UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100
Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Investment Company Report | ||||||||||||||||||
3M COMPANY | ||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MMM | Meeting Date | 10-May-2016 | |||||||||||||||
ISIN | US88579Y1010 | Agenda | 934345756 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: SONDRA L. BARBOUR | Management | For | |||||||||||||||
1B. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: THOMAS "TONY" K. BROWN | Management | For | |||||||||||||||
1C. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: VANCE D. COFFMAN | Management | For | |||||||||||||||
1D. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: DAVID B. DILLON | Management | For | |||||||||||||||
1E. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MICHAEL L. ESKEW | Management | For | |||||||||||||||
1F. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: HERBERT L. HENKEL | Management | For | |||||||||||||||
1G. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MUHTAR KENT | Management | For | |||||||||||||||
1H. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: EDWARD M. LIDDY | Management | For | |||||||||||||||
1I. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: GREGORY R. PAGE | Management | For | |||||||||||||||
1J. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: INGE G. THULIN | Management | For | |||||||||||||||
1K. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: ROBERT J. ULRICH | Management | For | |||||||||||||||
1L. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: PATRICIA A. WOERTZ | Management | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | APPROVAL OF THE 2016 LONG-TERM INCENTIVE PLAN. | Management | For | |||||||||||||||
5. | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | Against | |||||||||||||||
6. | STOCKHOLDER PROPOSAL ON SHARE REPURCHASE PROGRAM AND EXECUTIVE COMPENSATION. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 06-May-2016 | 11-May-2016 | |||||||||||
ALLY FINANCIAL INC | ||||||||||||||||||
Security | 02005N100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ALLY | Meeting Date | 03-May-2016 | |||||||||||||||
ISIN | US02005N1000 | Agenda | 934355036 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: FRANKLIN W. HOBBS | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT T. BLAKELY | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: MAUREEN A. BREAKIRON-EVANS | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: MAYREE C. CLARK | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: STEPHEN A. FEINBERG | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: KIM S. FENNEBRESQUE | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: MARJORIE MAGNER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN J. STACK | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL F. STEIB | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: KENNETH J. BACON | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: JEFFREY J. BROWN | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFICATION OF THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 30,000 | 0 | 29-Apr-2016 | 04-May-2016 | |||||||||||
AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||||||
Security | 02364W105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AMX | Meeting Date | 19-Apr-2016 | |||||||||||||||
ISIN | US02364W1053 | Agenda | 934392173 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
I. | APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. | Management | For | |||||||||||||||
II. | APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 15-Apr-2016 | 19-Apr-2016 | |||||||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||||||
Security | 025537101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AEP | Meeting Date | 26-Apr-2016 | |||||||||||||||
ISIN | US0255371017 | Agenda | 934340958 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS K. AKINS | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: DAVID J. ANDERSON | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR. | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: SANDRA BEACH LIN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: LIONEL L. NOWELL III | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: OLIVER G. RICHARD III | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 11-Apr-2016 | 27-Apr-2016 | |||||||||||
AMERICAN STATES WATER COMPANY | ||||||||||||||||||
Security | 029899101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AWR | Meeting Date | 17-May-2016 | |||||||||||||||
ISIN | US0298991011 | Agenda | 934362473 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | DR. DIANA M. BONTA | Withheld | ||||||||||||||||
2 | MR. LLOYD E. ROSS | Withheld | ||||||||||||||||
3 | MR. ROBERT J. SPROWLS | Withheld | ||||||||||||||||
2. | TO APPROVE THE 2016 STOCK INCENTIVE PLAN. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 06-May-2016 | 18-May-2016 | |||||||||||
AMERISOURCEBERGEN CORPORATION | ||||||||||||||||||
Security | 03073E105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ABC | Meeting Date | 03-Mar-2016 | |||||||||||||||
ISIN | US03073E1055 | Agenda | 934320425 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: ORNELLA BARRA | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: STEVEN H. COLLIS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS R. CONANT | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: D. MARK DURCAN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: LON R. GREENBERG | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: KATHLEEN W. HYLE | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL J. LONG | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: HENRY W. MCGEE | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
4. | APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-Jan-2016 | 04-Mar-2016 | |||||||||||
ANHEUSER-BUSCH INBEV SA | ||||||||||||||||||
Security | 03524A108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BUD | Meeting Date | 27-Apr-2016 | |||||||||||||||
ISIN | US03524A1088 | Agenda | 934365102 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
4. | APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS | Management | For | |||||||||||||||
5. | DISCHARGE TO THE DIRECTORS | Management | For | |||||||||||||||
6. | DISCHARGE TO THE STATUTORY AUDITOR | Management | For | |||||||||||||||
7. | APPOINTMENT OF STATUTORY AUDITOR AND REMUNERATION | Management | For | |||||||||||||||
8A. | REMUNERATION: REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY | Management | For | |||||||||||||||
8B. | REMUNERATION: STOCK OPTIONS FOR DIRECTORS | Management | For | |||||||||||||||
9A. | APPROVAL OF CHANGE OF CONTROL PROVISIONS RELATING TO THE 9,000,000,000 USD SENIOR FACILITIES AGREEMENT OF 2010, AS AMENDED AND RESTATED ON 28 AUGUST 2015 (THE "AMENDED AND RESTATED 2010 SENIOR FACILITIES AGREEMENT") | Management | For | |||||||||||||||
9B. | APPROVAL OF CHANGE OF CONTROL PROVISIONS RELATING TO THE 75,000,000,000 USD SENIOR FACILITIES AGREEMENT OF 28 OCTOBER 2015 (THE "2015 SENIOR FACILITIES AGREEMENT") | Management | For | |||||||||||||||
10. | ACKNOWLEDGEMENT THAT ALL VVPR STRIPS ISSUED BY THE COMPANY HAVE LAPSED | Management | For | |||||||||||||||
11. | POWERS FOR FILINGS | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 01-Apr-2016 | 18-Apr-2016 | |||||||||||
ANNALY CAPITAL MANAGEMENT, INC. | ||||||||||||||||||
Security | 035710409 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NLY | Meeting Date | 26-May-2016 | |||||||||||||||
ISIN | US0357104092 | Agenda | 934381714 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: KEVIN G. KEYES | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KEVIN P. BRADY | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: E. WAYNE NORDBERG | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 20-May-2016 | 27-May-2016 | |||||||||||
AON PLC | ||||||||||||||||||
Security | G0408V102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AON | Meeting Date | 24-Jun-2016 | |||||||||||||||
ISIN | GB00B5BT0K07 | Agenda | 934420198 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | RE-ELECTION OF DIRECTOR: LESTER B. KNIGHT | Management | For | |||||||||||||||
1B. | RE-ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | |||||||||||||||
1C. | RE-ELECTION OF DIRECTOR: FULVIO CONTI | Management | For | |||||||||||||||
1D. | RE-ELECTION OF DIRECTOR: CHERYL A. FRANCIS | Management | For | |||||||||||||||
1E. | RE-ELECTION OF DIRECTOR: JAMES W. LENG | Management | For | |||||||||||||||
1F. | RE-ELECTION OF DIRECTOR: J. MICHAEL LOSH | Management | For | |||||||||||||||
1G. | RE-ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | |||||||||||||||
1H. | RE-ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | |||||||||||||||
1I. | RE-ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | |||||||||||||||
1J. | RE-ELECTION OF DIRECTOR: GLORIA SANTONA | Management | For | |||||||||||||||
1K. | RE-ELECTION OF DIRECTOR: CAROLYN Y. WOO | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | |||||||||||||||
4. | RECEIPT OF AON'S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS, FOR THE YEAR ENDED DECEMBER 31, 2015. | Management | For | |||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
6. | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AON'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006. | Management | For | |||||||||||||||
7. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF AON'S U.K. STATUTORY AUDITOR. | Management | For | |||||||||||||||
8. | APPROVAL OF FORMS OF SHARE REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES. | Management | For | |||||||||||||||
9. | AUTHORIZE THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF AON TO ALLOT SHARES. | Management | For | |||||||||||||||
10. | AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT RIGHTS OF PREEMPTION. | Management | For | |||||||||||||||
11. | AUTHORIZE AON AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR EXPENDITURES. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 27-May-2016 | 27-Jun-2016 | |||||||||||
APPLE INC. | ||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2016 | |||||||||||||||
ISIN | US0378331005 | Agenda | 934319016 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
4. | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | For | |||||||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" | Shareholder | Against | |||||||||||||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | |||||||||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS" | Shareholder | Against | |||||||||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 15-Jan-2016 | 29-Feb-2016 | |||||||||||
ARCOS DORADOS HOLDINGS INC | ||||||||||||||||||
Security | G0457F107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ARCO | Meeting Date | 25-Apr-2016 | |||||||||||||||
ISIN | VGG0457F1071 | Agenda | 934358943 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | CONSIDERATION AND APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2015, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS EY (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AND THE NOTES CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2015. | Management | For | |||||||||||||||
2. | APPOINTMENT AND REMUNERATION OF EY (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | MRS. ANNETTE FRANQUI | Withheld | ||||||||||||||||
2 | MR. CARLOS H. ARTIGAS | Withheld | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 50,000 | 0 | 11-Apr-2016 | 26-Apr-2016 | |||||||||||
ASTRAZENECA PLC | ||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AZN | Meeting Date | 29-Apr-2016 | |||||||||||||||
ISIN | US0463531089 | Agenda | 934356898 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | |||||||||||||||
2. | TO CONFIRM DIVIDENDS | Management | For | |||||||||||||||
3. | TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR | Management | For | |||||||||||||||
4. | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | |||||||||||||||
5A. | RE-ELECTION OF DIRECTOR: LEIF JOHANSSON | Management | For | |||||||||||||||
5B. | RE-ELECTION OF DIRECTOR: PASCAL SORIOT | Management | For | |||||||||||||||
5C. | RE- ELECTION OF DIRECTOR: MARC DUNOYER | Management | For | |||||||||||||||
5D. | RE-ELECTION OF DIRECTOR: CORI BARGMANN | Management | For | |||||||||||||||
5E. | RE-ELECTION OF DIRECTOR: GENEVIEVE BERGER | Management | For | |||||||||||||||
5F. | RE-ELECTION OF DIRECTOR: BRUCE BURLINGTON | Management | For | |||||||||||||||
5G. | RE-ELECTION OF DIRECTOR: ANN CAIRNS | Management | For | |||||||||||||||
5H. | RE-ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | Management | For | |||||||||||||||
5I. | RE-ELECTION OF DIRECTOR: JEAN- PHILIPPE COURTOIS | Management | For | |||||||||||||||
5J. | RE-ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | |||||||||||||||
5K. | RE-ELECTION OF DIRECTOR: SHRITI VADERA | Management | For | |||||||||||||||
5L. | RE-ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | |||||||||||||||
6. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | |||||||||||||||
7. | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | |||||||||||||||
8. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | |||||||||||||||
9. | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | |||||||||||||||
10. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | |||||||||||||||
11. | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 01-Apr-2016 | 22-Apr-2016 | |||||||||||
AT&T INC. | ||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | T | Meeting Date | 29-Apr-2016 | |||||||||||||||
ISIN | US00206R1023 | Agenda | 934335969 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | APPROVAL OF 2016 INCENTIVE PLAN. | Management | For | |||||||||||||||
5. | POLITICAL SPENDING REPORT. | Shareholder | Against | |||||||||||||||
6. | LOBBYING REPORT. | Shareholder | Against | |||||||||||||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 11-Apr-2016 | 02-May-2016 | |||||||||||
AVENUE INCOME CREDIT STRATEGIES FUND | ||||||||||||||||||
Security | 05358E106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ACP | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US05358E1064 | Agenda | 934381865 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | MS. JULIE DIEN LEDOUX | Withheld | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698969 | BMC-FIX | 2698969 | NORTHERN TRUST COMPANY | 25,000 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||
Security | 060505104 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | BAC | Meeting Date | 22-Sep-2015 | |||||||||||||||
ISIN | US0605051046 | Agenda | 934269172 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
01 | RESOLVED, THAT THE BANK OF AMERICA CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S BYLAWS THAT PERMIT THE COMPANY'S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD'S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 14-Aug-2015 | 23-Sep-2015 | |||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BAC | Meeting Date | 27-Apr-2016 | |||||||||||||||
ISIN | US0605051046 | Agenda | 934341568 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | |||||||||||||||
2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON- BINDING "SAY ON PAY" RESOLUTION) | Management | For | |||||||||||||||
3. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
4. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 11-Apr-2016 | 28-Apr-2016 | |||||||||||
BB&T CORPORATION | ||||||||||||||||||
Security | 054937107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BBT | Meeting Date | 26-Apr-2016 | |||||||||||||||
ISIN | US0549371070 | Agenda | 934335212 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: JENNIFER S. BANNER | Management | For | |||||||||||||||
1B. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: K. DAVID BOYER, JR. | Management | For | |||||||||||||||
1C. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: ANNA R. CABLIK | Management | For | |||||||||||||||
1D. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: JAMES A. FAULKNER | Management | For | |||||||||||||||
1E. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: I. PATRICIA HENRY | Management | For | |||||||||||||||
