BMC Fund N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.

800 Hickory Blvd. SW

Lenoir, NC 28645

828-758-6100

Carol Frye

800 Hickory Blvd. SW

Lenoir, NC 28645

Date of fiscal year end: October 31

Date of reporting period: July 1, 2017 – June 30, 2018

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.

Investment Company Report

3M COMPANY

Security

88579Y101

Meeting Type

Annual

Ticker Symbol

MMM

Meeting Date

08-May-2018

ISIN

US88579Y1010

Agenda

934745920 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Sondra L. Barbour

Management

For

1b.

Election of Director: Thomas "Tony" K. Brown

Management

For

1c.

Election of Director: David B. Dillon

Management

For

1d.

Election of Director: Michael L. Eskew

Management

For

1e.

Election of Director: Herbert L. Henkel

Management

For

1f.

Election of Director: Amy E. Hood

Management

For

1g.

Election of Director: Muhtar Kent

Management

For

1h.

Election of Director: Edward M. Liddy

Management

For

1i.

Election of Director: Gregory R. Page

Management

For

1j.

Election of Director: Michael F. Roman

Management

For

1k.

Election of Director: Inge G. Thulin

Management

For

1l.

Election of Director: Patricia A. Woertz

Management

For

2.

To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm.

Management

For

3.

Advisory approval of executive compensation.

Management

For

4.

Stockholder proposal on special shareholder meetings.

Shareholder

Against

5.

Stockholder proposal on setting target amounts for CEO compensation.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

03-May-2018

09-May-2018

ABB LTD

Security

000375204

Meeting Type

Annual

Ticker Symbol

ABB

Meeting Date

29-Mar-2018

ISIN

US0003752047

Agenda

934735703 - Management

Item

Proposal

Proposed by

Vote

1

APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2017

Management

For

2

CONSULTATIVE VOTE ON THE 2017 COMPENSATION REPORT

Management

For

3

DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT

Management

For

4

APPROPRIATION OF EARNINGS

Management

For

5.1

AMENDMENT TO THE ARTICLES OF INCORPORATION: ADDITION TO ARTICLE 2 - PURPOSE

Management

For

5.2

AMENDMENT TO THE ARTICLES OF INCORPORATION: DELETION OF SECTION 9: TRANSITIONAL PROVISIONS/ARTICLE 42

Management

For

6.1

BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2018 ANNUAL GENERAL MEETING TO THE 2019 ANNUAL GENERAL MEETING

Management

For

6.2

BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2019

Management

For

7A

ELECT MATTI ALAHUHTA, AS DIRECTOR

Management

For

7B

ELECT GUNNAR BROCK, AS DIRECTOR

Management

For

7C

ELECT DAVID CONSTABLE, AS DIRECTOR

Management

For

7D

ELECT FREDERICO FLEURY CURADO, AS DIRECTOR

Management

For

7E

ELECT LARS FORBERG, AS DIRECTOR

Management

For

7F

ELECT JENNIFER XIN-ZHE LI, AS DIRECTOR

Management

For

7G

ELECT GERALDINE MATCHETT, AS DIRECTOR

Management

For

7H

ELECT DAVID MELINE, AS DIRECTOR

Management

For

7I

ELECT SATISH PAI, AS DIRECTOR

Management

For

7J

ELECT JACOB WALLENBERG, AS DIRECTOR

Management

For

7K

ELECT PETER VOSER, AS DIRECTOR AND CHAIRMAN

Management

For

8.1

ELECTIONS TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE

Management

For

8.2

ELECTIONS TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO

Management

For

8.3

ELECTIONS TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI

Management

For

9

ELECTION OF THE INDEPENDENT PROXY, DR. HANS ZEHNDER

Management

For

10

ELECTION OF THE AUDITORS, KPMG AG

Management

For

11

IN CASE OF ADDITIONAL OR ALTERNATIVE PROPOSALS TO THE PUBLISHED AGENDA ITEMS DURING THE ANNUAL GENERAL MEETING OR OF NEW AGENDA ITEMS, I AUTHORIZE THE INDEPENDENT PROXY TO ACT AS FOLLOWS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

20-Mar-2018

23-Mar-2018

ABBVIE INC.

Security

00287Y109

Meeting Type

Annual

Ticker Symbol

ABBV

Meeting Date

04-May-2018

ISIN

US00287Y1091

Agenda

934746768 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Roxanne S. Austin

Withheld

2

Richard A. Gonzalez

Withheld

3

Rebecca B. Roberts

Withheld

4

Glenn F. Tilton

Withheld

2.

Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2018

Management

For

3.

Say on Pay - An advisory vote on the approval of executive compensation

Management

For

4.

Say When on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensation

Management

1 Year

5.

Approval of a management proposal regarding amendment of the certificate of incorporation for the annual election of directors

Management

For

6.

Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting

Management

For

7.

Stockholder Proposal - to Issue an Annual Report on Lobbying

Shareholder

Against

8.

Stockholder Proposal - to Separate Chair and CEO

Shareholder

Against

9.

Stockholder Proposal - to Issue an Annual Compensation Committee Report on Drug Pricing

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

02-May-2018

07-May-2018

ALLERGAN PLC

Security

G0177J108

Meeting Type

Annual

Ticker Symbol

AGN

Meeting Date

02-May-2018

ISIN

IE00BY9D5467

Agenda

934748407 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Nesli Basgoz, M.D.

Management

For

1b.

Election of Director: Paul M. Bisaro

Management

For

1c.

Election of Director: Joseph H. Boccuzi

Management

For

1d.

Election of Director: Christopher W. Bodine

Management

For

1e.

Election of Director: Adriane M. Brown

Management

For

1f.

Election of Director: Christopher J. Coughlin

Management

For

1g.

Election of Director: Carol Anthony (John) Davidson

Management

For

1h.

Election of Director: Catherine M. Klema

Management

For

1i.

Election of Director: Peter J. McDonnell, M.D.

Management

For

1j.

Election of Director: Patrick J. O'Sullivan

Management

For

1k.

Election of Director: Brenton L. Saunders

Management

For

1l.

Election of Director: Fred G. Weiss

Management

For

2.

To approve, in a non-binding vote, Named Executive Officer compensation.

Management

For

3.

To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2018 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration.

Management

For

4.

To renew the authority of the directors of the Company (the "Directors") to issue shares.

Management

For

5A.

To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders.

Management

For

5B.

To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment.

Management

For

6.

To consider a shareholder proposal requiring an independent Board Chairman, if properly presented at the meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

1,500

0

25-Apr-2018

03-May-2018

ALLIANCEBERNSTEIN HLDG, L.P.

Security

01881G106

Meeting Type

Special

Ticker Symbol

AB

Meeting Date

29-Sep-2017

ISIN

US01881G1067

Agenda

934669601 - Management

Item

Proposal

Proposed by

Vote

1.

LONG TERM INCENTIVE PLAN.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

7,000

0

01-Sep-2017

02-Oct-2017

ALLY FINANCIAL INC

Security

02005N100

Meeting Type

Annual

Ticker Symbol

ALLY

Meeting Date

08-May-2018

ISIN

US02005N1000

Agenda

934748748 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Franklin W. Hobbs

Management

For

1b.

Election of Director: Kenneth J. Bacon

Management

For

1c.

Election of Director: Maureen A. Breakiron- Evans

Management

For

1d.

Election of Director: William H. Cary

Management

For

1e.

Election of Director: Mayree C. Clark

Management

For

1f.

Election of Director: Kim S. Fennebresque

Management

For

1g.

Election of Director: Marjorie Magner

Management

For

1h.

Election of Director: John J. Stack

Management

For

1i.

Election of Director: Michael F. Steib

Management

For

1j.

Election of Director: Jeffrey J. Brown

Management

For

2.

Advisory vote on executive compensation.

Management

For

3.

Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

30,000

0

03-May-2018

09-May-2018

AMERICAN CAMPUS COMMUNITIES, INC.

Security

024835100

Meeting Type

Annual

Ticker Symbol

ACC

Meeting Date

03-May-2018

ISIN

US0248351001

Agenda

934760100 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: William C. Bayless, Jr.

Management

For

1b.

Election of Director: William Blakeley Chandlee III

Management

For

1c.

Election of Director: G. Steven Dawson

Management

For

1d.

Election of Director: Cydney C. Donnell

Management

For

1e.

Election of Director: Edward Lowenthal

Management

For

1f.

Election of Director: Oliver Luck

Management

For

1g.

Election of Director: C. Patrick Oles, Jr.

Management

For

1h.

Election of Director: John T. Rippel

Management

For

2.

Approval of the American Campus Communities, Inc. 2018 Incentive Award Plan

Management

For

3.

Ratification of Ernst & Young as our independent auditors for 2018

Management

For

4.

To provide a non-binding advisory vote approving the Company's executive compensation program

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

25-Apr-2018

04-May-2018

AMERICAN STATES WATER COMPANY

Security

029899101

Meeting Type

Annual

Ticker Symbol

AWR

Meeting Date

22-May-2018

ISIN

US0298991011

Agenda

934764259 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Mr. James L. Anderson

Withheld

2

Ms. Sarah J. Anderson

Withheld

3

Ms. Anne M. Holloway

Withheld

2.

Advisory vote to approve the compensation of our named executive officers.

Management

For

3.

To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

14-May-2018

23-May-2018

AMGEN INC.

Security

031162100

Meeting Type

Annual

Ticker Symbol

AMGN

Meeting Date

22-May-2018

ISIN

US0311621009

Agenda

934775101 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Dr. Wanda M. Austin

Management

For

1b.

Election of Director: Mr. Robert A. Bradway

Management

For

1c.

Election of Director: Dr. Brian J. Druker

Management

For

1d.

Election of Director: Mr. Robert A. Eckert

Management

For

1e.

Election of Director: Mr. Greg C. Garland

Management

For

1f.

Election of Director: Mr. Fred Hassan

Management

For

1g.

Election of Director: Dr. Rebecca M. Henderson

Management

For

1h.

Election of Director: Mr. Frank C. Herringer

Management

For

1i.

Election of Director: Mr. Charles M. Holley, Jr.

Management

For

1j.

Election of Director: Dr. Tyler Jacks

Management

For

1k.

Election of Director: Ms. Ellen J. Kullman

Management

For

1l.

Election of Director: Dr. Ronald D. Sugar

Management

For

1m.

Election of Director: Dr. R. Sanders Williams

Management

For

2.

Advisory vote to approve our executive compensation.

Management

For

3.

To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2018.

Management

For

4.

Stockholder proposal for an annual report on the extent to which risks related to public concern over drug pricing strategies are integrated into our executive incentive compensation.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

38

0

14-May-2018

23-May-2018

ANHEUSER-BUSCH INBEV SA

Security

03524A108

Meeting Type

Annual

Ticker Symbol

BUD

Meeting Date

25-Apr-2018

ISIN

US03524A1088

Agenda

934756492 - Management

Item

Proposal

Proposed by

Vote

4.

Approval of the statutory annual accounts

Management

For

5.

Discharge to the Directors

Management

For

6.

Discharge to the statutory auditor

Management

For

7a.

Renewing the appointment as director of Mr. Paul Cornet de Ways Ruart, for a period of two years

Management

Against

7b.

Renewing the appointment as director of Mr. Stefan Descheemaeker, for a period of two years

Management

Against

7c.

Renewing the appointment as director of Mr. Gregoire de Spoelberch, for a period of two years

Management

Against

7d.

Renewing the appointment as director o f Mr. Alexandre Van Damme, for a period of two years

Management

Against

7e.

Renewing the appointment as director of Mr. Alexandre Behring, for a period of two years

Management

Against

7f.

Renewing the appointment as director of Mr. Paulo Lemann, for a period of two years

Management

Against

7g.

Renewing the appointment as director of Mr. Carlos Alberto da Veiga Sicupira, for a period of two years

Management

Against

7h.

Renewing the appointment as director of Mr. Marcel Herrmann Telles, for a period of two years

Management

Against

7i.

Renewing the appointment as director of Mrs. Maria Asuncion Aramburuzabala, for a period of two years

Management

Against

7j.

Renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year

Management

Against

7k.

Renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year

Management

Against

7l.

Renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Davila, for a period of one year

Management

Against

8a.

Remuneration policy and remuneration report of the Company

Management

For

8b.

Approval of increased fixed annual fee of the Chairman

Management

For

8c.

Stock options for Directors

Management

For

8d.

Revised remuneration of the statutory auditor

Management

For

B1.

Filings

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

04-Apr-2018

16-Apr-2018

ANNALY CAPITAL MANAGEMENT, INC.

Security

035710409

Meeting Type

Annual

Ticker Symbol

NLY

Meeting Date

23-May-2018

ISIN

US0357104092

Agenda

934772004 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Wellington J. Denahan

Management

Against

1b.

Election of Director: Michael Haylon

Management

Against

1c.

Election of Director: Donnell A. Segalas

Management

Against

1d.

Election of Director: Katie Beirne Fallon

Management

Against

1e.

Election of Director: Vicki Williams

Management

Against

2.

Advisory approval of the company's executive compensation.

Management

For

3.

Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

14-May-2018

24-May-2018

AON PLC

Security

G0408V102

Meeting Type

Annual

Ticker Symbol

AON

Meeting Date

22-Jun-2018

ISIN

GB00B5BT0K07

Agenda

934819624 - Management

Item

Proposal

Proposed by

Vote

1a.

Re-election of Director: Lester B. Knight

Management

For

1b.

Re-election of Director: Gregory C. Case

Management

For

1c.

Re-election of Director: Jin-Yong Cai

Management

For

1d.

Re-election of Director: Jeffrey C. Campbell

Management

For

1e.

Re-election of Director: Fulvio Conti

Management

For

1f.

Re-election of Director: Cheryl A. Francis

Management

For

1g.

Re-election of Director: J. Michael Losh

Management

For

1h.

Re-election of Director: Richard B. Myers

Management

For

1i.

Re-election of Director: Richard C. Notebaert

Management

For

1j.

Re-election of Director: Gloria Santona

Management

For

1k.

Re-election of Director: Carolyn Y. Woo

Management

For

2.

Advisory vote to approve executive compensation.

Management

For

3.

Advisory vote to approve the directors' remuneration report.

Management

For

4.

Receipt of Aon's annual report and accounts, together with the reports of the directors and auditors, for the year ended December 31, 2017.

Management

For

5.

Ratification of the appointment of Ernst & Young LLP as Aon's Independent Registered Public Accounting Firm.

Management

For

6.

Re-appointment of Ernst & Young LLP as Aon's U.K. statutory auditor under the Companies Act of 2006.

Management

For

7.

Authorization of the Board of Directors to determine the remuneration of Aon's U.K. statutory auditor.

Management

For

8.

Approval of forms of share repurchase contracts and repurchase counterparties.

Management

For

9.

Authorize the Board of Directors to exercise all powers of Aon to allot shares.

Management

For

10.

Authorize the Board of Directors to allot equity securities for cash without rights of preemption.

Management

For

11.

Authorize Aon and its subsidiaries to make political donations or expenditures.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

05-Jun-2018

25-Jun-2018

ARLINGTON ASSET INVESTMENT CORP.

