UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00032
American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)
P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: December 31
Date of reporting period: July 1, 2012 - June 30, 2013
Patrick F. Quan
American Funds Fundamental Investors
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : American Funds Fundamental Investors Reporting Period : July 01, 2012 - June 30, 2013 | |||||||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
2 | Elect Peter Menikoff | Mgmt | For | For | For | ||
3 | Elect Robert Ripp | Mgmt | For | For | For | ||
4 | Elect Theodore Shasta | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | 2012 Annual Report | Mgmt | For | For | For | ||
7 | Statutory Financial Statements | Mgmt | For | For | For | ||
8 | Consolidated Financial Statements | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Discharge of Board of Directors | Mgmt | For | For | For | ||
11 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
12 | PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | BDO AG, Zurich | Mgmt | For | For | For | ||
14 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Distribution Via Par Value Reduction | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Alcoa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AA | CUSIP 013817101 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael G. Morris | Mgmt | For | For | For | ||
3 | Elect E. Stanley O'Neal | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
Altria Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
6 | Elect Alain Monie | Mgmt | For | For | For | ||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
American Express Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXP | CUSIP 025816109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
1.2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||
1.5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
1.6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||
1.7 | Elect Richard C. Levin | Mgmt | For | For | For | ||
1.8 | Elect Richard A. McGinn | Mgmt | For | For | For | ||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
1.11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
1.12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
1.13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
�� | AIG | CUSIP 026874784 | 05/15/2013 | Voted | |||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHoldr | Against | Against | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
American Water Works Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AWK | CUSIP 030420103 | 05/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen P. Adik | Mgmt | For | For | For | ||
2 | Elect Martha C. Goss | Mgmt | For | For | For | ||
3 | Elect Julie A. Dobson | Mgmt | For | For | For | ||
4 | Elect Paul J. Evanson | Mgmt | For | For | For | ||
5 | Elect Richard R. Grigg | Mgmt | For | For | For | ||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
7 | Elect George MacKenzie | Mgmt | For | For | For | ||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | ||
9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AMP Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMP | CINS Q0344G101 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Re-elect Peter E. Mason | Mgmt | For | For | For | ||
3 | Elect Simon McKeon | Mgmt | For | For | For | ||
4 | Remuneration Report | Mgmt | For | For | For | ||
5 | Equity Grant (MD/CEO Craig Dunn) | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
2 | Elect David P. Falck | Mgmt | For | For | For | ||
3 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
4 | Elect Andrew E. Lietz | Mgmt | For | For | For | ||
5 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
6 | Elect John R. Lord | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Analog Devices Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Jerald G. Fishman | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect John C. Hodgson | Mgmt | For | For | For | ||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
6 | Elect Neil S. Novich | Mgmt | For | For | For | ||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | ||
8 | Elect Paul J. Severino | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Executive Section 162(m) Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | U.K. Remuneration Report | Mgmt | For | Against | Against | ||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||
Apple Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
ARM Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARM | CINS G0483X122 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||
4 | Elect Sir John Buchanan | Mgmt | For | For | For | ||
5 | Elect Warren A. East | Mgmt | For | For | For | ||
6 | Elect Andy Green | Mgmt | For | For | For | ||
7 | Elect Larry Hirst | Mgmt | For | For | For | ||
8 | Elect Mike Muller | Mgmt | For | For | For | ||
9 | Elect Kathleen O'Donovan | Mgmt | For | For | For | ||
10 | Elect Janice Roberts | Mgmt | For | For | For | ||
11 | Elect Philip Rowley | Mgmt | For | For | For | ||
12 | Elect Tim Score | Mgmt | For | For | For | ||
13 | Elect Simon Segars | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Long Term Incentive Plan | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ASM Pacific Technology Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
00522 | CINS G0535Q133 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Petrus A. M. van Bommel | Mgmt | For | For | For | ||
6 | Elect Charles D. del Prado | Mgmt | For | For | For | ||
7 | Elect Orasa Livasiri | Mgmt | For | For | For | ||
8 | Elect Wong Hon Yee | Mgmt | For | For | For | ||
9 | Elect Eric TANG Koon Hung | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Management Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Remuneration Policy | Mgmt | For | For | For | ||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | ||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||
11 | Elect W. Ziebart | Mgmt | For | For | For | ||
12 | Elect D.A. Grose | Mgmt | For | For | For | ||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
21 | Authority to Cancel Shares | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Ratification of Management Acts | Mgmt | For | For | For | ||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Remuneration Policy | Mgmt | For | For | For | ||
9 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||
10 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||
11 | Stock Option Grant to Employees | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||
14 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||
15 | Elect W. Ziebart | Mgmt | For | For | For | ||
16 | Elect D.A. Grose | Mgmt | For | For | For | ||
17 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
26 | Authority to Cancel Shares | Mgmt | For | For | For | ||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ASML Holding NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059186 | 09/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
2 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
3 | Creation of New Share Class | Mgmt | For | For | For | ||
4 | Amendment to Par Value | Mgmt | For | For | For | ||
5 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | ||
6 | Reverse Stock Split | Mgmt | For | For | For | ||
7 | Cancellation of Shares | Mgmt | For | For | For | ||
8 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
12 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | Against | Against | ||
ASML Holding NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CINS N07059178 | 09/07/2012 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
4 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
5 | Creation of New Share Class | Mgmt | For | For | For | ||
6 | Amendment to Par Value | Mgmt | For | For | For | ||
7 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | ||
8 | Reverse Stock Split | Mgmt | For | For | For | ||
9 | Cancellation of Shares | Mgmt | For | For | For | ||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | Against | Against | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||
10 | Elect Graham Chipchase | Mgmt | For | For | For | ||
11 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
13 | Elect Nancy Rothwell | Mgmt | For | For | For | ||
14 | Elect Shriti Vadera | Mgmt | For | For | For | ||
15 | Elect John S. Varley | Mgmt | For | For | For | ||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CINS G0593M107 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||
10 | Elect Graham Chipchase | Mgmt | For | For | For | ||
11 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
13 | Elect Nancy Rothwell | Mgmt | For | For | For | ||
14 | Elect Shriti Vadera | Mgmt | For | For | For | ||
15 | Elect John S. Varley | Mgmt | For | For | For | ||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carl Bass | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||
4 | Elect Thomas Georgens | Mgmt | For | For | For | ||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Elect Steven M. West | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Avago Technologies Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | ||
6 | Elect Justine Lien | Mgmt | For | For | For | ||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||
1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
1.6 | Elect Sheri McCoy | Mgmt | For | For | For | ||
1.7 | Elect Ann S. Moore | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Paula Stern | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | 2013 - 2017 Executive Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Product Safety | ShrHoldr | Against | Against | For | ||
