

2

Nominee 02 Withdrawn

For

3

Sarah Hofstetter

For

4

Munib Islam

For

5

Nominee 05 Withdrawn

For

6

Bozoma Saint John

For

7

Kurt Schmidt

For

8

Nominee 08 Withdrawn

For

9

Nominee 09 Withdrawn

For

10

Nominee 10 Withdrawn

For

11

Nominee 11 Withdrawn

For

12

William Toler

For

2

Company's proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2019.

Management

For

3

Company's proposal of an advisory resolution to approve executive compensation.

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

12-Nov-2018

30-Nov-2018

CAPITAL ONE FINANCIAL CORPORATION

Security

14040H105

��

Meeting Type

Annual

Ticker Symbol

COF

Meeting Date

02-May-2019

ISIN

US14040H1059

Agenda

934941596 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Richard D. Fairbank

Management

For

1B.

Election of Director: Aparna Chennapragada

Management

For

1C.

Election of Director: Ann Fritz Hackett

Management

For

1D.

Election of Director: Peter Thomas Killalea

Management

For

1E.

Election of Director: Cornelis "Eli" Leenaars

Management

For

1F.

Election of Director: Pierre E. Leroy

Management

For

1G.

Election of Director: Francois Locoh-Donou

Management

For

1H.

Election of Director: Peter E. Raskind

Management

For

1I.

Election of Director: Mayo A. Shattuck III

Management

For

1J.

Election of Director: Bradford H. Warner

Management

For

1K.

Election of Director: Catherine G. West

Management

For

2.

Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019.

Management

For

3.

Advisory approval of Capital One's 2018 Named Executive Officer compensation.

Management

For

4.

Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan.

Management

For

5.

Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

02-Apr-2019

03-May-2019

CAPITALA FINANCE CORP

Security

14054R106

Meeting Type

Annual

Ticker Symbol

CPTA

Meeting Date

02-May-2019

ISIN

US14054R1068

Agenda

934945657 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Joseph B. Alala, III

Withheld

2

H. Paul Chapman

Withheld

2.

To approve a proposal to authorize Capitala Finance Corp. to sell shares of its common stock at a price or prices below Capitala Finance Corp.'s then current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and compliance with the conditions set forth in the proxy statement pertaining thereto (including, without limitation, that the number of shares issued does not exceed 25% of Capitala Finance Corp.'s then outstanding common stock immediately prior to each such offering).

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

78,455

0

09-Apr-2019

03-May-2019

CARETRUST REIT

Security

14174T107

Meeting Type

Annual

Ticker Symbol

CTRE

Meeting Date

01-May-2019

ISIN

US14174T1079

Agenda

934946320 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Allen C. Barbieri

Management

Abstain

1b.

Election of Director: Jon D. Kline

Management

Abstain

1c.

Election of Director: Diana M. Laing

Management

Abstain

2.

Approval, on an advisory basis, of the compensation of the Company's named executive officers.

Management

For

3.

Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

02-Apr-2019

02-May-2019

CDK GLOBAL, INC.

Security

12508E101

Meeting Type

Annual

Ticker Symbol

CDK

Meeting Date

13-Nov-2018

ISIN

US12508E1010

Agenda

934881423 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Leslie A. Brun

For

2

Willie A. Deese

For

3

Amy J. Hillman

For

4

Brian P. MacDonald

For

5

Eileen J. Martinson

For

6

Stephen A. Miles

For

7

Robert E. Radway

For

8

S.F. Schuckenbrock

For

9

Frank S. Sowinski

For

2.

Advisory vote to approve executive compensation.

Management

For

3.

Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending June 30, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

11-Oct-2018

14-Nov-2018

CISCO SYSTEMS, INC.

Security

17275R102

Meeting Type

Annual

Ticker Symbol

CSCO

Meeting Date

12-Dec-2018

ISIN

US17275R1023

Agenda

934891614 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: M. Michele Burns

Management

For

1b.

Election of Director: Michael D. Capellas

Management

For

1c.

Election of Director: Mark Garrett

Management

For

1d.

Election of Director: Dr. Kristina M. Johnson

Management

For

1e.

Election of Director: Roderick C. McGeary

Management

For

1f.

Election of Director: Charles H. Robbins

Management

For

1g.

Election of Director: Arun Sarin

Management

For

1h.

Election of Director: Brenton L. Saunders

Management

For

1i.

Election of Director: Steven M. West

Management

For

2.

Approval of amendment and restatement of the Employee Stock Purchase Plan.

Management

For

3.

Approval, on an advisory basis, of executive compensation.

Management

For

4.

Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019.

Management

For

5.

Approval to have Cisco's Board adopt a policy to have an independent Board chairman.

Shareholder

Against

6.

Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,700

0

30-Nov-2018

13-Dec-2018

CME GROUP INC.

Security

12572Q105

Meeting Type

Special

Ticker Symbol

CME

Meeting Date

29-Nov-2018

ISIN

US12572Q1058

Agenda

934879909 - Management

Item

Proposal

Proposed by

Vote

1.

Approve an amendment and restatement of our certificate of incorporation to eliminate all or some of the Class B Election Rights.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

800

0

11-Oct-2018

30-Nov-2018

CORNING INCORPORATED

Security

219350105

Meeting Type

Annual

Ticker Symbol

GLW

Meeting Date

02-May-2019

ISIN

US2193501051

Agenda

934945633 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Donald W. Blair

Management

For

1b.

Election of Director: Leslie A. Brun

Management

For

1c.

Election of Director: Stephanie A. Burns

Management

For

1d.

Election of Director: John A. Canning, Jr.

Management

For

1e.

Election of Director: Richard T. Clark

Management

For

1f.

Election of Director: Robert F. Cummings, Jr.

Management

For

1g.

Election of Director: Deborah A. Henretta

Management

For

1h.

Election of Director: Daniel P. Huttenlocher

Management

For

1i.

Election of Director: Kurt M. Landgraf

Management

For

1j.