Security

041356205

Meeting Type

Annual

Ticker Symbol

AI

Meeting Date

14-Jun-2018

ISIN

US0413562051

Agenda

934798591 - Management

Item

Proposal

Proposed by

Vote

1.1

Election of Director: Eric F. Billings

Management

For

1.2

Election of Director: Daniel J. Altobello

Management

For

1.3

Election of Director: Daniel E. Berce

Management

For

1.4

Election of Director: David W. Faeder

Management

For

1.5

Election of Director: Peter A. Gallagher

Management

For

1.6

Election of Director: Ralph S. Michael, III

Management

For

1.7

Election of Director: Anthony P. Nader, III

Management

For

1.8

Election of Director: J. Rock Tonkel, Jr.

Management

For

2.

To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2018.

Management

For

3.

Advisory approval of the compensation of the Company's executive officers.

Management

For

4.

To ratify an amendment to the Company's Shareholder Rights Plan.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

7,500

0

05-Jun-2018

15-Jun-2018

ASTRAZENECA PLC

Security

046353108

Meeting Type

Annual

Ticker Symbol

AZN

Meeting Date

18-May-2018

ISIN

US0463531089

Agenda

934796143 - Management

Item

Proposal

Proposed by

Vote

1.

To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2017

Management

For

2.

To confirm dividends

Management

For

3.

To reappoint PricewaterhouseCoopers LLP as Auditor

Management

For

4.

To authorise the Directors to agree the remuneration of the Auditor

Management

For

5a.

Election of Director: Leif Johansson

Management

For

5b.

Election of Director: Pascal Soriot

Management

For

5c.

Election of Director: Marc Dunoyer

Management

For

5d.

Election of Director: Genevieve Berger

Management

For

5e.

Election of Director: Philip Broadley

Management

For

5f.

Election of Director: Graham Chipchase

Management

For

5g.

Election of Director: Deborah DiSanzo

Management

For

5h.

Election of Director: Rudy Markham

Management

For

5i.

Election of Director: Sheri McCoy

Management

For

5j.

Election of Director: Nazneen Rahman

Management

For

5k.

Election of Director: Shriti Vadera

Management

For

5l.

Election of Director: Marcus Wallenberg

Management

For

6.

To approve the Annual Report on Remuneration for the year ended 31 December 2017

Management

For

7.

To authorise limited political donations

Management

For

8.

To authorise the Directors to allot shares

Management

For

9.

To authorise the Directors to disapply pre- emption rights

Management

For

10.

To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments

Management

For

11.

To authorise the Company to purchase its own shares

Management

For

12.

To reduce the notice period for general meetings

Management

For

13.

To adopt new Articles of Association

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

07-May-2018

14-May-2018

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

27-Apr-2018

ISIN

US00206R1023

Agenda

934736236 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Randall L. Stephenson

Management

For

1B.

Election of Director: Samuel A. Di Piazza, Jr.

Management

For

1C.

Election of Director: Richard W. Fisher

Management

For

1D.

Election of Director: Scott T. Ford

Management

For

1E.

Election of Director: Glenn H. Hutchins

Management

For

1F.

Election of Director: William E. Kennard

Management

For

1G.

Election of Director: Michael B. McCallister

Management

For

1H.

Election of Director: Beth E. Mooney

Management

For

1I.

Election of Director: Joyce M. Roche

Management

For

1J.

Election of Director: Matthew K. Rose

Management

For

1K.

Election of Director: Cynthia B. Taylor

Management

For

1L.

Election of Director: Laura D'Andrea Tyson

Management

For

1M.

Election of Director: Geoffrey Y. Yang

Management

For

2.

Ratification of appointment of independent auditors.

Management

For

3.

Advisory approval of executive compensation.

Management

For

4.

Approve Stock Purchase and Deferral Plan.

Management

For

5.

Approve 2018 Incentive Plan.

Management

For

6.

Prepare lobbying report.

Shareholder

Against

7.

Modify proxy access requirements.

Shareholder

Against

8.

Independent Chair.

Shareholder

Against

9.

Reduce vote required for written consent.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

25-Apr-2018

30-Apr-2018

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

25-Apr-2018

ISIN

US0605051046

Agenda

934737163 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Sharon L. Allen

Management

For

1B.

Election of Director: Susan S. Bies

Management

For

1C.

Election of Director: Jack O. Bovender, Jr.

Management

For

1D.

Election of Director: Frank P. Bramble, Sr.

Management

For

1E.

Election of Director: Pierre J. P. de Weck

Management

For

1F.

Election of Director: Arnold W. Donald

Management

For

1G.

Election of Director: Linda P. Hudson

Management

For

1H.

Election of Director: Monica C. Lozano

Management

For

1I.

Election of Director: Thomas J. May

Management

For

1J.

Election of Director: Brian T. Moynihan

Management

For

1K.

Election of Director: Lionel L. Nowell, III

Management

For

1L.

Election of Director: Michael D. White

Management

For

1M.

Election of Director: Thomas D. Woods

Management

For

1N.

Election of Director: R. David Yost

Management

For

1O.

Election of Director: Maria T. Zuber

Management

For

2.

Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution)

Management

For

3.

Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018

Management

For

4.

Stockholder Proposal - Independent Board Chairman

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

04-Apr-2018

26-Apr-2018

BB&T CORPORATION

Security

054937107

Meeting Type

Annual

Ticker Symbol

BBT

Meeting Date

24-Apr-2018

ISIN

US0549371070

Agenda

934736109 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Jennifer S. Banner

Management

For

1B.

Election of Director: K. David Boyer, Jr.

Management

For

1C.

Election of Director: Anna R. Cablik

Management

For

1D.

Election of Director: I. Patricia Henry

Management

For

1E.

Election of Director: Eric C. Kendrick

Management

For

1F.

Election of Director: Kelly S. King

Management

For

1G.

Election of Director: Louis B. Lynn, Ph.D.

Management

For

1H.

Election of Director: Charles A. Patton

Management

For

1I.

Election of Director: Nido R. Qubein

Management

For

1J.

Election of Director: William J. Reuter

Management

For

1K.

Election of Director: Tollie W. Rich, Jr.

Management

For

1L.

Election of Director: Christine Sears

Management

For

1M.

Election of Director: Thomas E. Skains

Management

For

1N.

Election of Director: Thomas N. Thompson

Management

For

2.

Ratification of the appointment of BB&T's independent registered public accounting firm for 2018.

Management

For

3.

An advisory vote to approve BB&T's executive compensation program.

Management

For

4.

Approval of an amendment to BB&T's bylaws eliminating supermajority voting provisions.

Management

For

5.

A shareholder proposal to decrease the percentage ownership required to call a special shareholder meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

04-Apr-2018

25-Apr-2018

BCE INC.

Security

05534B760

Meeting Type

Annual

Ticker Symbol

BCE

Meeting Date

03-May-2018

ISIN

CA05534B7604

Agenda

934756442 - Management

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

BARRY K. ALLEN

For

2

SOPHIE BROCHU

For

3

ROBERT E. BROWN

For

4

GEORGE A. COPE

For

5

DAVID F. DENISON

For

6

ROBERT P. DEXTER

For

7

IAN GREENBERG

For

8

KATHERINE LEE

For

9

MONIQUE F. LEROUX

For

10

GORDON M. NIXON

For

11

CALIN ROVINESCU

For

12

KAREN SHERIFF

For

13

ROBERT C. SIMMONDS

For

14

PAUL R. WEISS

For

2

APPOINTMENT OF DELOITTE LLP AS AUDITORS.

Management

For

3

ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

4

SHAREHOLDER PROPOSAL NO. 1: DIRECTOR COMPENSATION.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

25-Apr-2018

04-May-2018

BERKSHIRE HATHAWAY INC.

Security

084670702

Meeting Type

Annual

Ticker Symbol

BRKB

Meeting Date

05-May-2018

ISIN

US0846707026

Agenda

934745641 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Warren E. Buffett

For

2

Charles T. Munger

For

3

Gregory E. Abel

For

4

Howard G. Buffett

For

5

Stephen B. Burke

For

6

Susan L. Decker

For

7

William H. Gates III

For

8

David S. Gottesman

For

9

Charlotte Guyman

For

10

Ajit Jain

For

11

Thomas S. Murphy

For

12

Ronald L. Olson

For

13

Walter Scott, Jr.

For

14

Meryl B. Witmer

For

2.

Shareholder proposal regarding methane gas emissions.

Shareholder

Against

3.

Shareholder proposal regarding adoption of a policy to encourage Berkshire subsidiaries to issue annual sustainability reports.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

02-May-2018

07-May-2018

BLACKROCK FLTING RT INCOME STRA FD INC

Security

09255X100

Meeting Type

Annual

Ticker Symbol

FRA

Meeting Date

25-Jul-2017

ISIN

US09255X1000

Agenda

934647655 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL J. CASTELLANO

Withheld

2

CYNTHIA L. EGAN

Withheld

3

CATHERINE A. LYNCH

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

12-Jul-2017

26-Jul-2017

BLACKROCK FLTING RT INCOME STRA FD INC

Security

09255X100

Meeting Type

Annual

Ticker Symbol

FRA

Meeting Date

30-Jul-2018

ISIN

US09255X1000

Agenda

934847887 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Robert Fairbairn

For

2

R. Glenn Hubbard

For

3

W. Carl Kester

For

4

John M. Perlowski

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

29-Jun-2018

29-Jun-2018

BLACKROCK TAXABLE MUNICIPAL BOND TRUST

Security

09248X100

Meeting Type

Annual

Ticker Symbol

BBN

Meeting Date

30-Jul-2018

ISIN

US09248X1000

Agenda

934847875 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Frank J. Fabozzi

Withheld

2

Robert Fairbairn

Withheld

3

Catherine A. Lynch

Withheld

4

Karen P. Robards

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

10,000

0

29-Jun-2018

29-Jun-2018

BLACKSTONE MORTGAGE TRUST, INC

Security

09257W100

Meeting Type

Annual

Ticker Symbol

BXMT

Meeting Date

20-Jun-2018

ISIN

US09257W1009

Agenda

934800079 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Michael B. Nash

For

2

Stephen D. Plavin

For

3

Leonard W. Cotton

For

4

Thomas E. Dobrowski

For

5

Martin L. Edelman

For

6

Henry N. Nassau

For

7

Jonathan L. Pollack

For

8

Lynne B. Sagalyn

For

2.

Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

3.

Advisory Vote on Executive Compensation: To approve in a non-binding, advisory vote, the compensation paid to our named executive officers.

Management

For

4.

Approve the Blackstone Mortgage Trust, Inc. 2018 Stock Incentive Plan.

Management

For

5.

Approve the Blackstone Mortgage Trust, Inc. 2018 Manager Incentive Plan.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

05-Jun-2018

21-Jun-2018

BUCKEYE PARTNERS, L.P.

Security

118230101

Meeting Type

Annual

Ticker Symbol

BPL

Meeting Date

05-Jun-2018

ISIN

US1182301010

Agenda

934800473 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Pieter Bakker

Withheld

2

Barbara M. Baumann

Withheld

3

Mark C. McKinley

Withheld

2.

Amendment of partnership agreement to remove provisions that prevent general partner from causing Buckeye Partners, L.P. to issue any class or series of limited partnership interests having preferences or other special or senior rights over the LP Units without the prior approval of unitholders holding an aggregate of at least two-thirds of the outstanding LP Units.

Management

For

3.

The ratification of the selection of Deloitte & Touche LLP as Buckeye Partners, L.P.'s independent registered public accountants for 2018.

Management

For

4.

The approval, in an advisory vote, of the compensation of Buckeye's named executive officers as described in our proxy statement pursuant to Item 402 of Regulation S-K.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

29-May-2018

06-Jun-2018

CAMECO CORPORATION

Security

13321L108

Meeting Type

Annual

Ticker Symbol

CCJ

Meeting Date

16-May-2018

ISIN

CA13321L1085

Agenda

934769665 - Management

Item

Proposal

Proposed by

Vote

A

DIRECTOR

Management

1

IAN BRUCE

For

2

DANIEL CAMUS

For

3

JOHN CLAPPISON

For

4

DONALD DERANGER

For

5

CATHERINE GIGNAC

For

6

TIM GITZEL

For

7

JIM GOWANS

For

8

KATHRYN JACKSON

For

9

DON KAYNE

For

10

ANNE MCLELLAN

For

B

APPOINT KPMG LLP AS AUDITORS

Management

For

C

BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2018 ANNUAL MEETING OF SHAREHOLDERS.

Management

For

D

YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO "AGAINST" WILL BE TREATED AS NOT MARKED

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

35,000

0

07-May-2018

17-May-2018

CAPITAL ONE FINANCIAL CORPORATION

Security

14040H105

Meeting Type

Annual

Ticker Symbol

COF

Meeting Date

03-May-2018

ISIN

US14040H1059

Agenda

934744396 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Richard D. Fairbank

Management

For

1B.

Election of Director: Aparna Chennapragada

Management

For

1C.

Election of Director: Ann Fritz Hackett

Management

For

1D.

Election of Director: Lewis Hay, III

Management

For

1E.

Election of Director: Benjamin P. Jenkins,III

Management

For

1F.

Election of Director: Peter Thomas Killalea

Management

For

1G.

Election of Director: Pierre E. Leroy

Management

For

1H.

Election of Director: Peter E. Raskind

Management

For

1I.

Election of Director: Mayo A. Shattuck III

Management

For

1J.

Election of Director: Bradford H. Warner

Management

For

1K.

Election of Director: Catherine G. West

Management

For

2.

Ratification of selection of Ernst & Young LLP as independent auditors of Capital One for 2018.

Management

For

3.

Advisory approval of Capital One's 2017 Named Executive Officer compensation.

Management

For

4.

Ratification of 25% ownership threshold for stockholders to request a special meeting of stockholders.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

25-Apr-2018

04-May-2018

CAPITALA FINANCE CORP

Security

14054R106

Meeting Type

Annual

Ticker Symbol

CPTA

Meeting Date

26-Apr-2018

ISIN

US14054R1068

Agenda

934739749 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

M. Hunt Broyhill

Withheld

2

Larry W. Carroll

Withheld

2.

The ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for Capitala Finance Corp. for the fiscal year ending December 31, 2018.

Management

For

3.

To approve a proposal to authorize Capitala Finance Corp. to sell shares of its common stock at a price or prices below Capitala Finance Corp.'s then current net asset value per share in one or more offerings.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

78,455

0

04-Apr-2018

27-Apr-2018

CDK GLOBAL, INC.

Security

12508E101

Meeting Type

Annual

Ticker Symbol

CDK

Meeting Date

15-Nov-2017

ISIN

US12508E1010

Agenda

934683473 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

LESLIE A. BRUN

For

2

WILLIE A. DEESE

For

3

AMY J. HILLMAN

For

4

BRIAN P. MACDONALD

For

5

EILEEN J. MARTINSON

For

6

STEPHEN A. MILES

For

7

ROBERT E. RADWAY

For

8

S.F. SCHUCKENBROCK

For

9

FRANK S. SOWINSKI

For

10

ROBERT M. TARKOFF

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE 30, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

31-Oct-2017

16-Nov-2017

CHEVRON CORPORATION

Security

166764100

Meeting Type

Annual

Ticker Symbol

CVX

Meeting Date

30-May-2018

ISIN

US1667641005

Agenda

934787308 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: W.M. Austin

Management

For

1b.

