UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00032
American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)
One Market, Steuart Tower
Suite 2000
San Francisco, California 94105
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 - June 30, 2014
Patrick F. Quan
American Funds Fundamental Investors
One Market, Steuart Tower
Suite 2000
San Francisco, California 94105
(Name and Address of Agent for Service)
| Item 1: Proxy Voting Record Fund Name : American Funds Fundamental Investors Reporting Period : July 01, 2013 - June 30, 2014 | |||||||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
| 1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| ACE Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACE | CUSIP H0023R105 | 01/10/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Payment of Dividends from Legal Reserves | Mgmt | For | For | For | ||
| 2 | Appoint Independent Proxy | Mgmt | For | For | For | ||
| 3 | Vote with the position of the board of directors if a new or amended agenda item is put before the meeting | ShrHoldr | For | For | For | ||
| ACE Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACE | CUSIP H0023R105 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation Of Disposable Profit | Mgmt | For | For | For | ||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Elect John A. Edwardson | Mgmt | For | For | For | ||
| 5 | Elect Kimberly Ross | Mgmt | For | For | For | ||
| 6 | Elect Robert W. Scully | Mgmt | For | For | For | ||
| 7 | Elect David H. Sidwell | Mgmt | For | For | For | ||
| 8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
| 9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
| 10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
| 11 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
| 12 | Elect Michael P. Connors | Mgmt | For | For | For | ||
| 13 | Elect Peter Menikoff | Mgmt | For | For | For | ||
| 14 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
| 15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
| 16 | Elect Theodore Shasta | Mgmt | For | For | For | ||
| 17 | Elect Olivier Steimer | Mgmt | For | For | For | ||
| 18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | ||
| 19 | Elect Michael Connors | Mgmt | For | For | For | ||
| 20 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
| 21 | Elect John A. Edwardson | Mgmt | For | For | For | ||
| 22 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
| 23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | ||
| 24 | Election of Statutory Auditor | Mgmt | For | For | For | ||
| 25 | Ratification of Auditor | Mgmt | For | For | For | ||
| 26 | Election of Special Auditor | Mgmt | For | For | For | ||
| 27 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||
| 28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | ||
| 29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 30 | Transaction of other business | Mgmt | For | For | For | ||
| Adecco SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADEN | CINS H00392318 | 04/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report | Mgmt | For | For | For | ||
| 4 | Allocation of Profits | Mgmt | For | For | For | ||
| 5 | Dividends from Reserves | Mgmt | For | For | For | ||
| 6 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 7 | Amendments to Articles (Compensation Provisions) | Mgmt | For | For | For | ||
| 8 | Amendments to Articles (General Changes) | Mgmt | For | For | For | ||
| 9 | Elect Rolf Dorig as Board Chairman | Mgmt | For | For | For | ||
| 10 | Elect Dominique-Jean Chertier | Mgmt | For | For | For | ||
| 11 | Elect Alexander Gut | Mgmt | For | For | For | ||
| 12 | Elect Andreas Jacobs | Mgmt | For | For | For | ||
| 13 | Elect Didier Lamouche | Mgmt | For | For | For | ||
| 14 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
| 15 | Elect David N. Prince | Mgmt | For | For | For | ||
| 16 | Elect Wanda Rapaczynski | Mgmt | For | For | For | ||
| 17 | Elect Andreas Jacobs as Nomination and Compensation Committee Member | Mgmt | For | For | For | ||
| 18 | Elect Thomas O'Neill as Nomination and Compensation Committee Member | Mgmt | For | For | For | ||
| 19 | Elect Wanda Rapaczynski as Nomination and Compensation Committee Member | Mgmt | For | For | For | ||
| 20 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
| 21 | Appointment of Auditor | Mgmt | For | For | For | ||
| 22 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
| 23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 24 | Management recommends a FOR vote on this proposal: Vote in accordance with the Board of Directors proposals regarding additional or amended motions | ShrHoldr | For | N/A | N/A | ||
| 25 | To disapprove of any additional or amended motions | ShrHoldr | For | N/A | N/A | ||
| 26 | Not to represent my vote(s) | ShrHoldr | For | For | For | ||
| Airbus Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIR | CINS N0280E105 | 05/27/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Compensation Policy Amendments | Mgmt | For | For | For | ||
| 10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Altice S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ATC | CINS L0179Z104 | 06/02/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Luxembourg | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| Amazon.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMZN | CUSIP 023135106 | 05/21/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
| 2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | ||
| 4 | Elect William B. Gordon | Mgmt | For | For | For | ||
| 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 6 | Elect Alain Monie | Mgmt | For | For | For | ||
| 7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
| 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| American Express Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AXP | CUSIP 025816109 | 05/12/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
| 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 4 | Elect Peter Chernin | Mgmt | For | For | For | ||
| 5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
| 6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||
| 7 | Elect Richard C. Levin | Mgmt | For | For | For | ||
| 8 | Elect Richard A. McGinn | Mgmt | For | For | For | ||
| 9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
| 10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
| 11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
| 12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
| 13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 05/12/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 3 | Elect Peter R. Fisher | Mgmt | For | For | For | ||
| 4 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 5 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 6 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
| 8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 10 | Elect Robert S. Miller | Mgmt | For | For | For | ||
| 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 13 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 14 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | ||
| 17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| American Tower Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMT | CUSIP 03027X100 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
| 2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||
| 3 | Elect Carolyn Katz | Mgmt | For | For | For | ||
| 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
| 5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
| 6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
| 7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
| 8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Amphenol Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APH | CUSIP 032095101 | 05/21/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
| 2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
| 3 | Elect David P. Falck | Mgmt | For | For | For | ||
| 4 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
| 5 | Elect Andrew E. Lietz | Mgmt | For | For | For | ||
| 6 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
| 7 | Elect John R. Lord | Mgmt | For | For | For | ||
| 8 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | 2014 Executive Incentive Plan | Mgmt | For | For | For | ||
| 11 | Amendment to the 2009 Stock Purchase and Option Plan | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Analog Devices, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADI | CUSIP 032654105 | 03/12/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ray Stata | Mgmt | For | For | For | ||
| 2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
| 3 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 4 | Elect James A. Champy | Mgmt | For | For | For | ||
| 5 | Elect John C. Hodgson | Mgmt | For | For | For | ||
| 6 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
| 7 | Elect Neil S. Novich | Mgmt | For | For | For | ||
| 8 | Elect F. Grant Saviers | Mgmt | For | For | For | ||
| 9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
| 10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Aon plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AON | CUSIP G0408V102 | 06/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
| 2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
| 3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
| 4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
| 5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
| 6 | Elect James W. Leng | Mgmt | For | For | For | ||
| 7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
| 8 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
| 9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 10 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
| 11 | Elect Gloria Santona | Mgmt | For | For | For | ||
| 12 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
| 13 | Accounts and Reports | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 18 | Remuneration Report (Binding) | Mgmt | For | Against | Against | ||
| 19 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 20 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | Against | Against | ||
| 21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Mgmt | For | For | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 02/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
| 1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
| 1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 2 | Technical Amendment to Articles | Mgmt | For | For | For | ||
| 3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | ||
| 4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 7 | 2014 Employee Stock Plan | Mgmt | For | For | For | ||
| 8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHoldr | Against | Against | For | ||
| 10 | Shareholder Proposal Regarding Share Buybacks | ShrHoldr | N/A | Against | N/A | ||
| 11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
| ASM Pacific Technology Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 00522 | CINS G0535Q133 | 04/25/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Arthur H. del Prado | Mgmt | For | For | For | ||
| 6 | Elect LEE Wai Kwong | Mgmt | For | For | For | ||
| 7 | Elect James CHOW Chuen | Mgmt | For | For | For | ||
| 8 | Elect Robin G. NG Cher Tat | Mgmt | For | For | For | ||
| 9 | Director's Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| ASML Holding N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASML | CUSIP N07059210 | 04/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
| 6 | Performance Share Plan Grant | Mgmt | For | For | For | ||
| 7 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
| 8 | Elect Fritz W. Frohlich | Mgmt | For | For | For | ||
| 9 | Elect J.M.C. Stork | Mgmt | For | For | For | ||
| 10 | Supervisory Board Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
| 15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
| 18 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| ASML Holding N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASML | CINS N07059202 | 04/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
| 10 | Performance Share Plan Grant | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Elect Fritz W. Frohlich | Mgmt | For | For | For | ||
| 14 | Elect J.M.C. Stork | Mgmt | For | For | For | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 16 | Supervisory Board Fees | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
| 21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
| 24 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Astrazeneca plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZN | CUSIP 046353108 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 5 | Elect Leif Johansson | Mgmt | For | For | For | ||
| 6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
| 7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
| 8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
| 9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||
| 10 | Elect Ann Cairns | Mgmt | For | For | For | ||
| 11 | Elect Graham Chipchase | Mgmt | For | For | For | ||
| 12 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
| 13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
| 14 | Elect Nancy Rothwell | Mgmt | For | For | For | ||
| 15 | Elect Shriti Vadera | Mgmt | For | For | For | ||
| 16 | Elect John S. Varley | Mgmt | For | For | For | ||
| 17 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
| 18 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 19 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 25 | Performance Share Plan | Mgmt | For | For | For | ||
| Astrazeneca plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZN | CINS G0593M107 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 5 | Elect Leif Johansson | Mgmt | For | For | For | ||
| 6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
| 7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
| 8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
| 9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||
| 10 | Elect Ann Cairns | Mgmt | For | For | For | ||
| 11 | Elect Graham Chipchase | Mgmt | For | For | For | ||
| 12 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
| 13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
| 14 | Elect Nancy Rothwell | Mgmt | For | For | For | ||
| 15 | Elect Shriti Vadera | Mgmt | For | For | For | ||
| 16 | Elect John S. Varley | Mgmt | For | For | For | ||
| 17 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
| 18 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 19 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 25 | Performance Share Plan | Mgmt | For | For | For | ||
| Avago Technologies Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y0486S104 | 04/09/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect John T. Dickson | Mgmt | For | For | For | ||
| 3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 5 | Elect Bruno Guilmart | Mgmt | For | For | For | ||
| 6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 7 | Elect Justine Lien | Mgmt | For | For | For | ||
| 8 | Elect Donald Macleod | Mgmt | For | For | For | ||
| 9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Directors' Fees | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Executive Cash and Equity Incentive Award Plan | Mgmt | For | Against | Against | ||
| 16 | Approve CEO Severance Benefit Agreement | Mgmt | For | For | For | ||
| AXA S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CS | CINS F06106102 | 04/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Remuneration of Henri de Castries, CEO | Mgmt | For | For | For | ||
| 8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | ||
| 9 | Related Party Transactions | Mgmt | For | For | For | ||
| 10 | Severance Agreement and Retirement Benefits of Henri de Castries, CEO | Mgmt | For | For | For | ||
| 11 | Severance Agreement and Retirement Benefits of Denis Duverne, Deputy CEO | Mgmt | For | For | For | ||
| 12 | Elect Henri de Castries | Mgmt | For | For | For | ||
| 13 | Elect Norbert Dentressangle | Mgmt | For | For | For | ||
