UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00862
The Growth Fund of America, Inc.
(Exact Name of Registrant as Specified in Charter)
P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: August 31
Date of reporting period: July 1, 2011 - June 30, 2012
Patrick F. Quan
The Growth Fund of America, Inc.
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: The Growth Fund of America, Inc. Report Period: July 01, 2011 - June 30, 2012 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect Vance Coffman | Mgmt | For | For | For | |||
3 | Elect Michael Eskew | Mgmt | For | For | For | |||
4 | Elect W. James Farrell | Mgmt | For | For | For | |||
5 | Elect Herbert Henkel | Mgmt | For | For | For | |||
6 | Elect Edward Liddy | Mgmt | For | For | For | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Aulana Peters | Mgmt | For | For | For | |||
9 | Elect Inge Thulin | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the General Employees Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHoldr | Against | Against | For | |||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Green | Mgmt | For | For | For | |||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Ace Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||
Ace Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Atieh | Mgmt | For | For | For | |||
2 | Elect Mary Cirillo | Mgmt | For | For | For | |||
3 | Elect Thomas Neff | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||
8 | Discharge Of The Board Of Directors | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital | Mgmt | For | For | For | |||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||
3 | Elect James Daley | Mgmt | For | For | For | |||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||
5 | Elect Molly Coye | Mgmt | For | For | For | |||
6 | Elect Roger Farah | Mgmt | For | For | For | |||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Aggreko plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGK | CINS G0116S102 | 07/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Return of Cash and Subdivision of Shares | Mgmt | For | For | For | |||
Aggreko plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGK | CINS G0116S169 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rupert Soames | Mgmt | For | For | For | |||
5 | Elect Angus Cockburn | Mgmt | For | For | For | |||
6 | Elect George Walker | Mgmt | For | For | For | |||
7 | Elect Bill Caplan | Mgmt | For | For | For | |||
8 | Elect Kash Pandya | Mgmt | For | For | For | |||
9 | Elect David Hamill | Mgmt | For | For | For | |||
10 | Elect Robert MacLeod | Mgmt | For | For | For | |||
11 | Elect Russell King | Mgmt | For | For | For | |||
12 | Elect Ken Hanna | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
20 | Authority to Repurchase B Shares | Mgmt | For | For | For | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 01/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Jiang Chaoliang | Mgmt | For | For | For | |||
3 | Elect Zhang Yun | Mgmt | For | For | For | |||
4 | Elect Yang Kun | Mgmt | For | For | For | |||
5 | Elect Anthony Wu Ting-Yuk | Mgmt | For | For | For | |||
6 | Elect Qiu Dong | Mgmt | For | For | For | |||
7 | Elect Lin Damao | Mgmt | For | For | For | |||
8 | Elect Shen Bingxi | Mgmt | For | For | For | |||
9 | Elect Cheng Fengchao | Mgmt | For | For | For | |||
10 | Elect Zhao Chao | Mgmt | For | For | For | |||
11 | Elect Xiao Shusheng | Mgmt | For | For | For | |||
12 | Elect Che Yingxin As Supervisor | Mgmt | For | For | For | |||
13 | Elect Liu Hong As Supervisor | Mgmt | For | For | For | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 06/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||
7 | Fixed Assets Investment Budget for 2012 | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jack So Chak Kwong | Mgmt | For | For | For | |||
6 | Elect Chow Chung Kong | Mgmt | For | For | For | |||
7 | Elect John Harrison | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mario Baeza | Mgmt | For | For | For | |||
2 | Elect Susan Carter | Mgmt | For | For | For | |||
3 | Elect John McGlade | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Abdoo | Mgmt | For | For | For | |||
2 | Elect John Brinzo | Mgmt | For | For | For | |||
3 | Elect Dennis Cuneo | Mgmt | For | For | For | |||
4 | Elect William Gerber | Mgmt | For | For | For | |||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
6 | Elect Robert Jenkins | Mgmt | For | For | For | |||
7 | Elect Ralph Michael III | Mgmt | For | For | For | |||
8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
9 | Elect James Thomson | Mgmt | For | For | For | |||
10 | Elect James Wainscott | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profit | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Ton Buchner | Mgmt | For | For | For | |||
9 | Elect Leif E. Darner | Mgmt | For | For | For | |||
10 | Elect Keith Nichols | Mgmt | For | For | For | |||
11 | Elect Sari Baldauf | Mgmt | For | For | For | |||
12 | Elect Ben Verwaayen | Mgmt | For | For | For | |||
13 | Elect Dolf van den Brink | Mgmt | For | For | For | |||
14 | Elect Peter Ellwood | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Suppression of Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn Fuller | Mgmt | For | For | For | |||
2 | Elect Judith Gueron | Mgmt | For | For | For | |||
3 | Elect Patricia Russo | Mgmt | For | For | For | |||
4 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
11 | Permit Written Consent | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Bell | Mgmt | For | For | For | |||
1.2 | Elect Max Link | Mgmt | For | For | For | |||
1.3 | Elect William Keller | Mgmt | For | For | For | |||
1.4 | Elect Joseph Madri | Mgmt | For | For | For | |||
1.5 | Elect Larry Mathis | Mgmt | For | For | For | |||
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
1.7 | Elect Alvin Parven | Mgmt | For | For | For | |||
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
1.9 | Elect Ann Veneman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Pyott | Mgmt | For | For | For | |||
2 | Elect Herbert Boyer | Mgmt | For | For | For | |||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
4 | Elect Michael Gallagher | Mgmt | For | For | For | |||
5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
6 | Elect Robert Ingram | Mgmt | For | For | For | |||
7 | Elect Trevor Jones | Mgmt | For | For | For | |||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
9 | Elect Russell Ray | Mgmt | For | For | For | |||
10 | Elect Stephen Ryan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP 021441100 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Daane | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Elisha Finney | Mgmt | For | For | For | |||
4 | Elect Kevin McGarity | Mgmt | For | For | For | |||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||
7 | Elect Thomas Waechter | Mgmt | For | For | For | |||
8 | Elect Susan Wang | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Second Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Amendments to Certificate of Incorporation & Bylaws to Allow for Shareholder Action by Written Consent | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect Martin Barrington | Mgmt | For | For | For | |||
4 | Elect John Casteen III | Mgmt | For | For | For | |||
5 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
6 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
7 | Elect Thomas Jones | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
America Movil SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
�� | AMX | CUSIP 02364W105 | 04/25/2012 | Voted | ||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors - Class L Shareholders | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Amerigroup Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGP | CUSIP 03073T102 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Capps | Mgmt | For | For | For | |||
1.2 | Elect Emerson Fullwood | Mgmt | For | For | For | |||
1.3 | Elect William McBride | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHoldr | Against | Against | For | |||
Amorepacific Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
090430 | CINS Y01258105 | 03/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts, Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Independent Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AMP Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CINS Q0344G101 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Paul Fegan | Mgmt | For | For | For | |||
3 | Re-elect John Palmer | Mgmt | For | For | For | |||
4 | Re-elect Nora Scheinkestel | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Craig Dunn) | Mgmt | For | For | For | |||
7 | Approve Issue of Securities | Mgmt | For | For | For | |||
8 | Adopt New Constitution | Mgmt | For | For | For | |||
Amphenol Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APH | CUSIP 032095101 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Jepsen | Mgmt | For | For | For | |||
2 | Elect John Lord | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | 2012 Restricted Stock Plan for Directors | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Amylin Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMLN | CUSIP 032346108 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.2 | Elect Teresa Beck | Mgmt | For | For | For | |||
1.3 | Elect M. Kathleen Behrens | Mgmt | For | For | For | |||
1.4 | Elect Daniel Bradbury | Mgmt | For | For | For | |||
1.5 | Elect Paul Clark | Mgmt | For | For | For | |||
1.6 | Elect Paulo Costa | Mgmt | For | For | For | |||
1.7 | Elect Alexander Denner | Mgmt | For | For | For | |||
1.8 | Elect Karin Eastham | Mgmt | For | For | For | |||
1.9 | Elect James Gavin III | Mgmt | For | For | For | |||
1.10 | Elect Jay Skyler | Mgmt | For | For | For | |||
1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Hodgson | Mgmt | For | For | For | |||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
6 | Elect Neil Novich | Mgmt | For | For | For | |||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
8 | Elect Paul Severino | Mgmt | For | For | For | |||
9 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 06/14/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | TNA | N/A | |||
1.2 | Elect Richard Dalzell | Mgmt | For | TNA | N/A | |||
1.3 | Elect Karen Dykstra | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alberto Ibarguen | Mgmt | For | TNA | N/A | |||
1.5 | Elect Susan Lyne | Mgmt | For | TNA | N/A | |||
1.6 | Elect Patricia Mitchell | Mgmt | For | TNA | N/A | |||
1.7 | Elect Frederic Reynolds | Mgmt | For | TNA | N/A | |||
1.8 | Elect James Stengel | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
5 | 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Dennis Miller | Mgmt | N/A | Withhold | N/A | |||
1.2 | Elect Dissident Nominee Jeffrey Smith | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee James Warner | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Management Nominee Tim Armstrong | Mgmt | N/A | For | N/A | |||
1.5 | Elect Management Nominee Richard Dalzell | Mgmt | N/A | For | N/A | |||
1.6 | Elect Management Nominee Karen Dykstra | Mgmt | N/A | For | N/A | |||
1.7 | Elect Management Nominee Susan Lyne | Mgmt | N/A | For | N/A | |||
1.8 | Elect Management Nominee Frederic Reynolds | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | N/A | Against | N/A | |||
5 | 2012 Employee Stock Purchase Plan | Mgmt | N/A | For | N/A | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | |||
2 | Reduction of Capital | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | For | For | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Richard Myers | Mgmt | For | For | For | |||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Josey | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Naranayan Vaghul | Mgmt | For | For | For | |||
8 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | |||
9 | Elect Tye Burt | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Restricted Share Unit Plan | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | For | For | |||
13 | Increase in Authorized Share Capital | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
ARM Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARM | CINS G0483X122 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Sir John Buchanan | Mgmt | For | For | For | |||
5 | Elect Warren East | Mgmt | For | For | For | |||
6 | Elect Andy Green | Mgmt | For | For | For | |||
7 | Elect Larry Hirst | Mgmt | For | For | For | |||
8 | Elect Mike Inglis | Mgmt | For | For | For | |||
9 | Elect Mike Muller | Mgmt | For | For | For | |||
10 | Elect Kathleen O'Donovan | Mgmt | For | For | For | |||
11 | Elect Janice Roberts | Mgmt | For | For | For | |||
12 | Elect Philip Rowley | Mgmt | For | For | For | |||
13 | Elect Tim Score | Mgmt | For | For | For | |||
14 | Elect Simon Segars | Mgmt | For | For | For | |||
15 | Elect Young Sohn | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059186 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Performance Share Plan Grant | Mgmt | For | For | For | |||
6 | Stock Option Grants to Employees | Mgmt | For | For | For | |||
7 | Elect O.B. Bilous | Mgmt | For | For | For | |||
8 | Elect Fritz Frohlich | Mgmt | For | For | For | |||
9 | Elect Arthur van der Poel | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059178 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Performance Share Plan Grant | Mgmt | For | For | For | |||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect O.B. Bilous | Mgmt | For | For | For | |||
13 | Elect Fritz Frohlich | Mgmt | For | For | For | |||
14 | Elect Arthur van der Poel | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCO-A | CINS W10020134 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | For | For | |||
12 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Dividend Record Date | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Compensation Guidelines | Mgmt | For | For | For | |||
19 | Performance Option Plan | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares Pursuant to 2012 Performance Option Plan | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
22 | Issuance of Treasury Shares Pursuant to 2012 Performance Option Plan | Mgmt | For | For | For | |||
23 | Issuance of Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
24 | Issuance of Treasury Shares Pursuant to 2007, 2008 and 2009 Stock Option Plans | Mgmt | For | For | For | |||
25 | Nomination Committee | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCO-A | CINS W10020118 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | For | For | |||
12 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Dividend Record Date | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Compensation Guidelines | Mgmt | For | For | For | |||
19 | Performance Option Plan | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares Pursuant to 2012 Performance Option Plan | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
22 | Issuance of Treasury Shares Pursuant to 2012 Performance Option Plan | Mgmt | For | For | For | |||
23 | Issuance of Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
24 | Issuance of Treasury Shares Pursuant to 2007, 2008 and 2009 Stock Option Plans | Mgmt | For | For | For | |||
25 | Nomination Committee | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Richard Clark | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Enrique Salem | Mgmt | For | For | For | |||
1.10 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
AutoNation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AN | CUSIP 05329W102 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Jackson | Mgmt | For | For | For | |||
2 | Elect Robert Brown | Mgmt | For | For | For | |||
3 | Elect Rick Burdick | Mgmt | For | For | For | |||
4 | Elect William Crowley | Mgmt | For | For | For | |||
5 | Elect David Edelson | Mgmt | For | For | For | |||
