UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00862
The Growth Fund of America, Inc.
(Exact Name of Registrant as Specified in Charter)
P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: August 31
Date of reporting period: July 1, 2009 - June 30, 2010
Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : The Growth Fund of America, Inc. Reporting Period: July 01, 2009 - June 30, 2010 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect William Daley | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.6 | Elect William Osborn | Mgmt | For | For | For | |||
1.7 | Elect David Owen | Mgmt | For | For | For | |||
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Abraxis BioScience, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABII | CUSIP 00383Y102 | 12/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick Soon-Shiong | Mgmt | For | For | For | |||
1.2 | Elect Kirk Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Stephen Nimer | Mgmt | For | For | For | |||
1.4 | Elect Leonard Shapiro | Mgmt | For | For | For | |||
1.5 | Elect David Chen | Mgmt | For | For | For | |||
1.6 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Accenture Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1150G111 | 08/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation from Bermuda to Ireland | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
ACCENTURE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Kimsey | Mgmt | For | For | For | |||
2 | Elect Robert Lipp | Mgmt | For | For | For | |||
3 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | 2010 Share Incentive Plan | Mgmt | For | Against | Against | |||
6 | 2010 Employee Share Purchase Plan | Mgmt | For | Against | Against | |||
7 | Authorization to Hold the 2011 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||
Ace Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Hernandez | Mgmt | For | For | For | |||
2 | Elect Peter Menikoff | Mgmt | For | For | For | |||
3 | Elect Robert Ripp | Mgmt | For | For | For | |||
4 | Elect Theodore Shasta | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Statutory Financial Statements | Mgmt | For | For | For | |||
8 | Consolidated Financial Statements | Mgmt | For | For | For | |||
9 | Allocation of Disposable Profit | Mgmt | For | For | For | |||
10 | Discharge of the Board of Directors | Mgmt | For | For | For | |||
11 | Authorized Share Capital | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Ratification of Auditor (Zurich) | Mgmt | For | For | For | |||
14 | Ratification of Auditor (US) | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
3 | Elect John Caldwell | Mgmt | For | For | For | |||
4 | Elect Craig Conway | Mgmt | For | Abstain | Against | |||
5 | Elect Nicholas Donofrio | Mgmt | For | Abstain | Against | |||
6 | Elect H. Paulett Eberhart | Mgmt | For | Abstain | Against | |||
7 | Elect Derrick Meyer | Mgmt | For | For | For | |||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
2 | Elect Betsy Cohen | Mgmt | For | For | For | |||
3 | Elect Molly Coye | Mgmt | For | For | For | |||
4 | Elect Roger Farah | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
7 | Elect Earl Graves | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | 2010 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
17 | 2001 Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Affiliated Computer Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CUSIP 008190100 | 02/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Davis, III | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.3 | Elect Evert Henkes | Mgmt | For | For | For | |||
1.4 | Elect Margaret McGlynn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Abdoo | Mgmt | For | For | For | |||
1.2 | Elect John Brinzo | Mgmt | For | For | For | |||
1.3 | Elect Dennis Cuneo | Mgmt | For | For | For | |||
1.4 | Elect William Gerber | Mgmt | For | For | For | |||
1.5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
1.6 | Elect Robert Jenkins | Mgmt | For | For | For | |||
1.7 | Elect Ralph Michael, III | Mgmt | For | For | For | |||
1.8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
1.9 | Elect James Thomson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the Material Terms of the Long-Term Performance Plan | Mgmt | For | For | For | |||
4 | Reapproval of the Material Terms of the Performance Goals under the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
Akamai Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAM | CUSIP 00971T101 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thomson Leighton | Mgmt | For | For | For | |||
2 | Elect Paul Sagan | Mgmt | For | For | For | |||
3 | Elect Naomi Seligman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Akzo Nobel NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS N01803100 | 04/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profit | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Karel Vuursteen | Mgmt | For | For | For | |||
12 | Elect Antony Burgmans | Mgmt | For | For | For | |||
13 | Elect Louis Hughes | Mgmt | For | For | For | |||
14 | Amendment to Compensation Policy | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
1.3 | Elect Michael Morris | Mgmt | For | For | For | |||
1.4 | Elect E. Stanley O'Neal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Allegheny Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AYE | CUSIP 017361106 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Eleanor Baum | Mgmt | For | For | For | |||
3 | Elect Paul Evanson | Mgmt | For | For | For | |||
4 | Elect Cyrus Freidheim, Jr. | Mgmt | For | For | For | |||
5 | Elect Julia Johnson | Mgmt | For | For | For | |||
6 | Elect Ted Kleisner | Mgmt | For | For | For | |||
7 | Elect Christopher Pappas | Mgmt | For | For | For | |||
8 | Elect Steven Rice | Mgmt | For | For | For | |||
9 | Elect Gunnar Sarsten | Mgmt | For | For | For | |||
10 | Elect Michael Sutton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Allegheny Technologies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATI | CUSIP 01741R102 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
1.2 | Elect Barbara Jeremiah | Mgmt | For | For | For | |||
1.3 | Elect John Turner | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Gallagher | Mgmt | For | For | For | |||
2 | Elect Gavin Herbert | Mgmt | For | For | For | |||
3 | Elect Dawn Hudson | Mgmt | For | For | For | |||
4 | Elect Stephen Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement to Remove Directors for Cause | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement to Approve Certain Business Combinations | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement to Amend Restated Certificate of Incorporation | Mgmt | For | For | For | |||
9 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP 021441100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Daane | Mgmt | For | For | For | |||
2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||
3 | Elect Kevin McGarity | Mgmt | For | For | For | |||
4 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||
7 | Elect Susan Wang | Mgmt | For | For | For | |||
8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect John Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
6 | Elect Robert Huntley | Mgmt | For | For | For | |||
7 | Elect Thomas Jones | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
10 | Elect Michael Szymanczyk | Mgmt | For | For | For | |||
11 | 2010 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Protocols | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Alain Monie | Mgmt | For | For | For | |||
6 | Elect Thomas Ryder | Mgmt | For | For | For | |||
7 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
America Movil SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMXL | CUSIP 02364W105 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Tender Offers to Acquire Carso Global Telecom and Telmex International | Mgmt | N/A | Abstain | N/A | |||
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A | |||
America Movil SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMXL | CUSIP 02364W105 | 04/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Series L) | Mgmt | N/A | For | N/A | |||
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 029912201 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Jerry Choate | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Frederick Gluck | Mgmt | For | For | For | |||
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
8 | Elect Frank Herringer | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
AMP Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CINS Q0344G101 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Ratify Placement of Securities | Mgmt | For | Abstain | Against | |||
4 | Re-elect Peter Mason | Mgmt | For | For | For | |||
5 | Re-elect John Palmer | Mgmt | For | For | For | |||
6 | Re-elect Richard Grellman | Mgmt | For | For | For | |||
7 | Elect Paul Fegan | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Equity Grant (MD/CEO Craig Dunn) | Mgmt | For | For | For | |||
10 | Increase NEDs' Fee Cap | Mgmt | For | Against | Against | |||
AMR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMR | CUSIP 001765106 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerard Arpey | Mgmt | For | For | For | |||
1.2 | Elect John Bachmann | Mgmt | For | For | For | |||
1.3 | Elect David Boren | Mgmt | For | For | For | |||
1.4 | Elect Armando Codina | Mgmt | For | For | For | |||
1.5 | Elect Rajat Gupta | Mgmt | For | For | For | |||
1.6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
1.7 | Elect Ann Korologos | Mgmt | For | For | For | |||
1.8 | Elect Michael Miles | Mgmt | For | For | For | |||
1.9 | Elect Philip Purcell | Mgmt | For | For | For | |||
1.10 | Elect Ray Robinson | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
1.12 | Elect Matthew Rose | Mgmt | For | For | For | |||
1.13 | Elect Roger Staubach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Preston Geren III | Mgmt | For | For | For | |||
3 | Elect James Hackett | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHoldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Doyle | Mgmt | For | For | For | |||
5 | Elect John Hodgson | Mgmt | For | For | For | |||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
7 | Elect Neil Novich | Mgmt | For | For | For | |||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
9 | Elect Paul Severino | Mgmt | For | For | For | |||
10 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 07/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Option Exchange Program | Mgmt | For | Against | Against | |||
Anheuser-Busch Inbev SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment Regarding Director Term Lengths | Mgmt | For | Against | Against | |||
4 | Amendment Regarding Implementation of EU Directive | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Authority to Exclude Preference Right of Existing Shareholders | Mgmt | For | Against | Against | |||
8 | Authority to Issue Subscription Rights | Mgmt | For | Against | Against | |||
9 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | Against | Against | |||
10 | Authority to Exercise Power | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports; Allocation of Profits and Dividends | Mgmt | For | For | For | |||
15 | Ratification of Board Acts | Mgmt | For | For | For | |||
16 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
17 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
18 | Elect Gregoire de Spoelberch | Mgmt | For | For | For | |||
19 | Elect Carlos de Veiga Sicupira | Mgmt | For | For | For | |||
20 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
21 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
22 | Elect Marcel Telles | Mgmt | For | For | For | |||
23 | Elect Jean-Luc Dehaene | Mgmt | For | For | For | |||
24 | Elect Mark Winkelman | Mgmt | For | For | For | |||
25 | Replacement of Auditor | Mgmt | For | For | For | |||
26 | Remuneration Report | Mgmt | For | For | For | |||
27 | Approval of Equity Grants | Mgmt | For | For | For | |||
28 | Approval of Equity Grants | Mgmt | For | For | For | |||
29 | Approval of Equity Grants | Mgmt | For | For | For | |||
30 | Approval of Equity Grants | Mgmt | For | For | For | |||
31 | Approval of Equity Grants | Mgmt | For | For | For | |||
32 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | For | For | |||
33 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | For | For | |||
34 | Change of Control Provisions Relating to Senior Facilities Agreement | Mgmt | For | For | For | |||
35 | Change of Control Provision Relating to Term Facilities Agreement | Mgmt | For | For | For | |||
36 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
AOL INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Richard Dalzell | Mgmt | For | For | For | |||
3 | Elect Karen Dykstra | Mgmt | For | For | For | |||
4 | Elect William Hambrecht | Mgmt | For | For | For | |||
5 | Elect Susan Lyne | Mgmt | For | For | For | |||
6 | Elect Patricia Mitchell | Mgmt | For | For | For | |||
7 | Elect Michael Powell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James Stengel | Mgmt | For | For | For | |||
10 | Elect James Wiatt | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amended and Restated 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amended and Restated Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
5 | Elect Jan Kalff | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | For | For | |||
7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
8 | Elect Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect Robert Morrison | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect Richard Notebaert | Mgmt | For | For | For | |||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
13 | Elect Gloria Santona | Mgmt | For | For | For | |||
14 | Elect Carolyn Woo | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene Fiedorek | Mgmt | For | For | For | |||
2 | Elect Patricia Graham | Mgmt | For | For | For | |||
3 | Elect F. H. Merelli | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Jerome York | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Employee Stock Plan | Mgmt | For | For | For | |||
3 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Results/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Acknowledgment of Board Resignation and Cooptation | Mgmt | For | For | For | |||
9 | Elect Vanisha Mittal Bahtia | Mgmt | For | For | For | |||
10 | Elect Jeannot Krecke | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Stock Option Plan | Mgmt | For | For | For | |||
14 | Employee Share Purchase Plan | Mgmt | For | For | For | |||
15 | Waiver of Public Offer Requirement | Mgmt | For | For | For | |||
Arch Capital Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACGL | CUSIP G0450A105 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wolfe Bragin | Mgmt | For | For | For | |||
1.2 | Elect John Bunce, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Sean Carney | Mgmt | For | For | For | |||
1.4 | Elect William Beveridge | Mgmt | For | For | For | |||
1.5 | Elect Dennis Brand | Mgmt | For | For | For | |||
1.6 | Elect Knud Christensen | Mgmt | For | For | For | |||
1.7 | Elect Graham Collis | Mgmt | For | For | For | |||
1.8 | Elect William Cooney | Mgmt | For | For | For | |||
1.9 | Elect Stephen Fogarty | Mgmt | For | For | For | |||
1.10 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||
1.11 | Elect Rutger Funnekotter | Mgmt | For | For | For | |||
1.12 | Elect Marc Grandisson | Mgmt | For | For | For | |||
1.13 | Elect Michael Greene | Mgmt | For | For | For | |||
1.14 | Elect John Hele | Mgmt | For | For | For | |||
1.15 | Elect David Hipkin | Mgmt | For | For | For | |||
1.16 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||
1.17 | Elect Constantine Iordanou | Mgmt | For | For | For | |||
1.18 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |||
1.19 | Elect Michael Kier | Mgmt | For | For | For | |||
1.20 | Elect Mark Lyons | Mgmt | For | For | For | |||
1.21 | Elect Adam Matteson | Mgmt | For | For | For | |||
1.22 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.23 | Elect Martin Nilsen | Mgmt | For | For | For | |||
1.24 | Elect Nicholas Papadopoulo | Mgmt | For | For | For | |||
1.25 | Elect Michael Quinn | Mgmt | For | For | For | |||
1.26 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||
1.27 | Elect Paul Robotham | Mgmt | For | For | For | |||
1.28 | Elect Soren Scheuer | Mgmt | For | For | For | |||
1.29 | Elect Budhi Singh | Mgmt | For | For | For | |||
1.30 | Elect Helmut Sohler | Mgmt | For | For | For | |||
1.31 | Elect Julian Stroud | Mgmt | For | For | For | |||
1.32 | Elect Angus Watson | Mgmt | For | For | For | |||
1.33 | Elect James Weatherstone | Mgmt | For | For | For | |||
2 | Amendments to Bye-laws | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Arch Coal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACI | CUSIP 039380100 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Jennings | Mgmt | For | For | For | |||
1.2 | Elect Steven Leer | Mgmt | For | For | For | |||
1.3 | Elect Robert Potter | Mgmt | For | For | For | |||
1.4 | Elect Theodore Sands | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Compensation Plan for Executive Officers | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059178 | 03/24/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Amendment to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Performance Share Grants to Management Board (Revised Compensation Policy) | Mgmt | For | TNA | N/A | |||
12 | Performance Share Grants (Current Compensation Policy) | Mgmt | For | TNA | N/A | |||
13 | Performance Stock Options (Current Compensation Policy) | Mgmt | For | TNA | N/A | |||
14 | Stock Option Grants to Employees | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Cancel Additional Shares | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Charles Noski | Mgmt | For | For | For | |||
1.10 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
AutoNation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AN | CUSIP 05329W102 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mike Jackson | Mgmt | For | For | For | |||
1.2 | Elect Robert Brown | Mgmt | For | For | For | |||
1.3 | Elect Rick Burdick | Mgmt | For | For | For | |||
1.4 | Elect William Crowley | Mgmt | For | For | For | |||
1.5 | Elect David Edelson | Mgmt | For | For | For | |||
1.6 | Elect Robert Grusky | Mgmt | For | For | For | |||
1.7 | Elect Michael Larson | Mgmt | For | For | For | |||
1.8 | Elect Michael Maroone | Mgmt | For | For | For | |||
1.9 | Elect Carlos Migoya | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock Tan | Mgmt | For | For | For | |||
2 | Elect Adam Clammer | Mgmt | For | For | For | |||
3 | Elect James Davidson | Mgmt | For | For | For | |||
4 | Elect James Diller, Sr. | Mgmt | For | For | For | |||
5 | Elect James Greene Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Hao | Mgmt | For | For | For | |||
7 | Elect John Joyce | Mgmt | For | For | For | |||
8 | Elect David Kerko | Mgmt | For | For | For | |||
9 | Elect Justine Lien | Mgmt | For | For | For | |||
10 | Elect Donald Macleod | Mgmt | For | For | For | |||
11 | Elect Bock Seng Tan | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Aveva Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVV | CINS G06812112 | 07/09/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect David Mann | Mgmt | For | For | For | |||
5 | Elect Paul Taylor | Mgmt | For | For | For | |||
6 | Elect Nick Prest | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Axis Capital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geoffrey Bell | Mgmt | For | For | For | |||
1.2 | Elect Christopher Greetham | Mgmt | For | For | For | |||
1.3 | Elect Maurice Keane | Mgmt | For | For | For | |||
1.4 | Elect Henry Smith | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Director & Officer Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
1.12 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.13 | Elect James Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Banco Santander Central Hispano SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS E19790109 | 06/11/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ángel Jado Becerro de Bengoa | Mgmt | For | For | For | |||
5 | Elect Francisco Javier Botín-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||
6 | Elect Isabel Tocino Biscarolasaga | Mgmt | For | For | For | |||
7 | Elect Fernando de Asúa Álvarez | Mgmt | For | For | For | |||
8 | Elect Alfredo Sáenz Abad | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Script Dividend | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Script Dividend | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Convertible and Non-Convertible Debt Instruments | Mgmt | For | Against | Against | |||
17 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | UK Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
20 | Remuneration Report | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 02/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Bies | Mgmt | For | For | For | |||