| 14 | Elect Denis Duverne | Mgmt | For | For | For | ||
| 15 | Elect Isabelle Kocher | Mgmt | For | For | For | ||
| 16 | Elect Suet-Fern Lee | Mgmt | For | For | For | ||
| 17 | Directors' Fees | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
| 22 | Authority to Grant Restricted Stock | Mgmt | For | For | For | ||
| 23 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 24 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Baker Hughes Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BHI | CUSIP 057224107 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
| 2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | Against | Against | ||
| 3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
| 4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
| 5 | Elect Anthony G. Fernandes | Mgmt | For | Against | Against | ||
| 6 | Elect Claire W. Gargalli | Mgmt | For | Against | Against | ||
| 7 | Elect Pierre J. Jungels | Mgmt | For | Against | Against | ||
| 8 | Elect James A. Lash | Mgmt | For | For | For | ||
| 9 | Elect J. Larry Nichols | Mgmt | For | Against | Against | ||
| 10 | Elect James W. Stewart | Mgmt | For | For | For | ||
| 11 | Elect Charles L. Watson | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Mgmt | For | For | For | ||
| 15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Baxter International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAX | CUSIP 071813109 | 05/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | ||
| 2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | ||
| 4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| Berkshire Hathaway Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
| 1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
| 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
| 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 1.5 | Elect Susan L. Decker | Mgmt | For | For | For | ||
| 1.6 | Elect William H. Gates III | Mgmt | For | For | For | ||
| 1.7 | Elect David S. Gottesman | Mgmt | For | For | For | ||
| 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
| 1.9 | Elect Donald R. Keough | Mgmt | For | For | For | ||
| 1.10 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
| 1.11 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
| 1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
| 1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
| 4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Dividends | ShrHoldr | Against | Against | For | ||
| BG Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BG | CINS G1245Z108 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
| 6 | Elect Pam Daley | Mgmt | For | For | For | ||
| 7 | Elect Martin Ferguson | Mgmt | For | For | For | ||
| 8 | Elect Vivienne Cox | Mgmt | For | For | For | ||
| 9 | Elect Chris Finlayson | Mgmt | For | For | For | ||
| 10 | Elect Andrew Gould | Mgmt | For | For | For | ||
| 11 | Elect Baroness Hogg | Mgmt | For | For | For | ||
| 12 | Elect John Hood | Mgmt | For | For | For | ||
| 13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||
| 14 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||
| 15 | Elect Sir David Manning | Mgmt | For | For | For | ||
| 16 | Elect Mark Seligman | Mgmt | For | For | For | ||
| 17 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| BlackRock, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLK | CUSIP 09247X101 | 05/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
| 3 | Elect Pamela Daley | Mgmt | For | For | For | ||
| 4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
| 5 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
| 6 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
| 7 | Elect James Grosfeld | Mgmt | For | For | For | ||
| 8 | Elect David H. Komansky | Mgmt | For | For | For | ||
| 9 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
| 10 | Elect Cheryl D. Mills | Mgmt | For | For | For | ||
| 11 | Elect Carlos Slim Domit | Mgmt | For | For | For | ||
| 12 | Elect John S. Varley | Mgmt | For | For | For | ||
| 13 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
| 14 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | Against | Against | ||
| 15 | Reapproval of the Performance Goals under the 1999 Annual Incentive Performance Plan | Mgmt | For | Against | Against | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| Boeing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BA | CUSIP 097023105 | 04/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
| 2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
| 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
| 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
| 7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Boston Scientific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BSX | CUSIP 101137107 | 05/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce L. Byrnes | Mgmt | For | For | For | ||
| 2 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
| 3 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
| 4 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
| 5 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
| 6 | Elect Ernest Mario | Mgmt | For | For | For | ||
| 7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Pete M. Nicholas | Mgmt | For | For | For | ||
| 9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | ||
| 10 | Elect David J. Roux | Mgmt | For | For | For | ||
| 11 | Elect John E. Sununu | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
| Bristol-Myers Squibb Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
| 2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
| 3 | Elect James M. Cornelius | Mgmt | For | For | For | ||
| 4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
| 5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
| 6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
| 9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
| 10 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
| 11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| British American Tobacco plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BATS | CINS G1510J102 | 04/30/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 7 | Elect Richard Burrows | Mgmt | For | For | For | ||
| 8 | Elect Karen de Segundo | Mgmt | For | For | For | ||
| 9 | Elect Nicandro Durante | Mgmt | For | For | For | ||
| 10 | Elect Ann Godbehere | Mgmt | For | For | For | ||
| 11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||
| 12 | Elect Gerard Murphy | Mgmt | For | For | For | ||
| 13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
| 14 | Elect Ben Stevens | Mgmt | For | For | For | ||
| 15 | Elect Richard Tubb | Mgmt | For | For | For | ||
| 16 | Elect Savio Kwan | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Capital One Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COF | CUSIP 14040H105 | 05/01/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
| 2 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
| 3 | Elect Ann F. Hackett | Mgmt | For | For | For | ||
| 4 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
| 5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
| 6 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
| 7 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
| 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
| 9 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
| 10 | Elect Catherine G. West | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||
| 15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||
| 16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| Carnival plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCL | CUSIP 143658300 | 04/17/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Micky Arison | Mgmt | For | For | For | ||
| 2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
| 3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 4 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
| 5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 6 | Elect Sir John Parker | Mgmt | For | For | For | ||
| 7 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
| 8 | Elect Laura A. Weil | Mgmt | For | For | For | ||
| 9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 12 | Accounts and Reports | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 15 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | 2014 Employee Share Plan | Mgmt | For | For | For | ||
| Caterpillar Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAT | CUSIP 149123101 | 06/11/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
| 2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
| 3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
| 4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Peter A. Magowan | Mgmt | For | For | For | ||
| 7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
| 8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
| 9 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 12 | Elect Miles D. White | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| Charles Schwab Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SCHW | CUSIP 808513105 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
| 2 | Elect Stephen T. McLin | Mgmt | For | For | For | ||
| 3 | Elect Roger O. Walther | Mgmt | For | For | For | ||
| 4 | Elect Robert N. Wilson | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHoldr | Against | Against | For | ||
| Chesapeake Energy Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHK | CUSIP 165167107 | 06/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Vincent J. Intrieri | Mgmt | For | For | For | ||
| 2 | Elect Robert D. Lawler | Mgmt | For | For | For | ||
| 3 | Elect John J. Lipinski | Mgmt | For | For | For | ||
| 4 | Elect Frederic M. Poses | Mgmt | For | For | For | ||
| 5 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
| 6 | Elect R. Brad Martin | Mgmt | For | For | For | ||
| 7 | Elect Louis A. Raspino | Mgmt | For | For | For | ||
| 8 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Thomas L. Ryan | Mgmt | For | For | For | ||
| 10 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 11 | Change in Board Size | Mgmt | For | For | For | ||
| 12 | Proxy Access | Mgmt | For | For | For | ||
| 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | 2014 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
| 2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
| 6 | Elect George L. Kirkland | Mgmt | For | For | For | ||
| 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 8 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
| 9 | Elect John G. Stumpf | Mgmt | For | For | For | ||
| 10 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 11 | Elect Carl Ware | Mgmt | For | For | For | ||
| 12 | Elect John S. Watson | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
| Cisco Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
| 2 | Elect Marc Benioff | Mgmt | For | For | For | ||
| 3 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
| 4 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 5 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
| 6 | Elect John T. Chambers | Mgmt | For | For | For | ||
| 7 | Elect Brian L. Halla | Mgmt | For | For | For | ||
| 8 | Elect John L. Hennessy | Mgmt | For | For | For | ||
| 9 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
| 10 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
| 11 | Elect Arun Sarin | Mgmt | For | For | For | ||
| 12 | Elect Steven M. West | Mgmt | For | For | For | ||
| 13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHoldr | Against | Against | For | ||
| Citigroup Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| C | CUSIP 172967424 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
| 2 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
| 3 | Elect Franz B. Humer | Mgmt | For | For | For | ||
| 4 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
| 5 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
| 6 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
| 7 | Elect Judith Rodin | Mgmt | For | For | For | ||
| 8 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
| 9 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
| 10 | Elect Joan E. Spero | Mgmt | For | For | For | ||
| 11 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
| 12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
| 13 | Elect James S. Turley | Mgmt | For | For | For | ||
| 14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Director Indemnification | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
| CME Group Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CME | CUSIP 12572Q105 | 05/21/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
| 2 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
| 3 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
| 4 | Elect Charles P. Carey | Mgmt | For | For | For | ||
| 5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
| 6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
| 7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
| 8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
| 9 | Elect J. Dennis Hastert | Mgmt | For | For | For | ||
| 10 | Elect Leo Melamed | Mgmt | For | For | For | ||
| 11 | Elect William P. Miller II | Mgmt | For | For | For | ||
| 12 | Elect James E. Oliff | Mgmt | For | For | For | ||
| 13 | Elect Edemir Pinto | Mgmt | For | For | For | ||
| 14 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
| 15 | Elect John F. Sandner | Mgmt | For | For | For | ||
| 16 | Elect Terry L. Savage | Mgmt | For | For | For | ||
| 17 | Elect William R. Shepard | Mgmt | For | For | For | ||
| 18 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
| 19 | Ratification of Auditor | Mgmt | For | For | For | ||
| 20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | ||
| 22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | ||
| 23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | ||
| CNO Financial Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNO | CUSIP 12621E103 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edward J. Bonach | Mgmt | For | For | For | ||
| 2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Robert C. Greving | Mgmt | For | For | For | ||
| 4 | Elect Mary R. Henderson | Mgmt | For | For | For | ||
| 5 | Elect R. Keith Long | Mgmt | For | For | For | ||
| 6 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
| 7 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
| 8 | Elect Michael T. Tokarz | Mgmt | For | For | For | ||
| 9 | Elect John G. Turner | Mgmt | For | For | For | ||
| 10 | Re-Approve the Performance Goals Under the Long Term Incentive Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Comcast Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
| 1.3 | Elect Edward D. Breen | Mgmt | For | For | For | ||
| 1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
| 1.5 | Elect J. Michael Cook | Mgmt | For | For | For | ||
| 1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
| 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
| 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
| 1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
| 1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
| 1.12 | Elect Judith Rodin | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| Concho Resources Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CXO | CUSIP 20605P101 | 06/05/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Timothy A. Leach | Mgmt | For | For | For | ||
| 1.2 | Elect William H. Easter III | Mgmt | For | For | For | ||
| 1.3 | Elect John P. Surma | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Concur Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNQR | CUSIP 206708109 | 03/12/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Edward P. Gilligan | Mgmt | For | For | For | ||
| 1.2 | Elect Jeffrey T. McCabe | Mgmt | For | For | For | ||
| 1.3 | Elect Rajeev Singh | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| ConocoPhillips | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COP | CUSIP 20825C104 | 05/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