Election of Director: J.B. Frank

Management

For

1c.

Election of Director: A.P. Gast

Management

For

1d.

Election of Director: E. Hernandez, Jr.

Management

For

1e.

Election of Director: C.W. Moorman IV

Management

For

1f.

Election of Director: D.F. Moyo

Management

For

1g.

Election of Director: R.D. Sugar

Management

For

1h.

Election of Director: I.G. Thulin

Management

For

1i.

Election of Director: D.J. Umpleby III

Management

For

1j.

Election of Director: M.K. Wirth

Management

For

2.

Ratification of Appointment of PWC as Independent Registered Public Accounting Firm

Management

For

3.

Advisory Vote to Approve Named Executive Officer Compensation

Management

For

4.

Report on Lobbying

Shareholder

Against

5.

Report on Feasibility of Policy on Not Doing Business With Conflict Complicit Governments

Shareholder

Against

6.

Report on Transition to a Low Carbon Business Model

Shareholder

Against

7.

Report on Methane Emissions

Shareholder

Against

8.

Adopt Policy on Independent Chairman

Shareholder

Against

9.

Recommend Independent Director with Environmental Expertise

Shareholder

Against

10.

Set Special Meetings Threshold at 10%

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,800

0

18-May-2018

31-May-2018

CISCO SYSTEMS, INC.

Security

17275R102

Meeting Type

Annual

Ticker Symbol

CSCO

Meeting Date

11-Dec-2017

ISIN

US17275R1023

Agenda

934694147 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: CAROL A. BARTZ

Management

For

1B.

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

For

1C.

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

Management

For

1D.

ELECTION OF DIRECTOR: AMY L. CHANG

Management

For

1E.

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

Management

For

1F.

ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON

Management

For

1G.

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

Management

For

1H.

ELECTION OF DIRECTOR: CHARLES H. ROBBINS

Management

For

1I.

ELECTION OF DIRECTOR: ARUN SARIN

Management

For

1J.

ELECTION OF DIRECTOR: BRENTON L. SAUNDERS

Management

For

1K.

ELECTION OF DIRECTOR: STEVEN M. WEST

Management

For

2.

APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN.

Management

For

3.

APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN.

Management

For

4.

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

Management

For

5.

RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

Management

1 Year

6.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018.

Management

For

7.

APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,700

0

31-Oct-2017

12-Dec-2017

CME GROUP INC.

Security

12572Q105

Meeting Type

Annual

Ticker Symbol

CME

Meeting Date

09-May-2018

ISIN

US12572Q1058

Agenda

934757622 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Equity Director: Terrence A. Duffy

Management

For

1b.

Election of Equity Director: Timothy S. Bitsberger

Management

For

1c.

Election of Equity Director: Charles P. Carey

Management

For

1d.

Election of Equity Director: Dennis H. Chookaszian

Management

For

1e.

Election of Equity Director: Ana Dutra

Management

For

1f.

Election of Equity Director: Martin J. Gepsman

Management

For

1g.

Election of Equity Director: Larry G. Gerdes

Management

For

1h.

Election of Equity Director: Daniel R. Glickman

Management

For

1i.

Election of Equity Director: Deborah J. Lucas

Management

For

1j.

Election of Equity Director: Alex J. Pollock

Management

For

1k.

Election of Equity Director: Terry L. Savage

Management

For

1l.

Election of Equity Director: William R. Shepard

Management

For

1m.

Election of Equity Director: Howard J. Siegel

Management

For

1n.

Election of Equity Director: Dennis A. Suskind

Management

For

2.

Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2018.

Management

For

3.

Advisory vote on the compensation of our named executive officers.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,300

0

03-May-2018

10-May-2018

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security

192446102

Meeting Type

Annual

Ticker Symbol

CTSH

Meeting Date

05-Jun-2018

ISIN

US1924461023

Agenda

934795141 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Zein Abdalla

Management

For

1b.

Election of Director: Betsy S. Atkins

Management

For

1c.

Election of Director: Maureen Breakiron- Evans

Management

For

1d.

Election of Director: Jonathan Chadwick

Management

For

1e.

Election of Director: John M. Dineen

Management

For

1f.

Election of Director: Francisco D'Souza

Management

For

1g.

Election of Director: John N. Fox, Jr.

Management

For

1h.

Election of Director: John E. Klein

Management

For

1i.

Election of Director: Leo S. Mackay, Jr.

Management

For

1j.

Election of Director: Michael Patsalos-Fox

Management

For

1k.

Election of Director: Joseph M. Velli

Management

For

2.

Approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers.

Management

For

3.

Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018.

Management

For

4.

Approve an amendment and restatement of the Company's 2004 Employee Stock Purchase Plan.

Management

For

5a.

Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending the Company's By- laws.

Management

For

5b.

Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Removing directors.

Management

For

5c.

Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending certain provisions of the Company's Certificate of Incorporation.

Management

For

6.

Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent.

Shareholder

Against

7.

Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

29-May-2018

06-Jun-2018

COMMSCOPE HOLDING COMPANY, INC.

Security

20337X109

Meeting Type

Annual

Ticker Symbol

COMM

Meeting Date

04-May-2018

ISIN

US20337X1090

Agenda

934744358 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Austin A. Adams

Management

Against

1b.

Election of Director: Stephen C. Gray

Management

Against

1c.

Election of Director: L. William Krause

Management

Against

2.

Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018.

Management

For

3.

Non-binding, advisory vote to approve the compensation paid to our named executive officers.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

02-May-2018

07-May-2018

CONSTELLATION BRANDS, INC.

Security

21036P108

Meeting Type

Annual

Ticker Symbol

STZ

Meeting Date

18-Jul-2017

ISIN

US21036P1084

Agenda

934641867 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JERRY FOWDEN

For

2

BARRY A. FROMBERG

For

3

ROBERT L. HANSON

For

4

ERNESTO M. HERNANDEZ

For

5

JAMES A. LOCKE III

For

6

DANIEL J. MCCARTHY

For

7

RICHARD SANDS

For

8

ROBERT SANDS

For

9

JUDY A. SCHMELING

For

10

KEITH E. WANDELL

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2018

Management

For

3.

TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT

Management

For

4.

TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION

Management

1 Year

5.

TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S LONG-TERM STOCK INCENTIVE PLAN

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

12-Jul-2017

19-Jul-2017

CONSTELLATION BRANDS, INC.

Security

21036P108

Meeting Type

Annual

Ticker Symbol

STZ

Meeting Date

17-Jul-2018

ISIN

US21036P1084

Agenda

934835298 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Jerry Fowden

For

2

Barry A. Fromberg

For

3

Robert L. Hanson

For

4

Ernesto M. Hernandez

For

5

Susan S. Johnson

For

6

James A. Locke III

For

7

Daniel J. McCarthy

For

8

Richard Sands

For

9

Robert Sands

For

10

Judy A. Schmeling

For

11

Keith E. Wandell

For

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2019

Management

For

3.

To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

08-Jun-2018

18-Jul-2018

CORNING INCORPORATED

Security

219350105

Meeting Type

Annual

Ticker Symbol

GLW

Meeting Date

26-Apr-2018

ISIN

US2193501051

Agenda

934735575 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Donald W. Blair

Management

For

1B.

Election of Director: Stephanie A. Burns

Management

For

1C.

Election of Director: John A. Canning, Jr.

Management

For

1D.

Election of Director: Richard T. Clark

Management

For

1E.

Election of Director: Robert F. Cummings, Jr.

Management

For

1F.

Election of Director: Deborah A. Henretta

Management

For

1G.

Election of Director: Daniel P. Huttenlocher

Management

For

1H.

Election of Director: Kurt M. Landgraf

Management

For

1I.

Election of Director: Kevin J. Martin

Management

For

1J.

Election of Director: Deborah D. Rieman

Management

For

1K.

Election of Director: Hansel E. Tookes II

Management

For

1L.

Election of Director: Wendell P. Weeks

Management

For

1M.

Election of Director: Mark S. Wrighton

Management

For

2.

Advisory vote to approve the Company's executive compensation (Say on Pay).

Management

For

3.

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,500

0

18-Apr-2018

27-Apr-2018

DAVITA INC.

Security

23918K108

Meeting Type

Annual

Ticker Symbol

DVA

Meeting Date

18-Jun-2018

ISIN

US23918K1088

Agenda

934808328 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Pamela M. Arway

Management

For

1b.

Election of Director: Charles G. Berg

Management

For

1c.

Election of Director: Barbara J. Desoer

Management

For

1d.

Election of Director: Pascal Desroches

Management

For

1e.

Election of Director: Paul J. Diaz

Management

For

1f.

Election of Director: Peter T. Grauer

Management

For

1g.

Election of Director: John M. Nehra

Management

For

1h.

Election of Director: William L. Roper

Management

For

1i.

Election of Director: Kent J. Thiry

Management

For

1j.

Election of Director: Phyllis R. Yale

Management

For

2.

To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2018.

Management

For

3.

To approve, on an advisory basis, the compensation of our named executive officers.

Management

For

4.

Stockholder proposal regarding revisions to the Company's proxy access bylaw, if properly presented at the meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

05-Jun-2018

19-Jun-2018

DELL TECHNOLOGIES INC.

Security

24703L103

Meeting Type

Annual

Ticker Symbol

DVMT

Meeting Date

25-Jun-2018

ISIN

US24703L1035

Agenda

934824815 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

David W. Dorman

Withheld

2

William D. Green

Withheld

3

Ellen J. Kullman

Withheld

2.

Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending February 1, 2019

Management

For

3.

Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

557

0

08-Jun-2018

26-Jun-2018

DIGITAL REALTY TRUST, INC.

Security

253868103

Meeting Type

Special

Ticker Symbol

DLR

Meeting Date

13-Sep-2017

ISIN

US2538681030

Agenda

934670147 - Management

Item

Proposal

Proposed by

Vote

1.

TO APPROVE THE ISSUANCE OF SHARES OF DIGITAL REALTY TRUST, INC.'S COMMON STOCK TO THE SECURITY HOLDERS OF DUPONT FABROS TECHNOLOGY, INC. AND DUPONT FABROS TECHNOLOGY, L.P., PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 8, 2017, AS MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG DIGITAL REALTY TRUST, INC., PENGUINS REIT SUB, LLC, DIGITAL REALTY TRUST, L.P., PENGUINS OP SUB 2, LLC, PENGUINS OP SUB, LLC, DUPONT FABROS TECHNOLOGY, INC. AND DUPONT FABROS TECHNOLOGY, L.P.

Management

For

2.

TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO ANOTHER DATE, TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF DIGITAL REALTY TRUST, INC.'S COMMON STOCK IN CONNECTION WITH THE MERGERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

01-Sep-2017

14-Sep-2017

DIGITAL REALTY TRUST, INC.

Security

253868103

Meeting Type

Annual

Ticker Symbol

DLR

Meeting Date

08-May-2018

ISIN

US2538681030

Agenda

934755301 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Laurence A. Chapman

Management

For

1B.

Election of Director: Michael A. Coke

Management

For

1C.

Election of Director: Kevin J. Kennedy

Management

For

1D.

Election of Director: William G. LaPerch

Management

For

1E.

Election of Director: Afshin Mohebbi

Management

For

1F.

Election of Director: Mark R. Patterson

Management

For

1G.

Election of Director: Mary Hogan Preusse

Management

For

1H.

Election of Director: John T. Roberts, Jr.

Management

For

1I.

Election of Director: Dennis E. Singleton

Management

For

1J.

Election of Director: A. William Stein

Management

For

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018.

Management

For

3.

To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

03-May-2018

09-May-2018

DOLLAR GENERAL CORPORATION

Security

256677105

Meeting Type

Annual

Ticker Symbol

DG

Meeting Date

30-May-2018

ISIN

US2566771059

Agenda

934766152 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Warren F. Bryant

Management

For

1b.

Election of Director: Michael M. Calbert

Management

For

1c.

Election of Director: Sandra B. Cochran

Management

For

1d.

Election of Director: Patricia D. Fili-Krushel

Management

For

1e.

Election of Director: Timothy I. McGuire

Management

For

1f.

Election of Director: Paula A. Price

Management

For

1g.

Election of Director: William C. Rhodes, III

Management

For

1h.

Election of Director: Ralph E. Santana

Management

For

1i.

Election of Director: Todd J. Vasos

Management

For

2.

To approve, on an advisory (non-binding) basis, the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement.

Management

For

3.

To ratify Ernst & Young LLP as the independent registered public accounting firm for fiscal 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

18-May-2018

31-May-2018

DOLLAR TREE, INC.

Security

256746108

Meeting Type

Annual

Ticker Symbol

DLTR

Meeting Date

14-Jun-2018

ISIN

US2567461080

Agenda

934806653 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Arnold S. Barron

Management

For

1b.

Election of Director: Gregory M. Bridgeford

Management

For

1c.

Election of Director: Mary Anne Citrino

Management

For

1d.

Election of Director: Conrad M. Hall

Management

For

1e.

Election of Director: Lemuel E. Lewis

Management

For

1f.

Election of Director: Jeffrey G. Naylor

Management

For

1g.

Election of Director: Gary M. Philbin

Management

For

1h.

Election of Director: Bob Sasser

Management

For

1i.

Election of Director: Thomas A. Saunders III

Management

For

1j.

Election of Director: Stephanie P. Stahl

Management

For

1k.

Election of Director: Thomas E. Whiddon

Management

For

1l.

Election of Director: Carl P. Zeithaml

Management

For

2.

To Approve, on an Advisory Basis, the Compensation of the Company's Named Executive Officers

Management

For

3.

To Ratify the Selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

7,500

0

05-Jun-2018

15-Jun-2018

DOMINION ENERGY, INC.

Security

25746U109

Meeting Type

Annual

Ticker Symbol

D

Meeting Date

09-May-2018

ISIN

US25746U1097

Agenda

934755515 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: William P. Barr

Management

For

1b.

Election of Director: Helen E. Dragas

Management

For

1c.

Election of Director: James O. Ellis, Jr.

Management

For

1d.

Election of Director: Thomas F. Farrell, II

Management

For

1e.

Election of Director: John W. Harris

Management

For

1f.

Election of Director: Ronald W. Jibson

Management

For

1g.

Election of Director: Mark J. Kington

Management

For

1h.

Election of Director: Joseph M. Rigby

Management

For

1i.

Election of Director: Pamela J. Royal, M.D.

Management

For

1j.

Election of Director: Robert H. Spilman, Jr.

Management

For

1k.

Election of Director: Susan N. Story

Management

For

1l.

Election of Director: Michael E. Szymanczyk

Management

For

2.

Ratification of Appointment of Independent Auditor for 2018.

Management

For

3.

Advisory Vote on Approval of Executive Compensation [Say on Pay].

Management

For

4.

Shareholder Proposal Regarding a Report on Methane Emissions.

Shareholder

Against

5.

Shareholder Proposal Regarding Shareholder Right to Act by Written Consent.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,500

0

03-May-2018

10-May-2018

DOWDUPONT INC.

Security

26078J100

Meeting Type

Annual

Ticker Symbol

DWDP

Meeting Date

25-Apr-2018

ISIN

US26078J1007

Agenda

934741655 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Lamberto Andreotti

Management

For

1b.