AXA S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CS | CINS F06106102 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Elect Ramon de Oliveira | Mgmt | For | For | For | ||
9 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | ||
11 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | ||
12 | Elect Paul Hermelin | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | ||
19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | Against | Against | ||
23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
25 | Authority to Issue Restricted Shares to Overseas Employees | Mgmt | For | For | For | ||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | Withhold | Against | ||
1.3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
1.4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
1.5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
1.6 | Elect Claire W. Gargalli | Mgmt | For | Withhold | Against | ||
1.7 | Elect Pierre J. Jungels | Mgmt | For | Withhold | Against | ||
1.8 | Elect James A. Lash | Mgmt | For | For | For | ||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.10 | Elect James W. Stewart | Mgmt | For | For | For | ||
1.11 | Elect Charles L. Watson | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Amendment to the 2002 Director and Officer Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
Baxter International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||
3 | Elect John Forsyth | Mgmt | For | For | For | ||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Dennis D. Dammerman | Mgmt | For | For | For | ||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
5 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
6 | Elect David H. Komansky | Mgmt | For | For | For | ||
7 | Elect James E. Rohr | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||
7 | Elect John P. Daly | Mgmt | For | For | For | ||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||
10 | Elect Ann Godbehere | Mgmt | For | For | For | ||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
14 | Elect Anthony Ruys | Mgmt | For | For | For | ||
15 | Elect Ben Stevens | Mgmt | For | For | For | ||
16 | Elect Richard Tubb | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Calpine Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | ||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | ||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | ||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | ||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Canadian Western Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBWBF | CUSIP 13677F101 | 03/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Appointment of Auditor | Mgmt | For | For | For | ||
2.1 | Elect Albrecht Bellstedt | Mgmt | For | For | For | ||
2.2 | Elect Andrew Bibby | Mgmt | For | For | For | ||
2.3 | Elect Christopher Fowler | Mgmt | For | For | For | ||
2.4 | Elect Linda Hohol | Mgmt | For | For | For | ||
2.5 | Elect Allan. Jackson | Mgmt | For | For | For | ||
2.6 | Elect Wendy Leaney | Mgmt | For | For | For | ||
2.7 | Elect Robert Manning | Mgmt | For | For | For | ||
2.8 | Elect Howard Pechet | Mgmt | For | For | For | ||
2.9 | Elect Robert Phillips | Mgmt | For | For | For | ||
2.10 | Elect Raymond Protti | Mgmt | For | For | For | ||
2.11 | Elect Ian Reid | Mgmt | For | For | For | ||
2.12 | Elect H. Sanford Riley | Mgmt | For | For | For | ||
2.13 | Elect Alan Rowe | Mgmt | For | For | For | ||
2.14 | Elect Arnold Shell | Mgmt | For | For | For | ||
3 | Amendment to the Share Incentive Plan | Mgmt | For | Against | Against | ||
4 | Amendment to Articles Regarding Preferred Shares | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
8 | Elect Catherine G. West | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
CapitalSource Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSE | CUSIP 14055X102 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Andrew B. Fremder | Mgmt | For | For | For | ||
1.2 | Elect C. William Hosler | Mgmt | For | For | For | ||
1.3 | Elect James J. Pieczynski | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/02/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||
2 | Elect George Barrett | Mgmt | For | For | For | ||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||
7 | Elect John Finn | Mgmt | For | For | For | ||
8 | Elect Clayton Jones | Mgmt | For | For | For | ||
9 | Elect Gregory Kenny | Mgmt | For | For | For | ||
10 | Elect David King | Mgmt | For | For | For | ||
11 | Elect Richard Notebaert | Mgmt | For | For | For | ||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
1.2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
1.3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
1.4 | Elect David R. Goode | Mgmt | For | For | For | ||
1.5 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Peter A. Magowan | Mgmt | For | For | For | ||
1.8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.10 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.11 | Elect Charles D. Powell | Mgmt | For | For | For | ||
1.12 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
1.13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
1.14 | Elect Joshua I. Smith | Mgmt | For | For | For | ||
1.15 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHoldr | Against | Against | For | ||
Celanese Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Charles Schwab Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect George L. Kirkland | Mgmt | For | For | For | ||
6 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
7 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Carl Ware | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Cimarex Energy Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEC | CUSIP 171798101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hans Helmerich | Mgmt | For | For | For | ||
2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
3 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||
5 | Elect Larry Carter | Mgmt | For | For | For | ||
6 | Elect John Chambers | Mgmt | For | For | For | ||
7 | Elect Brian Halla | Mgmt | For | For | For | ||
8 | Elect John Hennessy | Mgmt | For | For | For | ||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||
13 | Elect Steven West | Mgmt | For | For | For | ||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHoldr | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHoldr | Against | Against | For | ||
Cliffs Natural Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLF | CUSIP 18683K101 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph A. Carrabba | Mgmt | For | Against | Against | ||
2 | Elect Susan M. Cunningham | Mgmt | For | Against | Against | ||
3 | Elect Barry J. Eldridge | Mgmt | For | Against | Against | ||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
5 | Elect Susan M. Green | Mgmt | For | Against | Against | ||
6 | Elect Janice K. Henry | Mgmt | For | For | For | ||
7 | Elect James Kirsch | Mgmt | For | For | For | ||
8 | Elect Francis R. McAllister | Mgmt | For | Against | Against | ||
9 | Elect Richard K. Riederer | Mgmt | For | Against | Against | ||
10 | Elect Timothy W. Sullivan | Mgmt | For | For | For | ||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
12 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
13 | Amend the Regulations Without Shareholder Approval | Mgmt | For | Against | Against | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
1.2 | Elect Charles P. Carey | Mgmt | For | For | For | ||
1.3 | Elect Mark E. Cermak | Mgmt | For | For | For | ||
1.4 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
1.5 | Elect Leo Melamed | Mgmt | For | For | For | ||
1.6 | Elect Joseph Niciforo | Mgmt | For | For | For | ||
1.7 | Elect C.C. Odom II | Mgmt | For | For | For | ||
1.8 | Elect John F. Sandner | Mgmt | For | For | For | ||
1.9 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
CNO Financial Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNO | CUSIP 12621E103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | ||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
3 | Elect Robert C. Greving | Mgmt | For | For | For | ||
4 | Elect Mary R. Henderson | Mgmt | For | For | For | ||
5 | Elect R. Keith Long | Mgmt | For | For | For | ||
6 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
7 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
8 | Elect Michael T. Tokarz | Mgmt | For | For | For | ||
9 | Elect John G. Turner | Mgmt | For | For | For | ||
10 | Extension of NOL Shareholder Rights Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
Concho Resources Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXO | CUSIP 20605P101 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | ||
1.2 | Elect Ray M. Poage | Mgmt | For | For | For | ||
1.3 | Elect A. Wellford Tabor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
4 | Elect Jody L Freeman | Mgmt | For | For | For | ||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | ||
CONSOL Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNX | CUSIP 20854P109 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.2 | Elect Philip W. Baxter | Mgmt | For | For | For | ||
1.3 | Elect James E. Altmeyer, Sr. | Mgmt | For | For | For | ||
1.4 | Elect William E. Davis | Mgmt | For | For | For | ||
1.5 | Elect Raj K. Gupta | Mgmt | For | For | For | ||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | ||
1.7 | Elect John T. Mills | Mgmt | For | For | For | ||
1.8 | Elect William P. Powell | Mgmt | For | For | For | ||