Election of Director: Kevin J. Martin

Management

For

1k.

Election of Director: Deborah D. Rieman

Management

For

1l.

Election of Director: Hansel E. Tookes II

Management

For

1m.

Election of Director: Wendell P. Weeks

Management

For

1n.

Election of Director: Mark S. Wrighton

Management

For

2.

Advisory approval of the Company's executive compensation (Say on Pay).

Management

For

3.

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

4.

Approval of the 2019 Equity Plan for Non- Employee Directors.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,500

0

15-Apr-2019

03-May-2019

CYRUSONE INC.

Security

23283R100

Meeting Type

Annual

Ticker Symbol

CONE

Meeting Date

29-Apr-2019

ISIN

US23283R1005

Agenda

934946154 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

David H. Ferdman

For

2

John W. Gamble, Jr.

For

3

Michael A. Klayko

For

4

T. Tod Nielsen

For

5

Alex Shumate

For

6

William E. Sullivan

For

7

Lynn A. Wentworth

For

8

Gary J. Wojtaszek

For

2.

Advisory vote to approve the compensation of the Company's named executive officers.

Management

For

3.

Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

02-Apr-2019

30-Apr-2019

DELL TECHNOLOGIES INC.

Security

24703L103

Meeting Type

Contested-Special

Ticker Symbol

DVMT

Meeting Date

11-Dec-2018

ISIN

US24703L1035

Agenda

934891361 - Management

Item

Proposal

Proposed by

Vote

1.

Adoption of the Agreement and Plan of Merger, between Dell Technologies Inc. and Teton Merger Sub Inc., dated as of July 1, 2018, as it may be amended from time to time (the "merger agreement"), pursuant to which Teton Merger Sub Inc. will be merged with and into Dell Technologies Inc., and Dell Technologies Inc. will continue as the surviving corporation.

Management

For

2.

Adoption of the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. in the form attached as Exhibit A to the merger agreement.

Management

For

3.

Approval, on a non-binding, advisory basis, of compensation arrangements with respect to the named executive officers of Dell Technologies Inc. related to the Class V transaction described in the accompanying proxy statement/prospectus.

Management

For

4.

Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement or adopt the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies Inc.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

557

0

30-Nov-2018

12-Dec-2018

DELL TECHNOLOGIES INC.

Security

24703L103

Meeting Type

Special

Ticker Symbol

DVMT

Meeting Date

11-Dec-2018

ISIN

US24703L1035

Agenda

934905677 - Management

Item

Proposal

Proposed by

Vote

1.

Adoption of the Agreement and Plan of Merger, between Dell Technologies Inc. and Teton Merger Sub Inc., dated as of July 1, 2018, as it may be amended from time to time (the "merger agreement"), pursuant to which Teton Merger Sub Inc. will be merged with and into Dell Technologies Inc., and Dell Technologies Inc. will continue as the surviving corporation.

Management

For

2.

Adoption of the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. in the form attached as Exhibit A to the merger agreement.

Management

For

3.

Approval, on a non-binding, advisory basis, of compensation arrangements with respect to the named executive officers of Dell Technologies Inc. related to the Class V transaction described in the accompanying proxy statement/prospectus.

Management

For

4.

Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement or adopt the Fifth Amended and Restated Certificate of Incorporation of Dell Technologies Inc.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

557

0

11-Dec-2018

12-Dec-2018

DIGITAL REALTY TRUST, INC.

Security

253868103

Meeting Type

Annual

Ticker Symbol

DLR

Meeting Date

13-May-2019

ISIN

US2538681030

Agenda

934969265 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Laurence A. Chapman

Management

For

1B.

Election of Director: Michael A. Coke

Management

For

1C.

Election of Director: Kevin J. Kennedy

Management

For

1D.

Election of Director: William G. LaPerch

Management

For

1E.

Election of Director: Afshin Mohebbi

Management

For

1F.

Election of Director: Mark R. Patterson

Management

For

1G.

Election of Director: Mary Hogan Preusse

Management

For

1H.

Election of Director: Dennis E. Singleton

Management

For

1I.

Election of Director: A. William Stein

Management

For

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019.

Management

For

3.

To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

02-Apr-2019

14-May-2019

DOMINION ENERGY, INC.

Security

25746U109

Meeting Type

Annual

Ticker Symbol

D

Meeting Date

07-May-2019

ISIN

US25746U1097

Agenda

934957501 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: James A. Bennett

Management

For

1b.

Election of Director: Helen E. Dragas

Management

For

1c.

Election of Director: James O. Ellis, Jr.

Management

For

1d.

Election of Director: Thomas F. Farrell, II

Management

For

1e.

Election of Director: D. Maybank Hagood

Management

For

1f.

Election of Director: John W. Harris

Management

For

1g.

Election of Director: Ronald W. Jibson

Management

For

1h.

Election of Director: Mark J. Kington

Management

For

1i.

Election of Director: Joseph M. Rigby

Management

For

1j.

Election of Director: Pamela J. Royal, M.D.

Management

For

1k.

Election of Director: Robert H. Spilman, Jr.

Management

For

1l.

Election of Director: Susan N. Story

Management

For

1m.

Election of Director: Michael E. Szymanczyk

Management

For

2.

Ratification of Appointment of Independent Auditor

Management

For

3.

Advisory Vote on Approval of Executive Compensation (Say on Pay)

Management

For

4.

Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock

Management

For

5.

Shareholder Proposal Regarding a Policy to Require an Independent Board Chair

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,500

0

15-Apr-2019

08-May-2019

DUKE ENERGY CORPORATION

Security

26441C204

Meeting Type

Annual

Ticker Symbol

DUK

Meeting Date

02-May-2019

ISIN

US26441C2044

Agenda

934949326 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Michael G. Browning

For

2

Annette K. Clayton

For

3

Theodore F. Craver, Jr.