| 2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
| 3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Jody L Freeman | Mgmt | For | For | For | ||
| 6 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
| 7 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
| 8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
| 10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| CONSOL Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNX | CUSIP 20854P109 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
| 1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | ||
| 1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | ||
| 1.4 | Elect James E. Altmeyer, Sr. | Mgmt | For | For | For | ||
| 1.5 | Elect Alvin R. Carpenter | Mgmt | For | For | For | ||
| 1.6 | Elect William E. Davis | Mgmt | For | For | For | ||
| 1.7 | Elect Raj K. Gupta | Mgmt | For | For | For | ||
| 1.8 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | ||
| 1.9 | Elect Maureen Lally-Green | Mgmt | For | For | For | ||
| 1.10 | Elect John T. Mills | Mgmt | For | For | For | ||
| 1.11 | Elect William P. Powell | Mgmt | For | For | For | ||
| 1.12 | Elect Joseph T. Williams | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Costco Wholesale Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COST | CUSIP 22160K105 | 01/30/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
| 1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | ||
| 1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | ||
| 1.4 | Elect Charles T. Munger | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
| 5 | Repeal of Classified Board | Mgmt | Abstain | Against | Against | ||
| Crown Castle International Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCI | CUSIP 228227104 | 05/30/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert Bartolo | Mgmt | For | For | For | ||
| 2 | Elect Dale N. Hatfield | Mgmt | For | For | For | ||
| 3 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
| 4 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect William I. Miller | Mgmt | For | For | For | ||
| 3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 5 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 6 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 7 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 8 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
| Deere & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DE | CUSIP 244199105 | 02/26/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
| 2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
| 3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
| 4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
| 6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
| 7 | Elect Joachim Milberg | Mgmt | For | For | For | ||
| 8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
| 10 | Elect Thomas H. Patrick | Mgmt | For | For | For | ||
| 11 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Denbury Resources Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DNR | CUSIP 247916208 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Wieland F. Wettstein | Mgmt | For | For | For | ||
| 1.2 | Elect Michael L. Beatty | Mgmt | For | For | For | ||
| 1.3 | Elect Michael B. Decker | Mgmt | For | For | For | ||
| 1.4 | Elect John P. Dielwart | Mgmt | For | For | For | ||
| 1.5 | Elect Ronald G. Greene | Mgmt | For | For | For | ||
| 1.6 | Elect Gregory L. McMichael | Mgmt | For | For | For | ||
| 1.7 | Elect Kevin O. Meyers | Mgmt | For | For | For | ||
| 1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | ||
| 1.9 | Elect Randy Stein | Mgmt | For | For | For | ||
| 1.10 | Elect Laura A. Sugg | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Deutsche Bank AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DBK | CINS D18190898 | 05/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
| 13 | Maximum Variable Pay Ratio (Board of Management) | Mgmt | For | For | For | ||
| 14 | Maximum Variable Pay Ratio (All Employees) | Mgmt | For | For | For | ||
| 15 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
| 16 | Increase in Authorized Capital | Mgmt | For | For | For | ||
| 17 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
| 18 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
| 19 | Intra-Company Control Agreement with Deutsche Immobilien Leasing GmbH | Mgmt | For | For | For | ||
| 20 | Intra-Company Control Agreement with Deutsche Bank (Europe) GmbH | Mgmt | For | For | For | ||
| Deutsche Telekom AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DTE | CINS D2035M136 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Elect Johannes Geismann | Mgmt | For | For | For | ||
| 12 | Elect Lars Hinrichs | Mgmt | For | For | For | ||
| 13 | Elect Ulrich Schroder | Mgmt | For | For | For | ||
| 14 | Elect Karl-Heinz Streibich | Mgmt | For | For | For | ||
| 15 | Authority to Issue Convertible Debt Instruments; Increase in conditional capital | Mgmt | For | Against | Against | ||
| Digital Realty Trust, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DLR | CUSIP 253868103 | 04/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dennis E. Singleton | Mgmt | For | For | For | ||
| 2 | Elect Laurence A. Chapman | Mgmt | For | For | For | ||
| 3 | Elect Kathleen Earley | Mgmt | For | For | For | ||
| 4 | Elect Ruann F. Ernst | Mgmt | For | For | For | ||
| 5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | ||
| 6 | Elect William G. LaPerch | Mgmt | For | For | For | ||
| 7 | Elect Robert H. Zerbst | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Approval of the 2014 Incentive Award Plan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Dow Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DOW | CUSIP 260543103 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
| 2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
| 3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
| 4 | Elect James A. Bell | Mgmt | For | For | For | ||
| 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 7 | Elect Paul Polman | Mgmt | For | For | For | ||
| 8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 9 | Elect James M. Ringler | Mgmt | For | For | For | ||
| 10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| E.I. du Pont de Nemours and Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DD | CUSIP 263534109 | 04/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
| 2 | Elect Richard H. Brown | Mgmt | For | For | For | ||
| 3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
| 4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | ||
| 5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||
| 6 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
| 8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 9 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
| 10 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
| 12 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Herbicide Use | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| Edwards Lifesciences Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EW | CUSIP 28176E108 | 05/08/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John T. Cardis | Mgmt | For | For | For | ||
| 2 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
| 3 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||
| 4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| Enbridge Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENB | CUSIP 29250N105 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
| 1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
| 1.3 | Elect J. Lorne Braithwaite | Mgmt | For | For | For | ||
| 1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
| 1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
| 1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
| 1.7 | Elect David A. Leslie | Mgmt | For | For | For | ||
| 1.8 | Elect Al Monaco | Mgmt | For | For | For | ||
| 1.9 | Elect George K. Petty | Mgmt | For | For | For | ||
| 1.10 | Elect Charles E. Shultz | Mgmt | For | For | For | ||
| 1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
| 1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to Option Plans | Mgmt | For | For | For | ||
| 4 | Continuation of Shareholder Rights Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 05/01/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect James C. Day | Mgmt | For | For | For | ||
| 4 | Elect Mark G. Papa | Mgmt | For | For | For | ||
| 5 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
| 6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 7 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHoldr | Against | Against | For | ||
| Equity Residential Properties Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EQR | CUSIP 29476L107 | 06/12/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John W. Alexander | Mgmt | For | For | For | ||
| 1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | ||
| 1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | ||
| 1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | ||
| 1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | ||
| 1.6 | Elect John E. Neal | Mgmt | For | For | For | ||
| 1.7 | Elect David J. Neithercut | Mgmt | For | For | For | ||
| 1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||
| 1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | ||
| 1.10 | Elect B. Joseph White | Mgmt | For | For | For | ||
| 1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Expedia Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXPE | CUSIP 30212P303 | 06/17/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
| 1.2 | Elect Pamela L. Coe | Mgmt | For | For | For | ||
| 1.3 | Elect Barry Diller | Mgmt | For | For | For | ||
| 1.4 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | ||
| 1.5 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
| 1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||
| 1.7 | Elect Peter M. Kern | Mgmt | For | For | For | ||
| 1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
| 1.9 | Elect John C. Malone | Mgmt | For | For | For | ||
| 1.10 | Elect José Antonio Tazón Garcia | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Experian Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXPN | CINS G32655105 | 07/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||
| 4 | Elect George Rose | Mgmt | For | For | For | ||
| 5 | Elect Fabiola Arredondo | Mgmt | For | For | For | ||
| 6 | Elect Chris Callero | Mgmt | For | For | For | ||
| 7 | Elect Brian Cassin | Mgmt | For | For | For | ||
| 8 | Elect Roger Davis | Mgmt | For | For | For | ||
| 9 | Elect Alan W. Jebson | Mgmt | For | For | For | ||
| 10 | Elect John Peace | Mgmt | For | For | For | ||
| 11 | Elect Don Robert | Mgmt | For | For | For | ||
| 12 | Elect Sir Alan Rudge | Mgmt | For | For | For | ||
| 13 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
| 14 | Elect Paul A. Walker | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Express Scripts Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gary G. Benanav | Mgmt | For | For | For | ||
| 2 | Election of Directors | Mgmt | For | For | For | ||
| 3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
| 5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||
| 6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
| 7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
| 8 | Elect John O. Parker, Jr. | Mgmt | For | For | For | ||
| 9 | Elect George Paz | Mgmt | For | For | For | ||
| 10 | Elect William L. Roper | Mgmt | For | For | For | ||
| 11 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Fastenal Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FAST | CUSIP 311900104 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Willard D. Oberton | Mgmt | For | For | For | ||
| 2 | Elect Michael M. Gostomski | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
| 4 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
| 5 | Elect Hugh L. Miller | Mgmt | For | For | For | ||
| 6 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
| 7 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
| 8 | Elect Rita J. Heise | Mgmt | For | For | For | ||
| 9 | Elect Darren R. Jackson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Firstenergy Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FE | CUSIP 337932107 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
| 1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||
| 1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
| 1.4 | Elect William T. Cottle | Mgmt | For | For | For | ||
| 1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
| 1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||
| 1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
| 1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
| 1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
| 1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
| 1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | ||
| 1.13 | Elect George M. Smart | Mgmt | For | For | For | ||
| 1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
| FMC Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FMC | CUSIP 302491303 | 04/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect K’Lynne Johnson | Mgmt | For | For | For | ||
| 2 | Elect William H. Powell | Mgmt | For | For | For | ||
| 3 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| FMC Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FTI | CUSIP 30249U101 | 05/02/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||
| 3 | Elect C. Maury Devine | Mgmt | For | For | For | ||
| 4 | Elect Claire S. Farley | Mgmt | For | For | For | ||
| 5 | Elect John T. Gremp | Mgmt | For | For | For | ||
| 6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||
| 7 | Elect Peter Mellbye | Mgmt | For | For | For | ||
| 8 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||
| 9 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| General Electric Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GE | CUSIP 369604103 | 04/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
| 2 | Elect John J. Brennan | Mgmt | For | For | For | ||
| 3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
| 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
| 6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
| 7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
| 9 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
| 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 12 | Elect James J. Mulva | Mgmt | For | For | For | ||
| 13 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
| 16 | Elect James S. Tisch | Mgmt | For | For | For | ||
| 17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Ratification of Auditor | Mgmt | For | Abstain | Against | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
| 25 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | ||
| Gilead Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GILD | CUSIP 375558103 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Cogan | Mgmt | For | For | For | ||
| 2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
| 3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
| 4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
| 5 | Elect John W. Madigan | Mgmt | For | For | For | ||
| 6 | Elect John C. Martin | Mgmt | For | For | For | ||
| 7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
| 8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
| 9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
| 10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHoldr | Against | Against | For | ||
| Goldman Sachs Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GS | CUSIP 38141G104 | 05/16/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||
| 4 | Elect Claes Dahlback | Mgmt | For | For | For | ||
| 5 | Elect William W. George | Mgmt | For | For | For | ||
| 6 | Elect James A. Johnson | Mgmt | For | For | For | ||
| 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
| 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
| 9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
| 10 | Elect James J. Schiro | Mgmt | For | For | For | ||