2 | Elect William Boardman | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 01/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Apply for National Asset Management Agency | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Bye-Laws Regarding Ordinary and Special Resolutions | Mgmt | For | For | For | |||
3 | Amendment to Bye-Laws Regarding General Meeting Notice Period | Mgmt | For | For | For | |||
4 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Par Value | Mgmt | For | For | For | |||
2 | Increase in Authorized Capital | Mgmt | For | For | For | |||
3 | Amendment to Share Class Rights | Mgmt | For | For | For | |||
4 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Convertible Shares | Mgmt | For | For | For | |||
6 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Issuance of Shares, Related Party Transaction Approval and Authority to Cancel Warrants | Mgmt | For | For | For | |||
8 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Patrick Molloy | Mgmt | For | For | For | |||
4 | Elect Dennis Holt | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Des Crowley | Mgmt | For | For | For | |||
7 | Elect Denis Donovan | Mgmt | For | For | For | |||
8 | Elect Paul Haran | Mgmt | For | For | For | |||
9 | Elect Rose Hynes | Mgmt | For | For | For | |||
10 | Elect Jerome Kennedy | Mgmt | For | For | For | |||
11 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
12 | Elect John O'Donovan | Mgmt | For | For | For | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 07/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |||
3 | Elect Richie Boucher | Mgmt | For | For | For | |||
4 | Elect Des Crowley | Mgmt | For | For | For | |||
5 | Elect Denis Donovan | Mgmt | For | For | For | |||
6 | Elect Paul Haran | Mgmt | For | For | For | |||
7 | Elect Dennis Holt | Mgmt | For | For | For | |||
8 | Elect Rose Hynes | Mgmt | For | For | For | |||
9 | Elect Jerome Kennedy | Mgmt | For | For | For | |||
10 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
11 | Elect Declan McCourt | Mgmt | For | For | For | |||
12 | Elect Terry Neill | Mgmt | For | For | For | |||
13 | Elect John O'Donovan | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Additional Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | For | Against | |||
Barrick Gold Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Marshall Cohen | Mgmt | For | For | For | |||
1.6 | Elect Peter Crossgrove | Mgmt | For | For | For | |||
1.7 | Elect Robert Franklin | Mgmt | For | For | For | |||
1.8 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.9 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.10 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.11 | Elect Peter Munk | Mgmt | For | For | For | |||
1.12 | Elect Aaron Regent | Mgmt | For | For | For | |||
1.13 | Elect Nathaniel Rothschild | Mgmt | For | For | For | |||
1.14 | Elect Steven Shapiro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake Devitt | Mgmt | For | For | For | |||
2 | Elect John Forsyth | Mgmt | For | For | For | |||
3 | Elect Gail Fosler | Mgmt | For | For | For | |||
4 | Elect Carole Shapazian | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Beiersdorf AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEI | CINS D08792109 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
9 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
11 | Increase in Authorized Capital III | Mgmt | For | Against | Against | |||
12 | Authority to Issue Convertible Bonds; Increase in Contingent Capital | Mgmt | For | Against | Against | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Compensation Policy | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 01/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Stock Splits | Mgmt | For | For | For | |||
3 | Decrease Par Value of Class B Common Stock | Mgmt | For | For | For | |||
4 | Increase of Authorized Class B Common Stock | Mgmt | For | For | For | |||
5 | Amendments to Charter Regarding Issuance of Stock Certificates | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
Best Buy Company Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||
1.2 | Elect Brian Dunn | Mgmt | For | For | For | |||
1.3 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
1.5 | Elect Gérard Vittecoq | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BG Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Mark Seligman | Mgmt | For | For | For | |||
5 | Elect Peter Backhouse | Mgmt | For | For | For | |||
6 | Elect Lord Colin Sharman of Redlynch | Mgmt | For | For | For | |||
7 | Elect Philippe Varin | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Authorisation of Political Donations | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
15 | Adoption of New Articles | Mgmt | For | For | For | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CUSIP 05545E209 | 10/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Elect Gail de Planque (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Elect Don Argus (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
12 | Reduction of Issued Share Capital (April 30, 2010) | Mgmt | For | For | For | |||
13 | Reduction of Issued Share Capital (June 17, 2010) | Mgmt | For | For | For | |||
14 | Reduction of Issued Share Capital (September 15, 2010) | Mgmt | For | For | For | |||
15 | Reduction of Issued Share Capital (November 11, 2010) | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Equity Grant - Marius Kloppers | Mgmt | For | For | For | |||
BHP Billiton PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Elect Gail de Planque (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Elect Don Argus (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
12 | Reduction of Issued Share Capital (April 30, 2010) | Mgmt | For | For | For | |||
13 | Reduction of Issued Share Capital (June 17, 2010) | Mgmt | For | For | For | |||
14 | Reduction of Issued Share Capital (September 15, 2010) | Mgmt | For | For | For | |||
15 | Reduction of Issued Share Capital (November 11, 2010) | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Equity Grant - Marius Kloppers | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Biogen Idec Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy Leaming | Mgmt | For | For | For | |||
2 | Elect Brian Posner | Mgmt | For | For | For | |||
3 | Elect Eric Rowinsky | Mgmt | For | For | For | |||
4 | Elect Stephen Sherwin | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | Against | Against | |||
BJ Services Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJS | CUSIP 055482103 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
BOK Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKF | CUSIP 05561Q201 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Allen | Mgmt | For | For | For | |||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Sharon Bell | Mgmt | For | For | For | |||
1.4 | Elect Peter Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Chester Cadieux, III | Mgmt | For | For | For | |||
1.6 | Elect Joseph Craft III | Mgmt | For | For | For | |||
1.7 | Elect William Durrett | Mgmt | For | For | For | |||
1.8 | Elect John Gibson | Mgmt | For | For | For | |||
1.9 | Elect David Griffin | Mgmt | For | For | For | |||
1.10 | Elect V. Burns Hargis | Mgmt | For | For | For | |||
1.11 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | |||
1.12 | Elect George Kaiser | Mgmt | For | For | For | |||
1.13 | Elect Robert LaFortune | Mgmt | For | For | For | |||
1.14 | Elect Stanley Lybarger | Mgmt | For | For | For | |||
1.15 | Elect Steven Malcolm | Mgmt | For | For | For | |||
1.16 | Elect E.C. Richards | Mgmt | For | For | For | |||
2 | 2003 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Abele | Mgmt | For | For | For | |||
2 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
3 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
4 | Elect Nelda Connors | Mgmt | For | For | For | |||
5 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||
6 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
7 | Elect Ray Groves | Mgmt | For | For | For | |||
8 | Elect Ernest Mario | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Pete Nicholas | Mgmt | For | For | For | |||
11 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Transaction of Other Business | Mgmt | For | For | For | |||
Brinker International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAT | CUSIP 109641100 | 10/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | |||
1.2 | Elect Harriet Edelman | Mgmt | For | For | For | |||
1.3 | Elect Marvin Girouard | Mgmt | For | For | For | |||
1.4 | Elect John Mims | Mgmt | For | For | For | |||
1.5 | Elect George Mrkonic, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Erle Nye | Mgmt | For | For | For | |||
1.7 | Elect Rosendo Parra | Mgmt | For | For | For | |||
1.8 | Elect Cece Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
British American Tobacco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Ana Maria Llopis | Mgmt | For | For | For | |||
8 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
9 | Elect Anthony Ruys | Mgmt | For | For | For | |||
10 | Elect Richard Burrows | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | For | For | |||
19 | Adoption of New Articles | Mgmt | For | For | For | |||
20 | Scrip Dividend | Mgmt | For | For | For | |||
Burlington Northern Santa Fe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNI | CUSIP 12189T104 | 02/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cameco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCO | CUSIP 13321L108 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Declaration of Residency - Canadian | Mgmt | Abstain | Against | Against | |||
2.1 | Elect John Clappison | Mgmt | For | For | For | |||
2.2 | Elect Joe Colvin | Mgmt | For | For | For | |||
2.3 | Elect James Curtiss | Mgmt | For | For | For | |||
2.4 | Elect Donald Deranger | Mgmt | For | For | For | |||
2.5 | Elect James Gowans | Mgmt | For | For | For | |||
2.6 | Elect Gerald Grandey | Mgmt | For | For | For | |||
2.7 | Elect Nancy Hopkins | Mgmt | For | For | For | |||
2.8 | Elect Oyvind Hushovd | Mgmt | For | For | For | |||
2.9 | Elect J.W. George Ivany | Mgmt | For | For | For | |||
2.10 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
2.11 | Elect A. Neil McMillan | Mgmt | For | For | For | |||
2.12 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Canadian Natural Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNQ | CUSIP 136385101 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine Best | Mgmt | For | For | For | |||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
1.3 | Elect Gary Filmon | Mgmt | For | For | For | |||
1.4 | Elect Gordon Giffin | Mgmt | For | For | For | |||
1.5 | Elect Steve Laut | Mgmt | For | For | For | |||
1.6 | Elect Keith MacPhail | Mgmt | For | For | For | |||
1.7 | Elect Allan Markin | Mgmt | For | For | For | |||
1.8 | Elect Frank McKenna | Mgmt | For | For | For | |||
1.9 | Elect James Palmer | Mgmt | For | For | For | |||
1.10 | Elect Eldon Smith | Mgmt | For | For | For | |||
1.11 | Elect David Tuer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Option Plan | Mgmt | For | Against | Against | |||
Canon Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7751 | CINS J05124144 | 03/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Fujio Mitarai | Mgmt | For | Abstain | Against | |||
3 | Elect Tsuneji Uchida | Mgmt | For | Abstain | Against | |||
4 | Elect Toshizo Tanaka | Mgmt | For | Abstain | Against | |||
5 | Elect Toshiaki Ikoma | Mgmt | For | Abstain | Against | |||
6 | Elect Kunio Watanabe | Mgmt | For | Abstain | Against | |||
7 | Elect Yohroku Adachi | Mgmt | For | Abstain | Against | |||
8 | Elect Yasuo Mitsuhashi | Mgmt | For | Abstain | Against | |||
9 | Elect Tomonori Iwashita | Mgmt | For | Abstain | Against | |||
10 | Elect Masahiro Ohsawa | Mgmt | For | Abstain | Against | |||
11 | Elect Shigeyuki Matsumoto | Mgmt | For | Abstain | Against | |||
12 | Elect Katsuichi Shimizu | Mgmt | For | Abstain | Against | |||
13 | Elect Ryohichi Bamba | Mgmt | For | Abstain | Against | |||
14 | Elect Toshio Honma | Mgmt | For | Abstain | Against | |||
15 | Elect Masaki Nakaoka | Mgmt | For | Abstain | Against | |||
16 | Elect Haruhisa Honda | Mgmt | For | Abstain | Against | |||
17 | Elect Hideki Ozawa | Mgmt | For | Abstain | Against | |||
18 | Elect Masaya Maeda | Mgmt | For | Abstain | Against | |||
19 | Elect Shunji Onda | Mgmt | For | For | For | |||
20 | Elect Kazunori Watanabe | Mgmt | For | For | For | |||
21 | Elect Kuniyoshi Kitamura | Mgmt | For | For | For | |||
22 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
23 | Special Allowances for Statutory Auditors | Mgmt | For | For | For | |||
24 | Bonus | Mgmt | For | For | For | |||
25 | Stock Option Plan | Mgmt | For | For | For | |||
Capitamalls Asia Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JS8 | CINS Y1122V105 | 04/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect LIEW Mun Leong | Mgmt | For | For | For | |||
5 | Elect Jennie CHUA Kheng Yeng | Mgmt | For | For | For | |||
6 | Elect Sunil Tissa Amarasuriya | Mgmt | For | For | For | |||
7 | Elect FU Yuning | Mgmt | For | For | For | |||
8 | Elect LOO Choon Yong | Mgmt | For | For | For | |||
9 | Elect Arfat Pannir Selvam | Mgmt | For | For | For | |||
10 | Elect TAN Kong Yam | Mgmt | For | For | For | |||
11 | Elect Hiroshi Toda | Mgmt | For | For | For | |||
12 | Elect YAP Chee Keong | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | Against | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
2 | Elect George Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Bruce Downey | Mgmt | For | For | For | |||
6 | Elect John Finn | Mgmt | For | For | For | |||
7 | Elect Gregory Kenny | Mgmt | For | For | For | |||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||
9 | Elect David Raisbeck | Mgmt | For | For | For | |||
10 | Elect Jean Spaulding | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Carmax Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Blaylock | Mgmt | For | For | For | |||
1.2 | Elect Keith Browning | Mgmt | For | For | For | |||
1.3 | Elect Thomas Stemberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
12 | Elect Laura Weil | Mgmt | For | For | For | |||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Retention of Shares After Retirement | Mgmt | Against | Against | For | |||
Caterpillar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Dillon | Mgmt | For | For | For | |||
1.2 | Elect Juan Gallardo | Mgmt | For | For | For | |||
1.3 | Elect William Osborn | Mgmt | For | For | For | |||
1.4 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Susan Schwab | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Weidman | Mgmt | For | For | For | |||
2 | Elect Mark Rohr | Mgmt | For | For | For | |||
3 | Elect Farah Walters | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sol Barer | Mgmt | For | For | For | |||
1.2 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.3 | Elect Michael Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||
1.9 | Elect Walter Robb | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CenturyTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William Owens | Mgmt | For | For | For | |||
1.4 | Elect Glen Post III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | 2010 Executive Officer Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Network Management Practices | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Limitations on Executive Compensation | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Chesapeake Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHK | CUSIP 165167107 | 06/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Keating | Mgmt | For | Withhold | Against | |||
1.2 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Frederick Whittemore | Mgmt | For | Withhold | Against | |||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Responsible Use of Company Stock | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Linnet Deily | Mgmt | For | For | For | |||
3 | Elect Robert Denham | Mgmt | For | For | For | |||
4 | Elect Robert Eaton | Mgmt | For | For | For | |||
5 | Elect Chuck Hagel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||
8 | Elect George Kirkland | Mgmt | For | For | For | |||
9 | Elect Sam Nunn | Mgmt | For | For | For | |||
10 | Elect Donald Rice | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Charles Shoemate | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Elect Carl Ware | Mgmt | For | For | For | |||
16 | Elect John Watson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Payments to Governments | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHoldr | Against | Against | For | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Debentures | Mgmt | For | For | For | |||
7 | Authority to Determine the Conditions of Debentures | Mgmt | For | For | For | |||
8 | Authority to Issue Bonds | Mgmt | For | For | For | |||
9 | Authority to Determine the Conditions of Bonds | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Increase in Registered Capital | Mgmt | For | Against | Against | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 12/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Engineering Framework Agreement | Mgmt | For | For | For | |||
3 | Ancillary Telecommunications Services Framework Agreement | Mgmt | For | For | For | |||
4 | Strategic Agreement and Its Supplemental Agreement | Mgmt | For | For | For | |||
5 | Elect MIAO Jianhua | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Chipotle Mexican Grill 'A' | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.3 | Elect Darlene Friedman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 12/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
4 | Elect Robert Joss | Mgmt | For | For | For | |||
5 | Elect Andrew Liveris | Mgmt | For | For | For | |||
6 | Elect Michael O'Neill | Mgmt | For | For | For | |||
7 | Elect Vikram Pandit | Mgmt | For | For | For | |||
8 | Elect Richard Parsons | Mgmt | For | Against | Against | |||
9 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Robert Ryan | Mgmt | For | For | For | |||
12 | Elect Anthony Santomero | Mgmt | For | For | For | |||
13 | Elect Diana Taylor | Mgmt | For | For | For | |||
14 | Elect William Thompson | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Approval of the TARP Repayment Shares | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of the Tax Benefits Preservation Plan | Mgmt | For | For | For | |||
21 | Reverse Stock Split Extension | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
26 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 07/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Authorized Preferred Stock - The Dividend Blocker Amendment | Mgmt | For | For | For | |||
2 | Amendment to Authorized Preferred Stock - The Director Amendment | Mgmt | For | For | For | |||
3 | Amendment to Authorized Preferred Stock - The Retirement Amendment | Mgmt | For | For | For | |||
4 | Increase of Preferred Stock | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 09/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
3 | Amendment to Authorized Common Stock - The Preferred Stock Change | Mgmt | For | For | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
1.2 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.3 | Elect Robert Tuttle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Amended and Restated 2010 Variable Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Cambre | Mgmt | For | For | For | |||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Susan Cunningham | Mgmt | For | For | For | |||
1.4 | Elect Barry Eldridge | Mgmt | For | For | For | |||
1.5 | Elect Susan Green | Mgmt | For | For | For | |||
1.6 | Elect Janice Henry | Mgmt | For | For | For | |||
1.7 | Elect James Kirsch | Mgmt | For | For | For | |||
1.8 | Elect Francis McAllister | Mgmt | For | For | For | |||
1.9 | Elect Roger Phillips | Mgmt | For | For | For | |||
1.10 | Elect Richard Riederer | Mgmt | For | For | For | |||
1.11 | Elect Alan Schwartz | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Incentive Equity Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence Duffy | Mgmt | For | For | For | |||
1.2 | Elect Charles Carey | Mgmt | For | For | For | |||
1.3 | Elect Mark Cermak | Mgmt | For | For | For | |||
1.4 | Elect Martin Gepsman | Mgmt | For | For | For | |||
1.5 | Elect Leo Melamed | Mgmt | For | For | For | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | For | For | |||
1.7 | Elect C.C. Odom II | Mgmt | For | For | For | |||
1.8 | Elect John Sandner | Mgmt | For | For | For | |||
1.9 | Elect Dennis Suskind | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cobalt International Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIE | CUSIP 19075F106 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Bryant | Mgmt | For | For | For | |||
1.2 | Elect Gregory Beard | Mgmt | For | For | For | |||
1.3 | Elect Peter Coneway | Mgmt | For | For | For | |||
1.4 | Elect Henry Cornell | Mgmt | For | For | For | |||
1.5 | Elect Jack Golden | Mgmt | For | For | For | |||
1.6 | Elect Kenneth Moore | Mgmt | For | For | For | |||
1.7 | Elect J. Hardy Murchison | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Pontarelli | Mgmt | For | For | For | |||