1F. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: ERIC C. KENDRICK | Management | For | |||||||||||||||
1G. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: KELLY S. KING | Management | For | |||||||||||||||
1H. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: LOUIS B. LYNN, PH.D. | Management | For | |||||||||||||||
1I. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: EDWARD C. MILLIGAN | Management | For | |||||||||||||||
1J. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: CHARLES A. PATTON | Management | For | |||||||||||||||
1K. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: NIDO R. QUBEIN | Management | For | |||||||||||||||
1L. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: WILLIAM J. REUTER | Management | For | |||||||||||||||
1M. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: TOLLIE W. RICH, JR. | Management | For | |||||||||||||||
1N. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: CHRISTINE SEARS | Management | For | |||||||||||||||
1O. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: THOMAS E. SKAINS | Management | For | |||||||||||||||
1P. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: THOMAS N. THOMPSON | Management | For | |||||||||||||||
1Q. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: EDWIN H. WELCH, PH.D. | Management | For | |||||||||||||||
1R. | THE ELECTION OF DIRECTOR, FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING: STEPHEN T. WILLIAMS | Management | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T'S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 11-Apr-2016 | 27-Apr-2016 | |||||||||||
BCE INC. | ||||||||||||||||||
Security | 05534B760 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BCE | Meeting Date | 28-Apr-2016 | |||||||||||||||
ISIN | CA05534B7604 | Agenda | 934350985 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||
1 | B.K. ALLEN | For | ||||||||||||||||
2 | R.A. BRENNEMAN | For | ||||||||||||||||
3 | S. BROCHU | For | ||||||||||||||||
4 | R.E. BROWN | For | ||||||||||||||||
5 | G.A. COPE | For | ||||||||||||||||
6 | D.F. DENISON | For | ||||||||||||||||
7 | R.P. DEXTER | For | ||||||||||||||||
8 | I. GREENBERG | For | ||||||||||||||||
9 | K. LEE | For | ||||||||||||||||
10 | M.F. LEROUX | For | ||||||||||||||||
11 | G.M. NIXON | For | ||||||||||||||||
12 | C. ROVINESCU | For | ||||||||||||||||
13 | R.C. SIMMONDS | For | ||||||||||||||||
14 | P.R. WEISS | For | ||||||||||||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | |||||||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Management | For | |||||||||||||||
4A | PROPOSAL NO. 1: FEMALE REPRESENTATION IN SENIOR MANAGEMENT | Shareholder | Against | |||||||||||||||
4B | PROPOSAL NO. 2: RECONSTITUTION OF COMPENSATION COMMITTEE | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,500 | 0 | 11-Apr-2016 | 29-Apr-2016 | |||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 30-Apr-2016 | |||||||||||||||
ISIN | US0846707026 | Agenda | 934337127 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | WARREN E. BUFFETT | For | ||||||||||||||||
2 | CHARLES T. MUNGER | For | ||||||||||||||||
3 | HOWARD G. BUFFETT | For | ||||||||||||||||
4 | STEPHEN B. BURKE | For | ||||||||||||||||
5 | SUSAN L. DECKER | For | ||||||||||||||||
6 | WILLIAM H. GATES III | For | ||||||||||||||||
7 | DAVID S. GOTTESMAN | For | ||||||||||||||||
8 | CHARLOTTE GUYMAN | For | ||||||||||||||||
9 | THOMAS S. MURPHY | For | ||||||||||||||||
10 | RONALD L. OLSON | For | ||||||||||||||||
11 | WALTER SCOTT, JR. | For | ||||||||||||||||
12 | MERYL B. WITMER | For | ||||||||||||||||
2. | SHAREHOLDER PROPOSAL REGARDING THE REPORTING OF RISKS POSED BY CLIMATE CHANGE. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 11-Apr-2016 | 02-May-2016 | |||||||||||
BLACKROCK FLTING RT INCOME STRA FD INC | ||||||||||||||||||
Security | 09255X100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FRA | Meeting Date | 26-Jul-2016 | |||||||||||||||
ISIN | US09255X1000 | Agenda | 934449403 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | MICHAEL J. CASTELLANO | For | ||||||||||||||||
2 | RICHARD E. CAVANAGH | For | ||||||||||||||||
3 | CYNTHIA L. EGAN | For | ||||||||||||||||
4 | FRANK J. FABOZZI | For | ||||||||||||||||
5 | JERROLD B. HARRIS | For | ||||||||||||||||
6 | R. GLENN HUBBARD | For | ||||||||||||||||
7 | W. CARL KESTER | For | ||||||||||||||||
8 | CATHERINE A. LYNCH | For | ||||||||||||||||
9 | BARBARA G. NOVICK | For | ||||||||||||||||
10 | JOHN M. PERLOWSKI | For | ||||||||||||||||
11 | KAREN P. ROBARDS | For | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 13-Jun-2016 | 27-Jul-2016 | |||||||||||
BLUEHARBOR BANK | ||||||||||||||||||
Security | 095613105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BLHK | Meeting Date | 23-May-2016 | |||||||||||||||
ISIN | US0956131058 | Agenda | 934399418 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | DANIEL K. CERMINARA | For | ||||||||||||||||
2 | ABIGAIL M. JENNINGS | For | ||||||||||||||||
3 | JOE I. MARSHALL, JR. | For | ||||||||||||||||
4 | WILLIAM B. MARSHALL | For | ||||||||||||||||
5 | KELLEY E. MILLER | For | ||||||||||||||||
6 | CLARENCE E. PICKARD, JR | For | ||||||||||||||||
7 | WILLIAM P. POPE | For | ||||||||||||||||
8 | RILEY B. SLOAN, JR. | For | ||||||||||||||||
9 | LOUIS G. STANFIELD, JR. | For | ||||||||||||||||
10 | JAMES R. TEAGUE | For | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ELLIOTT DAVIS DECOSIMO, PLLC, AS THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 12,000 | 0 | 16-May-2016 | 24-May-2016 | |||||||||||
BUCKEYE PARTNERS, L.P. | ||||||||||||||||||
Security | 118230101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BPL | Meeting Date | 07-Jun-2016 | |||||||||||||||
ISIN | US1182301010 | Agenda | 934399014 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | OLIVER G. RICHARD, III | Withheld | ||||||||||||||||
2 | CLARK C. SMITH | Withheld | ||||||||||||||||
3 | FRANK S. SOWINSKI | Withheld | ||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 20-May-2016 | 08-Jun-2016 | |||||||||||
CALAMOS ASSET MANAGEMENT, INC. | ||||||||||||||||||
Security | 12811R104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CLMS | Meeting Date | 07-Jun-2016 | |||||||||||||||
ISIN | US12811R1041 | Agenda | 934404132 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1.1 | ELECTION OF DIRECTOR: THOMAS F. EGGERS | Management | For | |||||||||||||||
1.2 | ELECTION OF DIRECTOR: KEITH M. SCHAPPERT | Management | For | |||||||||||||||
1.3 | ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER | Management | For | |||||||||||||||
2. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
4. | AMEND OUR CERTIFICATE OF INCORPORATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,000 | 0 | 20-May-2016 | 08-Jun-2016 | |||||||||||
CAPITALA FINANCE CORP | ||||||||||||||||||
Security | 14054R106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CPTA | Meeting Date | 03-May-2016 | |||||||||||||||
ISIN | US14054R1068 | Agenda | 934342281 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | JOSEPH B. ALALA, III | For | ||||||||||||||||
2 | H. PAUL CHAPMAN | For | ||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CAPITALA FINANCE CORP. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | TO APPROVE A PROPOSAL TO AUTHORIZE CAPITALA FINANCE CORP. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW CAPITALA FINANCE CORP.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 68,455 | 0 | 29-Apr-2016 | 04-May-2016 | |||||||||||
CDK GLOBAL, INC. | ||||||||||||||||||
Security | 12508E101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CDK | Meeting Date | 06-Nov-2015 | |||||||||||||||
ISIN | US12508E1010 | Agenda | 934281798 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: STEVEN J. ANENEN | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIE A. DEESE | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: AMY J. HILLMAN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: BRIAN P. MACDONALD | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN A. MILES | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT E. RADWAY | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANK S. SOWINSKI | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | |||||||||||||||
4. | APPROVE OUR 2014 OMNIBUS AWARD PLAN. | Management | For | |||||||||||||||
5. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE 30, 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 10,000 | 0 | 25-Sep-2015 | 09-Nov-2015 | |||||||||||
CHEVRON CORPORATION | ||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CVX | Meeting Date | 25-May-2016 | |||||||||||||||
ISIN | US1667641005 | Agenda | 934375925 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: A.B. CUMMINGS JR. | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: E. HERNANDEZ JR. | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: C.W. MOORMAN IV | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: I.G. THULIN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | |||||||||||||||
4. | AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN | Management | For | |||||||||||||||
5. | REPORT ON LOBBYING | Shareholder | Against | |||||||||||||||
6. | ADOPT TARGETS TO REDUCE GHG EMISSIONS | Shareholder | Against | |||||||||||||||
7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT | Shareholder | Against | |||||||||||||||
8. | REPORT ON RESERVE REPLACEMENTS | Shareholder | Against | |||||||||||||||
9. | ADOPT DIVIDEND POLICY | Shareholder | Against | |||||||||||||||
10. | REPORT ON SHALE ENERGY OPERATIONS | Shareholder | Against | |||||||||||||||
11. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | |||||||||||||||
12. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,800 | 0 | 16-May-2016 | 26-May-2016 | |||||||||||
CISCO SYSTEMS, INC. | ||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2015 | |||||||||||||||
ISIN | US17275R1023 | Agenda | 934284592 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | |||||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | |||||||||||||||
4. | APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL. | Shareholder | Against | |||||||||||||||
5. | APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,700 | 0 | 02-Oct-2015 | 20-Nov-2015 | |||||||||||
CME GROUP INC. | ||||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CME | Meeting Date | 18-May-2016 | |||||||||||||||
ISIN | US12572Q1058 | Agenda | 934376155 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY | Management | For | |||||||||||||||
1B. | ELECTION OF EQUITY DIRECTOR: PHUPINDER S. GILL | Management | For | |||||||||||||||
1C. | ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER | Management | For | |||||||||||||||
1D. | ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY | Management | For | |||||||||||||||
1E. | ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN | Management | For | |||||||||||||||
1F. | ELECTION OF EQUITY DIRECTOR: ANA DUTRA | Management | For | |||||||||||||||
1G. | ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN | Management | For | |||||||||||||||
1H. | ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES | Management | For | |||||||||||||||
1I. | ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN | Management | For | |||||||||||||||
1J. | ELECTION OF EQUITY DIRECTOR: LEO MELAMED | Management | For | |||||||||||||||
1K. | ELECTION OF EQUITY DIRECTOR: WILLIAM P. MILLER II | Management | For | |||||||||||||||
1L. | ELECTION OF EQUITY DIRECTOR: JAMES E. OLIFF | Management | For | |||||||||||||||
1M. | ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK | Management | For | |||||||||||||||
1N. | ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER | Management | For | |||||||||||||||
1O. | ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE | Management | For | |||||||||||||||
1P. | ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD | Management | For | |||||||||||||||
1Q. | ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,300 | 0 | 13-May-2016 | 19-May-2016 | |||||||||||
COCA-COLA FEMSA, S.A.B DE C.V. | ||||||||||||||||||
Security | 191241108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | KOF | Meeting Date | 07-Mar-2016 | |||||||||||||||
ISIN | US1912411089 | Agenda | 934330298 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
5. | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 7,500 | 0 | 26-Feb-2016 | 03-Mar-2016 | |||||||||||
CONSTELLATION BRANDS, INC. | ||||||||||||||||||
Security | 21036P108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | STZ | Meeting Date | 20-Jul-2016 | |||||||||||||||
ISIN | US21036P1084 | Agenda | 934443398 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | JERRY FOWDEN | For | ||||||||||||||||
2 | BARRY A. FROMBERG | For | ||||||||||||||||
3 | ROBERT L. HANSON | For | ||||||||||||||||
4 | ERNESTO M. HERNANDEZ | For | ||||||||||||||||
5 | JAMES A. LOCKE III | For | ||||||||||||||||
6 | DANIEL J. MCCARTHY | For | ||||||||||||||||
7 | RICHARD SANDS | For | ||||||||||||||||
8 | ROBERT SANDS | For | ||||||||||||||||
9 | JUDY A. SCHMELING | For | ||||||||||||||||
10 | KEITH E. WANDELL | For | ||||||||||||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2017 | Management | For | |||||||||||||||
3. | TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 13-Jun-2016 | 21-Jul-2016 | |||||||||||
CORNING INCORPORATED | ||||||||||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GLW | Meeting Date | 28-Apr-2016 | |||||||||||||||
ISIN | US2193501051 | Agenda | 934338193 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: DONALD W. BLAIR | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | Management | For | |||||||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 11-Apr-2016 | 29-Apr-2016 | |||||||||||
CPFL ENERGIA S.A. | ||||||||||||||||||
Security | 126153105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CPL | Meeting Date | 29-Apr-2016 | |||||||||||||||
ISIN | US1261531057 | Agenda | 934380091 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
A1. | TO TAKE THE MANAGEMENT ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT REPORT AND THE FINANCIAL STATEMENTS OF THE COMPANY, ACCOMPANIED BY THE REPORTS OF THE INDEPENDENT AUDITORS AND THE FISCAL COUNCIL FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015. | Management | For | |||||||||||||||
A2. | APPROVE THE PROPOSAL FOR ALLOCATION OF THE NET INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015. | Management | For | |||||||||||||||
A3. | APPROVE THE NUMBER OF MEMBERS TO COMPOSE THE BOARD OF DIRECTORS, IN COMPLIANCE WITH ARTICLE 15 OF THE COMPANY'S BYLAWS. | Management | For | |||||||||||||||
A4. | ELECT THE SITTING AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. | Management | For | |||||||||||||||
A5. | ELECT THE SITTING AND DEPUTY MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. | Management | For | |||||||||||||||
A6. | ESTABLISH THE OVERALL COMPENSATION OF THE MANAGERS OF THE COMPANY FOR THE PERIOD BETWEEN MAY 2016 AND APRIL 2017. | Management | For | |||||||||||||||
A7. | ESTABLISH THE OVERALL COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE PERIOD BETWEEN MAY 2016 AND APRIL 2017. | Management | For | |||||||||||||||
E1. | APPROVE THE INCREASE IN THE COMPANY'S CAPITAL STOCK, FROM FIVE BILLION, THREE HUNDRED FORTY-EIGHT MILLION, THREE HUNDRED ELEVEN THOUSAND, NINE HUNDRED FIFTY-FIVE REAIS AND SEVEN CENTAVOS (R$5,348,311,955.07) TO FIVE BILLION, SEVEN HUNDRED ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | |||||||||||||||
E2. | APPROVE THE AMENDMENT TO ARTICLE 5 OF THE BYLAWS TO INCLUDE THE CAPITAL INCREASE TO REFLECT THE CHANGE REFERRED TO IN ITEM (A) ABOVE. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,643 | 0 | 11-Apr-2016 | 27-Apr-2016 | |||||||||||
CVS HEALTH CORPORATION | ||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CVS | Meeting Date | 19-May-2016 | |||||||||||||||
ISIN | US1266501006 | Agenda | 934366584 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | |||||||||||||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | |||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 13-May-2016 | 20-May-2016 | |||||||||||
DAVITA HEALTHCARE PARTNERS, INC. | ||||||||||||||||||