Election of Director: James A. Bell

Management

For

1c.

Election of Director: Edward D. Breen

Management

For

1d.

Election of Director: Robert A. Brown

Management

For

1e.

Election of Director: Alexander M. Cutler

Management

For

1f.

Election of Director: Jeff M. Fettig

Management

For

1g.

Election of Director: Marillyn A. Hewson

Management

For

1h.

Election of Director: Lois D. Juliber

Management

For

1i.

Election of Director: Andrew N. Liveris

Management

For

1j.

Election of Director: Raymond J. Milchovich

Management

For

1k.

Election of Director: Paul Polman

Management

For

1l.

Election of Director: Dennis H. Reilley

Management

For

1m.

Election of Director: James M. Ringler

Management

For

1n.

Election of Director: Ruth G. Shaw

Management

For

1o.

Election of Director: Lee M. Thomas

Management

For

1p.

Election of Director: Patrick J. Ward

Management

For

2.

Advisory Resolution to Approve Executive Compensation

Management

For

3.

Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation

Management

1 Year

4.

Ratification of the Appointment of the Independent Registered Public Accounting Firm

Management

For

5.

Elimination of Supermajority Voting Thresholds

Shareholder

Against

6.

Preparation of an Executive Compensation Report

Shareholder

Against

7.

Preparation of a Report on Sustainability Metrics in Performance-based Pay

Shareholder

Against

8.

Preparation of a Report on Investment in India

Shareholder

Against

9.

Modification of Threshold for Calling Special Stockholder Meetings

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,580

0

04-Apr-2018

26-Apr-2018

DUKE ENERGY CORPORATION

Security

26441C204

Meeting Type

Annual

Ticker Symbol

DUK

Meeting Date

03-May-2018

ISIN

US26441C2044

Agenda

934742796 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Michael G. Browning

For

2

Theodore F. Craver, Jr.

For

3

Robert M. Davis

For

4

Daniel R. DiMicco

For

5

John H. Forsgren

For

6

Lynn J. Good

For

7

John T. Herron

For

8

James B. Hyler, Jr.

For

9

William E. Kennard

For

10

E. Marie McKee

For

11

Charles W. Moorman IV

For

12

Carlos A. Saladrigas

For

13

Thomas E. Skains

For

14

William E. Webster, Jr.

For

2.

Ratification of Deloitte & Touche LLP as Duke Energy Corporation's independent registered public accounting firm for 2018

Management

For

3.

Advisory vote to approve Duke Energy Corporation's named executive officer compensation

Management

For

4.

Amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority voting requirements

Management

For

5.

Shareholder proposal regarding providing an annual report on Duke Energy's lobbying expenses

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

17,187

0

01-May-2018

04-May-2018

EASTERLY GOVERNMENT PROPERTIES, INC.

Security

27616P103

Meeting Type

Annual

Ticker Symbol

DEA

Meeting Date

08-May-2018

ISIN

US27616P1030

Agenda

934786508 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

William C. Trimble, III

For

2

Darrell W. Crate

For

3

Michael P. Ibe

For

4

William H. Binnie

For

5

Cynthia A. Fisher

For

6

Emil W. Henry, Jr.

For

7

James E. Mead

For

2.

Approval, on a non-binding advisory basis, of our named executive officer compensation.

Management

For

3.

Recommendation, on a non-binding advisory basis, of the frequency of named executive compensation votes.

Management

1 Year

4.

Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

9,000

0

03-May-2018

09-May-2018

ECOLAB INC.

Security

278865100

Meeting Type

Annual

Ticker Symbol

ECL

Meeting Date

03-May-2018

ISIN

US2788651006

Agenda

934742378 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Douglas M. Baker, Jr.

Management

For

1b.

Election of Director: Barbara J. Beck

Management

For

1c.

Election of Director: Leslie S. Biller

Management

For

1d.

Election of Director: Carl M. Casale

Management

For

1e.

Election of Director: Stephen I. Chazen

Management

For

1f.

Election of Director: Jeffrey M. Ettinger

Management

For

1g.

Election of Director: Arthur J. Higgins

Management

For

1h.

Election of Director: Michael Larson

Management

For

1i.

Election of Director: David W. MacLennan

Management

For

1j.

Election of Director: Tracy B. McKibben

Management

For

1k.

Election of Director: Victoria J. Reich

Management

For

1l.

Election of Director: Suzanne M. Vautrinot

Management

For

1m.

Election of Director: John J. Zillmer

Management

For

2.

Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2018.

Management

For

3.

Advisory vote to approve the compensation of executives disclosed in the Proxy Statement.

Management

For

4.

Stockholder proposal regarding the threshold to call special stockholder meetings, if properly presented.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

01-May-2018

04-May-2018

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

07-May-2018

ISIN

US5324571083

Agenda

934749853 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: K. Baicker

Management

Against

1b.

Election of Director: J. E. Fyrwald

Management

Against

1c.

Election of Director: J. Jackson

Management

Against

1d.

Election of Director: E. R. Marram

Management

Against

1e.

Election of Director: J. P. Tai

Management

Against

2.

Approval, by non-binding vote, of the compensation paid to the company's named executive officers.

Management

For

3.

Ratification of Ernst & Young LLP as the principal independent auditor for 2018.

Management

For

4.

Approve amendments to the Articles of Incorporation to eliminate the classified board structure.

Management

For

5.

Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions.

Management

For

6.

Approve the Amended and Restated 2002 Lilly Stock Plan.

Management

For

7.

Shareholder proposal seeking support for the descheduling of cannabis.

Shareholder

Against

8.

Shareholder proposal requesting report regarding direct and indirect political contributions.

Shareholder

Against

9.

Shareholder proposal requesting report on policies and practices regarding contract animal laboratories.

Shareholder

Against

10.

Shareholder proposal requesting report on extent to which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

03-May-2018

08-May-2018

ENTERGY CORPORATION

Security

29364G103

Meeting Type

Annual

Ticker Symbol

ETR

Meeting Date

04-May-2018

ISIN

US29364G1031

Agenda

934745689 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: J.R. Burbank

Management

For

1b.

Election of Director: P.J. Condon

Management

For

1c.

Election of Director: L.P. Denault

Management

For

1d.

Election of Director: K.H. Donald

Management

For

1e.

Election of Director: P.L. Frederickson

Management

For

1f.

Election of Director: A.M. Herman

Management

For

1g.

Election of Director: S.L. Levenick

Management

For

1h.

Election of Director: B.L. Lincoln

Management

For

1i.

Election of Director: K.A. Puckett

Management

For

2.

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

3.

Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2018.

Management

For

4.

Shareholder Proposal Regarding Report on Distributed Renewable Generation Resources.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

02-May-2018

07-May-2018

EXXON MOBIL CORPORATION

Security

30231G102

Meeting Type

Annual

Ticker Symbol

XOM

Meeting Date

30-May-2018

ISIN

US30231G1022

Agenda

934785784 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Susan K. Avery

Management

For

1b.

Election of Director: Angela F. Braly

Management

For

1c.

Election of Director: Ursula M. Burns

Management

For

1d.

Election of Director: Kenneth C. Frazier

Management

For

1e.

Election of Director: Steven A. Kandarian

Management

For

1f.

Election of Director: Douglas R. Oberhelman

Management

For

1g.

Election of Director: Samuel J. Palmisano

Management

For

1h.

Election of Director: Steven S Reinemund

Management

For

1i.

Election of Director: William C. Weldon

Management

For

1j.

Election of Director: Darren W. Woods

Management

For

2.

Ratification of Independent Auditors (page 25)

Management

For

3.

Advisory Vote to Approve Executive Compensation (page 26)

Management

For

4.

Independent Chairman (page 54)

Shareholder

Against

5.

Special Shareholder Meetings (page 55)

Shareholder

Against

6.

Board Diversity Matrix (page 56)

Shareholder

Against

7.

Report on Lobbying (page 58)

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,404

0

18-May-2018

31-May-2018

GASLOG PARTNERS LP

Security

Y2687W108

Meeting Type

Annual

Ticker Symbol

GLOP

Meeting Date

11-May-2018

ISIN

MHY2687W1084

Agenda

934779060 - Management

Item

Proposal

Proposed by

Vote

1.

To elect Daniel R. Bradshaw as a Class III Director to serve for a three-year term until the 2021 annual meeting or until his successor has been elected or appointed.

Management

Against

2.

To ratify the appointment of Deloitte LLP as our independent auditors for the fiscal year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

07-May-2018

14-May-2018

GENERAL MILLS, INC.

Security

370334104

Meeting Type

Annual

Ticker Symbol

GIS

Meeting Date

26-Sep-2017

ISIN

US3703341046

Agenda

934667051 - Management

Item

Proposal

Proposed by

Vote

1A)

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

Management

For

1B)

ELECTION OF DIRECTOR: ALICIA BOLER DAVIS

Management

For

1C)

ELECTION OF DIRECTOR: R. KERRY CLARK

Management

For

1D)

ELECTION OF DIRECTOR: DAVID M. CORDANI

Management

For

1E)

ELECTION OF DIRECTOR: ROGER W. FERGUSON JR.

Management

For

1F)

ELECTION OF DIRECTOR: HENRIETTA H. FORE

Management

For

1G)

ELECTION OF DIRECTOR: JEFFREY L. HARMENING

Management

For

1H)

ELECTION OF DIRECTOR: MARIA G. HENRY

Management

For

1I)

ELECTION OF DIRECTOR: HEIDI G. MILLER

Management

For

1J)

ELECTION OF DIRECTOR: STEVE ODLAND

Management

For

1K)

ELECTION OF DIRECTOR: KENDALL J. POWELL

Management

For

1L)

ELECTION OF DIRECTOR: ERIC D. SPRUNK

Management

For

1M)

ELECTION OF DIRECTOR: JORGE A. URIBE

Management

For

2.

APPROVAL OF THE 2017 STOCK COMPENSATION PLAN.

Management

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

5.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

01-Sep-2017

27-Sep-2017

GUGGENHEIM FUNDS

Security

401664107

Meeting Type

Annual

Ticker Symbol

GBAB

Meeting Date

26-Apr-2018

ISIN

US4016641072

Agenda

934767483 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Class II Trustee to serve until 2021 annual meeting: Jerry B. Farley

Management

Against

1b.

Election of Class II Trustee to serve until 2021 annual meeting: Roman Friedrich III

Management

Against

1c.

Election of Class II Trustee to serve until 2021 annual meeting: Ronald A. Nyberg

Management

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

10,000

0

25-Apr-2018

27-Apr-2018

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

Security

41068X100

Meeting Type

Annual

Ticker Symbol

HASI

Meeting Date

31-May-2018

ISIN

US41068X1000

Agenda

934793820 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Jeffrey W. Eckel

For

2

Rebecca B. Blalock

For

3

Teresa M. Brenner

For

4

Mark J. Cirilli

For

5

Charles M. O'Neil

For

6

Richard J. Osborne

For

7

Steven G. Osgood

For

2.

The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

3.

The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in this Proxy Statement.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

18-May-2018

01-Jun-2018

HOLOGIC, INC.

Security

436440101

Meeting Type

Annual

Ticker Symbol

HOLX

Meeting Date

14-Mar-2018

ISIN

US4364401012

Agenda

934723138 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Stephen P. MacMillan

For

2

Sally W. Crawford

For

3

Charles J. Dockendorff

For

4

Scott T. Garrett

For

5

Namal Nawana

For

6

Christiana Stamoulis

For

7

Amy M. Wendell

For

2.

To approve, on a non-binding advisory basis, executive compensation.

Management

For

3.

To approve the Amended and Restated Hologic, Inc. 2008 Equity Incentive Plan.

Management

For

4.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

01-Mar-2018

15-Mar-2018

INTEL CORPORATION

Security

458140100

Meeting Type

Annual

Ticker Symbol

INTC

Meeting Date

17-May-2018

ISIN

US4581401001

Agenda

934763613 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Aneel Bhusri

Management

For

1b.

Election of Director: Andy D. Bryant

Management

For

1c.

Election of Director: Reed E. Hundt

Management

For

1d.

Election of Director: Omar Ishrak

Management

For

1e.

Election of Director: Brian M. Krzanich

Management

For

1f.

Election of Director: Risa Lavizzo-Mourey

Management

For

1g.

Election of Director: Tsu-Jae King Liu

Management

For

1h.

Election of Director: Gregory D. Smith

Management

For

1i.

Election of Director: Andrew M. Wilson

Management

For

1j.

Election of Director: Frank D. Yeary

Management

For

2.

Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2018

Management

For

3.

Advisory vote to approve executive compensation

Management

For

4.

Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented

Shareholder

Against

5.

Stockholder proposal on whether the chairman of the board should be an independent director, if properly presented

Shareholder

Against

6.

Stockholder proposal requesting a political contributions cost-benefit analysis report, if properly presented

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

14-May-2018

18-May-2018

INTERCONTINENTAL EXCHANGE, INC.

Security

45866F104

Meeting Type

Annual

Ticker Symbol

ICE

Meeting Date

18-May-2018

ISIN

US45866F1049

Agenda

934767065 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Hon. Sharon Y. Bowen

Management

For

1b.

Election of Director: Ann M. Cairns

Management

For

1c.

Election of Director: Charles R. Crisp

Management

For

1d.

Election of Director: Duriya M. Farooqui

Management

For

1e.

Election of Director: Jean-Marc Forneri

Management

For

1f.

Election of Director: The Rt. Hon. the Lord Hague of Richmond

Management

For

1g.

Election of Director: Hon. Frederick W. Hatfield

Management

For

1h.

Election of Director: Thomas E. Noonan

Management

For

1i.

Election of Director: Frederic V. Salerno

Management

For

1j.

Election of Director: Jeffrey C. Sprecher

Management

For

1k.

Election of Director: Judith A. Sprieser

Management

For

1l.

Election of Director: Vincent Tese

Management

For

2.

To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers.

Management

For

3.

To approve the Intercontinental Exchange, Inc. 2018 Employee Stock Purchase Plan.

Management

For

4.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

14-May-2018

21-May-2018

LABORATORY CORP. OF AMERICA HOLDINGS

Security

50540R409

Meeting Type

Annual

Ticker Symbol

LH

Meeting Date

10-May-2018

ISIN

US50540R4092

Agenda

934761621 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Kerrii B. Anderson

Management

For

1b.

Election of Director: Jean-Luc Belingard

Management

For

1c.

Election of Director: D. Gary Gilliland, M.D., Ph.D.

Management

For

1d.

Election of Director: David P. King

Management

For

1e.

Election of Director: Garheng Kong, M.D., Ph.D.

Management

For

1f.

Election of Director: Robert E. Mittelstaedt, Jr.

Management

For

1g.

Election of Director: Peter M. Neupert

Management

For

1h.

Election of Director: Richelle P. Parham

Management

For

1i.

Election of Director: Adam H. Schechter

Management

For

1j.

Election of Director: R. Sanders Williams, M.D.

Management

For

2.

To approve, by non-binding vote, executive compensation.

Management

For

3.

Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

2,500

0

07-May-2018

11-May-2018

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,050

0

07-May-2018

11-May-2018

LOOMIS SAYLES INVESTMENT TRUST

Security

543495840

Meeting Type

Special

Ticker Symbol

LSBDX

Meeting Date

04-Dec-2017

ISIN

US5434958402

Agenda

934690214 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

KEVIN CHARLESTON

For

2

KENNETH A. DRUCKER

For

3

EDMOND J. ENGLISH

For

4

DAVID L. GIUNTA

For

5

RICHARD A. GOGLIA

For

6

WENDELL J. KNOX

For

7

MARTIN T. MEEHAN

For

8

MAUREEN B. MITCHELL

For

9

SANDRA O. MOOSE

For

10

JAMES P. PALERMO

For

11

ERIK R. SIRRI

For

12

PETER J. SMAIL

For

13

CYNTHIA L. WALKER

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

120,930

0

31-Oct-2017

05-Dec-2017

LOUISIANA-PACIFIC CORPORATION

Security

546347105

Meeting Type

Annual

Ticker Symbol

LPX

Meeting Date

04-May-2018

ISIN

US5463471053

Agenda

934747619 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Class III Director: Ozey K. Horton, Jr.

Management

Against

1b.

Election of Class III Director: W. Bradley Southern

Management

Against

2.

Ratification of the selection of Deloitte & Touche LLP as LP's independent auditor for 2018.

Management

For

3.

Advisory vote to approve named executive officer compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

02-May-2018

07-May-2018

LTC PROPERTIES, INC.

Security

502175102

Meeting Type

Annual

Ticker Symbol

LTC

Meeting Date

30-May-2018

ISIN

US5021751020

Agenda

934806689 - Management

Item

Proposal

Proposed by

Vote

1.1

Election of Director: Boyd W. Hendrickson

Management

For

1.2

Election of Director: James J. Pieczynski

Management

For

1.3

Election of Director: Devra G. Shapiro

Management

For

1.4

Election of Director: Wendy L. Simpson

Management

For

1.5

Election of Director: Timothy J. Triche, M.D.

Management

For

2.

Ratification of independent registered public accounting firm.

Management

For

3.

Advisory vote to approve named executive officer compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

18-May-2018

31-May-2018

MCKESSON CORPORATION

Security

58155Q103

Meeting Type

Annual

Ticker Symbol

MCK

Meeting Date

26-Jul-2017

ISIN

US58155Q1031

Agenda

934648570 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ANDY D. BRYANT

Management

For

1B.

ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D.

Management

For

1C.

ELECTION OF DIRECTOR: JOHN H. HAMMERGREN

Management

For

1D.

ELECTION OF DIRECTOR: M. CHRISTINE JACOBS

Management

For

1E.

ELECTION OF DIRECTOR: DONALD R. KNAUSS

Management

For

1F.

ELECTION OF DIRECTOR: MARIE L. KNOWLES

Management

For

1G.

ELECTION OF DIRECTOR: EDWARD A. MUELLER

Management

For

1H.

ELECTION OF DIRECTOR: SUSAN R. SALKA

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018.

Management

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

5.

SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

6.

SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 648

0000000000NT7000648

0000000000NT7000648

NATIONAL FINANCIAL SERVICES LLC

1,600

0

12-Jul-2017

27-Jul-2017

MCKESSON CORPORATION

Security

58155Q103

Meeting Type

Annual

Ticker Symbol

MCK

Meeting Date

25-Jul-2018

ISIN

US58155Q1031

Agenda

934848411 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: N. Anthony Coles, M.D.

Management

For

1b.

Election of Director: John H. Hammergren

Management

For

1c.

Election of Director: M. Christine Jacobs

Management

For

1d.

Election of Director: Donald R. Knauss

Management

For

1e.

Election of Director: Marie L. Knowles

Management

For

1f.

Election of Director: Bradley E. Lerman

Management

For

1g.

Election of Director: Edward A. Mueller

Management

For

1h.

Election of Director: Susan R. Salka

Management

For

2.

Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2019.

Management

For

3.

Advisory vote on executive compensation.

Management

For

4.

Shareholder proposal on disclosure of lobbying activities and expenditures.

Shareholder

Against

5.

Shareholder proposal on accelerated vesting of equity awards.

Shareholder

Against

6.

Shareholder proposal on policy to use GAAP financial metrics for purposes of determining executive compensation.

Shareholder

Against

7.

Shareholder proposal on the ownership threshold for calling special meetings of shareholders.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

29-Jun-2018

29-Jun-2018

MEDICAL PROPERTIES TRUST, INC.

Security

58463J304

Meeting Type

Annual

Ticker Symbol

MPW

Meeting Date

24-May-2018

ISIN

US58463J3041

Agenda

934822467 - Management

Item

Proposal

Proposed by

Vote

1.1

Election of Director: Edward K. Aldag, Jr.

Management

For

1.2

Election of Director: G. Steven Dawson

Management

For

1.3

Election of Director: R. Steven Hamner

Management

For

1.4

Election of Director: Elizabeth N. Pitman

Management

For

1.5

Election of Director: C. Reynolds Thompson, III

Management

For

1.6

Election of Director: D. Paul Sparks, Jr.

Management

For

1.7

Election of Director: Michael G. Stewart

Management

For

2.

To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

3.

Advisory approval of the Company's executive compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

15,000

0

18-May-2018

25-May-2018

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

22-May-2018

ISIN

US58933Y1055

Agenda

934774262 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Leslie A. Brun

Management

For

1b.

Election of Director: Thomas R. Cech

Management

For

1c.

Election of Director: Pamela J. Craig

Management

For

1d.

Election of Director: Kenneth C. Frazier

Management

For

1e.

Election of Director: Thomas H. Glocer

Management

For

1f.

Election of Director: Rochelle B. Lazarus

Management

For

1g.

Election of Director: John H. Noseworthy

Management

For

1h.

Election of Director: Paul B. Rothman

Management

For

1i.

Election of Director: Patricia F. Russo

Management

For

1j.

Election of Director: Craig B. Thompson

Management

For

1k.

Election of Director: Inge G. Thulin

Management

For

1l.

Election of Director: Wendell P. Weeks

Management

For

1m.

Election of Director: Peter C. Wendell

Management

For

2.

Non-binding advisory vote to approve the compensation of our named executive officers.

Management

For

3.

Ratification of the appointment of the Company's independent registered public accounting firm for 2018.

Management

For

4.

Shareholder proposal concerning shareholders' right to act by written consent.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

14-May-2018

23-May-2018

MICRON TECHNOLOGY, INC.

Security

595112103

Meeting Type

Annual

Ticker Symbol

MU

Meeting Date

17-Jan-2018

ISIN

US5951121038

Agenda

934710345 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: ROBERT L. BAILEY

Management

For

1.2

ELECTION OF DIRECTOR: RICHARD M. BEYER

Management

For

1.3

ELECTION OF DIRECTOR: PATRICK J. BYRNE

Management

For

1.4

ELECTION OF DIRECTOR: MERCEDES JOHNSON

Management

For

1.5

ELECTION OF DIRECTOR: SANJAY MEHROTRA

Management

For

1.6

ELECTION OF DIRECTOR: LAWRENCE N. MONDRY

Management

For

1.7

ELECTION OF DIRECTOR: ROBERT E. SWITZ

Management

For

2.

TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN WITH 33 MILLION SHARES RESERVED FOR ISSUANCE THEREUNDER.

Management

For

3.

TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN.

Management

For

4.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2018.

Management

For

5.

TO APPROVE A NON-BINDING RESOLUTION TO APPROVE EXEC COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

6.

TO APPROVE, IN A NON-BINDING VOTE, THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH WHICH OUR SHAREHOLDERS WILL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

12-Jan-2018

18-Jan-2018

NESTLE S.A.

Security

641069406

Meeting Type

Annual

Ticker Symbol

NSRGY

Meeting Date

12-Apr-2018

ISIN

US6410694060

Agenda

934749334 - Management

Item

Proposal

Proposed by

Vote

1A

Approval of the Annual Review, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2017

Management

For

1B

Acceptance of the Compensation Report 2017 (advisory vote)

Management

For

2

Discharge to the members of the Board of Directors and of the Management

Management

For

3

Appropriation of profit resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2017

Management

For

4AA

Re-election of the Director: Mr Paul Bulcke (As Member and Chairman)

Management

For

4AB

Re-election of the Director: Mr Ulf Mark Schneider

Management

For

4AC

Re-election of the Director: Mr Henri de Castries

Management

For

4AD

Re-election of the Director: Mr Beat W. Hess

Management

For

4AE

Re-election of the Director: Mr Renato Fassbind

Management

For

4AF

Re-election of the Director: Mr Jean-Pierre Roth

Management

For

4AG

Re-election of the Director: Ms Ann M. Veneman

Management

For

4AH

Re-election of the Director: Ms Eva Cheng

Management

For

4HI

Re-election of the Director: Ms Ruth K. Oniang'o

Management

For

4AJ

Re-election of the Director: Mr Patrick Aebischer

Management

For

4AK

Re-election of the Director: Ms Ursula M. Burns

Management

For

4BA

Election to the Board of Director: Mr Kasper Rorsted

Management

For

4BB

Election to the Board of Director: Mr Pablo Isla

Management

For

4BC

Election to the Board of Director: Ms Kimberly A. Ross

Management

For

4CA

Election of the member of the Compensation Committee: Mr Beat W. Hess

Management

For

4CB

Election of the member of the Compensation Committee: Mr Jean-Pierre Roth

Management

For

4CC

Election of the member of the Compensation Committee: Mr Patrick Aebischer

Management

For

4CD

Election of the member of the Compensation Committee: Ms Ursula M. Burns

Management

For

4D

Election of the statutory auditors, KPMG SA, Geneva branch

Management

For

4E

Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law

Management

For

5A

Approval of the Compensation of the Board of Directors

Management

For

5B

Approval of the Compensation of the Executive Board

Management

For

6

Capital Reduction (by cancellation of shares)

Management

For

7

In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

04-Apr-2018

06-Apr-2018

NEW YORK MORTGAGE TRUST, INC.

Security

649604501

Meeting Type

Annual

Ticker Symbol

NYMT

Meeting Date

04-Jun-2018

ISIN

US6496045013

Agenda

934790937 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

David R. Bock

For

2

Michael B. Clement

For

3

Alan L. Hainey

For

4

Steven R. Mumma

For

5

Steven G. Norcutt

For

6

Lisa A. Pendergast

For

2.

Advisory vote to approve named executive officer compensation.

Management

For

3.

To consider and act upon a proposal to ratify, confirm and approve the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

29-May-2018

05-Jun-2018

NUVEEN FUNDS

Security

67075A106

Meeting Type

Annual

Ticker Symbol

JPI

Meeting Date

11-Apr-2018

ISIN

US67075A1060

Agenda

934734523 - Management

Item

Proposal

Proposed by

Vote

1B.

DIRECTOR

Management

1

Margo L. Cook

Withheld

2

Jack B. Evans

Withheld

3

Albin F. Moschner

Withheld

4

William J. Schneider

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

5,000

0

20-Mar-2018

12-Apr-2018

OCCIDENTAL PETROLEUM CORPORATION

Security

674599105

Meeting Type

Annual

Ticker Symbol

OXY

Meeting Date

04-May-2018

ISIN

US6745991058

Agenda

934747518 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Spencer Abraham

Management

For

1b.

Election of Director: Howard I. Atkins

Management

For

1c.

Election of Director: Eugene L. Batchelder

Management

For

1d.

Election of Director: John E. Feick

Management

For

1e.

Election of Director: Margaret M. Foran

Management

For

1f.

Election of Director: Carlos M. Gutierrez

Management

For

1g.

Election of Director: Vicki Hollub

Management

For

1h.

Election of Director: William R. Klesse

Management

For

1i.

Election of Director: Jack B. Moore

Management

For

1j.

Election of Director: Avedick B. Poladian

Management

For

1k.

Election of Director: Elisse B. Walter

Management

For

2.

Advisory Vote to Approve Named Executive Officer Compensation

Management

For

3.

Approval of the Second Amendment to the 2015 Long- Term Incentive Plan to Increase the Number of Shares Available for Grant

Management

For

4.

Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2018

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,800

0

02-May-2018

07-May-2018

OLD REPUBLIC INTERNATIONAL CORPORATION

Security

680223104

Meeting Type

Annual

Ticker Symbol

ORI

Meeting Date

25-May-2018

ISIN

US6802231042

Agenda

934800512 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Harrington Bischof

Withheld

2

Spencer LeRoy III

Withheld

3

Charles F. Titterton

Withheld

4

Steven R. Walker

Withheld

2.

To ratify the selection of KPMG LLP as the company's auditors for 2018.

Management

For

3.

Advisory vote to approve executive compensation.

Management

For

4.

To vote on the PAX World Management LLC proposal listed in the Company's Proxy Statement, if properly submitted.

Shareholder

Against

5.

To vote on the California Public Employees' Retirement System proposal listed in the Company's Proxy Statement, if properly submitted.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

18-May-2018

18-May-2018

OMEGA HEALTHCARE INVESTORS, INC.

Security

681936100

Meeting Type

Annual

Ticker Symbol

OHI

Meeting Date

08-Jun-2018

ISIN

US6819361006

Agenda

934818470 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Kapila K. Anand

For

2

Craig M. Bernfield

For

3

Norman R. Bobins

For

4

Craig R. Callen

For

5

Barbara B. Hill

For

6

Edward Lowenthal

For

7

Ben W. Perks

For

8

C. Taylor Pickett

For

9

Stephen D. Plavin

For

2.

Ratification of Independent Auditors Ernst & Young LLP.

Management

For

3.

Approval, on an Advisory Basis, of Executive Compensation.

Management

For

4.

Approval of 2018 Stock Incentive Plan.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

29-May-2018

11-Jun-2018

ONEOK, INC.

Security

682680103

Meeting Type

Annual

Ticker Symbol

OKE

Meeting Date

23-May-2018

ISIN

US6826801036

Agenda

934782536 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of director: Brian L. Derksen

Management

For

1B.

Election of director: Julie H. Edwards

Management

For

1C.

Election of director: John W. Gibson

Management

For

1D.

Election of director: Randall J. Larson

Management

For

1E.

Election of director: Steven J. Malcolm

Management

For

1F.

Election of director: Jim W. Mogg

Management

For

1G.

Election of director: Pattye L. Moore

Management

For

1H.

Election of director: Gary D. Parker

Management

For

1I.

Election of director: Eduardo A. Rodriguez

Management

For

1J.

Election of director: Terry K. Spencer

Management

For

2.

Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2018.

Management

For

3.

Approve the ONEOK, Inc. Equity Incentive Plan.

Management

For

4.

An advisory vote to approve ONEOK, Inc.'s executive compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10

0

14-May-2018

24-May-2018

ORACLE CORPORATION

Security

68389X105

Meeting Type

Annual

Ticker Symbol

ORCL

Meeting Date

15-Nov-2017

ISIN

US68389X1054

Agenda

934681671 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JEFFREY S. BERG

For

2

MICHAEL J. BOSKIN

For

3

SAFRA A. CATZ

For

4

BRUCE R. CHIZEN

For

5

GEORGE H. CONRADES

For

6

LAWRENCE J. ELLISON

For

7

HECTOR GARCIA-MOLINA

For

8

JEFFREY O. HENLEY

For

9

MARK V. HURD

For

10

RENEE J. JAMES

For

11

LEON E. PANETTA

For

12

NAOMI O. SELIGMAN

For

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

APPROVAL OF THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN.

