BMC Fund N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.

800 Golfview Park

Lenoir, NC 28645

828-758-6100

Carol Frye

800 Golfview Park

P. O. Box 500

Lenoir, NC 28645

Date of fiscal year end: October 31

Date of reporting period: July 1, 2016 – June 30, 2017

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.

Investment Company Report

3M COMPANY

Security

88579Y101

Meeting Type

Annual

Ticker Symbol

MMM

Meeting Date

09-May-2017

ISIN

US88579Y1010

Agenda

934547968 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SONDRA L. BARBOUR

Management

For

1B.

ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN

Management

For

1C.

ELECTION OF DIRECTOR: VANCE D. COFFMAN

Management

For

1D.

ELECTION OF DIRECTOR: DAVID B. DILLON

Management

For

1E.

ELECTION OF DIRECTOR: MICHAEL L. ESKEW

Management

For

1F.

ELECTION OF DIRECTOR: HERBERT L. HENKEL

Management

For

1G.

ELECTION OF DIRECTOR: MUHTAR KENT

Management

For

1H.

ELECTION OF DIRECTOR: EDWARD M. LIDDY

Management

For

1I.

ELECTION OF DIRECTOR: GREGORY R. PAGE

Management

For

1J.

ELECTION OF DIRECTOR: INGE G. THULIN

Management

For

1K.

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

Management

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

5.

STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF HOLY LAND PRINCIPLES.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

05-Apr-2017

10-May-2017

ABBVIE INC.

Security

00287Y109

Meeting Type

Annual

Ticker Symbol

ABBV

Meeting Date

05-May-2017

ISIN

US00287Y1091

Agenda

934548821 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

ROBERT J. ALPERN

For

2

EDWARD M. LIDDY

For

3

MELODY B. MEYER

For

4

FREDERICK H. WADDELL

For

2.

RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

3.

SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION

Management

For

4.

APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS

Management

For

5.

STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING

Shareholder

Against

6.

STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

05-Apr-2017

08-May-2017

ALLY FINANCIAL INC

Security

02005N100

Meeting Type

Annual

Ticker Symbol

ALLY

Meeting Date

02-May-2017

ISIN

US02005N1000

Agenda

934546334 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRANKLIN W. HOBBS

Management

For

1B.

ELECTION OF DIRECTOR: KENNETH J. BACON

Management

For

1C.

ELECTION OF DIRECTOR: ROBERT T. BLAKELY

Management

For

1D.

ELECTION OF DIRECTOR: MAUREEN A. BREAKIRON-EVANS

Management

For

1E.

ELECTION OF DIRECTOR: WILLIAM H. CARY

Management

For

1F.

ELECTION OF DIRECTOR: MAYREE C. CLARK

Management

For

1G.

ELECTION OF DIRECTOR: KIM S. FENNEBRESQUE

Management

For

1H.

ELECTION OF DIRECTOR: MARJORIE MAGNER

Management

For

1I.

ELECTION OF DIRECTOR: JOHN J. STACK

Management

For

1J.

ELECTION OF DIRECTOR: MICHAEL F. STEIB

Management

For

1K.

ELECTION OF DIRECTOR: JEFFREY J. BROWN

Management

For

2.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

3.

APPROVAL OF THE ALLY FINANCIAL INC. INCENTIVE COMPENSATION PLAN, AMENDED AND RESTATED EFFECTIVE AS OF MAY 2, 2017.

Management

For

4.

APPROVAL OF THE ALLY FINANCIAL INC. NON-EMPLOYEE DIRECTORS EQUITY COMPENSATION PLAN, AMENDED AND RESTATED EFFECTIVE AS OF MAY 2, 2017.

Management

For

5.

APPROVAL OF THE ALLY FINANCIAL INC. EXECUTIVE PERFORMANCE PLAN, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2018.

Management

For

6.

RATIFICATION OF THE AUDIT COMMITTEE'S ENGAGEMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

27,000

0

05-Apr-2017

03-May-2017

AMERICAN STATES WATER COMPANY

Security

029899101

Meeting Type

Annual

Ticker Symbol

AWR

Meeting Date

23-May-2017

ISIN

US0298991011

Agenda

934579357 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MR. JOHN R. FIELDER

Withheld

2

MR. JAMES F. MCNULTY

Withheld

3

MS. JANICE F. WILKINS

Withheld

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

12-Apr-2017

24-May-2017

AMERISOURCEBERGEN CORPORATION

Security

03073E105

Meeting Type

Annual

Ticker Symbol

ABC

Meeting Date

02-Mar-2017

ISIN

US03073E1055

Agenda

934520520 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ORNELLA BARRA

Management

For

1B.

ELECTION OF DIRECTOR: STEVEN H. COLLIS

Management

For

1C.

ELECTION OF DIRECTOR: DOUGLAS R. CONANT

Management

For

1D.

ELECTION OF DIRECTOR: D. MARK DURCAN

Management

For

1E.

ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER

Management

For

1F.

ELECTION OF DIRECTOR: LON R. GREENBERG

Management

For

1G.

ELECTION OF DIRECTOR: JANE E. HENNEY, M.D.

Management

For

1H.

ELECTION OF DIRECTOR: KATHLEEN W. HYLE

Management

For

1I.

ELECTION OF DIRECTOR: MICHAEL J. LONG

Management

For

1J.

ELECTION OF DIRECTOR: HENRY W. MCGEE

Management

For

2.

RATIFICATION OF APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.

Management

For

3.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

1 Year

5.

APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION SO THAT DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

10-Feb-2017

03-Mar-2017

AMGEN INC.

Security

031162100

Meeting Type

Annual

Ticker Symbol

AMGN

Meeting Date

19-May-2017

ISIN

US0311621009

Agenda

934569039 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DR. DAVID BALTIMORE

Management

For

1B.

ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY

Management

For

1C.

ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL

Management

For

1D.

ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT

Management

For

1E.

ELECTION OF DIRECTOR: MR. GREG C. GARLAND

Management

For

1F.

ELECTION OF DIRECTOR: MR. FRED HASSAN

Management

For

1G.

ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON

Management

For

1H.

ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER

Management

For

1I.

ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR.

Management

For

1J.

ELECTION OF DIRECTOR: DR. TYLER JACKS

Management

For

1K.

ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN

Management

For

1L.

ELECTION OF DIRECTOR: DR. RONALD D. SUGAR

Management

For

1M.

ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS

Management

For

2.

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION.

Management

1 Year

5.

STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 649

0000000000NT7000649

0000000000NT7000649

NATIONAL FINANCIAL SERVICES LLC

1,000

0

12-Apr-2017

22-May-2017

ANHEUSER-BUSCH INBEV SA

Security

03524A108

Meeting Type

Special

Ticker Symbol

BUD

Meeting Date

28-Sep-2016

ISIN

US03524A1088

Agenda

934475460 - Management

Item

Proposal

Proposed by

Vote

A1.

APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE TRANSACTION, INCLUDING THE ACQUISITION BY AB INBEV OF THE SHARES OF NEWBELCO AT A PRICE OF 0.45 EACH UNDER THE BELGIAN OFFER, FOR A VALUE EXCEEDING ONE THIRD OF THE CONSOLIDATED ASSETS OF AB INBEV.

Management

For

B4.

APPROVE (I) THE MERGER TERMS, (II) THE BELGIAN MERGER, SUBJECT TO THE CONDITIONS SET OUT IN THE MERGER TERMS AND EFFECTIVE UPON PASSING OF THE FINAL NOTARIAL DEED, AND (III) THE DISSOLUTION WITHOUT LIQUIDATION OF AB INBEV UPON COMPLETION OF THE BELGIAN MERGER.

Management

For

B5.

APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, (I) THE DELISTING OF THE SECURITIES OF THE COMPANY FROM EURONEXT BRUSSELS, (II) THE DELISTING OF THE SECURITIES OF THE COMPANY FROM THE JOHANNESBURG STOCK EXCHANGE, AND (III) THE CANCELLATION OF THE REGISTRATION OF THE SECURITIES OF THE COMPANY WITH THE NATIONAL SECURITIES REGISTRY (RNV) MAINTAINED BY THE MEXICAN SECURITIES AND BANKING COMMISSION (COMISION NACIONAL BANCARIA ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

For

C6.

APPROVE THE DELEGATION OF POWERS TO: (I) ANY DIRECTOR OF THE COMPANY FROM TIME TO TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT LOORE, ANN RANDON, PATRICIA FRIZO, GERT BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS AND ROMANIE DENDOOVEN (EACH AN " AUTHORISED PERSON"), EACH ACTING TOGETHER WITH ANOTHER AUTHORISED PERSON, TO

Management

For

ACKNOWLEDGE BY NOTARIAL DEED THE COMPLETION OF THE BELGIAN MERGER AFTER COMPLETION OF THE CONDITIONS PRECEDENT SET OUT IN THE MERGER TERMS; ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

31-Aug-2016

19-Sep-2016

ANHEUSER-BUSCH INBEV SA

Security

03524A108

Meeting Type

Annual

Ticker Symbol

BUD

Meeting Date

26-Apr-2017

ISIN

US03524A1088

Agenda

934560283 - Management

Item

Proposal

Proposed by

Vote

1.

AUTHORISED CAPITAL: (B) PROPOSED RESOLUTION: GRANTING TO THE BOARD OF DIRECTORS, FOR A PERIOD OF FIVE YEARS AS FROM THE DATE OF PUBLICATION OF THIS AMENDMENT TO THE ARTICLES OF ASSOCIATION IN THE ANNEXES TO THE BELGIAN STATE JOURNAL (ANNEXES DU MONITEUR BELGE / BIJLAGEN BIJ HET BELGISCH STAATSBLAD), THE AUTHORISATION TO INCREASE THE CAPITAL IN ONE OR MORE TRANSACTIONS, BY THE ISSUANCE OF A NUMBER OF SHARES, OR FINANCIAL INSTRUMENTS GIVING RIGHT TO A NUMBER OF SHARES, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

For

3.

APPROVAL OF THE ACCOUNTS OF THE OLD AB INBEV

Management

For

4.

DISCHARGE TO THE DIRECTORS OF THE OLD AB INBEV

Management

For

5.

DISCHARGE TO THE STATUTORY AUDITOR OF THE OLD AB INBEV

Management

For

9.

APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS

Management

For

10.

DISCHARGE TO THE DIRECTORS

Management

For

11.

DISCHARGE TO THE STATUTORY AUDITOR

Management

For

12A

RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON, FOR A PERIOD OF ONE YEAR

Management

For

12B

RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD OF ONE YEAR

Management

For

12C

RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR

Management

For

13A

REMUNERATION POLICY AND REMUNERATION REPORT OF THE COMPANY

Management

For

13B

CONFIRMATION OF FIXED REMUNERATION OF THE DIRECTORS

Management

For

13C

STOCK OPTIONS FOR DIRECTORS

Management

For

C1.

FILINGS

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

04-Apr-2017

14-Apr-2017

ANNALY CAPITAL MANAGEMENT, INC.

Security

035710409

Meeting Type

Annual

Ticker Symbol

NLY

Meeting Date

25-May-2017

ISIN

US0357104092

Agenda

934584500 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRANCINE J. BOVICH

Management

Against

1B.

ELECTION OF DIRECTOR: JONATHAN D. GREEN

Management

Against

1C.

ELECTION OF DIRECTOR: JOHN H. SCHAEFER

Management

Against

2.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.

Management

1 Year

4.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

19-Apr-2017

26-May-2017

AON PLC

Security

G0408V102

Meeting Type

Annual

Ticker Symbol

AON

Meeting Date

23-Jun-2017

ISIN

GB00B5BT0K07

Agenda

934619973 - Management

Item

Proposal

Proposed by

Vote

1A.

RE-ELECTION OF DIRECTOR: LESTER B. KNIGHT

Management

For

1B.

RE-ELECTION OF DIRECTOR: GREGORY C. CASE

Management

For

1C.

RE-ELECTION OF DIRECTOR: JIN-YONG CAI

Management

For

1D.

RE-ELECTION OF DIRECTOR: FULVIO CONTI

Management

For

1E.

RE-ELECTION OF DIRECTOR: CHERYL A. FRANCIS

Management

For

1F.

RE-ELECTION OF DIRECTOR: J. MICHAEL LOSH

Management

For

1G.

RE-ELECTION OF DIRECTOR: ROBERT S. MORRISON

Management

For

1H.

RE-ELECTION OF DIRECTOR: RICHARD B. MYERS

Management

For

1I.

RE-ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT

Management

For

1J.

RE-ELECTION OF DIRECTOR: GLORIA SANTONA

Management

For

1K.

RE-ELECTION OF DIRECTOR: CAROLYN Y. WOO

Management

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

4.

APPROVAL OF OUR DIRECTORS' REMUNERATION POLICY.

Management

For

5.

ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT.

Management

For

6.

RECEIPT OF AON'S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS, FOR THE YEAR ENDED DECEMBER 31, 2016.

Management

For

7.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

8.

RE-APPOINTMENT OF ERNST & YOUNG LLP AS AON'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006.

Management

For

9.

AUTHORIZATION OF THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF AON'S U.K. STATUTORY AUDITOR.

Management

For

10.

APPROVAL OF FORMS OF SHARE REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES.

Management

For

11.

AUTHORIZE THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF AON TO ALLOT SHARES.

Management

For

12.

AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT RIGHTS OF PREEMPTION.

Management

For

13.

AUTHORIZE AON AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR EXPENDITURES.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

23-May-2017

26-Jun-2017

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

28-Feb-2017

ISIN

US0378331005

Agenda

934520556 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JAMES BELL

Management

For

1B.

ELECTION OF DIRECTOR: TIM COOK

Management

For

1C.

ELECTION OF DIRECTOR: AL GORE

Management

For

1D.

ELECTION OF DIRECTOR: BOB IGER

Management

For

1E.

ELECTION OF DIRECTOR: ANDREA JUNG

Management

For

1F.

ELECTION OF DIRECTOR: ART LEVINSON

Management

For

1G.

ELECTION OF DIRECTOR: RON SUGAR

Management

For

1H.

ELECTION OF DIRECTOR: SUE WAGNER

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION

Management

1 Year

5.

A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS"

Shareholder

Against

6.

A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS

Shareholder

Against

7.

A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS"

Shareholder

Against

8.

A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM"

Shareholder

Against

9.

A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK"

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

3,500

0

10-Feb-2017

01-Mar-2017

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

10-Feb-2017

01-Mar-2017

ASTRAZENECA PLC

Security

046353108

Meeting Type

Annual

Ticker Symbol

AZN

Meeting Date

27-Apr-2017

ISIN

US0463531089

Agenda

934562782 - Management

Item

Proposal

Proposed by

Vote

1.

TO RECEIVE THE COMPANY'S ACCOUNTS, THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2016

Management

For

2.

TO CONFIRM DIVIDENDS

Management

For

3.

TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR

Management

For

4.

TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR

Management

For

5A.

ELECTION OF DIRECTOR: LEIF JOHANSSON

Management

For

5B.