Security | 23918K108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DVA | Meeting Date | 20-Jun-2016 | |||||||||||||||
ISIN | US23918K1088 | Agenda | 934419260 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: PAMELA M. ARWAY | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES G. BERG | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: BARBARA J. DESOER | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: PAUL J. DIAZ | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: PETER T. GRAUER | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN M. NEHRA | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM L. ROPER | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: KENT J. THIRY | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: ROGER J. VALINE | Management | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
3. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | TO ADOPT AND APPROVE PROPOSED AMENDMENTS TO OUR AMENDED AND RESTATED BYLAWS TO ADOPT PROXY ACCESS. | Management | For | |||||||||||||||
5. | TO ADOPT AND APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN (SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | |||||||||||||||
6. | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL REGARDING WRITTEN CONSENT (SEE PROXY STATEMENT FOR FULL PROPOSAL) | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 27-May-2016 | 21-Jun-2016 | |||||||||||
DIGITAL REALTY TRUST, INC. | ||||||||||||||||||
Security | 253868103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DLR | Meeting Date | 10-May-2016 | |||||||||||||||
ISIN | US2538681030 | Agenda | 934358020 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: DENNIS E. SINGLETON | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: KATHLEEN EARLEY | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: KEVIN J. KENNEDY | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. LAPERCH | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: A. WILLIAM STEIN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT H. ZERBST | Management | For | |||||||||||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-May-2016 | 11-May-2016 | |||||||||||
DOMINION RESOURCES, INC. | ||||||||||||||||||
Security | 25746U109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | D | Meeting Date | 11-May-2016 | |||||||||||||||
ISIN | US25746U1097 | Agenda | 934347279 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: HELEN E. DRAGAS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN W. HARRIS | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: MARK J. KINGTON | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID A. WOLLARD | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2016 | Management | For | |||||||||||||||
3. | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) | Management | For | |||||||||||||||
4. | REPORT ON LOBBYING | Shareholder | Against | |||||||||||||||
5. | REPORT ON POTENTIAL IMPACT OF DENIAL OF A CERTIFICATE FOR NORTH ANNA 3 | Shareholder | Against | |||||||||||||||
6. | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | |||||||||||||||
7. | REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | |||||||||||||||
8. | REPORT ON THE FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE | Shareholder | Against | |||||||||||||||
9. | REPORT ON IMPACT OF CLIMATE CHANGE DRIVEN TECHNOLOGY CHANGES | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,500 | 0 | 06-May-2016 | 12-May-2016 | |||||||||||
DUKE ENERGY CORPORATION | ||||||||||||||||||
Security | 26441C204 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DUK | Meeting Date | 05-May-2016 | |||||||||||||||
ISIN | US26441C2044 | Agenda | 934351177 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | MICHAEL J. ANGELAKIS | For | ||||||||||||||||
2 | MICHAEL G. BROWNING | For | ||||||||||||||||
3 | DANIEL R. DIMICCO | For | ||||||||||||||||
4 | JOHN H. FORSGREN | For | ||||||||||||||||
5 | LYNN J. GOOD | For | ||||||||||||||||
6 | ANN MAYNARD GRAY | For | ||||||||||||||||
7 | JOHN T. HERRON | For | ||||||||||||||||
8 | JAMES B. HYLER, JR. | For | ||||||||||||||||
9 | WILLIAM E. KENNARD | For | ||||||||||||||||
10 | E. MARIE MCKEE | For | ||||||||||||||||
11 | CHARLES W. MOORMAN IV | For | ||||||||||||||||
12 | CARLOS A. SALADRIGAS | For | ||||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE DUKE ENERGY CORPORATION'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | |||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS IN DUKE ENERGY CORPORATION'S CERTIFICATE OF INCORPORATION | Shareholder | Against | |||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES DISCLOSURE | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 14,187 | 0 | 29-Apr-2016 | 06-May-2016 | |||||||||||
EASTERLY GOVERNMENT PROPERTIES, INC. | ||||||||||||||||||
Security | 27616P103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DEA | Meeting Date | 09-May-2016 | |||||||||||||||
ISIN | US27616P1030 | Agenda | 934382689 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. TRIMBLE, III | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: DARRELL W. CRATE | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL P. IBE | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM H. BINNIE | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: CYNTHIA A. FISHER | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: EMIL W. HENRY, JR. | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. MEAD | Management | For | |||||||||||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,000 | 0 | 06-May-2016 | 10-May-2016 | |||||||||||
EBAY INC. | ||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 27-Apr-2016 | |||||||||||||||
ISIN | US2786421030 | Agenda | 934358361 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON JR. | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: PAUL S. PRESSLER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT H. SWAN | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: DEVIN N. WENIG | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2008 EQUITY INCENTIVE AWARD PLAN. | Management | For | |||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | |||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING GENDER PAY EQUITY. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 20,000 | 0 | 11-Apr-2016 | 28-Apr-2016 | |||||||||||
ECOLAB INC. | ||||||||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ECL | Meeting Date | 05-May-2016 | |||||||||||||||
ISIN | US2788651006 | Agenda | 934346897 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID W. MACLENNAN | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: TRACY B. MCKIBBEN | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | |||||||||||||||
1N. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | |||||||||||||||
1O. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | |||||||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | APPROVE AN AMENDMENT TO THE ECOLAB INC. 2001 NON-EMPLOYEE DIRECTOR STOCK OPTION AND DEFERRED COMPENSATION PLAN. | Management | For | |||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | |||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-May-2016 | ||||||||||||
ELI LILLY AND COMPANY | ||||||||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LLY | Meeting Date | 02-May-2016 | |||||||||||||||
ISIN | US5324571083 | Agenda | 934336505 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. ALVAREZ | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. HOOVER | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. LUCIANO | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. PRENDERGAST | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. SEIFERT | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016. | Management | For | |||||||||||||||
4. | CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 3,000 | 0 | 28-Apr-2016 | 03-May-2016 | |||||||||||
EMC CORPORATION | ||||||||||||||||||
Security | 268648102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EMC | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US2686481027 | Agenda | 934354630 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: DONALD J. CARTY | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA J. SEN | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | |||||||||||||||
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
EMC CORPORATION | ||||||||||||||||||
Security | 268648102 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | EMC | Meeting Date | 19-Jul-2016 | |||||||||||||||
ISIN | US2686481027 | Agenda | 934449768 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 12, 2015, AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 16, 2016, AS SO AMENDED AND AS IT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO COLLECTIVELY AS THE MERGER AGREEMENT, AMONG DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | |||||||||||||||
2. | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY EMC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | |||||||||||||||
3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 13-Jun-2016 | 20-Jul-2016 | |||||||||||
ENTERGY CORPORATION | ||||||||||||||||||
Security | 29364G103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ETR | Meeting Date | 06-May-2016 | |||||||||||||||
ISIN | US29364G1031 | Agenda | 934357446 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: M.S. BATEMAN | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: P.J. CONDON | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: L.P. DENAULT | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: K.H. DONALD | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: P.L. FREDERICKSON | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: A.M. HERMAN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: D.C. HINTZ | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: S.L. LEVENICK | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: B.L. LINCOLN | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: K.A. PUCKETT | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: W.J. TAUZIN | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING DISTRIBUTED GENERATION/GREENHOUSE GAS EMISSIONS REPORT. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-May-2016 | ||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | XOM | Meeting Date | 25-May-2016 | |||||||||||||||
ISIN | US30231G1022 | Agenda | 934383504 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | M.J. BOSKIN | For | ||||||||||||||||
2 | P. BRABECK-LETMATHE | For | ||||||||||||||||
3 | A.F. BRALY | For | ||||||||||||||||
4 | U.M. BURNS | For | ||||||||||||||||
5 | L.R. FAULKNER | For | ||||||||||||||||
6 | J.S. FISHMAN | For | ||||||||||||||||
7 | H.H. FORE | For | ||||||||||||||||
8 | K.C. FRAZIER | For | ||||||||||||||||
9 | D.R. OBERHELMAN | For | ||||||||||||||||
10 | S.J. PALMISANO | For | ||||||||||||||||
11 | S.S REINEMUND | For | ||||||||||||||||
12 | R.W. TILLERSON | For | ||||||||||||||||
13 | W.C. WELDON | For | ||||||||||||||||
14 | D.W. WOODS | For | ||||||||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26) | Management | For | |||||||||||||||
4. | INDEPENDENT CHAIRMAN (PAGE 56) | Shareholder | Against | |||||||||||||||
5. | CLIMATE EXPERT ON BOARD (PAGE 58) | Shareholder | Against | |||||||||||||||
6. | HIRE AN INVESTMENT BANK (PAGE 59) | Shareholder | Against | |||||||||||||||
7. | PROXY ACCESS BYLAW (PAGE 59) | Shareholder | Against | |||||||||||||||
8. | REPORT ON COMPENSATION FOR WOMEN (PAGE 61) | Shareholder | Against | |||||||||||||||
9. | REPORT ON LOBBYING (PAGE 63) | Shareholder | Against | |||||||||||||||
10. | INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) | Shareholder | Against | |||||||||||||||
11. | POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) | Shareholder | Against | |||||||||||||||
12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) | Shareholder | Against | |||||||||||||||
13. | REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) | Shareholder | Against | |||||||||||||||
14. | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,404 | 0 | 20-May-2016 | 26-May-2016 | |||||||||||
FERRARI, NV | ||||||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RACE | Meeting Date | 15-Apr-2016 | |||||||||||||||
ISIN | Agenda | 934347421 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
2D. | ADOPTION OF THE 2015 ANNUAL ACCOUNTS | Management | For | |||||||||||||||
2E. | GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015 | Management | For | |||||||||||||||
3A. | RE-APPOINTMENT OF THE DIRECTOR: AMEDEO FELISA (EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3B. | RE-APPOINTMENT OF THE DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3C. | RE-APPOINTMENT OF THE DIRECTOR: PIERO FERRARI (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3D. | RE-APPOINTMENT OF THE DIRECTOR: LOUIS C. CAMILLERI (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3E. | RE-APPOINTMENT OF THE DIRECTOR: GIUSEPPINA CAPALDO (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3F. | RE-APPOINTMENT OF THE DIRECTOR: EDUARDO H. CUE (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3G. | RE-APPOINTMENT OF THE DIRECTOR: SERGIO DUCA (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3H. | RE-APPOINTMENT OF THE DIRECTOR: ELENA ZAMBON (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3I. | APPOINTMENT OF THE NEW DIRECTORS: DELPHINE ARNAULT (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3J. | APPOINTMENT OF THE NEW DIRECTORS: JOHN ELKANN (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3K. | APPOINTMENT OF THE NEW DIRECTORS: LAPO ELKANN (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3L. | APPOINTMENT OF THE NEW DIRECTORS: MARIA PATRIZIA GRIECO (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3M. | APPOINTMENT OF THE NEW DIRECTORS: ADAM KESWICK (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
4. | DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 3,500 | 0 | 24-Mar-2016 | 11-Apr-2016 | |||||||||||
FERRARI, NV | ||||||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RACE | Meeting Date | 15-Apr-2016 | |||||||||||||||
ISIN | Agenda | 934359008 - Management | ||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
2D. | ADOPTION OF THE 2015 ANNUAL ACCOUNTS | Management | For | |||||||||||||||
2E. | GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015 | Management | For | |||||||||||||||
3A. | RE-APPOINTMENT OF THE DIRECTOR: AMEDEO FELISA (EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3B. | RE-APPOINTMENT OF THE DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3C. | RE-APPOINTMENT OF THE DIRECTOR: PIERO FERRARI (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3D. | RE-APPOINTMENT OF THE DIRECTOR: LOUIS C. CAMILLERI (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3E. | RE-APPOINTMENT OF THE DIRECTOR: GIUSEPPINA CAPALDO (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3F. | RE-APPOINTMENT OF THE DIRECTOR: EDUARDO H. CUE (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3G. | RE-APPOINTMENT OF THE DIRECTOR: SERGIO DUCA (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3H. | RE-APPOINTMENT OF THE DIRECTOR: ELENA ZAMBON (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3I. | APPOINTMENT OF THE NEW DIRECTORS: DELPHINE ARNAULT (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3J. | APPOINTMENT OF THE NEW DIRECTORS: JOHN ELKANN (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3K. | APPOINTMENT OF THE NEW DIRECTORS: LAPO ELKANN (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3L. | APPOINTMENT OF THE NEW DIRECTORS: MARIA PATRIZIA GRIECO (NON-EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
3M. | APPOINTMENT OF THE NEW DIRECTORS: ADAM KESWICK (NON- EXECUTIVE DIRECTOR) | Management | For | |||||||||||||||
4. | DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 3,500 | 0 | 01-Apr-2016 | 11-Apr-2016 | |||||||||||
FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||||||
Security | N31738102 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | FCAU | Meeting Date | 03-Dec-2015 | |||||||||||||||
ISIN | NL0010877643 | Agenda | 934300106 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
3. | DEMERGER | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 35,000 | 0 | 13-Nov-2015 | 30-Nov-2015 | |||||||||||
FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||||||
Security | N31738102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FCAU | Meeting Date | 15-Apr-2016 | |||||||||||||||
ISIN | NL0010877643 | Agenda | 934342736 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
2D. | ADOPTION OF THE 2015 ANNUAL ACCOUNTS | Management | For | |||||||||||||||
2E. | GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015 | Management | For | |||||||||||||||
3A. | RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: JOHN ELKANN | Management | For | |||||||||||||||
3B. | RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: SERGIO MARCHIONNE | Management | For | |||||||||||||||
4A. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RONALD L. THOMPSON | Management | For | |||||||||||||||
4B. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ANDREA AGNELLI | Management | For | |||||||||||||||
4C. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA | Management | For | |||||||||||||||
4D. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: GLENN EARLE | Management | For | |||||||||||||||
4E. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: VALERIE A. MARS | Management | For | |||||||||||||||
4F. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RUTH J. SIMMONS | Management | For | |||||||||||||||
4G. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT | Management | For | |||||||||||||||
4H. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: STEPHEN M. WOLF | Management | For | |||||||||||||||
4I. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA | Management | For | |||||||||||||||
5. | PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | |||||||||||||||
6. | DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | |||||||||||||||
8. | DEMERGER | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 35,000 | 0 | 24-Mar-2016 | 11-Apr-2016 | |||||||||||
FIAT CHRYSLER AUTOMOBILES N.V. | ||||||||||||||||||
Security | N31738102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FCAU | Meeting Date | 15-Apr-2016 | |||||||||||||||
ISIN | NL0010877643 | Agenda | 934354236 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
2D. | ADOPTION OF THE 2015 ANNUAL ACCOUNTS | Management | For | |||||||||||||||
2E. | GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2015 | Management | For | |||||||||||||||
3A. | RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: JOHN ELKANN | Management | For | |||||||||||||||
3B. | RE-APPOINTMENT OF THE EXECUTIVE DIRECTOR: SERGIO MARCHIONNE | Management | For | |||||||||||||||
4A. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RONALD L. THOMPSON | Management | For | |||||||||||||||
4B. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ANDREA AGNELLI | Management | For | |||||||||||||||
4C. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA | Management | For | |||||||||||||||
4D. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: GLENN EARLE | Management | For | |||||||||||||||
4E. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: VALERIE A. MARS | Management | For | |||||||||||||||
4F. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: RUTH J. SIMMONS | Management | For | |||||||||||||||
4G. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT | Management | For | |||||||||||||||
4H. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: STEPHEN M. WOLF | Management | For | |||||||||||||||
4I. | RE-APPOINTMENT OF THE NON- EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA | Management | For | |||||||||||||||
5. | PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | |||||||||||||||
6. | DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | |||||||||||||||
8. | DEMERGER | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 35,000 | 0 | 24-Mar-2016 | 11-Apr-2016 | |||||||||||
FLAHERTY & CRUMRINE PREFERRED INCOME FD | ||||||||||||||||||
Security | 338480106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PFD | Meeting Date | 20-Apr-2016 | |||||||||||||||
ISIN | US3384801060 | Agenda | 934340922 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | R. ERIC CHADWICK | Withheld | ||||||||||||||||
2 | MORGAN GUST | Withheld | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698969 | BMC-FIX | 2698969 | NORTHERN TRUST COMPANY | 11,833 | 0 | 24-Mar-2016 | 21-Apr-2016 | |||||||||||
FPA CRESCENT FUND | ||||||||||||||||||
Security | 30254T759 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | FPACX | Meeting Date | 09-May-2016 | |||||||||||||||
ISIN | US30254T7596 | Agenda | 934370103 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | J. RICHARD ATWOOD | For | ||||||||||||||||
2 | MARK L. LIPSON | For | ||||||||||||||||
3 | ALFRED E. OSBORNE, JR. | For | ||||||||||||||||
4 | A. ROBERT PISANO | For | ||||||||||||||||
5 | PATRICK B. PURCELL | For | ||||||||||||||||
6 | ALLAN M. RUDNICK | For | ||||||||||||||||
7 | STEVEN T. ROMICK | For | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698973 | STOCK MUTUAL FUNDS | 2698973 | NORTHERN TRUST COMPANY | 33,641 | 0 | 06-May-2016 | 10-May-2016 | |||||||||||
GENERAL MILLS, INC. | ||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GIS | Meeting Date | 29-Sep-2015 | |||||||||||||||
ISIN | US3703341046 | Agenda | 934268067 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | |||||||||||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | |||||||||||||||
1C) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | |||||||||||||||
1D) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | |||||||||||||||
1E) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | |||||||||||||||
1F) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | |||||||||||||||
1G) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | |||||||||||||||
1H) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | |||||||||||||||
1I) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | |||||||||||||||
1J) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | |||||||||||||||
1K) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | |||||||||||||||
2. | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 21-Aug-2015 | 30-Sep-2015 | |||||||||||
GOLUB CAPITAL BDC, INC. | ||||||||||||||||||
Security | 38173M102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GBDC | Meeting Date | 02-Feb-2016 | |||||||||||||||
ISIN | US38173M1027 | Agenda | 934313204 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1.1 | ELECTION OF CLASS III DIRECTOR: LAWRENCE E. GOLUB | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1.2 | ELECTION OF CLASS III DIRECTOR: WILLIAM M. WEBSTER IV | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 15,000 | 0 | 18-Dec-2015 | 03-Feb-2016 | |||||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||||||||||||
Security | 41068X100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HASI | Meeting Date | 07-Jun-2016 | |||||||||||||||
ISIN | US41068X1000 | Agenda | 934404334 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | JEFFREY W. ECKEL | For | ||||||||||||||||
2 | TERESA M. BRENNER | For | ||||||||||||||||
3 | MARK J. CIRILLI | For | ||||||||||||||||
4 | CHARLES M. O'NEIL | For | ||||||||||||||||
5 | RICHARD J. OSBORNE | For | ||||||||||||||||
6 | STEVEN G. OSGOOD | For | ||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 20-May-2016 | 08-Jun-2016 | |||||||||||
HOLLYFRONTIER CORPORATION | ||||||||||||||||||
Security | 436106108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HFC | Meeting Date | 11-May-2016 | |||||||||||||||
ISIN | US4361061082 | Agenda | 934357890 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS BECH | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE DAMIRIS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: LELDON ECHOLS | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: KEVIN HARDAGE | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL JENNINGS | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT KOSTELNIK | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES LEE | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANKLIN MYERS | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL ROSE | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: TOMMY VALENTA | Management | For | |||||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | |||||||||||||||
4. | APPROVAL OF AMENDMENT TO THE HOLLYFRONTIER CORPORATION ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | |||||||||||||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE LTIP FOR PURPOSES OF COMPLYING WITH CERTAIN REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 8,000 | 0 | 06-May-2016 | 12-May-2016 | |||||||||||
INTEL CORPORATION | ||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | INTC | Meeting Date | 19-May-2016 | |||||||||||||||
ISIN | US4581401001 | Agenda | 934362168 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: ANEEL BHUSRI | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | |||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
4. | STOCKHOLDER PROPOSAL ON IMPLEMENTING PRINCIPLES ENTITLED "HOLY LAND PRINCIPLES" | Shareholder | Against | |||||||||||||||
5. | STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT | Shareholder | Against | |||||||||||||||
6. | STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 16-May-2016 | 20-May-2016 | |||||||||||
IRSA INVERSIONES Y REPRESENTACIONES S.A. | ||||||||||||||||||
Security | 450047204 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | IRS | Meeting Date | 30-Oct-2015 | |||||||||||||||
ISIN | US4500472042 | Agenda | 934289732 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF SHAREHOLDERS' MEETING. | Management | For | |||||||||||||||
2. | CONSIDERATION OF THE DOCUMENTS REFERRED TO IN SECTION 234, SUBSECTION 1, LAW 19,550 (COMPANIES GENERAL ACT), CORRESPONDING TO FISCAL YEAR ENDED ON 06.30.2015. | Management | For | |||||||||||||||
3. | CONSIDERATION OF DUTIES DISCHARGED BY THE BOARD OF DIRECTORS. | Management | For | |||||||||||||||
4. | CONSIDERATION OF DUTIES DISCHARGED BY THE SUPERVISORY COMMITTEE. | Management | For | |||||||||||||||
5. | TREATMENT AND ALLOCATION OF THE INCOME FOR THE FISCAL YEAR ENDED ON 06.30.2015, WHICH POSTED PROFITS IN THE AMOUNT OF $520,161 - THOUSANDS. CONSIDERATION OF PAYMENT OF DIVIDENDS IN CASH UP TO THE AMOUNT OF $72,000 - THOUSANDS. | Management | For | |||||||||||||||
6. | CONSIDERATION OF BOARD OF DIRECTORS' COMPENSATION FOR THE FISCAL YEAR ENDED ON 06.30.2015 IN THE AMOUNT OF $18,596,284 - (COMPENSATIONS TOTAL). DELEGATION TO THE BOARD OF DIRECTORS OF THE APPROVAL OF THE AUDITING COMMITTEE'S BUDGET. | Management | For | |||||||||||||||
7. | CONSIDERATION OF THE SUPERVISORY COMMITTEE'S COMPENSATION FOR THE FISCAL YEAR ENDED ON 06.30.2015. | Management | For | |||||||||||||||
8. | DETERMINATION OF THE NUMBER AND APPOINTMENT OF REGULAR DIRECTORS AND ALTERNATE DIRECTORS, IF APPLICABLE. | Management | For | |||||||||||||||
9. | APPOINTMENT OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | For | |||||||||||||||
10. | APPOINTMENT OF CERTIFYING ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS/HER COMPENSATION DELEGATION. | Management | For | |||||||||||||||
11. | UPDATING OF REPORT ON SHARED SERVICES AGREEMENT. | Management | For | |||||||||||||||
12. | TREATMENT OF AMOUNTS PAID AS CONSIDERATION FOR SHAREHOLDERS' PERSONAL ASSETS TAX. | Management | For | |||||||||||||||
13. | CONSIDERATION OF THE RENEWAL OF THE DELEGATION TO THE BOARD OF DIRECTORS OF THE POWERS TO SET THE TIME AND CURRENCY AND ANY OTHER TERM AND CONDITION OF THE ISSUANCE OF NOTES WITHIN THE GLOBAL PROGRAM FOR THE ISSUANCE OF SIMPLE NOTES UP TO THE AMOUNT OF USD300,000,000 CURRENTLY IN EFFECT ACCORDING TO THE PROVISIONS APPROVED BY THE SHAREHOLDER'S MEETING DATED OCTOBER 31ST, 2011. | Management | For | |||||||||||||||
14. | CONSIDERATION OF THE MERGER SPECIAL FINANCIAL STATEMENTS OF UNICITY SA; THE MERGER SPECIAL FINANCIAL STATEMENTS OF SOLARES DE SANTA MARIA SA; OF THE SPIN-OFF SPECIAL FINANCIAL STATEMENTS OF E-COMMERCE LATINA SA; OF THE SPIN- OFF-MERGER SPECIAL FINANCIAL STATEMENTS OF E-COMMERCE LATINA SA; THE MERGER SPECIAL SEPARATE FINANCIAL STATEMENTS OF IRSA INVERSIONES Y REPRESENTACIONES SOCIEDAD ANONIMA (IRSA) AND THE MERGER CONSOLIDATED FINANCIAL STATEMENTS OF IRSA WITH SOLARES DE SANTA .. (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 10,000 | 0 | 15-Oct-2015 | 28-Oct-2015 | |||||||||||
JOHNSON & JOHNSON | ||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | |||||||||||||||
ISIN | US4781601046 | Agenda | 934340984 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | |||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE | Shareholder | Against | |||||||||||||||
5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | |||||||||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE | Shareholder | Against | |||||||||||||||
7. | SHAREHOLDER PROPOSAL - TAKE- BACK PROGRAMS FOR UNUSED MEDICINES | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 1,000 | 0 | 11-Apr-2016 | 29-Apr-2016 | |||||||||||
KENNEDY WILSON EUROPE REAL ESTATE PLC, ST HELIER | ||||||||||||||||||
Security | G9877R104 | Meeting Type | Annual General Meeting | |||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2016 | ||||||||||||||||
ISIN | JE00BJT32513 | Agenda | 706817484 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1 | THAT THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 BE RECEIVED AND CONSIDERED | Management | For | |||||||||||||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGE 76 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 BE APPROVED | Management | For | |||||||||||||||
3 | THAT KPMG BE RE-APPOINTED AS AUDITOR UNTIL THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING TO BE HELD IN 2017 | Management | For | |||||||||||||||
4 | THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | |||||||||||||||
5 | THAT CHARLOTTE VALEUR BE RE- ELECTED AS A DIRECTOR | Management | For | |||||||||||||||
6 | THAT WILLIAM MCMORROW BE RE- ELECTED AS A DIRECTOR | Management | For | |||||||||||||||
7 | THAT MARK MCNICHOLAS BE RE- ELECTED AS A DIRECTOR | Management | For | |||||||||||||||
8 | THAT SIMON RADFORD BE RE- ELECTED AS A DIRECTOR | Management | For | |||||||||||||||
9 | THAT MARY RICKS BE RE-ELECTED AS A DIRECTOR | Management | For | |||||||||||||||
10 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING. | Management | For | |||||||||||||||
11 | THAT IN ACCORDANCE WITH ARTICLE 4.7 OF THE ARTICLES, THE DIRECTORS BE EMPOWERED TO ALLOT AND ISSUE. REFER TO NOTICE OF MEETING FOR FULL RESOLUTION. | Management | For | |||||||||||||||
12 | THAT THE COMPANY ARTICLES BE AMENDED AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
BQM01 | BMCFUND INC MANAGEDPORT3GLOBA L | BQM00 | NORTHERN TRUST GLOBAL | 62,450 | 0 | 24-Mar-2016 | 21-Apr-2016 | |||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||||||||
Security | 50540R409 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LH | Meeting Date | 11-May-2016 | |||||||||||||||
ISIN | US50540R4092 | Agenda | 934363918 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER M. NEUPERT | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHELLE P. PARHAM | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: ADAM H. SCHECHTER | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | |||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | TO APPROVE THE COMPANY'S 2016 OMNIBUS INCENTIVE PLAN. | Management | For | |||||||||||||||
4. | TO APPROVE THE COMPANY'S 2016 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | |||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | |||||||||||||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE BOARD REPORTS RELATED TO THE ZIKA VIRUS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 2,500 | 0 | 06-May-2016 | 12-May-2016 | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,050 | 0 | 06-May-2016 | 12-May-2016 | |||||||||||
MEDICAL PROPERTIES TRUST, INC. | ||||||||||||||||||
Security | 58463J304 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MPW | Meeting Date | 19-May-2016 | |||||||||||||||
ISIN | US58463J3041 | Agenda | 934413268 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1.1 | ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR. | Management | For | |||||||||||||||