6 | Elect Robert Grusky | Mgmt | For | For | For | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect Michael Maroone | Mgmt | For | For | For | |||
9 | Elect Carlos Migoya | Mgmt | For | For | For | |||
10 | Elect Alison Rosenthal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Senior Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | For | Against | |||
14 | Shareholder Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock Tan | Mgmt | For | For | For | |||
2 | Elect Adam Clammer | Mgmt | For | For | For | |||
3 | Elect John Dickson | Mgmt | For | For | For | |||
4 | Elect James Diller | Mgmt | For | For | For | |||
5 | Elect Kenneth Hao | Mgmt | For | For | For | |||
6 | Elect John Hsuan | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AVEVA Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVV | CINS G06812112 | 07/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect James Kidd | Mgmt | For | For | For | |||
5 | Elect Richard Longdon | Mgmt | For | For | For | |||
6 | Elect Nick Prest | Mgmt | For | For | For | |||
7 | Elect Jonathan Brooks | Mgmt | For | For | For | |||
8 | Elect Philip Dayer | Mgmt | For | For | For | |||
9 | Elect Herve Couturier | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James Stewart | Mgmt | For | For | For | |||
1.12 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 03/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Esther Gimenez-Salinas i Colomer | Mgmt | For | For | For | |||
5 | Elect Vittorio Corbo Lioi | Mgmt | For | For | For | |||
6 | Elect Juan Rodriguez Inciarte | Mgmt | For | For | For | |||
7 | Elect Emilio Botin-Sanz de Sautuola y Garcia | Mgmt | For | For | For | |||
8 | Elect Matias Rodriguez Inciarte | Mgmt | For | For | For | |||
9 | Elect Manuel Soto Serrano | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | |||
12 | Amendment to Articles Regarding Liability of Liquidators | Mgmt | For | For | For | |||
13 | Amend Articles 4, 5, 6, 7, and 8 of General Meeting Regulations | Mgmt | For | For | For | |||
14 | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Scrip Dividend | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
23 | Amendment to Terms of Convertible Debt Instruments | Mgmt | For | For | For | |||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
25 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |||
26 | UK Employee Share Savings Plan | Mgmt | For | For | For | |||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
28 | Remuneration Report | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Thomas May | Mgmt | For | For | For | |||
9 | Elect Brian Moynihan | Mgmt | For | For | For | |||
10 | Elect Donald Powell | Mgmt | For | For | For | |||
11 | Elect Charles Rossotti | Mgmt | For | For | For | |||
12 | Elect Robert Scully | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
5 | Elect Richard Kogan | Mgmt | For | For | For | |||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Samuel Scott III | Mgmt | For | For | For | |||
12 | Elect Wesley von Schack | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Beck | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles Birchall | Mgmt | For | Withhold | Against | |||
1.3 | Elect Donald Carty | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gustavo Cisneros | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Franklin | Mgmt | For | Withhold | Against | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | Withhold | Against | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | Withhold | Against | |||
1.8 | Elect Brian Mulroney | Mgmt | For | Withhold | Against | |||
1.9 | Elect Anthony Munk | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter Munk | Mgmt | For | Withhold | Against | |||
1.11 | Elect Aaron Regent | Mgmt | For | Withhold | Against | |||
1.12 | Elect Nathaniel Rothschild | Mgmt | For | Withhold | Against | |||
1.13 | Elect Steven Shapiro | Mgmt | For | Withhold | Against | |||
1.14 | Elect John Thornton | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Gavin III | Mgmt | For | For | For | |||
2 | Elect Peter Hellman | Mgmt | For | For | For | |||
3 | Elect Kees Storm | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Bayerische Motoren Werke AG (BMW) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMW | CINS D12096109 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy | Mgmt | For | For | For | |||
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Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vivienne Cox | Mgmt | For | For | For | |||
5 | Elect Chris Finlayson | Mgmt | For | For | For | |||
6 | Elect Andrew Gould | Mgmt | For | For | For | |||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||
9 | Elect Sir Frank Chapman | Mgmt | For | For | For | |||
10 | Elect Baroness Hogg | Mgmt | For | For | For | |||
11 | Elect John Hood | Mgmt | For | For | For | |||
12 | Elect Martin Houston | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick Thomas | Mgmt | For | For | For | |||
17 | Elect Philippe Varin | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Biogen Idec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander Denner | Mgmt | For | For | For | |||
6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
7 | Elect Richard Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert Pangia | Mgmt | For | For | For | |||
9 | Elect Brian Posner | Mgmt | For | For | For | |||
10 | Elect Eric Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen Sherwin | Mgmt | For | For | For | |||
12 | Elect William Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
16 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | |||
1.8 | Elect William Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BOK Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKF | CUSIP 05561Q201 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Allen | Mgmt | For | For | For | |||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Sharon Bell | Mgmt | For | For | For | |||
1.4 | Elect Peter Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Chester Cadieux, III | Mgmt | For | For | For | |||
1.6 | Elect Joseph Craft III | Mgmt | For | For | For | |||
1.7 | Elect William Durrett | Mgmt | For | For | For | |||
1.8 | Elect John Gibson | Mgmt | For | For | For | |||
1.9 | Elect David Griffin | Mgmt | For | For | For | |||
1.10 | Elect V. Burns Hargis | Mgmt | For | For | For | |||
1.11 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | |||
1.12 | Elect George Kaiser | Mgmt | For | For | For | |||
1.13 | Elect Robert LaFortune | Mgmt | For | For | For | |||
1.14 | Elect Stanley Lybarger | Mgmt | For | For | For | |||
1.15 | Elect Steven Malcolm | Mgmt | For | For | For | |||
1.16 | Elect E.C. Richards | Mgmt | For | For | For | |||
1.17 | Elect Michael Turpen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BorgWarner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWA | CUSIP 099724106 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis Bonanno | Mgmt | For | For | For | |||
2 | Elect Alexis Michas | Mgmt | For | For | For | |||
3 | Elect Richard Schaum | Mgmt | For | For | For | |||
4 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||
4 | Elect Kristina Johnson | Mgmt | For | For | For | |||
5 | Elect William Kucheman | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
10 | Elect John Sununu | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CUSIP 055622104 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Robert Dudley | Mgmt | For | For | For | |||
4 | Elect Iain Conn | Mgmt | For | For | For | |||
5 | Elect Brian Gilvary | Mgmt | For | For | For | |||
6 | Elect Byron Grote | Mgmt | For | For | For | |||
7 | Elect Paul Anderson | Mgmt | For | For | For | |||
8 | Elect Frank Bowman | Mgmt | For | For | For | |||
9 | Elect Antony Burgmans | Mgmt | For | For | For | |||
10 | Elect Cynthia Carroll | Mgmt | For | For | For | |||
11 | Elect George David | Mgmt | For | For | For | |||
12 | Elect Ian Davis | Mgmt | For | For | For | |||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
14 | Elect Brendan Nelson | Mgmt | For | For | For | |||
15 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||
16 | Elect Andrew Shilston | Mgmt | For | For | For | |||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Robert Dudley | Mgmt | For | For | For | |||
4 | Elect Iain Conn | Mgmt | For | For | For | |||
5 | Elect Brian Gilvary | Mgmt | For | For | For | |||
6 | Elect Byron Grote | Mgmt | For | For | For | |||
7 | Elect Paul Anderson | Mgmt | For | For | For | |||
8 | Elect Frank Bowman | Mgmt | For | For | For | |||
9 | Elect Antony Burgmans | Mgmt | For | For | For | |||
10 | Elect Cynthia Carroll | Mgmt | For | For | For | |||
11 | Elect George David | Mgmt | For | For | For | |||
12 | Elect Ian Davis | Mgmt | For | For | For | |||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
14 | Elect Brendan Nelson | Mgmt | For | For | For | |||
15 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||
16 | Elect Andrew Shilston | Mgmt | For | For | For | |||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||
3 | Elect James Cornelius | Mgmt | For | For | For | |||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan Lacy | Mgmt | For | For | For | |||
8 | Elect Vicki Sato | Mgmt | For | For | For | |||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect John Daly | Mgmt | For | For | For | |||
8 | Elect Karen de Segundo | Mgmt | For | For | For | |||
9 | Elect Nicandro Durante | Mgmt | For | For | For | |||
10 | Elect Robert Lerwill | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Gerard Murphy | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Anthony Ruys | Mgmt | For | For | For | |||
15 | Elect Sir Nicholas Scheele | Mgmt | For | For | For | |||
16 | Elect Ben Stevens | Mgmt | For | For | For | |||
17 | Elect Ann Godbehere | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
British Sky Broadcasting Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSY | CINS G15632105 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
4 | Elect David DeVoe | Mgmt | For | For | For | |||
5 | Elect Andrew Griffith | Mgmt | For | For | For | |||
6 | Elect Nicholas Ferguson | Mgmt | For | For | For | |||
7 | Elect Andrew Higginson | Mgmt | For | For | For | |||
8 | Elect Thomas Mockridge | Mgmt | For | For | For | |||
9 | Elect James Murdoch | Mgmt | For | For | For | |||
10 | Elect Jacques Nasser | Mgmt | For | For | For | |||
11 | Elect Dame Gail Rebuck | Mgmt | For | For | For | |||
12 | Elect Daniel Rimer | Mgmt | For | For | For | |||
13 | Elect Arthur Siskind | Mgmt | For | For | For | |||
14 | Elect Lord Wilson of Dinton | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Off-Market Repurchase of Shares | Mgmt | For | For | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Nancy Handel | Mgmt | For | For | For | |||
1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | |||
1.5 | Elect John Major | Mgmt | For | For | For | |||
1.6 | Elect Scott McGregor | Mgmt | For | For | For | |||
1.7 | Elect William Morrow | Mgmt | For | For | For | |||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | |||
1.9 | Elect Robert Switz | Mgmt | For | For | For | |||
2 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | 2012 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Burberry Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRBY | CINS G1699R107 | 07/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Peace | Mgmt | For | For | For | |||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | |||
6 | Elect Philip Bowman | Mgmt | For | For | For | |||
7 | Elect Ian Carter | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Stephanie George | Mgmt | For | For | For | |||
10 | Elect David Tyler | Mgmt | For | For | For | |||
11 | Elect John Smith | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Sharesave Plan 2011 | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bureau Veritas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVI | CINS F96888114 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Payment (Didier Michaud-Daniel) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||
3 | Elect Douglas Foshee | Mgmt | For | For | For | |||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | |||
Canadian Natural Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine Best | Mgmt | For | For | For | |||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | |||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | |||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | |||
1.6 | Elect Gordon Giffin | Mgmt | For | For | For | |||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | |||
1.8 | Elect Steve Laut | Mgmt | For | For | For | |||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | |||
1.10 | Elect Allan Markin | Mgmt | For | For | For | |||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | |||
1.12 | Elect James Palmer | Mgmt | For | For | For | |||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | |||
1.14 | Elect David Tuer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendments to Preferred Shares | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
2 | Elect George Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||
7 | Elect John Finn | Mgmt | For | For | For | |||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||
9 | Elect David King | Mgmt | For | For | For | |||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
2 | Elect Vivian Stephenson | Mgmt | For | For | For | |||
3 | Elect Beth A. Stewart | Mgmt | For | For | For | |||
4 | Elect William Tiefel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Amendment to the Annual Performance-Based Bonus Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||
10 | Elect John Parker | Mgmt | For | For | For | |||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
13 | Elect Laura Weil | Mgmt | For | For | For | |||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
1.5 | Elect David Goode | Mgmt | For | For | For | |||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Peter Magowan | Mgmt | For | For | For | |||
1.9 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||
1.10 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
1.11 | Elect William Osborn | Mgmt | For | For | For | |||
1.12 | Elect Charles Powell | Mgmt | For | For | For | |||
1.13 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Susan Schwab | Mgmt | For | For | For | |||
1.15 | Elect Joshua Smith | Mgmt | For | For | For | |||
1.16 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Amendment to Advance Notice Requirement | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barlett | Mgmt | For | For | For | |||
2 | Elect David Hoffmeister | Mgmt | For | For | For | |||
3 | Elect Paul O'Neill | Mgmt | For | For | For | |||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Patrick Daniel | Mgmt | For | For | For | |||
1.3 | Elect Ian Delaney | Mgmt | For | For | For | |||
1.4 | Elect Brian Ferguson | Mgmt | For | For | For | |||
1.5 | Elect Michael Grandin | Mgmt | For | For | For | |||
1.6 | Elect Valerie Nielsen | Mgmt | For | For | For | |||
1.7 | Elect Charles Rampacek | Mgmt | For | For | For | |||
1.8 | Elect Colin Taylor | Mgmt | For | For | For | |||
1.9 | Elect Wayne Thomson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Continuation and Restatement of Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Frequency of Advisory Vote on Executive Compensation | Mgmt | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | |||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | |||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | |||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Chart Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTLS | CUSIP 16115Q308 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Thomas | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodrich | Mgmt | For | For | For | |||
1.4 | Elect Steven Krablin | Mgmt | For | For | For | |||
1.5 | Elect Michael Press | Mgmt | For | For | For | |||