1.9 | Elect Myles Scoggins | Mgmt | For | For | For | |||
1.10 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
1.11 | Elect Martin Young, Jr. | Mgmt | For | For | For | |||
2 | Non-Employee Directors Compensation Plan and Non-Employee Directors Deferral Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | For | Against | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Julian Brodsky | Mgmt | For | For | For | |||
1.6 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.8 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
1.13 | Elect Michael Sovern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2006 Cash Bonus Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Companhia Brasileira de Meios de Pagamento | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNET3 | CINS P3063Y106 | 12/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Change of Company Name | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
12 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
13 | Elect Kathryn Turner | Mgmt | For | For | For | |||
14 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Risk Management Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding TRI Chemicals | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Whitmire | Mgmt | For | For | For | |||
1.2 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | For | For | |||
1.4 | Elect Philip Baxter | Mgmt | For | For | For | |||
1.5 | Elect William Davis | Mgmt | For | For | For | |||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John Mills | Mgmt | For | For | For | |||
1.10 | Elect William Powell | Mgmt | For | For | For | |||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Continental Airlines Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAL | CUSIP 210795308 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect Henry Meyer III | Mgmt | For | For | For | |||
1.4 | Elect Oscar Munoz | Mgmt | For | For | For | |||
1.5 | Elect Laurence Simmons | Mgmt | For | For | For | |||
1.6 | Elect Jefferey Smisek | Mgmt | For | For | For | |||
1.7 | Elect Karen Williams | Mgmt | For | For | For | |||
1.8 | Elect Ronald Woodard | Mgmt | For | For | For | |||
1.9 | Elect Charles Yamarone | Mgmt | For | For | For | |||
2 | Incentive Plan 2010 | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Elimination of Stock Options | ShrHoldr | Against | Against | For | |||
5 | Miscellaneous - Resident Status | Mgmt | N/A | For | N/A | |||
Core Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLB | CUSIP N22717107 | 06/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. John Ogren | Mgmt | For | For | For | |||
1.2 | Elect Joseph R. Perna | Mgmt | For | For | For | |||
1.3 | Elect Jacobus Schouten | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Authority to Cancel Shares | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Limit or Eliminate Preemptive Rights | Mgmt | For | For | For | |||
7 | Amendments to Articles of Association - Bundled | Mgmt | For | For | For | |||
8 | Stock Split | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
3 | Elect William Smithburg | Mgmt | For | For | For | |||
4 | Elect Hansel Tookes, II | Mgmt | For | For | For | |||
5 | Elect Wendell Weeks | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2010 Variable Compensation Plan | Mgmt | For | For | For | |||
8 | 2010 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect William Gates | Mgmt | For | For | For | |||
1.3 | Elect Hamilton James | Mgmt | For | For | For | |||
1.4 | Elect Jill Ruckelshaus | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Covance Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVD | CUSIP 222816100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
1.2 | Elect John McCartney | Mgmt | For | For | For | |||
1.3 | Elect Bradley T. Shears | Mgmt | For | For | For | |||
2 | 2010 Employee Equity Participation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 03/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Kathy Herbert | Mgmt | For | For | For | |||
8 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
9 | Elect Richard Meelia | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
12 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
CREDIT SUISSE GROUP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Elect Noreen Doyle | Mgmt | For | For | For | |||
10 | Elect Aziz Syriani | Mgmt | For | For | For | |||
11 | Elect David Syz | Mgmt | For | For | For | |||
12 | Elect Peter Weibel | Mgmt | For | For | For | |||
13 | Elect Jassim bin Hamad J.J. Al Thani | Mgmt | For | For | For | |||
14 | Elect Robert Benmosche | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Special Auditor | Mgmt | For | For | For | |||
17 | Transaction of Other Business | Mgmt | For | For | For | |||
CRH PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
5 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect John Kennedy | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
13 | Share Option Scheme | Mgmt | For | For | For | |||
14 | Savings-related Share Option Schemes | Mgmt | For | For | For | |||
15 | Adoption of New Articles | Mgmt | For | For | For | |||
CSL Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSL | CINS Q3018U109 | 10/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Re-elect John Shine | Mgmt | For | For | For | |||
4 | Re-elect Antoni Cipa | Mgmt | For | For | For | |||
5 | Re-elect Maurice Renshaw | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (Executive Directors) | Mgmt | For | For | For | |||
8 | Renew Partial Takeover Provision | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John Breaux | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2010 Stock and Incentive Award Plan | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Marian Heard | Mgmt | For | For | For | |||
6 | Elect William Joyce | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
8 | Elect Terrence Murray | Mgmt | For | For | For | |||
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
11 | Elect Thomas Ryan | Mgmt | For | For | For | |||
12 | Elect Richard Swift | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Charter to Allow Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Climate Change Principles | ShrHoldr | Against | Against | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Horton | Mgmt | For | For | For | |||
1.2 | Elect Bradley Anderson | Mgmt | For | For | For | |||
1.3 | Elect Michael Buchanan | Mgmt | For | For | For | |||
1.4 | Elect Michael Hewatt | Mgmt | For | For | For | |||
1.5 | Elect Bob Scott | Mgmt | For | For | For | |||
1.6 | Elect Donald Tomnitz | Mgmt | For | For | For | |||
1.7 | Elect Bill Wheat | Mgmt | For | For | For | |||
2 | Adoption of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect David Hughes | Mgmt | For | For | For | |||
1.5 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Connie Mack, III | Mgmt | For | For | For | |||
1.8 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.9 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.10 | Elect Michael Rose | Mgmt | For | For | For | |||
1.11 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DALRQ | CUSIP 247361702 | 06/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect John Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect John Engler | Mgmt | For | For | For | |||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||
8 | Elect David Goode | Mgmt | For | For | For | |||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect Douglas Streenland | Mgmt | For | For | For | |||
13 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gareth Roberts | Mgmt | For | For | For | |||
1.2 | Elect Wieland Wettstein | Mgmt | For | For | For | |||
1.3 | Elect Michael Beatty | Mgmt | For | For | For | |||
1.4 | Elect Michael Decker | Mgmt | For | For | For | |||
1.5 | Elect Ronald Greene | Mgmt | For | For | For | |||
1.6 | Elect David Heather | Mgmt | For | For | For | |||
1.7 | Elect Gregory McMichael | Mgmt | For | For | For | |||
1.8 | Elect Randy Stein | Mgmt | For | For | For | |||
2 | Increase in Shares Available Under the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Reapproval of Performance Measures Under the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Increase to Section 162(m) Based Cap on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CINS D18190898 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Trade in Company Stock | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | Against | Against | |||
11 | Compensation Policy | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
14 | Intra-company Control Agreement | Mgmt | For | For | For | |||
15 | Intra-company Control Agreement | Mgmt | For | For | For | |||
Deutsche Boerse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Compensation Policy | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
9 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Intra-company Contract | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Devon Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Richels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
DeVry Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 11/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darren Huston | Mgmt | For | For | For | |||
1.2 | Elect William Keevan | Mgmt | For | For | For | |||
1.3 | Elect Lyle Logan | Mgmt | For | For | For | |||
1.4 | Elect Julie McGee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Diageo PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 10/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Laurence Danon | Mgmt | For | For | For | |||
5 | Elect Clive Hollick | Mgmt | For | For | For | |||
6 | Elect Paul Walsh | Mgmt | For | For | For | |||
7 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
8 | Elect Betsey Holden | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | EU Political Donations | Mgmt | For | For | For | |||
15 | 2009 Discretionary Incentive Plan | Mgmt | For | For | For | |||
16 | 2009 Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2009 International Sharematch Plan | Mgmt | For | For | For | |||
18 | Authority to Establish International Share Plans | Mgmt | For | For | For | |||
19 | 2009 Irish Sharesave Plan | Mgmt | For | For | For | |||
20 | Amendment to 2008 Executive Share Option Plan | Mgmt | For | For | For | |||
21 | Amendment to 2008 Senior Executive Share Option Plan | Mgmt | For | For | For | |||
22 | Amendment to 1999 Senior Executive Share Option Plan | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
24 | Adoption of New Articles | Mgmt | For | For | For | |||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DO | CUSIP 25271C102 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Tisch | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||
1.3 | Elect John Bolton | Mgmt | For | For | For | |||
1.4 | Elect Charles Fabrikant | Mgmt | For | For | For | |||
1.5 | Elect Paul Gaffney II | Mgmt | For | For | For | |||
1.6 | Elect Edward Grebow | Mgmt | For | For | For | |||
1.7 | Elect Herbert Hofmann | Mgmt | For | For | For | |||
1.8 | Elect Arthur Rebell | Mgmt | For | For | For | |||
1.9 | Elect Raymond Troubh | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | For | For | |||
DISCOVER FINANCIAL SERVICES | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||
2 | Elect Mary Bush | Mgmt | For | For | For | |||
3 | Elect Gregory Case | Mgmt | For | For | For | |||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||
9 | Elect David Nelms | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DreamWorks Animation SKG, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWA | CUSIP 26153C103 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Katzenberg | Mgmt | For | For | For | |||
1.2 | Elect Roger Enrico | Mgmt | For | For | For | |||
1.3 | Elect Lewis Coleman | Mgmt | For | For | For | |||
1.4 | Elect Harry Brittenham | Mgmt | For | For | For | |||
1.5 | Elect Thomas Freston | Mgmt | For | For | For | |||
1.6 | Elect Judson Green | Mgmt | For | For | For | |||
1.7 | Elect Mellody Hobson | Mgmt | For | For | For | |||
1.8 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.9 | Elect Nathan Myhrvold | Mgmt | For | For | For | |||
1.10 | Elect Richard Sherman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817G102 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Williamson | Mgmt | For | For | For | |||
1.2 | Elect David Biegler | Mgmt | For | For | For | |||
1.3 | Elect Thomas Clark, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Victor Grijalva | Mgmt | For | For | For | |||
1.5 | Elect Patricia Hammick | Mgmt | For | For | For | |||
1.6 | Elect Howard Sheppard | Mgmt | For | For | For | |||
1.7 | Elect William Trubeck | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
3 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
4 | 2010 Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Eaccess | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J12548103 | 06/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Sachio Senmoto | Mgmt | For | For | For | |||
5 | Elect Kohji Fukata | Mgmt | For | For | For | |||
6 | Elect Eric Gan | Mgmt | For | For | For | |||
7 | Elect Ankur Sahu | Mgmt | For | For | For | |||
8 | Elect Junji Inoue | Mgmt | For | For | For | |||
9 | Elect Glenn Gumpel | Mgmt | For | For | For | |||
10 | Elect Jiroh Kokuryoh | Mgmt | For | For | For | |||
11 | Elect Sir Julian Horn-Smith | Mgmt | For | For | For | |||
12 | Elect TAN Shiong | Mgmt | For | For | For | |||
13 | Election of Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Stock Option Plan for Directors and Employees | Mgmt | For | For | For | |||
15 | Stock Option Plan for Directors | Mgmt | For | For | For | |||
16 | Stock Option Plan for Statutory Auditors | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur Higgins | Mgmt | For | For | For | |||
2 | Elect Joel Johnson | Mgmt | For | For | For | |||
3 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |||
1.3 | Elect France Cordova | Mgmt | For | For | For | |||
1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Charles Curtis | Mgmt | For | For | For | |||
1.6 | Elect Bradford Freeman | Mgmt | For | For | For | |||
1.7 | Elect Luis Nogales | Mgmt | For | For | For | |||
1.8 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.9 | Elect James Rosser | Mgmt | For | For | For | |||
1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |||
1.12 | Elect Brett White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Ingram | Mgmt | For | For | For | |||
2 | Elect William Link | Mgmt | For | For | For | |||
3 | Elect Wesley von Schack | Mgmt | For | For | For | |||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
5 | Amendment to the Nonemployee Directors Stock Incentive Program | Mgmt | For | For | For | |||
6 | 2010 Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Exclusion of CEOs from Compensation Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the Executive Officer Annual Bonus Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Triggering Event | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
4 | Elect Bruce DeMars | Mgmt | For | For | For | |||
5 | Elect Nelson Diaz | Mgmt | For | For | For | |||
6 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
7 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
8 | Elect Paul Joskow | Mgmt | For | For | For | |||
9 | Elect Richard Mies | Mgmt | For | For | For | |||
10 | Elect John Palms | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Thomas Ridge | Mgmt | For | For | For | |||
13 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect John Rowe | Mgmt | For | For | For | |||
15 | Elect Stephen Steinour | Mgmt | For | For | For | |||
16 | Elect Donald Thompson | Mgmt | For | For | For | |||
17 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.6 | Elect William George | Mgmt | For | For | For | |||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding an Energy Technology Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Future Energy Trends | ShrHoldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||
4 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Steven Loranger | Mgmt | For | For | For | |||
7 | Elect Gary Loveman | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephan James | Mgmt | For | For | For | |||
1.2 | Elect James Neary | Mgmt | For | For | For | |||
1.3 | Elect Frank Martire | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 09/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||
1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Emerson Brumback | Mgmt | For | For | For | |||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||
1.6 | Elect Jewell Hoover | Mgmt | For | For | For | |||
1.7 | Elect Kevin Kabat | Mgmt | For | For | For | |||
1.8 | Elect Mitchel Livingston | Mgmt | For | For | For | |||
1.9 | Elect Hendrick Meijer | Mgmt | For | For | For | |||
1.10 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Dudley Taft | Mgmt | For | For | For | |||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
4 | Amendment to the Code of Regulations | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
First Horizon National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHN | CUSIP 320517105 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Carter | Mgmt | For | For | For | |||
1.2 | Elect Mark Emkes | Mgmt | For | For | For | |||
1.3 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
1.4 | Elect R. Brad Martin | Mgmt | For | For | For | |||
1.5 | Elect Vicki Palmer | Mgmt | For | For | For | |||
1.6 | Elect Michael Rose | Mgmt | For | For | For | |||
1.7 | Elect William Sansom | Mgmt | For | For | For | |||
1.8 | Elect Luke Yancy III | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Approval of Amendments to the 2003 Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
First Solar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 06/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||
1.5 | Elect William Post | Mgmt | For | For | For | |||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||
1.9 | Elect José Villarreal | Mgmt | For | For | For | |||
2 | 2010 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Associate Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Flextronics International Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 07/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | One-Time Option Exchange | Mgmt | For | Against | Against | |||
Flextronics International Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 09/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Davidson | Mgmt | For | For | For | |||
2 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
3 | Elect Robert Edwards | Mgmt | For | For | For | |||
4 | Elect Daniel Schulman | Mgmt | For | For | For | |||
5 | Elect William Watkins | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Renew Share Purchase Mandate | Mgmt | For | For | For | |||
8 | Renew Share Purchase Mandate | Mgmt | For | For | For | |||
9 | Director Compensation | Mgmt | For | For | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thorleif Enger | Mgmt | For | For | For | |||
1.2 | Elect Claire Farley | Mgmt | For | For | For | |||
1.3 | Elect Joseph Netherland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Franklin Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEN | CUSIP 354613101 | 03/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Charles Crocker | Mgmt | For | For | For | |||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | |||
4 | Elect Robert Joffe | Mgmt | For | For | For | |||
5 | Elect Charles Johnson | Mgmt | For | For | For | |||
6 | Elect Gregory Johnson | Mgmt | For | For | For | |||
7 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | |||
8 | Elect Thomas Kean | Mgmt | For | For | For | |||
9 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||
10 | Elect Peter Sacerdote | Mgmt | For | For | For | |||
11 | Elect Laura Stein | Mgmt | For | For | For | |||
12 | Elect Anne Tatlock | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCXPRA | CUSIP 35671D857 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||
1.4 | Elect Gerald Ford | Mgmt | For | For | For | |||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||
1.7 | Elect Bobby Lackey | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
GAZPROM OAO -ADR | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Payment of Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Charter | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Audit Commission Members' Fees | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
12 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
13 | Elect Dmitry Arkhipov | Mgmt | N/A | For | N/A | |||
14 | Elect Andrey Belobrov | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Vadim Bikulov | Mgmt | N/A | For | N/A | |||
16 | Elect Andrei Kobzev | Mgmt | N/A | For | N/A | |||
17 | Elect Nina Lobanova | Mgmt | N/A | For | N/A | |||
18 | Elect Dmitry Logunov | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A | |||
20 | Elect Konstantin Pesotsky | Mgmt | N/A | Abstain | N/A | |||
21 | Elect Marat Salekhov | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A | |||
23 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A | |||