1.2 | ELECTION OF DIRECTOR: G. STEVEN DAWSON | Management | For | |||||||||||||||
1.3 | ELECTION OF DIRECTOR: R. STEVEN HAMNER | Management | For | |||||||||||||||
1.4 | ELECTION OF DIRECTOR: ROBERT E. HOLMES, PH.D. | Management | For | |||||||||||||||
1.5 | ELECTION OF DIRECTOR: SHERRY A. KELLETT | Management | For | |||||||||||||||
1.6 | ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE | Management | For | |||||||||||||||
1.7 | ELECTION OF DIRECTOR: D. PAUL SPARKS, JR. | Management | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 15,000 | 0 | 16-May-2016 | 20-May-2016 | |||||||||||
MERCK & CO., INC. | ||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MRK | Meeting Date | 24-May-2016 | |||||||||||||||
ISIN | US58933Y1055 | Agenda | 934378515 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | |||||||||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | |||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | |||||||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 16-May-2016 | 25-May-2016 | |||||||||||
METLIFE, INC. | ||||||||||||||||||
Security | 59156R108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MET | Meeting Date | 14-Jun-2016 | |||||||||||||||
ISIN | US59156R1086 | Agenda | 934405425 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: EDWARD J. KELLY, III | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: LULU C. WANG | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO ADOPT A BY-LAW DESIGNATING DELAWARE THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS | Management | For | |||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016 | Management | For | |||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | |||||||||||||||
5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR | Shareholder | Against | |||||||||||||||
6. | SHAREHOLDER PROPOSAL TO ADOPT SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2016 | 15-Jun-2016 | |||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2015 | |||||||||||||||
ISIN | US5949181045 | Agenda | 934290329 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | |||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 23-Oct-2015 | 03-Dec-2015 | |||||||||||
NESTLE S.A. | ||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 07-Apr-2016 | |||||||||||||||
ISIN | US6410694060 | Agenda | 934343245 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2015 | Management | For | |||||||||||||||
1B. | ACCEPTANCE OF THE COMPENSATION REPORT 2015 (ADVISORY VOTE) | Management | For | |||||||||||||||
2. | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | |||||||||||||||
3. | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2015 | Management | For | |||||||||||||||
4AA | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR PETER BRABECK- LETMATHE | Management | For | |||||||||||||||
4AB | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | For | |||||||||||||||
4AC | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | Management | For | |||||||||||||||
4AD | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR BEAT W. HESS | Management | For | |||||||||||||||
4AE | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management | For | |||||||||||||||
4AF | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | Management | For | |||||||||||||||
4AG | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | Management | For | |||||||||||||||
4AH | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | Management | For | |||||||||||||||
4AI | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management | For | |||||||||||||||
4AJ | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management | For | |||||||||||||||
4AK | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS EVA CHENG | Management | For | |||||||||||||||
4AL | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG'O | Management | For | |||||||||||||||
4AM | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management | For | |||||||||||||||
4B. | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS MR PETER BRABECK-LETMATHE | Management | For | |||||||||||||||
4C1 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | For | |||||||||||||||
4C2 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management | For | |||||||||||||||
4C3 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management | For | |||||||||||||||
4C4 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | For | |||||||||||||||
4D. | ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | Management | For | |||||||||||||||
4E. | ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | |||||||||||||||
5A. | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | |||||||||||||||
5B. | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | |||||||||||||||
6. | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | |||||||||||||||
7. | IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: "FOR" = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; "AGAINST" = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; "ABSTAIN" = ABSTAIN | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 10,000 | 0 | 24-Mar-2016 | 01-Apr-2016 | |||||||||||
NEW YORK MORTGAGE TRUST, INC. | ||||||||||||||||||
Security | 649604501 | Meeting Type | �� | Annual | ||||||||||||||
Ticker Symbol | NYMT | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US6496045013 | Agenda | 934355632 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | DAVID R. BOCK | For | ||||||||||||||||
2 | ALAN L. HAINEY | For | ||||||||||||||||
3 | STEVEN R. MUMMA | For | ||||||||||||||||
4 | DOUGLAS E. NEAL | For | ||||||||||||||||
5 | STEVEN G. NORCUTT | For | ||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
3. | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
NORFOLK SOUTHERN CORPORATION | ||||||||||||||||||
Security | 655844108 | Meeting Type | Contested-Annual | |||||||||||||||
Ticker Symbol | NSC | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US6558441084 | Agenda | 934362928 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: THOMAS D. BELL, JR. | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: STEVEN F. LEER | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL D. LOCKHART | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: AMY E. MILES | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: JAMES A. SQUIRES | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN R. THOMPSON | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | IF PROPERLY PRESENTED AT THE MEETING, AN ADVISORY SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD ENTER INTO DISCUSSIONS REGARDING A BUSINESS COMBINATION. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 11-May-2016 | 13-May-2016 | |||||||||||
OAKMARK FUNDS | ||||||||||||||||||
Security | 413838400 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | OAKBX | Meeting Date | 01-Sep-2016 | |||||||||||||||
ISIN | US4138384007 | Agenda | 934335438 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | THOMAS H. HAYDEN | For | ||||||||||||||||
2 | CHRISTINE M. MAKI | For | ||||||||||||||||
3 | LAURENCE C. MORSE | For | ||||||||||||||||
4 | MINDY M. POSOFF | For | ||||||||||||||||
5 | ALLAN J. REICH | For | ||||||||||||||||
6 | STEVEN S. ROGERS | For | ||||||||||||||||
7 | KRISTI L. ROWSELL | For | ||||||||||||||||
8 | PETER S. VOSS | For | ||||||||||||||||
2A. | AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO BORROWING MONEY AND ISSUING SENIOR SECURITIES. | Management | For | |||||||||||||||
2B. | AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO MAKING LOANS. | Management | For | |||||||||||||||
2C. | AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO INVESTING IN COMMODITIES AND COMMODITY CONTRACTS. | Management | For | |||||||||||||||
3A. | ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: FUTURE AMENDMENTS. | Management | For | |||||||||||||||
3B. | ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: TREATMENT OF SHAREHOLDER AND TRUST CLAIMS. | Management | For | |||||||||||||||
3C. | ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: LIABILITY OF TRUSTEES AND OFFICERS. | Management | For | |||||||||||||||
3D. | ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: THIRD PARTY BENEFICIARY CLAIMS. | Management | For | |||||||||||||||
3E. | ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: TRUSTEE POWERS. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698973 | STOCK MUTUAL FUNDS | 2698973 | NORTHERN TRUST COMPANY | 8,920 | 0 | 11-Mar-2016 | 11-Mar-2016 | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | OXY | Meeting Date | 29-Apr-2016 | |||||||||||||||
ISIN | US6745991058 | Agenda | 934342762 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: VICKI A. HOLLUB | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | |||||||||||||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
3. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | |||||||||||||||
4. | REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE | Shareholder | Against | |||||||||||||||
5. | CARBON LEGISLATION IMPACT ASSESSMENT | Shareholder | Against | |||||||||||||||
6. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | |||||||||||||||
7. | METHANE EMISSIONS AND FLARING | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,800 | 0 | 11-Apr-2016 | 02-May-2016 | |||||||||||
OLIN CORPORATION | ||||||||||||||||||
Security | 680665205 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | OLN | Meeting Date | 28-Apr-2016 | |||||||||||||||
ISIN | US6806652052 | Agenda | 934341493 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1.1 | ELECTION OF DIRECTOR: C. ROBERT BUNCH | Management | For | |||||||||||||||
1.2 | ELECTION OF DIRECTOR: RANDALL W. LARRIMORE | Management | For | |||||||||||||||
1.3 | ELECTION OF DIRECTOR: JOHN M.B. O'CONNOR | Management | For | |||||||||||||||
1.4 | ELECTION OF DIRECTOR: WILLIAM H. WEIDEMAN | Management | For | |||||||||||||||
1.5 | ELECTION OF DIRECTOR: JOHN E. FISCHER | Management | For | |||||||||||||||
1.6 | ELECTION OF DIRECTOR: CAROL A. WILLIAMS | Management | For | |||||||||||||||
2. | APPROVAL OF THE OLIN CORPORATION 2016 LONG TERM INCENTIVE PLAN AND PERFORMANCE MEASURES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,077 | 0 | 11-Apr-2016 | 29-Apr-2016 | |||||||||||
OMEGA HEALTHCARE INVESTORS, INC. | ||||||||||||||||||
Security | 681936100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | OHI | Meeting Date | 09-Jun-2016 | |||||||||||||||
ISIN | US6819361006 | Agenda | 934406352 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | NORMAN R. BOBINS | For | ||||||||||||||||
2 | CRAIG R. CALLEN | For | ||||||||||||||||
3 | BERNARD J. KORMAN | For | ||||||||||||||||
4 | EDWARD LOWENTHAL | For | ||||||||||||||||
5 | BEN W. PERKS | For | ||||||||||||||||
6 | STEPHEN D. PLAVIN | For | ||||||||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP. | Management | For | |||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 20-May-2016 | 10-Jun-2016 | |||||||||||
ORACLE CORPORATION | ||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 18-Nov-2015 | |||||||||||||||
ISIN | US68389X1054 | Agenda | 934283083 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | JEFFREY S. BERG | For | ||||||||||||||||
2 | H. RAYMOND BINGHAM | For | ||||||||||||||||
3 | MICHAEL J. BOSKIN | For | ||||||||||||||||
4 | SAFRA A. CATZ | For | ||||||||||||||||
5 | BRUCE R. CHIZEN | For | ||||||||||||||||
6 | GEORGE H. CONRADES | For | ||||||||||||||||
7 | LAWRENCE J. ELLISON | For | ||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | ||||||||||||||||
9 | JEFFREY O. HENLEY | For | ||||||||||||||||
10 | MARK V. HURD | For | ||||||||||||||||
11 | LEON E. PANETTA | For | ||||||||||||||||
12 | NAOMI O. SELIGMAN | For | ||||||||||||||||
2. | RE-APPROVAL OF THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING RENEWABLE ENERGY TARGETS. | Shareholder | Against | |||||||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | |||||||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | |||||||||||||||
8. | STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF THE GOVERNANCE GUIDELINES. | Shareholder | Against | |||||||||||||||
9. | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | |||||||||||||||
10. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,000 | 0 | 02-Oct-2015 | 19-Nov-2015 | |||||||||||
ORANGE | ||||||||||||||||||
Security | 684060106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ORAN | Meeting Date | 07-Jun-2016 | |||||||||||||||
ISIN | US6840601065 | Agenda | 934425821 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 | Management | For | |||||||||||||||
2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 | Management | For | |||||||||||||||
3. | ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Management | For | |||||||||||||||
4. | AGREEMENTS PROVIDED FOR IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | |||||||||||||||
5. | RENEWAL OF THE TERM OF OFFICE OF MR. JOSE-LUIS DURAN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
6. | RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES-HENRI FILIPPI | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
7. | APPOINTMENT OF A NEW DIRECTOR | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
8. | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 TO MR. STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | |||||||||||||||
9. | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 TO MR. GERVAIS PELLISSIER, CHIEF EXECUTIVE OFFICER DELEGATE | Management | For | |||||||||||||||
10. | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES IN THE COMPANY | Management | For | |||||||||||||||
11. | HARMONIZATION OF ARTICLE 13 OF THE BYLAWS WITH GOVERNMENT ORDER 2014-940 OF AUGUST 20, 2014, MINIMUM NUMBER OF SHARES TO BE HELD BY EACH DIRECTOR APPOINTED BY SHAREHOLDERS AT THE SHAREHOLDERS' MEETING | Management | For | |||||||||||||||
12. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | For | |||||||||||||||
13. | POWERS FOR FORMALITIES | Management | For | |||||||||||||||
A. | AMENDMENT TO THE THIRD RESOLUTION - ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Shareholder | Against | |||||||||||||||
B. | AUTHORIZATION TO THE BOARD OF DIRECTORS, IF THE PAYMENT OF AN INTERIM DIVIDEND IS CONFIRMED FOR DISTRIBUTION, TO PROPOSE TO THE SHAREHOLDERS AN OPTION BETWEEN A PAYMENT IN CASH OR IN SHARES FOR THE WHOLE INTERIM DIVIDEND | Shareholder | Against | |||||||||||||||
C. | AMENDMENT TO ARTICLE 13 OF THE BYLAWS, PLURALITY OF DIRECTORSHIPS | Shareholder | Against | |||||||||||||||
D. | AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE MEETING. IF YOU CAST YOUR VOTE IN FAVOR OF RESOLUTION D, YOU ARE GIVING DISCRETION TO THE CHAIRMAN OF THE MEETING TO VOTE FOR OR AGAINST ANY AMENDMENTS OR NEW RESOLUTIONS THAT MAY BE PROPOSED. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2016 | 01-Jun-2016 | |||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PYPL | Meeting Date | 25-May-2016 | |||||||||||||||
ISIN | US70450Y1038 | Agenda | 934381726 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF OUR FUTURE STOCKHOLDER ADVISORY VOTES APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | |||||||||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2015 EQUITY INCENTIVE AWARD PLAN. | Management | For | |||||||||||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PAYPAL EMPLOYEE INCENTIVE PLAN. | Management | For | |||||||||||||||
6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 10,000 | 0 | 20-May-2016 | 26-May-2016 | |||||||||||
PEPSICO, INC. | ||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PEP | Meeting Date | 04-May-2016 | |||||||||||||||
ISIN | US7134481081 | Agenda | 934349261 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | |||||||||||||||
1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN. | Management | For | |||||||||||||||
5. | ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. | Shareholder | Against | |||||||||||||||
6. | REPORT ON MINIMIZING IMPACTS OF NEONICS. | Shareholder | Against | |||||||||||||||
7. | POLICY REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | |||||||||||||||
8. | ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 7,500 | 0 | 29-Apr-2016 | 05-May-2016 | |||||||||||