1.6 | Elect James Tidwell | Mgmt | For | For | For | |||
1.7 | Elect Thomas Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the 2009 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Chuck Hagel | Mgmt | For | For | For | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5 | Elect George Kirkland | Mgmt | For | For | For | |||
6 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
7 | Elect Kevin Sharer | Mgmt | For | For | For | |||
8 | Elect John Stumpf | Mgmt | For | For | For | |||
9 | Elect Ronald Sugar | Mgmt | For | For | For | |||
10 | Elect Carl Ware | Mgmt | For | For | For | |||
11 | Elect John Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Ells | Mgmt | For | For | For | |||
1.2 | Elect Patrick Flynn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Albi | Mgmt | For | Abstain | Against | |||
2 | Elect Jerry Box | Mgmt | For | Against | Against | |||
3 | Elect Michael Sullivan | Mgmt | For | Abstain | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franz Humer | Mgmt | For | For | For | |||
2 | Elect Robert Joss | Mgmt | For | For | For | |||
3 | Elect Michael O'Neill | Mgmt | For | For | For | |||
4 | Elect Vikram Pandit | Mgmt | For | For | For | |||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
6 | Elect Judith Rodin | Mgmt | For | For | For | |||
7 | Elect Robert Ryan | Mgmt | For | For | For | |||
8 | Elect Anthony Santomero | Mgmt | For | For | For | |||
9 | Elect Joan Spero | Mgmt | For | For | For | |||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | |||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
3 | Elect Peter Thomas | Mgmt | For | For | For | |||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||
4 | Elect Andres Gluski | Mgmt | For | For | For | |||
5 | Elect Susan Green | Mgmt | For | For | For | |||
6 | Elect Janice Henry | Mgmt | For | For | For | |||
7 | Elect James Kirsch | Mgmt | For | For | For | |||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||
9 | Elect Richard Riederer | Mgmt | For | For | For | |||
10 | Elect Richard Ross | Mgmt | For | For | For | |||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||
1.2 | Elect Larry Gerdes | Mgmt | For | For | For | |||
1.3 | Elect Daniel Glickman | Mgmt | For | For | For | |||
1.4 | Elect James Oliff | Mgmt | For | For | For | |||
1.5 | Elect Edemir Pinto | Mgmt | For | For | For | |||
1.6 | Elect Alex Pollock | Mgmt | For | For | For | |||
1.7 | Elect William Shepard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | |||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | |||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Coal India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COALINDIA | CINS Y1668L107 | 09/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Samir Barua | Mgmt | For | For | For | |||
4 | Elect Alok Perti | Mgmt | For | For | For | |||
5 | Elect Arun Rath | Mgmt | For | For | For | |||
Cobalt International Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Bryant | Mgmt | For | For | For | |||
1.2 | Elect Peter Coneway | Mgmt | For | For | For | |||
1.3 | Elect Michael France | Mgmt | For | For | For | |||
1.4 | Elect Jack Golden | Mgmt | For | For | For | |||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Scott Lebovitz | Mgmt | For | For | For | |||
1.7 | Elect Jon Marshall | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Moore | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | For | For | |||
1.10 | Elect Myles Scoggins | Mgmt | For | For | For | |||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
1.12 | Elect Martin Young, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John Cahill | Mgmt | For | For | For | |||
3 | Elect Ian Cook | Mgmt | For | For | For | |||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | |||
Compuware Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPWR | CUSIP 205638109 | 08/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | |||
1.3 | Elect William Grabe | Mgmt | For | For | For | |||
1.4 | Elect Frederick Henderson | Mgmt | For | For | For | |||
1.5 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Faye Alexander Nelson | Mgmt | For | For | For | |||
1.7 | Elect Robert Paul | Mgmt | For | For | For | |||
1.8 | Elect Glenda Price | Mgmt | For | For | For | |||
1.9 | Elect W. James Prowse | Mgmt | For | For | For | |||
1.10 | Elect G. Scott Romney | Mgmt | For | For | For | |||
1.11 | Elect Ralph Szygenda | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Comverse Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMVT | CUSIP 205862402 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raz Alon | Mgmt | For | For | For | |||
2 | Elect Susan Bowick | Mgmt | For | For | For | |||
3 | Elect Charles Burdick | Mgmt | For | For | For | |||
4 | Elect Robert Dubner | Mgmt | For | For | For | |||
5 | Elect Joseph O'Donnell | Mgmt | For | For | For | |||
6 | Elect Augustus Oliver II | Mgmt | For | For | For | |||
7 | Elect Theodore Schell | Mgmt | For | For | For | |||
8 | Elect Mark Terrell | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | 2011 Stock Incentive Compensation Plan | Mgmt | For | Against | Against | |||
13 | 2011 Annual Performance Bonus Plan | Mgmt | For | For | For | |||
Comverse Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMVT | CUSIP 205862402 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Bowick | Mgmt | For | For | For | |||
2 | Elect Charles Burdick | Mgmt | For | Against | Against | |||
3 | Elect Robert Dubner | Mgmt | For | For | For | |||
4 | Elect Augustus Oliver II | Mgmt | For | For | For | |||
5 | Elect Theodore Schell | Mgmt | For | For | For | |||
6 | Elect Mark Terrell | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Beal | Mgmt | For | For | For | |||
1.2 | Elect Tucker Bridwell | Mgmt | For | For | For | |||
1.3 | Elect Mark Puckett | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Philip Baxter | Mgmt | For | For | For | |||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | For | For | |||
1.4 | Elect William Davis | Mgmt | For | For | For | |||
1.5 | Elect Raj Gupta | Mgmt | For | For | For | |||
1.6 | Elect Patricia Hammick | Mgmt | For | For | For | |||
1.7 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||
1.8 | Elect John Mills | Mgmt | For | For | For | |||
1.9 | Elect William Powell | Mgmt | For | For | For | |||
1.10 | Elect Joseph Williams | Mgmt | For | For | For | |||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core Laboratories N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLB | CUSIP N22717107 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Bergmark | Mgmt | For | For | For | |||
1.2 | Elect Margaret van Kempen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Authority to Cancel Shares | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
10 | Technical Amendments to Articles of Association | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie Burns | Mgmt | For | For | For | |||
3 | Elect John Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard Clark | Mgmt | For | For | For | |||
5 | Elect James Flaws | Mgmt | For | For | For | |||
6 | Elect Gordon Gund | Mgmt | For | For | For | |||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
8 | Elect Deborah Rieman | Mgmt | For | For | For | |||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
10 | Elect Mark Wrighton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Sinegal | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Dividend from Reserves; Scrip Dividend | Mgmt | For | For | For | |||
9 | Increase in Conversion Capital | Mgmt | For | Against | Against | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Elect Walter Kielholz | Mgmt | For | For | For | |||
12 | Elect Andreas Koopmann | Mgmt | For | For | For | |||
13 | Elect Richard Thornburgh | Mgmt | For | For | For | |||
14 | Elect John Tiner | Mgmt | For | For | For | |||
15 | Elect Urs Rohner | Mgmt | For | For | For | |||
16 | Elect Iris Bohnet | Mgmt | For | For | For | |||
17 | Elect Jean-Daniel Gerber | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Appointment of Special Auditor | Mgmt | For | For | For | |||
20 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Crescent Point Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CUSIP 22576C101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Peter Bannister | Mgmt | For | For | For | |||
2.2 | Elect Paul Colborne | Mgmt | For | For | For | |||
2.3 | Elect Kenney Cugnet | Mgmt | For | For | For | |||
2.4 | Elect D. Hugh Gillard | Mgmt | For | For | For | |||
2.5 | Elect Gerald Romanzin | Mgmt | For | For | For | |||
2.6 | Elect Scott Saxberg | Mgmt | For | For | For | |||
2.7 | Elect Gregory Turnbull | Mgmt | For | For | For | |||
3 | Amendment to Bylaws | Mgmt | For | For | For | |||
4 | Amendment to the Restricted Share Bonus Plan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect William Egan | Mgmt | For | For | For | |||
7 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
8 | Elect Nicky Hartery | Mgmt | For | For | For | |||
9 | Elect Jan Maarten de Jong | Mgmt | For | For | For | |||
10 | Elect John Kennedy | Mgmt | For | For | For | |||
11 | Elect Myles Lee | Mgmt | For | For | For | |||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
13 | Elect Albert Manifold | Mgmt | For | For | For | |||
14 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
15 | Elect Mark Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Listing References | Mgmt | For | For | For | |||
21 | Amendments to Articles Regarding Director Age Provisions | Mgmt | For | For | For | |||
Crown Castle International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCI | CUSIP 228227104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy Christy | Mgmt | For | For | For | |||
1.2 | Elect Ari Fitzgerald | Mgmt | For | For | For | |||
1.3 | Elect Robert Garrison II | Mgmt | For | For | For | |||
1.4 | Elect John Kelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect John Breaux | Mgmt | For | For | For | |||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William Miller | Mgmt | For | For | For | |||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||
4 | Elect Georgia Nelson | Mgmt | For | For | For | |||
5 | Elect Carl Ware | Mgmt | For | For | For | |||
6 | Elect Robert Herdman | Mgmt | For | For | For | |||
7 | Elect Robert Bernhard | Mgmt | For | For | For | |||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect David Dorman | Mgmt | For | For | For | |||
3 | Elect Anne Finucane | Mgmt | For | For | For | |||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Marian Heard | Mgmt | For | For | For | |||
6 | Elect Larry Merlo | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
9 | Elect Richard Swift | Mgmt | For | For | For | |||
10 | Elect Tony White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Horton | Mgmt | For | For | For | |||
2 | Elect Bradley Anderson | Mgmt | For | For | For | |||
3 | Elect Michael Buchanan | Mgmt | For | For | For | |||
4 | Elect Michael Hewatt | Mgmt | For | For | For | |||
5 | Elect Bob Scott | Mgmt | For | For | For | |||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Clemens Borsig | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mortimer Caplin | Mgmt | For | For | For | |||
2 | Elect Donald Ehrlich | Mgmt | For | For | For | |||
3 | Elect Linda Hefner | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter Lohr, Jr. | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.10 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Vance Coffman | Mgmt | For | For | For | |||
3 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
4 | Elect Dipak Jain | Mgmt | For | For | For | |||
5 | Elect Clayton Jones | Mgmt | For | For | For | |||
6 | Elect Joachim Milberg | Mgmt | For | For | For | |||
7 | Elect Richard Myers | Mgmt | For | For | For | |||
8 | Elect Thomas Patrick | Mgmt | For | For | For | |||
9 | Elect Sherry Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Non-Employee Director Stock Ownership Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 07/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Breyer | Mgmt | For | For | For | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||
1.5 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | |||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
1.10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declaration of Dividends | ShrHoldr | Against | Against | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect John Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect David DeWalt | Mgmt | For | For | For | |||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||
8 | Elect Shirley Franklin | Mgmt | For | For | For | |||
9 | Elect David Goode | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | |||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wieland Wettstein | Mgmt | For | For | For | |||
1.2 | Elect Michael Beatty | Mgmt | For | For | For | |||
1.3 | Elect Michael Decker | Mgmt | For | For | For | |||
1.4 | Elect Ronald Greene | Mgmt | For | For | For | |||
1.5 | Elect Gregory McMichael | Mgmt | For | For | For | |||
1.6 | Elect Kevin Myers | Mgmt | For | For | For | |||
1.7 | Elect Gareth Roberts | Mgmt | For | For | For | |||
1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||
1.9 | Elect Randy Stein | Mgmt | For | For | For | |||
1.10 | Elect Laura Sugg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Elimination of Two-Thirds Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions | Mgmt | For | For | For | |||
4 | Amendment of the Limited Liability Company Agreement | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Johnson | Mgmt | For | For | For | |||
2 | Elect Susan Bayh | Mgmt | For | For | For | |||
3 | Elect Dennis Fenton | Mgmt | For | For | For | |||
4 | Elect David Urdal | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CINS D18190898 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
11 | Compensation Policy | Mgmt | For | For | For | |||
12 | Elect Paul Achleitner | Mgmt | For | For | For | |||
13 | Elect Peter Loscher | Mgmt | For | For | For | |||
14 | Elect Klaus Trutzschler | Mgmt | For | For | For | |||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Diageo plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 10/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
5 | Elect Laurence Danon | Mgmt | For | For | For | |||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||
7 | Elect Betsey Holden | Mgmt | For | For | For | |||
8 | Elect Franz Humer | Mgmt | For | For | For | |||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
10 | Elect Philip Scott | Mgmt | For | For | For | |||
11 | Elect H. Todd Stitzer | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DO | CUSIP 25271C102 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Tisch | Mgmt | For | For | For | |||
2 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||
3 | Elect John Bolton | Mgmt | For | For | For | |||
4 | Elect Charles Fabrikant | Mgmt | For | For | For | |||
5 | Elect Paul Gaffney II | Mgmt | For | For | For | |||
6 | Elect Edward Grebow | Mgmt | For | For | For | |||
7 | Elect Herbert Hofmann | Mgmt | For | For | For | |||
8 | Elect Clifford Sobel | Mgmt | For | For | For | |||
9 | Elect Andrew Tisch | Mgmt | For | For | For | |||
10 | Elect Raymond Troubh | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan for Executive Officers | Mgmt | For | For | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |||
2 | Elect David Dillon | Mgmt | For | For | For | |||
3 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Dixon Doll | Mgmt | For | For | For | |||
5 | Elect Peter Lund | Mgmt | For | For | For | |||
6 | Elect Nancy Newcomb | Mgmt | For | For | For | |||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Beck | Mgmt | For | For | For | |||
1.2 | Elect J. David Wargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Dolby Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLB | CUSIP 25659T107 | 02/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||