GAZPROM OAO -ADR | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
2 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
3 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
4 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
5 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
6 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
7 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
8 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
9 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
10 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
12 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
13 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
14 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
15 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
16 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
17 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
18 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
19 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
20 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
21 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
22 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
23 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
27 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
28 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
29 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
30 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
31 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
32 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
33 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
34 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
35 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
36 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
37 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
38 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
39 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
40 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
41 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
42 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
43 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
44 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
45 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
46 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
47 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
48 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
49 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
50 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
51 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
52 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
53 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
54 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
55 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
56 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
57 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
58 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
59 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
60 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
61 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
62 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
63 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
64 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
65 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
66 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
67 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
68 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
69 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
70 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
71 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
72 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
73 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
74 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
75 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
76 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
77 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
78 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
79 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
80 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
81 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
82 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
83 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
84 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
85 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
86 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
87 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
88 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
89 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
90 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
91 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
92 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
93 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
94 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
95 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
96 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
97 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
98 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
99 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
GAZPROM OAO -ADR | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrey Akimov | Mgmt | For | For | For | |||
2 | Elect Alexander Ananenkov | Mgmt | For | For | For | |||
3 | Elect Burckhard Bergmann | Mgmt | For | For | For | |||
4 | Elect Farit Gazizullin | Mgmt | For | For | For | |||
5 | Elect Vladimir Gusakov | Mgmt | For | For | For | |||
6 | Elect Viktor Zubkov | Mgmt | For | For | For | |||
7 | Elect Elena Karpel | Mgmt | For | For | For | |||
8 | Elect Alexey Makarov | Mgmt | For | For | For | |||
9 | Elect Alexey Miller | Mgmt | For | For | For | |||
10 | Elect Valery Musin | Mgmt | For | For | For | |||
11 | Elect Elvira Nabiullina | Mgmt | For | For | For | |||
12 | Elect Viktor Nikolayev | Mgmt | For | For | For | |||
13 | Elect Vlada Rusakova | Mgmt | For | For | For | |||
14 | Elect Mikhail Sereda | Mgmt | For | For | For | |||
15 | Elect Vladimir Fortov | Mgmt | For | For | For | |||
16 | Elect Sergey Shmatko | Mgmt | For | For | For | |||
17 | Elect Igor Yusufov | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
2 | Elect James Crown | Mgmt | For | For | For | |||
3 | Elect William Fricks | Mgmt | For | For | For | |||
4 | Elect Jay Johnson | Mgmt | For | For | For | |||
5 | Elect George Joulwan | Mgmt | For | For | For | |||
6 | Elect Paul Kaminski | Mgmt | For | For | For | |||
7 | Elect John Keane | Mgmt | For | For | For | |||
8 | Elect Lester Lyles | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Sir William Castell | Mgmt | For | For | For | |||
4 | Elect Ann Fudge | Mgmt | For | For | For | |||
5 | Elect Susan Hockfield | Mgmt | For | For | For | |||
6 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
7 | Elect Andrea Jung | Mgmt | For | For | For | |||
8 | Elect Alan Lafley | Mgmt | For | For | For | |||
9 | Elect Robert Lane | Mgmt | For | For | For | |||
10 | Elect Ralph Larsen | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect James Mulva | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect Roger Penske | Mgmt | For | For | For | |||
15 | Elect Robert Swieringa | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Hope | Mgmt | For | For | For | |||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||
11 | Elect Lois Quam | Mgmt | For | For | For | |||
12 | Elect Michael Rose | Mgmt | For | For | For | |||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||
15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Alesio | Mgmt | For | For | For | |||
2 | Elect Michael Fraizer | Mgmt | For | For | For | |||
3 | Elect Nancy Karch | Mgmt | For | For | For | |||
4 | Elect J. Robert Kerrey | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Christine Mead | Mgmt | For | For | For | |||
7 | Elect Thomas Moloney | Mgmt | For | For | For | |||
8 | Elect James Parke | Mgmt | For | For | For | |||
9 | Elect James Riepe | Mgmt | For | For | For | |||
10 | Re-approval of the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Berg | Mgmt | For | For | For | |||
1.2 | Elect John Cogan | Mgmt | For | For | For | |||
1.3 | Elect Etienne Davignon | Mgmt | For | For | For | |||
1.4 | Elect James Denny | Mgmt | For | For | For | |||
1.5 | Elect Carla Hills | Mgmt | For | For | For | |||
1.6 | Elect Kevin Lofton | Mgmt | For | For | For | |||
1.7 | Elect John Madigan | Mgmt | For | For | For | |||
1.8 | Elect John Martin | Mgmt | For | For | For | |||
1.9 | Elect Gordon Moore | Mgmt | For | For | For | |||
1.10 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.11 | Elect Richard Whitley | Mgmt | For | For | For | |||
1.12 | Elect Gayle Wilson | Mgmt | For | For | For | |||
1.13 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Larry Page | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | Withhold | Against | |||
1.8 | Elect K. Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Behavorial Advertising | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights in China | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
6 | Elect James Hackett | Mgmt | For | For | For | |||
7 | Elect David Lesar | Mgmt | For | For | For | |||
8 | Elect Robert Malone | Mgmt | For | For | For | |||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||
10 | Elect Debra Reed | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.3 | Elect Judson Green | Mgmt | For | For | For | |||
1.4 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Employee Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Director Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
1.2 | Elect Edward Meyer | Mgmt | For | For | For | |||
1.3 | Elect Gary Steel | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicholas Brady | Mgmt | For | For | For | |||
1.2 | Elect Gregory Hill | Mgmt | For | For | For | |||
1.3 | Elect Thomas Kean | Mgmt | For | For | For | |||
1.4 | Elect Frank Olson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
3 | Elect Sari Baldauf | Mgmt | For | For | For | |||
4 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
5 | Elect John Hammergren | Mgmt | For | For | For | |||
6 | Elect Mark Hurd | Mgmt | For | For | For | |||
7 | Elect Joel Hyatt | Mgmt | For | For | For | |||
8 | Elect John Joyce | Mgmt | For | For | For | |||
9 | Elect Robert Ryan | Mgmt | For | For | For | |||
10 | Elect Lucille Salhany | Mgmt | For | For | For | |||
11 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Adopt Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hirose Electric Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J19782101 | 06/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kazunori Ishii | Mgmt | For | For | For | |||
3 | Elect Kazuyuki Iizuka | Mgmt | For | For | For | |||
4 | Elect Makoto Kondoh | Mgmt | For | For | For | |||
5 | Elect Mitsuo Nakamura | Mgmt | For | For | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cumming | Mgmt | For | For | For | |||
1.2 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.3 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hospira, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSP | CUSIP 441060100 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Connie Curran | Mgmt | For | For | For | |||
2 | Elect Heino von Prondzynski | Mgmt | For | For | For | |||
3 | Elect Mark Wheeler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246157 | 07/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shirish Patel | Mgmt | For | For | For | |||
4 | Elect B.S. Mehta | Mgmt | For | For | For | |||
5 | Elect S.A. Dave | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Appointment of Deepak Parekh as Managing Director; Approval of Compensation | Mgmt | For | For | For | |||
9 | Directors' Commission | Mgmt | For | For | For | |||
10 | Authority to Issue Warrants w/out Preemptive Rights | Mgmt | For | For | For | |||
HTC CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y3732M103 | 06/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules for Acquisition/Disposal of Assets | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For | For | |||
12 | Elect Cher Wang | Mgmt | For | For | For | |||
13 | Elect CHEN Wen Chi | Mgmt | For | For | For | |||
14 | Elect CHO Huo Tu | Mgmt | For | For | For | |||
15 | Elect HO Chen Tan | Mgmt | For | For | For | |||
16 | Elect Josef Felder | Mgmt | For | For | For | |||
17 | Elect LIN Chen Kuo | Mgmt | For | For | For | |||
18 | Elect Representative of Way Chin Investment Co. Ltd. | Mgmt | For | For | For | |||
19 | Elect KO Po Cheng | Mgmt | For | For | For | |||
20 | Elect OU YANG Caleb | Mgmt | For | For | For | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
22 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.2 | Elect Jurgen Drews | Mgmt | For | For | For | |||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.8 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.9 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Jones Jr. | Mgmt | For | For | For | |||
2 | Elect Frank D'Amelio | Mgmt | For | For | For | |||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | |||
5 | Elect Michael McCallister | Mgmt | For | For | For | |||
6 | Elect William McDonald | Mgmt | For | For | For | |||
7 | Elect William Mitchell | Mgmt | For | For | For | |||
8 | Elect David Nash | Mgmt | For | For | For | |||
9 | Elect James O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa Peterson | Mgmt | For | For | For | |||
11 | Elect W. Ann Reynolds | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Imperial Oil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMO | CUSIP 453038408 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||
2.2 | Elect Bruce March | Mgmt | For | For | For | |||
2.3 | Elect Jack Mintz | Mgmt | For | For | For | |||
2.4 | Elect Robert Olsen | Mgmt | For | For | For | |||
2.5 | Elect David Sutherland | Mgmt | For | For | For | |||
2.6 | Elect Sheelagh Whittaker | Mgmt | For | For | For | |||
2.7 | Elect Victor Young | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | ISIN CNE1000003G1 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Capital Management Plan | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Type of Securities | Mgmt | For | For | For | |||
11 | Issue Size | Mgmt | For | For | For | |||
12 | Nominal Value and Issue Price | Mgmt | For | For | For | |||
13 | Term | Mgmt | For | For | For | |||
14 | Interest Rate | Mgmt | For | For | For | |||
15 | Timing and Method of Interest Payment | Mgmt | For | For | For | |||
16 | Conversion Period | Mgmt | For | For | For | |||
17 | Method for Determining Number of Shares for Conversion | Mgmt | For | For | For | |||
18 | Determination and Adjustment of CB Conversion Price | Mgmt | For | For | For | |||
19 | Downward Adjustment to CB Conversion Price | Mgmt | For | For | For | |||
20 | Terms of Redemption | Mgmt | For | For | For | |||
21 | Terms of Sale Back | Mgmt | For | For | For | |||
22 | Dividend Rights of Year of Conversion | Mgmt | For | For | For | |||
23 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
24 | Subscription Arrangement for Existing Holders of A Shares | Mgmt | For | For | For | |||
25 | CB Holders and CB Holders' Meetings | Mgmt | For | For | For | |||
26 | Use of Proceeds | Mgmt | For | For | For | |||
27 | Supplementary Capital | Mgmt | For | For | For | |||
28 | Security | Mgmt | For | For | For | |||
29 | Validity Period | Mgmt | For | For | For | |||
30 | Authorization | Mgmt | For | For | For | |||
31 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For | |||
32 | Utilization Report on Use of Proceeds | Mgmt | For | For | For | |||
33 | Revised Plan on Authorization of the Shareholders' General Meeting to the Board of Directors | Mgmt | For | Abstain | Against | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | ISIN CNE1000003G1 | 09/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Capital Injection | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | ISIN CNE1000003G1 | 11/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect Malcolm McCarthy | Mgmt | For | For | For | |||
3 | Elect Kenneth CHUNG | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0349 | ISIN CNE1000003G1 | 04/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect WANG Lili | Mgmt | For | For | For | |||
2 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
IntercontinentalExchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45865V100 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Crisp | Mgmt | For | For | For | |||
1.2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
1.3 | Elect Fred Hatfield | Mgmt | For | For | For | |||
1.4 | Elect Terrence Martell | Mgmt | For | For | For | |||
1.5 | Elect Callum McCarthy | Mgmt | For | For | For | |||
1.6 | Elect Robert Reid | Mgmt | For | For | For | |||
1.7 | Elect Frederic Salerno | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Sprecher | Mgmt | For | For | For | |||
1.9 | Elect Judith Sprieser | Mgmt | For | For | For | |||
1.10 | Elect Vincent Tese | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect Cathleen Black | Mgmt | For | For | For | |||
3 | Elect William Brody | Mgmt | For | For | For | |||
4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Taizo Nishimuro | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
12 | Elect Joan Spero | Mgmt | For | For | For | |||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||
14 | Elect Lorenzo Zambrano | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
International Game Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP 459902102 | 09/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Exchange Program for Eligible Employees | Mgmt | For | Against | Against | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 12/15/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Batchelder | Mgmt | For | For | For | |||
1.2 | Elect Christopher Brody | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Campbell | Mgmt | For | For | For | |||
1.4 | Elect Scott Cook | Mgmt | For | For | For | |||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||
1.6 | Elect Michael Hallman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Edward Kangas | Mgmt | For | Withhold | Against | |||
1.8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
1.9 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.10 | Elect Stratton Sclavos | Mgmt | For | For | For | |||
1.11 | Elect Brad Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Levy | Mgmt | For | For | For | |||
1.2 | Elect Eric Halvorson | Mgmt | For | For | For | |||
1.3 | Elect Amal Johnson | Mgmt | For | For | For | |||
2 | 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Iron Mountain Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clarke Bailey | Mgmt | For | For | For | |||
2 | Elect Constantin Boden | Mgmt | For | For | For | |||
3 | Elect Robert Brennan | Mgmt | For | For | For | |||
4 | Elect Kent Dauten | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Michael Lamach | Mgmt | For | For | For | |||
7 | Elect Arthur Little | Mgmt | For | For | For | |||
8 | Elect C. Richard Reese | Mgmt | For | For | For | |||
9 | Elect Vincent Ryan | Mgmt | For | For | For | |||
10 | Elect Laurie Tucker | Mgmt | For | For | For | |||
11 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Senior Executive Incentive Program | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Senior Executive Incentive Program | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Jefferies Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEF | CUSIP 472319102 | 05/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Handler | Mgmt | For | For | For | |||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | |||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | |||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | |||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Barger | Mgmt | For | For | For | |||
1.2 | Elect Peter Boneparth | Mgmt | For | For | For | |||
1.3 | Elect David Checketts | Mgmt | For | For | For | |||
1.4 | Elect Virginia Gambale | Mgmt | For | For | For | |||
1.5 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
1.6 | Elect Joel Peterson | Mgmt | For | For | For | |||
1.7 | Elect M. Ann Rhoades | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Michael Johns | Mgmt | For | For | For | |||
4 | Elect Susan Lindquist | Mgmt | For | For | For | |||
5 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
6 | Elect Leo Mullin | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect David Satcher | Mgmt | For | For | For | |||
10 | Elect William Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Robert Barnett | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOYG | CUSIP 481165108 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.2 | Elect John Hanson | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For | |||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
1.2 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.3 | Elect William Meehan | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Curtiss | Mgmt | For | For | For | |||