1.9 | Elect Joseph T. Williams | Mgmt | For | For | For | ||
2 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||
1.2 | Elect William Gates | Mgmt | For | For | For | ||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 228227104 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
2 | Elect J. Landis Martin | Mgmt | For | For | For | ||
3 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ctrip.com International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTRP | CUSIP 22943F100 | 10/26/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Misc. Article Amendments | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect William I. Miller | Mgmt | For | For | For | ||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
5 | Elect Carl Ware | Mgmt | For | For | For | ||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Daimler AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAI | CINS D1668R123 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Elect Sari Baldauf | Mgmt | For | For | For | ||
12 | Elect Jurgen Hambrecht | Mgmt | For | For | For | ||
13 | Elect Andrea Jung | Mgmt | For | For | For | ||
Deere & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DE | CUSIP 244199105 | 02/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
7 | Elect Joachim Milberg | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Thomas H. Patrick | Mgmt | For | For | For | ||
10 | Elect Aulana L. Peters | Mgmt | For | For | For | ||
11 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Re-approval of Mid-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Denbury Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNR | CUSIP 247916208 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Wieland F. Wettstein | Mgmt | For | For | For | ||
1.2 | Elect Michael L. Beatty | Mgmt | For | For | For | ||
1.3 | Elect Michael B. Decker | Mgmt | For | For | For | ||
1.4 | Elect Ronald G. Greene | Mgmt | For | For | For | ||
1.5 | Elect Gregory L. McMichael | Mgmt | For | For | For | ||
1.6 | Elect Kevin O. Meyers | Mgmt | For | For | For | ||
1.7 | Elect Phil Rykhoek | Mgmt | For | For | For | ||
1.8 | Elect Randy Stein | Mgmt | For | For | For | ||
1.9 | Elect Laura A. Sugg | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Diageo plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGE | CINS G42089113 | 10/17/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | ||
5 | Elect Laurence Danon | Mgmt | For | For | For | ||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||
7 | Elect Betsey Holden | Mgmt | For | For | For | ||
8 | Elect Franz Humer | Mgmt | For | For | For | ||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||
10 | Elect Philip Scott | Mgmt | For | For | For | ||
11 | Elect H. Todd Stitzer | Mgmt | For | For | For | ||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||
13 | Elect HO Kwon Ping | Mgmt | For | For | For | ||
14 | Elect Ivan Menezes | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Digital Realty Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLR | CUSIP 253868103 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis E. Singleton | Mgmt | For | For | For | ||
2 | Elect Michael F. Foust | Mgmt | For | For | For | ||
3 | Elect Laurence A. Chapman | Mgmt | For | For | For | ||
4 | Elect Kathleen Earley | Mgmt | For | For | For | ||
5 | Elect Ruann F. Ernst | Mgmt | For | For | For | ||
6 | Elect Kevin J. Kennedy | Mgmt | For | For | For | ||
7 | Elect William G. LaPerch | Mgmt | For | For | For | ||
8 | Elect Robert H. Zerbst | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
E.I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Richard H. Brown | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | ||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
7 | Elect Eleuthere I. Du Pont | Mgmt | For | For | For | ||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | Against | For | ||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||
10 | Appointment of KPMG | Mgmt | For | For | For | ||
11 | Compensation Guidelines | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Issuance of Treasury Shares | Mgmt | For | Against | Against | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Edwards Lifesciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EW | CUSIP 28176E108 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Ingram | Mgmt | For | For | For | ||
2 | Elect William J. Link | Mgmt | For | For | For | ||
3 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||
5 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
EMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||
5 | Elect John R. Egan | Mgmt | For | For | For | ||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | Against | Against | ||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect J. Lorne Braithwaite | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect David A. Leslie | Mgmt | For | For | For | ||
1.8 | Elect Al Monaco | Mgmt | For | For | For | ||
1.9 | Elect George K. Petty | Mgmt | For | For | For | ||
1.10 | Elect Charles E. Shultz | Mgmt | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Crisp | Mgmt | For | For | For | ||
2 | Elect James Day | Mgmt | For | For | For | ||
3 | Elect Mark Papa | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald Textor | Mgmt | For | For | For | ||
6 | Elect William Thomas | Mgmt | For | For | For | ||
7 | Elect Frank Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | ||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | ||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
11 | Elect Richard W. Mies | Mgmt | For | For | For | ||
12 | Elect William C. Richardson | Mgmt | For | For | For | ||
13 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||
14 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
15 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
16 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Expedia, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPE | CUSIP 30212P303 | 06/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
1.2 | Elect Pamela L. Coe | Mgmt | For | For | For | ||
1.3 | Elect Barry Diller | Mgmt | For | For | For | ||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | ||
1.5 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||
1.7 | Elect Peter M. Kern | Mgmt | For | For | For | ||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
1.9 | Elect John C. Malone | Mgmt | For | For | For | ||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | ||
2 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | ||
3 | 2013 Employee Stock Plan and 2013 International Employee Stock Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Experian Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPN | CINS G32655105 | 07/18/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Brian Cassin | Mgmt | For | For | For | ||
4 | Elect Fabiola Arredondo | Mgmt | For | For | For | ||
5 | Elect Chris Callero | Mgmt | For | For | For | ||
6 | Elect Roger Davis | Mgmt | For | For | For | ||
7 | Elect Alan Jebson | Mgmt | For | For | For | ||
8 | Elect John Peace | Mgmt | For | For | For | ||
9 | Elect Don Robert | Mgmt | For | For | For | ||
10 | Elect Sir Alan Rudge | Mgmt | For | For | For | ||
11 | Elect Judith Sprieser | Mgmt | For | For | For | ||
12 | Elect David Tyler | Mgmt | For | For | For | ||
13 | Elect Paul Walker | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Experian Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPN | CINS G32655105 | 11/20/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||
2 | Elect Maura Breen | Mgmt | For | For | For | ||
3 | Elect William DeLaney | Mgmt | For | For | For | ||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||
9 | Elect George Paz | Mgmt | For | For | For | ||
10 | Elect William Roper | Mgmt | For | For | For | ||
11 | Elect Samuel Skinner | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Fastenal Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FAST | CUSIP 311900104 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Kierlin | Mgmt | For | For | For | ||
2 | Elect Stephen M. Slaggie | Mgmt | For | For | For | ||
3 | Elect Michael M. Gostomski | Mgmt | For | For | For | ||
4 | Elect Willard D. Oberton | Mgmt | For | For | For | ||
5 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
6 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
7 | Elect Hugh L. Miller | Mgmt | For | For | For | ||
8 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
9 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
10 | Elect Rita J. Heise | Mgmt | For | For | For | ||
11 | Elect Darren R. Jackson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Firstenergy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Flir Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLIR | CUSIP 302445101 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Carter | Mgmt | For | For | For | ||
2 | Elect Michael T. Smith | Mgmt | For | For | For | ||
3 | Elect John W. Wood, Jr. | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
FMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | ||
3 | Elect Robert C. Pallash | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||
2 | Elect Claire S. Farley | Mgmt | For | For | For | ||
3 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | Abstain | Against | ||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Term Limits | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
General Motors Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect David Bonderman | Mgmt | For | For | For | ||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | ||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | ||