1.3 | Elect David Dolby | Mgmt | For | For | For | |||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Ted Hall | Mgmt | For | For | For | |||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | |||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | |||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||
2 | Option Exchange | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect John Hess | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis Reilley | Mgmt | For | For | For | |||
9 | Elect James Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS F17114103 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Arnaud Lagardere | Mgmt | For | For | For | |||
5 | Elect Thomas Enders | Mgmt | For | For | For | |||
6 | Elect Dominique D'Hinnin | Mgmt | For | For | For | |||
7 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | |||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||
10 | Elect Michel Pebereau | Mgmt | For | For | For | |||
11 | Elect Josep Pique i Camps | Mgmt | For | For | For | |||
12 | Elect Wilfried Porth | Mgmt | For | For | For | |||
13 | Elect Jean-Claude Trichet | Mgmt | For | For | For | |||
14 | Elect Bodo Uebber | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Compensation Policy; Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 11/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Biller | Mgmt | For | For | For | |||
2 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
3 | Elect Michael Larson | Mgmt | For | For | For | |||
4 | Elect Victoria Reich | Mgmt | For | For | For | |||
5 | Elect John Zillmer | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Poison Pill | ShrHoldr | Against | For | Against | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||
2 | Elect Barbara McNeil | Mgmt | For | For | For | |||
3 | Elect Michael Mussallem | Mgmt | For | For | For | |||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
El Paso Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EP | CUSIP 28336L109 | 03/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERTS | CUSIP 285512109 | 07/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |||
3 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||
4 | Elect Gregory Maffei | Mgmt | For | For | For | |||
5 | Elect Vivek Paul | Mgmt | For | For | For | |||
6 | Elect Lawrence Probst III | Mgmt | For | For | For | |||
7 | Elect John Riccitiello | Mgmt | For | For | For | |||
8 | Elect Richard Simonson | Mgmt | For | For | For | |||
9 | Elect Linda Srere | Mgmt | For | For | For | |||
10 | Elect Luis Ubinas | Mgmt | For | For | For | |||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James DiStasio | Mgmt | For | For | For | |||
5 | Elect John Egan | Mgmt | For | For | For | |||
6 | Elect Edmund Kelly | Mgmt | For | For | For | |||
7 | Elect Windle Priem | Mgmt | For | For | For | |||
8 | Elect Paul Sagan | Mgmt | For | For | For | |||
9 | Elect David Strohm | Mgmt | For | For | For | |||
10 | Elect Joseph Tucci | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.2 | Elect Wei Sun Christianson | Mgmt | For | For | For | |||
1.3 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
1.4 | Elect Jane Lauder | Mgmt | For | For | For | |||
1.5 | Elect Leonard Lauder | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P105 | 12/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
3 | Merger/Acquisition | Mgmt | For | For | For | |||
4 | Misc. Article Amendments | Mgmt | For | Against | Against | |||
5.1 | Elect A. George Battle | Mgmt | For | For | For | |||
5.2 | Elect Barry Diller | Mgmt | For | For | For | |||
5.3 | Elect Jonathan Dolgen | Mgmt | For | For | For | |||
5.4 | Elect William Fitzgerald | Mgmt | For | For | For | |||
5.5 | Elect Craig Jacobson | Mgmt | For | For | For | |||
5.6 | Elect Victor Kaufman | Mgmt | For | For | For | |||
5.7 | Elect Peter Kern | Mgmt | For | For | For | |||
5.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||
5.9 | Elect John Malone | Mgmt | For | For | For | |||
5.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | For | For | |||
1.2 | Elect Barry Diller | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Dolgen | Mgmt | For | For | For | |||
1.4 | Elect William Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Craig Jacobson | Mgmt | For | For | For | |||
1.6 | Elect Victor Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Peter Kern | Mgmt | For | For | For | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||
1.9 | Elect John Malone | Mgmt | For | For | For | |||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Myrtle Potter | Mgmt | For | For | For | |||
11 | Elect William Roper | Mgmt | For | For | For | |||
12 | Elect Samuel Skinner | Mgmt | For | For | For | |||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
Express Scripts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robin Abrams | Mgmt | For | For | For | |||
1.2 | Elect Michael DiChristina | Mgmt | For | For | For | |||
1.3 | Elect Walter Siebecker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Fastenal Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FAST | CUSIP 311900104 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Kierlin | Mgmt | For | For | For | |||
1.2 | Elect Stephen Slaggie | Mgmt | For | For | For | |||
1.3 | Elect Michael Gostomski | Mgmt | For | For | For | |||
1.4 | Elect Willard Oberton | Mgmt | For | For | For | |||
1.5 | Elect Michael Dolan | Mgmt | For | For | For | |||
1.6 | Elect Reyne Wisecup | Mgmt | For | For | For | |||
1.7 | Elect Hugh Miller | Mgmt | For | For | For | |||
1.8 | Elect Michael Ancius | Mgmt | For | For | For | |||
1.9 | Elect Scott Satterlee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Foley II | Mgmt | For | For | For | |||
2 | Elect Thomas Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith Hughes | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | |||
1.5 | Elect James Hackett | Mgmt | For | For | For | |||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | |||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | |||
1.8 | Elect William Isaac | Mgmt | For | For | For | |||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | |||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | |||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | |||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | |||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Herbert, II | Mgmt | For | For | For | |||
1.2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
1.3 | Elect Thomas Barrack, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Frank Fahrenkopf, Jr. | Mgmt | For | For | For | |||
1.5 | Elect William Ford | Mgmt | For | For | For | |||
1.6 | Elect L.Martin Gibbs | Mgmt | For | For | For | |||
1.7 | Elect Sandra Hernandez | Mgmt | For | For | For | |||
1.8 | Elect Pamela Joyner | Mgmt | For | For | For | |||
1.9 | Elect Jody Lindell | Mgmt | For | For | For | |||
1.10 | Elect George Parker | Mgmt | For | For | For | |||
2 | 2012 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Award Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard Chapman | Mgmt | For | For | For | |||
1.3 | Elect George Hambro | Mgmt | For | For | For | |||
1.4 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.5 | Elect James Nolan | Mgmt | For | For | For | |||
1.6 | Elect William Post | Mgmt | For | For | For | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.8 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.9 | Elect Michael Sweeney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
Flextronics International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 07/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Edwards | Mgmt | For | For | For | |||
2 | Elect Daniel Schulman | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Renewal of the Share Purchase Mandate | Mgmt | For | For | For | |||
Flir Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIR | CUSIP 302445101 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Earl Lewis | Mgmt | For | For | For | |||
1.2 | Elect Steven Wynne | Mgmt | For | For | For | |||
2 | 2012 Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eduardo Cordeiro | Mgmt | For | For | For | |||
2 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
3 | Elect C. Scott Greer | Mgmt | For | For | For | |||
4 | Elect Paul Norris | Mgmt | For | For | For | |||
5 | Elect William Powell | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||
2 | Elect Philip Burguieres | Mgmt | For | For | For | |||
3 | Elect Edward Mooney | Mgmt | For | For | For | |||
4 | Elect James Ringler | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
Focus Media Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMCN | CUSIP 34415V109 | 11/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Chao | Mgmt | For | For | For | |||
2 | Elect Ying Wu | Mgmt | For | For | For | |||
3 | Elect Kit Low | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAZP | CUSIP 368287207 | 06/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
2 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
3 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
4 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
5 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
6 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
7 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
8 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
9 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
10 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
12 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
13 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
14 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
15 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
16 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
17 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
18 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
19 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
20 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
21 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
22 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
23 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
26 | Elect Andrey Akimov | Mgmt | For | N/A | ||||
27 | Elect Farit Gazizullin | Mgmt | For | N/A | ||||
28 | Elect Viktor Zubkov | Mgmt | For | N/A | ||||
29 | Elect Elena Karpel | Mgmt | For | For | For | |||
30 | Elect Timur Kulibaev | Mgmt | For | N/A | ||||
31 | Elect Vitaly Markelov | Mgmt | For | N/A | ||||
32 | Elect Viktor Martynov | Mgmt | For | N/A | ||||
33 | Elect Vladimir Mau | Mgmt | For | N/A | ||||
34 | Elect Alexey Miller | Mgmt | For | For | For | |||
35 | Elect Valery Musin | Mgmt | For | N/A | ||||
36 | Elect Mikhail Sereda | Mgmt | For | For | For | |||
37 | Elect Igor Yusufov | Mgmt | For | N/A | ||||
38 | Elect Dmitry Arkhipov | Mgmt | For | For | For | |||
39 | Elect Andrei Belobrov | Mgmt | For | Against | Against | |||
40 | Elect Vadim Bikulov | Mgmt | For | For | For | |||
41 | Elect Aleksey Mironov | Mgmt | For | For | For | |||
42 | Elect Lidiya Morozova | Mgmt | For | For | For | |||
43 | Elect Anna Nesterova | Mgmt | For | For | For | |||
44 | Elect Georgy A. Nozadze | Mgmt | For | Against | Against | |||
45 | Elect Yury Nosov | Mgmt | For | For | For | |||
46 | Elect Karen Oganyan | Mgmt | For | Against | Against | |||
47 | Elect Maria Tikhonova | Mgmt | For | For | For | |||
48 | Elect Alexander Yugov | Mgmt | For | For | For | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAZP | CUSIP 368287207 | 06/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Audit Commission Members' Fees | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
9 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
10 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
12 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
13 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
14 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
15 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
16 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
17 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
18 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
19 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
20 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
21 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
22 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
23 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
27 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
28 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
29 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
30 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
31 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
32 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
33 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
34 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
35 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
36 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
37 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
38 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
39 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
40 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
41 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
42 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
43 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
44 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
45 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
46 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
47 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
48 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
49 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
50 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
51 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
52 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
53 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
54 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
55 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
56 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
57 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
58 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
59 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
60 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
61 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
62 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
63 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
64 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
65 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
66 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
67 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
68 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
69 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
70 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
71 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
72 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
73 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
74 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
75 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
76 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
77 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
78 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
79 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
80 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
81 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
82 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
83 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
84 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
85 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
86 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
87 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
88 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