1.2 | Elect William Utt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Review of Global Human Rights Standards | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
Kerry Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Denis Buckley | Mgmt | For | For | For | |||
4 | Elect Michael Dowling | Mgmt | For | For | For | |||
5 | Elect Michael Fleming | Mgmt | For | For | For | |||
6 | Elect John Twomey | Mgmt | For | For | For | |||
7 | Elect Denis Carroll | Mgmt | For | For | For | |||
8 | Elect Stan McCarthy | Mgmt | For | For | For | |||
9 | Elect Donal O'Donoghue | Mgmt | For | For | For | |||
10 | Elect Gerard O'Hanlon | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Akins | Mgmt | For | For | For | |||
1.2 | Elect Robert Bond | Mgmt | For | For | For | |||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |||
1.4 | Elect David Wang | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect Frank Sica | Mgmt | For | For | For | |||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2010 Long Term Compensation Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Kuraray Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J37006137 | 06/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuaki Wakui | Mgmt | For | For | For | |||
4 | Elect Fumio Itoh | Mgmt | For | For | For | |||
5 | Elect Yohichi Ninagawa | Mgmt | For | For | For | |||
6 | Elect Shiroh Kataoka | Mgmt | For | For | For | |||
7 | Elect Keiji Murakami | Mgmt | For | For | For | |||
8 | Elect Kazuhiro Tenkumo | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Yamamoto | Mgmt | For | For | For | |||
10 | Elect Setsuo Yamashita | Mgmt | For | For | For | |||
11 | Elect Kensaku Aomoto | Mgmt | For | For | For | |||
12 | Elect Takafusa Shioya | Mgmt | For | For | For | |||
13 | Elect Hiroo Onodera | Mgmt | For | For | For | |||
14 | Stock Option Plan | Mgmt | For | For | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Retirement Benefits (Jean-Paul Agon) | Mgmt | For | For | For | |||
8 | Elect Lindsay Owen-Jones | Mgmt | For | For | For | |||
9 | Elect Jean-Paul Agon | Mgmt | For | For | For | |||
10 | Elect Francisco Castaner Basco | Mgmt | For | For | For | |||
11 | Elect Charles-Henri Filippi | Mgmt | For | For | For | |||
12 | Elect Xavier Fontanet | Mgmt | For | For | For | |||
13 | Elect Marc Ladreit de Lacharriere | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | |||
15 | Appointment of Auditor; Replacement of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||
1.2 | Elect David Arscott | Mgmt | For | For | For | |||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | |||
1.4 | Elect Richard Elkus, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Grant Inman | Mgmt | For | For | For | |||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.8 | Elect Patricia Wolpert | Mgmt | For | For | For | |||
2 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheldon Adelson | Mgmt | For | For | For | |||
1.2 | Elect Irwin Chafetz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
4 | Transaction of Other Business | Mgmt | For | For | For | |||
Lender Processing Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPS | CUSIP 52602E102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Carbiener | Mgmt | For | For | For | |||
1.2 | Elect Alvin Carpenter | Mgmt | For | For | For | |||
1.3 | Elect John Farrell, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057104 | 04/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.2 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.3 | Elect Sherrill Hudson | Mgmt | For | For | For | |||
1.4 | Elect R. Kirk Landon | Mgmt | For | For | For | |||
1.5 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.6 | Elect Stuart Miller | Mgmt | For | For | For | |||
1.7 | Elect Donna Shalala | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Li & Fung Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0494 | CINS G5485F144 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Victor FUNG Kwok King | Mgmt | For | For | For | |||
5 | Elect Bruce Rockowitz | Mgmt | For | For | For | |||
6 | Elect Paul Selway-Swift | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
Life Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIFE | CUSIP 53217V109 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Adam | Mgmt | For | For | For | |||
1.2 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.3 | Elect Arnold Levine | Mgmt | For | For | For | |||
1.4 | Elect Bradley Lorimier | Mgmt | For | For | For | |||
1.5 | Elect David U'Prichard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation of the Company (Adoption of Majority Vote for Election of Directors) | Mgmt | For | For | For | |||
4 | Amendment to the Certificate of Incorporation of the Company (Elimination of Supermajority Requirement) | Mgmt | For | For | For | |||
5 | Amendment to the Bylaws of the Company (Adoption of Majority Vote for Election of Directors) | Mgmt | For | For | For | |||
6 | Amendment to the Bylaws of the Company (Elimination of Supermajority Provisions) | Mgmt | For | For | For | |||
7 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Lee | Mgmt | For | For | For | |||
1.3 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.4 | Elect Richard Moley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | 2009 Executive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For | |||
2 | Elect Nolan Archibald | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Gwendolyn King | Mgmt | For | For | For | |||
6 | Elect James Loy | Mgmt | For | For | For | |||
7 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
8 | Elect Joseph Ralston | Mgmt | For | For | For | |||
9 | Elect James Schneider | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virgis Colbert | Mgmt | For | For | For | |||
1.2 | Elect Richard Roedel | Mgmt | For | For | For | |||
1.3 | Elect David Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bernauer | Mgmt | For | For | For | |||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.3 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.4 | Elect Robert Niblock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Stronach | Mgmt | For | For | For | |||
1.2 | Elect J. Trevor Eyton | Mgmt | For | For | For | |||
1.3 | Elect Michael Harris | Mgmt | For | For | For | |||
1.4 | Elect Lady Judge | Mgmt | For | For | For | |||
1.5 | Elect Louis Lataif | Mgmt | For | For | For | |||
1.6 | Elect Donald Resnick | Mgmt | For | For | For | |||
1.7 | Elect Belinda Stronach | Mgmt | For | For | For | |||
1.8 | Elect Franz Vranitzky | Mgmt | For | For | For | |||
1.9 | Elect Donald Walker | Mgmt | For | For | For | |||
1.10 | Elect Siegfried Wolf | Mgmt | For | For | For | |||
1.11 | Elect Lawrence Worrall | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | 2009 Stock Option Plan | Mgmt | For | Against | Against | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect David Daberko | Mgmt | For | For | For | |||
4 | Elect William Davis, III | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Michael Phelps | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Seth Schofield | Mgmt | For | For | For | |||
11 | Elect John Snow | Mgmt | For | For | For | |||
12 | Elect Thomas Usher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary Bush | Mgmt | For | For | For | |||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||
5 | Elect Debra Lee | Mgmt | For | For | For | |||
6 | Elect George Munoz | Mgmt | For | For | For | |||
7 | Elect Harry Pearce | Mgmt | For | For | For | |||
8 | Elect Steven Reinemund | Mgmt | For | For | For | |||
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
10 | Elect William Shaw | Mgmt | For | For | For | |||
11 | Elect Lawrence Small | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Baker | Mgmt | For | For | For | |||
2 | Elect Zachary Carter | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Oscar Fanjul | Mgmt | For | For | For | |||
5 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||
8 | Elect Marc Oken | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
Marshall & Ilsley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MI | CUSIP 571837103 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon Chait | Mgmt | For | For | For | |||
1.2 | Elect John Daniels, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Mark Furlong | Mgmt | For | For | For | |||
1.4 | Elect Ted Kellner | Mgmt | For | For | For | |||
1.5 | Elect Dennis Kuester | Mgmt | For | For | For | |||
1.6 | Elect David Lubar | Mgmt | For | For | For | |||
1.7 | Elect Katharine Lyall | Mgmt | For | For | For | |||
1.8 | Elect John Mellowes | Mgmt | For | For | For | |||
1.9 | Elect San Orr, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Robert O'Toole | Mgmt | For | For | For | |||
1.11 | Elect Peter Platten III | Mgmt | For | For | For | |||
1.12 | Elect John Shiely | Mgmt | For | For | For | |||
1.13 | Elect George Wardeberg | Mgmt | For | For | For | |||
1.14 | Elect James Wigdale | Mgmt | For | For | For | |||
2 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 12/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Executive Bonus Plan | Mgmt | For | For | For | |||
McAfee Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFE | CUSIP 579064106 | 06/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Darcy | Mgmt | For | For | For | |||
2 | Elect Denis O'Leary | Mgmt | For | For | For | |||
3 | Elect Robert Pangia | Mgmt | For | For | For | |||
4 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | 2010 Director Equity Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter Massey | Mgmt | For | For | For | |||
2 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger Stone | Mgmt | For | For | For | |||
4 | Elect Miles White | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHoldr | Against | Against | For | |||
McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||
2 | Elect Robert McGraw | Mgmt | For | For | For | |||
3 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
4 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement Related to Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement Regarding Mergers or Consolidations | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement Regarding Plan for the Exchange of Shares | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement Regarding Authorization of Dissolution | Mgmt | For | For | For | |||
11 | Elimination of the "Fair Price" Provision | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby, III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
Mediatek Incorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y5945U103 | 06/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.3 | Elect William Hawkins | Mgmt | For | For | For | |||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.5 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.8 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect Steven Goldstone | Mgmt | For | For | For | |||
6 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
7 | Elect Harry Jacobson | Mgmt | For | For | For | |||
8 | Elect William Kelley | Mgmt | For | For | For | |||
9 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect Carlos Represas | Mgmt | For | For | For | |||
12 | Elect Patricia Russo | Mgmt | For | For | For | |||
13 | Elect Thomas Shenk | Mgmt | For | For | For | |||
14 | Elect Anne Tatlock | Mgmt | For | For | For | |||
15 | Elect Craig Thompson | Mgmt | For | For | For | |||
16 | Elect Wendell Weeks | Mgmt | For | For | For | |||
17 | Elect Peter Wendell | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |||
20 | 2010 Non-Employee Directors Stock Option Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 589331107 | 08/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
Metavante Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MV | CUSIP 591407101 | 09/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
MGM Mirage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGM | CUSIP 552953101 | 08/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Willie Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenny Guinn | Mgmt | For | Withhold | Against | |||
1.4 | Elect Alexander Haig, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Alexis Herman | Mgmt | For | For | For | |||
1.6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
1.7 | Elect Gary Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Kirk Kerkorian | Mgmt | For | For | For | |||
1.9 | Elect Anthony Mandekic | Mgmt | For | Withhold | Against | |||
1.10 | Elect Rose McKinney-James | Mgmt | For | For | For | |||
1.11 | Elect James Murren | Mgmt | For | Withhold | Against | |||
1.12 | Elect Daniel Taylor | Mgmt | For | Withhold | Against | |||
1.13 | Elect Melvin Wolzinger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Abstain | Against | Against | |||
4 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 12/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Appleton | Mgmt | For | For | For | |||
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |||
3 | Elect James Bagley | Mgmt | For | For | For | |||
4 | Elect Robert Bailey | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |||
7 | Elect Robert Switz | Mgmt | For | For | For | |||
8 | Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Gates, III | Mgmt | For | For | For | |||
2 | Elect Steven Ballmer | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAPA | CUSIP 60871R209 | 06/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cleghorn | Mgmt | For | For | For | |||
1.2 | Elect Charles Herington | Mgmt | For | For | For | |||
1.3 | Elect David O'Brien | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank AtLee, III | Mgmt | For | For | For | |||
2 | Elect David Chicoine | Mgmt | For | For | For | |||
3 | Elect Arthur Harper | Mgmt | For | For | For | |||
4 | Elect Gwendolyn King | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Monster Worldwide Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For | |||
2 | Elect Robert Chrenc | Mgmt | For | For | For | |||
3 | Elect John Gaulding | Mgmt | For | For | For | |||
4 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Cynthia McCague | Mgmt | For | For | For | |||
6 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||
7 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
8 | Elect Timothy Yates | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Moody's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCO | CUSIP 615369105 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Darrell Duffie | Mgmt | For | For | For | |||
3 | Elect Raymond McDaniel, Jr. | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Key Employees' Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2004 Covered Employee Cash Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
8 | Elect John Mack | Mgmt | For | For | For | |||
9 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Charles Noski | Mgmt | For | For | For | |||
11 | Elect Hutham Olayan | Mgmt | For | For | For | |||
12 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | |||
Motorola, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOT | CUSIP 620076109 | 05/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Brown | Mgmt | For | For | For | |||
2 | Elect David Dorman | Mgmt | For | For | For | |||
3 | Elect William Hambrecht | Mgmt | For | Abstain | Against | |||
4 | Elect Sanjay Jha | Mgmt | For | For | For | |||
5 | Elect Keith Meister | Mgmt | For | For | For | |||
6 | Elect Thomas Meredith | Mgmt | For | For | For | |||
7 | Elect Samuel Scott III | Mgmt | For | Abstain | Against | |||
8 | Elect James Stengel | Mgmt | For | Abstain | Against | |||
9 | Elect Anthony Vinciquerra | Mgmt | For | For | For | |||
10 | Elect Douglas Warner III | Mgmt | For | For | For | |||
11 | Elect John White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Global Human Rights Standards | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital I | Mgmt | For | Against | Against | |||
11 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
12 | Reduction of Conditional Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
14 | Compensation Policy | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Blue | Mgmt | For | For | For | |||
1.2 | Elect Claiborne Deming | Mgmt | For | For | For | |||
1.3 | Elect Robert Hermes | Mgmt | For | For | For | |||
1.4 | Elect James Kelley | Mgmt | For | For | For | |||
1.5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
1.6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neal Schmale | Mgmt | For | For | For | |||
1.8 | Elect David Smith | Mgmt | For | For | For | |||
1.9 | Elect Caroline Theus | Mgmt | For | For | For | |||
1.10 | Elect David Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
National Instruments Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NATI | CUSIP 636518102 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Truchard | Mgmt | For | For | For | |||
1.2 | Elect John Berra | Mgmt | For | For | For | |||
2 | 2010 Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
New York Community Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYB | CUSIP 649445103 | 06/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Blake | Mgmt | For | For | For | |||
1.2 | Elect Michael Levine | Mgmt | For | For | For | |||
1.3 | Elect Guy Molinari | Mgmt | For | For | For | |||
1.4 | Elect John Tsimbinos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen Barton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vincent Calarco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
1.4 | Elect Noreen Doyle | Mgmt | For | For | For | |||
1.5 | Elect Veronica Hagen | Mgmt | For | For | For | |||
1.6 | Elect Michael Hamson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard O'Brien | Mgmt | For | For | For | |||
1.8 | Elect John Prescott | Mgmt | For | Withhold | Against | |||
1.9 | Elect Donald Roth | Mgmt | For | For | For | |||
1.10 | Elect James Taranik | Mgmt | For | Withhold | Against | |||
1.11 | Elect Simon Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Nexen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXY | CUSIP 65334H102 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Berry | Mgmt | For | For | For | |||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | |||
1.3 | Elect Dennis Flanagan | Mgmt | For | For | For | |||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | |||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | |||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.7 | Elect Eric Newell | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Marvin Romanow | Mgmt | For | For | For | |||
1.10 | Elect Francis Saville | Mgmt | For | For | For | |||
1.11 | Elect John Willson | Mgmt | For | For | For | |||
1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
NIKE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jill Conway | Mgmt | For | For | For | |||
1.2 | Elect Alan Graf, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John Lechleiter | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nikon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS 654111103 | 06/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michio Kariya | Mgmt | For | For | For | |||
4 | Elect Makoto Kimura | Mgmt | For | For | For | |||
5 | Elect Ichiro Teratoh | Mgmt | For | For | For | |||
6 | Elect Kyoichi Suwa | Mgmt | For | For | For | |||
7 | Elect Kazuo Ushida | Mgmt | For | For | For | |||
8 | Elect Yoshimichi Kawai | Mgmt | For | For | For | |||
9 | Elect Masami Kumazawa | Mgmt | For | For | For | |||
10 | Elect Toshiyuki Masai | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | |||
12 | Elect Norio Hashizume | Mgmt | For | For | For | |||
13 | Elect Kenji Matsuo | Mgmt | For | For | For | |||
14 | Elect Kohkei Higuchi | Mgmt | For | For | For | |||
15 | Retirement Allowances for Directors | Mgmt | For | Abstain | Against | |||
16 | Stock Option Plan | Mgmt | For | For | For | |||
NOBEL BIOCARE HOLDING AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOBE | CINS H5783Q130 | 03/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
8 | Elect Stig Eriksson | Mgmt | For | For | For | |||
9 | Elect Antoine Firmenich | Mgmt | For | For | For | |||
10 | Elect Edgar Fluri | Mgmt | For | For | For | |||
11 | Elect Robert Lilja | Mgmt | For | For | For | |||
12 | Elect Rolf Watter | Mgmt | For | For | For | |||
13 | Elect Daniela Bosshardt-Hengartner | Mgmt | For | For | For | |||
14 | Elect Raymund Breu | Mgmt | For | For | For | |||
15 | Elect Heino von Prondzynski | Mgmt | For | For | For | |||
16 | Elect Oern Stuge | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
NOKIA OYJ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Lalita Gupte | Mgmt | For | For | For | |||
6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.4 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For | |||
6.5 | Elect Per Karlsson | Mgmt | For | For | For | |||
6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.7 | Elect Jorma Ollila | Mgmt | For | For | For | |||
6.8 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.10 | Elect Keijo Suila | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CINS X61873133 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomura Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J59009159 | 06/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Junichi Ujiie | Mgmt | For | For | For | |||