9 | Elect James J. Mulva | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | ||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Glaxosmithkline plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
4 | Elect Jing Ulrich | Mgmt | For | For | For | ||
5 | Elect Hans Wijers | Mgmt | For | For | For | ||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||
11 | Elect Simon Dingemans | Mgmt | For | For | For | ||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||
16 | Elect Tom de Swaan | Mgmt | For | For | For | ||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||
5 | Elect William W. George | Mgmt | For | For | For | ||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHoldr | Against | Against | For | ||
Google Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||
Grafton Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GN5 | CINS G4035Q189 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Michael Chadwick | Mgmt | For | For | For | ||
3 | Elect Charles M. Fisher | Mgmt | For | For | For | ||
4 | Elect Annette Flynn | Mgmt | For | For | For | ||
5 | Elect Roderick Ryan | Mgmt | For | For | For | ||
6 | Elect Colm O. Nuallain | Mgmt | For | For | For | ||
7 | Elect Gavin Slark | Mgmt | For | For | For | ||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
Holcim Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLN | CINS H36940130 | 04/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Remuneration Report | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Allocation of Profits | Mgmt | For | For | For | ||
7 | Dividend from Reserves | Mgmt | For | For | For | ||
8 | Elect Beat Hess | Mgmt | For | For | For | ||
9 | Elect Rolf Soiron | Mgmt | For | For | For | ||
10 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | For | For | ||
11 | Elect Anne Wade | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Transaction of Other Business | Mgmt | For | For | For | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Hospitality Properties Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPT | CUSIP 44106M102 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William A. Lamkin | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
Hudbay Minerals Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HBM | CUSIP 443628102 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to the Long-Term Equity Plan | Mgmt | For | For | For | ||
2.1 | Elect David Garofalo | Mgmt | For | For | For | ||
2.2 | Elect Tom A. Goodman | Mgmt | For | For | For | ||
2.3 | Elect Alan Roy Hibben | Mgmt | For | For | For | ||
2.4 | Elect W. Warren Holmes | Mgmt | For | For | For | ||
2.5 | Elect John L. Knowles | Mgmt | For | For | For | ||
2.6 | Elect Alan J. Lenczner | Mgmt | For | For | For | ||
2.7 | Elect Kenneth G. Stowe | Mgmt | For | For | For | ||
2.8 | Elect Wesley Voorheis | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||
5 | Elect David Jones Jr. | Mgmt | For | For | For | ||
6 | Elect Michael McCallister | Mgmt | For | For | For | ||
7 | Elect William McDonald | Mgmt | For | For | For | ||
8 | Elect William Mitchell | Mgmt | For | For | For | ||
9 | Elect David Nash | Mgmt | For | For | For | ||
10 | Elect James O'Brien | Mgmt | For | For | For | ||
11 | Elect Marissa Peterson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Hyundai Mobis | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
012330 | CINS Y3849A109 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||
3 | Election of Audit Committee Member : PARK Chan Wook | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
ICICI Bank Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICICIBANK | CINS Y38575109 | 06/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Dividends on Preference Shares | Mgmt | For | For | For | ||
3 | Dividends on Equity Shares | Mgmt | For | For | For | ||
4 | Elect K.V. Kamath | Mgmt | For | For | For | ||
5 | Elect Tushaar Shah | Mgmt | For | For | For | ||
6 | Elect Rajiv Sabharwal | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Appointment of Branch Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Elect Dileep C. Choksi | Mgmt | For | For | For | ||
11 | Amendment to Compensation of K.V. Kamath | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Amendment to Compensation of Chanda Kochhar | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Amendment to Compensation of N.S. Kannan | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Amendment to Compensation of K. Ramkumar | Mgmt | For | For | For | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
24 | Amendment to Compensation of Rajiv Sabharwal | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Industria De Diseno Textil SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITX | CINS E6282J109 | 07/17/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||
4 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Gartler, S.L. (Flora Pérez Marcote) | Mgmt | For | For | For | ||
7 | Elect José Arnau Sierra | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | ||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Approval of Corporate Website | Mgmt | For | For | For | ||
13 | Remuneration Report | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
Industrial & Commercial Bank of China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Malcolm C. McCarthy | Mgmt | For | For | For | ||
3 | Elect Kenneth P. CHUNG | Mgmt | For | For | For | ||
4 | 2013 Fixed Assets Investment Budget | Mgmt | For | For | For | ||
5 | Authority to Issue Eligible Tier-2 Capital Instruments | Mgmt | For | For | For | ||
Industrial & Commercial Bank of China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Elect YI Huiman | Mgmt | For | For | For | ||
9 | Elect LUO Xi | Mgmt | For | For | For | ||
10 | Elect LIU Lixian | Mgmt | For | For | For | ||
Industrial & Commercial Bank of China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 11/05/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Capital Management Plan | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Infineon Technologies AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFX | CINS D35415104 | 02/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Compensation Policy | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
13 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | For | Against | ||
Intuit Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher Brody | Mgmt | For | For | For | ||
2 | Elect William Campbell | Mgmt | For | For | For | ||
3 | Elect Scott Cook | Mgmt | For | For | For | ||
4 | Elect Diane Greene | Mgmt | For | For | For | ||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect Dennis Powell | Mgmt | For | For | For | ||
8 | Elect Brad Smith | Mgmt | For | For | For | ||
9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Approval of Performance Goals under the Senior Executive Incentive Plan | Mgmt | For | For | For | ||
Intuitive Surgical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISRG | CUSIP 46120E602 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amal M. Johnson | Mgmt | For | For | For | ||
2 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||
3 | Elect Alan J. Levy | Mgmt | For | For | For | ||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Iron Mountain Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRM | CUSIP 462846106 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ted R Antenucci | Mgmt | For | For | For | ||
2 | Elect Clarke H. Bailey | Mgmt | For | For | For | ||
3 | Elect Kent P. Dauten | Mgmt | For | For | For | ||
4 | Elect Paul F. Deninger | Mgmt | For | For | For | ||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
6 | Elect Michael Lamach | Mgmt | For | For | For | ||
7 | Elect Arthur D. Little | Mgmt | For | For | For | ||
8 | Elect William L. Meaney | Mgmt | For | For | For | ||
9 | Elect Vincent J. Ryan | Mgmt | For | For | For | ||
10 | Elect Laurie A Tucker | Mgmt | For | For | For | ||
11 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
12 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Japan Tobacco Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2914 | CINS J27869106 | 06/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | For | Against | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | ||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
9 | Elect William D. Perez | Mgmt | For | For | For | ||
10 | Elect Charles Prince | Mgmt | For | For | For | ||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Johnson Controls Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David Abney | Mgmt | For | For | For | ||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||
15 | Key Executive Performance Plan | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Keycorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEY | CUSIP 493267108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Edward P. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | ||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2013 Equity Compensation Plan | Mgmt | For | Against | Against | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Alm | Mgmt | For | For | For | ||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kinder Morgan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMI | CUSIP 49456B101 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
1.2 | Elect C. Park Shaper | Mgmt | For | For | For | ||
1.3 | Elect Steven J. Kean | Mgmt | For | For | For | ||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
1.6 | Elect Michael Miller | Mgmt | For | For | For | ||