89 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
90 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
91 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
92 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
93 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
94 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
95 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
96 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
97 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors Acts | Mgmt | For | For | For | |||
5 | Elect Olivier Piou | Mgmt | For | For | For | |||
6 | Elect Johannes Fritz | Mgmt | For | For | For | |||
7 | Elect Arthur van der Poel | Mgmt | For | For | For | |||
8 | Elect Yen Yen Tan | Mgmt | For | For | For | |||
9 | Elect Drina Yue | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect James Jones | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
11 | Elect William Osborn | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | Abstain | Against | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
2 | Elect David Bonderman | Mgmt | For | For | For | |||
3 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Robert Krebs | Mgmt | For | For | For | |||
7 | Elect Philip Laskawy | Mgmt | For | For | For | |||
8 | Elect Kathryn Marinello | Mgmt | For | For | For | |||
9 | Elect James Mulva | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Thomas Schoewe | Mgmt | For | For | For | |||
12 | Elect Carol Stephenson | Mgmt | For | For | For | |||
13 | Elect Theodore Solso | Mgmt | For | For | For | |||
14 | Elect Cynthia Telles | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GenOn Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEN | CUSIP 37244E107 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Terry Dallas | Mgmt | For | For | For | |||
3 | Elect Thomas Johnson | Mgmt | For | For | For | |||
4 | Elect Steven Miller | Mgmt | For | For | For | |||
5 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
6 | Elect Edward Muller | Mgmt | For | For | For | |||
7 | Elect Robert Murray | Mgmt | For | For | For | |||
8 | Elect Laree Perez | Mgmt | For | For | For | |||
9 | Elect Evan Silverstein | Mgmt | For | For | For | |||
10 | Elect William Thacker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Genting Singapore PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G13 | CINS G3825Q102 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ISLE OF MAN | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Fees | Mgmt | For | For | For | |||
2 | Elect Lim Kok Thay | Mgmt | For | For | For | |||
3 | Elect Tjong Yik Min | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Alesio | Mgmt | For | For | For | |||
2 | Elect William Bolinder | Mgmt | For | For | For | |||
3 | Elect Michael Fraizer | Mgmt | For | For | For | |||
4 | Elect Nancy Karch | Mgmt | For | For | For | |||
5 | Elect Christine Mead | Mgmt | For | For | For | |||
6 | Elect Thomas Moloney | Mgmt | For | For | For | |||
7 | Elect James Parke | Mgmt | For | For | For | |||
8 | Elect James Riepe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||
1.3 | Elect James Denny | Mgmt | For | For | For | |||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||
1.7 | Elect John Martin | Mgmt | For | For | For | |||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Poison Pill | ShrHoldr | Against | For | Against | |||
Glencore International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Simon Murray | Mgmt | For | For | For | |||
4 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
5 | Elect Steven Kalmin | Mgmt | For | For | For | |||
6 | Elect Peter Coates | Mgmt | For | For | For | |||
7 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
8 | Elect Anthony Hayward | Mgmt | For | For | For | |||
9 | Elect William Macaulay | Mgmt | For | For | For | |||
10 | Elect LI Ning | Mgmt | For | For | For | |||
11 | Directors' Remuneration Report | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
GlobalTrans Investment Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLTR | CINS 37949E204 | 12/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cyprus | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Articles Regarding Repurchase of Shares | Mgmt | For | Against | Against | |||
2 | Repurchase of Own Shares (Related Party Transaction) | Mgmt | For | Against | Against | |||
3 | Limit on Repurchase of Shares | Mgmt | For | Against | Against | |||
4 | Maximum Shareholding Period | Mgmt | For | Against | Against | |||
5 | Disapplication of Preemption Rights | Mgmt | For | Against | Against | |||
6 | Authority to Implement Proposals | Mgmt | For | Against | Against | |||
GlobalTrans Investment Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLTR | CINS 37949E204 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cyprus | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Elect Alexander Eliseev | Mgmt | For | For | For | |||
5 | Elect Michael Zampelas | Mgmt | For | For | For | |||
6 | Elect Johann Franz Durrer | Mgmt | For | For | For | |||
7 | Elect Sergey Maltsev | Mgmt | For | For | For | |||
8 | Elect Mikhail Loganov | Mgmt | For | For | For | |||
9 | Elect Elia Nicolaou | Mgmt | For | For | For | |||
10 | Elect Konstantin Shirokov | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||
1.6 | Elect John Hennessy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul Otellini | Mgmt | For | Withhold | Against | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley Tilghman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | |||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | |||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | |||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | |||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Arbitration | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
Green Mountain Coffee Roasters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 393122106 | 03/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Davis | Mgmt | For | For | For | |||
1.2 | Elect Jules del Vecchio | Mgmt | For | For | For | |||
1.3 | Elect Robert Stiller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | CINS E5706X124 | 12/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Amendments to Articles 1, 9, 13, 14, 16, 17.bis, 23 and 25-30 | Mgmt | For | For | For | |||
5 | Amendments to Article 9.bis | Mgmt | For | For | For | |||
6 | Amendments to Articles 22 and 22.bis | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
8 | Approval of Company's Web Page | Mgmt | For | For | For | |||
9 | Election of Meeting Delegates | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | CINS E5706X124 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor (Individual) | Mgmt | For | For | For | |||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||
7 | Elect Victor Grifols Roura | Mgmt | For | For | For | |||
8 | Elect Juan Ignacio Twose Roura | Mgmt | For | For | For | |||
9 | Elect Ramon Riera Roca | Mgmt | For | For | For | |||
10 | Elect Thorthol Holdings BV (Jose Antonio Grifols Gras) | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Election of Meeting Delegates | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Groupe Danone | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BN | CINS F12033134 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Richard Goblet d'Alviella | Mgmt | For | For | For | |||
8 | Elect Jean Laurent | Mgmt | For | For | For | |||
9 | Elect Benoit Potier | Mgmt | For | For | For | |||
10 | Elect Jacques-Antoine Granjon | Mgmt | For | For | For | |||
11 | Elect Mouna Sepehri | Mgmt | For | For | For | |||
12 | Elect Virginia Stallings | Mgmt | For | For | For | |||
13 | Related Party Transactions | Mgmt | For | For | For | |||
14 | Related Party Transactions (Agreements with J.P Morgan) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel Henry | Mgmt | For | For | For | |||
1.5 | Elect Mellody Hobson | Mgmt | For | For | For | |||
1.6 | Elect Bradley Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.8 | Elect Andrew Mason | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | 2011 Incentive Plan | Mgmt | For | For | For | |||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Harley-Davidson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.3 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.4 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.5 | Elect George Conrades | Mgmt | For | For | For | |||
1.6 | Elect Donald James | Mgmt | For | For | For | |||
1.7 | Elect Sara Levinson | Mgmt | For | For | For | |||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.9 | Elect George Miles, Jr. | Mgmt | For | For | For | |||
1.10 | Elect James Norling | Mgmt | For | For | For | |||
1.11 | Elect Keith Wandell | Mgmt | For | For | For | |||
1.12 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Carroll | Mgmt | For | For | For | |||
1.2 | Elect Hellene Runtagh | Mgmt | For | For | For | |||
2 | 2012 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P117 | 07/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ashim Samanta | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Appointment of C.M. Vasudev as Part-Time Non-Executive Chairman; Approval of Compensation | Mgmt | For | For | For | |||
6 | Elect Partho Datta | Mgmt | For | For | For | |||
7 | Elect Bobby Parikh | Mgmt | For | For | For | |||
8 | Elect Anami Roy | Mgmt | For | For | For | |||
9 | Elect Renu Karnad | Mgmt | For | For | For | |||
10 | Amendments to Memorandum | Mgmt | For | For | For | |||
11 | Stock Split | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Robillard, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Francis Rooney | Mgmt | For | For | For | |||
1.3 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Authority to Remove Directors With or Without Cause | Mgmt | For | For | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.2 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.3 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.6 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.7 | Elect Christina Stamoulis | Mgmt | For | For | For | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Hospira, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSP | CUSIP 441060100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara Bowles | Mgmt | For | For | For | |||
2 | Elect Roger Hale | Mgmt | For | For | For | |||
3 | Elect John Staley | Mgmt | For | For | For | |||
4 | Elect William Dempsey | Mgmt | For | For | For | |||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Dhruba Ghosh | Mgmt | For | For | For | |||
4 | Elect Ram Tarneja | Mgmt | For | For | For | |||
5 | Elect Bimal Jalan | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Appointment of K.M. Mistry as Managing Director, Approval of Remuneration | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | 2011 Employee Stock Option Scheme | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
HTC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2498 | CINS Y3732M103 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Extraordinary Motions | Mgmt | For | Abstain | Against | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.7 | Elect John LaMattina | Mgmt | For | For | For | |||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.9 | Elect George Morrow | Mgmt | For | For | For | |||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.12 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hyundai Mobis Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
012330 | CINS Y3849A109 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
ICICI Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICICIBANK | CINS Y38575109 | 06/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Dividend on Preference Shares | Mgmt | For | For | For | |||
3 | Dividend on Equity Shares | Mgmt | For | For | For | |||
4 | Elect Homi Khusrokhan | Mgmt | For | For | For | |||
5 | Elect Venkatesan Sridar | Mgmt | For | For | For | |||
6 | Elect N.S. Kannan | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Swati Piramal | Mgmt | For | For | For | |||
10 | Amendment to Compensation of Chanda Kochhar | Mgmt | For | For | For | |||
11 | Amendment to Compensation of N.S. Kannan | Mgmt | For | For | For | |||
12 | Amendment to Compensation of K. Ramkumar | Mgmt | For | For | For | |||
13 | Amendment to Compensation of Rajiv Sabharwal | Mgmt | For | For | For | |||
14 | Amendment to Employee Stock Option Plan | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Amendment to Employee Stock Option Plan for Subsidiaries | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Blaine Bowman | Mgmt | For | For | For | |||
1.2 | Elect Karin Eastham | Mgmt | For | For | For | |||
1.3 | Elect Jay T. Flatley | Mgmt | For | For | For | |||
1.4 | Elect William Rastetter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Filling Directorships | ShrHoldr | Against | Against | For | |||
6 | Elect Earl Collier, Jr. | Mgmt | Abstain | Abstain | For | |||
7 | Elect David Dodd | Mgmt | Abstain | Abstain | For | |||
8 | Shareholder Proposal Regarding Repeal of Interim Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 04/18/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bary Bailey | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Dwight Crane | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Michael Griffith | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Jay Hunt | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Board Size | ShrHoldr | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Filling Directorships | ShrHoldr | N/A | TNA | N/A | |||
6 | Elect Earl Collier, Jr. | Mgmt | N/A | TNA | N/A | |||
7 | Elect David Dodd | Mgmt | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Interim Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
Incyte Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCY | CUSIP 45337C102 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard De Schutter | Mgmt | For | For | For | |||
1.2 | Elect Barry Ariko | Mgmt | For | For | For | |||
1.3 | Elect Julian Baker | Mgmt | For | For | For | |||
1.4 | Elect Paul Brooke | Mgmt | For | For | For | |||
1.5 | Elect Wendy Dixon | Mgmt | For | For | For | |||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | |||
1.7 | Elect Roy Whitfield | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Industria De Diseno Textil SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J109 | 07/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Information on New Chairman of the Board | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Irene Miller | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Restricted Stock Plan for Chairman and CEO | Mgmt | For | Against | Against | |||
12 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
13 | Presentation of Amendments to Board Regulations | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Issue of Subordinated Bonds | Mgmt | For | For | For | |||
4 | Elect Jiang Jianqing | Mgmt | For | For | For | |||
5 | Elect Yang Kaisheng | Mgmt | For | For | For | |||
6 | Elect Frank Wong Kwong Shing | Mgmt | For | For | For | |||
7 | Elect Tian Guoqiang | Mgmt | For | For | For | |||
8 | Elect Wang Chixi As Supervisor | Mgmt | For | For | For | |||
9 | Elect Huan Huiwu | Mgmt | For | Abstain | Against | |||
10 | Elect Wang Xiaoya | Mgmt | For | Abstain | Against | |||
11 | Elect Ge Rongrong | Mgmt | For | Abstain | Against | |||
12 | Elect Li Jun | Mgmt | For | Abstain | Against | |||
13 | Elect Wang Xiaolan | Mgmt | For | Abstain | Against | |||
14 | Elect Yao Zhongli | Mgmt | For | Abstain | Against | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
2 | Elect Or Ching Fai | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect Dong Juan as Supervisor | Mgmt | For | For | For | |||
9 | Elect Meng Yan as Supervisor | Mgmt | For | For | For | |||
10 | Elect Hong Yongmiao as Director | Mgmt | For | For | For | |||