PFIZER INC. | ||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PFE | Meeting Date | 28-Apr-2016 | |||||||||||||||
ISIN | US7170811035 | Agenda | 934341203 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | |||||||||||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | |||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS | Shareholder | Against | |||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | |||||||||||||||
7. | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 25,000 | 0 | 11-Apr-2016 | 29-Apr-2016 | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 11-Apr-2016 | 29-Apr-2016 | |||||||||||
PHILLIPS 66 | ||||||||||||||||||
Security | 718546104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PSX | Meeting Date | 04-May-2016 | |||||||||||||||
ISIN | US7185461040 | Agenda | 934345984 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: GREG C. GARLAND | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. LOWE | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
3. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
4. | TO CONSIDER AND VOTE ON A MANAGEMENT PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS OVER THE NEXT THREE YEARS. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 29-Apr-2016 | 05-May-2016 | |||||||||||
PIMCO | ||||||||||||||||||
Security | 72202D106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PCI | Meeting Date | 29-Apr-2016 | |||||||||||||||
ISIN | US72202D1063 | Agenda | 934348221 - Opposition | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | DEBORAH A. DECOTIS | Withheld | ||||||||||||||||
2 | JOHN C. MANEY | Withheld | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698969 | BMC-FIX | 2698969 | NORTHERN TRUST COMPANY | 25,000 | 0 | 11-Apr-2016 | 02-May-2016 | |||||||||||
PIMCO DYNAMIC INCOME FUND | ||||||||||||||||||
Security | 72201Y101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PDI | Meeting Date | 30-Jun-2016 | |||||||||||||||
ISIN | US72201Y1010 | Agenda | 934431684 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | HANS KERTESS | For | ||||||||||||||||
2 | ALAN RAPPAPORT | For | ||||||||||||||||
3 | WILLIAM B. OGDEN, IV | For | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698969 | BMC-FIX | 2698969 | NORTHERN TRUST COMPANY | 25,000 | 0 | 27-May-2016 | 01-Jul-2016 | |||||||||||
PROSPECT CAPITAL CORPORATION | ||||||||||||||||||
Security | 74348T102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PSEC | Meeting Date | 08-Jan-2016 | |||||||||||||||
ISIN | US74348T1025 | Agenda | 934282271 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | ANDREW C. COOPER | Withheld | ||||||||||||||||
2 | M. GRIER ELIASEK | Withheld | ||||||||||||||||
2. | TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE OR PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT (INCLUDING THAT THE NUMBER OF SHARES SOLD ON ANY GIVEN DATE DOES NOT EXCEED 25% OF ITS OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO SUCH SALE). | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 10,000 | 0 | 25-Sep-2015 | 11-Jan-2016 | |||||||||||
QUALCOMM INCORPORATED | ||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 08-Mar-2016 | |||||||||||||||
ISIN | US7475251036 | Agenda | 934322493 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: BARBARA T. ALEXANDER | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JEFFREY W. HENDERSON | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: THOMAS W. HORTON | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: PAUL E. JACOBS | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: HARISH MANWANI | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: STEVE MOLLENKOPF | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: CLARK T. RANDT, JR. | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: FRANCISCO ROS | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JONATHAN J. RUBINSTEIN | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: ANTHONY J. VINCIQUERRA | Management | For | |||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2016. | Management | For | |||||||||||||||
3. | TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN. | Management | For | |||||||||||||||
4. | TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
5. | A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 2,500 | 0 | 25-Jan-2016 | 09-Mar-2016 | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 25-Jan-2016 | 09-Mar-2016 | |||||||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DGX | Meeting Date | 18-May-2016 | |||||||||||||||
ISIN | US74834L1008 | Agenda | 934368538 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D. | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: VICKY B. GREGG | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, M.D., PH.D. | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: TIMOTHY L. MAIN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: GARY M. PFEIFFER | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: DANIEL C. STANZIONE, PH.D. | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN B. ZIEGLER | Management | For | |||||||||||||||
2. | AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE COMPANY'S 2016 PROXY STATEMENT | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
4. | APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,000 | 0 | 13-May-2016 | 19-May-2016 | |||||||||||
RELM WIRELESS CORPORATION | ||||||||||||||||||
Security | 759525108 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | RWC | Meeting Date | 24-Sep-2015 | |||||||||||||||
ISIN | US7595251080 | Agenda | 934277129 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | APPROVAL OF REINCORPORATION OF THE COMPANY FROM THE STATE OF NEVADA TO THE STATE OF DELAWARE. | Management | For | |||||||||||||||
2. | ADJOURNMENT OF SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 20,000 | 0 | 04-Sep-2015 | 25-Sep-2015 | |||||||||||
REYNOLDS AMERICAN INC. | ||||||||||||||||||
Security | 761713106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RAI | Meeting Date | 05-May-2016 | |||||||||||||||
ISIN | US7617131062 | Agenda | 934352864 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF CLASS III DIRECTOR: SUSAN M. CAMERON | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1B. | ELECTION OF CLASS III DIRECTOR: MARTIN D. FEINSTEIN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1C. | ELECTION OF CLASS III DIRECTOR: MURRAY S. KESSLER | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1D. | ELECTION OF CLASS III DIRECTOR: LIONEL L. NOWELL, III | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1E. | ELECTION OF CLASS III DIRECTOR: RICARDO OBERLANDER | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1F. | ELECTION OF CLASS II DIRECTOR: JEROME ABELMAN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1G. | ELECTION OF CLASS II DIRECTOR: ROBERT LERWILL | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | |||||||||||||||
3. | AMENDMENT TO ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF RAI COMMON STOCK | Management | For | |||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | |||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
6. | SHAREHOLDER PROPOSAL ON ADOPTION OF PAYOUT POLICY PREFERENCE FOR SHARE REPURCHASES | Shareholder | Against | |||||||||||||||
7. | SHAREHOLDER PROPOSAL ON MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 8,000 | 0 | 06-May-2016 | ||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RDSA | Meeting Date | 27-Jan-2016 | |||||||||||||||
ISIN | US7802592060 | Agenda | 934317252 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 04-Jan-2016 | 22-Jan-2016 | |||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RDSA | Meeting Date | 27-Jan-2016 | |||||||||||||||
ISIN | US7802592060 | Agenda | 934319573 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 15-Jan-2016 | 22-Jan-2016 | |||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RDSA | Meeting Date | 24-May-2016 | |||||||||||||||
ISIN | US7802592060 | Agenda | 934402734 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | |||||||||||||||
2. | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | |||||||||||||||
3. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | For | |||||||||||||||
4. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | Management | For | |||||||||||||||
5. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | For | |||||||||||||||
6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIMON HENRY | Management | For | |||||||||||||||
7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | For | |||||||||||||||
8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | For | |||||||||||||||
9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | For | |||||||||||||||
10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | For | |||||||||||||||
11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS | Management | For | |||||||||||||||
12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: PATRICIA A. WOERTZ | Management | For | |||||||||||||||
13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | For | |||||||||||||||
14. | REAPPOINTMENT OF AUDITOR | Management | For | |||||||||||||||
15. | REMUNERATION OF AUDITOR | Management | For | |||||||||||||||
16. | AUTHORITY TO ALLOT SHARES | Management | For | |||||||||||||||
17. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | |||||||||||||||
18. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | |||||||||||||||
19. | SHAREHOLDER RESOLUTION | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 13-May-2016 | 19-May-2016 | |||||||||||
RPM INTERNATIONAL INC. | ||||||||||||||||||
Security | 749685103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | RPM | Meeting Date | 08-Oct-2015 | |||||||||||||||
ISIN | US7496851038 | Agenda | 934273943 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | JOHN P. ABIZAID | Withheld | ||||||||||||||||
2 | BRUCE A. CARBONARI | Withheld | ||||||||||||||||
3 | JENNIFFER D. DECKARD | Withheld | ||||||||||||||||
4 | SALVATORE D. FAZZOLARI | Withheld | ||||||||||||||||
5 | THOMAS S. GROSS | Withheld | ||||||||||||||||
2. | APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 28-Aug-2015 | 09-Oct-2015 | |||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SLB | Meeting Date | 06-Apr-2016 | |||||||||||||||
ISIN | AN8068571086 | Agenda | 934332545 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | TO APPROVE THE COMPANY'S 2015 FINANCIAL STATEMENTS AND THE BOARD'S 2015 DECLARATIONS OF DIVIDENDS. | Management | For | |||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
5. | TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW THE BOARD TO FIX THE AUTHORIZED NUMBER OF DIRECTORS AT A MEETING SUBJECT TO STOCKHOLDER APPROVAL AND TO REFLECT CHANGES TO THE CURACAO CIVIL CODE. | Management | For | |||||||||||||||
6. | TO APPROVE A RESOLUTION TO FIX THE NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS AT NOT MORE THAN 12, SUBJECT TO APPROVAL OF ITEM 5. | Management | For | |||||||||||||||
7. | TO APPROVE OUR AMENDED AND RESTATED FRENCH SUB-PLAN FOR PURPOSES OF QUALIFICATION UNDER FRENCH LAW, TO PROVIDE RECIPIENTS OF EQUITY GRANTS THEREUNDER WITH PREFERENTIAL TAX TREATMENT UNDER FRENCH LAW. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 03-Mar-2016 | 07-Apr-2016 | |||||||||||
SEATTLE GENETICS, INC. | ||||||||||||||||||
Security | 812578102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SGEN | Meeting Date | 20-May-2016 | |||||||||||||||
ISIN | US8125781026 | Agenda | 934371282 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | MARC E. LIPPMAN, M.D. | Withheld | ||||||||||||||||
2 | DANIEL G. WELCH | Withheld | ||||||||||||||||
3 | S. AKKARAJU, M.D., PH.D | Withheld | ||||||||||||||||
2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE SEATTLE GENETICS, INC. AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES AND TO APPROVE THE AWARD LIMITS AND OTHER TERMS APPLICABLE TO AWARDS INTENDED TO QUALIFY AS "PERFORMANCE-BASED COMPENSATION" FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | |||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 16-May-2016 | 23-May-2016 | |||||||||||
SEAWORLD ENTERTAINMENT, INC. | ||||||||||||||||||
Security | 81282V100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SEAS | Meeting Date | 15-Jun-2016 | |||||||||||||||
ISIN | US81282V1008 | Agenda | 934414169 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | DONALD C. ROBINSON | Withheld | ||||||||||||||||
2 | DEBORAH M. THOMAS | Withheld | ||||||||||||||||
3 | PETER F. WALLACE | Withheld | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
4. | APPROVAL OF A MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE PHASED-IN DECLASSIFICATION OF THE BOARD OF DIRECTORS, BEGINNING AT THE 2017 ANNUAL MEETING. | Management | For | |||||||||||||||
5. | A MANAGEMENT PROPOSAL TO DETERMINE THE ADVISABILITY OF IMPLEMENTING MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 75,000 | 0 | 20-May-2016 | 16-Jun-2016 | |||||||||||
SINGAPORE TELECOMMUNICATIONS LIMITED | ||||||||||||||||||
Security | 82929R304 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SGAPY | Meeting Date | 21-Jul-2015 | |||||||||||||||
ISIN | US82929R3049 | Agenda | 934256303 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, DIRECTORS' REPORT AND AUDITORS' REPORT. | Management | For | |||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 10.7 CENTS PER SHARE. | Management | For | |||||||||||||||
3 | TO RE-ELECT MR BOBBY CHIN YOKE CHOONG AS DIRECTOR. | Management | For | |||||||||||||||
4 | TO RE-ELECT MS CHUA SOCK KOONG AS DIRECTOR. | Management | For | |||||||||||||||
5 | TO RE-ELECT MR VENKATARAMAN VISHNAMPET GANESAN AS DIRECTOR. | Management | For | |||||||||||||||
6 | TO RE-ELECT MS TEO SWEE LIAN AS DIRECTOR. | Management | For | |||||||||||||||
7 | TO APPROVE PAYMENT OF DIRECTORS' FEES BY THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 MARCH 2016. | Management | For | |||||||||||||||
8 | TO RE-APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | |||||||||||||||
9 | TO APPROVE THE PROPOSED SHARE ISSUE MANDATE. | Management | For | |||||||||||||||
10 | TO AUTHORISE THE DIRECTORS TO GRANT AWARDS AND ALLOT/ISSUE SHARES PURSUANT TO THE SINGTEL PERFORMANCE SHARE PLAN 2012. | Management | For | |||||||||||||||
11 | TO APPROVE THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 15,000 | 0 | 06-Jul-2015 | 17-Jul-2015 | |||||||||||
SK TELECOM CO., LTD. | ||||||||||||||||||
Security | 78440P108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SKM | Meeting Date | 18-Mar-2016 | |||||||||||||||
ISIN | US78440P1084 | Agenda | 934334145 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | APPROVAL OF FINANCIAL STATEMENTS FOR THE 32ND FISCAL YEAR (FROM JANUARY 1, 2015 TO DECEMBER 31, 2015) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | |||||||||||||||
2. | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | |||||||||||||||
3.1 | ELECTION OF AN EXECUTIVE DIRECTOR: CHO, DAE SIK (INSIDE DIRECTOR) | Management | For | |||||||||||||||
3.2 | ELECTION OF AN EXECUTIVE DIRECTOR: OH, DAE SHICK (OUTSIDE DIRECTOR) | Management | For | |||||||||||||||
4. | APPROVAL OF THE ELECTION OF A MEMBER OF THE AUDIT COMMITTEE AS SET FORTH IN ITEM 4 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH: OH, DAE SHICK. | Management | For | |||||||||||||||
5. | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS. *PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION. | Management | For | |||||||||||||||
6. | APPROVAL OF THE AMENDMENT TO THE REMUNERATION POLICY FOR EXECUTIVES. *PROPOSED TOP LEVEL MANAGEMENT (CHAIRMAN, VICE- CHAIRMAN AND CEO LEVEL) PAYOUT RATE DECREASED FROM 6.0 OR 5.5 TO 4.0 | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 03-Mar-2016 | 16-Mar-2016 | |||||||||||
STERICYCLE, INC. | ||||||||||||||||||
Security | 858912108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SRCL | Meeting Date | 25-May-2016 | |||||||||||||||