3 | Elect Kenichi Watanabe | Mgmt | For | For | For | |||
4 | Elect Takumi Shibata | Mgmt | For | For | For | |||
5 | Elect Masanori Itatani | Mgmt | For | For | For | |||
6 | Elect Masanori Nishimatsu | Mgmt | For | For | For | |||
7 | Elect Haruo Tsuji | Mgmt | For | For | For | |||
8 | Elect Hajime Sawabe | Mgmt | For | For | For | |||
9 | Elect Tsuguoki Fujinuma | Mgmt | For | For | For | |||
10 | Elect Hideaki Kubori | Mgmt | For | For | For | |||
11 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
12 | Elect Colin Marshall | Mgmt | For | For | For | |||
13 | Elect Clara Furse | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Alston Correll | Mgmt | For | For | For | |||
3 | Elect Landon Hilliard | Mgmt | For | For | For | |||
4 | Elect Burton Joyce | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to Articles of Incorporation to Declassify the Board | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Amendment to the Executive Management Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | CUSIP 665859104 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Bynoe | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
1.3 | Elect Susan Crown | Mgmt | For | For | For | |||
1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||
1.5 | Elect Robert Lane | Mgmt | For | For | For | |||
1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||
1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.8 | Elect John Rowe | Mgmt | For | For | For | |||
1.9 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||
1.12 | Elect Charles Tribbett III | Mgmt | For | For | For | |||
1.13 | Elect Frederick Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Thomas Fargo | Mgmt | For | For | For | |||
4 | Elect Victor Fazio | Mgmt | For | For | For | |||
5 | Elect Donald Felsinger | Mgmt | For | For | For | |||
6 | Elect Stephen Frank | Mgmt | For | For | For | |||
7 | Elect Bruce Gordon | Mgmt | For | For | For | |||
8 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl Krapek | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect Aulana Peters | Mgmt | For | For | For | |||
12 | Elect Kevin Sharer | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Certificate Regarding to the Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment Certificate of Northrop Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendment Regarding Advisory Vote on Compensation Policy | Mgmt | For | For | For | |||
8 | Elect Marjorie Yang | Mgmt | For | For | For | |||
9 | Elect Daniel Vasella | Mgmt | For | For | For | |||
10 | Elect Hans-Jorg Rudloff | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K7314N152 | 03/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Sten Scheibye | Mgmt | For | For | For | |||
8 | Elect Goran Ando | Mgmt | For | For | For | |||
9 | Elect Henrik Gurtler | Mgmt | For | For | For | |||
10 | Elect Pamela Kirby | Mgmt | For | For | For | |||
11 | Elect Kurt Anker Nielsen | Mgmt | For | For | For | |||
12 | Elect Hannu Ryopponen | Mgmt | For | For | For | |||
13 | Elect Jorgen Wedel | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Amendments Regarding Share Register | Mgmt | For | For | For | |||
18 | Amendment Regarding Board of Directors | Mgmt | For | For | For | |||
19 | Amendment Regarding Board of Directors | Mgmt | For | For | For | |||
20 | Amendments Regarding Official Language | Mgmt | For | For | For | |||
21 | Amendment Regarding the Annual Report | Mgmt | For | For | For | |||
22 | Amendment Regarding Unclaimed Dividends | Mgmt | For | For | For | |||
23 | Cancellation of Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Incentive Compensation Guidelines | Mgmt | For | For | For | |||
26 | Authority to Carry out Formalities | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 07/21/2009 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Chlebowski | Mgmt | For | N/A | N/A | |||
1.2 | Elect Howard Cosgrove | Mgmt | For | N/A | N/A | |||
1.3 | Elect William Hantke | Mgmt | For | N/A | N/A | |||
1.4 | Elect Anne Schaumburg | Mgmt | For | N/A | N/A | |||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | N/A | N/A | |||
3 | Amendment to the Annual Incentive Plan for Designated Corporate Officers | Mgmt | For | N/A | N/A | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | N/A | N/A | |||
5 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
6 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | Against | N/A | N/A | |||
7 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | N/A | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | N/A | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 07/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | N/A | For | N/A | |||
1.2 | Elect Ralph Faison | Mgmt | N/A | For | N/A | |||
1.3 | Elect Coleman Peterson | Mgmt | N/A | For | N/A | |||
1.4 | Elect Thomas Wajnert | Mgmt | N/A | For | N/A | |||
2 | Change in Board Size | Mgmt | N/A | For | N/A | |||
3 | Elect Donald DeFosset, Jr. | Mgmt | N/A | For | N/A | |||
4 | Elect Richard Koppes | Mgmt | N/A | For | N/A | |||
5 | Elect John Albertine | Mgmt | N/A | For | N/A | |||
6 | Elect Majorie Bowen | Mgmt | N/A | For | N/A | |||
7 | Elect Ralph Wellington | Mgmt | N/A | For | N/A | |||
8 | Amendment to Restore the Bylaws | Mgmt | N/A | For | N/A | |||
9 | Amendment to the Long-Term Incentive Plan | Mgmt | N/A | For | N/A | |||
10 | Amendment to the Annual Incentive Plan for Designated Corporate Officers | Mgmt | N/A | For | N/A | |||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
12 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
13 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | N/A | Against | N/A | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.2 | Elect James Hlavacek | Mgmt | For | For | For | |||
1.3 | Elect John Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2010 Stock Option and Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Johnson | Mgmt | For | For | For | |||
2 | Elect David Preiser | Mgmt | For | For | For | |||
3 | Elect John Toups | Mgmt | For | For | For | |||
4 | Elect Paul Whetsell | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to Declassify the board | Mgmt | For | For | For | |||
7 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 686091109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence O'Reilly | Mgmt | For | For | For | |||
2 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
3 | Elect Thomas Hendrickson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect John Chalsty | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
7 | Elect Ray Irani | Mgmt | For | For | For | |||
8 | Elect Irvin Maloney | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | Against | Against | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Re-approval of Performance Goals under the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Host Country Regulations | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Security of Chemical Facilities | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHoldr | Against | Against | For | |||
OGX Petroleo e Gas Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXP3 | CINS P7356Y103 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | Against | Against | |||
5 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
6 | Election of Directors | Mgmt | For | Against | Against | |||
7 | Remuneration Policy | Mgmt | For | Abstain | Against | |||
OGX Petroleo e Gas Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXP3 | CINS P7356Y103 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Reconciliation of Share Capital | Mgmt | For | Against | Against | |||
OGX Petroleo e Gas Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXP3 | CINS P7356Y103 | 09/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Raphael Hermeto de Almeida Magalhaes | Mgmt | For | For | For | |||
4 | Director Participation in Stock Option Plan | Mgmt | For | Against | Against | |||
5 | Reconciliation of Share Capital | Mgmt | For | Abstain | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
OGX Petroleo e Gas Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXP3 | CINS P7356Y103 | 12/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Amendments to Articles Regarding Stock Split | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Wren | Mgmt | For | For | For | |||
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
1.3 | Elect Alan Batkin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert Clark | Mgmt | For | For | For | |||
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Errol Cook | Mgmt | For | For | For | |||
1.7 | Elect Susan Denison | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael Henning | Mgmt | For | Withhold | Against | |||
1.9 | Elect John Murphy | Mgmt | For | For | For | |||
1.10 | Elect John Purcell | Mgmt | For | For | For | |||
1.11 | Elect Linda Rice | Mgmt | For | Withhold | Against | |||
1.12 | Elect Gary Roubos | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Onex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCX | CUSIP 68272K103 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | 2010 Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Patriot Coal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCX | CUSIP 70336T104 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irl Engelhardt | Mgmt | For | For | For | |||
1.2 | Elect Michael Johnson | Mgmt | For | For | For | |||
1.3 | Elect Robert Viets | Mgmt | For | For | For | |||
1.4 | Elect Richard Whiting | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Long-Term Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Grant Inman | Mgmt | For | For | For | |||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||
5 | Elect Jonathan Judge | Mgmt | For | For | For | |||
6 | Elect Joseph Tucci | Mgmt | For | For | For | |||
7 | Elect Joseph Velli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Peabody Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTU | CUSIP 704549104 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
1.2 | Elect William Coley | Mgmt | For | For | For | |||
1.3 | Elect William James | Mgmt | For | For | For | |||
1.4 | Elect Robert Karn III | Mgmt | For | For | For | |||
1.5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
1.6 | Elect Henry Lentz | Mgmt | For | For | For | |||
1.7 | Elect Robert Malone | Mgmt | For | For | For | |||
1.8 | Elect William Rusnack | Mgmt | For | For | For | |||
1.9 | Elect John Turner | Mgmt | For | For | For | |||
1.10 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
People's United Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBCT | CUSIP 712704105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Dwight | Mgmt | For | For | For | |||
1.2 | Elect Janet Hansen | Mgmt | For | For | For | |||
1.3 | Elect Mark Richards | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Public Policy Issues | ShrHoldr | Against | Against | For | |||
Pernod Ricard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Compensation Package (Pierre Pringuet) | Mgmt | For | For | For | |||
8 | Elect Daniele Ricard | Mgmt | For | For | For | |||
9 | Elect Alexandre Ricard | Mgmt | For | For | For | |||
10 | Elect Jean-Dominique Comolli | Mgmt | For | For | For | |||
11 | Elect Lord Douro | Mgmt | For | For | For | |||
12 | Elect Gerald Frere | Mgmt | For | For | For | |||
13 | Elect Michel Chambaud | Mgmt | For | For | For | |||
14 | Elect Anders Narvinger | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
24 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
27 | Authority to Issue Shares and/or Convertible Securities under Employee Savings Plan | Mgmt | For | For | For | |||
28 | Amendments Regarding Age Limits for Chairman and CEO | Mgmt | For | For | For | |||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrohawk Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 716495106 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Fuller | Mgmt | For | For | For | |||
1.2 | Elect Robert Raynolds | Mgmt | For | For | For | |||
1.3 | Elect Stephen Smiley | Mgmt | For | For | For | |||
1.4 | Elect Christopher Viggiano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V101 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Chairperson of the Board of Directors | Mgmt | For | For | For | |||
6 | Election of Supervisory Council | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | Abstain | Against | |||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||
9 | Waiver of Preemptive Rights to Effect Merger between Braskem and Quattor | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V101 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Election of Supervisory Council | Mgmt | For | For | For | |||
PETROLEO BRASILEIRO SA - PETROBRAS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBRA | CUSIP 71654V101 | 06/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Preferred Shares | Mgmt | For | Abstain | Against | |||
Pharmaceutical Product Development, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPDI | CUSIP 717124101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stuart Bondurant | Mgmt | For | For | For | |||
1.2 | Elect Fredric Eshelman | Mgmt | For | For | For | |||
1.3 | Elect Frederick Frank | Mgmt | For | For | For | |||
1.4 | Elect David Grange | Mgmt | For | For | For | |||
1.5 | Elect Catherine Klema | Mgmt | For | For | For | |||
1.6 | Elect Terry Magnuson | Mgmt | For | For | For | |||
1.7 | Elect Ernest Mario | Mgmt | For | For | For | |||
1.8 | Elect John McNeill, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Protocols | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Lundquist | Mgmt | For | For | For | |||
1.2 | Elect Charles Ramsey, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Frank Risch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Abstain | For | Against | |||
Plains Exploration & Production Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXP | CUSIP 726505100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Flores | Mgmt | For | For | For | |||
1.2 | Elect Isaac Arnold, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Jerry Dees | Mgmt | For | For | For | |||
1.5 | Elect Tom Delimitros | Mgmt | For | For | For | |||
1.6 | Elect Thomas Fry, III | Mgmt | For | For | For | |||
1.7 | Elect Robert Gerry III | Mgmt | For | For | For | |||
1.8 | Elect Charles Groat | Mgmt | For | For | For | |||
1.9 | Elect John Lollar | Mgmt | For | For | For | |||
2 | 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Potash Corp. of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect William Doyle | Mgmt | For | For | For | |||
1.3 | Elect John Estey | Mgmt | For | For | For | |||
1.4 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.6 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.7 | Elect Keith Martell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.9 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For | |||
1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For | |||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2010 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.3 | Elect Edward Galante | Mgmt | For | For | For | |||
1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.5 | Elect Ira Hall | Mgmt | For | For | For | |||
1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.7 | Elect Larry McVay | Mgmt | For | For | For | |||
1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.9 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Schoewe | Mgmt | For | For | For | |||
1.2 | Elect Timothy Eller | Mgmt | For | For | For | |||
1.3 | Elect Clint Murchison III | Mgmt | For | For | For | |||
1.4 | Elect Richard Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David McCammon | Mgmt | For | For | For | |||
1.6 | Elect James Postl | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Agreement | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHoldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Quanta Computer Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y7174J106 | 06/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules of Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules of Acquisition/Disposal of Assets | Mgmt | For | For | For | |||
9 | Elect Barry Lam | Mgmt | For | For | For | |||
10 | Elect LEUNG C.C. | Mgmt | For | For | For | |||
11 | Elect HUANG C.T. | Mgmt | For | For | For | |||
12 | Elect PAN Wei-Ta | Mgmt | For | For | For | |||
13 | Elect LU Chi Chih | Mgmt | For | For | For | |||
14 | Elect LIANG S.C. | Mgmt | For | For | For | |||
15 | Elect Eddie Lee | Mgmt | For | For | For | |||
16 | Elect CHANG Ching Yi | Mgmt | For | For | For | |||
17 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
18 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
Qwest Communications International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Q | CUSIP 749121109 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Mueller | Mgmt | For | For | For | |||
2 | Elect Charles Biggs | Mgmt | For | For | For | |||
3 | Elect K. Dane Brooksher | Mgmt | For | For | For | |||
4 | Elect Peter Hellman | Mgmt | For | For | For | |||
5 | Elect R. David Hoover | Mgmt | For | For | For | |||
6 | Elect Patrick Martin | Mgmt | For | For | For | |||
7 | Elect Caroline Matthews | Mgmt | For | For | For | |||
8 | Elect Wayne Murdy | Mgmt | For | For | For | |||
9 | Elect Jan Murley | Mgmt | For | For | For | |||
10 | Elect Michael Roberts | Mgmt | For | For | For | |||
11 | Elect James Unruh | Mgmt | For | For | For | |||
12 | Elect Anthony Welters | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||
2 | Elect John Deutch | Mgmt | For | For | For | |||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||
7 | Elect William Spivey | Mgmt | For | For | For | |||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||
9 | Elect William Swanson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Redecard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDCD3 | CINS P79941103 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
8 | Publication of Company Notices | Mgmt | For | For | For | |||
Redecard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDCD3 | CINS P79941103 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Stock Option Plan | Mgmt | For | Against | Against | |||
REDECARD SA, SAO PAULO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS P79941103 | 06/16/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Election of Directors | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | For | For | |||
2 | Elect George Bryan | Mgmt | For | For | For | |||
3 | Elect David Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | |||
5 | Elect Don DeFosset | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles McCrary | Mgmt | For | For | For | |||
8 | Elect James Malone | Mgmt | For | For | For | |||
9 | Elect Susan Matlock | Mgmt | For | For | For | |||
10 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect John Roberts | Mgmt | For | For | For | |||
12 | Elect Lee Styslinger III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2010 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
15 | Increase of Authorized Common Stock and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Restricting Tax Gross-up Payments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O'Connor | Mgmt | For | For | For | |||
2 | Elect John Croghan | Mgmt | For | For | For | |||
3 | Elect James Crownover | Mgmt | For | For | For | |||
4 | Elect William Flynn | Mgmt | For | For | For | |||
5 | Elect David Foley | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
8 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
9 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||
10 | Elect Allan Sorensen | Mgmt | For | For | For | |||
11 | Elect John Trani | Mgmt | For | For | For | |||
12 | Elect Michael Wickham | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
ResMed Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Farrell | Mgmt | For | For | For | |||
2 | Elect Gary Pace | Mgmt | For | For | For | |||
3 | Elect Ronald Taylor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Rio Tinto PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Robert Brown | Mgmt | For | For | For | |||
4 | Elect Ann Godbehere | Mgmt | For | For | For | |||
5 | Elect Samuel Walsh | Mgmt | For | For | For | |||
6 | Re-elect Guy Elliott | Mgmt | For | For | For | |||
7 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |||
8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP 770323103 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Edward Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |||
1.5 | Elect Robert Pace | Mgmt | For | For | For | |||
1.6 | Elect Fredrick Richman | Mgmt | For | For | For | |||
1.7 | Elect J. Stephen Schaub | Mgmt | For | For | For | |||
1.8 | Elect M. Keith Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
Rohm Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J65328122 | 06/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshiki Takano | Mgmt | For | For | For | |||
4 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