Management

For

5.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018.

Management

For

6.

STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT.

Shareholder

Against

7.

STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT.

Shareholder

Against

8.

STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

31-Oct-2017

16-Nov-2017

PACWEST BANCORP

Security

695263103

Meeting Type

Annual

Ticker Symbol

PACW

Meeting Date

14-May-2018

ISIN

US6952631033

Agenda

934762306 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Tanya M. Acker

For

2

Paul R. Burke

For

3

Craig A. Carlson

For

4

John M. Eggemeyer III

For

5

C. William Hosler

For

6

Susan E. Lester

For

7

Roger H. Molvar

For

8

James J. Pieczynski

For

9

Daniel B. Platt

For

10

Robert A. Stine

For

11

Matthew P. Wagner

For

12

Mark T. Yung

For

2.

Advisory Vote on Executive Compensation. To approve, on an advisory basis (non binding), the compensation of the Company's named executive officers.

Management

For

3.

Ratification of the Appointment of Independent Auditors. To ratify the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending December 31, 2018.

Management

For

4.

Adjournments. To consider and act upon a proposal to approve, if necessary, an adjournment or postponement of the 2018 Annual Meeting of Stockholders (the "Annual Meeting") to solicit additional proxies.

Management

For

5.

Other Business. To consider and act upon such other business and matters or proposals as may properly come before the Annual Meeting or any adjournments or postponements thereof.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

07-May-2018

15-May-2018

PARNASSUS INCOME TRUST

Security

701769101

Meeting Type

Special

Ticker Symbol

PRBLX

Meeting Date

22-Mar-2018

ISIN

US7017691012

Agenda

934725372 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Donald J. Boteler

For

2

Alecia A. DeCoudreaux

For

3

Kay Yun

For

4

Jerome L. Dodson

For

2.

Approval to remove the provision of the bylaws governing the mandatory retirement age for independent trustees

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

4470335

4470335

4470335

NORTHERN TRUST COMPANY

12,603

0

20-Mar-2018

23-Mar-2018

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

26-Apr-2018

ISIN

US7170811035

Agenda

934739256 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Dennis A. Ausiello

Management

For

1b.

Election of Director: Ronald E. Blaylock

Management

For

1c.

Election of Director: Albert Bourla

Management

For

1d.

Election of Director: W. Don Cornwell

Management

For

1e.

Election of Director: Joseph J. Echevarria

Management

For

1f.

Election of Director: Helen H. Hobbs

Management

For

1g.

Election of Director: James M. Kilts

Management

For

1h.

Election of Director: Dan R. Littman

Management

For

1i.

Election of Director: Shantanu Narayen

Management

For

1j.

Election of Director: Suzanne Nora Johnson

Management

For

1k.

Election of Director: Ian C. Read

Management

For

1l.

Election of Director: James C. Smith

Management

For

2.

Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018

Management

For

3.

2018 Advisory approval of executive compensation

Management

For

4.

Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan

Management

For

5.

Shareholder proposal regarding right to act by written consent

Shareholder

Against

6.

Shareholder proposal regarding independent chair policy

Shareholder

Against

7.

Shareholder proposal regarding report on lobbying activities

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

25-Apr-2018

27-Apr-2018

PHILLIPS 66

Security

718546104

Meeting Type

Annual

Ticker Symbol

PSX

Meeting Date

09-May-2018

ISIN

US7185461040

Agenda

934744067 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of director: J. Brian Ferguson

Management

Against

1b.

Election of director: Harold W. McGraw III

Management

Against

1c.

Election of director: Victoria J. Tschinkel

Management

Against

2.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2018.

Management

For

3.

To consider and vote on a proposal to approve, on an advisory (non-binding) basis, the compensation of our Named Executive Officers.

Management

For

4.

To consider and vote on a proposal to amend the Certificate of Incorporation to declassify the Board of Directors over the next three years.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

07-May-2018

10-May-2018

PHYSICIANS REALTY TRUST

Security

71943U104

Meeting Type

Annual

Ticker Symbol

DOC

Meeting Date

03-May-2018

ISIN

US71943U1043

Agenda

934736337 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

John T. Thomas

For

2

Tommy G. Thompson

For

3

Stanton D. Anderson

For

4

Mark A. Baumgartner

For

5

Albert C. Black, Jr.

For

6

William A. Ebinger MD

For

7

Pamela J. Kessler

For

8

Richard A. Weiss

For

2.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

3.

To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

01-May-2018

04-May-2018

QUALCOMM INCORPORATED

Security

747525103

Meeting Type

Contested-Annual

Ticker Symbol

QCOM

Meeting Date

23-Mar-2018

ISIN

US7475251036

Agenda

934718632 - Opposition

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Samih Elhage

For

2

Raul J. Fernandez

For

3

Michael S. Geltzeiler

For

4

Stephen J. Girsky

For

5

David G. Golden

For

6

Veronica M. Hagen

For

7

Julie A. Hill

For

8

John H. Kispert

For

9

Gregorio Reyes

For

10

Thomas S. Volpe

For

11

Harry L. You

For

2.

To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016.

Management

For

3.

To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018

Management

For

4.

To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers.

Management

Abstain

5.

To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan.

Management

Abstain

6.

To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors

Management

For

7.

To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions.

Management

For

8.

To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

20-Mar-2018

26-Mar-2018

QUALCOMM INCORPORATED

Security

747525103

Meeting Type

Contested-Annual

Ticker Symbol

QCOM

Meeting Date

23-Mar-2018

ISIN

US7475251036

Agenda

934719329 - Management

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

Barbara T. Alexander

For

2

Jeffrey W. Henderson

For

3

Thomas W. Horton

For

4

Paul E. Jacobs

For

5

Ann M. Livermore

For

6

Harish Manwani

For

7

Mark D. McLaughlin

For

8

Steve Mollenkopf

For

9

Clark T. Randt, Jr.

For

10

Francisco Ros

For

11

Anthony J. Vinciquerra

For

2

To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants.

Management

For

3

To approve, on an advisory basis, our executive compensation.

Management

For

4

To approve an amendment to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended, to increase the share reserve by 30,000,000 shares.

Management

For

5

To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to removal of directors.

Management

For

6

To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to amendments and obsolete provisions.

Management

For

7

To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders.

Management

For

8

To vote on a stockholder proposal to undo amendments to the Company's Amended and Restated Bylaws adopted without stockholder approval.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

01-Mar-2018

01-Mar-2018

QUALCOMM INCORPORATED

Security

747525103

Meeting Type

Contested-Annual

Ticker Symbol

QCOM

Meeting Date

23-Mar-2018

ISIN

US7475251036

Agenda

934719331 - Opposition

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

Samih Elhage

For

2

Raul J. Fernandez

For

3

Michael S. Geltzeiler

For

4

Stephen J. Girsky

For

5

David G. Golden

For

6

Veronica M. Hagen

For

7

Julie A. Hill

For

8

John H. Kispert

For

9

Gregorio Reyes

For

10

Thomas S. Volpe

For

11

Harry L. You

For

2

To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016.

Management

For

3

To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018

Management

For

4

To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers.

Management

Abstain

5

To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan.

Management

Abstain

6

To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors

Management

For

7

To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions.

Management

For

8

To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

22-Mar-2018

26-Mar-2018

QUEST DIAGNOSTICS INCORPORATED

Security

74834L100

Meeting Type

Annual

Ticker Symbol

DGX

Meeting Date

15-May-2018

ISIN

US74834L1008

Agenda

934770480 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Jenne K. Britell

Management

For

1B.

Election of Director: Vicky B. Gregg

Management

For

1C.

Election of Director: Jeffrey M. Leiden

Management

For

1D.

Election of Director: Timothy L. Main

Management

For

1E.

Election of Director: Gary M. Pfeiffer

Management

For

1F.

Election of Director: Timothy M. Ring

Management

For

1G.

Election of Director: Stephen H. Rusckowski

Management

For

1H.

Election of Director: Daniel C. Stanzione

Management

For

1I.

Election of Director: Helen I. Torley

Management

For

1J.

Election of Director: Gail R. Wilensky

Management

For

2.

An advisory resolution to approve the executive officer compensation disclosed in the Company's 2018 proxy statement

Management

For

3.

Ratification of the appointment of our independent registered public accounting firm for 2018

Management

For

4.

Amending our Certificate of Incorporation to permit holders of 20% or more of our common stock to call special meetings

Management

For

5.

Stockholder proposal to permit holders of 10% or more of our common stock to call special meetings

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

09-May-2018

16-May-2018

REYNOLDS AMERICAN INC.

Security

761713106

Meeting Type

Special

Ticker Symbol

RAI

Meeting Date

19-Jul-2017

ISIN

US7617131062

Agenda

934651414 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2017, AS IT AND THE PLAN OF MERGER CONTAINED THEREIN WERE AMENDED AS OF JUNE 8, 2017, AND AS IT AND THE PLAN OF MERGER CONTAINED THEREIN MAY BE FURTHER AMENDED FROM TIME TO TIME, REFERRED TO AS THE MERGER AGREEMENT, BY AND AMONG REYNOLDS AMERICAN INC., REFERRED TO AS RAI, BRITISH AMERICAN TOBACCO P.L.C., A PUBLIC LIMITED COMPANY INCORPORATED UNDER THE LAWS OF ENGLAND AND WALES, REFERRED TO AS BAT, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

2.

APPROVAL ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY RAI OR BAT TO RAI'S NAMED EXECUTIVE OFFICERS AND THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE.

Management

For

3.

APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING OF RAI SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

8,000

0

12-Jul-2017

20-Jul-2017

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

22-May-2018

ISIN

US7802592060

Agenda

934799199 - Management

Item

Proposal

Proposed by

Vote

1.

Receipt of Annual Report & Accounts

Management

For

2.

Approval of Directors' Remuneration Report

Management

For

3.

Appointment of Ann Godbehere as a Director of the Company

Management

For

4.

Reappointment of Director: Ben van Beurden

Management

For

5.

Reappointment of Director: Euleen Goh

Management

For

6.

Reappointment of Director: Charles O. Holliday

Management

For

7.

Reappointment of Director: Catherine Hughes

Management

For

8.

Reappointment of Director: Gerard Kleisterlee

Management

For

9.

Reappointment of Director: Roberto Setubal

Management

For

10.

Reappointment of Director: Sir Nigel Sheinwald

Management

For

11.

Reappointment of Director: Linda G. Stuntz

Management

For

12.

Reappointment of Director: Jessica Uhl

Management

For

13.

Reappointment of Director: Gerrit Zalm

Management

For

14.

Reappointment of Auditors

Management

For

15.

Remuneration of Auditors

Management

For

16.

Authority to allot shares

Management

For

17.

Disapplication of pre-emption rights

Management

For

18.

Authority to purchase own shares

Management

For

19.

Shareholder resolution

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

07-May-2018

14-May-2018

RPM INTERNATIONAL INC.

Security

749685103

Meeting Type

Annual

Ticker Symbol

RPM

Meeting Date

05-Oct-2017

ISIN

US7496851038

Agenda

934671795 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JULIE A. LAGACY

Withheld

2

ROBERT A. LIVINGSTON

Withheld

3

FREDERICK R. NANCE

Withheld

4

WILLIAM B. SUMMERS, JR.

Withheld

2.

APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.

Management

1 Year

4.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

01-Sep-2017

06-Oct-2017

Reaves

Security

756158101

Meeting Type

Annual

Ticker Symbol

UTG

Meeting Date

11-Apr-2018

ISIN

US7561581015

Agenda

934737822 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

E. Wayne Nordberg

Withheld

2

Larry W. Papasan

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

4470335

4470335

4470335

NORTHERN TRUST COMPANY

2,000

0

04-Apr-2018

12-Apr-2018

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

Security

806857108

Meeting Type

Annual

Ticker Symbol

SLB

Meeting Date

04-Apr-2018

ISIN

AN8068571086

Agenda

934735246 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Peter L.S. Currie

Management

For

1B.

Election of Director: Miguel M. Galuccio

Management

For

1C.

Election of Director: V. Maureen Kempston Darkes

Management

For

1D.

Election of Director: Paal Kibsgaard

Management

For

1E.

Election of Director: Nikolay Kudryavtsev

Management

For

1F.

Election of Director: Helge Lund

Management

For

1G.

Election of Director: Michael E. Marks

Management

For

1H.

Election of Director: Indra K. Nooyi

Management

For

1I.

Election of Director: Lubna S. Olayan

Management

For

1J.

Election of Director: Leo Rafael Reif

Management

For

1K.

Election of Director: Henri Seydoux

Management

For

2.

To approve, on an advisory basis, the Company's executive compensation.

Management

For

3.

To report on the course of business during the year ended December 31, 2017; and approve our consolidated balance sheet as of December 31, 2017; our consolidated statement of income for the year ended December 31, 2017; and our Board of Directors' declarations of dividends in 2017, as reflected in our 2017 Annual Report to Stockholders.

Management

For

4.

To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for 2018.

Management

For

5.

To approve amended and restated French Sub Plan for purposes of qualification under French Law.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

20-Mar-2018

05-Apr-2018

SEAGATE TECHNOLOGY PLC

Security

G7945M107

Meeting Type

Annual

Ticker Symbol

STX

Meeting Date

18-Oct-2017

ISIN

IE00B58JVZ52

Agenda

934672975 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: STEPHEN J. LUCZO

Management

For

1B.

ELECTION OF DIRECTOR: MARK W. ADAMS

Management

For

1C.

ELECTION OF DIRECTOR: MICHAEL R. CANNON

Management

For

1D.

ELECTION OF DIRECTOR: MEI-WEI CHENG

Management

For

1E.

ELECTION OF DIRECTOR: WILLIAM T. COLEMAN

Management

For

1F.

ELECTION OF DIRECTOR: JAY L. GELDMACHER

Management

For

1G.

ELECTION OF DIRECTOR: WILLIAM D. MOSLEY

Management

For

1H.

ELECTION OF DIRECTOR: DR. CHONG SUP PARK

Management

For

1I.

ELECTION OF DIRECTOR: STEPHANIE TILENIUS

Management

For

1J.

ELECTION OF DIRECTOR: EDWARD J. ZANDER

Management

For

2.

APPROVE, IN AN ADVISORY, NON- BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY").

Management

For

3.

APPROVE, IN AN ADVISORY, NON- BINDING VOTE, THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES.

Management

1 Year

4.

APPROVE AN AMENDMENT AND RESTATEMENT OF THE SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE.

Management

For

5.

RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS (THE "BOARD") TO SET THE AUDITORS' REMUNERATION.

Management

For

6.

GRANT THE BOARD THE AUTHORITY TO ALLOT AND/OR ISSUE SHARES UNDER IRISH LAW.

Management

For

7.

GRANT THE BOARD THE AUTHORITY TO OPT-OUT OF STATUTORY PRE- EMPTION RIGHTS UNDER IRISH LAW.

Management

For

8.

DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

17-Oct-2017

19-Oct-2017

SEATTLE GENETICS, INC.