ELECTION OF DIRECTOR: PASCAL SORIOT

Management

For

5C.

ELECTION OF DIRECTOR: MARC DUNOYER

Management

For

5D.

ELECTION OF DIRECTOR: GENEVIEVE BERGER

Management

For

5E.

ELECTION OF DIRECTOR: PHILIP BROADLEY

Management

For

5F.

ELECTION OF DIRECTOR: BRUCE BURLINGTON

Management

For

5G.

ELECTION OF DIRECTOR: GRAHAM CHIPCHASE

Management

For

5H.

ELECTION OF DIRECTOR: RUDY MARKHAM

Management

For

5I.

ELECTION OF DIRECTOR: SHRITI VADERA

Management

For

5J.

ELECTION OF DIRECTOR: MARCUS WALLENBERG

Management

For

6.

TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016

Management

For

7.

TO APPROVE THE DIRECTORS' REMUNERATION POLICY

Management

For

8.

TO AUTHORISE LIMITED POLITICAL DONATIONS

Management

For

9.

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES

Management

For

10.

TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS

Management

For

11.

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES

Management

For

12.

TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

04-Apr-2017

21-Apr-2017

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

28-Apr-2017

ISIN

US00206R1023

Agenda

934539935 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: RANDALL L. STEPHENSON

Management

For

1B.

ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR.

Management

For

1C.

ELECTION OF DIRECTOR: RICHARD W. FISHER

Management

For

1D.

ELECTION OF DIRECTOR: SCOTT T. FORD

Management

For

1E.

ELECTION OF DIRECTOR: GLENN H. HUTCHINS

Management

For

1F.

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

Management

For

1G.

ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER

Management

For

1H.

ELECTION OF DIRECTOR: BETH E. MOONEY

Management

For

1I.

ELECTION OF DIRECTOR: JOYCE M. ROCHE

Management

For

1J.

ELECTION OF DIRECTOR: MATTHEW K. ROSE

Management

For

1K.

ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR

Management

For

1L.

ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON

Management

For

1M.

ELECTION OF DIRECTOR: GEOFFREY Y. YANG

Management

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION

Management

1 Year

5.

PREPARE POLITICAL SPENDING REPORT.

Shareholder

Against

6.

PREPARE LOBBYING REPORT.

Shareholder

Against

7.

MODIFY PROXY ACCESS REQUIREMENTS.

Shareholder

Against

8.

REDUCE VOTE REQUIRED FOR WRITTEN CONSENT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

05-Apr-2017

01-May-2017

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

26-Apr-2017

ISIN

US0605051046

Agenda

934543453 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SHARON L. ALLEN

Management

For

1B.

ELECTION OF DIRECTOR: SUSAN S. BIES

Management

For

1C.

ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.

Management

For

1D.

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

Management

For

1E.

ELECTION OF DIRECTOR: PIERRE J.P. DE WECK

Management

For

1F.

ELECTION OF DIRECTOR: ARNOLD W. DONALD

Management

For

1G.

ELECTION OF DIRECTOR: LINDA P. HUDSON

Management

For

1H.

ELECTION OF DIRECTOR: MONICA C. LOZANO

Management

For

1I.

ELECTION OF DIRECTOR: THOMAS J. MAY

Management

For

1J.

ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN

Management

For

1K.

ELECTION OF DIRECTOR: LIONEL L. NOWELL, III

Management

For

1L.

ELECTION OF DIRECTOR: MICHAEL D. WHITE

Management

For

1M.

ELECTION OF DIRECTOR: THOMAS D. WOODS

Management

For

1N.

ELECTION OF DIRECTOR: R. DAVID YOST

Management

For

2.

APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON- BINDING "SAY ON PAY" RESOLUTION)

Management

For

3.

A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON- BINDING "SAY ON FREQUENCY" RESOLUTION)

Management

1 Year

4.

RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

5.

STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT

Shareholder

Against

6.

STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS

Shareholder

Against

7.

STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

8.

STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

04-Apr-2017

27-Apr-2017

BB&T CORPORATION

Security

054937107

Meeting Type

Annual

Ticker Symbol

BBT

Meeting Date

25-Apr-2017

ISIN

US0549371070

Agenda

934534466 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JENNIFER S. BANNER

Management

For

1B.

ELECTION OF DIRECTOR: K. DAVID BOYER, JR.

Management

For

1C.

ELECTION OF DIRECTOR: ANNA R. CABLIK

Management

For

1D.

ELECTION OF DIRECTOR: JAMES A. FAULKNER

Management

For

1E.

ELECTION OF DIRECTOR: I. PATRICIA HENRY

Management

For

1F.

ELECTION OF DIRECTOR: ERIC C. KENDRICK

Management

For

1G.

ELECTION OF DIRECTOR: KELLY S. KING

Management

For

1H.

ELECTION OF DIRECTOR: LOUIS B. LYNN, PH.D.

Management

For

1I.

ELECTION OF DIRECTOR: CHARLES A. PATTON

Management

For

1J.

ELECTION OF DIRECTOR: NIDO R. QUBEIN

Management

For

1K.

ELECTION OF DIRECTOR: WILLIAM J. REUTER

Management

For

1L.

ELECTION OF DIRECTOR: TOLLIE W. RICH, JR.

Management

For

1M.

ELECTION OF DIRECTOR: CHRISTINE SEARS

Management

For

1N.

ELECTION OF DIRECTOR: THOMAS E. SKAINS

Management

For

1O.

ELECTION OF DIRECTOR: THOMAS N. THOMPSON

Management

For

1P.

ELECTION OF DIRECTOR: STEPHEN T. WILLIAMS

Management

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

3.

TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T'S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE.

Management

For

4.

TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF BB&T'S "SAY ON PAY" VOTE.

Management

1 Year

5.

TO APPROVE THE AMENDMENTS TO THE BB&T CORPORATION 2012 INCENTIVE PLAN, WHICH INCLUDE INCREASING THE NUMBER OF AUTHORIZED SHARES, AND RE- APPROVAL OF THE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M).

Management

For

6.

TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS IN BB&T CORPORATION'S ARTICLES AND BYLAWS, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

04-Apr-2017

26-Apr-2017

BCE INC.

Security

05534B760

Meeting Type

Annual

Ticker Symbol

BCE

Meeting Date

26-Apr-2017

ISIN

CA05534B7604

Agenda

934549998 - Management

Item

Proposal

Proposed by

Vote

01

DIRECTOR

Management

1

B.K. ALLEN

For

2

S. BROCHU

For

3

R.E. BROWN

For

4

G.A. COPE

For

5

D.F. DENISON

For

6

R.P. DEXTER

For

7

I. GREENBERG

For

8

K. LEE

For

9

M.F. LEROUX

For

10

G.M. NIXON

For

11

C. ROVINESCU

For

12

K. SHERIFF

For

13

R.C. SIMMONDS

For

14

P.R. WEISS

For

02

APPOINTMENT OF DELOITTE LLP AS AUDITORS.

Management

For

03

ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

04-Apr-2017

27-Apr-2017

BERKSHIRE HATHAWAY INC.

Security

084670702

Meeting Type

Annual

Ticker Symbol

BRKB

Meeting Date

06-May-2017

ISIN

US0846707026

Agenda

934542196 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

WARREN E. BUFFETT

For

2

CHARLES T. MUNGER

For

3

HOWARD G. BUFFETT

For

4

STEPHEN B. BURKE

For

5

SUSAN L. DECKER

For

6

WILLIAM H. GATES III

For

7

DAVID S. GOTTESMAN

For

8

CHARLOTTE GUYMAN

For

9

THOMAS S. MURPHY

For

10

RONALD L. OLSON

For

11

WALTER SCOTT, JR.

For

12

MERYL B. WITMER

For

2.

NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT.

Management

For

3.

NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

3 Years

4.

SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS.

Shareholder

Against

5.

SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS.

Shareholder

Against

6.

SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

10-Apr-2017

08-May-2017

BHP BILLITON LIMITED

Security

088606108

Meeting Type

Annual

Ticker Symbol

BHP

Meeting Date

17-Nov-2016

ISIN

US0886061086

Agenda

934485978 - Management

Item

Proposal

Proposed by

Vote

1.

TO RECEIVE THE 2016 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON

Management

For

2.

TO REAPPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC

Management

For

3.

TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC

Management

For

4.

TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC

Management

For

5.

TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH

Management

For

6.

TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC

Management

For

7.

TO APPROVE THE 2016 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY

Management

For

8.

TO APPROVE THE 2016 REMUNERATION REPORT

Management

For

9.

TO APPROVE THE GRANT TO THE EXECUTIVE DIRECTOR

Management

For

10.

TO ELECT KEN MACKENZIE AS A DIRECTOR OF BHP BILLITON

Management

For

11.

TO RE-ELECT MALCOLM BRINDED AS A DIRECTOR OF BHP BILLITON

Management

For

12.

TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON

Management

For

13.

TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON

Management

For

14.

TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP BILLITON

Management

For

15.

TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON

Management

For

16.

TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON

Management

For

17.

TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON

Management

For

18.

TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON

Management

For

19.

TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON

Management

For

20.

TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

04-Oct-2016

11-Nov-2016

BLACKROCK FLTING RT INCOME STRA FD INC

Security

09255X100

Meeting Type

Annual

Ticker Symbol

FRA

Meeting Date

26-Jul-2016

ISIN

US09255X1000

Agenda

934449403 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL J. CASTELLANO

For

2

RICHARD E. CAVANAGH

For

3

CYNTHIA L. EGAN

For

4

FRANK J. FABOZZI

For

5

JERROLD B. HARRIS

For

6

R. GLENN HUBBARD

For

7

W. CARL KESTER

For

��

8

CATHERINE A. LYNCH

For

9

BARBARA G. NOVICK

For

10

JOHN M. PERLOWSKI

For

11

KAREN P. ROBARDS

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

13-Jun-2016

27-Jul-2016

BLACKROCK FLTING RT INCOME STRA FD INC

Security

09255X100

Meeting Type

Annual

Ticker Symbol

FRA

Meeting Date

25-Jul-2017

ISIN

US09255X1000

Agenda

934647655 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL J. CASTELLANO

Withheld

2

CYNTHIA L. EGAN

Withheld

3

CATHERINE A. LYNCH

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

12-Jul-2017

12-Jul-2017

BLACKSTONE MORTGAGE TRUST, INC

Security

09257W100

Meeting Type

Annual

Ticker Symbol

BXMT

Meeting Date

21-Jun-2017

ISIN

US09257W1009

Agenda

934603881 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL B. NASH

For

2

STEPHEN D. PLAVIN

For

3

LEONARD W. COTTON

For

4

THOMAS E. DOBROWSKI

For

5

MARTIN L. EDELMAN

For

6

HENRY N. NASSAU

For

7

JONATHAN L. POLLACK

For

8

LYNNE B. SAGALYN

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO APPROVE IN A NON- BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

10-May-2017

22-Jun-2017

BUCKEYE PARTNERS, L.P.

Security

118230101

Meeting Type

Annual

Ticker Symbol

BPL

Meeting Date

06-Jun-2017

ISIN

US1182301010

Agenda

934603653 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

BARBARA J. DUGANIER

Withheld

2

JOSEPH A. LASALA, JR.

Withheld

3

LARRY C. PAYNE

Withheld

4

MARTIN A. WHITE

Withheld

2.

THE APPROVAL OF THE AMENDMENTS TO THE BUCKEYE PARTNERS, L.P. 2013 LONG-TERM INCENTIVE PLAN, AS DESCRIBED IN OUR PROXY STATEMENT.

Management

For

3.

THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017.

Management

For

4.

THE APPROVAL, IN AN ADVISORY VOTE, OF THE COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K.

Management

For

5.

THE VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

27-Apr-2017

07-Jun-2017

CAPITAL ONE FINANCIAL CORPORATION

Security

14040H105

Meeting Type

Annual

Ticker Symbol

COF

Meeting Date

04-May-2017

ISIN

US14040H1059

Agenda

934550042 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: RICHARD D. FAIRBANK

Management

For

1B.

ELECTION OF DIRECTOR: ANN FRITZ HACKETT

Management

For

1C.

ELECTION OF DIRECTOR: LEWIS HAY, III

Management

For

1D.

ELECTION OF DIRECTOR: BENJAMIN P. JENKINS,III

Management

For

1E.

ELECTION OF DIRECTOR: PETER THOMAS KILLALEA

Management

For

1F.

ELECTION OF DIRECTOR: PIERRE E. LEROY

Management

For

1G.

ELECTION OF DIRECTOR: PETER E. RASKIND.

Management

For

1H.

ELECTION OF DIRECTOR: MAYO A. SHATTUCK III

Management

For

1I.

ELECTION OF DIRECTOR: BRADFORD H. WARNER

Management

For

1J.

ELECTION OF DIRECTOR: CATHERINE G. WEST

Management

For

2.

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2017.

Management

For

3.

ADVISORY APPROVAL OF CAPITAL ONE'S 2016 NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION.

Management

1 Year

5.

APPROVAL AND ADOPTION OF CAPITAL ONE'S AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.

Management

For

6.

STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT, IF PRESENTED AT THE MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

05-Apr-2017

05-May-2017

CAPITALA FINANCE CORP

Security

14054R106

Meeting Type

Annual

Ticker Symbol

CPTA

Meeting Date

04-May-2017

ISIN

US14054R1068

Agenda

934545433 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

R. CHARLES MOYER

Withheld

Comments: The Fund believes it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CAPITALA FINANCE CORP. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

TO APPROVE A PROPOSAL TO AUTHORIZE CAPITALA FINANCE CORP. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW CAPITALA FINANCE CORP.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

78,455

0

05-Apr-2017

05-May-2017

CDK GLOBAL, INC.

Security

12508E101

Meeting Type

Annual

Ticker Symbol

CDK

Meeting Date

15-Nov-2016

ISIN

US12508E1010

Agenda

934486893 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

1B.

ELECTION OF DIRECTOR: WILLIE A. DEESE

Management

For

1C.

ELECTION OF DIRECTOR: AMY J. HILLMAN

Management

For

1D.

ELECTION OF DIRECTOR: BRIAN P. MACDONALD

Management

For

1E.

ELECTION OF DIRECTOR: EILEEN J. MARTINSON

Management

For

1F.

ELECTION OF DIRECTOR: STEPHEN A. MILES

Management

For

1G.

ELECTION OF DIRECTOR: ROBERT E. RADWAY

Management

For

1H.

ELECTION OF DIRECTOR: STEPHEN F. SCHUCKENBROCK

Management

For

1I.

ELECTION OF DIRECTOR: FRANK S. SOWINSKI

Management

For

1J.

ELECTION OF DIRECTOR: ROBERT M. TARKOFF

Management

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE 30, 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

04-Nov-2016

16-Nov-2016

CHEVRON CORPORATION

Security

166764100

Meeting Type

Annual

Ticker Symbol

CVX

Meeting Date

31-May-2017

ISIN

US1667641005

Agenda

934581732 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: W. M. AUSTIN

Management

For

1B.