ISIN | US8589121081 | Agenda | 934391690 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK C. MILLER | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JACK W. SCHULER | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: CHARLES A. ALUTTO | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: LYNN D. BLEIL | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS D. BROWN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS F. CHEN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ROD F. DAMMEYER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM K. HALL | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN PATIENCE | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | |||||||||||||||
2. | APPROVAL OF THE STERICYCLE, INC. CANADIAN EMPLOYEE STOCK PURCHASE PLAN | Management | For | |||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
5. | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | Shareholder | Against | |||||||||||||||
6. | STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 20-May-2016 | 26-May-2016 | |||||||||||
SYNAPTICS INCORPORATED | ||||||||||||||||||
Security | 87157D109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SYNA | Meeting Date | 20-Oct-2015 | |||||||||||||||
ISIN | US87157D1090 | Agenda | 934278450 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1.1 | ELECTION OF DIRECTOR: JEFFREY D. BUCHANAN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: KEITH B. GEESLIN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JAMES L. WHIMS | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | PROPOSAL TO PROVIDE A NON- BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR FISCAL 2015 ("SAY-ON-PAY"). | Management | For | |||||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 25, 2016. | Management | For | |||||||||||||||
4. | PROPOSAL TO REAPPROVE THE SECTION 162(M) PROVISIONS OF THE 2010 INCENTIVE COMPENSATION PLAN. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 11-Sep-2015 | 21-Oct-2015 | |||||||||||
TELECOM ARGENTINA, S.A. | ||||||||||||||||||
Security | 879273209 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TEO | Meeting Date | 29-Apr-2016 | |||||||||||||||
ISIN | US8792732096 | Agenda | 934391955 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES OF THE MEETING. | Management | For | |||||||||||||||
2. | CONSIDER THE DOCUMENTATION REQUIRED BY LAW 19,550 SECTION 234 PARAGRAPH 1, THE 'COMISION NACIONAL DE VALORES' (CNV) RULES AND THE BUENOS AIRES STOCK EXCHANGE RULES FOR LISTED COMPANIES, AND THE ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE REQUIRED BY THE US SECURITIES & EXCHANGE COMMISSION RULES, FOR THE TWENTY- SEVENTH FISCAL YEAR, ENDED DECEMBER 31, 2015 ("THE 2015 FISCAL YEAR"). | Management | For | |||||||||||||||
3. | CONSIDER THE DISPOSITION OF RETAINED EARNINGS AS OF DECEMBER 31, 2015 (AR$ 3,402,938,820). BOARD PROPOSAL: (I) TO ALLOCATE THE TOTAL AMOUNT OF SAID RETAINED EARNINGS TO SET UP A "RESERVE FOR FUTURE CASH DIVIDENDS", AND (II) TO EMPOWER THE BOARD SO THAT, BASED ON BUSINESS DEVELOPMENT, IT MAY RELEASE, ONCE OR IN INSTALLMENTS, AN AMOUNT OF UP TO AR$ 2,000,000,000 FROM SAID RESERVE AND DISTRIBUTE IT TO THE SHAREHOLDERS AS CASH DIVIDENDS. | Management | For | |||||||||||||||
4. | CONSIDER THE PERFORMANCE OF BOARD MEMBERS WHO HAVE SERVED FROM APRIL 29, 2015 TO THE DATE OF THIS GENERAL MEETING. | Management | For | |||||||||||||||
5. | CONSIDER THE PERFORMANCE OF SUPERVISORY AUDIT COMMITTEE MEMBERS WHO HAVE SERVED FROM APRIL 29, 2015 TO THE DATE OF THIS GENERAL MEETING. | Management | For | |||||||||||||||
6. | CONSIDER THE FEES OF BOARD MEMBERS FOR THEIR SERVICE DURING FISCAL YEAR 2015 (FROM THE GENERAL MEETING OF APRIL 29, 2015 TO THE DATE OF THIS MEETING). PROPOSAL TO PAY THE TOTAL AMOUNT OF AR$ 20,000,000, REPRESENTING 0.58% OF THE "ACCOUNTABLE EARNINGS", CALCULATED ACCORDING TO CNV RULES TITLE II CHAPTER III SECTION 3 (N.T. 2013). | Management | For | |||||||||||||||
7. | CONSIDER THE FEES OF SUPERVISORY AUDIT COMMITTEE MEMBERS FOR THEIR SERVICES DURING FISCAL YEAR 2015 (FROM THE GENERAL MEETING OF APRIL 29, 2015 TO THE DATE OF THIS MEETING). PROPOSAL TO PAY THE TOTAL AMOUNT OF AR$ 4,615,500. | Management | For | |||||||||||||||
8. | DETERMINE THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE BOARD TO SERVE FOR THREE (3) FISCAL YEARS AFTER THIS MEETING. | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
9. | ELECT REGULAR DIRECTORS. | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
10. | ELECT ALTERNATE DIRECTORS. | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
11. | AUTHORIZE THE BOARD TO MAKE ADVANCES ON DIRECTORS' FEES TO THOSE DIRECTORS SERVING DURING THE 2016 FISCAL YEAR (FROM THE DATE OF THIS MEETING UNTIL THE MEETING CONSIDERING THE DOCUMENTATION FOR SAID YEAR, CONTINGENT UPON WHAT SAID MEETING RESOLVES). | Management | For | |||||||||||||||
12. | DETERMINE THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY AUDIT COMMITTEE FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
13. | ELECT REGULAR MEMBERS OF THE SUPERVISORY AUDIT COMMITTEE. | Management | For | |||||||||||||||
14. | ELECT ALTERNATE MEMBERS OF THE SUPERVISORY AUDIT COMMITTEE. | Management | For | |||||||||||||||
15. | AUTHORIZE THE BOARD TO MAKE ADVANCES ON THE FEES OF SUPERVISORY AUDIT COMMITTEE MEMBERS TO THOSE MEMBERS SERVING DURING THE 2016 FISCAL YEAR (FROM THE DATE OF THIS MEETING UNTIL THE MEETING CONSIDERING THE DOCUMENTATION FOR SAID YEAR, CONTINGENT UPON WHAT SAID MEETING RESOLVES). | Management | For | |||||||||||||||
16. | DETERMINE THE COMPENSATION OF INDEPENDENT AUDITORS WHO PROVIDED SERVICES DURING THE 2015 FISCAL YEAR. | Management | For | |||||||||||||||
17. | CONSIDER - IN ACCORDANCE WITH THE PROVISIONS OF CNV RESOLUTION NO. 639/2015 - EXTENDING FOR THREE YEARS (FISCAL YEARS 2016, 2017 AND 2018) THE TERM FOR THE PRESENT INDEPENDENT AUDITORS (PRICE WATERHOUSE & CO. S.R.L.) TO LEAD THE AUDIT TASKS OF THE COMPANY. | Management | For | |||||||||||||||
18. | APPOINT INDEPENDENT AUDITORS TO AUDIT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2016, AND DETERMINE THEIR COMPENSATION. | Management | For | |||||||||||||||
19. | CONSIDER THE BUDGET FOR THE AUDIT COMMITTEE FOR FISCAL YEAR 2016 (AR$ 2,700,000). | Management | For | |||||||||||||||
20. | EXTEND FOR THREE YEARS THE TERM FOR KEEPING TREASURY STOCK IN THE PORTFOLIO. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 15-Apr-2016 | 21-Apr-2016 | |||||||||||
TELEFONICA, S.A. | ||||||||||||||||||
Security | 879382208 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TEF | Meeting Date | 11-May-2016 | |||||||||||||||
ISIN | US8793822086 | Agenda | 934406908 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT REPORT OF BOTH TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES FOR FISCAL YEAR 2015. | Management | For | |||||||||||||||
2. | APPROVAL OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. FOR FISCAL YEAR 2015. | Management | For | |||||||||||||||
3. | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2015. | Management | For | |||||||||||||||
4A. | RE-ELECTION OF MR. ISIDRO FAINE CASAS AS PROPRIETARY DIRECTOR. | Management | For | |||||||||||||||
4B. | RE-ELECTION OF MR. JULIO LINARES LOPEZ AS OTHER EXTERNAL DIRECTOR. | Management | For | |||||||||||||||
4C. | RE-ELECTION OF MR. PETER ERSKINE AS INDEPENDENT DIRECTOR. | Management | For | |||||||||||||||
4D. | RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA AS PROPRIETARY DIRECTOR. | Management | For | |||||||||||||||
4E. | RATIFICATION AND APPOINTMENT OF MR. WANG XIAOCHU AS PROPRIETARY DIRECTOR. | Management | For | |||||||||||||||
4F. | RATIFICATION AND APPOINTMENT OF MS. SABINA FLUXA THIENEMANN AS INDEPENDENT DIRECTOR. | Management | For | |||||||||||||||
4G. | RATIFICATION AND APPOINTMENT OF MR. JOSE JAVIER ECHENIQUE LANDIRIBAR AS INDEPENDENT DIRECTOR. | Management | For | |||||||||||||||
4H. | RATIFICATION AND APPOINTMENT OF MR. PETER LOSCHER AS INDEPENDENT DIRECTOR. | Management | For | |||||||||||||||
4I. | RATIFICATION AND APPOINTMENT OF MR. JUAN IGNACIO CIRAC SASTURAIN AS INDEPENDENT DIRECTOR. | Management | For | |||||||||||||||
5. | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
6. | APPOINTMENT OF THE AUDITOR FOR FISCAL YEARS 2017, 2018 AND 2019. | Management | For | |||||||||||||||
7. | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE CANCELLATION OF SHARES OF THE COMPANY'S OWN STOCK, EXCLUDING THE RIGHT OF CREDITORS TO OBJECT, SUBJECT TO EFFECTIVE RECEIPT OF THE PROCEEDS FROM THE CLOSING OF THE SALE OF TELEFONICA'S OPERATIONS IN THE UNITED KINGDOM (O2 UK). | Management | For | |||||||||||||||
8A. | DISTRIBUTION OF DIVIDENDS IN THE FIRST HALF OF 2016 WITH A CHARGE TO UNRESTRICTED RESERVES. | Management | For | |||||||||||||||
8B. | SHAREHOLDER COMPENSATION IN THE SECOND HALF OF 2016 VIA SCRIP DIVIDEND. APPROVAL OF AN INCREASE IN SHARE CAPITAL WITH A CHARGE TO RESERVES BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS AND CONDITIONS OF THE RESOLUTION, THROUGH THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE EURO AND WITH PROVISION FOR INCOMPLETE ALLOCATION. OFFER TO THE SHAREHOLDERS TO PURCHASE THEIR FREE ALLOTMENT RIGHTS AT A GUARANTEED PRICE. THE IMPLEMENTATION OF THE INCREASE IN SHARE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | |||||||||||||||
9. | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING. | Management | For | |||||||||||||||
10. | CONSULTATIVE VOTE ON THE 2015 ANNUAL REPORT ON DIRECTORS' REMUNERATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,691 | 0 | 06-May-2016 | 11-May-2016 | |||||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||||||
Security | 881624209 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TEVA | Meeting Date | 03-Sep-2015 | �� | ||||||||||||||
ISIN | US8816242098 | Agenda | 934268687 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A | ELECTION OF DIRECTOR: ROGER ABRAVANEL | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROSEMARY A. CRANE | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1C | ELECTION OF DIRECTOR: GERALD M. LIEBERMAN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1D | ELECTION OF DIRECTOR: GALIA MAOR | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2 | TO APPOINT GABRIELLE GREENE- SULZBERGER TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING THE MEETING, AND TO APPROVE HER REMUNERATION AND BENEFITS. | Management | For | |||||||||||||||
3A | TO APPROVE AN AMENDMENT TO THE COMPANY'S COMPENSATION POLICY WITH RESPECT TO DIRECTOR REMUNERATION. | Management | For | |||||||||||||||
3A1 | DO YOU HAVE A "PERSONAL INTEREST" IN PROPOSAL 3A? NOTE: PROPOSAL 3A1, FOR=YES AGAINST=NO | Management | Against | |||||||||||||||
3B | TO APPROVE THE REMUNERATION TO BE PROVIDED TO THE COMPANY'S DIRECTORS. | Management | For | |||||||||||||||
3C | TO APPROVE THE REMUNERATION TO BE PROVIDED TO PROF. YITZHAK PETERBURG, CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | For | |||||||||||||||
4A | TO APPROVE AN AMENDMENT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. | Management | For | |||||||||||||||
4B | TO APPROVE THE PAYMENT OF A SPECIAL BONUS TO THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. | Management | For | |||||||||||||||
5 | TO APPROVE THE COMPANY'S 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN. | Management | For | |||||||||||||||
6 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2016 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 14-Aug-2015 | 28-Aug-2015 | |||||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||||||
Security | 881624209 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | TEVA | Meeting Date | 05-Nov-2015 | |||||||||||||||
ISIN | US8816242098 | Agenda | 934288805 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1 | APPROVAL OF THE CREATION OF A NEW CLASS OF MANDATORY CONVERTIBLE PREFERRED SHARES, NOMINAL (PAR) VALUE NIS 0.1 PER SHARE AND THE DEFINITION OF THEIR TERMS, AND CERTAIN RELATED AMENDMENTS TO TEVA'S ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 15-Oct-2015 | 30-Oct-2015 | |||||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||||||
Security | 881624209 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TEVA | Meeting Date | 18-Apr-2016 | |||||||||||||||
ISIN | US8816242098 | Agenda | 934360974 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: PROF. YITZHAK PETERBURG | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: DR. ARIE BELLDEGRUN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: MR. AMIR ELSTEIN | Management | Against | |||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
2. | TO APPROVE AN AMENDED COMPENSATION POLICY WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S "OFFICE HOLDERS" (AS DEFINED IN THE ISRAELI COMPANIES LAW), SUBSTANTIALLY IN THE FORM ATTACHED AS EXHIBIT A TO THE PROXY STATEMENT. | Management | For | |||||||||||||||
2A. | PLEASE INDICATE WHETHER OR NOT YOU ARE A "CONTROLLING SHAREHOLDER" OF THE COMPANY OR WHETHER OR NOT YOU HAVE A PERSONAL BENEFIT OR OTHER INTEREST IN THIS PROPOSAL: FOR = YES AND AGAINST = NO. | Management | Against | |||||||||||||||
3A. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE INCREASES IN HIS BASE SALARY. | Management | For | |||||||||||||||
3B. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL CASH BONUS OBJECTIVES AND PAYOUT TERMS FOR 2016 AND GOING FORWARD. | Management | For | |||||||||||||||
3C. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL EQUITY AWARDS FOR EACH YEAR COMMENCING IN 2016. | Management | For | |||||||||||||||
4. | TO APPROVE AN AMENDMENT TO THE 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | Management | For | |||||||||||||||
5. | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 01-Apr-2016 | 15-Apr-2016 | |||||||||||
THE CATO CORPORATION | ||||||||||||||||||
Security | 149205106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CATO | Meeting Date | 19-May-2016 | |||||||||||||||
ISIN | US1492051065 | Agenda | 934403748 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | D. HARDING STOWE | Withheld | ||||||||||||||||
2 | EDWARD I. WEISIGER, JR. | Withheld | ||||||||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING JANUARY 28, 2017. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 13-May-2016 | 20-May-2016 | |||||||||||
THE DOW CHEMICAL COMPANY | ||||||||||||||||||
Security | 260543103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DOW | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US2605431038 | Agenda | 934362485 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,580 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
THE DOW CHEMICAL COMPANY | ||||||||||||||||||
Security | 260543103 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | DOW | Meeting Date | 20-Jul-2016 | |||||||||||||||
ISIN | US2605431038 | Agenda | 934450317 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | ADOPTION OF THE MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DOW MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), THE DOW CHEMICAL COMPANY, A DELAWARE CORPORATION ("DOW"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE CORPORATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | |||||||||||||||
2. | ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DOW SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DOW MERGER PROPOSAL (THE "DOW ADJOURNMENT PROPOSAL"). | Management | For | |||||||||||||||
3. | ADVISORY VOTE REGARDING MERGER- RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION (THE "DOW COMPENSATION PROPOSAL"). | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,580 | 0 | 13-Jun-2016 | 21-Jul-2016 | |||||||||||
THE GEO GROUP, INC. | ||||||||||||||||||
Security | 36162J106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GEO | Meeting Date | 27-Apr-2016 | |||||||||||||||
ISIN | US36162J1060 | Agenda | 934343156 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | CLARENCE E. ANTHONY | For | ||||||||||||||||
2 | ANNE N. FOREMAN | For | ||||||||||||||||
3 | RICHARD H. GLANTON | For | ||||||||||||||||
4 | CHRISTOPHER C. WHEELER | For | ||||||||||||||||
5 | JULIE MYERS WOOD | For | ||||||||||||||||
6 | GEORGE C. ZOLEY | For | ||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2016 FISCAL YEAR. | Management | For | |||||||||||||||
3 | TO HOLD AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
4 | TO APPROVE THE GEO GROUP, INC. SENIOR MANAGEMENT PERFORMANCE AWARD PLAN, WHICH WE REFER TO AS THE PERFORMANCE AWARD PLAN. | Management | For | |||||||||||||||
5 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | |||||||||||||||