11 | Fees of Directors and Supervisors | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Infineon Technologies AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFX | CINS D35415104 | 03/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||
10 | Elect Richard Swift | Mgmt | For | For | For | |||
11 | Elect Tony White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Inpex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | |||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | |||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | |||
7 | Elect Seiji Yui | Mgmt | For | For | For | |||
8 | Elect Masaharu Sano | Mgmt | For | For | For | |||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | |||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | |||
11 | Elect Seiya Itoh | Mgmt | For | For | For | |||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | |||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | |||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | |||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | |||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | |||
17 | Elect Seiji Katoh | Mgmt | For | For | For | |||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | |||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||
3 | Elect Susan Decker | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||
7 | Elect James Plummer | Mgmt | For | For | For | |||
8 | Elect David Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect David Farr | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James Owens | Mgmt | For | For | For | |||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
11 | Elect Virginia Rometty | Mgmt | For | For | For | |||
12 | Elect Joan Spero | Mgmt | For | For | For | |||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Brody | Mgmt | For | For | For | |||
2 | Elect William Campbell | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Diane Greene | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis Powell | Mgmt | For | For | For | |||
8 | Elect Brad Smith | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Guthart | Mgmt | For | For | For | |||
2 | Elect Mark Rubash | Mgmt | For | For | For | |||
3 | Elect Lonnie Smith | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Iron Mountain Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ted Antenucci | Mgmt | For | For | For | |||
2 | Elect Clarke Bailey | Mgmt | For | For | For | |||
3 | Elect Kent Dauten | Mgmt | For | For | For | |||
4 | Elect Paul Deninger | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Michael Lamach | Mgmt | For | For | For | |||
7 | Elect Arthur Little | Mgmt | For | For | For | |||
8 | Elect Allan Loren | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Vincent Ryan | Mgmt | For | For | For | |||
11 | Elect Laurie Tucker | Mgmt | For | For | For | |||
12 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Israel Chemicals Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICL | CINS M5920A109 | 10/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Israel | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Nir Gilad | Mgmt | For | For | For | |||
5 | Elect Yossi Rosen | Mgmt | For | For | For | |||
6 | Elect Chaim Erez | Mgmt | For | For | For | |||
7 | Elect Moshe Vidman | Mgmt | For | For | For | |||
8 | Elect Avisar Paz | Mgmt | For | For | For | |||
9 | Elect Eran Sarig | Mgmt | For | For | For | |||
10 | Elect Avraham Shochat | Mgmt | For | For | For | |||
11 | Elect Victor Medina | Mgmt | For | For | For | |||
12 | Elect Ovadia Eli | Mgmt | For | For | For | |||
13 | Indemnification of Ovadia Eli | Mgmt | For | For | For | |||
14 | Elect Yaakov Dior | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
17 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
18 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
19 | Management Agreement with Israel Corporation | Mgmt | For | Abstain | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Isuzu Motors Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7202 | CINS J24994105 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Susumu Hosoi | Mgmt | For | For | For | |||
4 | Elect Ryohzoh Tsukioka | Mgmt | For | For | For | |||
5 | Elect Toshio Sasaki | Mgmt | For | For | For | |||
6 | Elect Takanobu Furuta | Mgmt | For | For | For | |||
7 | Elect Tsutomu Yamada | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Itoh | Mgmt | For | For | For | |||
9 | Elect Hajime Mita | Mgmt | For | For | For | |||
10 | Elect Hiroshi Ohyama | Mgmt | For | For | For | |||
Jabil Circuit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.2 | Elect Mel Lavitt | Mgmt | For | For | For | |||
1.3 | Elect Timothy Main | Mgmt | For | For | For | |||
1.4 | Elect William Morean | Mgmt | For | For | For | |||
1.5 | Elect Lawrence Murphy | Mgmt | For | For | For | |||
1.6 | Elect Frank Newman | Mgmt | For | For | For | |||
1.7 | Elect Steven Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas Sansone | Mgmt | For | For | For | |||
1.9 | Elect David Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Transaction of Other Business | Mgmt | For | For | For | |||
Jardine Matheson Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
J36 | CINS G50736100 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Anthony Nightingale | Mgmt | For | For | For | |||
3 | Elect James Riley | Mgmt | For | For | For | |||
4 | Elect Percy Weatherall | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Jefferies Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEF | CUSIP 472319102 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Handler | Mgmt | For | For | For | |||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | |||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | |||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | |||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Jindal Steel & Power Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JINDALSTEE | CINS Y4447P100 | 09/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Re-elect Savitri Jindal | Mgmt | For | For | For | |||
4 | Re-elect Ratan Jindal | Mgmt | For | For | For | |||
5 | Re-elect Arun Purwar | Mgmt | For | For | For | |||
6 | Re-elect Anand Goel | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect N.A. Ansari | Mgmt | For | For | For | |||
9 | Appointment of N.A. Ansari as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
10 | Appointment of V. Gujral as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendment to Compensation of A. Goel | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Amendment to Compensation of N.A. Ansari | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael Johns | Mgmt | For | Against | Against | |||
6 | Elect Susan Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Leo Mullin | Mgmt | For | For | For | |||
9 | Elect William Perez | Mgmt | For | Against | Against | |||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||
11 | Elect David Satcher | Mgmt | For | For | For | |||
12 | Elect William Weldon | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.2 | Elect John Gremp | Mgmt | For | For | For | |||
1.3 | Elect John Hanson | Mgmt | For | For | For | |||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bell | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | |||
1.3 | Elect Linda Cook | Mgmt | For | For | For | |||
1.4 | Elect Jack Moore | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joan Garahy | Mgmt | For | For | For | |||
4 | Elect James Kenny | Mgmt | For | For | For | |||
5 | Elect Michael Teahan | Mgmt | For | For | For | |||
6 | Elect Philip Toomey | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Kieran Breen | Mgmt | For | For | For | |||
10 | Elect Denis Carroll | Mgmt | For | For | For | |||
11 | Elect Michael Dowling | Mgmt | For | For | For | |||
12 | Elect Patrick Flahive | Mgmt | For | For | For | |||
13 | Elect Noel Greene | Mgmt | For | For | For | |||
14 | Elect Flor Healy | Mgmt | For | For | For | |||
15 | Elect Stan McCarthy | Mgmt | For | For | For | |||
16 | Elect Brian Mehigan | Mgmt | For | For | For | |||
17 | Elect Gerard O'Hanlon | Mgmt | For | For | For | |||
18 | Elect Denis Wallis | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KIA Motors Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000270 | CINS Y47601102 | 03/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect John Schlifske | Mgmt | For | For | For | |||
8 | Elect Frank Sica | Mgmt | For | For | For | |||
9 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
11 | Elect Nina Vaca | Mgmt | For | For | For | |||
12 | Elect Stephen Watson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Fur Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Kone Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNEBV | CINS X4551T105 | 03/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Number of Auditors | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kuraray Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuaki Wakui | Mgmt | For | For | For | |||
5 | Elect Fumio Itoh | Mgmt | For | For | For | |||
6 | Elect Yasuhiro Yamamoto | Mgmt | For | For | For | |||
7 | Elect Setsuo Yamashita | Mgmt | For | For | For | |||
8 | Elect Keiji Murakami | Mgmt | For | For | For | |||
9 | Elect Kazuhiro Tenkumo | Mgmt | For | For | For | |||
10 | Elect Yuichi Kawarasaki | Mgmt | For | For | For | |||
11 | Elect Kunio Yukiyoshi | Mgmt | For | For | For | |||
12 | Elect Kensaku Aomoto | Mgmt | For | For | For | |||
13 | Elect Takafusa Shioya | Mgmt | For | For | For | |||
14 | Elect Yohichi Ninagawa | Mgmt | For | For | For | |||
15 | Elect Hiroki Yamada | Mgmt | For | For | For | |||
16 | Elect Yoshimitsu Okamoto | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | Abstain | Against | |||
18 | Takeover Defense Plan | Mgmt | For | Against | Against | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of the Co-Option and Election of Jean-Victor Meyers | Mgmt | For | For | For | |||
8 | Elect Paul Bulcke | Mgmt | For | For | For | |||
9 | Elect Christiane Kuehne | Mgmt | For | For | For | |||
10 | Elect Jean-Pierre Meyers | Mgmt | For | For | For | |||
11 | Elect Bernard Kasriel | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Laboratory Corporation of America Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LH | CUSIP 50540R409 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David King | Mgmt | For | For | For | |||
2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||
3 | Elect Jean-Luc Belingard | Mgmt | For | For | For | |||
4 | Elect N. Anthony Coles, Jr. | Mgmt | For | For | For | |||
5 | Elect Wendy Lane | Mgmt | For | For | For | |||
6 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
7 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | For | For | |||
8 | Elect Arthur Rubenstein | Mgmt | For | For | For | |||
9 | Elect M. Keith Weikel | Mgmt | For | For | For | |||
10 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason Ader | Mgmt | For | For | For | |||
1.2 | Elect Michael Leven | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Leap Wireless International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEAP | CUSIP 521863308 | 07/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Harkey, Jr. | Mgmt | For | For | For | |||
1.2 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
1.3 | Elect Ronald Kramer | Mgmt | For | For | For | |||
1.4 | Elect Paula Kruger | Mgmt | For | For | For | |||
1.5 | Elect Robert LaPenta | Mgmt | For | For | For | |||
1.6 | Elect Mark Leavitt | Mgmt | For | For | For | |||
1.7 | Elect Mark Rachesky | Mgmt | For | For | For | |||
1.8 | Elect Michael Targoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Stock Option Exchange Program | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Leap Wireless International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEAP | CUSIP 521863308 | 07/28/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew Halbower | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Robert Switz | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Richard Roscitt | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Management Nominee S. Douglas Hutcheson | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Management Nominee Ronald Kramer | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Management Nominee Paula Kruger | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Management Nominee Robert LaPenta | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Management Nominee Mark Leavitt | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Stock Option Exchange Program | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
Leap Wireless International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEAP | CUSIP 521863308 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Harkey, Jr. | Mgmt | For | For | For | |||
1.2 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
1.3 | Elect Ronald Kramer | Mgmt | For | For | For | |||
1.4 | Elect Robert LaPenta | Mgmt | For | For | For | |||
1.5 | Elect Mark Leavitt | Mgmt | For | For | For | |||
1.6 | Elect Mark Rachesky | Mgmt | For | For | For | |||
1.7 | Elect Richard Roscitt | Mgmt | For | For | For | |||
1.8 | Elect Robert Switz | Mgmt | For | For | For | |||
1.9 | Elect Michael Targoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Re-approval of Performance Goals Under the Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Stock Option, Restricted Stock and Deferred Stock Unit Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2004 Stock Option, Restricted Stock and Deferred Stock Unit Plan to Allow Voluntarily Surrender of Equity Awards | Mgmt | For | Against | Against | |||
6 | Adoption of Tax Benefit Preservation Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Legacy Oil + Gas Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524701505 | 05/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Paul Colborne | Mgmt | For | For | For | |||
2.2 | Elect James Bertram | Mgmt | For | For | For | |||
2.3 | Elect Randal Brockway | Mgmt | For | For | For | |||
2.4 | Elect A. Scott Dawson | Mgmt | For | For | For | |||
2.5 | Elect Johannes Nieuwenburg | Mgmt | For | For | For | |||
2.6 | Elect James Pasieka | Mgmt | For | For | For | |||
2.7 | Elect Trent Yanko | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |||
5 | Stock Incentive Plan | Mgmt | For | Against | Against | |||
Legal & General Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGEN | CINS G54404127 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Stuart Popham | Mgmt | For | For | For | |||
4 | Elect Julia Wilson | Mgmt | For | For | For | |||
5 | Elect Tim Breedon | Mgmt | For | For | For | |||
6 | Elect Michael Fairey | Mgmt | For | For | For | |||
7 | Elect Dame Clara Furse | Mgmt | For | For | For | |||
8 | Elect Mark Gregory | Mgmt | For | For | For | |||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||
10 | Elect John Pollock | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Henry Staunton | Mgmt | For | For | For | |||
13 | Elect John Stewart | Mgmt | For | For | For | |||
14 | Elect Nigel Wilson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Li & Fung Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0494 | CINS G5485F169 | 05/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Spencer Fung | Mgmt | For | For | For | |||
6 | Elect Franklin Mcfarlan | Mgmt | For | For | For | |||
7 | Elect Martin Tang Yen Nien | Mgmt | For | For | For | |||
8 | Elect Fu Yuning | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
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Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M302 | 09/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan Malone | Mgmt | For | For | For | |||
1.2 | Elect David Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry Romrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
5 | Company Name Change | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M708 | 09/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan Malone | Mgmt | For | For | For | |||