1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
1.9 | Elect Joel V. Staff | Mgmt | For | For | For | ||
1.10 | Elect John Stokes | Mgmt | For | For | For | ||
1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Koninklijke KPN NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KPN | CINS N4297B146 | 09/11/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Amendment to Articles | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Las Vegas Sands Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | For | For | ||
1.2 | Elect Irwin Chafetz | Mgmt | For | For | For | ||
1.3 | Elect Victor Chaltiel | Mgmt | For | For | For | ||
1.4 | Elect Charles A. Koppelman | Mgmt | For | For | For | ||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | ||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Legal & General Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LGEN | CINS G54404127 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Mark Zinkula | Mgmt | For | For | For | ||
4 | Elect Lindsay Tomlinson | Mgmt | For | For | For | ||
5 | Elect Stuart Popham | Mgmt | For | For | For | ||
6 | Elect Julia Wilson | Mgmt | For | For | For | ||
7 | Elect Michael E. Fairey | Mgmt | For | For | For | ||
8 | Elect Mark Gregory | Mgmt | For | For | For | ||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
10 | Elect John Pollock | Mgmt | For | For | For | ||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | ||
12 | Elect John Stewart | Mgmt | For | For | For | ||
13 | Elect Nigel Wilson | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Liberty Media Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMCA | CUSIP 530322106 | 08/08/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Donne Fisher | Mgmt | For | For | For | ||
1.2 | Elect Gregory Maffei | Mgmt | For | For | For | ||
1.3 | Elect Andrea Wong | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
4 | 2011 Incentive Plan | Mgmt | For | Against | Against | ||
5 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Linear Technology Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | ||
1.4 | Elect John Gordon | Mgmt | For | For | For | ||
1.5 | Elect David Lee | Mgmt | For | For | For | ||
1.6 | Elect Richard Moley | Mgmt | For | For | For | ||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
LinkedIn Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNKD | CUSIP 53578A108 | 06/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Moritz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
3 | Elect David B. Burritt | Mgmt | For | For | For | ||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
8 | Elect James M. Loy | Mgmt | For | For | For | ||
9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Lowe's Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
LyondellBasell Industries NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||
2 | Adoption of Annual Accounts for 2012 | Mgmt | For | For | For | ||
3 | Discharge from Liability of Sole Member of the Management Board | Mgmt | For | For | For | ||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Approval to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | ||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | Against | Against | ||
Macerich Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAC | CUSIP 554382101 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas D. Abbey | Mgmt | For | For | For | ||
2 | Elect Dana K. Anderson | Mgmt | For | For | For | ||
3 | Elect Arthur M. Coppola | Mgmt | For | For | For | ||
4 | Elect Edward C. Coppola | Mgmt | For | For | For | ||
5 | Elect Fred S. Hubbell | Mgmt | For | For | For | ||
6 | Elect Diana M. Laing | Mgmt | For | For | For | ||
7 | Elect Stanley A. Moore | Mgmt | For | For | For | ||
8 | Elect Mason G. Ross | Mgmt | For | For | For | ||
9 | Elect William P. Sexton | Mgmt | For | For | For | ||
10 | Elect Andrea M. Stephen | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
8 | Elect Paul C. Varga | Mgmt | For | For | For | ||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Marriott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAR | CUSIP 571903202 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
2 | Elect John W. Marriott III | Mgmt | For | For | For | ||
3 | Elect Mary K. Bush | Mgmt | For | For | For | ||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
6 | Elect Debra L. Lee | Mgmt | For | For | For | ||
7 | Elect George Munoz | Mgmt | For | For | For | ||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | ||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
11 | Elect Lawrence M. Small | Mgmt | For | For | For | ||
12 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
MasterCard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
6 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
7 | Elect Marc Olivie | Mgmt | For | For | For | ||
8 | Elect Rima Qureshi | Mgmt | For | For | For | ||
9 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
10 | Elect Mark Schwartz | Mgmt | For | For | For | ||
11 | Elect Jackson P. TAI | Mgmt | For | For | For | ||
12 | Elect Edward Suning Tian | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | ||
1.3 | Elect James Bergman | Mgmt | For | For | For | ||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert Grady | Mgmt | For | For | For | ||
1.6 | Elect William Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
MeadWestvaco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||
2 | Elect James G. Kaiser | Mgmt | For | For | For | ||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
4 | Elect James M. Kilts | Mgmt | For | For | For | ||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | ||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | ||
10 | Elect Jane L. Warner | Mgmt | For | For | For | ||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||
Meggitt plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGGT | CINS G59640105 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Sir Colin Terry | Mgmt | For | For | For | ||
5 | Elect Stephen Young | Mgmt | For | For | For | ||
6 | Elect Philip Green | Mgmt | For | For | For | ||
7 | Elect Paul Heiden | Mgmt | For | For | For | ||
8 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | ||
9 | Elect David Robins | Mgmt | For | For | For | ||
10 | Elect David Williams | Mgmt | For | For | For | ||
11 | Elect Guy Berruyer | Mgmt | For | For | For | ||
12 | Elect Philip Cox | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven Ballmer | Mgmt | For | Against | Against | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William Gates III | Mgmt | For | Against | Against | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||
6 | Elect David Marquardt | Mgmt | For | For | For | ||
7 | Elect Charles Noski | Mgmt | For | For | For | ||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||
9 | Elect John Thompson | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Moody's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCO | CUSIP 615369105 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
2 | Elect Darrell Duffie | Mgmt | For | For | For | ||
3 | Elect Raymond W. McDaniel, Jr. | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Key Employees' Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Amendment to the 1998 Non-Employee Directors' Stock Incentive Plan | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
MTU Aero Engines Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTX | CINS D5565H104 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Elect Wilhelm Bender | Mgmt | For | For | For | ||
14 | Elect Klaus Eberhardt | Mgmt | For | For | For | ||
15 | Elect Jurgen M. Geibinger | Mgmt | For | For | For | ||
16 | Elect Klaus Steffens | Mgmt | For | For | For | ||
17 | Elect Marion Weissenberger-Eibl | Mgmt | For | For | For | ||
Murata Manufacturing Co Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6981 | CINS J46840104 | 06/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | ||
5 | Elect Kohji Makino | Mgmt | For | For | For | ||
6 | Elect Norio Nakashima | Mgmt | For | For | For | ||
7 | Elect Yoshito Takemura | Mgmt | For | For | For | ||
8 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | ||
9 | Elect Tanaka Junichi as Statutory Auditors | Mgmt | For | For | For | ||
Murphy Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MUR | CUSIP 626717102 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Frank W. Blue | Mgmt | For | For | For | ||
2 | Elect Steven A. Cosse | Mgmt | For | For | For | ||
3 | Elect Claiborne P. Deming | Mgmt | For | For | For | ||
4 | Elect Robert A. Hermes | Mgmt | For | For | For | ||
5 | Elect James V. Kelley | Mgmt | For | For | For | ||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | ||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | ||
8 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | ||
9 | Elect Neal E. Schmale | Mgmt | For | For | For | ||
10 | Elect David J. H. Smith | Mgmt | For | For | For | ||
11 | Elect Caroline G. Theus | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2013 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
National Grid Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NG | CINS G6375K151 | 07/30/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||
6 | Elect Thomas King | Mgmt | For | For | For | ||
7 | Elect Nick Winser | Mgmt | For | For | For | ||
8 | Elect Kenneth Harvey | Mgmt | For | For | For | ||
9 | Elect Linda Adamany | Mgmt | For | For | For | ||
10 | Elect Philip Aiken | Mgmt | For | For | For | ||
11 | Elect Nora Brownell | Mgmt | For | For | For | ||
12 | Elect Paul Golby | Mgmt | For | For | For | ||