| 11 | Elect Debora L. Spar | Mgmt | For | For | For | ||
| 12 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
| 13 | Elect David A. Viniar | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
| Google Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | ||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
| 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
| 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
| 1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
| 1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
| 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
| 1.10 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Grafton Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFTU | CINS G4035Q189 | 05/09/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Michael Chadwick | Mgmt | For | For | For | ||
| 3 | Elect Charles M. Fisher | Mgmt | For | For | For | ||
| 4 | Elect Annette Flynn | Mgmt | For | For | For | ||
| 5 | Elect Roderick Ryan | Mgmt | For | For | For | ||
| 6 | Elect Frank van Zanten | Mgmt | For | For | For | ||
| 7 | Elect David Arnold | Mgmt | For | For | For | ||
| 8 | Elect Gavin Slark | Mgmt | For | For | For | ||
| 9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 10 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | ||
| 12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| Herbalife Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HLF | CUSIP G4412G101 | 04/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael O. Johnson | Mgmt | For | For | For | ||
| 1.2 | Elect John Tartol | Mgmt | For | For | For | ||
| 1.3 | Elect Hunter C. Gary | Mgmt | For | For | For | ||
| 1.4 | Elect Jesse A. Lynn | Mgmt | For | For | For | ||
| 1.5 | Elect James L. Nelson | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Hologic, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HOLX | CUSIP 436440101 | 03/04/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
| 1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | ||
| 1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | ||
| 1.4 | Elect David R. LaVance, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
| 1.6 | Elect Lawrence M. Levy | Mgmt | For | For | For | ||
| 1.7 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
| 1.8 | Elect Samuel Merksamer | Mgmt | For | For | For | ||
| 1.9 | Elect Christina Stamoulis | Mgmt | For | For | For | ||
| 1.10 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
| 1.11 | Elect Wayne Wilson | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Home Depot, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HD | CUSIP 437076102 | 05/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
| 2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
| 3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
| 7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
| 8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
| 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
| 10 | Elect Karen Katen | Mgmt | For | For | For | ||
| 11 | Elect Mark Vadon | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| Honeywell International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HON | CUSIP 438516106 | 04/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | ||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
| 4 | Elect David M. Cote | Mgmt | For | For | For | ||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | ||
| 6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | ||
| 8 | Elect Clive Hollick | Mgmt | For | For | For | ||
| 9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
| 10 | Elect George Paz | Mgmt | For | For | For | ||
| 11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
| 12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Hospitality Properties Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HPT | CUSIP 44106M102 | 06/10/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John L. Harrington | Mgmt | For | For | For | ||
| 2 | Elect Barry M. Portnoy | Mgmt | For | For | For | ||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHoldr | N/A | For | N/A | ||
| Hudbay Minerals Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HBM | CUSIP 443628102 | 05/08/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Board Size | Mgmt | For | For | For | ||
| 2.1 | Elect David Garofalo | Mgmt | For | For | For | ||
| 2.2 | Elect Igor A. Gonzales | Mgmt | For | For | For | ||
| 2.3 | Elect Tom A. Goodman | Mgmt | For | For | For | ||
| 2.4 | Elect Alan Roy Hibben | Mgmt | For | For | For | ||
| 2.5 | Elect W. Warren Holmes | Mgmt | For | For | For | ||
| 2.6 | Elect Sarah B. Kavanagh | Mgmt | For | For | For | ||
| 2.7 | Elect John L. Knowles | Mgmt | For | For | For | ||
| 2.8 | Elect Alan J. Lenczner | Mgmt | For | For | For | ||
| 2.9 | Elect Kenneth G. Stowe | Mgmt | For | For | For | ||
| 2.10 | Elect Wesley Voorheis | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| Humana Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUM | CUSIP 444859102 | 04/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
| 2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
| 4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
| 6 | Elect William J. McDonald | Mgmt | For | For | For | ||
| 7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
| 8 | Elect David B. Nash | Mgmt | For | For | For | ||
| 9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
| 10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Industria de Diseno Textil S.A. - INDITEX, S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITX | CINS E6282J109 | 07/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||
| 3 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Company Balance Sheet (New Tax Regime) | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Long-Term Performance Share Plan | Mgmt | For | For | For | ||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial & Commercial Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 04/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect ZHANG Hongli | Mgmt | For | For | For | ||
| 3 | 2014 Fixed Assets Investment Budget | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial & Commercial Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 09/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||
| 3 | Elect YI Xiqun | Mgmt | For | For | For | ||
| 4 | Elect FU Zhongjun | Mgmt | For | For | For | ||
| Industrial & Commercial Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 06/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors' Report | Mgmt | For | For | For | ||
| 3 | Supervisors' Report | Mgmt | For | For | For | ||
| 4 | Elect ZHAO Lin as Supervisor | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Intel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTC | CUSIP 458140100 | 05/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
| 3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
| 4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
| 5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
| 6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
| 7 | Elect James D. Plummer | Mgmt | For | For | For | ||
| 8 | Elect David S. Pottruck | Mgmt | For | For | For | ||
| 9 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
| 10 | Elect David B. Yoffie | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Intuit Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTU | CUSIP 461202103 | 01/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Christopher W. Brody | Mgmt | For | For | For | ||
| 2 | Elect William V. Campbell | Mgmt | For | For | For | ||
| 3 | Elect Scott D. Cook | Mgmt | For | For | For | ||
| 4 | Elect Diane B. Greene | Mgmt | For | For | For | ||
| 5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
| 6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 7 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 8 | Elect Brad D. Smith | Mgmt | For | For | For | ||
| 9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Intuitive Surgical, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ISRG | CUSIP 46120E602 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Amal M. Johnson | Mgmt | For | For | For | ||
| 1.2 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||
| 1.3 | Elect Alan J. Levy | Mgmt | For | For | For | ||
| 1.4 | Elect Craig H. Barratt | Mgmt | For | For | For | ||
| 1.5 | Elect Floyd D. Loop | Mgmt | For | For | For | ||
| 1.6 | Elect George Stalk Jr. | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Iron Mountain Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IRM | CUSIP 462846106 | 05/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ted R Antenucci | Mgmt | For | For | For | ||
| 2 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
| 3 | Elect Clarke H. Bailey | Mgmt | For | For | For | ||
| 4 | Elect Kent P. Dauten | Mgmt | For | For | For | ||
| 5 | Elect Paul F. Deninger | Mgmt | For | For | For | ||
| 6 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
| 7 | Elect Michael Lamach | Mgmt | For | For | For | ||
| 8 | Elect William L. Meaney | Mgmt | For | For | For | ||
| 9 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
| 10 | Elect Vincent J. Ryan | Mgmt | For | For | For | ||
| 11 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Japan Tobacco Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2914 | CINS J27869106 | 06/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Elect Yasutake Tango | Mgmt | For | For | For | ||
| 5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | ||
| 6 | Elect Yasushi Shingai | Mgmt | For | For | For | ||
| 7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | ||
| 8 | Elect Akira Saeki | Mgmt | For | For | For | ||
| 9 | Elect Hideki Miyazaki | Mgmt | For | For | For | ||
| 10 | Elect Motoyuki Oka | Mgmt | For | For | For | ||
| 11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | ||
| 12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHoldr | Against | Against | For | ||
| Johnson & Johnson | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNJ | CUSIP 478160104 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||
| 2 | Elect James G. Cullen | Mgmt | For | For | For | ||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
| 6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
| 8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
| 9 | Elect William D. Perez | Mgmt | For | For | For | ||
| 10 | Elect Charles Prince | Mgmt | For | For | For | ||
| 11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| Johnson Controls, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP 478366107 | 01/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Natalie A. Black | Mgmt | For | For | For | ||
| 1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
| 1.3 | Elect William H. Lacy | Mgmt | For | For | For | ||
| 1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
| 4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 11 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||
| 1.2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 1.3 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 1.4 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 1.5 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 1.6 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 1.7 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 1.8 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 1.9 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 1.10 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 1.11 | Elect Demos Parneros | Mgmt | For | For | For | ||
| 1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Kimberly-Clark Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMB | CUSIP 494368103 | 05/01/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John R. Alm | Mgmt | For | For | For | ||
| 2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
| 3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
| 4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
| 7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
| 8 | Elect James M. Jenness | Mgmt | For | For | For | ||
| 9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 10 | Elect Ian C. Read | Mgmt | For | For | For | ||
| 11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
| 12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| Kinder Morgan, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMI | CUSIP 49456B101 | 05/19/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
| 1.2 | Elect Steven J. Kean | Mgmt | For | For | For | ||
| 1.3 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
| 1.5 | Elect Michael Miller | Mgmt | For | For | For | ||
| 1.6 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
| 1.7 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
| 1.8 | Elect C. Park Shaper | Mgmt | For | For | For | ||
| 1.9 | Elect Joel V. Staff | Mgmt | For | For | For | ||
| 1.10 | Elect John Stokes | Mgmt | For | For | For | ||
| 1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | For | Against | ||
| 4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
| Las Vegas Sands Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LVS | CUSIP 517834107 | 06/04/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Charles D. Forman | Mgmt | For | For | For | ||
| 1.2 | Elect George Jamieson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Legal & General Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LGEN | CINS G54404127 | 05/21/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Lizabeth Zlatkus | Mgmt | For | For | For | ||
| 4 | Elect Mark Zinkula | Mgmt | For | For | For | ||
| 5 | Elect Lindsay Tomlinson | Mgmt | For | For | For | ||
| 6 | Elect Stuart Popham | Mgmt | For | For | For | ||
| 7 | Elect Julia Wilson | Mgmt | For | For | For | ||
| 8 | Elect Mark Gregory | Mgmt | For | For | For | ||
| 9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
| 10 | Elect John Pollock | Mgmt | For | For | For | ||
| 11 | Elect John Stewart | Mgmt | For | For | For | ||
| 12 | Elect Nigel Wilson | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 16 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 17 | 2014 Performance Share Plan | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Leucadia National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LUK | CUSIP 527288104 | 05/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda L. Adamany | Mgmt | For | For | For | ||
| 2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Francisco L. Borges | Mgmt | For | For | For | ||
| 4 | Elect W. Patrick Campbell | Mgmt | For | For | For | ||
| 5 | Elect Brian P. Friedman | Mgmt | For | For | For | ||
| 6 | Elect Richard B. Handler | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Joyal | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey C. Keil | Mgmt | For | For | For | ||
| 9 | Elect Michael T. O'Kane | Mgmt | For | For | For | ||
| 10 | Elect Stuart H. Reese | Mgmt | For | For | For | ||
| 11 | Elect Joseph S. Steinberg | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Leucadia National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LUK | CUSIP 527288104 | 07/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
| 1.2 | Elect W. Patrick Campbell | Mgmt | For | For | For | ||
| 1.3 | Elect Brian P. Friedman | Mgmt | For | For | For | ||
| 1.4 | Elect Richard B. Handler | Mgmt | For | For | For | ||
| 1.5 | Elect Robert E. Joyal | Mgmt | For | For | For | ||
| 1.6 | Elect Jeffrey C. Keil | Mgmt | For | For | For | ||
| 1.7 | Elect Michael T. O'Kane | Mgmt | For | For | For | ||
| 1.8 | Elect Stuart H. Reese | Mgmt | For | For | For | ||
| 1.9 | Elect Joseph S. Steinberg | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the 2003 Incentive Compensation Plan | Mgmt | For | Against | Against | ||
| 5 | Amendment to the 1999 Directors' Stock Compensation Plan | Mgmt | For | Against | Against | ||
| 6 | Transaction of Other Business | Mgmt | For | For | For | ||
| Liberty Global plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LBTYA | CUSIP G5480U104 | 06/26/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Miranda Curtis | Mgmt | For | For | For | ||