For

4

Robert M. Davis

For

5

Daniel R. DiMicco

For

6

Lynn J. Good

For

7

John T. Herron

For

8

William E. Kennard

For

9

E. Marie McKee

For

10

Charles W. Moorman IV

For

11

Marya M. Rose

For

12

Carlos A. Saladrigas

For

13

Thomas E. Skains

For

14

William E. Webster, Jr.

For

2.

Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2019

Management

For

3.

Advisory vote to approve Duke Energy's named executive officer compensation

Management

For

4.

Shareholder proposal regarding political contributions

Shareholder

Against

5.

Shareholder proposal regarding providing an annual report on Duke Energy's lobbying expenses

Shareholder

Against

6.

Shareholder proposal regarding a report on mitigating health and climate impacts of coal use

Shareholder

Against

7.

Shareholder proposal regarding a report on the costs and benefits of Duke Energy's voluntary environment-related activities

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,387

0

15-Apr-2019

03-May-2019

EAGLE MATERIALS INC

Security

26969P108

Meeting Type

Annual

Ticker Symbol

EXP

Meeting Date

02-Aug-2018

ISIN

US26969P1084

Agenda

934849475 - Management

Item

Proposal

Proposed by

Vote

1A

Election of Director: F. William Barnett

Management

Against

1B

Election of Director: Richard Beckwitt

Management

Against

1C

Election of Director: Ed H. Bowman

Management

Against

2.

Advisory resolution regarding the compensation of our named executive officers.

Management

For

3.

To approve the expected appointment of Ernst & Young LLP as independent auditors for fiscal year 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

13-Jul-2018

03-Aug-2018

ECOLAB INC.

Security

278865100

Meeting Type

Annual

Ticker Symbol

ECL

Meeting Date

02-May-2019

ISIN

US2788651006

Agenda

934949124 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Douglas M. Baker, Jr.

Management

For

1b.

Election of Director: Shari L. Ballard

Management

For

1c.

Election of Director: Barbara J. Beck

Management

For

1d.

Election of Director: Leslie S. Biller

Management

For

1e.

Election of Director: Jeffrey M. Ettinger

Management

For

1f.

Election of Director: Arthur J. Higgins

Management

For

1g.

Election of Director: Michael Larson

Management

For

1h.

Election of Director: David W. MacLennan

Management

For

1i.

Election of Director: Tracy B. McKibben

Management

For

1j.

Election of Director: Lionel L. Nowell, III

Management

For

1k.

Election of Director: Victoria J. Reich

Management

For

1l.

Election of Director: Suzanne M. Vautrinot

Management

For

1m.

Election of Director: John J. Zillmer

Management

For

2.

Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2019.

Management

For

3.

Advisory vote to approve the compensation of executives disclosed in the Proxy Statement.

Management

For

4.

Stockholder proposal requesting an independent board chair, if properly presented.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

15-Apr-2019

03-May-2019

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

06-May-2019

ISIN

US5324571083

Agenda

934940215 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of director for three-year term: R. Alvarez

Management

For

1b.

Election of director for three-year term: C. R. Bertozzi

Management

For

1c.

Election of director for three-year term: J. R. Luciano

Management

For

1d.

Election of director for three-year term: K. P. Seifert

Management

For

2.

Approval, by non-binding vote, of the compensation paid to the company's named executive officers.

Management

For

3.

Ratification of Ernst & Young LLP as the principal independent auditor for 2019.

Management

For

4.

Approve amendments to the Articles of Incorporation to eliminate the classified board structure.

Management

For

5.

Approve amendments to the Articles of Incorporation to eliminate all supermajority voting provisions.

Management

For

6.

Shareholder proposal requesting a report regarding direct and indirect political expenditures.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

15-Apr-2019

07-May-2019

ENERGY TRANSFER PARTNERS, L.P.

Security

29278N103

Meeting Type

Special

Ticker Symbol

ETP

Meeting Date

18-Oct-2018

ISIN

US29278N1037

Agenda

934877664 - Management

Item

Proposal

Proposed by

Vote

1.

To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of August 1, 2018 (as may be amended from time to time, the "merger agreement"), by and among Energy Transfer Equity, L.P. ("ETE"), LE GP, LLC, the general partner of ETE, Streamline Merger Sub, LLC, a wholly owned subsidiary of ETE ("ETE Merger Sub"), Energy Transfer Partners, L.P. ("ETP") and Energy Transfer Partners, L.L.C., as the general partner of Energy Transfer Partners GP, L.P., the general partner of ETP, and the transactions contemplated thereby.

Management

For

2.

To consider and vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement and the transactions contemplated thereby at the time of the special meeting.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

05-Oct-2018

19-Oct-2018

ENTERGY CORPORATION

Security

29364G103

Meeting Type

Annual

Ticker Symbol

ETR

Meeting Date

03-May-2019

ISIN

US29364G1031

Agenda

934954074 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: J. R. Burbank

Management

For

1b.

Election of Director: P. J. Condon

Management

For

1c.

Election of Director: L. P. Denault

Management

For

1d.

Election of Director: K. H. Donald

Management

For

1e.

Election of Director: P. L. Frederickson

Management

For

1f.

Election of Director: A. M. Herman

Management

For

1g.

Election of Director: M. E. Hyland

Management

For

1h.

Election of Director: S. L. Levenick

Management

For

1i.

Election of Director: B. L. Lincoln

Management

For

1j.

Election of Director: K. A. Puckett

Management

For

2.

Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2019.

Management

For

3.

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

4.

Approval of the Entergy Corporation 2019 Omnibus Incentive Plan.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

15-Apr-2019

06-May-2019

GENERAL MILLS, INC.

Security

370334104

Meeting Type

Annual

Ticker Symbol

GIS

Meeting Date

25-Sep-2018

ISIN

US3703341046

Agenda

934864960 - Management

Item

Proposal

Proposed by

Vote

1a)

Election of Director: Alicia Boler Davis

Management

For

1b)

Election of Director: R. Kerry Clark

Management

For

1c)

Election of Director: David M. Cordani

Management

For

1d)

Election of Director: Roger W. Ferguson Jr.