Security

812578102

Meeting Type

Annual

Ticker Symbol

SGEN

Meeting Date

18-May-2018

ISIN

US8125781026

Agenda

934757723 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Clay B. Siegall

Withheld

2

Felix Baker

Withheld

3

Nancy A. Simonian

Withheld

2.

To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

3.

To approve the amendment and restatement of the Seattle Genetics, Inc. Amended and Restated 2007 Equity and Incentive Plan to, among other changes, increase the aggregate number of shares of common stock authorized for issuance thereunder by 6,000,000.

Management

For

4.

Advisory vote to approve the compensation of the Company's named executive officers as disclosed in the Company's proxy statement.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

14-May-2018

21-May-2018

SENIOR HOUSING PROPERTIES TRUST

Security

81721M109

Meeting Type

Annual

Ticker Symbol

SNH

Meeting Date

22-May-2018

ISIN

US81721M1099

Agenda

934782118 - Management

Item

Proposal

Proposed by

Vote

1.1

Election of Trustee: Lisa Harris Jones (for Independent Trustee in Class I)

Management

Abstain

1.2

Election of Trustee: Jennifer B. Clark (for Managing Trustee in Class I)

Management

Abstain

2.

Advisory vote to approve executive compensation.

Management

For

3.

Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2018 fiscal year.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

14-May-2018

23-May-2018

SK TELECOM CO., LTD.

Security

78440P108

Meeting Type

Annual

Ticker Symbol

SKM

Meeting Date

21-Mar-2018

ISIN

US78440P1084

Agenda

934732466 - Management

Item

Proposal

Proposed by

Vote

1.

Approval of Financial Statements for the 34th Fiscal Year (from January 1, 2017 to December 31, 2017) as set forth in Item 1 of the Company's agenda enclosed herewith.

Management

For

2.

Approval of the Stock Option Grant as set forth in Item 2 of the Company's agenda enclosed herewith.

Management

For

3.1

Election of an Executive Director (Candidate: Ryu, Young Sang)

Management

Against

3.2

Election of an Independent Director (Candidate: Yoon, Young Min)

Management

Against

4.

Approval of the Appointment of a Member of the Audit Committee as set forth in Item 4 of the Company's agenda enclosed herewith (Candidate: Yoon, Young Min).

Management

For

5.

Approval of the Ceiling Amount of the Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

20-Mar-2018

20-Mar-2018

STARBUCKS CORPORATION

Security

855244109

Meeting Type

Annual

Ticker Symbol

SBUX

Meeting Date

21-Mar-2018

ISIN

US8552441094

Agenda

934721956 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Howard Schultz

Management

For

1B.

Election of Director: Rosalind G. Brewer

Management

For

1C.

Election of Director: Mary N. Dillon

Management

For

1D.

Election of Director: Mellody Hobson

Management

For

1E.

Election of Director: Kevin R. Johnson

Management

For

1F.

Election of Director: Jorgen Vig Knudstorp

Management

For

1G.

Election of Director: Satya Nadella

Management

For

1H.

Election of Director: Joshua Cooper Ramo

Management

For

1I.

Election of Director: Clara Shih

Management

For

1J.

Election of Director: Javier G. Teruel

Management

For

1K.

Election of Director: Myron E. Ullman, III

Management

For

1L.

Election of Director: Craig E. Weatherup

Management

For

2.

Advisory resolution to approve our executive compensation.

Management

For

3.

Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018.

Management

For

4.

Proxy Access Bylaw Amendments.

Shareholder

Against

5.

Report on Sustainable Packaging.

Shareholder

Against

6.

"Proposal Withdrawn".

Shareholder

No Action

7.

Diversity Report.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

01-Mar-2018

22-Mar-2018

STARWOOD PROPERTY TRUST, INC.

Security

85571B105

Meeting Type

Annual

Ticker Symbol

STWD

Meeting Date

02-May-2018

ISIN

US85571B1052

Agenda

934750476 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Richard D. Bronson

For

2

Jeffrey G. Dishner

For

3

Camille J. Douglas

For

4

Solomon J. Kumin

For

5

Barry S. Sternlicht

For

6

Strauss Zelnick

For

2.

To approve, on an advisory basis, the Company's executive compensation as disclosed in the accompanying proxy statement.

Management

For

3.

To ratify the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

13,000

0

25-Apr-2018

03-May-2018

STUDENT TRANSPORTATION INC.

Security

86388A108

Meeting Type

Annual and Special Meeting

Ticker Symbol

STB

Meeting Date

09-Nov-2017

ISIN

CA86388A1084

Agenda

934686176 - Management

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

Barbara Basney

For

2

Denis Gallagher

For

3

Irving Gerstein

For

4

Kenneth Needler

For

5

George Rossi

For

6

David Scopelliti

For

7

Wendi Sturgis

For

8

Victor Wells

For

2

On the re-appointment of Ernst & Young LLP as the auditors of the Issuer and the authorization of the Issuer's board of directors to fix such auditors' remuneration.

Management

For

3

The ordinary resolution attached as Schedule B to the Circular, approving, ratifying and confirming certain amendments to the Issuer's By-Law No. 1 to align the residency requirements of the board of directors with the current requirements of the Business Corporations Act (Ontario), as more particularly described in the Circular.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

20,000

0

31-Oct-2017

10-Nov-2017

STUDENT TRANSPORTATION INC.

Security

86388A108

Meeting Type

Special

Ticker Symbol

STB

Meeting Date

19-Apr-2018

ISIN

CA86388A1084

Agenda

934757254 - Management

Item

Proposal

Proposed by

Vote

1

To consider, pursuant to the Interim Order of the Ontario Superior Court of Justice (Commercial List) dated March 21, 2018 and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set out in Appendix B to the accompanying management information circular of Student Transportation Inc. (the "Company") dated March 21, 2018 (the "Circular"), to authorize and approve an arrangement under Section 182 of the Business Corporations Act, as more particularly described in the information circular.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

20,000

0

04-Apr-2018

20-Apr-2018

SYNTEL, INC.

Security

87162H103

Meeting Type

Annual

Ticker Symbol

SYNT

Meeting Date

06-Jun-2018

ISIN

US87162H1032

Agenda

934798731 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Paritosh K. Choksi

For

2

Bharat Desai

For

3

Thomas Doeke

For

4

Rakesh Khanna

For

5

Rajesh Mashruwala

For

6

Prashant Ranade

For

7

Vinod K. Sahney

For

8

Rex E. Schlaybaugh, Jr.

For

9

Neerja Sethi

For

2.

An advisory (non-binding) vote to approve the compensation paid to Syntel's named executive officers.

Management

For

3.

A non-binding resolution to ratify the appointment of Crowe Horwath LLP as Syntel's independent registered public accounting firm for the current fiscal year.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

20,000

0

29-May-2018

07-Jun-2018

TALLGRASS ENERGY PARTNERS LP

Security

874697105

Meeting Type

Special

Ticker Symbol

TEP

Meeting Date

26-Jun-2018

ISIN

US8746971055

Agenda

934833989 - Management

Item

Proposal

Proposed by

Vote

1.

The approval and adoption of the Agreement and Plan of Merger dated as of March 26, 2018 by and among Tallgrass Energy GP, LP, Tallgrass Equity, LLC, Razor Merger Sub, LLC, Tallgrass Energy Partners, LP and Tallgrass MLP GP, LLC, as it may be amended from time to time, and the transactions contemplated thereby.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

08-Jun-2018

27-Jun-2018

TANGER FACTORY OUTLET CENTERS, INC.

Security

875465106

Meeting Type

Annual

Ticker Symbol

SKT

Meeting Date

18-May-2018

ISIN

US8754651060

Agenda

934758775 - Management

Item

Proposal

Proposed by

Vote

1.1

Election of Director: William G. Benton

Management

For

1.2

Election of Director: Jeffrey B. Citrin

Management

For

1.3

Election of Director: David B. Henry

Management

For

1.4

Election of Director: Thomas J. Reddin

Management

For

1.5

Election of Director: Thomas E. Robinson

Management

For

1.6

Election of Director: Bridget M. Ryan- Berman

Management

For

1.7

Election of Director: Allan L. Schuman

Management

For

1.8

Election of Director: Steven B. Tanger

Management

For

2.

To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

3.

To approve, on a non-binding basis, named executive officer compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

14-May-2018

21-May-2018

TECK RESOURCES LIMITED

Security

878742204

Meeting Type

Annual

Ticker Symbol

TECK

Meeting Date

25-Apr-2018

ISIN

CA8787422044

Agenda

934744411 - Management

Item

Proposal

Proposed by

Vote

1

DIRECTOR

Management

1

M.M. Ashar

For

2

Q. Chong

For

3

L.L. Dottori-Attanasio

For

4

E.C. Dowling

For

5

E. Fukuda

For

6

N. B. Keevil

For

7

N. B. Keevil III

For

8

T. Kubota

For

9

D. R. Lindsay

For

10

S. A. Murray

For

11

T. L. McVicar

For

12

K. W. Pickering

For

13

U. M. Power

For

14

W.S.R. Seyffert

For

15

T. R. Snider

For

2

To appoint PricewaterhouseCoopers LLP as Auditors and to authorize the directors to fix the Auditors' remuneration.

Management

For

3

To approve the advisory resolution on the Corporation's approach to executive compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

04-Apr-2018

26-Apr-2018

TELEFONICA, S.A.

Security

879382208

Meeting Type

Annual

Ticker Symbol

TEF

Meeting Date

07-Jun-2018

ISIN

US8793822086

Agenda

934830793 - Management

Item

Proposal

Proposed by

Vote

1a.

Approval of the Annual Accounts and of the Management Report of both Telefonica, S.A. and of its Consolidated Group of Companies for fiscal year 2017.

Management

For

1b.

Approval of the management of the Board of Directors of Telefonica, S.A. during fiscal year 2017.

Management

For

2.

Approval of the Proposed Allocation of the Profits/Losses of Telefonica, S.A. for fiscal year 2017.

Management

For

3a.

Re-election of Mr. Luiz Fernando Furlan as Independent Director.

Management

Against

3b.

Re-election of Mr. Francisco Javier de Paz Mancho as Independent Director.

Management

Against

3c.

Re-election of Mr. Jose Maria Abril Perez as Proprietary Director.

Management

Against

3d.

Ratification and appointment of Mr. Angel Vila Boix as Executive Director.

Management

Against

3e.

Ratification and appointment of Mr. Jordi Gual Sole as Proprietary Director.

Management

Against

3f.

Ratification and appointment of Ms. Maria Luisa Garcia Blanco as Independent Director.

Management

Against

4.

Shareholder compensation. Distribution of dividends with a charge to unrestricted reserves.

Management

For

5.

Authorization for the acquisition of the Company's own shares directly or through Companies of the Group.

Management

For

6.

Approval of the Director Remuneration Policy of Telefonica, S.A. (fiscal years 2019, 2020 and 2021).

Management

For

7.

Approval of a Long-Term Incentive Plan consisting of the delivery of shares of Telefonica, S.A. allocated to Senior Executive Officers of the Telefonica Group.

Management

For

8.

Approval of a Global Employee incentive share purchase Plan for shares of Telefonica, S.A. for the Employees of the Telefonica Group.

Management

For

9.

Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting.

Management

For

10.

Consultative vote on the 2017 Annual Report on Directors' Remuneration.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,691

0

29-May-2018

07-Jun-2018

THE GEO GROUP, INC.

Security

36162J106

Meeting Type

Annual

Ticker Symbol

GEO

Meeting Date

24-Apr-2018

ISIN

US36162J1060

Agenda

934740261 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

Clarence E. Anthony

For

2

Anne N. Foreman

For

3

Richard H. Glanton

For

4

Christopher C. Wheeler

For

5

Julie Myers Wood

For

6

George C. Zoley

For

2.

To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the 2018 fiscal year.

Management

For

3.

To hold an advisory vote to approve named executive officer compensation.

Management

For

4.

To approve The GEO Group, Inc. 2018 Stock Incentive Plan.

Management

For

5.

To vote on a shareholder proposal regarding shareholder proxy access, if properly presented before the meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

04-Apr-2018

25-Apr-2018

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Contested-Annual

Ticker Symbol

PG

Meeting Date

10-Oct-2017

ISIN

US7427181091

Agenda

934664827 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

FRANCIS S. BLAKE

For

2

ANGELA F. BRALY

For

3

AMY L. CHANG

For

4

KENNETH I. CHENAULT

For

5

SCOTT D. COOK

For

6

TERRY J. LUNDGREN

For

7

W. JAMES MCNERNEY, JR.

For

8

DAVID S. TAYLOR

For

9

MARGARET C. WHITMAN

For

10

PATRICIA A. WOERTZ

For

11

ERNESTO ZEDILLO

For

2.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE)

Management

For

4.

ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE

Management

1 Year

5.

SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES

Shareholder

Against

6.

SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS

Shareholder

Against

7.

SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS

Shareholder

Against

8.

SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,275

0

01-Sep-2017

02-Sep-2017

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,275

0

01-Sep-2017

11-Oct-2017

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Contested-Annual

Ticker Symbol

PG

Meeting Date

10-Oct-2017

ISIN

US7427181091

Agenda

934669815 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

FRANCIS S. BLAKE

For

2

ANGELA F. BRALY

For

3

AMY L. CHANG

For

4

KENNETH I. CHENAULT

For

5

SCOTT D. COOK

For

6

TERRY J. LUNDGREN

For

7

W. JAMES MCNERNEY, JR.

For

8

DAVID S. TAYLOR

For

9

MARGARET C. WHITMAN

For

10

PATRICIA A. WOERTZ

For

11

ERNESTO ZEDILLO

For

2.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE)

Management

For

4.

ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE

Management

1 Year

5.

SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES

Shareholder

Against

6.

SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS

Shareholder

Against

7.

SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS

Shareholder

Against

8.

SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

275

0

01-Sep-2017

02-Sep-2017

THE SOUTHERN COMPANY

Security

842587107

Meeting Type

Annual

Ticker Symbol

SO

Meeting Date

23-May-2018

ISIN

US8425871071

Agenda

934762902 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Juanita Powell Baranco

Management

For

1b.

Election of Director: Jon A. Boscia

Management

For

1c.

Election of Director: Henry A. Clark III

Management

For

1d.

Election of Director: Thomas A. Fanning

Management

For

1e.

Election of Director: David J. Grain

Management

For

1f.

Election of Director: Veronica M. Hagen

Management

For

1g.

Election of Director: Linda P. Hudson

Management

For

1h.

Election of Director: Donald M. James

Management

For

1i.

Election of Director: John D. Johns

Management

For

1j.

Election of Director: Dale E. Klein

Management

For

1k.

Election of Director: Ernest J. Moniz

Management

For

1l.

Election of Director: William G. Smith, Jr.

Management

For

1m.

Election of Director: Steven R. Specker

Management

For

1n.

Election of Director: Larry D. Thompson

Management

For

1o.

Election of Director: E. Jenner Wood III

Management

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

3.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018

Management

For

4.

STOCKHOLDER PROPOSAL ON AMENDMENT TO PROXY ACCESS BYLAW

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

18-May-2018

24-May-2018

THE TRAVELERS COMPANIES, INC.

Security

89417E109

Meeting Type

Annual

Ticker Symbol

TRV

Meeting Date

23-May-2018

ISIN

US89417E1091

Agenda

934779248 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Alan L. Beller

Management

For

1b.