| 2 | Elect John W. Dick | Mgmt | For | For | For | ||
| 3 | Elect J.C. Sparkman | Mgmt | For | For | For | ||
| 4 | Elect J. David Wargo | Mgmt | For | For | For | ||
| 5 | Remuneration Report (Binding) | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
| 8 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| Liberty Global, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | 2014 Incentive Plan | Mgmt | For | Against | Against | ||
| 2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | ||
| Linear Technology Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLTC | CUSIP 535678106 | 11/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert H. Swanson, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
| 1.3 | Elect Arthur C. Agnos | Mgmt | For | For | For | ||
| 1.4 | Elect John J. Gordon | Mgmt | For | For | For | ||
| 1.5 | Elect David S. Lee | Mgmt | For | For | For | ||
| 1.6 | Elect Richard M. Moley | Mgmt | For | For | For | ||
| 1.7 | Elect Thomas S. Volpe | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| LinkedIn Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNKD | CUSIP 53578A108 | 06/10/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Reid Hoffman | Mgmt | For | For | For | ||
| 1.2 | Elect Stanley J. Meresman | Mgmt | For | For | For | ||
| 1.3 | Elect David Sze | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Executive Bonus Compensation Plan | Mgmt | For | Against | Against | ||
| Lockheed Martin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LMT | CUSIP 539830109 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
| 2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
| 4 | Elect David B. Burritt | Mgmt | For | For | For | ||
| 5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 8 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
| 9 | Elect James M. Loy | Mgmt | For | For | For | ||
| 10 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||
| 11 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
| 12 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the 2011 Incentive Performance Award Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
| Lowe's Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOW | CUSIP 548661107 | 05/30/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||
| 1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||
| 1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||
| 1.4 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||
| 1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||
| 1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
| 1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHoldr | Against | Against | For | ||
| LyondellBasell Industries N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LYB | CUSIP N53745100 | 04/16/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||
| 2 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 3 | Elect Claire S. Farley | Mgmt | For | For | For | ||
| 4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | ||
| 5 | Elect Isabella D. Goren | Mgmt | For | For | For | ||
| 6 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
| 7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | ||
| 8 | Elect Craig B. Glidden | Mgmt | For | For | For | ||
| 9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
| 10 | Elect Patrick D. Quarles | Mgmt | For | For | For | ||
| 11 | Elect Timothy D. Roberts | Mgmt | For | For | For | ||
| 12 | Adoption Of Annual Accounts For 2013 | Mgmt | For | For | For | ||
| 13 | Discharge From Liability Of Sole Member Of The Management Board | Mgmt | For | For | For | ||
| 14 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
| 17 | Allocation of Dividends | Mgmt | For | For | For | ||
| 18 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | ||
| Macy's Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| M | CUSIP 55616P104 | 05/16/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
| 2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
| 3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||
| 4 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
| 5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
| 6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
| 7 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
| 8 | Elect Paul C. Varga | Mgmt | For | For | For | ||
| 9 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
| 10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
| Marriott International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAR | CUSIP 571903202 | 05/09/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
| 2 | Elect John W. Marriott III | Mgmt | For | For | For | ||
| 3 | Elect Mary K. Bush | Mgmt | For | For | For | ||
| 4 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
| 5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
| 6 | Elect Debra L. Lee | Mgmt | For | For | For | ||
| 7 | Elect George Munoz | Mgmt | For | For | For | ||
| 8 | Elect Harry J. Pearce | Mgmt | For | For | For | ||
| 9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
| 10 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
| 11 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | Against | Against | ||
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Keith J. Allman | Mgmt | For | For | For | ||
| 2 | Elect Verne G. Istock | Mgmt | For | For | For | ||
| 3 | Elect J. Michael Losh | Mgmt | For | For | For | ||
| 4 | Elect Christopher O'Herlihy | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | 2014 Long Term Stock Incentive Plan | Mgmt | For | For | For | ||
| MasterCard Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/03/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
| 3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
| 4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 7 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 9 | Elect Marc Olivié | Mgmt | For | For | For | ||
| 10 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 11 | Elect José Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 12 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 13 | Elect Edward Suning Tian | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Maxim Integrated Products, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
| 1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | ||
| 1.3 | Elect James R. Bergman | Mgmt | For | For | For | ||
| 1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
| 1.5 | Elect Robert E. Grady | Mgmt | For | For | For | ||
| 1.6 | Elect William D. Watkins | Mgmt | For | For | For | ||
| 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| McGraw Hill Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MHFI | CUSIP 580645109 | 04/30/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
| 2 | Elect William D. Green | Mgmt | For | For | For | ||
| 3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
| 5 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
| 6 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
| 7 | Elect Douglas L. Peterson | Mgmt | For | For | For | ||
| 8 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
| 9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
| 11 | Elect Sidney Taurel | Mgmt | For | For | For | ||
| 12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| MeadWestvaco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MWV | CUSIP 583334107 | 04/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||
| 2 | Elect James G. Kaiser | Mgmt | For | For | For | ||
| 3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
| 4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
| 5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
| 7 | Elect Timothy H. Powers | Mgmt | For | For | For | ||
| 8 | Elect Jane L. Warner | Mgmt | For | For | For | ||
| 9 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Meggitt plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MGGT | CINS G59640105 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Sir Colin Terry | Mgmt | For | For | For | ||
| 6 | Elect Stephen Young | Mgmt | For | For | For | ||
| 7 | Elect Guy Berruyer | Mgmt | For | For | For | ||
| 8 | Elect Philip G. Cox | Mgmt | For | For | For | ||
| 9 | Elect Philip E Green | Mgmt | For | For | For | ||
| 10 | Elect Paul Heiden | Mgmt | For | For | For | ||
| 11 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | ||
| 12 | Elect David Williams | Mgmt | For | For | For | ||
| 13 | Elect Doug Webb | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 21 | Long Term Incentive Plan | Mgmt | For | For | For | ||
| 22 | Long Term Incentive Plan (Overseas) | Mgmt | For | For | For | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
| 6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
| 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
| 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
| 12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
| Micron Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MU | CUSIP 595112103 | 01/23/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | ||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | ||
| 4 | Elect D. Mark Durcan | Mgmt | For | For | For | ||
| 5 | Elect Warren A. East | Mgmt | For | For | For | ||
| 6 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
| 7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | ||
| 8 | Elect Robert E. Switz | Mgmt | For | For | For | ||
| 9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Microsoft Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSFT | CUSIP 594918104 | 11/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven A. Ballmer | Mgmt | For | Against | Against | ||
| 2 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 3 | Elect William H. Gates III | Mgmt | For | For | For | ||
| 4 | Elect Maria Klawe | Mgmt | For | For | For | ||
| 5 | Elect Stephen J. Luczo | Mgmt | For | For | For | ||
| 6 | Elect David F. Marquardt | Mgmt | For | Against | Against | ||
| 7 | Elect Charles H. Noski | Mgmt | For | For | For | ||
| 8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
| 9 | Elect John W. Thompson | Mgmt | For | For | For | ||
| 10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | ||
| 11 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Monsanto Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MON | CUSIP 61166W101 | 01/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
| 2 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
| 3 | Elect William U. Parfet | Mgmt | For | For | For | ||
| 4 | Elect George H. Poste | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
| Moody's Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCO | CUSIP 615369105 | 04/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jorge A. Bermudez | Mgmt | For | For | For | ||
| 2 | Elect Kathryn M. Hill | Mgmt | For | For | For | ||
| 3 | Elect Leslie F. Seidman | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Mosaic Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOS | CUSIP 61945C103 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 2 | Elect Denise C. Johnson | Mgmt | For | For | For | ||
| 3 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
| 4 | Elect James L. Popowich | Mgmt | For | For | For | ||
| 5 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
| 6 | Elect Steven M. Seibert | Mgmt | For | For | For | ||
| 7 | 2014 Stock and Incentive Plan | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Mosaic Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOS | CUSIP 61945C103 | 10/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Timothy S. Gitzel | Mgmt | For | For | For | ||
| 2 | Elect William R. Graber | Mgmt | For | For | For | ||
| 3 | Elect Emery N. Koenig | Mgmt | For | For | For | ||
| 4 | Elect David T. Seaton | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| MTU Aero Engines AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MTX | CINS D5565H104 | 05/08/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | ||
| 12 | Elect Joachim Rauhut | Mgmt | For | For | For | ||
| Murata Manufacturing Company Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 6981 | CINS J46840104 | 06/27/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Yoshitaka Fujita | Mgmt | For | For | For | ||
| 4 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | ||
| 5 | Elect Masakazu Toyoda as Statutory Auditor | Mgmt | For | For | For | ||
| Murphy Oil Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MUR | CUSIP 626717102 | 05/14/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Frank W. Blue | Mgmt | For | For | For | ||
| 2 | Elect T. Jay Collins | Mgmt | For | For | For | ||
| 3 | Elect Steven A. Cosse | Mgmt | For | For | For | ||
| 4 | Elect Claiborne P. Deming | Mgmt | For | For | For | ||
| 5 | Elect Roger W. Jenkins | Mgmt | For | For | For | ||
| 6 | Elect James V. Kelley | Mgmt | For | For | For | ||
| 7 | Elect Walentin Mirosh | Mgmt | For | For | For | ||
| 8 | Elect R. Madison Murphy | Mgmt | For | For | For | ||
| 9 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | ||
| 10 | Elect Neal E. Schmale | Mgmt | For | For | For | ||
| 11 | Elect Caroline G. Theus | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Naspers Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NPN | CINS S53435103 | 08/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | South Africa | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Approve Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor | Mgmt | For | For | For | ||
| 4 | Re-elect Lourens N. Jonker | Mgmt | For | For | For | ||
| 5 | Re-elect Fred Phaswana | Mgmt | For | For | For | ||
| 6 | Re-elect Ben J. van der Ross | Mgmt | For | For | For | ||
| 7 | Re-elect Ton Vosloo | Mgmt | For | For | For | ||
| 8 | Re-elect Francine-Ann du Plessis | Mgmt | For | For | For | ||
| 9 | Elect Audit Committee Member (Francine-Ann du Plessis) | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Boetie van Zyl) | Mgmt | For | For | For | ||
| 12 | Approve Remuneration Policy | Mgmt | For | For | For | ||
| 13 | General Authority to Issue Shares | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Shares for Cash | Mgmt | For | Against | Against | ||
| 15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
| 18 | Approve NEDs' Fees (Board - South African Resident Member) | Mgmt | For | For | For | ||
| 19 | Approve NEDs' Fees (Board - Non-South African Resident Member) | Mgmt | For | For | For | ||
| 20 | Approve NEDs' Fees (Board - Consultation Fee for Non-South African resident) | Mgmt | For | For | For | ||
| 21 | Approve NEDs' Fees (Board - Daily Fee) | Mgmt | For | For | For | ||
| 22 | Approve NEDs' Fees (Audit Committee Chair) | Mgmt | For | For | For | ||
| 23 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | ||
| 24 | Approve NEDs' Fees (Risk Committee Chair) | Mgmt | For | For | For | ||
| 25 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | ||
| 26 | Approve NEDs' Fees (Human Resources and Remuneration Committee Chair) | Mgmt | For | For | For | ||
| 27 | Approve NEDs' Fees (Human Resources and Remuneration Committee Member) | Mgmt | For | For | For | ||
| 28 | Approve NEDs' Fees (Nomination Committee Chair) | Mgmt | For | For | For | ||
| 29 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | ||
| 30 | Approve NEDs' Fees (Social and Ethics Committee Chair) | Mgmt | For | For | For | ||
| 31 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | ||
| 32 | Approve NEDs' Fees (Media24 Safety, Health and Environment Committee) | Mgmt | For | For | For | ||
| 33 | Approve NEDs' Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | ||
| 34 | Approve NEDs' Fees (Media24 Pension Fund Chair) | Mgmt | For | For | For | ||
| 35 | Approve NEDs' Fees (Media24 Pension Fund Trustee) | Mgmt | For | For | For | ||
| 36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 37 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
| 38 | Approve NEDs' Fees (Board - South African Resident Member) | Mgmt | For | For | For | ||
| 39 | Approve NEDs' Fees (Board - Non-South African Resident Member) | Mgmt | For | For | For | ||
| 40 | Approve NEDs' Fees (Board - Consultation Fee for Non-South African resident) | Mgmt | For | For | For | ||