Management

For

1e)

Election of Director: Jeffrey L. Harmening

Management

For

1f)

Election of Director: Maria G. Henry

Management

For

1g)

Election of Director: Heidi G. Miller

Management

For

1h)

Election of Director: Steve Odland

Management

For

1i)

Election of Director: Maria A. Sastre

Management

For

1j)

Election of Director: Eric D. Sprunk

Management

For

1k)

Election of Director: Jorge A. Uribe

Management

For

2.

Advisory Vote on Executive Compensation.

Management

For

3.

Ratify Appointment of the Independent Registered Public Accounting Firm.

Management

For

4.

Shareholder Proposal for Report on Pesticide Use in Our Supply Chain and its Impacts on Pollinators.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

11-Sep-2018

26-Sep-2018

GOLAR LNG PARTNERS LP

Security

Y2745C102

Meeting Type

Annual

Ticker Symbol

GMLP

Meeting Date

26-Sep-2018

ISIN

MHY2745C1021

Agenda

934867740 - Management

Item

Proposal

Proposed by

Vote

1.

To elect Paul Leand as a Class III Director of the Partnership whose term will expire at the 2021 Annual Meeting of Limited Partners.

Management

Against

2.

To elect Jeremy Kramer as a Class III Director of the Partnership whose term will expire at the 2021 Annual Meeting of Limited Partners.

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

11-Sep-2018

27-Sep-2018

GOLUB CAPITAL BDC, INC.

Security

38173M102

Meeting Type

Annual

Ticker Symbol

GBDC

Meeting Date

05-Feb-2019

ISIN

US38173M1027

Agenda

934915844 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Class III Director: Lawrence E. Golub

Management

For

1b.

Election of Class III Director: William M. Webster IV

Management

For

2.

To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019.

Management

For

3.

To approve the Company becoming subject to the minimum asset coverage ratio under the Small Business Credit Availability Act of at least 150%, which would permit the Company to double the maximum amount of leverage that it is currently permitted to incur.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

15,000

0

16-Jan-2019

06-Feb-2019

GUGGENHEIM FUNDS

Security

401664107

Meeting Type

Annual

Ticker Symbol

GBAB

Meeting Date

04-Apr-2019

ISIN

US4016641072

Agenda

934935846 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Class III trustee to serve until 2022 annual meeting: Amy J. Lee

Management

For

1b.

Election of Class III trustee to serve until 2022 annual meeting: Ronald E. Toupin, Jr.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

10,000

0

02-Apr-2019

05-Apr-2019

HOLOGIC, INC.

Security

436440101

Meeting Type

Annual

Ticker Symbol

HOLX

Meeting Date

07-Mar-2019

ISIN

US4364401012

Agenda

934921443 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Stephen P. MacMillan

For

2

Sally W. Crawford

For

3

Charles J. Dockendorff

For

4

Scott T. Garrett

For

5

Ludwig N. Hantson

For

6

Namal Nawana

For

7

Christiana Stamoulis

For

8

Amy M. Wendell

For

2.

A non-binding advisory resolution to approve executive compensation.

Management

For

3.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

05-Feb-2019

08-Mar-2019

INTERCONTINENTAL EXCHANGE, INC.

Security

45866F104

Meeting Type

Annual

Ticker Symbol

ICE

Meeting Date

17-May-2019

ISIN

US45866F1049

Agenda

934964380 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director for term expiring in 2020: Hon. Sharon Y. Bowen

Management

For

1b.

Election of Director for term expiring in 2020: Charles R. Crisp

Management

For

1c.

Election of Director for term expiring in 2020: Duriya M. Farooqui

Management

For

1d.

Election of Director for term expiring in 2020: Jean-Marc Forneri

Management

For

1e.

Election of Director for term expiring in 2020: The Rt. Hon. the Lord Hague of Richmond

Management

For

1f.

Election of Director for term expiring in 2020: Hon. Frederick W. Hatfield

Management

For

1g.

Election of Director for term expiring in 2020: Thomas E. Noonan

Management

For

1h.

Election of Director for term expiring in 2020: Frederic V. Salerno

Management

For

1i.

Election of Director for term expiring in 2020: Jeffrey C. Sprecher

Management

For

1j.

Election of Director for term expiring in 2020: Judith A. Sprieser

Management

For

1k.

Election of Director for term expiring in 2020: Vincent Tese

Management

For

2.

To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers.

Management

For

3.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

02-Apr-2019

20-May-2019

IQVIA HOLDINGS INC.

Security

46266C105

Meeting Type

Annual

Ticker Symbol

IQV

Meeting Date

09-Apr-2019

ISIN

US46266C1053

Agenda

934932939 - Management

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

Carol J. Burt

For

2

John P. Connaughton

For

3

John G. Danhakl

For

4

James A. Fasano

For

2

The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

02-Apr-2019

10-Apr-2019

JERNIGAN CAPITAL, INC.

Security

476405105

Meeting Type

Annual

Ticker Symbol

JCAP

Meeting Date

01-May-2019

ISIN

US4764051052

Agenda

934951496 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Dean Jernigan

For

2

Randall L. Churchey

For

3

Mark O. Decker

For

4

John A. Good

For

5

Rebecca Owen

For

6

Howard A. Silver

For

7

Dr. Harry J. Thie

For

2.

To approve the Second Amended and Restated Jernigan Capital, Inc. 2015 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 380,000 shares.

Management

For

3.

To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

02-Apr-2019

02-May-2019

KIMBERLY-CLARK CORPORATION

Security

494368103

Meeting Type

Annual

Ticker Symbol

KMB

Meeting Date

02-May-2019

ISIN

US4943681035

Agenda

934939298 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Abelardo E. Bru

Management

For

1b.

Election of Director: Robert W. Decherd

Management

For

1c.

Election of Director: Thomas J. Falk

Management

For

1d.