ELECTION OF DIRECTOR: L. F. DEILY

Management

For

1C.

ELECTION OF DIRECTOR: R. E. DENHAM

Management

For

1D.

ELECTION OF DIRECTOR: A. P. GAST

Management

For

1E.

ELECTION OF DIRECTOR: E. HERNANDEZ, JR.

Management

For

1F.

ELECTION OF DIRECTOR: J. M. HUNTSMAN JR.

Management

For

1G.

ELECTION OF DIRECTOR: C. W. MOORMAN IV

Management

For

1H.

ELECTION OF DIRECTOR: D. F. MOYO

Management

For

1I.

ELECTION OF DIRECTOR: R. D. SUGAR

Management

For

1J.

ELECTION OF DIRECTOR: I. G. THULIN

Management

For

1K.

ELECTION OF DIRECTOR: J. S. WATSON

Management

For

1L.

ELECTION OF DIRECTOR: M. K. WIRTH

Management

For

2.

RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION

Management

1 Year

5.

REPORT ON LOBBYING

Shareholder

Against

6.

REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS WITH CONFLICT COMPLICIT GOVERNMENTS

Shareholder

Against

7.

REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT

Shareholder

Against

8.

REPORT ON TRANSITION TO A LOW CARBON ECONOMY

Shareholder

Against

9.

ADOPT POLICY ON INDEPENDENT CHAIRMAN

Shareholder

Against

10.

RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

Against

11.

SET SPECIAL MEETINGS THRESHOLD AT 10%

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,800

0

19-Apr-2017

01-Jun-2017

CISCO SYSTEMS

Security

17275R102

Meeting Type

Annual

Ticker Symbol

CSCO

Meeting Date

12-Dec-2016

ISIN

US17275R1023

Agenda

934494357 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: CAROL A. BARTZ

Management

1B.

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

1C.

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

Management

1D.

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

Management

1E.

ELECTION OF DIRECTOR: AMY L. CHANG

Management

1F.

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

Management

1G.

ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON

Management

1H.

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

Management

1I.

ELECTION OF DIRECTOR: CHARLES H. ROBBINS

Management

1J.

ELECTION OF DIRECTOR: ARUN SARIN

Management

1K.

ELECTION OF DIRECTOR: STEVEN M. WEST

Management

2.

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

Management

3.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.

Management

4.

APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES.

Shareholder

5.

APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL- PALESTINE FOR EACH OF THE PAST THREE YEARS.

Shareholder

6.

APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S SETTLEMENTS.

Shareholder

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,700

0

CME GROUP INC.

Security

12572Q105

Meeting Type

Annual

Ticker Symbol

CME

Meeting Date

24-May-2017

ISIN

US12572Q1058

Agenda

934588661 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY

Management

For

1B.

ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER

Management

For

1C.

ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY

Management

For

1D.

ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN

Management

For

1E.

ELECTION OF EQUITY DIRECTOR: ANA DUTRA

Management

For

1F.

ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN

Management

For

1G.

ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES

Management

For

1H.

ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN

Management

For

1I.

ELECTION OF EQUITY DIRECTOR: LEO MELAMED

Management

For

1J.

ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK

Management

For

1K.

ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER

Management

For

1L.

ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE

Management

For

1M.

ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD

Management

For

1N.

ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

3.

ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

1 Year

5.

APPROVAL OF THE AMENDED AND RESTATED CME GROUP INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE OFFICERS.

Management

For

6.

APPROVAL OF THE AMENDED AND RESTATED CME GROUP INC. OMNIBUS STOCK PLAN.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

300

0

19-Apr-2017

25-May-2017

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security

192446102

Meeting Type

Annual

Ticker Symbol

CTSH

Meeting Date

06-Jun-2017

ISIN

US1924461023

Agenda

934600265 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ZEIN ABDALLA

Management

For

1B.

ELECTION OF DIRECTOR: BETSY S. ATKINS

Management

For

1C.

ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS

Management

For

1D.

ELECTION OF DIRECTOR: JONATHAN CHADWICK

Management

For

1E.

ELECTION OF DIRECTOR: JOHN M. DINEEN

Management

For

1F.

ELECTION OF DIRECTOR: FRANCISCO D'SOUZA

Management

For

1G.

ELECTION OF DIRECTOR: JOHN N. FOX, JR.

Management

For

1H.

ELECTION OF DIRECTOR: JOHN E. KLEIN

Management

For

1I.

ELECTION OF DIRECTOR: LEO S. MACKAY, JR.

Management

For

1J.

ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX

Management

For

1K.

ELECTION OF DIRECTOR: ROBERT E. WEISSMAN

Management

For

2.

APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

3.

APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

APPROVAL OF THE COMPANY'S 2017 INCENTIVE AWARD PLAN.

Management

For

5.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

6.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO ELIMINATE THE SUPERMAJORITY VOTING PROVISIONS OF THE COMPANY'S CERTIFICATE OF INCORPORATION AND BY-LAWS.

Management

For

7.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

21-Apr-2017

07-Jun-2017

CONSTELLATION BRANDS, INC.

Security

21036P108

Meeting Type

Annual

Ticker Symbol

STZ

Meeting Date

20-Jul-2016

ISIN

US21036P1084

Agenda

934443398 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JERRY FOWDEN

For

2

BARRY A. FROMBERG

For

3

ROBERT L. HANSON

For

4

ERNESTO M. HERNANDEZ

For

5

JAMES A. LOCKE III

For

6

DANIEL J. MCCARTHY

For

7

RICHARD SANDS

For

8

ROBERT SANDS

For

9

JUDY A. SCHMELING

For

10

KEITH E. WANDELL

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2017

Management

For

3.

TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

13-Jun-2016

21-Jul-2016

CONSTELLATION BRANDS, INC.

Security

21036P108

Meeting Type

Annual

Ticker Symbol

STZ

Meeting Date

18-Jul-2017

ISIN

US21036P1084

Agenda

934641867 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JERRY FOWDEN

For

2

BARRY A. FROMBERG

For

3

ROBERT L. HANSON

For

4

ERNESTO M. HERNANDEZ

For

5

JAMES A. LOCKE III

For

6

DANIEL J. MCCARTHY

For

7

RICHARD SANDS

For

8

ROBERT SANDS

For

9

JUDY A. SCHMELING

For

10

KEITH E. WANDELL

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2018

Management

For

3.

TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT

Management

For

4.

TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION

Management

1 Year

5.

TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S LONG-TERM STOCK INCENTIVE PLAN

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

12-Jul-2017

19-Jul-2017

CORNING INCORPORATED

Security

219350105

Meeting Type

Annual

Ticker Symbol

GLW

Meeting Date

27-Apr-2017

ISIN

US2193501051

Agenda

934539733 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DONALD W. BLAIR

Management

For

1B.

ELECTION OF DIRECTOR:  STEPHANIE A. BURNS

Management

For

1C.

ELECTION OF DIRECTOR: JOHN A. CANNING, JR.

Management

For

1D.

ELECTION OF DIRECTOR: RICHARD T. CLARK

Management

For

1E.

ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR.

Management

For

1F.

ELECTION OF DIRECTOR: DEBORAH A. HENRETTA

Management

For

1G.

ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER

Management

For

1H.

ELECTION OF DIRECTOR: KURT M. LANDGRAF

Management

For

1I.

ELECTION OF DIRECTOR: KEVIN J. MARTIN

Management

For

1J.

ELECTION OF DIRECTOR: DEBORAH D. RIEMAN

Management

For

1K.

ELECTION OF DIRECTOR: HANSEL E. TOOKES II

Management

For

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

1M.

ELECTION OF DIRECTOR: MARK S. WRIGHTON

Management

For

2.

ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY WITH WHICH WE HOLD ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.

Management

1 Year

4.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

5.

RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2012 LONG-TERM INCENTIVE PLAN, AS REQUIRED BY SECTION 162(M) OF THE U.S. INTERNAL REVENUE CODE.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,500

0

04-Apr-2017

28-Apr-2017

CPFL ENERGIA S.A.

Security

126153105

Meeting Type

Special

Ticker Symbol

CPL

Meeting Date

09-Aug-2016

ISIN

US1261531057

Agenda

934463213 - Management

Item

Proposal

Proposed by

Vote

A.

PRIOR APPROVAL FOR THE ACQUISITION OF 100% (ONE HUNDRED PERCENT) OF THE CAPITAL STOCK OF AES SUL DISTRIBUIDORA GAUCHA DE ENERGIA S.A. ("AES SUL"), BY THE COMPANY OR BY A COMPANY WHOLLY-OWNED DIRECTLY OR INDIRECTLY BY THE COMPANY, PURSUANT TO ARTICLE 256, PARAGRAPH I OF THE BRAZILIAN CORPORATIONS LAW.

Management

For

B.

ACCEPTANCE OF RESIGNATION OF FISCAL COUNCIL MEMBER AND ELECTION OF NEW MEMBER.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,759

0

27-Jul-2016

08-Aug-2016

DAVITA,INC.

Security

23918K108

Meeting Type

Annual

Ticker Symbol

DVA

Meeting Date

16-Jun-2017

ISIN

US23918K1088

Agenda

934615925 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: PAMELA M. ARWAY

Management

For

1B.

ELECTION OF DIRECTOR: CHARLES G. BERG

Management

For

1C.

ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON

Management

For

1D.

ELECTION OF DIRECTOR: BARBARA J. DESOER

Management

For

1E.

ELECTION OF DIRECTOR: PASCAL DESROCHES

Management

For

1F.

ELECTION OF DIRECTOR: PAUL J. DIAZ

Management

For

1G.

ELECTION OF DIRECTOR: PETER T. GRAUER

Management

For

1H.

ELECTION OF DIRECTOR: JOHN M. NEHRA

Management

For

1I.

ELECTION OF DIRECTOR: WILLIAM L. ROPER

Management

For

1J.

ELECTION OF DIRECTOR: KENT J. THIRY

Management

For

1K.

ELECTION OF DIRECTOR: PHYLLIS R. YALE

Management

For

2.

TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.

Management

For

3.

TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

23-May-2017

19-Jun-2017

DELL TECHNOLOGIES INC.

Security

24703L103

Meeting Type

Annual

Ticker Symbol

DVMT

Meeting Date

26-Jun-2017

ISIN

US24703L1035

Agenda

934624152 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

DAVID W. DORMAN

For

2

WILLIAM D. GREEN

For

3

ELLEN J. KULLMAN

For

2.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DELL TECHNOLOGIES INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 2, 2018.

Management

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF DELL TECHNOLOGIES' NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

Management

For

4.

ADVISORY VOTE ON WHETHER DELL TECHNOLOGIES SHOULD HOLD AN ADVISORY VOTE BY STOCKHOLDERS TO APPROVE THE COMPENSATION OF DELL TECHNOLOGIES' NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS.

Management

1 Year

5.

ADOPTION OF AMENDMENT TO DELL TECHNOLOGIES' CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AS DESCRIBED IN THE PROXY STATEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

557

0

23-Jun-2017

27-Jun-2017

DIGITAL REALTY TRUST, INC.

Security

253868103

Meeting Type

Annual

Ticker Symbol

DLR

Meeting Date

08-May-2017

ISIN

US2538681030

Agenda

934559379 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DENNIS E. SINGLETON

Management

For

1B.

ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN

Management

For

1C.

ELECTION OF DIRECTOR: KATHLEEN EARLEY

Management

For

1D.

ELECTION OF DIRECTOR: KEVIN J. KENNEDY

Management

For

1E.

ELECTION OF DIRECTOR: WILLIAM G. LAPERCH

Management

For

1F.

ELECTION OF DIRECTOR: AFSHIN MOHEBBI

Management

For

1G.

ELECTION OF DIRECTOR: MARK R. PATTERSON

Management

For

1H.

ELECTION OF DIRECTOR: A. WILLIAM STEIN

Management

For

1I.

ELECTION OF DIRECTOR: ROBERT H. ZERBST

Management

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

4.

RECOMMENDATION, ON A NON- BINDING, ADVISORY BASIS, REGARDING THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

05-Apr-2017

09-May-2017

DOMINION RESOURCES, INC.

Security

25746U109

Meeting Type

Annual

Ticker Symbol

D

Meeting Date

10-May-2017

ISIN

US25746U1097

Agenda

934559038 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WILLIAM P. BARR

Management

For

1B.

ELECTION OF DIRECTOR: HELEN E. DRAGAS

Management

For

1C.

ELECTION OF DIRECTOR: JAMES O. ELLIS, JR.

Management

For

1D.

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

Management

For

1E.

ELECTION OF DIRECTOR: JOHN W. HARRIS

Management

For

1F.

ELECTION OF DIRECTOR: RONALD W. JIBSON

Management

For

1G.

ELECTION OF DIRECTOR: MARK J. KINGTON

Management

For

1H.

ELECTION OF DIRECTOR: JOSEPH M. RIGBY

Management

For

1I.

ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D.

Management

For

1J.

ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR.

Management

For

1K.

ELECTION OF DIRECTOR: SUSAN N. STORY

Management

For

1L.

ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK

Management

For

2.

RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2017

Management

For

3.

ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY)

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE

Management

1 Year

5.

APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO CHANGE THE COMPANY'S NAME TO DOMINION ENERGY, INC.

Management

For

6.

SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING

Shareholder

Against

7.

SHAREHOLDER PROPOSAL REGARDING THE NOMINATION OF A DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

Against

8.

SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT OF THE IMPACT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH LIMITING GLOBAL WARMING

Shareholder

Against

9.

SHAREHOLDER PROPOSAL REGARDING A REPORT ON METHANE EMISSIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,500

0

20-Apr-2017

11-May-2017

DUKE ENERGY CORPORATION

Security

26441C204

Meeting Type

Annual

Ticker Symbol

DUK

Meeting Date

04-May-2017

ISIN

US26441C2044

Agenda

934544102 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

MICHAEL J. ANGELAKIS

For

2

MICHAEL G. BROWNING

For

3

THEODORE F. CRAVER, JR.

For

4

DANIEL R. DIMICCO

For

5

JOHN H. FORSGREN

For

6

LYNN J. GOOD

For

7

JOHN T. HERRON

For

8

JAMES B. HYLER, JR.

For

9

WILLIAM E. KENNARD

For

10

E. MARIE MCKEE

For

11

CHARLES W. MOORMAN IV

For

12

CARLOS A. SALADRIGAS

For

13

THOMAS E. SKAINS

For

14

WILLIAM E. WEBSTER, JR.

For

2.

RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

3.

ADVISORY VOTE TO APPROVE DUKE ENERGY CORPORATION'S NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION

Management

1 Year

5.

AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DUKE ENERGY CORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS

Management

For

6.

SHAREHOLDER PROPOSAL REGARDING PROVIDING AN ANNUAL REPORT ON DUKE ENERGY'S LOBBYING EXPENSES

Shareholder

Against

7.