13 | Elect Ruth Kelly | Mgmt | For | For | For | ||
14 | Elect Maria Richter | Mgmt | For | For | For | ||
15 | Elect George Rose | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | For | For | For | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CINS H57312649 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Compensation Report | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
8 | Elect Steven Hoch | Mgmt | For | For | For | ||
9 | Elect Titia de Lange | Mgmt | For | For | For | ||
10 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
11 | Elect Eva Cheng | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Vote in accordance with the proposal of the Board of Directors | Mgmt | For | N/A | N/A | ||
15 | Vote against the proposal of the Board of Directors | Mgmt | For | N/A | N/A | ||
16 | Abstain | Mgmt | For | For | For | ||
Nikon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7731 | CINS 654111103 | 06/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Makoto Kimura | Mgmt | For | For | For | ||
4 | Elect Junichi Itoh | Mgmt | For | For | For | ||
5 | Elect Kazuo Ushida | Mgmt | For | For | For | ||
6 | Elect Toshiyuki Masai | Mgmt | For | For | For | ||
7 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | ||
8 | Elect Norio Hashizume | Mgmt | For | For | For | ||
9 | Elect Hiroshi Ohki | Mgmt | For | For | For | ||
10 | Elect Kenichi Kanazawa | Mgmt | For | For | For | ||
11 | Elect Kenji Matsuo | Mgmt | For | For | For | ||
12 | Elect Kohkei Higuchi | Mgmt | For | For | For | ||
13 | Bonus | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | For | For | ||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||
1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.4 | Elect John J. Ferriola | Mgmt | For | For | For | ||
1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||
1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
1.10 | Elect John H. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | ||
4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | ||
5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | ||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||
5 | Elect John Feick | Mgmt | For | For | For | ||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||
8 | Elect Ray Irani | Mgmt | For | Against | Against | ||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Oceaneering International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | ||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Oracle Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark Hurd | Mgmt | For | Withhold | Against | ||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||
1.12 | Elect Naomi Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Parker-Hannifin Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PH | CUSIP 701094104 | 10/24/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||
1.5 | Elect Klaus-Peter Müller | Mgmt | For | For | For | ||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||
1.9 | Elect Åke Svensson | Mgmt | For | For | For | ||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Pernod Ricard | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RI | CINS F72027109 | 11/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | ||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | ||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | ||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | ||
12 | Elect Alexandre Ricard | Mgmt | For | For | For | ||
13 | Elect Pierre Pringuet | Mgmt | For | For | For | ||
14 | Elect Wolfgang Colberg | Mgmt | For | For | For | ||
15 | Elect César Giron | Mgmt | For | For | For | ||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | For | For | ||
17 | Elect Ian Gallienne | Mgmt | For | For | For | ||
18 | Directors' Fees | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||
23 | Amendments to Articles | Mgmt | For | For | For | ||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | ||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | ||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | ||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | ||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Petroleo Brasileiro S.A. - Petrobras | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETR3 | CUSIP 71654V408 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Capital Expenditure Budget | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | Against | Against | ||
5 | Election of Board Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
6 | Election of the Chairman of the Board | Mgmt | For | Abstain | Against | ||
7 | Election of Supervisory Council | Mgmt | For | Abstain | Against | ||
8 | Election of Supervisory Council Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
9 | Remuneration Policy | Mgmt | For | For | For | ||
10 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | For | For | ||
Peyto Exploration & Development Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEYUF | CUSIP 717046106 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Rick Braund | Mgmt | For | For | For | ||
2.2 | Elect Donald Gray | Mgmt | For | For | For | ||
2.3 | Elect Michael MacBean | Mgmt | For | For | For | ||
2.4 | Elect Brian Davis | Mgmt | For | For | For | ||
2.5 | Elect Darren Gee | Mgmt | For | For | For | ||
2.6 | Elect Gregory S. Fletcher | Mgmt | For | For | For | ||
2.7 | Elect Stephen J. Chetner | Mgmt | For | For | For | ||
2.8 | Elect Scott Robinson | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Peyto Exploration & Development Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEYUF | CUSIP 717046205 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Rick Braund | Mgmt | For | For | For | ||
2.2 | Elect Donald Gray | Mgmt | For | For | For | ||
2.3 | Elect Michael MacBean | Mgmt | For | For | For | ||
2.4 | Elect Brian Davis | Mgmt | For | For | For | ||
2.5 | Elect Darren Gee | Mgmt | For | For | For | ||
2.6 | Elect Gregory S. Fletcher | Mgmt | For | For | For | ||
2.7 | Elect Stephen J. Chetner | Mgmt | For | For | For | ||
2.8 | Elect Scott Robinson | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David R. Andrews | Mgmt | For | For | For | ||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
5 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
6 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
7 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
8 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
9 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||
11 | Elect Robert Polet | Mgmt | For | For | For | ||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Phillips 66 | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSX | CUSIP 718546104 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Greg C. Garland | Mgmt | For | For | For | ||
2 | Elect John E. Lowe | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Potash Corp. Of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | ||
1.4 | Elect William J. Doyle | Mgmt | For | For | For | ||
1.5 | Elect John W. Estey | Mgmt | For | For | For | ||
1.6 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.7 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||
1.8 | Elect Dallas J. Howe | Mgmt | For | For | For | ||
1.9 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | ||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | 2013 Performance Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Bret K. Clayton | Mgmt | For | For | For | ||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
5 | Elect Edward G. Galante | Mgmt | For | For | For | ||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
7 | Elect Ira D. Hall | Mgmt | For | For | For | ||
8 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
9 | Elect Larry D. McVay | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||
Procter & Gamble Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Angela Braly | Mgmt | For | For | For | ||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||
3 | Elect Scott Cook | Mgmt | For | For | For | ||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
Quest Diagnostics Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John C. Baldwin | Mgmt | For | For | For | ||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Abstain | For | Against | ||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Rackspace Hosting, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAX | CUSIP 750086100 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect A. Lanham Napier | Mgmt | For | For | For | ||
2 | Elect George J. Still, Jr. | Mgmt | For | For | For | ||
3 | Elect Michael Sam Gilliland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Regeneron Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REGN | CUSIP 75886F107 | 06/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael S. Brown | Mgmt | For | For | For | ||
1.2 | Elect Leonard S. Schleifer | Mgmt | For | For | For | ||
1.3 | Elect Eric M. Shooter | Mgmt | For | For | For | ||
1.4 | Elect George D. Yancopoulos | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Rockwell Automation Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry Johnson | Mgmt | For | For | For | ||
1.2 | Elect William McCormick, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Keith Nosbusch | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Simon Henry | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Peter Voser | Mgmt | For | For | For | ||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Salesforce.Com Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