Election of Director: Fabian T. Garcia

Management

For

1e.

Election of Director: Michael D. Hsu

Management

For

1f.

Election of Director: Mae C. Jemison, M.D.

Management

For

1g.

Election of Director: Nancy J. Karch

Management

For

1h.

Election of Director: S. Todd Maclin

Management

For

1i.

Election of Director: Sherilyn S. McCoy

Management

For

1j.

Election of Director: Christa S. Quarles

Management

For

1k.

Election of Director: Ian C. Read

Management

For

1l.

Election of Director: Marc J. Shapiro

Management

For

1m.

Election of Director: Dunia A. Shive

Management

For

1n.

Election of Director: Michael D. White

Management

For

2.

Ratification of Auditor

Management

For

3.

Advisory Vote to Approve Named Executive Officer Compensation

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

15-Apr-2019

03-May-2019

MICRON TECHNOLOGY, INC.

Security

595112103

Meeting Type

Annual

Ticker Symbol

MU

Meeting Date

17-Jan-2019

ISIN

US5951121038

Agenda

934910197 - Management

Item

Proposal

Proposed by

Vote

1.1

Election of Director: Robert L. Bailey

Management

For

1.2

Election of Director: Richard M. Beyer

Management

For

1.3

Election of Director: Patrick J. Byrne

Management

For

1.4

Election of Director: Steven J. Gomo

Management

For

1.5

Election of Director: Mary Pat McCarthy

Management

For

1.6

Election of Director: Sanjay Mehrotra

Management

For

1.7

Election of Director: Robert E. Switz

Management

For

2.

To ratify the appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending August 29, 2019.

Management

For

3.

To approve a non-binding resolution to approve the compensation of our Named Executive Officers as described in the proxy statement.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

16-Jan-2019

18-Jan-2019

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

28-Nov-2018

ISIN

US5949181045

Agenda

934884544 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: William H. Gates lll

Management

For

1b.

Election of Director: Reid G. Hoffman

Management

For

1c.

Election of Director: Hugh F. Johnston

Management

For

1d.

Election of Director: Teri L. List-Stoll

Management

For

1e.

Election of Director: Satya Nadella

Management

For

1f.

Election of Director: Charles H. Noski

Management

For

1g.

Election of Director: Helmut Panke

Management

For

1h.

Election of Director: Sandra E. Peterson

Management

For

1i.

Election of Director: Penny S. Pritzker

Management

For

1j.

Election of Director: Charles W. Scharf

Management

For

1k.

Election of Director: Arne M. Sorenson

Management

For

1l.

Election of Director: John W. Stanton

Management

For

1m.

Election of Director: John W. Thompson

Management

For

1n.

Election of Director: Padmasree Warrior

Management

For

2.

Advisory vote to approve named executive officer compensation

Management

For

3.

Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

23-Oct-2018

29-Nov-2018

NORTHERN FUNDS

Security

665162848

Meeting Type

Special

Ticker Symbol

NOGXX

Meeting Date

24-Oct-2018

ISIN

US6651628488

Agenda

934878058 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Therese M. Bobek

For

2

Mark G. Doll

For

3

Sandra Polk Guthman

For

4

Thomas A. Kloet

For

5

David R. Martin

For

6

Cynthia R. Plouche

For

7

Mary Jacobs Skinner

For

8

Darek Wojnar

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 648

0000000000NT7000648

0000000000NT7000648

NATIONAL FINANCIAL SERVICES LLC

150,442

0

11-Oct-2018

25-Oct-2018

NORTHERN FUNDS

Security

665279873

Meeting Type

Special

Ticker Symbol

NTPXX

Meeting Date

24-Oct-2018

ISIN

Agenda

934878060 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Therese M. Bobek

For

2

Mark G. Doll

For

3

Sandra Polk Guthman

For

4

Thomas A. Kloet

For

5

David R. Martin

For

6

Cynthia R. Plouche

For

7

Mary Jacobs Skinner

For

8

Darek Wojnar

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

7,026,067

0

11-Oct-2018

25-Oct-2018

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

2,014,030

0

11-Oct-2018

25-Oct-2018

2698970

2698970

2698970

NORTHERN TRUST COMPANY

238,139

0

11-Oct-2018

25-Oct-2018

2698971

BMC Other Investments

2698971

NORTHERN TRUST COMPANY

3,506

0

11-Oct-2018

25-Oct-2018

2698973

STOCK MUTUAL FUNDS

2698973

NORTHERN TRUST COMPANY

140,124

0

11-Oct-2018

25-Oct-2018

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

806,094

0

11-Oct-2018

25-Oct-2018

4470335

4470335

4470335

NORTHERN TRUST COMPANY

435,793

0

11-Oct-2018

25-Oct-2018

ORACLE CORPORATION

Security

68389X105

Meeting Type

Annual

Ticker Symbol

ORCL

Meeting Date

14-Nov-2018

ISIN

US68389X1054

Agenda

934879656 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Jeffrey S. Berg

For

2

Michael J. Boskin

For

3

Safra A. Catz

For

4

Bruce R. Chizen

For

5

George H. Conrades

For

6

Lawrence J. Ellison

For

7

Hector Garcia-Molina

For

8

Jeffrey O. Henley

For

9

Mark V. Hurd

For

10

Renee J. James

For

11

Charles W. Moorman IV

For

12

Leon E. Panetta

For

13

William G. Parrett

For

14

Naomi O. Seligman

For

2.

Advisory Vote to Approve the Compensation of the Named Executive Officers.

Management

For

3.

Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019.

Management

For

4.

Stockholder Proposal Regarding Pay Equity Report.

Shareholder

Against

5.

Stockholder Proposal Regarding Political Contributions Report.

Shareholder

Against

6.

Stockholder Proposal Regarding Lobbying Report.

Shareholder

Against

7.

Stockholder Proposal Regarding Independent Board Chair.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

11-Oct-2018

15-Nov-2018

OXFORD LANE CAPITAL CORP.