Election of Director: John H. Dasburg

Management

For

1c.

Election of Director: Janet M. Dolan

Management

For

1d.

Election of Director: Kenneth M. Duberstein

Management

For

1e.

Election of Director: Patricia L. Higgins

Management

For

1f.

Election of Director: William J. Kane

Management

For

1g.

Election of Director: Clarence Otis Jr.

Management

For

1h.

Election of Director: Philip T. Ruegger III

Management

For

1i.

Election of Director: Todd C. Schermerhorn

Management

For

1j.

Election of Director: Alan D. Schnitzer

Management

For

1k.

Election of Director: Donald J. Shepard

Management

For

1l.

Election of Director: Laurie J. Thomsen

Management

For

2.

Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc. independent registered public accounting firm for 2018.

Management

For

3.

Non-binding vote to approve executive compensation.

Management

For

4.

Shareholder proposal relating to a diversity report, including EEOC data, if presented at the Annual Meeting of Shareholders.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

18-May-2018

24-May-2018

VALERO ENERGY CORPORATION

Security

91913Y100

Meeting Type

Annual

Ticker Symbol

VLO

Meeting Date

03-May-2018

ISIN

US91913Y1001

Agenda

934740855 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: H. Paulett Eberhart

Management

For

1B.

Election of Director: Joseph W. Gorder

Management

For

1C.

Election of Director: Kimberly S. Greene

Management

For

1D.

Election of Director: Deborah P. Majoras

Management

For

1E.

Election of Director: Donald L. Nickles

Management

For

1F.

Election of Director: Philip J. Pfeiffer

Management

For

1G.

Election of Director: Robert A. Profusek

Management

For

1H.

Election of Director: Stephen M. Waters

Management

For

1I.

Election of Director: Randall J. Weisenburger

Management

For

1J.

Election of Director: Rayford Wilkins, Jr.

Management

For

2.

Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2018.

Management

For

3.

Approve, by non-binding vote, the 2017 compensation of our named executive officers.

Management

For

4.

Vote on an amendment to Valero's Restated Certificate of Incorporation to remove supermajority vote requirements.

Management

For

5.

Vote on an amendment to Valero's Restated Certificate of Incorporation to permit stockholders to act by written consent.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

01-May-2018

04-May-2018

VANGUARD INDEX FUNDS

Security

922908108

Meeting Type

Special

Ticker Symbol

VFINX

Meeting Date

15-Nov-2017

ISIN

US9229081081

Agenda

934671202 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MORTIMER J. BUCKLEY

For

2

EMERSON U. FULLWOOD

For

3

AMY GUTMANN

For

4

JOANN HEFFERNAN HEISEN

For

5

F. JOSEPH LOUGHREY

For

6

MARK LOUGHRIDGE

For

7

SCOTT C. MALPASS

For

8

F. WILLIAM MCNABB III

For

9

DEANNA MULLIGAN

For

10

ANDRE F. PEROLD

For

11

SARAH BLOOM RASKIN

For

12

PETER F. VOLANAKIS

For

2.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH THIRD-PARTY INVESTMENT ADVISORS.

Management

For

3.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.

Management

For

7.

A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME- LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED."

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

4470335

4470335

4470335

NORTHERN TRUST COMPANY

2,383

0

31-Oct-2017

16-Nov-2017

VANGUARD WELLESLEY INCOME FUND

Security

921938106

Meeting Type

Special

Ticker Symbol

VWINX

Meeting Date

15-Nov-2017

ISIN

US9219381061

Agenda

934671214 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MORTIMER J. BUCKLEY

For

2

EMERSON U. FULLWOOD

For

3

AMY GUTMANN

For

4

JOANN HEFFERNAN HEISEN

For

5

F. JOSEPH LOUGHREY

For

6

MARK LOUGHRIDGE

For

7

SCOTT C. MALPASS

For

8

F. WILLIAM MCNABB III

For

9

DEANNA MULLIGAN

For

10

ANDRE F. PEROLD

For

11

SARAH BLOOM RASKIN

For

12

PETER F. VOLANAKIS

For

3.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698973

STOCK MUTUAL FUNDS

2698973

NORTHERN TRUST COMPANY

20,045

0

01-Sep-2017

16-Nov-2017

VANGUARD WORLD FUNDS

Security

92204A819

Meeting Type

Special

Ticker Symbol

VINAX

Meeting Date

15-Nov-2017

ISIN

US92204A8190

Agenda

934671199 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MORTIMER J. BUCKLEY

For

2

EMERSON U. FULLWOOD

For

3

AMY GUTMANN

For

4

JOANN HEFFERNAN HEISEN

For

5

F. JOSEPH LOUGHREY

For

6

MARK LOUGHRIDGE

For

7

SCOTT C. MALPASS

For

8

F. WILLIAM MCNABB III

For

9

DEANNA MULLIGAN

For

10

ANDRE F. PEROLD

For

11

SARAH BLOOM RASKIN

For

12

PETER F. VOLANAKIS

For

2.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH THIRD-PARTY INVESTMENT ADVISORS.

Management

For

3.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

4470335

4470335

4470335

NORTHERN TRUST COMPANY

4,696

0

31-Oct-2017

16-Nov-2017

VANGUARD WORLD FUNDS

Security

92204A108

Meeting Type

Special

Ticker Symbol

VCR

Meeting Date

15-Nov-2017

ISIN

US92204A1088

Agenda

934671199 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MORTIMER J. BUCKLEY

For

2

EMERSON U. FULLWOOD

For

3

AMY GUTMANN

For

4

JOANN HEFFERNAN HEISEN

For

5

F. JOSEPH LOUGHREY

For

6

MARK LOUGHRIDGE

For

7

SCOTT C. MALPASS

For

8

F. WILLIAM MCNABB III

For

9

DEANNA MULLIGAN

For

10

ANDRE F. PEROLD

For

11

SARAH BLOOM RASKIN

For

12

PETER F. VOLANAKIS

For

2.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH THIRD-PARTY INVESTMENT ADVISORS.

Management

For

3.

APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

4470335

4470335

4470335

NORTHERN TRUST COMPANY

2,265

0

31-Oct-2017

16-Nov-2017

VENTAS, INC.

Security

92276F100

Meeting Type

Annual

Ticker Symbol

VTR

Meeting Date

15-May-2018

ISIN

US92276F1003

Agenda

934766986 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: Melody C. Barnes

Management

For

1B.

Election of Director: Debra A. Cafaro

Management

For

1C.

Election of Director: Jay M. Gellert

Management

For

1D.

Election of Director: Richard I. Gilchrist

Management

For

1E.

Election of Director: Matthew J. Lustig

Management

For

1F.

Election of Director: Roxanne M. Martino

Management

For

1G.

Election of Director: Walter C. Rakowich

Management

For

1H.

Election of Director: Robert D. Reed

Management

For

1I.

Election of Director: James D. Shelton

Management

For

2.

Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2018.

Management

For

3.

Advisory vote to approve our executive compensation.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

09-May-2018

16-May-2018

VODAFONE GROUP PLC

Security

92857W308

Meeting Type

Annual

Ticker Symbol

VOD

Meeting Date

28-Jul-2017

ISIN

US92857W3088

Agenda

934649065 - Management

Item

Proposal

Proposed by

Vote

1.

TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2017

Management

For

2.

TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR

Management

For

3.

TO RE-ELECT VITTORIO COLAO AS A DIRECTOR

Management

For

4.

TO RE-ELECT NICK READ AS A DIRECTOR

Management

For

5.

TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR

Management

For

6.

TO RE-ELECT DR MATHIAS DOPFNER AS A DIRECTOR

Management

For

7.

TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR

Management

For

8.

TO RE-ELECT VALERIE GOODING AS A DIRECTOR

Management

For

9.

TO RE-ELECT RENEE JAMES AS A DIRECTOR

Management

For

10.

TO RE-ELECT SAMUEL JONAH AS A DIRECTOR

Management

For

11.

TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S ARTICLES

Management

For

12.

TO RE-ELECT DAVID NISH AS A DIRECTOR

Management

For

13.

TO DECLARE A FINAL DIVIDEND OF 10.03 EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2017

Management

For

14.

TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017

Management

For

15.

TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017

Management

For

16.

TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY

Management

For

17.

TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR

Management

For

18.

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES

Management

For

19.

TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)

Management

For

20.

TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT (SPECIAL RESOLUTION)

Management

For

21.

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION)

Management

For

22.

TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE

Management

For

23.

TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

12-Jul-2017

20-Jul-2017

VODAFONE GROUP PLC

Security

92857W308

Meeting Type

Annual

Ticker Symbol

VOD

Meeting Date

27-Jul-2018

ISIN

US92857W3088

Agenda

934844386 - Management

Item

Proposal

Proposed by

Vote

1.

To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2018

Management

For

2.

To elect Michel Demare as a Director

Management

For

3.

To elect Margherita Della Valle as a Director

Management

For

4.

To re-elect Gerard Kleisterlee as a Director

Management

For

5.

To re-elect Vittorio Colao as a Director

Management

For

6.

To re-elect Nick Read as a Director

Management

For

7.

To re-elect Sir Crispin Davis as a Director

Management

For

8.

To re-elect Dame Clara Furse as a Director

Management

For

9.

To re-elect Valerie Gooding as a Director

Management

For

10.

To re-elect Renee James as a Director

Management

For

11.

To re-elect Samuel Jonah as a Director

Management

For

12.

To re-elect Maria Amparo Moraleda Martinez as a Director

Management

For

13.

To re-elect David Nish as a Director

Management

For

14.

To declare a final dividend of 10.23 eurocents per ordinary share for the year ended 31 March 2018

Management

For

15.

To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2018

Management

For

16.

To reappoint PricewaterhouseCoopers LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company

Management

For

17.

To authorise the Audit and Risk Committee to determine the remuneration of the auditor

Management

For

18.

To authorise the Directors to allot shares

Management

For

19.

To authorise the Directors to dis-apply pre- emption rights (Special Resolution)

Management

For

20.

To authorise the Directors to dis-apply pre- emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution)

Management

For

21.

To authorise the Company to purchase its own shares (Special Resolution)

Management

For

22.

To authorise political donations and expenditure

Management

For

23.

To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution)

Management

For

24.

To approve the updated rules of the Vodafone Group 2008 Sharesave Plan

Management

For

25.

To adopt the new articles of association of the Company (Special Resolution)

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

08-Jun-2018

08-Jun-2018

W. P. CAREY INC.

Security

92936U109

Meeting Type

Annual

Ticker Symbol

WPC

Meeting Date

14-Jun-2018

ISIN

US92936U1097

Agenda

934781293 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: Mark A. Alexander

Management

For

1b.

Election of Director: Peter J. Farrell

Management

For

1c.

Election of Director: Robert J. Flanagan

Management

For

1d.

Election of Director: Jason E. Fox

Management

For

1e.

Election of Director: Benjamin H. Griswold, IV

Management

For

1f.

Election of Director: Axel K.A. Hansing

Management

For

1g.

Election of Director: Jean Hoysradt

Management

For

1h.

Election of Director: Margaret G. Lewis

Management

For

1i.

Election of Director: Christopher J. Niehaus

Management

For

1j.

Election of Director: Nick J.M. van Ommen

Management

For

2.

To Approve the Advisory Resolution on Executive Compensation.

Management

For

3.

Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

05-Jun-2018

15-Jun-2018

WASTE MANAGEMENT, INC.

Security

94106L109

Meeting Type

Annual

Ticker Symbol

WM

Meeting Date

14-May-2018

ISIN

US94106L1098

Agenda

934754993 - Management

Item

Proposal

Proposed by

Vote

1a.

Withdrawn from election

Management

No Action

1b.

Election of Director: Frank M. Clark, Jr.

Management

For

1c.

Election of Director: James C. Fish, Jr.

Management

For

1d.

Election of Director: Andres R. Gluski

Management

For

1e.

Election of Director: Patrick W. Gross

Management

For

1f.

Election of Director: Victoria M. Holt

Management

For

1g.

Election of Director: Kathleen M. Mazzarella

Management

For

1h.

Election of Director: John C. Pope

Management

For

1i.

Election of Director: Thomas H. Weidemeyer

Management

For

2.

Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2018.

Management

For

3.

Approval of our executive compensation.

Management

For

4.

Stockholder proposal regarding a policy restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

07-May-2018

15-May-2018

WEC ENERGY GROUP, INC.

Security

92939U106

Meeting Type

Annual

Ticker Symbol

WEC

Meeting Date

03-May-2018

ISIN

US92939U1060

Agenda

934741895 - Management

Item

Proposal

Proposed by

Vote

1A.

Election of Director: John F. Bergstrom

Management

For

1B.

Election of Director: Barbara L. Bowles

Management

For

1C.

Election of Director: William J. Brodsky

Management

For

1D.

Election of Director: Albert J. Budney, Jr.

Management

For

1E.

Election of Director: Patricia W. Chadwick

Management

For

1F.

Election of Director: Curt S. Culver

Management

For

1G.

Election of Director: Danny L. Cunningham

Management

For

1H.

Election of Director: William M. Farrow III

Management

For

1I.

Election of Director: Thomas J. Fischer

Management

For

1J.

Election of Director: Gale E. Klappa

Management

For

1K.

Election of Director: Henry W. Knueppel

Management

For

1L.

Election of Director: Allen L. Leverett

Management

For

1M.

Election of Director: Ulice Payne, Jr.

Management

For

1N.

Election of Director: Mary Ellen Stanek

Management

For

2.

Ratification of Deloitte & Touche LLP as Independent Auditors for 2018

Management

For

3.

Advisory Vote to Approve Compensation of the Named Executive Officers

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,256

0

01-May-2018

04-May-2018

WELLS FARGO & COMPANY

Security

949746101

Meeting Type

Annual

Ticker Symbol

WFC

Meeting Date

24-Apr-2018

ISIN

US9497461015

Agenda

934740350 - Management

Item

Proposal

Proposed by

Vote

1a.

Election of Director: John D. Baker II

Management

For

1b.

Election of Director: Celeste A. Clark

Management

For

1c.

Election of Director: Theodore F. Craver, Jr.

Management

For

1d.

Election of Director: Elizabeth A. Duke

Management

For

1e.

Election of Director: Donald M. James

Management

For

1f.

Election of Director: Maria R. Morris

Management

For

1g.

Election of Director: Karen B. Peetz

Management

For

1h.

Election of Director: Juan A. Pujadas

Management

For

1i.

Election of Director: James H. Quigley

Management

For

1j.

Election of Director: Ronald L. Sargent

Management

For

1k.

Election of Director: Timothy J. Sloan

Management

For

1l.

Election of Director: Suzanne M. Vautrinot

Management

For

2.

Advisory resolution to approve executive compensation.

Management

For

3.

Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018.

Management

For

4.

Shareholder Proposal - Special Shareowner Meetings.

Shareholder

Against

5.

Shareholder Proposal - Reform Executive Compensation Policy with Social Responsibility.

Shareholder

Against

6.

Shareholder Proposal - Report on Incentive Compensation and Risks of Material Losses.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

04-Apr-2018

25-Apr-2018

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BMC FUND, INC.

By: /s/ M. Hunt Broyhill

M. Hunt Broyhill, President

Date: July 20, 2018