6 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING PUBLISHING AN ANNUAL INDEPENDENT HUMAN RIGHTS REPORT, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 11-Apr-2016 | 28-Apr-2016 | |||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SJM | Meeting Date | 12-Aug-2015 | |||||||||||||||
ISIN | US8326964058 | Agenda | 934254878 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: VINCENT C. BYRD | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL J. DOLAN | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: ELIZABETH VALK LONG | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: GARY A. OATEY | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ALEX SHUMATE | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: MARK T. SMUCKER | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | |||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | APPROVAL OF THE J. M. SMUCKER COMPANY 2010 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | |||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A REPORT ON RENEWABLE ENERGY. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 06-Jul-2015 | 13-Aug-2015 | |||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PG | Meeting Date | 13-Oct-2015 | |||||||||||||||
ISIN | US7427181091 | Agenda | 934272787 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | |||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | |||||||||||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | |||||||||||||||
4. | SHAREHOLDER PROPOSAL - PROXY ACCESS | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 10,000 | 0 | 04-Sep-2015 | 14-Oct-2015 | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 04-Sep-2015 | 14-Oct-2015 | |||||||||||
THE SOUTHERN COMPANY | ||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SO | Meeting Date | 25-May-2016 | |||||||||||||||
ISIN | US8425871071 | Agenda | 934378945 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JUANITA POWELL BARANCO | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JON A. BOSCIA | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: HENRY A. CLARK III | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: THOMAS A. FANNING | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID J. GRAIN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: VERONICA M. HAGEN | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: WARREN A. HOOD, JR. | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN D. JOHNS | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: DALE E. KLEIN | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM G. SMITH, JR. | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: STEVEN R. SPECKER | Management | For | |||||||||||||||
1N. | ELECTION OF DIRECTOR: LARRY D. THOMPSON | Management | For | |||||||||||||||
1O. | ELECTION OF DIRECTOR: E. JENNER WOOD III | Management | For | |||||||||||||||
2. | APPROVAL OF A BY-LAW AMENDMENT TO PERMIT PROXY ACCESS | Management | For | |||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO REDUCE THE SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE | Management | For | |||||||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO ELIMINATE THE "FAIR PRICE" ANTI-TAKEOVER PROVISION | Management | For | |||||||||||||||
5. | APPROVAL OF A BY-LAW AMENDMENT TO PERMIT THE BOARD TO MAKE CERTAIN FUTURE AMENDMENTS TO THE BY-LAWS WITHOUT STOCKHOLDER RATIFICATION | Management | For | |||||||||||||||
6. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||||||
7. | APPROVAL OF THE MATERIAL TERMS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE OMNIBUS PLAN | Management | For | |||||||||||||||
8. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | |||||||||||||||
9. | STOCKHOLDER PROPOSAL ON 2 CELSIUS SCENARIO REPORT | Shareholder | Against | |||||||||||||||
10. | STOCKHOLDER PROPOSAL ON STRANDED COAL ASSETS REPORT | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2016 | 26-May-2016 | |||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||
Security | 89417E109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TRV | Meeting Date | 19-May-2016 | |||||||||||||||
ISIN | US89417E1091 | Agenda | 934367295 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM J. KANE | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: PHILIP T. RUEGGER III | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: TODD C. SCHERMERHORN | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: ALAN D. SCHNITZER | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | |||||||||||||||
1N. | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE TRAVELERS COMPANIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | APPROVE AN AMENDMENT TO THE TRAVELERS COMPANIES, INC. 2014 STOCK INCENTIVE PLAN. | Management | For | |||||||||||||||
5. | SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | |||||||||||||||
6. | SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF LOBBYING, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 16-May-2016 | 20-May-2016 | |||||||||||
THE WHITEWAVE FOODS COMPANY | ||||||||||||||||||
Security | 966244105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WWAV | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US9662441057 | Agenda | 934356230 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN L. GREEN | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: ANTHONY J. MAGRO | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: W. ANTHONY VERNON | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: DOREEN A. WRIGHT | Management | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
THE WILLIAMS COMPANIES, INC. | ||||||||||||||||||
Security | 969457100 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | WMB | Meeting Date | 27-Jun-2016 | |||||||||||||||
ISIN | US9694571004 | Agenda | 934441623 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") AMONG ENERGY TRANSFER EQUITY, L.P., ENERGY TRANSFER CORP LP ("ETC"), ENERGY TRANSFER CORP GP, LLC, LE GP, LLC, ENERGY TRANSFER EQUITY GP, LLC AND THE WILLIAMS COMPANIES, INC. ("WMB"), AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF WMB WITH AND INTO ETC. | Management | For | |||||||||||||||
2. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN WMB AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | |||||||||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 03-Jun-2016 | 28-Jun-2016 | |||||||||||
TIME WARNER INC. | ||||||||||||||||||
Security | 887317303 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TWX | Meeting Date | 17-Jun-2016 | |||||||||||||||
ISIN | US8873173038 | Agenda | 934408382 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | |||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. | Management | For | |||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 15,000 | 0 | 27-May-2016 | 20-Jun-2016 | |||||||||||
U.S. BANK PMP TRUST | ||||||||||||||||||
Security | 742935489 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | OSTIX | Meeting Date | 06-Nov-2015 | |||||||||||||||
ISIN | US7429354894 | Agenda | 934284845 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
2. | TO APPROVE AN INVESTMENT ADVISORY AGREEMENT BETWEEN OSTERWEIS CAPITAL MANAGEMENT, LLC AND THE TRUST ON BEHALF OF THE OSTERWEIS STRATEGIC INCOME FUND, OSTERWEIS STRATEGIC INVESTMENT FUND AND OSTERWEIS INSTITUTIONAL EQUITY FUND. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698969 | BMC-FIX | 2698969 | NORTHERN TRUST COMPANY | 19,862 | 0 | 02-Oct-2015 | 09-Nov-2015 | |||||||||||
US ECOLOGY, INC. | ||||||||||||||||||
Security | 91732J102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ECOL | Meeting Date | 02-Jun-2016 | |||||||||||||||
ISIN | US91732J1025 | Agenda | 934388629 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1.1 | ELECTION OF DIRECTOR: JOE F. COLVIN | Management | For | |||||||||||||||
1.2 | ELECTION OF DIRECTOR: KATINA DORTON | Management | For | |||||||||||||||
1.3 | ELECTION OF DIRECTOR: JEFFREY R. FEELER | Management | For | |||||||||||||||
1.4 | ELECTION OF DIRECTOR: DANIEL FOX | Management | For | |||||||||||||||
1.5 | ELECTION OF DIRECTOR: STEPHEN A. ROMANO | Management | For | |||||||||||||||
1.6 | ELECTION OF DIRECTOR: JOHN T. SAHLBERG | Management | For | |||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | |||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,000 | 0 | 20-May-2016 | 03-Jun-2016 | |||||||||||
VALERO ENERGY CORPORATION | ||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VLO | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US91913Y1001 | Agenda | 934355860 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: DONALD L. NICKLES | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN M. WATERS | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | |||||||||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
4. | AMEND VALERO'S RESTATED CERTIFICATE OF INCORPORATION TO DELETE ITS RESTRICTION ON STOCKHOLDERS' ABILITY TO REMOVE DIRECTORS WITHOUT CAUSE. | Management | For | |||||||||||||||
5. | REAPPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VAR | Meeting Date | 11-Feb-2016 | |||||||||||||||
ISIN | US92220P1057 | Agenda | 934316604 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | R. ANDREW ECKERT | Withheld | ||||||||||||||||
2 | MARK R. LARET | Withheld | ||||||||||||||||
3 | ERICH R. REINHARDT | Withheld | ||||||||||||||||
2. | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 04-Jan-2016 | 12-Feb-2016 | |||||||||||
W. P. CAREY INC. | ||||||||||||||||||
Security | 92936U109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WPC | Meeting Date | 16-Jun-2016 | |||||||||||||||
ISIN | US92936U1097 | Agenda | 934415844 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: NATHANIEL S. COOLIDGE | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARK J. DECESARIS | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: BENJAMIN H. GRISWOLD, IV | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: AXEL K.A. HANSING | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: JEAN HOYSRADT | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DR. RICHARD C. MARSTON | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ROBERT E. MITTELSTAEDT, JR. | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: CHARLES E. PARENTE | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARY M. VANDEWEGHE | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: NICK J.M. VAN OMMEN | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DR. KARSTEN VON KOLLER | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: REGINALD WINSSINGER | Management | For | |||||||||||||||
2. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 27-May-2016 | 17-Jun-2016 | |||||||||||
WABTEC CORPORATION | ||||||||||||||||||
Security | 929740108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WAB | Meeting Date | 11-May-2016 | |||||||||||||||
ISIN | US9297401088 | Agenda | 934358133 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
Comments-The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||
1 | ROBERT J. BROOKS | Withheld | ||||||||||||||||
2 | WILLIAM E. KASSLING | Withheld | ||||||||||||||||
3 | ALBERT J. NEUPAVER | Withheld | ||||||||||||||||
2. | APPROVE AN ADVISORY (NON- BINDING) RESOLUTION RELATING TO THE APPROVAL OF 2015 NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | |||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR | Management | For | |||||||||||||||
4. | APPROVE THE 2011 STOCK INCENTIVE PLAN FOR PURPOSES OF QUALIFICATION UNDER APPLICABLE FRENCH LAW SO THAT EQUITY GRANTS THAT ARE MADE UNDER THE PLAN TO INDIVIDUALS WHO ARE SUBJECT TO TAXATION UNDER FRENCH LAW MAY QUALIFY AS FREE SHARE GRANTS UNDER FRENCH LAW | Management | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 06-May-2016 | 12-May-2016 | |||||||||||
WAL-MART STORES, INC. | ||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WMT | Meeting Date | 03-Jun-2016 | |||||||||||||||
ISIN | US9311421039 | Agenda | 934394785 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: KEVIN Y. SYSTROM | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: STEUART L. WALTON | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | |||||||||||||||
3. | APPROVAL OF THE WAL-MART STORES, INC. 2016 ASSOCIATE STOCK PURCHASE PLAN | Management | For | |||||||||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | |||||||||||||||
5. | REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | |||||||||||||||
6. | REQUEST FOR ANNUAL REPORT REGARDING INCENTIVE COMPENSATION PLANS | Shareholder | Against | |||||||||||||||
7. | REQUEST FOR REPORT REGARDING CRITERIA FOR OPERATING IN HIGH- RISK REGIONS | Shareholder | Against | |||||||||||||||
�� | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698968 | DIVIDEND PORTFOLIO | 2698968 | NORTHERN TRUST COMPANY | 5,000 | 0 | 20-May-2016 | 06-Jun-2016 | |||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WM | Meeting Date | 12-May-2016 | |||||||||||||||
ISIN | US94106L1098 | Agenda | 934348550 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: ANDRES R. GLUSKI | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: VICTORIA M. HOLT | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: KATHLEEN M. MAZZARELLA | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | |||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
3. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING A POLICY ON ACCELERATED VESTING OF EQUITY AWARDS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 06-May-2016 | 13-May-2016 | |||||||||||
WEC ENERGY GROUP, INC. | ||||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WEC | Meeting Date | 05-May-2016 | |||||||||||||||
ISIN | US92939U1060 | Agenda | 934345720 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: BARBARA L. BOWLES | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. BRODSKY | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: ALBERT J. BUDNEY, JR | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: PATRICIA W. CHADWICK | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: CURT S. CULVER | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS J. FISCHER | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: PAUL W. JONES | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: GALE E. KLAPPA | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: ALLEN L. LEVERETT | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: MARY ELLEN STANEK | Management | For | |||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2016. | Management | For | |||||||||||||||
3. | ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,256 | 0 | 06-May-2016 | ||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WFC | Meeting Date | 26-Apr-2016 | |||||||||||||||
ISIN | US9497461015 | Agenda | 934339830 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | |||||||||||||||
1B. | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | |||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | |||||||||||||||
1D. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | |||||||||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | |||||||||||||||
1F. | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | |||||||||||||||
1G. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | |||||||||||||||
1H. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | |||||||||||||||
1I. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | |||||||||||||||
1J. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | |||||||||||||||
1K. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | |||||||||||||||
1L. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | |||||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | |||||||||||||||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | |||||||||||||||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | |||||||||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | |||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | |||||||||||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | |||||||||||||||
5. | PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. | Shareholder | Against | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 11-Apr-2016 | 27-Apr-2016 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
By: | /s/ M. Hunt Broyhill |
M. Hunt Broyhill, President |
Date: | August 17, 2016 |