Security

691543102

Meeting Type

Annual

Ticker Symbol

OXLC

Meeting Date

25-Sep-2018

ISIN

US6915431026

Agenda

934873034 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

David S. Shin

Withheld

2

Saul B. Rosenthal

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

11-Sep-2018

26-Sep-2018

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

25-Apr-2019

ISIN

US7170811035

Agenda

934942043 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Ronald E. Blaylock

Management

For

1b.

Election of Director: Albert Bourla

Management

For

1c.

Election of Director: W. Don Cornwell

Management

For

1d.

Election of Director: Joseph J. Echevarria

Management

For

1e.

Election of Director: Helen H. Hobbs

Management

For

1f.

Election of Director: James M. Kilts

Management

For

1g.

Election of Director: Dan R. Littman

Management

For

1h.

Election of Director: Shantanu Narayen

Management

For

1i.

Election of Director: Suzanne Nora Johnson

Management

For

1j.

Election of Director: Ian C. Read

Management

For

1k.

Election of Director: James C. Smith

Management

For

2.

Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019

Management

For

3.

2019 Advisory approval of executive compensation

Management

For

4.

Approval of the Pfizer Inc. 2019 Stock Plan

Management

For

5.

Shareholder proposal regarding right to act by written consent

Shareholder

Against

6.

Shareholder proposal regarding report on lobbying activities

Shareholder

Against

7.

Shareholder proposal regarding independent chair policy

Shareholder

Against

8.

Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

02-Apr-2019

26-Apr-2019

PHYSICIANS REALTY TRUST

Security

71943U104

Meeting Type

Annual

Ticker Symbol

DOC

Meeting Date

30-Apr-2019

ISIN

US71943U1043

Agenda

934943792 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

John T. Thomas

For

2

Tommy G. Thompson

For

3

Stanton D. Anderson

For

4

Mark A. Baumgartner

For

5

Albert C. Black, Jr.

For

6

William A Ebinger M.D

For

7

Pamela J. Kessler

For

8

Richard A. Weiss

For

2.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

3.

To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement.

Management

For

4.

To approve the Amended and Restated Physicians Realty Trust 2013 Equity Incentive Plan.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

02-Apr-2019

01-May-2019

RADISSON HOSPITALITY AB (PUBL)

Security

W75528104

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

10-Dec-2018

ISIN

SE0001857533

Agenda

710208299 - Management

Item

Proposal

Proposed by

Vote

CMMT

AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.

Non-Voting

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED

Non-Voting

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

1

OPENING OF THE MEETING

Non-Voting

2

ELECTION OF THE CHAIRMAN OF THE MEETING: FREDRIK PALM, MEMBER OF THE SWEDISH-BAR ASSOCIATION

Non-Voting

3

ELECTION OF ONE OR TWO PERSONS TO CERTIFY THE MINUTES

Non-Voting

4

PREPARATION AND APPROVAL OF THE VOTING LIST

Non-Voting

5

APPROVAL OF THE AGENDA

Non-Voting

6

DECISION OF WHETHER THE MEETING HAS BEEN PROPERLY CONVENED

Non-Voting

7

DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE GENERAL MEETING: SEVEN (7) WITHOUT DEPUTY MEMBERS

Management

For

8

DETERMINATION OF THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS

Management

For

9

ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CHAIRMAN OF THE BOARD OF DIRECTORS: THE CONSORTIUM PROPOSES THAT XIN DI, LIU DAOQI AND SONG XIANG ARE DISMISSED FROM THEIR RESPECTIVE POSITION AS MEMBERS OF THE BOARD OF DIRECTORS AND THAT MA MINGJU, JIN CHEN AND ZHU QIAN ARE ELECTED AS NEW MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. THE CONSORTIUM PROPOSES THAT MA MINGJU IS ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS

Management

For

10

CLOSING OF THE MEETING

Non-Voting

CMMT

26 NOV 2018: PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON-RESOLUTIONS 7 TO 9. THANK YOU

Non-Voting

CMMT

26 NOV 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

BQM01

BMCFUND INC MANAGEDPORT3GLOBA L

BQM00

NORTHERN TRUST GLOBAL

3,165

0

30-Nov-2018

30-Nov-2018

RED HAT, INC.

Security

756577102

Meeting Type

Special

Ticker Symbol

RHT

Meeting Date

16-Jan-2019

ISIN

US7565771026

Agenda

934914222 - Management

Item

Proposal

Proposed by

Vote

1.

To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of October 28, 2018, which we refer to as the merger agreement, by and among Red Hat, Inc., International Business Machines Corporation and Socrates Acquisition Corp.

Management

For

2.

To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Red Hat, Inc. in connection with the merger.

Management

For

3.

To approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the then-scheduled date and time of the special meeting.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

16-Jan-2019

SEAGATE TECHNOLOGY PLC

Security

G7945M107

Meeting Type

Annual

Ticker Symbol

STX

Meeting Date

30-Oct-2018

ISIN

IE00B58JVZ52

Agenda

934877917 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: William D. Mosley

Management

For

1b.

Election of Director: Stephen J. Luczo

Management

For

1c.

Election of Director: Mark W. Adams

Management

For

1d.

Election of Director: Judy Bruner

Management

For

1e.

Election of Director: Michael R. Cannon

Management

For

1f.

Election of Director: William T. Coleman

Management

For

1g.

Election of Director: Jay L. Geldmacher

Management

For

1h.

Election of Director: Dylan Haggart

Management

For

1i.

Election of Director: Stephanie Tilenius

Management

For

1j.

Election of Director: Edward J. Zander

Management

For

2.

Approve, in an advisory, non-binding vote, the compensation of the Company's named executive officers ("Say-on-Pay").

Management

For

3.

Ratify, in a non-binding vote, the appointment of Ernst & Young LLP as the independent auditors of the Company and to authorize, in a binding vote, the Audit Committee of the Company's Board of Directors to set the auditors' remuneration.