SHAREHOLDER PROPOSAL REGARDING PREPARING AN ASSESSMENT OF THE IMPACTS ON DUKE ENERGY'S PORTFOLIO OF CLIMATE CHANGE CONSISTENT WITH A TWO DEGREE SCENARIO

Shareholder

Against

8.

SHAREHOLDER PROPOSAL REGARDING PROVIDING A REPORT ON THE PUBLIC HEALTH RISKS OF DUKE ENERGY'S COAL USE

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 649

0000000000NT7000649

0000000000NT7000649

NATIONAL FINANCIAL SERVICES LLC

8,000

0

05-Apr-2017

05-May-2017

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

9,187

0

05-Apr-2017

05-May-2017

EASTERLY GOVERNMENT PROPERTIES, INC.

Security

27616P103

Meeting Type

Annual

Ticker Symbol

DEA

Meeting Date

09-May-2017

ISIN

US27616P1030

Agenda

934584740 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

WILLIAM C. TRIMBLE, III

For

2

DARRELL W. CRATE

For

3

MICHAEL P. IBE

For

4

WILLIAM H. BINNIE

For

5

CYNTHIA A. FISHER

For

6

EMIL W. HENRY, JR.

For

7

JAMES E. MEAD

For

2.

RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

APPROVAL OF AN AMENDMENT TO THE 2015 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,000

0

12-Apr-2017

10-May-2017

EBAY INC.

Security

278642103

Meeting Type

Annual

Ticker Symbol

EBAY

Meeting Date

18-May-2017

ISIN

US2786421030

Agenda

934572074 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRED D. ANDERSON JR.

Management

For

1B.

ELECTION OF DIRECTOR: EDWARD W. BARNHOLT

Management

For

1C.

ELECTION OF DIRECTOR: ANTHONY J. BATES

Management

For

1D.

ELECTION OF DIRECTOR: LOGAN D. GREEN

Management

For

1E.

ELECTION OF DIRECTOR: BONNIE S. HAMMER

Management

For

1F.

ELECTION OF DIRECTOR: KATHLEEN C. MITIC

Management

For

1G.

ELECTION OF DIRECTOR: PIERRE M. OMIDYAR

Management

For

1H.

ELECTION OF DIRECTOR: PAUL S. PRESSLER

Management

For

1I.

ELECTION OF DIRECTOR: ROBERT H. SWAN

Management

For

1J.

ELECTION OF DIRECTOR: THOMAS J. TIERNEY

Management

For

1K.

ELECTION OF DIRECTOR: PERRY M. TRAQUINA

Management

For

1L.

ELECTION OF DIRECTOR: DEVIN N. WENIG

Management

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

3.

ADVISORY VOTE TO APPROVE THE FREQUENCY WITH WHICH THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD.

Management

1 Year

4.

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.

Management

For

5.

CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

10-Apr-2017

19-May-2017

ECOLAB INC.

Security

278865100

Meeting Type

Annual

Ticker Symbol

ECL

Meeting Date

04-May-2017

ISIN

US2788651006

Agenda

934545635 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.

Management

For

1B.

ELECTION OF DIRECTOR: BARBARA J. BECK

Management

For

1C.

ELECTION OF DIRECTOR: LESLIE S. BILLER

Management

For

1D.

ELECTION OF DIRECTOR: CARL M. CASALE

Management

For

1E.

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

Management

For

1F.

ELECTION OF DIRECTOR: JEFFREY M. ETTINGER

Management

For

1G.

ELECTION OF DIRECTOR: ARTHUR J. HIGGINS

Management

For

1H.

ELECTION OF DIRECTOR: MICHAEL LARSON

Management

For

1I.

ELECTION OF DIRECTOR: DAVID W. MACLENNAN

Management

For

1J.

ELECTION OF DIRECTOR: TRACY B. MCKIBBEN

Management

For

1K.

ELECTION OF DIRECTOR: VICTORIA J. REICH

Management

For

1L.

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

Management

For

1M.

ELECTION OF DIRECTOR: JOHN J. ZILLMER

Management

For

2.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

05-Apr-2017

05-May-2017

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

01-May-2017

ISIN

US5324571083

Agenda

934535494 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: M. L. ESKEW

Management

Against

1B.

ELECTION OF DIRECTOR: W. G. KAELIN, JR.

Management

Against

1C.

ELECTION OF DIRECTOR: J. C. LECHLEITER

Management

Against

1D.

ELECTION OF DIRECTOR: D. A. RICKS

Management

Against

1E.

ELECTION OF DIRECTOR: M. S. RUNGE

Management

Against

2.

ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

3.

ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2017.

Management

For

5.

APPROVE AMENDMENT TO THE LILLY DIRECTORS' DEFERRAL PLAN.

Management

For

6.

CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING DIRECT AND INDIRECT POLITICAL CONTRIBUTIONS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

05-Apr-2017

02-May-2017

EMC CORPORATION

Security

268648102

Meeting Type

Special

Ticker Symbol

EMC

Meeting Date

19-Jul-2016

ISIN

US2686481027

Agenda

934449768 - Management

Item

Proposal

Proposed by

Vote

1.

PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 12, 2015, AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 16, 2016, AS SO AMENDED AND AS IT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO COLLECTIVELY AS THE MERGER AGREEMENT, AMONG DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)

Management

For

2.

PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY EMC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.

Management

For

3.

PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

13-Jun-2016

20-Jul-2016

ENTERGY CORPORATION

Security

29364G103

Meeting Type

Annual

Ticker Symbol

ETR

Meeting Date

05-May-2017

ISIN

US29364G1031

Agenda

934547475 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: M. S. BATEMAN

Management

For

1B.

ELECTION OF DIRECTOR: P. J. CONDON

Management

For

1C.

ELECTION OF DIRECTOR: L. P. DENAULT

Management

For

1D.

ELECTION OF DIRECTOR: K. H. DONALD

Management

For

1E.

ELECTION OF DIRECTOR: P. L. FREDERICKSON

Management

For

1F.

ELECTION OF DIRECTOR: A. M. HERMAN

Management

For

1G.

ELECTION OF DIRECTOR: D. C. HINTZ

Management

For

1H.

ELECTION OF DIRECTOR: S. L. LEVENICK

Management

For

1I.

ELECTION OF DIRECTOR: B. L. LINCOLN

Management

For

1J.

ELECTION OF DIRECTOR: K. A. PUCKETT

Management

For

1K.

ELECTION OF DIRECTOR: W. J. TAUZIN

Management

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

3.

RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION.

Management

1 Year

4.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017.

Management

For

5.

SHAREHOLDER PROPOSAL REGARDING REPORT ON DISTRIBUTED RENEWABLE GENERATION RESOURCES.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

05-Apr-2017

08-May-2017

EXXON MOBIL CORPORATION

Security

30231G102

Meeting Type

Annual

Ticker Symbol

XOM

Meeting Date

31-May-2017

ISIN

US30231G1022

Agenda

934588673 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

SUSAN K. AVERY

For

2

MICHAEL J. BOSKIN

For

3

ANGELA F. BRALY

For

4

URSULA M. BURNS

For

5

HENRIETTA H. FORE

For

6

KENNETH C. FRAZIER

For

7

DOUGLAS R. OBERHELMAN

For

8

SAMUEL J. PALMISANO

For

9

STEVEN S REINEMUND

For

10

WILLIAM C. WELDON

For

11

DARREN W. WOODS

For

2.

RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24)

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 25)

Management

For

4.

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 25)

Management

1 Year

5.

INDEPENDENT CHAIRMAN (PAGE 53)

Shareholder

Against

6.

MAJORITY VOTE FOR DIRECTORS (PAGE 54)

Shareholder

Against

7.

SPECIAL SHAREHOLDER MEETINGS (PAGE 55)

Shareholder

Against

8.

RESTRICT PRECATORY PROPOSALS (PAGE 56)

Shareholder

Against

9.

REPORT ON COMPENSATION FOR WOMEN (PAGE 57)

Shareholder

Against

10.

REPORT ON LOBBYING (PAGE 59)

Shareholder

Against

11.

INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT (PAGE 60)

Shareholder

Against

12.

REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 62)

Shareholder

Against

13.

REPORT ON METHANE EMISSIONS (PAGE 64)

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,404

0

19-Apr-2017

01-Jun-2017

GENERAL MILLS, INC.

Security

370334104

Meeting Type

Annual

Ticker Symbol

GIS

Meeting Date

27-Sep-2016

ISIN

US3703341046

Agenda

934468186 - Management

Item

Proposal

Proposed by

Vote

1A)

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

Management

For

1B)

ELECTION OF DIRECTOR: R. KERRY CLARK

Management

For

1C)

ELECTION OF DIRECTOR: DAVID M. CORDANI

Management

For

1D)

ELECTION OF DIRECTOR: ROGER W. FERGUSON JR.

Management

For

1E)

ELECTION OF DIRECTOR: HENRIETTA H. FORE

Management

For

1F)

ELECTION OF DIRECTOR: MARIA G. HENRY

Management

For

1G)

ELECTION OF DIRECTOR: HEIDI G. MILLER

Management

For

1H)

ELECTION OF DIRECTOR: STEVE ODLAND

Management

For

1I)

ELECTION OF DIRECTOR: KENDALL J. POWELL

Management

For

1J)

ELECTION OF DIRECTOR: ROBERT L. RYAN

Management

For

1K)

ELECTION OF DIRECTOR: ERIC D. SPRUNK

Management

For

1L)

ELECTION OF DIRECTOR: DOROTHY A. TERRELL

Management

For

1M)

ELECTION OF DIRECTOR: JORGE A. URIBE

Management

For

2.

ADOPT THE 2016 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS.

Management

For

3.

CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

4.

RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

23-Aug-2016

28-Sep-2016

GILEAD SCIENCES, INC.

Security

375558103

Meeting Type

Annual

Ticker Symbol

GILD

Meeting Date

10-May-2017

ISIN

US3755581036

Agenda

934558810 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D.

Management

For

1B.

ELECTION OF DIRECTOR: KELLY A. KRAMER

Management

For

1C.

ELECTION OF DIRECTOR: KEVIN E. LOFTON

Management

For

1D.

ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D.

Management

For

1E.

ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D.

Management

For

1F.

ELECTION OF DIRECTOR: NICHOLAS G. MOORE

Management

For

1G.

ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D

Management

For

1H.

ELECTION OF DIRECTOR: GAYLE E. WILSON

Management

For

1I.

ELECTION OF DIRECTOR: PER WOLD- OLSEN

Management

For

2.

RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

3.

RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN.

Management

For

4.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

5.

ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

6.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.

Shareholder

Against

7.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

5,000

0

10-Apr-2017

11-May-2017

GOLUB CAPITAL BDC, INC.

Security

38173M102

Meeting Type

Annual

Ticker Symbol

GBDC

Meeting Date

07-Feb-2017

ISIN

US38173M1027

Agenda

934516557 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF CLASS I DIRECTOR: DAVID B. GOLUB

Management

Against

Comments: The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1.2

ELECTION OF CLASS I DIRECTOR: ANITA R. ROSENBERG

Management

Against

Comments: The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

2.

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

15,000

0

02-Feb-2017

08-Feb-2017

GUGGENHEIM FUNDS

Security

401664107

Meeting Type

Annual

Ticker Symbol

GBAB

Meeting Date

04-May-2017

ISIN

US4016641072

Agenda

934584283 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF CLASS I TRUSTEE: RANDALL C. BARNES

Management

For

1B.

ELECTION OF CLASS I TRUSTEE: DONALD C. CACCIAPAGLIA

Management

For

1C.

ELECTION OF CLASS I TRUSTEE: DONALD A. CHUBB, JR.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

8,148

0

12-Apr-2017

05-May-2017

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

Security

41068X100

Meeting Type

Annual

Ticker Symbol

HASI

Meeting Date

01-Jun-2017

ISIN

US41068X1000

Agenda

934594448 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JEFFREY W. ECKEL

For

2

REBECCA A. BLALOCK

For

3

TERESA M. BRENNER

For

4

MARK J. CIRILLI

For

5

CHARLES M. O'NEIL

For

6

RICHARD J. OSBORNE

For

7

STEVEN G. OSGOOD

For

2.

THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND OTHER NARRATIVE DISCLOSURE IN THIS PROXY STATEMENT.

Management

For

4.

THE FREQUENCY IN YEARS WITH WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON EXECUTIVE COMPENSATION, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

10,000

0

19-Apr-2017

02-Jun-2017

HOLOGIC, INC.

Security

436440101

Meeting Type

Annual

Ticker Symbol

HOLX

Meeting Date

08-Mar-2017

ISIN

US4364401012

Agenda

934522423 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

CHRISTOPHER J. COUGHLIN

For

2

SALLY W. CRAWFORD

For

3

SCOTT T. GARRETT

For

4

LAWRENCE M. LEVY

For

5

STEPHEN P. MACMILLAN

For

6

CHRISTIANA STAMOULIS

For

7

ELAINE S. ULLIAN

For

8

AMY M. WENDELL

For

2.

A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

Management

1 Year

4.

AMENDMENT TO HOLOGIC'S FIFTH AMENDED AND RESTATED BYLAWS.

Management

For

5.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

10-Feb-2017

09-Mar-2017

INTEL CORPORATION

Security

458140100

Meeting Type

Annual

Ticker Symbol

INTC

Meeting Date

18-May-2017

ISIN

US4581401001

Agenda

934568431 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY

Management

For

1B.

ELECTION OF DIRECTOR: ANEEL BHUSRI

Management

For

1C.

ELECTION OF DIRECTOR: ANDY D. BRYANT

Management

For

1D.

ELECTION OF DIRECTOR: REED E. HUNDT

Management

For

1E.

ELECTION OF DIRECTOR: OMAR ISHRAK

Management

For

1F.

ELECTION OF DIRECTOR: BRIAN M. KRZANICH

Management

For

1G.

ELECTION OF DIRECTOR: TSU-JAE KING LIU

Management

For

1H.

ELECTION OF DIRECTOR: DAVID S. POTTRUCK

Management

For

1I.

ELECTION OF DIRECTOR: GREGORY D. SMITH

Management

For

1J.

ELECTION OF DIRECTOR: FRANK D. YEARY

Management

For

1K.

ELECTION OF DIRECTOR: DAVID B. YOFFIE

Management

For

2.

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

4.

APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2006 EQUITY INCENTIVE PLAN

Management

For

5.

ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

Management

1 Year

6.

STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL ADVISORY STOCKHOLDER VOTE ON POLITICAL CONTRIBUTIONS

Shareholder

Against

7.

STOCKHOLDER PROPOSAL REQUESTING THAT VOTES COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE ABSTENTIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

12-Apr-2017

19-May-2017

IRSA INVERSIONES Y REPRESENTACIONES S.A.

Security

450047204

Meeting Type

Special

Ticker Symbol

IRS

Meeting Date

31-Oct-2016

ISIN

US4500472042

Agenda

934491995 - Management

Item

Proposal

Proposed by

Vote

1.

APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MEETINGS' MINUTES.