Salesforce.Com Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stratton Sclavos | Mgmt | For | For | For | ||
2 | Elect Lawrence Tomlinson | Mgmt | For | For | For | ||
3 | Elect Shirley Young | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Samsung Electronics | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect LEE In Ho | Mgmt | For | For | For | ||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | ||
4 | Elect KIM Eun Mee | Mgmt | For | For | For | ||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | ||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | ||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | ||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sanofi | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
12 | Greenshoe | Mgmt | For | Against | Against | ||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
Schneider Electric SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CINS F86921107 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Supplementary Retirement Benefits for Management Board Members | Mgmt | For | For | For | ||
8 | Severance Agreement for Jean-Paul Tricoire | Mgmt | For | For | For | ||
9 | Election Gerard de La Martiniere | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Adoption of a New Governance Structure | Mgmt | For | For | For | ||
12 | Authorization of Legal Formalities Concerning the Employee Stock Purchase Plans | Mgmt | For | For | For | ||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Greenshoe | Mgmt | For | Against | Against | ||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
20 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
24 | Elect Jean-Pascal Tricoire | Mgmt | For | For | For | ||
25 | Elect Henri Lachmann | Mgmt | For | For | For | ||
26 | Elect Leo Apotheker | Mgmt | For | For | For | ||
27 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||
28 | Elect Gerard de La Martiniere | Mgmt | For | For | For | ||
29 | Elect Xavier Fontanet | Mgmt | For | For | For | ||
30 | Elect Noel Forgeard | Mgmt | For | For | For | ||
31 | Elect Antoine Gosset-Grainville | Mgmt | For | For | For | ||
32 | Elect Willy R. Kissling | Mgmt | For | For | For | ||
33 | Elect Catherine Kopp | Mgmt | For | For | For | ||
34 | Elect Dominique Senequier | Mgmt | For | For | For | ||
35 | Elect G. Richard Thoman | Mgmt | For | For | For | ||
36 | Elect Serge Weinberg | Mgmt | For | For | For | ||
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
38 | Elect Claude Briquet | Mgmt | Abstain | For | Against | ||
39 | Elect Magali Herbaut | Mgmt | For | For | For | ||
40 | Elect Thierry Jacquet | Mgmt | Abstain | For | Against | ||
41 | Elect Jean-Michel Vedrine | Mgmt | Abstain | For | Against | ||
42 | Directors' Fees | Mgmt | For | For | For | ||
43 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | ||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | ||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | ||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | ||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | ||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||
15 | Elect Nicola Leibinger-Kammüller | Mgmt | For | TNA | N/A | ||
16 | Elect Gérard Mestrallet | Mgmt | For | TNA | N/A | ||
17 | Elect Güler Sabanci | Mgmt | For | TNA | N/A | ||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | ||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | ||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sigma-Aldrich Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIAL | CUSIP 826552101 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rebecca M. Bergman | Mgmt | For | For | For | ||
2 | Elect George M. Church | Mgmt | For | For | For | ||
3 | Elect Michael L Marberry | Mgmt | For | For | For | ||
4 | Elect W. Lee McCollum | Mgmt | For | For | For | ||
5 | Elect Avi M. Nash | Mgmt | For | For | For | ||
6 | Elect Steven M. Paul | Mgmt | For | For | For | ||
7 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | ||
9 | Elect D. Dean Spatz | Mgmt | For | For | For | ||
10 | Elect Barrett A. Toan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | ||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | ||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Softbank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
9984 | CINS J75963108 | 06/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Masayoshi Son | Mgmt | For | For | For | ||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||
7 | Elect Ronald Fisher | Mgmt | For | For | For | ||
8 | Elect Yun MA | Mgmt | For | For | For | ||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
11 | Elect Mark Schwartz | Mgmt | For | For | For | ||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | For | For | ||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||
Spectra Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William T. Esrey | Mgmt | For | For | For | ||
2 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
3 | Elect Austin A. Adams | Mgmt | For | For | For | ||
4 | Elect Joseph Alvarado | Mgmt | For | For | For | ||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
6 | Elect F. Anthony Comper | Mgmt | For | For | For | ||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||
8 | Elect Dennis R. Hendrix | Mgmt | For | For | For | ||
9 | Elect Michael McShane | Mgmt | For | For | For | ||
10 | Elect Michael G. Morris | Mgmt | For | For | For | ||
11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | ||
Starbucks Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
6 | Elect Olden Lee | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
Steel Dynamics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STLD | CUSIP 858119100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | ||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | ||
1.3 | Elect John C. Bates | Mgmt | For | For | For | ||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | ||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | ||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | ||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | ||
1.10 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||
1.11 | Elect James A. Tretheway | Mgmt | For | For | For | ||
2 | 2013 Executive Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Transaction of Other Business | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suntrust Banks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STI | CUSIP 867914103 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert M. Beall II | Mgmt | For | For | For | ||
2 | Elect Alston D. Correll | Mgmt | For | For | For | ||
3 | Elect Jeffrey C. Crowe | Mgmt | For | For | For | ||
4 | Elect David H. Hughes | Mgmt | For | For | For | ||
5 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||
6 | Elect Kyle P. Legg | Mgmt | For | For | For | ||
7 | Elect William A. Linnenbringer | Mgmt | For | For | For | ||
8 | Elect Donna S. Morea | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Frank W. Scruggs | Mgmt | For | For | For | ||
12 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
13 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Svenska Handelsbanken | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHB-A | CINS W90937181 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Accounts and Reports | Mgmt | For | For | For | ||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
15 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||
18 | Board Size | Mgmt | For | For | For | ||
19 | Number of Auditors | Mgmt | For | For | For | ||
20 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
21 | Election of Directors | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Compensation Guidelines | Mgmt | For | For | For | ||
24 | Appointment of Auditor to Associated Foundations | Mgmt | For | For | For | ||
25 | Shareholder Proposal Regarding Articles of Association | ShrHoldr | N/A | Abstain | N/A | ||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Synovus Financial Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNV | CUSIP 87161C105 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Catherine A. Allen | Mgmt | For | For | For | ||
2 | Elect Stephen T. Butler | Mgmt | For | For | For | ||
3 | Elect Elizabeth W. Camp | Mgmt | For | Against | Against | ||
4 | Elect T. Michael Goodrich | Mgmt | For | Against | Against | ||
5 | Elect V. Nathaniel Hansford | Mgmt | For | Against | Against | ||
6 | Elect Mason H. Lampton | Mgmt | For | Against | Against | ||
7 | Elect Jerry W. Nix | Mgmt | For | For | For | ||
8 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | ||
9 | Elect J. Neal Purcell | Mgmt | For | Against | Against | ||
10 | Elect Kessel D. Stelling | Mgmt | For | For | For | ||
11 | Elect Melvin T. Stith | Mgmt | For | Against | Against | ||
12 | Elect Barry L. Storey | Mgmt | For | For | For | ||
13 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||
14 | Elect James D. Yancey | Mgmt | For | Against | Against | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | 2013 Omnibus Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSM | CUSIP 874039100 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
TE Connectivity Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
5 | Elect Yong Nam | Mgmt | For | For | For | ||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | ||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
10 | Elect David P. Steiner | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | 2012 Annual Report | Mgmt | For | For | For | ||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||