Roper Industries Income | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Devonshire | Mgmt | For | For | For | |||
1.2 | Elect John Fort, III | Mgmt | For | For | For | |||
1.3 | Elect Brian Jellison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
RRI ENERGY, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRI | CUSIP 74971X107 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. William Barnett | Mgmt | For | For | For | |||
2 | Elect Mark M. Jacobs | Mgmt | For | For | For | |||
3 | Elect Steven Miller | Mgmt | For | For | For | |||
4 | Elect Laree Perez | Mgmt | For | For | For | |||
5 | Elect Evan Silverstein | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Safeway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWY | CUSIP 786514208 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Burd | Mgmt | For | For | For | |||
2 | Elect Janet Grove | Mgmt | For | For | For | |||
3 | Elect Mohan Gyani | Mgmt | For | For | For | |||
4 | Elect Paul Hazen | Mgmt | For | For | For | |||
5 | Elect Frank Herringer | Mgmt | For | For | For | |||
6 | Elect Kenneth Oder | Mgmt | For | For | For | |||
7 | Elect Arun Sarin | Mgmt | For | For | For | |||
8 | Elect Michael Shannon | Mgmt | For | For | For | |||
9 | Elect William Tauscher | Mgmt | For | For | For | |||
10 | Amendment to the Certificate of Incorporation Regarding Special Shareholder Meetings | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Climate Change Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Death Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
Saipem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPM | CINS T82000117 | 04/16/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Director: LEE In Ho | Mgmt | For | For | For | |||
4 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Sands China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G7800X107 | 06/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Sheldon Adelson | Mgmt | For | For | For | |||
5 | Elect Steven Jacobs | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
SAP AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS D66992104 | 06/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Amend Article 17(3) | Mgmt | For | For | For | |||
12 | Amend Article 18(2) | Mgmt | For | For | For | |||
13 | Amend Article 18(5) | Mgmt | For | For | For | |||
14 | Amend Article 18(6) | Mgmt | For | For | For | |||
15 | Amend Article 19(2) | Mgmt | For | For | For | |||
16 | Amend Article 20(4) | Mgmt | For | For | For | |||
17 | Cancel Existing Authorized Capital I & II | Mgmt | For | For | For | |||
18 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
19 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
SAP AG (ADR) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amend Article 17(3) | Mgmt | For | For | For | |||
8 | Amend Article 18(2) | Mgmt | For | For | For | |||
9 | Amend Article 18(5) | Mgmt | For | For | For | |||
10 | Amend Article 18(6) | Mgmt | For | For | For | |||
11 | Amend Article 19(2) | Mgmt | For | For | For | |||
12 | Amend Article 20(4) | Mgmt | For | For | For | |||
13 | Cancel Existing Authorized Capital I & II | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
15 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
16 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Schering-Plough Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CUSIP 806605101 | 08/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Michael Marks | Mgmt | For | For | For | |||
1.8 | Elect Leo Reif | Mgmt | For | For | For | |||
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
1.11 | Elect Peter Currie | Mgmt | For | For | For | |||
1.12 | Elect K.V. Kamath | Mgmt | For | For | For | |||
2 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
SGS Societe Generale de Surveillance SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGSN | CINS H7484G106 | 03/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
9 | Elect August von Finck | Mgmt | For | For | For | |||
10 | Elect August Francois von Finck | Mgmt | For | For | For | |||
11 | Elect Peter Kalantzis | Mgmt | For | For | For | |||
12 | Elect Thomas Limberger | Mgmt | For | For | For | |||
13 | Elect Shelby du Pasquier | Mgmt | For | For | For | |||
14 | Elect Carlo Sant'albano | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Shoppers Drug Mart Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SC | CUSIP 82509W103 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect James Hankinson | Mgmt | For | For | For | |||
1.3 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||
1.4 | Elect Holger Kluge | Mgmt | For | For | For | |||
1.5 | Elect Gaetan Lussier | Mgmt | For | For | For | |||
1.6 | Elect David Peterson | Mgmt | For | For | For | |||
1.7 | Elect Martha Piper | Mgmt | For | For | For | |||
1.8 | Elect Sarah Raiss | Mgmt | For | For | For | |||
1.9 | Elect Derek Ridout | Mgmt | For | For | For | |||
1.10 | Elect Jurgen Schreiber | Mgmt | For | For | For | |||
1.11 | Elect David Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Sigma-Aldrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIAL | CUSIP 826552101 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rebecca Bergman | Mgmt | For | For | For | |||
2 | Elect George Church | Mgmt | For | For | For | |||
3 | Elect David Harvey | Mgmt | For | For | For | |||
4 | Elect W. Lee McCollum | Mgmt | For | For | For | |||
5 | Elect Jai Nagarkatti | Mgmt | For | For | For | |||
6 | Elect Avi Nash | Mgmt | For | For | For | |||
7 | Elect Steven Paul | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect D. Dean Spatz | Mgmt | For | For | For | |||
10 | Elect Barrett Toan | Mgmt | For | For | For | |||
11 | Amendment to the Cash Bonus Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J75963108 | 06/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Sony Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J76379106 | 06/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Howard Stringer | Mgmt | For | For | For | |||
3 | Elect Ryohji Chubachi | Mgmt | For | For | For | |||
4 | Elect Yohtaroh Kobayashi | Mgmt | For | For | For | |||
5 | Elect Yoshiaki Yamauchi | Mgmt | For | For | For | |||
6 | Elect Peter Bonfield | Mgmt | For | For | For | |||
7 | Elect Fujio Choh | Mgmt | For | For | For | |||
8 | Elect Ryuhji Yasuda | Mgmt | For | For | For | |||
9 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
10 | Elect Mitsuaki Yahagi | Mgmt | For | For | For | |||
11 | Elect Tsun-yan Hsieh | Mgmt | For | For | For | |||
12 | Elect Roland Hernandez | Mgmt | For | For | For | |||
13 | Elect Kanemitsu Anraku | Mgmt | For | For | For | |||
14 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
15 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
16 | Stock Option Plan | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect Douglas Brooks | Mgmt | For | For | For | |||
3 | Elect William Cunningham | Mgmt | For | For | For | |||
4 | Elect John Denison | Mgmt | For | For | For | |||
5 | Elect Travis Johnson | Mgmt | For | For | For | |||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
8 | Elect John Montford | Mgmt | For | For | For | |||
9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Sprint Nextel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP 852061100 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Bennett | Mgmt | For | For | For | |||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
5 | Elect Daniel Hesse | Mgmt | For | For | For | |||
6 | Elect Janet Hill | Mgmt | For | For | For | |||
7 | Elect Frank Ianna | Mgmt | For | For | For | |||
8 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
9 | Elect William Nuti | Mgmt | For | For | For | |||
10 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment of the 2007 Omnibus Incentive Plan to Permit a One-Time Option Exchange Program | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart Essig | Mgmt | For | For | For | |||
2 | Elect Barbara Hill | Mgmt | For | For | For | |||
3 | Elect Michael Rocca | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Staples Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Long Term Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect Barbara Bass | Mgmt | For | For | For | |||
3 | Elect William Bradley | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
8 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Javier Teruel | Mgmt | For | For | For | |||
10 | Elect Myron Ullman, III | Mgmt | For | For | For | |||
11 | Elect Craig Weatherup | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Ronald Logue | Mgmt | For | For | For | |||
11 | Elect Richard Sergel | Mgmt | For | For | For | |||
12 | Elect Ronald Skates | Mgmt | For | For | For | |||
13 | Elect Gregory Summe | Mgmt | For | For | For | |||
14 | Elect Robert Weissman | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Miller | Mgmt | For | For | For | |||
1.2 | Elect Jack Schuler | Mgmt | For | For | For | |||
1.3 | Elect Thomas Brown | Mgmt | For | For | For | |||
1.4 | Elect Rod Dammeyer | Mgmt | For | For | For | |||
1.5 | Elect William Hall | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Lord | Mgmt | For | For | For | |||
1.7 | Elect John Patience | Mgmt | For | For | For | |||
1.8 | Elect James W.P. Reid-Anderson | Mgmt | For | For | For | |||
1.9 | Elect Ronald Spaeth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Silberman | Mgmt | For | For | For | |||
2 | Elect Charlotte Beason | Mgmt | For | For | For | |||
3 | Elect William Brock | Mgmt | For | For | For | |||
4 | Elect David Coulter | Mgmt | For | For | For | |||
5 | Elect Robert Grusky | Mgmt | For | For | For | |||
6 | Elect Robert Johnson | Mgmt | For | For | For | |||
7 | Elect Todd Milano | Mgmt | For | For | For | |||
8 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
9 | Elect J. David Wargo | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Donald Engelman | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Howard Lance | Mgmt | For | For | For | |||
1.6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel Benson | Mgmt | For | For | For | |||
1.2 | Elect Brian Canfield | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect John Ferguson | Mgmt | For | For | For | |||
1.5 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.6 | Elect Richard George | Mgmt | For | For | For | |||
1.7 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.8 | Elect John Huff | Mgmt | For | For | For | |||
1.9 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.10 | Elect Brian MacNeill | Mgmt | For | For | For | |||
1.11 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.12 | Elect Michael O'Brien | Mgmt | For | For | For | |||
1.13 | Elect James Simpson | Mgmt | For | For | For | |||
1.14 | Elect Eira Thomas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
SunTrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beall, II | Mgmt | For | For | For | |||
2 | Elect Alston Correll | Mgmt | For | For | For | |||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||
4 | Elect Patricia Frist | Mgmt | For | For | For | |||
5 | Elect Blake Garrett | Mgmt | For | For | For | |||
6 | Elect David Hughes | Mgmt | For | For | For | |||
7 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||
10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For | |||
11 | Elect Larry Prince | Mgmt | For | For | For | |||
12 | Elect Frank Royal | Mgmt | For | For | For | |||
13 | Elect Thomas Watjen | Mgmt | For | For | For | |||
14 | Elect James Wells III | Mgmt | For | For | For | |||
15 | Elect Karen Williams | Mgmt | For | For | For | |||
16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
17 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
SYNGENTA AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Compensation Report | Mgmt | For | For | For | |||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Elect Michael Mack | Mgmt | For | For | For | |||
10 | Elect Jacques Vincent | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan Golden | Mgmt | For | For | For | |||
2 | Elect Joseph Hafner, Jr. | Mgmt | For | For | For | |||
3 | Elect Nancy Newcomb | Mgmt | For | For | For | |||
4 | Elect Kenneth Spitler | Mgmt | For | For | For | |||
5 | 2009 Non-Employee Directors Stock Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | 2009 Management Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules for Trade of Derivatives | Mgmt | For | For | For | |||
Target Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Calvin Darden | Mgmt | For | For | For | |||
2 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
3 | Elect Stephen Sanger | Mgmt | For | For | For | |||
4 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Amendment and Restatement of the Articles of Incorporation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Telefonaktiebolaget LM Ericsson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERIC.A | CINS W26049119 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chairman | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | For | For | |||
12 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Board Size | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Nominating Committee | Mgmt | For | For | For | |||
18 | Nominating Committee Fees | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Compensation Guidelines | Mgmt | For | For | For | |||
21 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Treasury Shares Pursuant Employee Stock Purchase Plan 2010 | Mgmt | For | For | For | |||
23 | Equity Swap Agreement Pursuant 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | 2010 Key Contributor Retention Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Treasury Shares Pursuant 2010 Key Contributor Retention Plan | Mgmt | For | For | For | |||
26 | Equity Swap Agreement Pursuant 2010 Key Contributor Retention Plan | Mgmt | For | For | For | |||
27 | 2010 Executive Performance Stock Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Treasury Shares Pursuant 2010 Executive Performance Stock Plan | Mgmt | For | For | For | |||
29 | Equity Swap Agreement Pursuant 2010 Executive Performance Stock Plan | Mgmt | For | For | For | |||
30 | Authority to Issue Treasury Shares | Mgmt | For | For | For | |||
31 | Shareholder Proposal Regarding Abolition of Dual-Class Stock | ShrHoldr | N/A | For | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Telefonica SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
cins 879382109 | 06/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
2 | Special Dividend | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Authority to Issue Convertible and Non-Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433100 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||
1.4 | Elect Herbert Wander | Mgmt | For | Withhold | Against | |||
TENARIS S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TS | CUSIP 88031M109 | 06/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | N/A | For | N/A | |||
2 | Consolidated Accounts and Reports | Mgmt | N/A | For | N/A | |||
3 | Accounts and Reports | Mgmt | N/A | For | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
5 | Ratification of Board Acts | Mgmt | N/A | For | N/A | |||
6 | Election of Directors | Mgmt | N/A | For | N/A | |||
7 | Directors' Fees | Mgmt | N/A | For | N/A | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | For | N/A | |||
9 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | |||
10 | Electronic Communications | Mgmt | N/A | For | N/A | |||
Teva Pharmaceutical Industries Ltd (ADR) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 06/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Abraham Cohen | Mgmt | For | For | For | |||
3 | Elect Amir Elstein | Mgmt | For | For | For | |||
4 | Elect Roger Kornberg | Mgmt | For | For | For | |||
5 | Elect Moshe Many | Mgmt | For | For | For | |||
6 | Elect Dan Propper | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | 2010 Long-Term Equity-Based Incentive Plan | Mgmt | For | Against | Against | |||
9 | Remuneration of Phillip Frost | Mgmt | For | For | For | |||
10 | Remuneration of Moshe Many | Mgmt | For | For | For | |||
11 | Remuneration of Roger Kornberg | Mgmt | For | For | For | |||
12 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect David Boren | Mgmt | For | For | For | |||
3 | Elect Daniel Carp | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect David Goode | Mgmt | For | For | For | |||
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
7 | Elect Pamela Patsley | Mgmt | For | For | For | |||
8 | Elect Wayne Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth Simmons | Mgmt | For | For | For | |||
10 | Elect Richard Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bank of Nova Scotia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CUSIP 064149107 | 04/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.2 | Elect C. Chen | Mgmt | For | For | For | |||
1.3 | Elect David Dodge | Mgmt | For | For | For | |||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | |||
1.5 | Elect John Kerr | Mgmt | For | For | For | |||
1.6 | Elect Michael Kirby | Mgmt | For | For | For | |||
1.7 | Elect John Mayberry | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Alexis Rovzar de la Torre | Mgmt | For | For | For | |||
1.10 | Elect Indira Samarasekera | Mgmt | For | For | For | |||
1.11 | Elect Allan Shaw | Mgmt | For | For | For | |||
1.12 | Elect Paul Sobey | Mgmt | For | For | For | |||
1.13 | Elect Barbara Thomas | Mgmt | For | For | For | |||
1.14 | Elect Richard Waugh | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding a Greater Number of Nominees than Open Board Seats | Mgmt | Against | Against | For | |||
5 | Shareholder Proposal Regarding Comparing Executive Pay to Average Employee Wage | Mgmt | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Biggs | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect David Calhoun | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda Cook | Mgmt | For | For | For | |||
6 | Elect William Daley | Mgmt | For | For | For | |||
7 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
8 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
9 | Elect John McDonnell | Mgmt | For | For | For | |||
10 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan Schwab | Mgmt | For | For | For | |||
12 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Military Contracts/Sales | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||
4 | Elect George Harad | Mgmt | For | For | For | |||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||
7 | Elect Gary Michael | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jan Murley | Mgmt | For | For | For | |||
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Cathleen Black | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Alexis Herman | Mgmt | For | For | For | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Donald Keough | Mgmt | For | For | For | |||
8 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
9 | Elect Donald McHenry | Mgmt | For | For | For | |||
10 | Elect Sam Nunn | Mgmt | For | For | For | |||
11 | Elect James Robinson III | Mgmt | For | For | For | |||
12 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
13 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
14 | Elect James Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Performance Based Restricted Equity Compensation | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHoldr | Against | Against | For | |||
The Directv Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 06/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Austrian | Mgmt | For | For | For | |||
1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Paul Gould | Mgmt | For | For | For | |||
1.4 | Elect Charles Lee | Mgmt | For | For | For | |||
1.5 | Elect Peter Lund | Mgmt | For | For | For | |||
1.6 | Elect Gregory Maffei | Mgmt | For | For | For | |||
1.7 | Elect John Malone | Mgmt | For | For | For | |||
1.8 | Elect Nancy Newcomb | Mgmt | For | For | For | |||
1.9 | Elect Haïm Saban | Mgmt | For | For | For | |||
1.10 | Elect Michael White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Plan | Mgmt | For | For | For | |||
4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect John Hess | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect Paul Polman | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect James Ringler | Mgmt | For | For | For | |||
11 | Elect Ruth Shaw | Mgmt | For | For | For | |||
12 | Elect Paul Stern | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Environmental Remediation in the Midland Area | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
The Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
1.2 | Elect Paul Fribourg | Mgmt | For | For | For | |||
1.3 | Elect Mellody Hobson | Mgmt | For | For | For | |||
1.4 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Barry Sternlicht | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect John Bryan | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Climate Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect David Batchelder | Mgmt | For | For | For | |||
3 | Elect Francis Blake | Mgmt | For | For | For | |||
4 | Elect Ari Bousbib | Mgmt | For | For | For | |||