Management

2.

CONSIDERATION OF DOCUMENTS CONTEMPLATED IN SECTION 234, PARAGRAPH 1, OF LAW NO. 19,550 FOR THE FISCAL YEAR ENDED JUNE 30, 2016.

Management

3.

ALLOCATION OF NET LOSS FOR THE FISCAL YEAR ENDED JUNE 30, 2016 FOR $1,254,412,752. RATIFICATION OF BOARD RESOLUTION DATED MAY 12, 2016 REGARDING REINSTATEMENT OF STATUTORY RESERVE WITH FUNDS FROM THE RESERVE FOR FUTURE DIVIDENDS IN ACCORDANCE WITH THE GUIDELINES SET FORTH IN SECTION 5, CHAPTER III, TITLE IV OF THE ARGENTINE SECURITIES COMMISSION'S RULES.

Management

4.

CONSIDERATION OF BOARD OF DIRECTORS' PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE 30, 2016.

Management

5.

CONSIDERATION OF SUPERVISORY COMMITTEE'S PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE 30, 2016.

Management

6.

CONSIDERATION OF COMPENSATION PAYABLE TO THE BOARD OF DIRECTORS FOR $24,467,125 FOR THE FISCAL YEAR ENDED JUNE 30, 2016, WHICH RECORDED A COMPUTABLE TAX LOSS PURSUANT TO THE APPLICABLE REGULATIONS.

Management

7.

CONSIDERATION OF COMPENSATION PAYABLE TO THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR ENDED JUNE 30, 2016.

Management

8.

CONSIDERATION OF APPOINTMENT OF REGULAR DIRECTORS AND ALTERNATE DIRECTORS DUE TO EXPIRATION OF TERM.

Management

9.

APPOINTMENT OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR A TERM OF ONE FISCAL YEAR.

Management

10.

APPOINTMENT OF CERTIFYING ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF ITS COMPENSATION. DELEGATION OF POWERS.

Management

11.

UPDATE ON SHARED SERVICES AGREEMENT REPORT.

Management

12.

TREATMENT OF AMOUNTS PAID AS PERSONAL ASSETS TAX LEVIED ON THE SHAREHOLDERS.

Management

13.

CONSIDERATION OF (I) APPROVAL OF EXTENSION OF GLOBAL NOTE PROGRAM FOR A MAXIMUM OUTSTANDING PRINCIPAL AMOUNT OF UP TO US$300,000,000 (THREE HUNDRED MILLION DOLLARS) (OR ITS EQUIVALENT IN OTHER CURRENCIES) APPROVED BY THE SHAREHOLDERS' MEETING DATED OCTOBER 31, 2011 (THE "PROGRAM") FOR A TERM OF FIVE YEARS OR SUCH LONGER TERM AS PERMITTED UNDER THE APPLICABLE LAWS; AND (II) INCREASE OF PROGRAM AMOUNT BY AN ADDITIONAL AMOUNT OF UP TO US$200,000,000 (TWO HUNDRED MILLION DOLLARS) (OR ITS EQUIVALENT IN OTHER CURRENCIES).

Management

14.

(I) DELEGATION TO THE BOARD OF THE BROADEST POWERS TO IMPLEMENT THE EXTENSION AND/OR INCREASE OF THE PROGRAM AMOUNT AND/OR ITS REDUCTION, AS WELL AS TO DETERMINE ANY TERMS AND CONDITIONS OF THE PROGRAM NOT EXPRESSLY APPROVED BY THE SHAREHOLDERS' MEETING, AS WELL AS THE TIME, AMOUNT, TERM, PLACEMENT METHOD, AND FURTHER TERMS AND CONDITIONS OF THE VARIOUS SERIES AND/OR TRANCHES OF NOTES ISSUED THEREUNDER; (II) BOARD OF DIRECTORS' AUTHORIZATION TO (A) APPROVE, ENTER INTO, EXECUTE AND/OR DELIVER ANY AGREEMENT ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)

Management

15.

GRANT OF INDEMNITIES TO THE DIRECTORS, STATUTORY AUDITORS AND MANAGERS WHO PERFORM OR HAVE PERFORMED DUTIES FOR THE COMPANY ACCESSORILY TO THE D&O POLICIES.

Management

16.

AMENDMENT TO ARTICLE 24 OF THE BYLAWS REGARDING THE POSSIBILITY TO HOLD REMOTE SHAREHOLDERS' MEETINGS.

Management

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

9,000

0

KENNEDY WILSON EUROPE REAL ESTATE PLC, ST HELIER

Security

G9877R104

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

26-Apr-2017

ISIN

JE00BJT32513

Agenda

707873522 - Management

Item

Proposal

Proposed by

Vote

1

THAT THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 BE RECEIVED AND CONSIDERED

Management

For

2

THAT THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGE 76 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 BE APPROVED

Management

For

3

THAT KPMG BE RE-APPOINTED AS AUDITOR UNTIL THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING TO BE HELD IN 2018

Management

For

4

THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR

Management

For

5

THAT CHARLOTTE VALEUR BE RE- ELECTED AS A DIRECTOR

Management

For

6

THAT WILLIAM MCMORROW BE RE- ELECTED AS A DIRECTOR

Management

For

7

THAT MARK MCNICHOLAS BE RE- ELECTED AS A DIRECTOR

Management

For

8

THAT SIMON RADFORD BE RE- ELECTED AS A DIRECTOR

Management

For

9

THAT MARY RICKS BE RE-ELECTED AS A DIRECTOR

Management

For

10

THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING

Management

For

11

THAT IN ACCORDANCE WITH ARTICLE 4.7 OF THE ARTICLES, THE DIRECTORS BE EMPOWERED TO ALLOT AND ISSUE (OR SELL FROM TREASURY) A MAXIMUM OF 12,613,340 ORDINARY SHARES IN THE COMPANY FOR CASH AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

BQM01

BMCFUND INC MANAGEDPORT3GLOBA L

BQM00

NORTHERN TRUST GLOBAL

60,000

0

04-Apr-2017

20-Apr-2017

LABORATORY CORP. OF AMERICA HOLDINGS

Security

50540R409

Meeting Type

Annual

Ticker Symbol

LH

Meeting Date

11-May-2017

ISIN

US50540R4092

Agenda

934559090 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: KERRII B. ANDERSON

Management

For

1B.

ELECTION OF DIRECTOR: JEAN-LUC BELINGARD

Management

For

1C.

ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D.

Management

For

1D.

ELECTION OF DIRECTOR: DAVID P. KING

Management

For

1E.

ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D.

Management

For

1F.

ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR.

Management

For

1G.

ELECTION OF DIRECTOR: PETER M. NEUPERT

Management

For

1H.

ELECTION OF DIRECTOR: RICHELLE P. PARHAM

Management

For

1I.

ELECTION OF DIRECTOR: ADAM H. SCHECHTER

Management

For

1J.

ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D.

Management

For

2.

TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.

Management

For

3.

TO RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NON-BINDING VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

4.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

5.

SHAREHOLDER PROPOSAL TO REQUIRE BOARD REPORTS RELATED TO THE ZIKA VIRUS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

2,500

0

10-Apr-2017

12-May-2017

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,050

0

10-Apr-2017

12-May-2017

MCKESSON CORPORATION

Security

58155Q103

Meeting Type

Annual

Ticker Symbol

MCK

Meeting Date

26-Jul-2017

ISIN

US58155Q1031

Agenda

934648570 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ANDY D. BRYANT

Management

For

1B.

ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D.

Management

For

1C.

ELECTION OF DIRECTOR: JOHN H. HAMMERGREN

Management

For

1D.

ELECTION OF DIRECTOR: M. CHRISTINE JACOBS

Management

For

1E.

ELECTION OF DIRECTOR: DONALD R. KNAUSS

Management

For

1F.

ELECTION OF DIRECTOR: MARIE L. KNOWLES

Management

For

1G.

ELECTION OF DIRECTOR: EDWARD A. MUELLER

Management

For

1H.

ELECTION OF DIRECTOR: SUSAN R. SALKA

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018.

Management

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

5.

SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

6.

SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 648

0000000000NT7000648

0000000000NT7000648

NATIONAL FINANCIAL SERVICES LLC

1,600

0

12-Jul-2017

12-Jul-2017

MEDICAL PROPERTIES TRUST, INC.

Security

58463J304

Meeting Type

Annual

Ticker Symbol

MPW

Meeting Date

25-May-2017

ISIN

US58463J3041

Agenda

934613046 - Management

Item

Proposal

Proposed by

Vote

1.1

ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR.

Management

For

1.2

ELECTION OF DIRECTOR: G. STEVEN DAWSON

Management

For

1.3

ELECTION OF DIRECTOR: R. STEVEN HAMNER

Management

For

1.4

ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE

Management

For

1.5

ELECTION OF DIRECTOR: C. REYNOLDS THOMPSON, III

Management

For

1.6

ELECTION OF DIRECTOR: D. PAUL SPARKS, JR.

Management

For

1.7

ELECTION OF DIRECTOR: MICHAEL G. STEWART

Management

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

15,000

0

23-May-2017

26-May-2017

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

23-May-2017

ISIN

US58933Y1055

Agenda

934581439 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

1B.

ELECTION OF DIRECTOR: THOMAS R. CECH

Management

For

1C.

ELECTION OF DIRECTOR: PAMELA J. CRAIG

Management

For

1D.

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

Management

For

1E.

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

For

1F.

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

1G.

ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY

Management

For

1H.

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

Management

For

1I.

ELECTION OF DIRECTOR: PAUL B. ROTHMAN

Management

For

1J.

ELECTION OF DIRECTOR: PATRICIA F. RUSSO

Management

For

1K.

ELECTION OF DIRECTOR: CRAIG B. THOMPSON

Management

For

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

1M.

ELECTION OF DIRECTOR: PETER C. WENDELL

Management

For

2.

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

3.

NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

5.

SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

6.

SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE.

Shareholder

Against

7.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS.

Shareholder

Against

8.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

19-Apr-2017

24-May-2017

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

30-Nov-2016

ISIN

US5949181045

Agenda

934491224 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

For

1B.

ELECTION OF DIRECTOR: TERI L. LIST- STOLL

Management

For

1C.

ELECTION OF DIRECTOR: G. MASON MORFIT

Management

For

1D.

ELECTION OF DIRECTOR: SATYA NADELLA

Management

For

1E.

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

For

1F.

ELECTION OF DIRECTOR: HELMUT PANKE

Management

For

1G.

ELECTION OF DIRECTOR: SANDRA E. PETERSON

Management

For

1H.

ELECTION OF DIRECTOR: CHARLES W. SCHARF

Management

For

1I.

ELECTION OF DIRECTOR: JOHN W. STANTON

Management

For

1J.

ELECTION OF DIRECTOR: JOHN W. THOMPSON

Management

For

1K.

ELECTION OF DIRECTOR: PADMASREE WARRIOR

Management

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

3.

RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017

Management

For

4.

APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION

Management

For

5.

APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN

Management

For

6.

SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

04-Nov-2016

01-Dec-2016

NESTLE S.A.

Security

641069406

Meeting Type

Annual

Ticker Symbol

NSRGY

Meeting Date

06-Apr-2017

ISIN

US6410694060

Agenda

934543667 - Management

Item

Proposal

Proposed by

Vote

1A.

APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016

Management

For

1B.

ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE)

Management

For

2.

DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT

Management

For

3.

APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016

Management

For

4AA

RE-ELECTION TO THE BOARD OF DIRECTOR: MR PAUL BULCKE

Management

For

4AB

RE-ELECTION TO THE BOARD OF DIRECTOR: MR ANDREAS KOOPMANN

Management

For

4AC

RE-ELECTION TO THE BOARD OF DIRECTOR: MR HENRI DE CASTRIES

Management

For

4AD

RE-ELECTION TO THE BOARD OF DIRECTOR: MR BEAT W. HESS

Management

For

4AE

RE-ELECTION TO THE BOARD OF DIRECTOR: MR RENATO FASSBIND

Management

For

4AF

RE-ELECTION TO THE BOARD OF DIRECTOR: MR STEVEN G. HOCH

Management

For

4AG

RE-ELECTION TO THE BOARD OF DIRECTOR: MS NAINA LAL KIDWAI

Management

For

4AH

RE-ELECTION TO THE BOARD OF DIRECTOR: MR JEAN-PIERRE ROTH

Management

For

4AI

RE-ELECTION TO THE BOARD OF DIRECTOR: MS ANN M. VENEMAN

Management

For

4AJ

RE-ELECTION TO THE BOARD OF DIRECTOR: MS EVA CHENG

Management

For

4AK

RE-ELECTION TO THE BOARD OF DIRECTOR: MS RUTH K. ONIANG'O

Management

For

4AL

RE-ELECTION TO THE BOARD OF DIRECTOR: MR PATRICK AEBISCHER

Management

For

4BA

ELECTION TO THE BOARD OF DIRECTOR: MR ULF MARK SCHNEIDER

Management

For

4BB

ELECTION TO THE BOARD OF DIRECTOR: MS URSULA M. BURNS

Management

For

4C.

ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR MR PAUL BULCKE

Management

For

4DA

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS

Management

For

4DB

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN

Management

For

4DC

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH

Management

For

4DD

ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER

Management

For

4E.

ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH

Management

For

4F.

ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW

Management

For

5A.

APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS

Management

For

5B.

APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD

Management

For

6.

IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: "FOR" = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; "AGAINST" = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; "ABSTAIN" = ABSTAIN

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

22-Mar-2017

31-Mar-2017

NEW YORK MORTGAGE TRUST, INC.

Security

649604501

Meeting Type

Annual

Ticker Symbol

NYMT

Meeting Date

11-May-2017

ISIN

US6496045013

Agenda

934552894 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

DAVID R. BOCK

For

2

MICHAEL B. CLEMENT

For

3

KEVIN M. DONLON

For

4

ALAN L. HAINEY

For

5

STEVEN R. MUMMA

For

6

STEVEN G. NORCUTT

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

3.

TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE 2017 EQUITY INCENTIVE PLAN.

Management

For

4.

TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

12-Apr-2017

12-May-2017

NUVEEN INVESTMENTS

Security

67075A106

Meeting Type

Annual

Ticker Symbol

JPI

Meeting Date

06-Apr-2017

ISIN

US67075A1060

Agenda

934535595 - Management

Item

Proposal

Proposed by

Vote

1B.

DIRECTOR

Management

1

WILLIAM ADAMS IV

For

2

DAVID J. KUNDERT

For

3

JOHN K. NELSON

For

4

TERENCE J. TOTH

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

5,000

0

04-Apr-2017

07-Apr-2017

OAKMARK FUNDS

Security

413838400

Meeting Type

Special

Ticker Symbol

OAKBX

Meeting Date

01-Sep-2016

ISIN

US4138384007

Agenda

934335438 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

THOMAS H. HAYDEN

For

2

CHRISTINE M. MAKI

For

3

LAURENCE C. MORSE

For

4

MINDY M. POSOFF

For

5

ALLAN J. REICH

For

6

STEVEN S. ROGERS

For

7

KRISTI L. ROWSELL

For

8

PETER S. VOSS

For

2A.

AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO BORROWING MONEY AND ISSUING SENIOR SECURITIES.

Management

For

2B.

AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO MAKING LOANS.

Management

For

2C.

AMEND EACH FUND'S FUNDAMENTAL INVESTMENT RESTRICTIONS WITH RESPECT TO INVESTING IN COMMODITIES AND COMMODITY CONTRACTS.

Management

For

3A.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: FUTURE AMENDMENTS.

Management

For

3B.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: TREATMENT OF SHAREHOLDER AND TRUST CLAIMS.

Management

For

3C.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: LIABILITY OF TRUSTEES AND OFFICERS.

Management

For

3D.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: THIRD PARTY BENEFICIARY CLAIMS.

Management

For

3E.

ADOPT AN AMENDED AND RESTATED DECLARATION OF TRUST: TRUSTEE POWERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698973

STOCK MUTUAL FUNDS

2698973

NORTHERN TRUST COMPANY

8,920

0

11-Mar-2016

02-Sep-2016

OCCIDENTAL PETROLEUM CORPORATION

Security

674599105

Meeting Type

Annual

Ticker Symbol

OXY

Meeting Date

12-May-2017

ISIN

US6745991058

Agenda

934559331 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SPENCER ABRAHAM

Management

For

1B.

ELECTION OF DIRECTOR: HOWARD I. ATKINS

Management

For

1C.

ELECTION OF DIRECTOR: EUGENE L. BATCHELDER

Management

For

1D.

ELECTION OF DIRECTOR: JOHN E. FEICK

Management

For

1E.

ELECTION OF DIRECTOR: MARGARET M. FORAN

Management

For

1F.

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

Management

For

1G.

ELECTION OF DIRECTOR: VICKI HOLLUB

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM R. KLESSE

Management

For

1I.

ELECTION OF DIRECTOR: JACK B. MOORE

Management

For

1J.

ELECTION OF DIRECTOR: AVEDICK B. POLADIAN

Management

For

1K.

ELECTION OF DIRECTOR: ELISSE B. WALTER

Management

For

2.

ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION

Management

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION

Management

1 Year

4.

RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS

Management

For

5.

CLIMATE CHANGE ASSESSMENT REPORT

Shareholder

Against

6.

LOWER THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS

Shareholder

Against

7.

METHANE EMISSIONS AND FLARING TARGETS

Shareholder

Against

8.

POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,800

0

05-Apr-2017

15-May-2017

OLD REPUBLIC INTERNATIONAL CORPORATION

Security

680223104

Meeting Type

Annual

Ticker Symbol

ORI

Meeting Date

26-May-2017

ISIN

US6802231042

Agenda

934596137 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JAMES C. HELLAUER

For

2

ARNOLD L. STEINER

For

3

FREDRICKA TAUBITZ

For

4

ALDO C. ZUCARO

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2017.

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

Management

1 Year

5.

TO VOTE ON THE SHAREHOLDER PROPOSAL LISTED IN THE COMPANY'S PROXY STATEMENT, IF PROPERLY SUBMITTED.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,000

0

19-Apr-2017

19-Apr-2017

OMEGA HEALTHCARE INVESTORS, INC.

Security

681936100

Meeting Type

Annual

Ticker Symbol

OHI

Meeting Date

08-Jun-2017

ISIN

US6819361006

Agenda

934606748 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

CRAIG M. BERNFIELD

For

2

NORMAN R. BOBINS

For

3

CRAIG R. CALLEN

For

4

BARBARA B. HILL

For

5

BERNARD J. KORMAN

For

6

EDWARD LOWENTHAL

For

7

BEN W. PERKS

For

8

C. TAYLOR PICKETT

For

9

STEPHEN D. PLAVIN

For

2.

RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP.

Management

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

02-May-2017

09-Jun-2017

ONEOK PARTNERS, L.P.

Security

68268N103

Meeting Type

Special

Ticker Symbol

OKS

Meeting Date

30-Jun-2017

ISIN

US68268N1037

Agenda

934636296 - Management

Item

Proposal

Proposed by

Vote

1.

TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 31,2017, BY AND AMONG ONEOK, INC., NEW HOLDINGS SUBSIDIARY, LLC, ONEOK PARTNERS, L.P. ("ONEOK PARTNERS") AND ONEOK PARTNERS GP, L.L.C.

Management

For

2.

TO APPROVE THE ADJOURNMENT OF THE ONEOK PARTNERS SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

29-Jun-2017

03-Jul-2017

ORACLE CORPORATION

Security

68389X105

Meeting Type

Annual

Ticker Symbol

ORCL

Meeting Date

16-Nov-2016

ISIN

US68389X1054

Agenda

934483556 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

JEFFREY S. BERG

For

2

H. RAYMOND BINGHAM

For

3

MICHAEL J. BOSKIN

For

4

SAFRA A. CATZ

For

5

BRUCE R. CHIZEN

For

6

GEORGE H. CONRADES

For

7

LAWRENCE J. ELLISON

For

8

HECTOR GARCIA-MOLINA

For

9

JEFFREY O. HENLEY

For

10

MARK V. HURD

For

11

RENEE J. JAMES

For

12

LEON E. PANETTA

For

13

NAOMI O. SELIGMAN

For

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

For

3.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.

Management

For

4.

STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

27-Sep-2016

17-Nov-2016

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

27-Apr-2017

ISIN

US7170811035

Agenda

934540798 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: DENNIS A. AUSIELLO

Management

For

1B.

ELECTION OF DIRECTOR: RONALD E. BLAYLOCK

Management

For

1C.

ELECTION OF DIRECTOR: W. DON CORNWELL

Management

For

1D.

ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA

Management

For

1E.

ELECTION OF DIRECTOR: FRANCES D. FERGUSSON

Management

For

1F.

ELECTION OF DIRECTOR: HELEN H. HOBBS

Management

For

1G.

ELECTION OF DIRECTOR: JAMES M. KILTS

Management

For

1H.

ELECTION OF DIRECTOR: SHANTANU NARAYEN

Management

For

1I.

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

For

1J.

ELECTION OF DIRECTOR: IAN C. READ

Management

For

1K.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

1L.

ELECTION OF DIRECTOR: JAMES C. SMITH

Management

For

2.

RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION

Management

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

Management

1 Year

5.

SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES

Shareholder

Against

6.

SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS

Shareholder

Against

7.

SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

22,500

0

05-Apr-2017

28-Apr-2017

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

05-Apr-2017

28-Apr-2017

PHILIP MORRIS INTERNATIONAL INC.

Security

718172109

Meeting Type

Annual

Ticker Symbol

PM

Meeting Date

03-May-2017

ISIN

US7181721090

Agenda

934549859 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: HAROLD BROWN

Management

For

1B.

ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS

Management

For

1C.

ELECTION OF DIRECTOR: LOUIS C. CAMILLERI

Management

For

1D.

ELECTION OF DIRECTOR: MASSIMO FERRAGAMO

Management

For

1E.

ELECTION OF DIRECTOR: WERNER GEISSLER

Management

For

1F.

ELECTION OF DIRECTOR: JENNIFER LI

Management

For

1G.

ELECTION OF DIRECTOR: JUN MAKIHARA

Management

For

1H.

ELECTION OF DIRECTOR: SERGIO MARCHIONNE

Management

For

1I.

ELECTION OF DIRECTOR: KALPANA MORPARIA

Management

For

1J.

ELECTION OF DIRECTOR: LUCIO A. NOTO

Management

For

1K.

ELECTION OF DIRECTOR: FREDERIK PAULSEN

Management

For

1L.

ELECTION OF DIRECTOR: ROBERT B. POLET

Management

For

1M.

ELECTION OF DIRECTOR: STEPHEN M. WOLF

Management

For

2.

ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION

Management

For

3.

ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

Management

1 Year

4.

APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN

Management

For

5.

APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS

Management

For

6.

RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS

Management

For

7.

SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY

Shareholder

Against

8.

SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

05-Apr-2017

04-May-2017

PHILLIPS 66

Security

718546104

Meeting Type

Annual

Ticker Symbol

PSX

Meeting Date

03-May-2017

ISIN

US7185461040

Agenda

934545661 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR.

Management

Against

1B.

ELECTION OF DIRECTOR: GLENN F. TILTON

Management

Against

1C.

ELECTION OF DIRECTOR: MARNA C. WHITTINGTON

Management

Against

2.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.

Management

For

3.

TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,500

0

05-Apr-2017

04-May-2017

PIMCO

Security

72202D106

Meeting Type

Annual

Ticker Symbol

PCI

Meeting Date

28-Apr-2017

ISIN

US72202D1063

Agenda

934551323 - Opposition

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

HANS W. KERTESS

For

2

ALAN RAPPAPORT

For

3

WILLIAM B. OGDEN, IV

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

25,000

0

05-Apr-2017

01-May-2017

PIMCO DYNAMIC INCOME FUND

Security

72201Y101

Meeting Type

Annual

Ticker Symbol

PDI

Meeting Date

30-Jun-2017

ISIN

US72201Y1010

Agenda

934632503 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

BRADFORD K. GALLAGHER

Withheld

2

JAMES A. JACOBSON

Withheld

3

CRAIG A. DAWSON

Withheld

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698969

BMC-FIX

2698969

NORTHERN TRUST COMPANY

25,000

0

29-Jun-2017

03-Jul-2017

QUALCOMM INCORPORATED

Security

747525103

Meeting Type

Annual

Ticker Symbol

QCOM

Meeting Date

07-Mar-2017

ISIN

US7475251036

Agenda

934522435 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: BARBARA T. ALEXANDER

Management

For

1B.

ELECTION OF DIRECTOR: JEFFREY W. HENDERSON

Management

For

1C.

ELECTION OF DIRECTOR: THOMAS W. HORTON

Management

For

1D.

ELECTION OF DIRECTOR: PAUL E. JACOBS

Management

For

1E.

ELECTION OF DIRECTOR: ANN M. LIVERMORE

Management

For

1F.

ELECTION OF DIRECTOR: HARISH MANWANI

Management

For

1G.

ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN

Management

For

1H.

ELECTION OF DIRECTOR: STEVE MOLLENKOPF

Management

For

1I.

ELECTION OF DIRECTOR: CLARK T. RANDT, JR.

Management

For

1J.

ELECTION OF DIRECTOR: FRANCISCO ROS

Management

For

1K.

ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA

Management

For

2.

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017.

Management

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION.

Management

For

4.

STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

5,500

0

10-Feb-2017

08-Mar-2017

QUEST DIAGNOSTICS INCORPORATED

Security

74834L100

Meeting Type

Annual

Ticker Symbol

DGX

Meeting Date

16-May-2017

ISIN

US74834L1008

Agenda

934561449 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JENNE K. BRITELL, PH. D.

Management

For

1B.

ELECTION OF DIRECTOR: VICKY B. GREGG

Management

For

1C.

ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, M.D., PH. D.

Management

For

1D.

ELECTION OF DIRECTOR: TIMOTHY L. MAIN

Management

For

1E.

ELECTION OF DIRECTOR: GARY M. PFEIFFER

Management

For

1F.

ELECTION OF DIRECTOR: TIMOTHY M. RING

Management

For

1G.

ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI

Management

For

1H.

ELECTION OF DIRECTOR: DANIEL C. STANZIONE, PH. D.

Management

For

1I.

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH. D.

Management

For

2.

AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT

Management

For

3.

AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION

Management

1 Year

4.

RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

5.

APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

4,000

0

10-Apr-2017

17-May-2017

REYNOLDS AMERICAN INC.

Security

761713106

Meeting Type

Special

Ticker Symbol

RAI

Meeting Date

19-Jul-2017

ISIN

US7617131062

Agenda

934651414 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2017, AS IT AND THE PLAN OF MERGER CONTAINED THEREIN WERE AMENDED AS OF JUNE 8, 2017, AND AS IT AND THE PLAN OF MERGER CONTAINED THEREIN MAY BE FURTHER AMENDED FROM TIME TO TIME, REFERRED TO AS THE MERGER AGREEMENT, BY AND AMONG REYNOLDS AMERICAN INC., REFERRED TO AS RAI, BRITISH AMERICAN TOBACCO P.L.C., A PUBLIC LIMITED COMPANY INCORPORATED UNDER THE LAWS OF ENGLAND AND WALES, REFERRED TO AS BAT, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

2.

APPROVAL ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY RAI OR BAT TO RAI'S NAMED EXECUTIVE OFFICERS AND THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE.

Management

For

3.

APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING OF RAI SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

8,000

0

12-Jul-2017

12-Jul-2017

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

23-May-2017

ISIN

US7802592060

Agenda

934604580 - Management

Item

Proposal

Proposed by

Vote

1.

RECEIPT OF ANNUAL REPORT & ACCOUNTS

Management

For

2.

APPROVAL OF DIRECTORS' REMUNERATION POLICY

Management

For

3.

APPROVAL OF DIRECTORS' REMUNERATION REPORT

Management

For

4.

APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY

Management

For

5.

APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY

Management

For

6.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN

Management

For

7.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT

Management

For

8.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH

Management

For

9.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY

Management

For

10.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE

Management

For

11.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD

Management

For

12.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ

Management

For

13.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL

Management

For

14.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS

Management

For

15.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM

Management

For

16.

REAPPOINTMENT OF AUDITOR

Management

For

17.

REMUNERATION OF AUDITOR

Management

For

18.

AUTHORITY TO ALLOT SHARES

Management

For

19.

DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

For

20.

AUTHORITY TO PURCHASE OWN SHARES

Management

For

21.

SHAREHOLDER RESOLUTION

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

02-May-2017

16-May-2017

RPM INTERNATIONAL INC.

Security

749685103

Meeting Type

Annual

Ticker Symbol

RPM

Meeting Date

06-Oct-2016

ISIN

US7496851038

Agenda

934473327 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

Comments: The Fund believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting.

1

DAVID A. DABERKO

Withheld

2

THOMAS S. GROSS

Withheld

3

CRAIG S. MORFORD

Withheld

4

FRANK C. SULLIVAN

Withheld

2.

APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

31-Aug-2016

07-Oct-2016

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

Security

806857108

Meeting Type

Annual

Ticker Symbol

SLB

Meeting Date

05-Apr-2017

ISIN

AN8068571086

Agenda

934533705 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR:  PETER L.S. CURRIE

Management

For

1B.

ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO

Management

For

1C.

ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES

Management

For

1D.

ELECTION OF DIRECTOR: PAAL KIBSGAARD

Management

For

1E.

ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV

Management

For

1F.

ELECTION OF DIRECTOR: HELGE LUND

Management

For

1G.

ELECTION OF DIRECTOR: MICHAEL E. MARKS

Management

For

1H.

ELECTION OF DIRECTOR: INDRA K. NOOYI

Management

For

1I.

ELECTION OF DIRECTOR: LUBNA S. OLAYAN

Management

For

1J.