1.2 | Elect David Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry Romrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
5 | Company Name Change | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | |||
1.4 | Elect John Gordon | Mgmt | For | For | For | |||
1.5 | Elect David Lee | Mgmt | For | For | For | |||
1.6 | Elect Richard Moley | Mgmt | For | For | For | |||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect James Loy | Mgmt | For | For | For | |||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
9 | Elect Joseph Ralston | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Lululemon Athletica inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LULU | CUSIP 550021109 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christine Day | Mgmt | For | For | For | |||
1.2 | Elect Martha Morfitt | Mgmt | For | For | For | |||
1.3 | Elect Rhoda Pitcher | Mgmt | For | For | For | |||
1.4 | Elect Emily White | Mgmt | For | For | For | |||
1.5 | Elect Jerry Stritzke | Mgmt | For | For | For | |||
2 | Reapproval of Performance Goals Under the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Buchanan | Mgmt | For | For | For | |||
2 | Elect Stephen Cooper | Mgmt | For | For | For | |||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | |||
5 | Approval of Annual Accounts | Mgmt | For | For | For | |||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | |||
7 | Director Liability/Indemnification | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary Bush | Mgmt | For | For | For | |||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||
5 | Elect Debra Lee | Mgmt | For | For | For | |||
6 | Elect George Munoz | Mgmt | For | For | For | |||
7 | Elect Harry Pearce | Mgmt | For | For | For | |||
8 | Elect Steven Reinemund | Mgmt | For | For | For | |||
9 | Elect Lawrence Small | Mgmt | For | For | For | |||
10 | Elect Arne Sorenson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven Mills | Mgmt | For | For | For | |||
8 | Elect Bruce Nolop | Mgmt | For | For | For | |||
9 | Elect Marc Oken | Mgmt | For | For | For | |||
10 | Elect Morton Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Maruti Suzuki India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MARUTI | CINS Y7565Y100 | 09/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Ohashi | Mgmt | For | For | For | |||
4 | Elect Keiichi Asai | Mgmt | For | For | For | |||
5 | Elect Amal Ganguli | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Appointment of Shinzo Nakanishi as Managing Director and CEO; Approval of Compensation | Mgmt | For | For | For | |||
8 | Appointment of Tsuneo Ohashi as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
9 | Appointment of Keiichi Asai as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
10 | Amendment to Compensation of Shuji Oishi | Mgmt | For | For | For | |||
11 | Provision of Domiciliary Treatment to Retired Whole-time Directors | Mgmt | For | For | For | |||
Maruti Suzuki India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MARUTI | CINS Y7565Y100 | 02/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Memorandum Regarding the Business Object | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |||
2 | Elect David Carlucci | Mgmt | For | For | For | |||
3 | Elect Steven Freiberg | Mgmt | For | For | For | |||
4 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
5 | Elect Marc Olivie | Mgmt | For | For | For | |||
6 | Elect Rima Qureshi | Mgmt | For | For | For | |||
7 | Elect Mark Schwartz | Mgmt | For | For | For | |||
8 | Elect Jackson Tai | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Trevor Edwards | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
10 | Elect Bryan Stockton | Mgmt | For | For | For | |||
11 | Elect Dirk Van de Put | Mgmt | For | For | For | |||
12 | Elect Kathy White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772KSMH | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | For | For | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Eckert | Mgmt | For | For | For | |||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | |||
4 | Elect Andrew McKenna | Mgmt | For | For | For | |||
5 | Elect Donald Thompson | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | |||
9 | Right to Call Special Meetings | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP 58405U102 | 12/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
MediaTek Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Elect Tsai Ming-Kai | Mgmt | For | For | For | |||
12 | Elect Cho Jyh-Jer | Mgmt | For | For | For | |||
13 | Elect Hsieh Ching-Jiang | Mgmt | For | For | For | |||
14 | Elect Sun Cheng-Yaw | Mgmt | For | For | For | |||
15 | Elect Kenneth Kin | Mgmt | For | For | For | |||
16 | Elect Wu Chung-Yu (Independent Director) | Mgmt | For | For | For | |||
17 | Elect Chang Heng-Peng (Independent Director) | Mgmt | For | For | For | |||
18 | Elect Liu Chung-Lang (Supervisor) | Mgmt | For | For | For | |||
19 | Elect Tang Ming-Je (Supervisor) | Mgmt | For | For | For | |||
20 | Elect Paul Wang (Supervisor) | Mgmt | For | For | For | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Meggitt plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGGT | CINS G59640105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Colin Terry | Mgmt | For | For | For | |||
5 | Elect Terry Twigger | Mgmt | For | For | For | |||
6 | Elect Philip Green | Mgmt | For | For | For | |||
7 | Elect Paul Heiden | Mgmt | For | For | For | |||
8 | Elect David Robins | Mgmt | For | For | For | |||
9 | Elect David Williams | Mgmt | For | For | For | |||
10 | Elect Stephen Young | Mgmt | For | For | For | |||
11 | Elect Brenda Reichelderfer | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MercadoLibre, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MELI | CUSIP 58733R102 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin de los Santos | Mgmt | For | For | For | |||
1.2 | Elect Nicolas Galperin | Mgmt | For | For | For | |||
1.3 | Elect Susan Segal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHoldr | Against | Against | For | |||
MetroPCS Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCS | CUSIP 591708102 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack Callahan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | Against | Against | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
Millicom International Cellular SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MICSDB | CINS L6388F128 | 12/2/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chairman; Election of Meeting Secretary and Scrutineer | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
Millicom International Cellular SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MICSDB | CINS L6388F128 | 05/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chairman | Mgmt | For | For | For | |||
6 | Report of the Board of Directors; Presentation of Accounts and Reports | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Elect Mia Brunell Livfors | Mgmt | For | For | For | |||
12 | Elect Donna Cordner | Mgmt | For | For | For | |||
13 | Elect Allen Sangines-Krause | Mgmt | For | For | For | |||
14 | Elect Paul Donovan | Mgmt | For | For | For | |||
15 | Elect Hans-Holger Albrecht | Mgmt | For | For | For | |||
16 | Elect Omari Issa | Mgmt | For | For | For | |||
17 | Elect Kim Ignatius | Mgmt | For | For | For | |||
18 | Elect Dionisio Romero Paoletti | Mgmt | For | For | For | |||
19 | Elect Allen Sangines-Krause as Chairman | Mgmt | For | For | For | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
23 | Nomination Committee | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Compensation Guidelines | Mgmt | For | For | For | |||
Millicom International Cellular SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MICSDB | CINS L6388F128 | 05/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chairman | Mgmt | For | For | For | |||
5 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
6 | Cancellation of Shares | Mgmt | For | For | For | |||
7 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
8 | Authority to Amend Share Register | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding Share Capital Reduction | Mgmt | For | For | For | |||
10 | Amendments to Articles Regarding Office Location | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Herington | Mgmt | For | N/A | N/A | |||
1.2 | Elect H. Sanford Riley | Mgmt | For | N/A | N/A | |||
Moody's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCO | CUSIP 615369105 | 04/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ewald Kist | Mgmt | For | For | For | |||
2 | Elect Henry McKinnell, Jr. | Mgmt | For | For | For | |||
3 | Elect John Wulff | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham Olayan | Mgmt | For | For | For | |||
9 | Elect James Owens | Mgmt | For | For | For | |||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Motorola Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSI | CUSIP 620076307 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Brown | Mgmt | For | For | For | |||
2 | Elect William Bratton | Mgmt | For | For | For | |||
3 | Elect Kenneth Dahlberg | Mgmt | For | For | For | |||
4 | Elect David Dorman | Mgmt | For | For | For | |||
5 | Elect Michael Hayden | Mgmt | For | For | For | |||
6 | Elect Judy Lewent | Mgmt | For | For | For | |||
7 | Elect Samuel Scott III | Mgmt | For | For | For | |||
8 | Elect John White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
MSC Industrial Direct Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CUSIP 553530106 | 01/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||
1.5 | Elect Erik Gershwind | Mgmt | For | For | For | |||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.8 | Elect Philip Peller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
4 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
5 | Elect Shizuo Nakanishi | Mgmt | For | For | For | |||
6 | Elect Kazuto Nishikawa | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Blue | Mgmt | For | For | For | |||
2 | Elect Steven Cosse | Mgmt | For | For | For | |||
3 | Elect Claiborne Deming | Mgmt | For | For | For | |||
4 | Elect Robert Hermes | Mgmt | For | For | For | |||
5 | Elect James Kelley | Mgmt | For | For | For | |||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | |||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
8 | Elect Neal Schmale | Mgmt | For | For | For | |||
9 | Elect David Smith | Mgmt | For | For | For | |||
10 | Elect Caroline Theus | Mgmt | For | For | For | |||
11 | Elect David Wood | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Long-Term incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Re-elect Francine-Ann du Plessis | Mgmt | For | For | For | |||
5 | Re-elect Jakes Gerwel | Mgmt | For | For | For | |||
6 | Re-elect Fred Phaswana | Mgmt | For | For | For | |||
7 | Re-elect Ben van der Ross | Mgmt | For | For | For | |||
8 | Re-elect Boetie van Zyl | Mgmt | For | For | For | |||
9 | Elect Audit Committee Members (du Plessis) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Members (Jafta) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Members (van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Members (van Zyl) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | Against | Against | |||
16 | Approve Amendments to the Share Incentive Scheme | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Approve Directors' Fees | Mgmt | For | For | For | |||
20 | Approve Directors' Fees | Mgmt | For | For | For | |||
21 | Approve Directors' Fees | Mgmt | For | For | For | |||
22 | Approve Directors' Fees | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Approve Directors' Fees | Mgmt | For | For | For | |||
25 | Approve Directors' Fees | Mgmt | For | For | For | |||
26 | Approve Directors' Fees | Mgmt | For | For | For | |||
27 | Approve Directors' Fees | Mgmt | For | For | For | |||
28 | Approve Directors' Fees | Mgmt | For | For | For | |||
29 | Approve Directors' Fees | Mgmt | For | For | For | |||
30 | Approve Directors' Fees | Mgmt | For | For | For | |||
31 | Approve Directors' Fees | Mgmt | For | For | For | |||
32 | Approve Directors' Fees | Mgmt | For | For | For | |||
33 | Approve Directors' Fees | Mgmt | For | For | For | |||
34 | Approve Directors' Fees | Mgmt | For | For | For | |||
35 | Approve Directors' Fees | Mgmt | For | For | For | |||
36 | Approve Directors' Fees | Mgmt | For | For | For | |||
37 | Approve Directors' Fees | Mgmt | For | For | For | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Approve Directors' Fees | Mgmt | For | For | For | |||
40 | Approve Directors' Fees | Mgmt | For | For | For | |||
41 | Approve Directors' Fees | Mgmt | For | For | For | |||
42 | Approve Directors' Fees | Mgmt | For | For | For | |||
43 | Approve Directors' Fees | Mgmt | For | For | For | |||
44 | Approve Directors' Fees | Mgmt | For | For | For | |||
45 | Approve Directors' Fees | Mgmt | For | For | For | |||
46 | Approve Directors' Fees | Mgmt | For | For | For | |||
47 | Approve Directors' Fees | Mgmt | For | For | For | |||
48 | Approve Directors' Fees | Mgmt | For | For | For | |||
49 | Approve Directors' Fees | Mgmt | For | For | For | |||
50 | Approve Directors' Fees | Mgmt | For | For | For | |||
51 | Approve Directors' Fees | Mgmt | For | For | For | |||
52 | Approve Directors' Fees | Mgmt | For | For | For | |||
53 | Approve Financial Assistance | Mgmt | For | For | For | |||
54 | Authority to Repurchase "N" Shares | Mgmt | For | For | For | |||
55 | Authority to Repurchase "A" Shares | Mgmt | For | For | For | |||
56 | Authority to Issue Shares Pursuant to Incentive Scheme | Mgmt | For | For | For | |||
57 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
National Instruments Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NATI | CUSIP 636518102 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Duy-Loan Le | Mgmt | For | For | For | |||
1.2 | Elect Charles Roesslein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/19/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
9 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
New York Community Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYB | CUSIP 649445103 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maureen Clancy | Mgmt | For | For | For | |||
1.2 | Elect Hanif Dahya | Mgmt | For | For | For | |||
1.3 | Elect Joseph Ficalora | Mgmt | For | For | For | |||
1.4 | Elect James O'Donovan | Mgmt | For | For | For | |||
2 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Newfield Exploration Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFX | CUSIP 651290108 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lee Boothby | Mgmt | For | For | For | |||
2 | Elect Philip Burguieres | Mgmt | For | For | For | |||
3 | Elect Pamela Gardner | Mgmt | For | For | For | |||
4 | Elect John Kemp III | Mgmt | For | For | For | |||
5 | Elect J. Michael Lacey | Mgmt | For | For | For | |||
6 | Elect Joseph Netherland | Mgmt | For | For | For | |||
7 | Elect Howard Newman | Mgmt | For | For | For | |||
8 | Elect Thomas Ricks | Mgmt | For | For | For | |||
9 | Elect Juanita Romans | Mgmt | For | For | For | |||
10 | Elect Charles Shultz | Mgmt | For | For | For | |||
11 | Elect J. Terry Strange | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Abstain | Against | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Brook | Mgmt | For | For | For | |||
2 | Elect Vincent Calarco | Mgmt | For | Against | Against | |||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||
6 | Elect Michael Hamson | Mgmt | For | Against | Against | |||
7 | Elect Jane Nelson | Mgmt | For | For | For | |||
8 | Elect Richard O'Brien | Mgmt | For | For | For | |||
9 | Elect John Prescott | Mgmt | For | Against | Against | |||
10 | Elect Donald Roth | Mgmt | For | For | For | |||
11 | Elect Simon Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nexen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXY | CUSIP 65334H102 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Berry | Mgmt | For | For | For | |||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | |||