| 41 | Approve NEDs' Fees (Board - Daily Fee) | Mgmt | For | For | For | ||
| 42 | Approve NEDs' Fees (Audit Committee Chair) | Mgmt | For | For | For | ||
| 43 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | ||
| 44 | Approve NEDs' Fees (Risk Committee Chair) | Mgmt | For | For | For | ||
| 45 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | ||
| 46 | Approve NEDs' Fees (Human Resources and Remuneration Committee Chair) | Mgmt | For | For | For | ||
| 47 | Approve NEDs' Fees (Human Resources and Remuneration Committee Member) | Mgmt | For | For | For | ||
| 48 | Approve NEDs' Fees (Nomination Committee Chair) | Mgmt | For | For | For | ||
| 49 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | ||
| 50 | Approve NEDs' Fees (Social and Ethics Committee Chair) | Mgmt | For | For | For | ||
| 51 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | ||
| 52 | Approve NEDs' Fees (Media24 Safety, Health and Environment Committee) | Mgmt | For | For | For | ||
| 53 | Approve NEDs' Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | ||
| 54 | Approve NEDs' Fees (Media24 Pension Fund Chair) | Mgmt | For | For | For | ||
| 55 | Approve NEDs' Fees (Media24 Pension Fund Trustee) | Mgmt | For | For | For | ||
| 56 | Amendment to Memorandum | Mgmt | For | For | For | ||
| 57 | Approve Financial Assistance (s. 44) | Mgmt | For | For | For | ||
| 58 | Approve Financial Assistance (s. 45) | Mgmt | For | For | For | ||
| 59 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | ||
| 60 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | ||
| National Grid Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NG | CINS G6375K151 | 07/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||
| 4 | Elect Steven Holliday | Mgmt | For | For | For | ||
| 5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||
| 6 | Elect Thomas B. King | Mgmt | For | For | For | ||
| 7 | Elect Nick Winser | Mgmt | For | For | For | ||
| 8 | Elect Philip Aiken | Mgmt | For | For | For | ||
| 9 | Elect Nora Brownell | Mgmt | For | For | For | ||
| 10 | Elect Jonathan Dawson | Mgmt | For | For | For | ||
| 11 | Elect Paul Golby | Mgmt | For | For | For | ||
| 12 | Elect Ruth Kelly | Mgmt | For | For | For | ||
| 13 | Elect Maria Richter | Mgmt | For | For | For | ||
| 14 | Elect Mark Williamson | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Nike Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NKE | CUSIP 654106103 | 09/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
| 1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Noble Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBL | CUSIP 655044105 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
| 2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
| 3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
| 4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
| 6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
| 7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
| 9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
| 10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Northrop Grumman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOC | CUSIP 666807102 | 05/21/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
| 2 | Elect Victor H. Fazio | Mgmt | For | For | For | ||
| 3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
| 4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
| 5 | Elect William H. Hernandez | Mgmt | For | For | For | ||
| 6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
| 7 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 9 | Elect Gary Roughead | Mgmt | For | For | For | ||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 11 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| Nucor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NUE | CUSIP 670346105 | 05/08/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||
| 1.2 | Elect John J. Ferriola | Mgmt | For | For | For | ||
| 1.3 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||
| 1.4 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
| 1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
| 1.6 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
| 1.7 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
| 1.8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
| 1.9 | Elect John H. Walker | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
| Occidental Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OXY | CUSIP 674599105 | 05/02/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Spencer Abraham | Mgmt | For | For | For | ||
| 2 | Elect Howard I. Atkins | Mgmt | For | For | For | ||
| 3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | ||
| 4 | Elect Stephen I. Chazen | Mgmt | For | For | For | ||
| 5 | Elect Edward P. Djerejian | Mgmt | For | For | For | ||
| 6 | Elect John E. Feick | Mgmt | For | For | For | ||
| 7 | Elect Margaret M. Foran | Mgmt | For | For | For | ||
| 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
| 9 | Elect William R. Klesse | Mgmt | For | For | For | ||
| 10 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||
| 11 | Elect Elisse B. Walter | Mgmt | For | For | For | ||
| 12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | ||
| 15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
| Oceaneering International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OII | CUSIP 675232102 | 05/16/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect T. Jay Collins | Mgmt | For | For | For | ||
| 1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Oil States International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OIS | CUSIP 678026105 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
| 1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | ||
| 1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Oracle Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
| 1.2 | Elect Raymond Bingham | Mgmt | For | For | For | ||
| 1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
| 1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
| 1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
| 1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
| 1.10 | Elect Mark V. Hurd | Mgmt | For | Withhold | Against | ||
| 1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
| Orange SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORA | CINS F6866T100 | 05/27/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Related Party Transactions | Mgmt | For | For | For | ||
| 8 | Elect Stephane Richard | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Elect Patrice Brunet | Mgmt | N/A | For | N/A | ||
| 11 | Elect Jean-Luc Burgain | Mgmt | N/A | For | N/A | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | ||
| 14 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 16 | Amend Article 15 | Mgmt | For | For | For | ||
| 17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| 18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Parker-Hannifin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PH | CUSIP 701094104 | 10/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||
| 1.2 | Elect Linda Harty | Mgmt | For | For | For | ||
| 1.3 | Elect William E. Kassling | Mgmt | For | For | For | ||
| 1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||
| 1.5 | Elect Kevin Lobo | Mgmt | For | For | For | ||
| 1.6 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||
| 1.7 | Elect Candy Obourn | Mgmt | For | For | For | ||
| 1.8 | Elect Joseph Scaminace | Mgmt | For | For | For | ||
| 1.9 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||
| 1.10 | Elect Ake Svensson | Mgmt | For | For | For | ||
| 1.11 | Elect James Wainscott | Mgmt | For | For | For | ||
| 1.12 | Elect Donald E. Washkewicz | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| PepsiCo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEP | CUSIP 713448108 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
| 2 | Elect George W. Buckley | Mgmt | For | For | For | ||
| 3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
| 4 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 5 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
| 6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
| 7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
| 8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
| 10 | Elect James J. Schiro | Mgmt | For | For | For | ||
| 11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
| 12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
| 13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| Perkinelmer, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PKI | CUSIP 714046109 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Barrett | Mgmt | For | For | For | ||
| 2 | Elect Robert F. Friel | Mgmt | For | For | For | ||
| 3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | ||
| 4 | Elect Alexis P. Michas | Mgmt | For | For | For | ||
| 5 | Elect James C. Mullen | Mgmt | For | For | For | ||
| 6 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
| 7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
| 8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | ||
| Pernod Ricard SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RI | CINS F72027109 | 11/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Related Party Transactions | Mgmt | For | For | For | ||
| 8 | Elect Daniele Ricard | Mgmt | For | For | For | ||
| 9 | Elect Laurent Burelle | Mgmt | For | For | For | ||
| 10 | Elect Michel Chambaud | Mgmt | For | For | For | ||
| 11 | Elect Representative of Societe Paul Ricard | Mgmt | For | For | For | ||
| 12 | Elect Anders Narvinger | Mgmt | For | For | For | ||
| 13 | Directors' Fees | Mgmt | For | For | For | ||
| 14 | Remuneration of Daniele Ricard, Chairman of the Board | Mgmt | For | For | For | ||
| 15 | Remuneration of Pierre Pringuet, Vice Chairman of the Board and CEO | Mgmt | For | For | For | ||
| 16 | Remuneration of Alexandre Ricard, Deputy CEO | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 21 | Greenshoe | Mgmt | For | Against | Against | ||
| 22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
| 23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
| 24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
| 26 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||
| 27 | Amendments to Articles | Mgmt | For | For | For | ||
| 28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Petroleo Brasileiro S.A. - Petrobras | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PETR3 | CUSIP 71654V408 | 09/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Divestiture | Mgmt | For | For | For | ||
| 2 | Merger by Absorption (COMPERJ) | Mgmt | For | For | For | ||
| 3 | Merger by Absorption (EST) | Mgmt | For | For | For | ||
| 4 | Merger by Absorption (MEG) | Mgmt | For | For | For | ||
| 5 | Merger by Absorption (POL) | Mgmt | For | For | For | ||
| 6 | Merger by Absorption (SFE) | Mgmt | For | For | For | ||
| 7 | Waiver of Preemption Rights | Mgmt | For | For | For | ||
| Peyto Exploration & Development Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEY | CUSIP 717046106 | 05/27/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Board Size | Mgmt | For | For | For | ||
| 2.1 | Elect Donald Gray | Mgmt | For | For | For | ||
| 2.2 | Elect Michael MacBean | Mgmt | For | For | For | ||
| 2.3 | Elect Brian Davis | Mgmt | For | For | For | ||
| 2.4 | Elect Darren Gee | Mgmt | For | For | For | ||
| 2.5 | Elect Gregory S. Fletcher | Mgmt | For | For | For | ||
| 2.6 | Elect Stephen J. Chetner | Mgmt | For | For | For | ||
| 2.7 | Elect Scott Robinson | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| Pfizer Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
| 4 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
| 5 | Elect Constance J. Horner | Mgmt | For | For | For | ||
| 6 | Elect James M. Kilts | Mgmt | For | For | For | ||
| 7 | Elect George A. Lorch | Mgmt | For | For | For | ||
| 8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 10 | Elect Ian C. Read | Mgmt | For | For | For | ||
| 11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
| 12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | 2014 Stock Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| PG&E Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCG | CUSIP 69331C108 | 05/12/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lewis Chew | Mgmt | For | For | For | ||
| 2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
| 4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
| 5 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
| 6 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
| 7 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
| 8 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
| 9 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
| 10 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
| 11 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Philip Morris International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PM | CUSIP 718172109 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Harold Brown | Mgmt | For | For | For | ||
| 2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
| 3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
| 4 | Elect Jennifer Li | Mgmt | For | For | For | ||
| 5 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
| 6 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
| 7 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
| 8 | Elect Robert B. Polet | Mgmt | For | For | For | ||
| 9 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
| 10 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
| Phillips 66 | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSX | CUSIP 718546104 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 3 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Timothy L. Dove | Mgmt | For | For | For | ||
| 2 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 3 | Elect Charles E. Ramsey, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 5 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 6 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 8 | Elect Jim A. Watson | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Reapproval of Material Terms of the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Potash Corporation of Saskatchewan Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| POT | CUSIP 73755L107 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
| 1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
| 1.3 | Elect William J. Doyle | Mgmt | For | For | For | ||
| 1.4 | Elect John W. Estey | Mgmt | For | For | For | ||
| 1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
| 1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||
| 1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | ||
| 1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
| 1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
| 1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||
| 1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
| 1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | ||
| 1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | 2014 Performance Option Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Praxair, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PX | CUSIP 74005P104 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
| 2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | ||
| 3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
| 4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 5 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
| 6 | Elect Ira D. Hall | Mgmt | For | For | For | ||
| 7 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
| 8 | Elect Larry D. McVay | Mgmt | For | For | For | ||
| 9 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
| 10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
| 11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Precision Castparts Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCP | CUSIP 740189105 | 08/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