ELECTION OF DIRECTOR: LEO RAFAEL REIF

Management

For

1K.

ELECTION OF DIRECTOR: TORE I. SANDVOLD

Management

For

1L.

ELECTION OF DIRECTOR: HENRI SEYDOUX

Management

For

2.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

3.

TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

4.

TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS.

Management

For

5.

TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

6.

TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN.

Management

For

7.

TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

04-Apr-2017

06-Apr-2017

SK TELECOM CO., LTD.

Security

78440P108

Meeting Type

Annual

Ticker Symbol

SKM

Meeting Date

24-Mar-2017

ISIN

US78440P1084

Agenda

934539593 - Management

Item

Proposal

Proposed by

Vote

1.

APPROVAL OF FINANCIAL STATEMENTS FOR THE 33RD FISCAL YEAR (FROM JANUARY 1, 2016 TO DECEMBER 31, 2016) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

2.

APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

3.1

ELECTION OF AN EXECUTIVE DIRECTOR (CANDIDATE: PARK, JUNG HO)

Management

Against

3.2

ELECTION OF A NON-EXECUTIVE DIRECTOR* (CANDIDATE: CHO, DAESIK) *DIRECTOR NOT ENGAGED IN REGULAR BUSINESS

Management

Against

3.3

ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: LEE, JAE HOON)

Management

Against

3.4

ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JAE- HYEON)

Management

Against

3.5

ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JUNG- HO)

Management

Against

4.1

ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: LEE, JAE HOON)

Management

For

4.2

ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: AHN, JAE- HYEON)

Management

For

5.

APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS *PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR 6 DIRECTORS IS KRW 12 BILLION.

Management

For

6.

APPROVAL OF THE STOCK OPTION GRANT AS SET FORTH IN ITEM 5 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

20-Mar-2017

22-Mar-2017

SYNTEL, INC.

Security

87162H103

Meeting Type

Annual

Ticker Symbol

SYNT

Meeting Date

07-Jun-2017

ISIN

US87162H1032

Agenda

934598294 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

PARITOSH K. CHOKSI

For

2

BHARAT DESAI

For

3

THOMAS DOEKE

For

4

RAJESH MASHRUWALA

For

5

PRASHANT RANADE

For

6

VINOD K. SAHNEY

For

7

REX E. SCHLAYBAUGH, JR.

For

8

NEERJA SETHI

For

2.

AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION PAID TO SYNTEL'S NAMED EXECUTIVE OFFICERS.

Management

For

3.

AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO SYNTEL'S NAMED EXECUTIVE OFFICERS.

Management

1 Year

4.

A NON-BINDING RESOLUTION TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS SYNTEL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

27-Apr-2017

08-Jun-2017

TELEFONICA, S.A.

Security

879382208

Meeting Type

Annual

Ticker Symbol

TEF

Meeting Date

08-Jun-2017

ISIN

US8793822086

Agenda

934630484 - Management

Item

Proposal

Proposed by

Vote

1A.

APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT REPORT OF ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

1B.

APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2016.

Management

2.

APPROVAL OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. FOR FISCAL YEAR 2016.

Management

3A.

RE-ELECTION OF MR. JOSE MARIA ALVAREZ-PALLETE LOPEZ AS EXECUTIVE DIRECTOR.

Management

3B.

RE-ELECTION OF MR. IGNACIO MORENO MARTINEZ AS PROPRIETARY DIRECTOR.

Management

3C.

RATIFICATION AND APPOINTMENT OF MR. FRANCISCO RIBERAS MERA AS INDEPENDENT DIRECTOR.

Management

3D.

RATIFICATION AND APPOINTMENT OF MS. CARMEN GARCIA DE ANDRES AS INDEPENDENT DIRECTOR.

Management

4.

ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT SEVENTEEN.

Management

5.

SHAREHOLDER COMPENSATION. DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO UNRESTRICTED RESERVES.

Management

6.

DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE ....(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

7.

DELEGATION OF POWERS TO FORMALIZE, INTERPRET, REMEDY AND CARRY ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).

Management

8.

CONSULTATIVE VOTE ON THE 2016 ANNUAL REPORT ON DIRECTORS' REMUNERATION.

Management

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

6,691

0

THE CATO CORPORATION

Security

149205106

Meeting Type

Annual

Ticker Symbol

CATO

Meeting Date

19-May-2017

ISIN

US1492051065

Agenda

934603576 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

BRYAN F. KENNEDY, III

Withheld

2

THOMAS B. HENSON

Withheld

2.

PROPOSAL TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS.

Management

For

3.

TO HOLD AN ADVISORY VOTE ON HOW OFTEN A SHAREHOLDER VOTE ON "SAY ON PAY" IS HELD, ANNUALLY, BIENNIALLY OR TRIENNIALLY.

Management

1 Year

4.

PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING FEBRUARY 3, 2018.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

0000000000NT7000 649

0000000000NT7000649

0000000000NT7000649

NATIONAL FINANCIAL SERVICES LLC

3,000

0

02-May-2017

22-May-2017

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

7,000

0

02-May-2017

22-May-2017

THE DOW CHEMICAL COMPANY

Security

260543103

Meeting Type

Special

Ticker Symbol

DOW

Meeting Date

20-Jul-2016

ISIN

US2605431038

Agenda

934450317 - Management

Item

Proposal

Proposed by

Vote

1.

ADOPTION OF THE MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DOW MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), THE DOW CHEMICAL COMPANY, A DELAWARE CORPORATION ("DOW"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE CORPORATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

2.

ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DOW SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DOW MERGER PROPOSAL (THE "DOW ADJOURNMENT PROPOSAL").

Management

For

3.

ADVISORY VOTE REGARDING MERGER- RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION (THE "DOW COMPENSATION PROPOSAL").

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,580

0

13-Jun-2016

21-Jul-2016

THE DOW CHEMICAL COMPANY

Security

260543103

Meeting Type

Annual

Ticker Symbol

DOW

Meeting Date

11-May-2017

ISIN

US2605431038

Agenda

934561691 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: AJAY BANGA

Management

For

1B.

ELECTION OF DIRECTOR: JACQUELINE K. BARTON

Management

For

1C.

ELECTION OF DIRECTOR: JAMES A. BELL

Management

For

1D.

ELECTION OF DIRECTOR: RICHARD K. DAVIS

Management

For

1E.

ELECTION OF DIRECTOR: JEFF M. FETTIG

Management

For

1F.

ELECTION OF DIRECTOR: ANDREW N. LIVERIS

Management

For

1G.

ELECTION OF DIRECTOR: MARK LOUGHRIDGE

Management

For

1H.

ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH

Management

For

1I.

ELECTION OF DIRECTOR: ROBERT S. (STEVE) MILLER

Management

For

1J.

ELECTION OF DIRECTOR: PAUL POLMAN

Management

For

1K.

ELECTION OF DIRECTOR: DENNIS H. REILLEY

Management

For

1L.

ELECTION OF DIRECTOR: JAMES M. RINGLER

Management

For

1M.

ELECTION OF DIRECTOR: RUTH G. SHAW

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

3.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

4.

ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,080

0

10-Apr-2017

12-May-2017

THE GEO GROUP, INC.

Security

36162J106

Meeting Type

Annual

Ticker Symbol

GEO

Meeting Date

27-Apr-2017

ISIN

US36162J1060

Agenda

934548338 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

CLARENCE E. ANTHONY

For

2

ANNE N. FOREMAN

For

3

RICHARD H. GLANTON

For

4

CHRISTOPHER C. WHEELER

For

5

JULIE MYERS WOOD

For

6

GEORGE C. ZOLEY

For

2.

TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2017 FISCAL YEAR.

Management

For

3.

TO HOLD AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

4.

TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

04-Apr-2017

28-Apr-2017

THE J. M. SMUCKER COMPANY

Security

832696405

Meeting Type

Annual

Ticker Symbol

SJM

Meeting Date

17-Aug-2016

ISIN

US8326964058

Agenda

934455658 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: KATHRYN W. DINDO

Management

For

1B.

ELECTION OF DIRECTOR: PAUL J. DOLAN

Management

For

1C.

ELECTION OF DIRECTOR: JAY L. HENDERSON

Management

For

1D.

ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT

Management

For

1E.

ELECTION OF DIRECTOR: ELIZABETH VALK LONG

Management

For

1F.

ELECTION OF DIRECTOR: GARY A. OATEY

Management

For

1G.

ELECTION OF DIRECTOR: SANDRA PIANALTO

Management

For

1H.

ELECTION OF DIRECTOR: ALEX SHUMATE

Management

For

1I.

ELECTION OF DIRECTOR: MARK T. SMUCKER

Management

For

1J.

ELECTION OF DIRECTOR: RICHARD K. SMUCKER

Management

For

1K.

ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER

Management

For

2.

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.

Management

For

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

4.

SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A REPORT ON RENEWABLE ENERGY.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,000

0

08-Jul-2016

18-Aug-2016

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Annual

Ticker Symbol

PG

Meeting Date

11-Oct-2016

ISIN

US7427181091

Agenda

934472616 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

Management

For

1B.

ELECTION OF DIRECTOR: ANGELA F. BRALY

Management

For

1C.

ELECTION OF DIRECTOR: KENNETH I. CHENAULT

Management

For

1D.

ELECTION OF DIRECTOR: SCOTT D. COOK

Management

For

1E.

ELECTION OF DIRECTOR: TERRY J. LUNDGREN

Management

For

1F.

ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.

Management

For

1G.

ELECTION OF DIRECTOR: DAVID S. TAYLOR

Management

For

1H.

ELECTION OF DIRECTOR: MARGARET C. WHITMAN

Management

For

1I.

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

Management

For

1J.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO

Management

For

2.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE)

Management

For

4.

SHAREHOLDER PROPOSAL - REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS

Shareholder

Against

5.

SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

10,000

0

31-Aug-2016

12-Oct-2016

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

31-Aug-2016

12-Oct-2016

THE SOUTHERN COMPANY

Security

842587107

Meeting Type

Annual

Ticker Symbol

SO

Meeting Date

24-May-2017

ISIN

US8425871071

Agenda

934580083 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JUANITA POWELL BARANCO

Management

For

1B.

ELECTION OF DIRECTOR: JON A. BOSCIA

Management

For

1C.

ELECTION OF DIRECTOR: HENRY A. CLARK III

Management

For

1D.

ELECTION OF DIRECTOR: THOMAS A. FANNING

Management

For

1E.

ELECTION OF DIRECTOR: DAVID J. GRAIN

Management

For

1F.

ELECTION OF DIRECTOR: VERONICA M. HAGEN

Management

For

1G.

ELECTION OF DIRECTOR: WARREN A. HOOD, JR.

Management

For

1H.

ELECTION OF DIRECTOR: LINDA P. HUDSON

Management

For

1I.

ELECTION OF DIRECTOR: DONALD M. JAMES

Management

For

1J.

ELECTION OF DIRECTOR: JOHN D. JOHNS

Management

For

1K.

ELECTION OF DIRECTOR: DALE E. KLEIN

Management

For

1L.

ELECTION OF DIRECTOR: WILLIAM G. SMITH, JR.

Management

For

1M.

ELECTION OF DIRECTOR: STEVEN R. SPECKER

Management

For

1N.

ELECTION OF DIRECTOR: LARRY D. THOMPSON

Management

For

1O.

ELECTION OF DIRECTOR: E. JENNER WOOD III

Management

For

2.

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO REDUCE THE SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

4.

ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

Management

1 Year

5.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

6.

STOCKHOLDER PROPOSAL ON 2° CELSIUS SCENARIO REPORT

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

12-Apr-2017

25-May-2017

THE TJX COMPANIES, INC.

Security

872540109

Meeting Type

Annual

Ticker Symbol

TJX

Meeting Date

06-Jun-2017

ISIN

US8725401090

Agenda

934614947 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ZEIN ABDALLA

Management

For

1B.

ELECTION OF DIRECTOR: JOSE B. ALVAREZ

Management

For

1C.

ELECTION OF DIRECTOR: ALAN M. BENNETT

Management

For

1D.

ELECTION OF DIRECTOR: DAVID T. CHING

Management

For

1E.

ELECTION OF DIRECTOR: ERNIE HERRMAN

Management

For

1F.

ELECTION OF DIRECTOR: MICHAEL F. HINES

Management

For

1G.

ELECTION OF DIRECTOR: AMY B. LANE

Management

For

1H.

ELECTION OF DIRECTOR: CAROL MEYROWITZ

Management

For

1I.

ELECTION OF DIRECTOR: JACKWYN L. NEMEROV

Management

For

1J.

ELECTION OF DIRECTOR: JOHN F. O'BRIEN

Management

For

1K.

ELECTION OF DIRECTOR: WILLOW B. SHIRE

Management

For

2.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018

Management

For

3.

REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN

Management

For

4.

REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS

Management

For

5.

ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION (THE SAY- ON-PAY VOTE)

Management

For

6.

ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S SAY-ON-PAY VOTES

Management

1 Year

7.

SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE

Shareholder

Against

8.

SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES

Shareholder

Against

9.

SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY

Shareholder

Against

10.

SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

10-May-2017

07-Jun-2017

THE TRAVELERS COMPANIES, INC.

Security

89417E109

Meeting Type

Annual

Ticker Symbol

TRV

Meeting Date

18-May-2017

ISIN

US89417E1091

Agenda

934566576 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ALAN L. BELLER

Management

For

1B.

ELECTION OF DIRECTOR: JOHN H. DASBURG

Management

For

1C.

ELECTION OF DIRECTOR: JANET M. DOLAN

Management

For

1D.

ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN

Management

For

1E.

ELECTION OF DIRECTOR: PATRICIA L. HIGGINS

Management

For

1F.

ELECTION OF DIRECTOR: WILLIAM J. KANE

Management

For

1G.

ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR.

Management

For

1H.

ELECTION OF DIRECTOR: PHILIP T. RUEGGER III

Management

For

1I.

ELECTION OF DIRECTOR: TODD C. SCHERMERHORN

Management

For

1J.

ELECTION OF DIRECTOR: ALAN D. SCHNITZER

Management

For

1K.

ELECTION OF DIRECTOR: DONALD J. SHEPARD

Management

For

1L.

ELECTION OF DIRECTOR: LAURIE J. THOMSEN

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE TRAVELERS COMPANIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

3.

NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

4.

NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

5.

APPROVE AN AMENDMENT TO THE TRAVELERS COMPANIES, INC. AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN.

Management

For

6.

SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF LOBBYING, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.

Shareholder

Against

7.

SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF A GENDER PAY EQUITY REPORT, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.

Shareholder

Against

8.

SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF A DIVERSITY REPORT, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

05-Apr-2017

19-May-2017

THE WHITEWAVE FOODS COMPANY

Security

966244105

Meeting Type

Special

Ticker Symbol

WWAV

Meeting Date

04-Oct-2016

ISIN

US9662441057

Agenda

934476640 - Management

Item

Proposal

Proposed by

Vote

1.

THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 6, 2016, AMONG DANONE S.A., JULY MERGER SUB INC. AND THE WHITEWAVE FOODS COMPANY.

Management

For

2.

THE PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, SPECIFIED COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE WHITEWAVE FOODS COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

3.

THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

07-Sep-2016

05-Oct-2016

THE WILLIAMS COMPANIES, INC.

Security

969457100

Meeting Type

Annual

Ticker Symbol

WMB

Meeting Date

23-Nov-2016

ISIN

US9694571004

Agenda

934492579 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ALAN S. ARMSTRONG

Management

For

1B.

ELECTION OF DIRECTOR: STEPHEN W. BERGSTROM

Management

For

1C.

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

Management

For

1D.

ELECTION OF DIRECTOR: KATHLEEN B. COOPER

Management

For

1E.

ELECTION OF DIRECTOR: PETER A. RAGAUSS

Management

For

1F.

ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD

Management

For

1G.

ELECTION OF DIRECTOR: MURRAY D. SMITH

Management

For

1H.

ELECTION OF DIRECTOR: WILLIAM H. SPENCE

Management

For

1I.

ELECTION OF DIRECTOR: JANICE D. STONEY

Management

For

2.

RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2016.

Management

For

3.

APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

04-Nov-2016

04-Nov-2016

THE WILLIAMS COMPANIES, INC.

Security

969457100

Meeting Type

Annual

Ticker Symbol

WMB

Meeting Date

18-May-2017

ISIN

US9694571004

Agenda

934580259 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: ALAN S. ARMSTRONG

Management

For

1B.

ELECTION OF DIRECTOR: STEPHEN W. BERGSTROM

Management

For

1C.

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

Management

For

1D.

ELECTION OF DIRECTOR: CHARLES I. COGUT

Management

For

1E.

ELECTION OF DIRECTOR: KATHLEEN B. COOPER

Management

For

1F.

ELECTION OF DIRECTOR: MICHAEL A. CREEL

Management

For

1G.

ELECTION OF DIRECTOR: PETER A. RAGAUSS

Management

For

1H.

ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD

Management

For

1I.

ELECTION OF DIRECTOR: MURRAY D. SMITH

Management

For

1J.

ELECTION OF DIRECTOR: WILLIAM H. SPENCE

Management

For

1K.

ELECTION OF DIRECTOR: JANICE D. STONEY

Management

For

2.

RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2017.

Management

For

3.

APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION

Management

For

4.

AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

12-Apr-2017

19-May-2017

TIME WARNER INC.

Security

887317303

Meeting Type

Special

Ticker Symbol

TWX

Meeting Date

15-Feb-2017

ISIN

US8873173038

Agenda

934521560 - Management

Item

Proposal

Proposed by

Vote

1.

ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 22, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG TIME WARNER INC., A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, WEST MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC., AND WEST MERGER SUB II, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC.

Management

For

2.

APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TIME WARNER INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE.

Management

For

3.

APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1710523

1710523

1710523

NORTHERN TRUST COMPANY

15,000

0

10-Feb-2017

16-Feb-2017

VALERO ENERGY CORPORATION

Security

91913Y100

Meeting Type

Annual

Ticker Symbol

VLO

Meeting Date

03-May-2017

ISIN

US91913Y1001

Agenda

934543528 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: H. PAULETT EBERHART

Management

For

1B.

ELECTION OF DIRECTOR: JOSEPH W. GORDER

Management

For

1C.

ELECTION OF DIRECTOR: KIMBERLY S. GREENE

Management

For

1D.

ELECTION OF DIRECTOR: DEBORAH P. MAJORAS

Management

For

1E.

ELECTION OF DIRECTOR: DONALD L. NICKLES

Management

For

1F.

ELECTION OF DIRECTOR: PHILIP J. PFEIFFER

Management

For

1G.

ELECTION OF DIRECTOR: ROBERT A. PROFUSEK

Management

For

1H.

ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL

Management

For

1I.

ELECTION OF DIRECTOR: STEPHEN M. WATERS

Management

For

1J.

ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER

Management

For

1K.

ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.

Management

For

2.

RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

3.

APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

4.

ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,500

0

05-Apr-2017

04-May-2017

VARIAN MEDICAL SYSTEMS, INC.

Security

92220P105

Meeting Type

Annual

Ticker Symbol

VAR

Meeting Date

09-Feb-2017

ISIN

US92220P1057

Agenda

934516886 - Management

Item

Proposal

Proposed by

Vote

1.

DIRECTOR

Management

1

SUSAN L. BOSTROM

For

2

JUDY BRUNER

For

3

REGINA E. DUGAN

For

4

R. ANDREW ECKERT

For

5

MARK R. LARET

For

6

ERICH R. REINHARDT

For

7

DOW R. WILSON

For

2.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.

Management

For

3.

TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF EVERY:

Management

1 Year

4.

TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. FOURTH AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN.

Management

For

5.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,500

0

08-Feb-2017

10-Feb-2017

VERIZON COMMUNICATIONS INC.

Security

92343V104

Meeting Type

Annual

Ticker Symbol

VZ

Meeting Date

04-May-2017

ISIN

US92343V1044

Agenda

934546461 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU

Management

For

1B.

ELECTION OF DIRECTOR: MARK T. BERTOLINI

Management

For

1C.

ELECTION OF DIRECTOR: RICHARD L. CARRION

Management

For

1D.

ELECTION OF DIRECTOR: MELANIE L. HEALEY

Management

For

1E.

ELECTION OF DIRECTOR: M. FRANCES KEETH

Management

For

1F.

ELECTION OF DIRECTOR: KARL- LUDWIG KLEY

Management

For

1G.

ELECTION OF DIRECTOR: LOWELL C. MCADAM

Management

For

1H.

ELECTION OF DIRECTOR: CLARENCE OTIS, JR.

Management

For

1I.

ELECTION OF DIRECTOR: RODNEY E. SLATER

Management

For

1J.

ELECTION OF DIRECTOR: KATHRYN A. TESIJA

Management

For

1K.

ELECTION OF DIRECTOR: GREGORY D. WASSON

Management

For

1L.

ELECTION OF DIRECTOR: GREGORY G. WEAVER

Management

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

4.

ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION

Management

1 Year

5.

APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN

Management

For

6.

HUMAN RIGHTS COMMITTEE

Shareholder

Against

7.

REPORT ON GREENHOUSE GAS REDUCTION TARGETS

Shareholder

Against

8.

SPECIAL SHAREOWNER MEETINGS

Shareholder

Against

9.

EXECUTIVE COMPENSATION CLAWBACK POLICY

Shareholder

Against

10.

STOCK RETENTION POLICY

Shareholder

Against

11.

LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

1,000

0

05-Apr-2017

05-May-2017

VODAFONE GROUP PLC

Security

92857W308

Meeting Type

Annual

Ticker Symbol

VOD

Meeting Date

28-Jul-2017

ISIN

US92857W3088

Agenda

934649065 - Management

Item

Proposal

Proposed by

Vote

1.

TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2017

Management

For

2.

TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR

Management

For

3.

TO RE-ELECT VITTORIO COLAO AS A DIRECTOR

Management

For

4.

TO RE-ELECT NICK READ AS A DIRECTOR

Management

For

5.

TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR

Management

For

6.

TO RE-ELECT DR MATHIAS DOPFNER AS A DIRECTOR

Management

For

7.

TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR

Management

For

8.

TO RE-ELECT VALERIE GOODING AS A DIRECTOR

Management

For

9.

TO RE-ELECT RENEE JAMES AS A DIRECTOR

Management

For

10.

TO RE-ELECT SAMUEL JONAH AS A DIRECTOR

Management

For

11.

TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S ARTICLES

Management

For

12.

TO RE-ELECT DAVID NISH AS A DIRECTOR

Management

For

13.

TO DECLARE A FINAL DIVIDEND OF 10.03 EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2017

Management

For

14.

TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017

Management

For

15.

TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017

Management

For

16.

TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY

Management

For

17.

TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR

Management

For

18.

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES

Management

For

19.

TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)

Management

For

20.

TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT (SPECIAL RESOLUTION)

Management

For

21.

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION)

Management

For

22.

TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE

Management

For

23.

TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

3,000

0

12-Jul-2017

12-Jul-2017

W. P. CAREY INC.

Security

92936U109

Meeting Type

Annual

Ticker Symbol

WPC

Meeting Date

15-Jun-2017

ISIN

US92936U1097

Agenda

934596656 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: MARK A. ALEXANDER

Management

For

1B.

ELECTION OF DIRECTOR: MARK J. DECESARIS

Management

For

1C.

ELECTION OF DIRECTOR: PETER J. FARRELL

Management

For

1D.

ELECTION OF DIRECTOR: BENJAMIN H. GRISWOLD, IV

Management

For

1E.

ELECTION OF DIRECTOR: AXEL K.A. HANSING

Management

For

1F.

ELECTION OF DIRECTOR: JEAN HOYSRADT

Management

For

1G.

ELECTION OF DIRECTOR: DR. RICHARD C. MARSTON

Management

For

1H.

ELECTION OF DIRECTOR: CHRISTOPHER J. NIEHAUS

Management

For

1I.

ELECTION OF DIRECTOR: NICK J.M. VAN OMMEN

Management

For

2.

TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

Management

For

3.

TO APPROVE THE COMPANY'S CASH INCENTIVE PLAN.

Management

For

4.

TO APPROVE THE COMPANY'S 2017 SHARE INCENTIVE PLAN.

Management

For

5.

TO APPROVE A CHARTER AMENDMENT TO PROVIDE SHAREHOLDERS WITH THE CONCURRENT POWER TO AMEND THE COMPANY'S BYLAWS.

Management

For

6.

TO APPROVE A CHARTER AMENDMENT TO INCREASE THE COMPANY'S OWNERSHIP LIMITATIONS.

Management

For

7.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

19-Apr-2017

16-Jun-2017

WASTE MANAGEMENT, INC.

Security

94106L109

Meeting Type

Annual

Ticker Symbol

WM

Meeting Date

12-May-2017

ISIN

US94106L1098

Agenda

934554747 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

Management

For

1B.

ELECTION OF DIRECTOR: FRANK M. CLARK, JR.

Management

For

1C.

ELECTION OF DIRECTOR: JAMES C. FISH, JR.

Management

For

1D.

ELECTION OF DIRECTOR: ANDRES R. GLUSKI

Management

For

1E.

ELECTION OF DIRECTOR: PATRICK W. GROSS

Management

For

1F.

ELECTION OF DIRECTOR: VICTORIA M. HOLT

Management

For

1G.

ELECTION OF DIRECTOR: KATHLEEN M. MAZZARELLA

Management

For

1H.

ELECTION OF DIRECTOR: JOHN C. POPE

Management

For

1I.

ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER

Management

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

3.

APPROVAL OF OUR EXECUTIVE COMPENSATION.

Management

For

4.

TO RECOMMEND THE FREQUENCY OF THE STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.

Management

1 Year

5.

STOCKHOLDER PROPOSAL REGARDING A POLICY RESTRICTING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

500

0

05-Apr-2017

15-May-2017

WEC ENERGY GROUP, INC.

Security

92939U106

Meeting Type

Annual

Ticker Symbol

WEC

Meeting Date

04-May-2017

ISIN

US92939U1060

Agenda

934551121 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JOHN F. BERGSTROM

Management

For

1B.

ELECTION OF DIRECTOR: BARBARA L. BOWLES

Management

For

1C.

ELECTION OF DIRECTOR: WILLIAM J. BRODSKY

Management

For

1D.

ELECTION OF DIRECTOR: ALBERT J. BUDNEY, JR.

Management

For

1E.

ELECTION OF DIRECTOR: PATRICIA W. CHADWICK

Management

For

1F.

ELECTION OF DIRECTOR: CURT S. CULVER

Management

For

1G.

ELECTION OF DIRECTOR: THOMAS J. FISCHER

Management

For

1H.

ELECTION OF DIRECTOR: PAUL W. JONES

Management

For

1I.

ELECTION OF DIRECTOR: GALE E. KLAPPA

Management

For

1J.

ELECTION OF DIRECTOR: HENRY W. KNUEPPEL

Management

For

1K.

ELECTION OF DIRECTOR: ALLEN L. LEVERETT

Management

For

1L.

ELECTION OF DIRECTOR: ULICE PAYNE, JR.

Management

For

1M.

ELECTION OF DIRECTOR: MARY ELLEN STANEK

Management

For

2.

RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2017

Management

For

3.

ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS

Management

For

4.

ADVISORY VOTE TO ESTABLISH THE FREQUENCY OF "SAY-ON-PAY" ADVISORY VOTES

Management

1 Year

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,256

0

05-Apr-2017

05-May-2017

WELLS FARGO & COMPANY

Security

949746101

Meeting Type

Annual

Ticker Symbol

WFC

Meeting Date

25-Apr-2017

ISIN

US9497461015

Agenda

934543314 - Management

Item

Proposal

Proposed by

Vote

1A.

ELECTION OF DIRECTOR: JOHN D. BAKER II

Management

For

1B.

ELECTION OF DIRECTOR: JOHN S. CHEN

Management

For

1C.

ELECTION OF DIRECTOR: LLOYD H. DEAN

Management

For

1D.

ELECTION OF DIRECTOR: ELIZABETH A. DUKE

Management

For

1E.

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

Management

For

1F.

ELECTION OF DIRECTOR: DONALD M. JAMES

Management

For

1G.

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

Management

For

1H.

ELECTION OF DIRECTOR: KAREN B. PEETZ

Management

For

1I.

ELECTION OF DIRECTOR: FEDERICO F. PENA

Management

For

1J.

ELECTION OF DIRECTOR: JAMES H. QUIGLEY

Management

For

1K.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

1L.

ELECTION OF DIRECTOR: RONALD L. SARGENT

Management

For

1M.

ELECTION OF DIRECTOR: TIMOTHY J. SLOAN

Management

For

1N.

ELECTION OF DIRECTOR: SUSAN G. SWENSON

Management

For

1O.

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

Management

For

2.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

3.

ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION.

Management

1 Year

4.

RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

5.

STOCKHOLDER PROPOSAL - RETAIL BANKING SALES PRACTICES REPORT.

Shareholder

Against

6.

STOCKHOLDER PROPOSAL - CUMULATIVE VOTING.

Shareholder

Against

7.

STOCKHOLDER PROPOSAL - DIVESTING NON-CORE BUSINESS REPORT.

Shareholder

Against

8.

STOCKHOLDER PROPOSAL - GENDER PAY EQUITY REPORT.

Shareholder

Against

9.

STOCKHOLDER PROPOSAL - LOBBYING REPORT.

Shareholder

Against

10.

STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' RIGHTS POLICY.

Shareholder

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

2698976

BMC #4

2698976

NORTHERN TRUST COMPANY

2,500

0

04-Apr-2017

26-Apr-2017

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BMC FUND, INC.

By: /s/ M. Hunt Broyhill
M. Hunt Broyhill, President

Date: July 27, 2017