16 | Deloitte & Touche | Mgmt | For | For | For | ||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Declaration of Dividend | Mgmt | For | For | For | ||
21 | Renewal of Authorized Capital | Mgmt | For | For | For | ||
22 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
23 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
TE Connectivity Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
The Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
4 | Elect James A. Bell | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Paul Polman | Mgmt | For | For | For | ||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
9 | Elect James M. Ringler | Mgmt | For | For | For | ||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
9 | Elect Karen Katen | Mgmt | For | For | For | ||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | Against | Against | ||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | ||
The McGraw-Hill Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pedro Aspe | Mgmt | For | For | For | ||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
3 | Elect William D. Green | Mgmt | For | For | For | ||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | ||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
14 | Company Name Change | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carole Black | Mgmt | For | For | For | ||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
4 | Elect David C. Chang | Mgmt | For | For | For | ||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||
7 | Elect Donna A. James | Mgmt | For | For | For | ||
8 | Elect Don Logan | Mgmt | For | For | For | ||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CINS F92124100 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Elect Thierry Desmarest | Mgmt | For | For | For | ||
10 | Elect Gunnar Brock | Mgmt | For | For | For | ||
11 | Elect Gerard Lamarche | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect Charles Keller | Mgmt | For | For | For | ||
14 | Elect Philippe Marchandise | Mgmt | Against | Against | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Diversity Label | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Loyalty Dividend | ShrHoldr | Against | Against | For | ||
Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | ||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | ||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | ||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | ||
9 | Elect Mamoru Furuhashi | Mgmt | For | For | For | ||
10 | Elect Yasumori Ihara | Mgmt | For | For | For | ||
11 | Elect Seiichi Sudoh | Mgmt | For | For | For | ||
12 | Elect Kohei Saga | Mgmt | For | For | For | ||
13 | Elect Kiyotaka Ise | Mgmt | For | For | For | ||
14 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
15 | Elect Yoshimasa Ishii | Mgmt | For | For | For | ||
16 | Elect Ikuo Uno | Mgmt | For | For | For | ||
17 | Elect Haruhiko Katoh | Mgmt | For | For | For | ||
18 | Elect Mark T. Hogan | Mgmt | For | For | For | ||
19 | Amendments to Articles | Mgmt | For | For | For | ||
20 | Bonus | Mgmt | For | For | For | ||
Transocean Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIG | CUSIP H8817H100 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Payment of a Dividend in Principle | Mgmt | For | For | For | ||
4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | Against | N/A | ||
6 | Authority to Issue Shares | Mgmt | For | Against | Against | ||
7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | For | N/A | ||
8 | Elect Frederico Curado | Mgmt | For | For | For | ||
9 | Elect Steven Newman | Mgmt | For | For | For | ||
10 | Elect Thomas Cason | Mgmt | For | Against | Against | ||
11 | Elect Robert Sprague | Mgmt | For | Against | Against | ||
12 | Elect J. Michael Talbert | Mgmt | For | Against | Against | ||
13 | Elect John Lipinski | Mgmt | Against | For | Against | ||
14 | Elect José Maria Alapont | Mgmt | Against | For | Against | ||
15 | Elect Samuel Merksamer | Mgmt | Against | For | Against | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Twenty-First Century Fox Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWSA | CUSIP 65248E104 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Unilever N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CINS N8981F271 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
5 | Elect Paul Polman | Mgmt | For | For | For | ||
6 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||
7 | Elect Louise O. Fresco | Mgmt | For | For | For | ||
8 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
9 | Elect Charles E. Golden | Mgmt | For | For | For | ||
10 | Elect Byron E. Grote | Mgmt | For | For | For | ||
11 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||
12 | Elect Malcolm Rifkind | Mgmt | For | For | For | ||
13 | Elect Kees J. Storm | Mgmt | For | For | For | ||
14 | Elect Michael Treschow | Mgmt | For | For | For | ||
15 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
16 | Elect Laura M. Cha | Mgmt | For | For | For | ||
17 | Elect Mary Ma | Mgmt | For | For | For | ||
18 | Elect John Rishton | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Shares | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect Thomas J. Donohue | Mgmt | For | For | For | ||
4 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
6 | Elect John J. Koraleski | Mgmt | For | For | For | ||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
13 | Elect James R. Young | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Unitedhealth Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Vertex Pharmaceuticals Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRTX | CUSIP 92532F100 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joshua S. Boger | Mgmt | For | For | For | ||
1.2 | Elect Terrence C. Kearney | Mgmt | For | For | For | ||
1.3 | Elect Yuchun Lee | Mgmt | For | For | For | ||
1.4 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
2 | 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Virgin Media Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMED | CUSIP 92769L101 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Visa Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernández Carbajal | Mgmt | For | For | For | ||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect David Pang | Mgmt | For | For | For | ||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||
10 | Elect William Shanahan | Mgmt | For | For | For | ||
11 | Elect John Swainson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | Against | For | ||
Walt Disney Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | Against | Against | ||
2 | Elect John S. Chen | Mgmt | For | For | For | ||
3 | Elect Judith L. Estrin | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
10 | Elect Orin C. Smith | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Separation of Chairman and CEO | ShrHoldr | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
7 | Elect Donald M. James | Mgmt | For | For | For | ||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||
2 | Elect Mark Emmert | Mgmt | For | For | For | ||
3 | Elect Daniel Fulton | Mgmt | For | For | For | ||
4 | Elect John Kieckhefer | Mgmt | For | For | For | ||
5 | Elect Wayne Murdy | Mgmt | For | For | For | ||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | ||
7 | Elect Doyle Simons | Mgmt | For | For | For | ||
8 | Elect Richard Sinkfield | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles Williamson | Mgmt | For | For | For | ||
12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Wynn Resorts Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYNN | CUSIP 983134107 | 02/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Removal of Director Kazuo Okada | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Wynn Resorts Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYNN | CUSIP 983134107 | 11/02/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Linda Chen | Mgmt | For | For | For | ||
1.2 | Elect Marc Schorr | Mgmt | For | For | For | ||
1.3 | Elect J. Edward Virtue | Mgmt | For | For | For | ||
1.4 | Elect Elaine Wynn | Mgmt | For | For | For | ||
2 | Amendment to the Annual Performance Based Incentive Plan for Executive Officers | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Wynn Resorts Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYNN | CUSIP 983134107 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ray R. Irani | Mgmt | For | For | For | ||
1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | ||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | ||
1.4 | Elect Stephen A. Wynn | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
XL Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | ||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Yahoo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 07/12/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alfred Amoroso | Mgmt | For | Against | Against | ||
2 | Elect John Hayes | ���� | Mgmt | For | Against | Against | |
3 | Elect Susan James | Mgmt | For | For | For | ||
4 | Elect David Kenny | Mgmt | For | Against | Against | ||
5 | Elect Peter Liguori | Mgmt | For | Against | Against | ||
6 | Elect Daniel Loeb | Mgmt | For | Against | Against | ||
7 | Elect Thomas McInerney | Mgmt | For | For | For | ||
8 | Elect Brad Smith | Mgmt | For | Against | Against | ||
9 | Elect Maynard Webb, Jr. | Mgmt | For | For | For | ||
10 | Elect Harry Wilson | Mgmt | For | For | For | ||
11 | Elect Michael Wolf | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 1995 Stock Plan | Mgmt | For | For | For | ||
14 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 27, 2013 |