| 1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | ||
| 1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | ||
| 1.4 | Elect Rick Schmidt | Mgmt | For | For | For | ||
| 1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | ||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
| Rackspace Hosting, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAX | CUSIP 750086100 | 05/01/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lew Moorman | Mgmt | For | For | For | ||
| 2 | Elect Graham Weston | Mgmt | For | For | For | ||
| 3 | Elect Ossa Fisher | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 6 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
| Ralph Lauren Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RL | CUSIP 751212101 | 08/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | ||
| 1.3 | Elect Hubert Joly | Mgmt | For | For | For | ||
| 1.4 | Elect Steven P. Murphy | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2010 Long-Term Stock Incentive Plan | Mgmt | For | For | For | ||
| Regeneron Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REGN | CUSIP 75886F107 | 06/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alfred G. Gilman | Mgmt | For | For | For | ||
| 1.2 | Elect Joseph L. Goldstein | Mgmt | For | For | For | ||
| 1.3 | Elect Robert A. Ingram | Mgmt | For | For | For | ||
| 1.4 | Elect Christine A. Poon | Mgmt | For | For | For | ||
| 1.5 | Elect P. Roy Vagelos | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Approval of 2014 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
| Rio Tinto plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIO | CINS G75754104 | 04/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | ||
| 4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | ||
| 5 | Approve Termination Payments | Mgmt | For | For | For | ||
| 6 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
| 7 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
| 8 | Elect Robert E. Brown | Mgmt | For | For | For | ||
| 9 | Elect Jan du Plessis | Mgmt | For | For | For | ||
| 10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||
| 11 | Elect Ann Godbehere | Mgmt | For | For | For | ||
| 12 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||
| 13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||
| 14 | Elect Chris J. Lynch | Mgmt | For | For | For | ||
| 15 | Elect Paul M. Tellier | Mgmt | For | For | For | ||
| 16 | Elect John S. Varley | Mgmt | For | For | For | ||
| 17 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 24 | Scrip Dividend | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Rockwell Automation, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROK | CUSIP 773903109 | 02/04/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven R. Kalmanson | Mgmt | For | For | For | ||
| 1.2 | Elect James P. Keane | Mgmt | For | For | For | ||
| 1.3 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | Against | Against | ||
| Rockwell Collins, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COL | CUSIP 774341101 | 02/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Chris A. Davis | Mgmt | For | For | For | ||
| 1.2 | Elect Ralph E. Eberhart | Mgmt | For | For | For | ||
| 1.3 | Elect David Lilley | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259107 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Euleen Goh | Mgmt | For | For | For | ||
| 5 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
| 6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 7 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 8 | Elect Simon Henry | Mgmt | For | For | For | ||
| 9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 11 | Elect Jorma Ollila | Mgmt | For | For | For | ||
| 12 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 13 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 14 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Long Term Incentive Plan | Mgmt | For | For | For | ||
| 22 | Deferred Bonus Plan | Mgmt | For | For | For | ||
| 23 | Restricted Share Plan | Mgmt | For | For | For | ||
| 24 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| Salesforce.Com Inc | �� | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRM | CUSIP 79466L302 | 06/02/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc Benioff | Mgmt | For | For | For | ||
| 2 | Elect Keith Block | Mgmt | For | For | For | ||
| 3 | Elect Craig A. Conway | Mgmt | For | For | For | ||
| 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
| 5 | Elect Colin Powell | Mgmt | For | For | For | ||
| 6 | Elect John V. Roos | Mgmt | For | For | For | ||
| 7 | Elect Lawrence Tomlinson | Mgmt | For | For | For | ||
| 8 | Elect Robin L. Washington | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Schlumberger N.V. (Schlumberger Limited) | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SLB | CUSIP 806857108 | 04/09/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
| 2 | Elect Tony Isaac | Mgmt | For | For | For | ||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
| 4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | ||
| 5 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
| 6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
| 7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
| 8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
| 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
| 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
| 11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| Schneider Electric SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SU | CINS F86921107 | 05/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Losses | Mgmt | For | For | For | ||
| 8 | Related Party Transactions | Mgmt | For | For | For | ||
| 9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | ||
| 10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | ||
| 11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | ||
| 12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | ||
| 13 | Elect Linda Knoll | Mgmt | For | For | For | ||
| 14 | Elect Noel Forgeard | Mgmt | For | For | For | ||
| 15 | Elect Willy R. Kissling | Mgmt | For | For | For | ||
| 16 | Elect Catherine Kopp | Mgmt | For | For | For | ||
| 17 | Elect Henri Lachmann | Mgmt | For | For | For | ||
| 18 | Elect G. Richard Thoman | Mgmt | For | For | For | ||
| 19 | Elect Jeong H. Kim | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Conversion of Corporate Form | Mgmt | For | For | For | ||
| 22 | Amendments Regarding Company Name | Mgmt | For | For | For | ||
| 23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | ||
| 24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 27 | Elect Lone Fonss Schroder | Mgmt | For | For | For | ||
| Siemens AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIE | CINS D69671218 | 01/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Compensation Policy | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Elect Jim Hagemann Snabe | Mgmt | For | For | For | ||
| 13 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
| 15 | Cancellation of Conditional Share Capital | Mgmt | For | For | For | ||
| 16 | Amendments to Articles | Mgmt | For | For | For | ||
| Softbank Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9984 | CINS J75963108 | 06/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | ||
| 4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | ||
| 5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | ||
| Southwestern Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWN | CUSIP 845467109 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Gass | Mgmt | For | For | For | ||
| 2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
| 3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
| 4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||
| 5 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||
| 6 | Elect Steven L. Mueller | Mgmt | For | For | For | ||
| 7 | Elect Elliott Pew | Mgmt | For | For | For | ||
| 8 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
| Spectra Energy Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SE | CUSIP 847560109 | 04/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
| 2 | Elect Austin A. Adams | Mgmt | For | For | For | ||
| 3 | Elect Joseph Alvarado | Mgmt | For | For | For | ||
| 4 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 5 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
| 6 | Elect F. Anthony Comper | Mgmt | For | For | For | ||
| 7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||
| 8 | Elect Michael McShane | Mgmt | For | For | For | ||
| 9 | Elect Michael G. Morris | Mgmt | For | For | For | ||
| 10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Methane Emissions Reduction Targets | ShrHoldr | Against | Against | For | ||
| Starbucks Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBUX | CUSIP 855244109 | 03/19/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Howard Schultz | Mgmt | For | For | For | ||
| 2 | Elect William W. Bradley | Mgmt | For | For | For | ||
| 3 | Elect Robert M. Gates | Mgmt | For | For | For | ||
| 4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Olden Lee | Mgmt | For | For | For | ||
| 7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
| 8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Clara Shih | Mgmt | For | For | For | ||
| 10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
| 11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
| 12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| Steel Dynamics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STLD | CUSIP 858119100 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark D. Millett | Mgmt | For | For | For | ||
| 1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect John C. Bates | Mgmt | For | For | For | ||
| 1.4 | Elect Keith E. Busse | Mgmt | For | For | For | ||
| 1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | ||
| 1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | ||
| 1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||
| 1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||
| 1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | ||
| 1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | ||
| 1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Sumitomo Mitsui Financial Group Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8316 | CINS J7771X109 | 06/27/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Kohichi Miyata | Mgmt | For | For | For | ||
| 4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | ||
| 5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | ||
| 6 | Elect Jun Ohta | Mgmt | For | For | For | ||
| 7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | ||
| 8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | For | For | ||
| Suncor Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SU | CUSIP 867224107 | 04/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||
| 1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
| 1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | ||
| 1.4 | Elect John D. Gass | Mgmt | For | For | For | ||
| 1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
| 1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||
| 1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||
| 1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
| 1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||
| 1.11 | Elect Eira Thomas | Mgmt | For | For | For | ||
| 1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||
| 1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Suntrust Banks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STI | CUSIP 867914103 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert M. Beall II | Mgmt | For | For | For | ||
| 2 | Elect David H. Hughes | Mgmt | For | For | For | ||
| 3 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||
| 4 | Elect Kyle P. Legg | Mgmt | For | For | For | ||
| 5 | Elect William A. Linnenbringer | Mgmt | For | For | For | ||
| 6 | Elect Donna S. Morea | Mgmt | For | For | For | ||
| 7 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
| 8 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Frank W. Scruggs | Mgmt | For | For | For | ||
| 10 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
| 11 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Approval of Amendment to the SunTrust Banks, Inc. 2009 Stock Plan | Mgmt | For | For | For | ||
| 14 | Approval of the Material Terms of the SunTrust Banks Inc. 2009 Stock Plan | Mgmt | For | For | For | ||
| 15 | Approval of Material Terms of the SunTrust Banks, Inc. Annual Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Svenska Handelsbanken AB | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHB-A | CINS W90937181 | 03/26/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Sweden | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Accounts and Reports | Mgmt | For | For | For | ||
| 15 | Allocation of Profits/Dividends; Dividend Record Date | Mgmt | For | For | For | ||
| 16 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | For | For | ||
| 19 | Authority to Issue Convertible Bonds to Employees | Mgmt | For | For | For | ||
| 20 | Board Size | Mgmt | For | For | For | ||
| 21 | Number of Auditors | Mgmt | For | For | For | ||
| 22 | Directors' Fees and Indemnity Against Fines | Mgmt | For | For | For | ||
| 23 | Election of Directors | Mgmt | For | For | For | ||
| 24 | Appointment of Auditor | Mgmt | For | For | For | ||
| 25 | Compensation Guidelines | Mgmt | For | For | For | ||
| 26 | Appointment of Auditors in Foundations | Mgmt | For | For | For | ||
| 27 | Shareholder Proposal Regarding Investment in Nuclear Weapons | ShrHoldr | N/A | Against | N/A | ||
| 28 | Shareholder Proposal Regarding Integration Institute | ShrHoldr | N/A | Against | N/A | ||
| 29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Taiwan Semiconductor Manufacturing | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSM | CUSIP 874039100 | 06/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
| Taiwan Semiconductor Manufacturing | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2330 | CINS Y84629107 | 06/24/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Taiwan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
| TE Connectivity Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEL | CUSIP H84989104 | 03/04/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
| 2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
| 3 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 5 | Elect Yong Nam | Mgmt | For | For | For | ||
| 6 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
| 7 | Elect Frederic M. Poses | Mgmt | For | For | For | ||
| 8 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||
| 9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
| 10 | Elect David P. Steiner | Mgmt | For | For | For | ||
| 11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
| 12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
| 13 | Election of Chairman of the Board | Mgmt | For | For | For | ||
| 14 | Election of Daniel J. Phelan | Mgmt | For | For | For | ||
| 15 | Election of Paula A. Sneed | Mgmt | For | For | For | ||
| 16 | Election of David P. Steiner | Mgmt | For | For | For | ||
| 17 | Election of Independent Proxy | Mgmt | For | For | For | ||
| 18 | Approval of Annual Report | Mgmt | For | For | For | ||
| 19 | Approval of Statutory Financial Statement | Mgmt | For | For | For | ||
| 20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
| 21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
| 22 | Deloitte and Touche | Mgmt | For | For | For | ||
| 23 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
| 24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
| 25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 26 | Transfer of Reserves | Mgmt | For | For | For | ||
| 27 | Declaration of Dividend | Mgmt | For | For | For | ||
| 28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 29 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
| 30 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Texas Instruments Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TXN | CUSIP 882508104 | 04/17/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