Management

For

4.

Grant the Board the authority to allot and issue shares under Irish law.

Management

For

5.

Grant the Board the authority to opt-out of statutory pre-emption rights under Irish law.

Management

For

6.

Determine the price range at which the Company can re-allot shares that it acquires as treasury shares under Irish law.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

11-Oct-2018

31-Oct-2018

SEAGATE TECHNOLOGY PLC

Security

G7945M107

Meeting Type

Special

Ticker Symbol

STX

Meeting Date

25-Apr-2019

ISIN

IE00B58JVZ52

Agenda

934942740 - Management

Item

Proposal

Proposed by

Vote

1.

Approve the reduction of Company capital and creation of distributable reserves (special resolution).

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

02-Apr-2019

26-Apr-2019

SPECTRA ENERGY PARTNERS, LP

Security

84756N109

Meeting Type

Consent

Ticker Symbol

SEP

Meeting Date

13-Dec-2018

ISIN

US84756N1090

Agenda

934901390 - Management

Item

Proposal

Proposed by

Vote

1.

Approval of merger of Autumn Acquisition Sub, LLC, a Delaware limited liability company & an indirect wholly-owned subsidiary of Enbridge Inc., with & into Spectra Energy Partners, LP (SEP), with SEP continuing as surviving entity & an indirect wholly-owned subsidiary of Enbridge, & approval of  Agreement & Plan of Merger, as such agreement may be amended from time to time, entered into by & among SEP, Spectra Energy Partners (DE) GP, LP, Enbridge, Enbridge (U.S.) Inc., Merger Sub and, solely for purposes of Article I, Article II & Article XI therein.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

30-Nov-2018

14-Dec-2018

STARBUCKS CORPORATION

Security

855244109

Meeting Type

Annual

Ticker Symbol

SBUX

Meeting Date

20-Mar-2019

ISIN

US8552441094

Agenda

934922015 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Rosalind G. Brewer

Management

For

1b.

Election of Director: Mary N. Dillon

Management

For

1c.

Election of Director: Mellody Hobson

Management

For

1d.

Election of Director: Kevin R. Johnson

Management

For

1e.

Election of Director: Jorgen Vig Knudstorp

Management

For

1f.

Election of Director: Satya Nadella

Management

For

1g.

Election of Director: Joshua Cooper Ramo

Management

For

1h.

Election of Director: Clara Shih

Management

For

1i.

Election of Director: Javier G. Teruel

Management

For

1j.

Election of Director: Myron E. Ullman, III

Management

For

2.

Advisory resolution to approve our executive officer compensation.

Management

For

3.

Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2019.

Management

For

4.

True Diversity Board Policy

Shareholder

Against

5.

Report on Sustainable Packaging

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

05-Feb-2019

21-Mar-2019

STARWOOD PROPERTY TRUST, INC.

Security

85571B105

Meeting Type

Annual

Ticker Symbol

STWD

Meeting Date

30-Apr-2019

ISIN

US85571B1052

Agenda

934949415 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Richard D. Bronson

For

2

Jeffrey G. Dishner

For

3

Camille J. Douglas

For

4

Solomon J. Kumin

For

5

Fred S. Ridley

For

6

Barry S. Sternlicht

For

7

Strauss Zelnick

For

2.

The approval on an advisory basis of the Company's executive compensation.

Management

For

3.

The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2019.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

13,000

0

02-Apr-2019

01-May-2019

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Annual

Ticker Symbol

PG

Meeting Date

09-Oct-2018

ISIN

US7427181091

Agenda

934870115 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Francis S. Blake

Management

For

1b.

Election of Director: Angela F. Braly

Management

For

1c.

Election of Director: Amy L. Chang

Management

For

1d.

Election of Director: Kenneth I. Chenault

Management

For

1e.

Election of Director: Scott D. Cook

Management

For

1f.

Election of Director: Joseph Jimenez

Management

For

1g.

Election of Director: Terry J. Lundgren

Management

For

1h.

Election of Director: W. James McNerney, Jr.

Management

For

1i.

Election of Director: Nelson Peltz

Management

For

1j.

Election of Director: David S. Taylor

Management

For

1k.

Election of Director: Margaret C. Whitman

Management

For

1l.

Election of Director: Patricia A. Woertz

Management

For

1m.

Election of Director: Ernesto Zedillo

Management

For

2.

Ratify Appointment of the Independent Registered Public Accounting Firm

Management

For

3.

Advisory Vote on the Company's Executive Compensation (the "Say on Pay" vote)

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

275

0

05-Oct-2018

10-Oct-2018

VALERO ENERGY CORPORATION

Security

91913Y100

Meeting Type

Annual

Ticker Symbol

VLO

Meeting Date

30-Apr-2019

ISIN

US91913Y1001

Agenda

934945948 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: H. Paulett Eberhart

Management

For

1B.

Election of Director: Joseph W. Gorder

Management

For

1C.

Election of Director: Kimberly S. Greene

Management

For

1D.

Election of Director: Deborah P. Majoras

Management

For

1E.

Election of Director: Donald L. Nickles

Management

For

1F.

Election of Director: Philip J. Pfeiffer

Management

For

1G.

Election of Director: Robert A. Profusek

Management

For

1H.

Election of Director: Stephen M. Waters

Management

For

1I.

Election of Director: Randall J. Weisenburger

Management

For

1J.

Election of Director: Rayford Wilkins, Jr.

Management

For

2.

Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2019.

Management

For

3.

Approve, by non-binding vote, the 2018 compensation of our named executive officers.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

02-Apr-2019

01-May-2019

VENTAS, INC.

Security

92276F100

Meeting Type

Annual

Ticker Symbol

VTR

Meeting Date

14-May-2019

ISIN

US92276F1003

Agenda

934953983 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Melody C. Barnes

Management

For

1B.

Election of Director: Debra A. Cafaro

Management

For

1C.