5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of Material Terms of Performance Goals Under the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect Robert Clay | Mgmt | For | For | For | |||
5 | Elect Kay James | Mgmt | For | For | For | |||
6 | Elect Richard Kelson | Mgmt | For | For | For | |||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
8 | Elect Anthony Massaro | Mgmt | For | For | For | |||
9 | Elect Jane Pepper | Mgmt | For | For | For | |||
10 | Elect James Rohr | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Lorene Steffes | Mgmt | For | For | For | |||
13 | Elect Dennis Strigl | Mgmt | For | For | For | |||
14 | Elect Stephen Thieke | Mgmt | For | For | For | |||
15 | Elect Thomas Usher | Mgmt | For | For | For | |||
16 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
17 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
2 | Elect Scott Cook | Mgmt | For | For | For | |||
3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
4 | Elect Alan Lafley | Mgmt | For | For | For | |||
5 | Elect Charles Lee | Mgmt | For | For | For | |||
6 | Elect Lynn Martin | Mgmt | For | For | For | |||
7 | Elect Robert McDonald | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
10 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
12 | Elect Patricia Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendments to Code of Regulations | Mgmt | For | For | For | |||
16 | 2009 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP 959802109 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
2 | Elect Christina Gold | Mgmt | For | For | For | |||
3 | Elect Betsy Holden | Mgmt | For | For | For | |||
4 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Casper | Mgmt | For | For | For | |||
2 | Elect Tyler Jacks | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Daniel M. Mulvena | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Incentive Stock Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | For | For | |||
11 | Elect Kenneth Novack | Mgmt | For | For | For | |||
12 | Elect Deborah Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Toll Brothers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOL | CUSIP 889478103 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Zvi Barzilay | Mgmt | For | For | For | |||
1.2 | Elect Edward Boehne | Mgmt | For | For | For | |||
1.3 | Elect Richard Braemer | Mgmt | For | For | For | |||
1.4 | Elect Carl Marbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Certificate of Incorporation to Preserve Value of NOLS | Mgmt | For | Against | Against | |||
4 | Adoption of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
5 | Approval of the Senior Officer Bonus Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Toronto-Dominion Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TD | CUSIP 891160509 | 03/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bennett | Mgmt | For | For | For | |||
1.2 | Elect Hugh Bolton | Mgmt | For | For | For | |||
1.3 | Elect John Bragg | Mgmt | For | For | For | |||
1.4 | Elect W. Edmund Clark | Mgmt | For | For | For | |||
1.5 | Elect Wendy Dobson | Mgmt | For | For | For | |||
1.6 | Elect Henry Ketcham | Mgmt | For | For | For | |||
1.7 | Elect Pierre Lessard | Mgmt | For | For | For | |||
1.8 | Elect Brian Levitt | Mgmt | For | For | For | |||
1.9 | Elect Harold MacKay | Mgmt | For | For | For | |||
1.10 | Elect Irene Miller | Mgmt | For | For | For | |||
1.11 | Elect Nadir Mohamed | Mgmt | For | For | For | |||
1.12 | Elect Wilbur Prezzano | Mgmt | For | For | For | |||
1.13 | Elect Helen Sinclair | Mgmt | For | For | For | |||
1.14 | Elect Carole Taylor | Mgmt | For | For | For | |||
1.15 | Elect John Thompson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding a Greater Number of Nominees than Open Board Seats | Mgmt | Against | Against | For | |||
5 | Shareholder Proposal Regarding Comparing Executive Pay to Average Employee Wage | Mgmt | Against | Against | For | |||
Toyota Motor Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J92676113 | 06/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Fujio Choh | Mgmt | For | For | For | |||
4 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
5 | Elect Kazuo Okamoto | Mgmt | For | For | For | |||
6 | Elect Akio Toyoda | Mgmt | For | For | For | |||
7 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
8 | Elect Yukitoshi Funo | Mgmt | For | For | For | |||
9 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
10 | Elect Shinichi Sasaki | Mgmt | For | For | For | |||
11 | Elect Yoichiroh Ichimaru | Mgmt | For | For | For | |||
12 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
13 | Elect Akira Okabe | Mgmt | For | For | For | |||
14 | Elect Shinzoh Kobuki | Mgmt | For | For | For | |||
15 | Elect Akira Sasaki | Mgmt | For | For | For | |||
16 | Elect Mamoru Furuhashi | Mgmt | For | For | For | |||
17 | Elect Iwao Nihashi | Mgmt | For | For | For | |||
18 | Elect Tadashi Yamashina | Mgmt | For | For | For | |||
19 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
20 | Elect Tetsuo Agata | Mgmt | For | For | For | |||
21 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
22 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
23 | Elect Takahiro Iwase | Mgmt | For | For | For | |||
24 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
25 | Elect Takeshi Shirane | Mgmt | For | For | For | |||
26 | Elect Yoshimi Inaba | Mgmt | For | For | For | |||
27 | Elect Nanpachi Hayashi | Mgmt | For | For | For | |||
28 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
29 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
30 | Elect Masaki Nakatsugawa | Mgmt | For | For | For | |||
31 | Elect Yohichi Morishita | Mgmt | For | For | For | |||
32 | Elect Akishige Okada | Mgmt | For | For | For | |||
33 | Stock Option Plan | Mgmt | For | For | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles to Change Place of Incorportation | Mgmt | For | For | For | |||
5 | Renewal of Share Capital | Mgmt | For | Against | Against | |||
6 | Amendment to Par Value | Mgmt | For | For | For | |||
7 | Amendments to Articles to Comply with The Swiss Federal Act on Intermediated Securities ("FISA") | Mgmt | For | For | For | |||
8 | Elect Steven Newman | Mgmt | For | For | For | |||
9 | Elect Thomas Cason | Mgmt | For | For | For | |||
10 | Elect Robert Sprague | Mgmt | For | For | For | |||
11 | Elect J. Michael Talbert | Mgmt | For | For | For | |||
12 | Elect John Whitmire | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Tyco Electronics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 10/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Dividend in the Form of a Reduction of Par Value | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco Electronics Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 03/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Ram Charan | Mgmt | For | For | For | |||
3 | Elect Juergen Gromer | Mgmt | For | For | For | |||
4 | Elect Robert Hernandez | Mgmt | For | For | For | |||
5 | Elect Thomas Lynch | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Elect John Van Scoter | Mgmt | For | For | For | |||
12 | 2009 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Dividend Payment / Reduction of Par Value | Mgmt | For | For | For | |||
16 | Release Board of Directors and Executive Officers | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
18 | Deloitte & Touche LLP | Mgmt | For | For | For | |||
19 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
20 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
21 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco Electronics Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 03/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Ram Charan | Mgmt | For | For | For | |||
3 | Elect Juergen Gromer | Mgmt | For | For | For | |||
4 | Elect Robert Hernandez | Mgmt | For | For | For | |||
5 | Elect Thomas Lynch | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Elect John Van Scoter | Mgmt | For | For | For | |||
12 | 2009 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Dividend Payment / Reduction of Par Value | Mgmt | For | For | For | |||
16 | Release Board of Directors and Executive Officers | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
18 | Deloitte & Touche LLP | Mgmt | For | For | For | |||
19 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
20 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
21 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.10 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.11 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Dividend/Reduction in Par Value | Mgmt | For | For | For | |||
9 | Adoption of Plurality Vote in Contested Elections | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 04/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Compensation Report | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Board and Management Acts (2009) | Mgmt | For | For | For | |||
8 | Ratification of Board and Management Acts (2008) | Mgmt | For | For | For | |||
9 | Ratification of Board and Management Acts (2007) | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Elect Kaspar Villiger | Mgmt | For | For | For | |||
12 | Elect Sally Bott | Mgmt | For | For | For | |||
13 | Elect Michel Demare | Mgmt | For | For | For | |||
14 | Elect Rainer-Marc Frey | Mgmt | For | For | For | |||
15 | Elect Bruno Gehrig | Mgmt | For | For | For | |||
16 | Elect Ann Godbehere | Mgmt | For | For | For | |||
17 | Elect Axel Lehmann | Mgmt | For | For | For | |||
18 | Elect Helmut Panke | Mgmt | For | For | For | |||
19 | Elect William Parrett | Mgmt | For | For | For | |||
20 | Elect David Sidwell | Mgmt | For | For | For | |||
21 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Increase in Conditional Capital | Mgmt | For | For | For | |||
Umpqua Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMPQ | CUSIP 904214103 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Davis | Mgmt | For | For | For | |||
2 | Elect David Frohnmayer | Mgmt | For | For | For | |||
3 | Elect William Lansing | Mgmt | For | For | For | |||
4 | Elect Hilliard Terry III | Mgmt | For | For | For | |||
5 | Elect Peggy Fowler | Mgmt | For | For | For | |||
6 | Elect Stephen Gambee | Mgmt | For | For | For | |||
7 | Elect Luis Machuca | Mgmt | For | For | For | |||
8 | Elect Bryan Timm | Mgmt | For | For | For | |||
9 | Elect Allyn Ford | Mgmt | For | For | For | |||
10 | Elect Jose Hermocillo | Mgmt | For | For | For | |||
11 | Elect Diane Miller | Mgmt | For | For | For | |||
12 | Elect Frank Whittaker | Mgmt | For | For | For | |||
13 | Increase in Authorized Shares of Common and Preferred Stock | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Equity Compensation Plan | Mgmt | For | For | For | |||
15 | Extension of 2005 Performance Based Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Drosdick | Mgmt | For | For | For | |||
1.2 | Elect Charles Lee | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For | |||
1.4 | Elect Dan Dinges | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | 2010 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect John Faraci | Mgmt | For | For | For | |||
1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.7 | Elect Charles Lee | Mgmt | For | For | For | |||
1.8 | Elect Richard McCormick | Mgmt | For | For | For | |||
1.9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.10 | Elect Richard Myers | Mgmt | For | For | For | |||
1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
1.13 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
7 | Elect Glenn Renwick | Mgmt | For | For | For | |||
8 | Elect Kenneth Shine | Mgmt | For | For | For | |||
9 | Elect Gail Wilensky | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
URS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URS | CUSIP 903236107 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Armen Der Marderosian | Mgmt | For | For | For | |||
2 | Elect Mickey Foret | Mgmt | For | For | For | |||
3 | Elect William Frist | Mgmt | For | For | For | |||
4 | Elect Lydia Kennard | Mgmt | For | For | For | |||
5 | Elect Martin Koffel | Mgmt | For | For | For | |||
6 | Elect Joseph Ralston | Mgmt | For | For | For | |||
7 | Elect John Roach | Mgmt | For | For | For | |||
8 | Elect Douglas Stotlar | Mgmt | For | For | For | |||
9 | Elect William Sullivan | Mgmt | For | For | For | |||
10 | Elect William Walsh | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
VALE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE | CUSIP 91912E105 | 06/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect José Mauro Mettrau Carneiro da Cunha | Mgmt | For | For | For | |||
Vale SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE5 | CUSIP 91912E105 | 01/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Co-Option of Alternate Board Member | Mgmt | For | For | For | |||
2 | Merger Agreement | Mgmt | For | For | For | |||
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||
4 | Valuation Report | Mgmt | For | For | For | |||
5 | Merger by Absorption | Mgmt | For | For | For | |||
Vale SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE5 | CUSIP 91912E105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Capitalization of Reserves | Mgmt | For | For | For | |||
6 | Election of Director | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Boger | Mgmt | For | For | For | |||
1.2 | Elect Charles Sanders | Mgmt | For | For | For | |||
1.3 | Elect Elaine Ullian | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect John R.H. Bond | Mgmt | For | For | For | |||
3 | Elect John Buchanan | Mgmt | For | For | For | |||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||
5 | Elect Michel Combes | Mgmt | For | For | For | |||
6 | Elect Andy Halford | Mgmt | For | For | For | |||
7 | Elect Alan Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel Jonah | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
11 | Elect Simon Murray | Mgmt | For | For | For | |||
12 | Elect Steve Pusey | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||
15 | Elect Philip Yea | Mgmt | For | For | For | |||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Amendment to Articles Regarding Dividend Payments | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas McGregor | Mgmt | For | For | For | |||
1.2 | Elect Vincent Trosino | Mgmt | For | For | For | |||
1.3 | Elect Philip Carroll, Jr. | Mgmt | For | For | For | |||
1.4 | Elect James Napier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Wal Mart Stores Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2005 Stock Incentive Plan, Renamed the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Mackey McDonald | Mgmt | For | For | For | |||
9 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
10 | Elect Nicholas Moore | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Robert Steel | Mgmt | For | For | For | |||
15 | Elect John Stumpf | Mgmt | For | For | For | |||
16 | Elect Susan Swenson | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Sinkfield | Mgmt | For | For | For | |||
2 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
3 | Elect Kim Williams | Mgmt | For | For | For | |||
4 | Repeal of Classified Board and Removal of Supermajority Voting Provisions | Mgmt | For | For | For | |||
5 | Issuance of Common Stock | Mgmt | For | For | For | |||
6 | Increase Authorized Shares | Mgmt | For | For | For | |||
7 | Amendment to the Articles to Impose Ownership and Transfer Restrictions | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainable Forestry | ShrHoldr | Against | Against | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFMI | CUSIP 966837106 | 03/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Seiffer | Mgmt | For | For | For | |||
1.7 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.8 | Elect Jonathan Sokoloff | Mgmt | For | For | For | |||
1.9 | Elect Ralph Sorenson | Mgmt | For | For | For | |||
1.10 | Elect William Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Removal of Directors | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
Willis Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96655108 | 12/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization From Bermuda to Ireland | Mgmt | For | For | For | |||
2 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
Willis Group Holdings Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bradley | Mgmt | For | For | For | |||
2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna Catalano | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Elect Robyn Kravit | Mgmt | For | For | For | |||
7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||
8 | Elect Wendy Lane | Mgmt | For | For | For | |||
9 | Elect James McCann | Mgmt | For | For | For | |||
10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||
11 | Elect Douglas Roberts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | 2010 North American Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Wilmar International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F34 | CINS Y9586L109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect LEONG Horn Kee | Mgmt | For | For | For | |||
5 | Elect LEE Hock Kuan | Mgmt | For | For | For | |||
6 | Elect KUOK Khoon Ean | Mgmt | For | For | For | |||
7 | Elect John Rice | Mgmt | For | For | For | |||
8 | Elect KUOK Khoon Chen | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Grant Awards and Issue Shares under the Wilmar Executives Share Option Scheme 2009 | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares at Discount | Mgmt | For | Against | Against | |||
Wilmar International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F34 | CINS Y9586L109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Wilmar International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F34 | CINS Y9586L109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Equity Grant to KUOK Khoon Hong | Mgmt | For | For | For | |||
2 | Equity Grant to Martua Sitorus | Mgmt | For | For | For | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Re-elect Andrew Jamieson | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
Wyeth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYE | CUSIP 983024100 | 07/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Elect Robert Amen | Mgmt | For | For | For | |||
4 | Elect Michael Critelli | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect Victor Ganzi | Mgmt | For | For | For | |||
7 | Elect Robert Langer | Mgmt | For | For | For | |||
8 | Elect John Mascotte | Mgmt | For | For | For | |||
9 | Elect Raymond McGuire | Mgmt | For | For | For | |||
10 | Elect Mary Polan | Mgmt | For | For | For | |||
11 | Elect Bernard Poussot | Mgmt | For | For | For | |||
12 | Elect Gary Rogers | Mgmt | For | For | For | |||
13 | Elect John Torell III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Wynn | Mgmt | For | For | For | |||
1.2 | Elect Ray Irani | Mgmt | For | For | For | |||
1.3 | Elect Alvin Shoemaker | Mgmt | For | For | For | |||
1.4 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||
4 | Elect William Hunter | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles Prince | Mgmt | For | For | For | |||
8 | Elect Ann Reese | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | Against | Against | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Marshall Turner | Mgmt | For | For | For | |||
8 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Xstrata PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XTA | CINS G9826T102 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Mick Davis | Mgmt | For | For | For | |||
5 | Elect David Rough | Mgmt | For | For | For | |||
6 | Elect Sir Steve Robson | Mgmt | For | For | For | |||
7 | Elect Willy Strothotte | Mgmt | For | For | For | |||
8 | Elect Con Fauconnier | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | For | For | |||
13 | Adoption of New Articles | Mgmt | For | Abstain | Against | |||
Yahoo Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Roy Bostock | Mgmt | For | For | For | |||
3 | Elect Patti Hart | Mgmt | For | For | For | |||
4 | Elect Eric Hippeau | Mgmt | For | For | For | |||
5 | Elect Susan James | Mgmt | For | For | For | |||
6 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||
8 | Elect Brad Smith | Mgmt | For | For | For | |||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||
11 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Robert Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Besty Bernard | Mgmt | For | For | For | |||
2 | Elect Marc Casper | Mgmt | For | For | For | |||
3 | Elect David Dvorak | Mgmt | For | For | For | |||
4 | Elect Larry Glasscock | Mgmt | For | For | For | |||
5 | Elect Robert Hagemann | Mgmt | For | For | For | |||
6 | Elect Arthur Higgins | Mgmt | For | For | For | |||
7 | Elect John McGoldrick | Mgmt | For | For | For | |||
8 | Elect Cecil Pickett | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Porter | Mgmt | For | For | For | |||
2 | Elect L. E. Simmons | Mgmt | For | For | For | |||
3 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
4 | Increase Authorized Preferred Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE GROWTH FUND OF AMERICA, INC.
(Registrant)
By /s/ Paul G. Haaga, Jr. |
Paul G. Haaga, Jr., Executive Vice President and Principal Executive Officer |
Date: August 26, 2010 |