| 3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
| 4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 5 | Elect Ronald Kirk | Mgmt | For | For | For | ||
| 6 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
| 8 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
| 9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
| 10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
| 11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | ||
| 15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| The Procter & Gamble Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PG | CUSIP 742718109 | 10/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 3 | Elect Scott D. Cook | Mgmt | For | For | For | ||
| 4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
| 5 | Elect Alan G. Lafley | Mgmt | For | For | For | ||
| 6 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
| 7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
| 9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
| 10 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
| 11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Thermo Fisher Scientific Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMO | CUSIP 883556102 | 05/20/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
| 8 | Elect William G. Parrett | Mgmt | For | For | For | ||
| 9 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||
| 10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
| 11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Time Warner Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TWX | CUSIP 887317303 | 06/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
| 2 | Elect William P. Barr | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
| 4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
| 5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
| 6 | Elect Mathias Döpfner | Mgmt | For | For | For | ||
| 7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
| 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
| 9 | Elect Fred Hassan | Mgmt | For | For | For | ||
| 10 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
| 11 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
| 12 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CINS F92124100 | 05/16/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 9 | Elect Patricia Barbizet | Mgmt | For | For | For | ||
| 10 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | ||
| 11 | Elect Paul Desmarais, Jr. | Mgmt | For | For | For | ||
| 12 | Elect Barbara Kux | Mgmt | For | For | For | ||
| 13 | Remuneration of Christophe de Margerie, CEO | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | Mgmt | For | Against | Against | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 16 | Greenshoe | Mgmt | For | Against | Against | ||
| 17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
| 18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||
| 19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 20 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 21 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | ||
| 22 | Amendment Regarding Age Limit of Chairman | Mgmt | For | For | For | ||
| 23 | Amendment Regarding Age Limit of CEO | Mgmt | For | For | For | ||
| 24 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | Mgmt | For | For | For | ||
| 25 | Shareholder Proposal Regarding the Distribution of a Newsletter | ShrHoldr | Against | Against | For | ||
| 26 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHoldr | Against | Against | For | ||
| 27 | Shareholder Proposal Regarding Loyalty Dividend | ShrHoldr | Against | Against | For | ||
| 28 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | ShrHoldr | Against | Against | For | ||
| 29 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | Against | Against | For | ||
| Toyota Motor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7203 | CINS J92676113 | 06/17/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||
| 4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
| 5 | Elect Satoshi Ozawa | Mgmt | For | For | For | ||
| 6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | ||
| 7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | ||
| 8 | Elect Masamoto Maekawa | Mgmt | For | For | For | ||
| 9 | Elect Yasumori Ihara | Mgmt | For | For | For | ||
| 10 | Elect Seiichi Sudoh | Mgmt | For | For | For | ||
| 11 | Elect Kohhei Saga | Mgmt | For | For | For | ||
| 12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | ||
| 13 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
| 14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | ||
| 15 | Elect Ikuo Uno | Mgmt | For | For | For | ||
| 16 | Elect Haruhiko Katoh | Mgmt | For | For | For | ||
| 17 | Elect Mark T. Hogan | Mgmt | For | For | For | ||
| 18 | Elect Masaki Nakatsugawa | Mgmt | For | For | For | ||
| 19 | Elect Teisuke Kitayama | Mgmt | For | For | For | ||
| 20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 21 | Bonus | Mgmt | For | For | For | ||
| 22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
| 3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
| 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
| 9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
| 11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
| 12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
| 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/15/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 4 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
| 5 | Elect John J. Koraleski | Mgmt | For | For | For | ||
| 6 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
| 7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| United Continental Holdings Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UAL | CUSIP 910047109 | 06/11/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Carolyn Corvi | Mgmt | For | For | For | ||
| 2 | Elect Jane C. Garvey | Mgmt | For | For | For | ||
| 3 | Elect Walter Isaacson | Mgmt | For | For | For | ||
| 4 | Elect Henry L. Meyer III | Mgmt | For | For | For | ||
| 5 | Elect Oscar Munoz | Mgmt | For | For | For | ||
| 6 | Elect William R. Nuti | Mgmt | For | For | For | ||
| 7 | Elect Laurence E. Simmons | Mgmt | For | For | For | ||
| 8 | Elect Jeffery A. Smisek | Mgmt | For | For | For | ||
| 9 | Elect David J. Vitale | Mgmt | For | For | For | ||
| 10 | Elect John H. Walker | Mgmt | For | For | For | ||
| 11 | Elect Charles A. Yamarone | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Amendment to the 2006 Director Equity Incentive Plan. | Mgmt | For | For | For | ||
| United Technologies Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UTX | CUSIP 913017109 | 04/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
| 2 | Elect John V. Faraci | Mgmt | For | For | For | ||
| 3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
| 4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
| 6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
| 9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
| 11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
| 12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Unitedhealth Group Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/02/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Edson Bueno | Mgmt | For | For | For | ||
| 3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
| 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
| 8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
| 9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
| 11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Verizon Communications Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VZ | CUSIP 92343V104 | 01/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Verizon Communications Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VZ | CUSIP 92343V104 | 05/01/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
| 2 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
| 3 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
| 4 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
| 5 | Elect Robert W. Lane | Mgmt | For | For | For | ||
| 6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
| 7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
| 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
| 10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
| 11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Adoption of Proxy Access | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHoldr | Against | Against | For | ||
| Vertex Pharmaceuticals Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | ||
| 1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | ||
| 1.3 | Elect William D. Young | Mgmt | For | For | For | ||
| 2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| VF Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VFC | CUSIP 918204108 | 04/22/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | ||
| 1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | ||
| 1.3 | Elect Juan E. de Bedout | Mgmt | For | For | For | ||
| 1.4 | Elect Ursula O. Fairbairn | Mgmt | For | For | For | ||
| 1.5 | Elect George Fellows | Mgmt | For | For | For | ||
| 1.6 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||
| 1.8 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Visa Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| V | CUSIP 92826C839 | 01/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
| 2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||
| 3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 5 | Elect Cathy E. Minehan | Mgmt | For | For | For | ||
| 6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 7 | Elect David J. PANG | Mgmt | For | For | For | ||
| 8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
| 9 | Elect William S. Shanahan | Mgmt | For | For | For | ||
| 10 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
| 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Vodafone Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOD | CINS G93882135 | 01/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Court | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | ||
| Vodafone Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOD | CINS G93882135 | 01/28/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | ||
| 2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | ||
| 3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | ||
| Vodafone Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOD | CINS G93882135 | 07/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 3 | Elect Vittorio Colao | Mgmt | For | For | For | ||
| 4 | Elect Andy Halford | Mgmt | For | For | For | ||
| 5 | Elect Steve Pusey | Mgmt | For | For | For | ||
| 6 | Elect Renee J. James | Mgmt | For | For | For | ||
| 7 | Elect Alan W. Jebson | Mgmt | For | For | For | ||
| 8 | Elect Samuel E. Jonah | Mgmt | For | For | For | ||
| 9 | Elect Omid Kordestani | Mgmt | For | For | For | ||
| 10 | Elect Nick Land | Mgmt | For | For | For | ||
| 11 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
| 12 | Elect Luc Vandevelde | Mgmt | For | For | For | ||
| 13 | Elect Anthony Watson | Mgmt | For | For | For | ||
| 14 | Elect Philip Yea | Mgmt | For | For | For | ||
| 15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 16 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Wal-Mart Stores, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WMT | CUSIP 931142103 | 06/06/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||
| 2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Roger C. Corbett | Mgmt | For | For | For | ||
| 4 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
| 5 | Elect Douglas N. Daft | Mgmt | For | For | For | ||
| 6 | Elect Michael T. Duke | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
| 9 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
| 10 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
| 11 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
| 12 | Elect Jim C. Walton | Mgmt | For | For | For | ||
| 13 | Elect S. Robson Walton | Mgmt | For | For | For | ||
| 14 | Elect Linda S. Wolf | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Walt Disney Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIS | CUSIP 254687106 | 03/18/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Susan E. Arnold | Mgmt | For | Against | Against | ||
| 2 | Elect John S. Chen | Mgmt | For | For | For | ||
| 3 | Elect Jack Dorsey | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 5 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
| 6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
| 7 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
| 10 | Elect Orin C. Smith | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| Waste Management, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WM | CUSIP 94106L109 | 05/13/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
| 4 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
| 5 | Elect John C. Pope | Mgmt | For | For | For | ||
| 6 | Elect W. Robert Reum | Mgmt | For | For | For | ||
| 7 | Elect David P. Steiner | Mgmt | For | For | For | ||
| 8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Wells Fargo & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WFC | CUSIP 949746101 | 04/29/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Baker II | Mgmt | For | For | For | ||
| 2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
| 3 | Elect John S. Chen | Mgmt | For | For | For | ||
| 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
| 5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
| 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Donald M. James | Mgmt | For | For | For | ||
| 8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
| 9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
| 10 | Elect James H. Quigley | Mgmt | For | For | For | ||
| 11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
| 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
| 13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
| 14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
| Weyerhaeuser Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WY | CUSIP 962166104 | 04/10/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
| 2 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
| 3 | Elect John I. Kieckhefer | Mgmt | For | For | For | ||
| 4 | Elect Wayne Murdy | Mgmt | For | For | For | ||
| 5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
| 6 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
| 7 | Elect Richard H. Sinkfield | Mgmt | For | For | For | ||
| 8 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
| 9 | Elect Kim Williams | Mgmt | For | For | For | ||
| 10 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Wynn Resorts, Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYNN | CUSIP 983134107 | 05/16/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Miller | Mgmt | For | For | For | ||
| 1.2 | Elect D. Boone Wayson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | 2014 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||
| 5 | Advisory Vote on Director Qualification Bylaw | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
| XL Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XL | CUSIP G98290102 | 04/25/2014 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 2 | Elect Michael S. McGavick | Mgmt | For | For | For | ||
| 3 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
| 4 | Elect John M. Vereker | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 7 | Renewal of Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | ||
| 8 | Renewal of Authority to Issue Shares without Preemptive Rights | Mgmt | For | Against | Against | ||
| 9 | Amendments to Articles of Association | Mgmt | For | For | For | ||
| 10 | Extend the Term of the Directors Stock and Option Plan | Mgmt | For | For | For | ||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)
| By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
| Date: August 27, 2014 |