Election of Director: Jay M. Gellert

Management

For

1D.

Election of Director: Richard I. Gilchrist

Management

For

1E.

Election of Director: Matthew J. Lustig

Management

For

1F.

Election of Director: Roxanne M. Martino

Management

For

1G.

Election of Director: Walter C. Rakowich

Management

For

1H.

Election of Director: Robert D. Reed

Management

For

1I.

Election of Director: James D. Shelton

Management

For

2.

Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2019.

Management

For

3.

Advisory vote to approve our executive compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

02-Apr-2019

15-May-2019

W. P. CAREY INC.

Security

92936U109

Meeting Type

Special

Ticker Symbol

WPC

Meeting Date

29-Oct-2018

ISIN

US92936U1097

Agenda

934875329 - Management

Item

Proposal

Proposed by

Vote

1.

To approve issuance of validly issued, fully paid and non-assessable shares of W. P. Carey common stock, $0.001 par value per share, under Rule 312.03 of NYSE Listed Company Manual (the "Stock Issuance") in connection with consummation of the Merger, by and among Corporate Property Associates 17 - Global Incorporated ("CPA:17 - Global"), W. P. Carey, the ultimate parent of external manager of CPA:17 - Global, CPA:17 Merger Sub LLC, an indirect wholly owned subsidiary of W. P. Carey, and other parties thereto, and other transactions contemplated.

Management

For

2.

To consider and vote upon any adjournments or postponements of the W. P. Carey Special Meeting, including, without limitation, a motion to adjourn the special meeting to another time for the purpose of soliciting additional proxies to approve the proposal above.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

11-Oct-2018

30-Oct-2018

WALGREENS BOOTS ALLIANCE, INC.

Security

931427108

Meeting Type

Annual

Ticker Symbol

WBA

Meeting Date

25-Jan-2019

ISIN

US9314271084

Agenda

934909827 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Jose E. Almeida

Management

For

1b.

Election of Director: Janice M. Babiak

Management

For

1c.

Election of Director: David J. Brailer

Management

For

1d.

Election of Director: William C. Foote

Management

For

1e.

Election of Director: Ginger L. Graham

Management

For

1f.

Election of Director: John A. Lederer

Management

For

1g.

Election of Director: Dominic P. Murphy

Management

For

1h.

Election of Director: Stefano Pessina

Management

For

1i.

Election of Director: Leonard D. Schaeffer

Management

For

1j.

Election of Director: Nancy M. Schlichting

Management

For

1k.

Election of Director: James A. Skinner

Management

For

2.

Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2019.

Management

For

3.

Advisory vote to approve named executive officer compensation.

Management

For

4.

Approval of the amendment and restatement of the Walgreens Boots Alliance, Inc. Employee Stock Purchase Plan.

Management

For

5.

Stockholder proposal requesting an independent Board Chairman.

Shareholder

Against

6.

Stockholder proposal regarding the use of GAAP financial metrics for purposes of determining senior executive compensation.

Shareholder

Against

7.

Stockholder proposal requesting report on governance measures related to opioids.

Shareholder

Against

8.

Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

16-Jan-2019

28-Jan-2019

WEC ENERGY GROUP, INC.

Security

92939U106

Meeting Type

Annual

Ticker Symbol

WEC

Meeting Date

02-May-2019

ISIN

US92939U1060

Agenda

934945746 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Barbara L. Bowles

Management

For

1b.

Election of Director: Albert J. Budney, Jr.

Management

For

1c.

Election of Director: Patricia W. Chadwick

Management

For

1d.

Election of Director: Curt S. Culver

Management

For

1e.

Election of Director: Danny L. Cunningham

Management

For

1f.

Election of Director: William M. Farrow III

Management

For

1g.

Election of Director: Thomas J. Fischer

Management

For

1h.

Election of Director: J. Kevin Fletcher

Management

For

1i.

Election of Director: Gale E. Klappa

Management

For

1j.

Election of Director: Henry W. Knueppel

Management

For

1k.

Election of Director: Allen L. Leverett

Management

For

1l.

Election of Director: Ulice Payne, Jr.

Management

For

1m.

Election of Director: Mary Ellen Stanek

Management

For

2.

Advisory Vote to Approve Compensation of the Named Executive Officers

Management

For

3.

Ratification of Deloitte & Touche LLP as Independent Auditors for 2019

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,256

0

15-Apr-2019

03-May-2019

WEIBO CORPORATION

Security

948596101

Meeting Type

Annual

Ticker Symbol

WB

Meeting Date

22-Nov-2018

ISIN

US9485961018

Agenda

934895143 - Management

Item

Proposal

Proposed by

Vote

1.

THAT Ms. Hong Du shall be re-elected as a director of the Company at this annual general meeting and retain office until her retirement pursuant to the Company's memorandum and articles of association.

Management

Against

2.

THAT Mr. Frank Kui Tang shall be re- elected as a director of the Company at this annual general meeting and retain office until his retirement pursuant to the Company's memorandum and articles of association.

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,400

0

14-Nov-2018

20-Nov-2018

WEIBO CORPORATION

Security

948596101

Meeting Type

Annual

Ticker Symbol

WB

Meeting Date

22-Nov-2018

ISIN

US9485961018

Agenda

934895143 - Management

Item

Proposal

Proposed by

Vote

1.

THAT Ms. Hong Du shall be re-elected as a director of the Company at this annual general meeting and retain office until her retirement pursuant to the Company's memorandum and articles of association.

Management

Against

2.

THAT Mr. Frank Kui Tang shall be re- elected as a director of the Company at this annual general meeting and retain office until his retirement pursuant to the Company's memorandum and articles of association.

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 649

0000000000NT7000649

0000000000NT7000649

NATIONAL FINANCIAL SERVICES LLC

600

0

14-Nov-2018

20-Nov-2018

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BMC FUND, INC.

By: /s/ M. Hunt Broyhill

M. Hunt Broyhill, President

Date: August 29, 2019