1.3 | Elect Thomas Ebbern | Mgmt | For | For | For | |||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | |||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | |||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.7 | Elect Eric Newell | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Kevin Reinhart | Mgmt | For | For | For | |||
1.10 | Elect Francis Saville | Mgmt | For | For | For | |||
1.11 | Elect Arthur Scace | Mgmt | For | For | For | |||
1.12 | Elect John Willson | Mgmt | For | For | For | |||
1.13 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nike, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Nikon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7731 | CINS 654111103 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Makoto Kimura | Mgmt | For | For | For | |||
5 | Elect Junichi Itoh | Mgmt | For | For | For | |||
6 | Elect Kazuo Ushida | Mgmt | For | For | For | |||
7 | Elect Toshiyuki Masai | Mgmt | For | For | For | |||
8 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | |||
9 | Elect Norio Hashizume | Mgmt | For | For | For | |||
10 | Elect Hiroshi Ohki | Mgmt | For | For | For | |||
11 | Elect Kenichi Kanazawa | Mgmt | For | For | For | |||
12 | Elect Kenji Matsuo | Mgmt | For | For | For | |||
13 | Elect Kohkei Higuchi | Mgmt | For | For | For | |||
14 | Elect Yoshiyuki Nagai | Mgmt | For | For | For | |||
15 | Elect Susumu Kani | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
8 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||
9 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||
10 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
11 | Elect Kaoru Takemura | Mgmt | For | For | For | |||
12 | Elect Minoru Ueda | Mgmt | For | For | For | |||
13 | Elect Ken Toyoda | Mgmt | For | For | For | |||
14 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
15 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
Nitto Denko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6988 | CINS J58472119 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | |||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | |||
8 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||
9 | Elect Toshihiko Omote | Mgmt | For | For | For | |||
10 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||
12 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||
13 | Elect Kenji Ueki | Mgmt | For | For | For | |||
14 | Elect Yoshihiro Taniguchi | Mgmt | For | For | For | |||
15 | Elect Masashi Teranishi | Mgmt | For | For | For | |||
16 | Elect Mitsuhide Shiraki | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Abstain | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Bruce Brown | Mgmt | For | For | For | |||
6.2 | Elect Stephen Elop | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.4 | Elect Jouko Karvinen | Mgmt | For | For | For | |||
6.5 | Elect Finn Helge Lund | Mgmt | For | For | For | |||
6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.7 | Elect Marten Mickos | Mgmt | For | For | For | |||
6.8 | Elect Elizabeth Nelson | Mgmt | For | For | For | |||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CINS X61873133 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | Against | Against | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert Miller | Mgmt | For | For | For | |||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert Walter | Mgmt | For | For | For | |||
11 | Elect Alison Winter | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Baliles | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley Bush | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect Karen Horn | Mgmt | For | For | For | |||
7 | Elect Steven Leer | Mgmt | For | For | For | |||
8 | Elect Michael Lockhart | Mgmt | For | For | For | |||
9 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
10 | Elect J. Paul Reason | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K7314N152 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Report of the Auditor | Mgmt | For | For | For | |||
5 | Directors' Fees (Fiscal Year 2011) | Mgmt | For | For | For | |||
6 | Directors' Fees (Fiscal Year 2012) | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Sten Scheibye as Chairman | Mgmt | For | For | For | |||
9 | Elect Goran Ando as Vice chairman | Mgmt | For | For | For | |||
10 | Elect Bruno Angelici | Mgmt | For | For | For | |||
11 | Elect Thomas Koestler | Mgmt | For | For | For | |||
12 | Elect Hannu Ryopponen | Mgmt | For | For | For | |||
13 | Elect Henrik Gurtler | Mgmt | For | For | For | |||
14 | Elect Liz Hewitt | Mgmt | For | For | For | |||
15 | Elect Kurt Anker Nielsen | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Compensation Guidelines | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Harvey Gantt | Mgmt | For | For | For | |||
1.4 | Elect Bernard Kasriel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Aziz Syriani | Mgmt | For | For | For | |||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||
1.2 | Elect John Huff | Mgmt | For | For | For | |||
1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Onex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCX | CUSIP 68272K103 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
Ophir Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPHR | CINS G6768E101 | 06/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Ronald Blakely | Mgmt | For | For | For | |||
4 | Elect Nicholas Cooper | Mgmt | For | For | For | |||
5 | Elect Patrick Spink | Mgmt | For | For | For | |||
6 | Elect Nicholas Smith | Mgmt | For | For | For | |||
7 | Elect Jonathan Taylor | Mgmt | For | For | For | |||
8 | Elect John Lander | Mgmt | For | For | For | |||
9 | Elect Dennis McShane | Mgmt | For | For | For | |||
10 | Elect Lyndon Powell | Mgmt | For | For | For | |||
11 | Elect Rajon Tandon | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
18 | Deferred Share Plan | Mgmt | For | For | For | |||
19 | Amendment to the LTIP (CEO Equity Grant) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
PACCAR Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCAR | CUSIP 693718108 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Pigott | Mgmt | For | For | For | |||
1.2 | Elect Warren Staley | Mgmt | For | For | For | |||
1.3 | Elect Charles Williamson | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Pacific Rubiales Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP 69480U206 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Serafino Iacono | Mgmt | For | For | For | |||
2.2 | Elect Miguel de la Campa | Mgmt | For | For | For | |||
2.3 | Elect Ronald Pantin | Mgmt | For | For | For | |||
2.4 | Elect Jose Francisco Arata | Mgmt | For | For | For | |||
2.5 | Elect German Efromovich | Mgmt | For | For | For | |||
2.6 | Elect Neil Woodyer | Mgmt | For | For | For | |||
2.7 | Elect Augusto Lopez | Mgmt | For | For | For | |||
2.8 | Elect Miguel Rodriguez | Mgmt | For | For | For | |||
2.9 | Elect Victor Rivera | Mgmt | For | For | For | |||
2.10 | Elect Hernan Martinez | Mgmt | For | For | For | |||
2.11 | Elect Dennis Mills | Mgmt | For | For | For | |||
2.12 | Elect Francisco Sole | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Shareholder Rights' Plan | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 12/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Mergers by Absorption | Mgmt | For | For | For | |||
2 | Elect Josue Christiano Gomes da Silva | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 01/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||
2 | Valuation Report | Mgmt | For | For | For | |||
3 | Spin-off Agreement | Mgmt | For | For | For | |||
4 | Spin-Off | Mgmt | For | For | For | |||
5 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||
6 | Valuation Report | Mgmt | For | For | For | |||
7 | Merger Agreement | Mgmt | For | For | For | |||
8 | Merger by Absorption | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 02/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Management Board | Mgmt | For | For | For | |||
2 | Elect Maria das Gracas Silva Foster | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 03/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Board Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | For | For | |||
6 | Election of Chairman of the Board | Mgmt | For | For | For | |||
7 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
8 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | For | For | |||
9 | Remuneration Policy | Mgmt | For | For | For | |||
10 | Capitalization of Reserves w/o Share Issue | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||
10 | Elect Robert Polet | Mgmt | For | For | For | |||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Arthur | Mgmt | For | For | For | |||
2 | Elect Andrew Cates | Mgmt | For | For | For | |||
3 | Elect Scott Reiman | Mgmt | For | For | For | |||
4 | Elect Scott Sheffield | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect Kay James | Mgmt | For | For | For | |||
5 | Elect Richard Kelson | Mgmt | For | For | For | |||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
7 | Elect Anthony Massaro | Mgmt | For | For | For | |||
8 | Elect Jane Pepper | Mgmt | For | For | For | |||
9 | Elect James Rohr | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | |||
2 | Elect Richard Carrion | Mgmt | For | For | For | |||
3 | Elect Carlos Unanue | Mgmt | For | For | For | |||
4 | Elect David Goel | Mgmt | For | For | For | |||
5 | Reverse Stock Split | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | |||
1.4 | Elect William Doyle | Mgmt | For | For | For | |||
1.5 | Elect John Estey | Mgmt | For | For | For | |||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | |||
1.7 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.8 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.9 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.10 | Elect Keith Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Power Grid Corporation of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWERGRID | CINS Y7028N105 | 09/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Vijay Kaul | Mgmt | For | For | For | |||
4 | Elect Rakesh Jain | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Power Grid Corporation of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWERGRID | CINS Y7028N105 | 02/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendment to Utilization of Follow on Offer Proceeds | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
1.3 | Elect Bret Clayton | Mgmt | For | For | For | |||
1.4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.5 | Elect Edward Galante | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Ira Hall | Mgmt | For | For | For | |||
1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.9 | Elect Larry McVay | Mgmt | For | For | For | |||
1.10 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.11 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Quanta Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2382 | CINS Y7174J106 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
Rackspace Hosting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAX | CUSIP 750086100 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect S. James Bishkin | Mgmt | For | For | For | |||
2 | Elect Fred Reichheld | Mgmt | For | For | For | |||
3 | Elect Mark Mellin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Blackburn | Mgmt | For | For | For | |||
2 | Elect Anthony Dub | Mgmt | For | For | For | |||
3 | Elect V. Richard Eales | Mgmt | For | For | For | |||
4 | Elect Allen Finkelson | Mgmt | For | For | For | |||
5 | Elect James Funk | Mgmt | For | For | For | |||
6 | Elect Jonathan Linker | Mgmt | For | For | For | |||
7 | Elect Kevin McCarthy | Mgmt | For | For | For | |||
8 | Elect John Pinkerton | Mgmt | For | For | For | |||
9 | Elect Jeffrey Ventura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Baker | Mgmt | For | For | For | |||
1.2 | Elect Michael Brown | Mgmt | For | For | For | |||
1.3 | Elect Arthur Ryan | Mgmt | For | For | For | |||
1.4 | Elect George Sing | Mgmt | For | For | For | |||
1.5 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | For | For | |||
2 | Elect George Bryan | Mgmt | For | For | For | |||
3 | Elect Carolyn Byrd | Mgmt | For | For | For | |||
4 | Elect David Cooper, Sr. | Mgmt | For | For | For | |||
5 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | |||
6 | Elect Don DeFosset | Mgmt | For | For | For | |||
7 | Elect Eric Fast | Mgmt | For | For | For | |||
8 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
9 | Elect John Johns | Mgmt | For | For | For | |||
10 | Elect Charles McCrary | Mgmt | For | For | For | |||
11 | Elect James Malone | Mgmt | For | For | For | |||
12 | Elect Ruth Marshall | Mgmt | For | For | For | |||
13 | Elect Susan Matlock | Mgmt | For | For | For | |||
14 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||
15 | Elect John Roberts | Mgmt | For | For | For | |||
16 | Elect Lee Styslinger III | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Carbone | Mgmt | For | For | For | |||
1.2 | Elect Clayton Jones | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Shavers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Shibata | Mgmt | For | For | For | |||
4 | Elect Hideo Iwata | Mgmt | For | For | For | |||
5 | Elect Yasuhito Tamaki | Mgmt | For | For | For | |||
6 | Elect Shinya Murao | Mgmt | For | For | For | |||
7 | Elect Haruo Kitamura | Mgmt | For | For | For | |||
Rosetta Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROSE | CUSIP 777779109 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Beckler | Mgmt | For | For | For | |||
1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |||
1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |||
1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |||
1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||
1.6 | Elect Josiah Low III | Mgmt | For | For | For | |||
1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259107 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
13 | Elect Peter Voser | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election Of Independent Directors (Slate): (I) Yoon Dong Min; (Ii) Kim Han Joong; And (Iii) Lee Byung Ki | Mgmt | For | For | For | |||
3 | Election Of Executive Directors (Slate): (I) Choi Gee Sung; (Ii) Kwon Oh Hyun; And (Iii) Yoon Ju Hwa | Mgmt | For | For | For | |||
4 | Election Of Audit Committee Members (Slate): (I) Yoon Dong Min; And (Ii) Kim Han Joong | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Spin-off | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sheldon Adelson | Mgmt | For | For | For | |||
6 | Elect Edward Tracy | Mgmt | For | For | For | |||
7 | Elect William LAU Wong | Mgmt | For | For | For | |||
8 | Elect Irwin Siegel | Mgmt | For | For | For | |||
9 | Elect Rachel CHIANG Yun | Mgmt | For | For | For | |||
10 | Elect Iain Bruce | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Hasso Plattner | Mgmt | For | For | For | |||
11 | Elect Pekka Ala-Pietila | Mgmt | For | For | For | |||
12 | Elect Anja Feldmann | Mgmt | For | For | For | |||
13 | Elect Wilhelm Haarmann | Mgmt | For | For | For | |||
14 | Elect Bernard Liautaud | Mgmt | For | For | For | |||
15 | Elect Hartmut Mehdorn | Mgmt | For | For | For | |||
16 | Elect Erhard Schipporeit | Mgmt | For | For | For | |||
17 | Elect Klaus Wucherer | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael Marks | Mgmt | For | For | For | |||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | Against | Against | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits for Management Board Members | Mgmt | For | For | For | |||
8 | Severance Agreement for Jean-Pascal Tricoire | Mgmt | For | For | For | |||
9 | Elect Leo Apotheker | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Xavier Fontanet | Mgmt | For | For | For | |||
11 | Elect Antoine Gosset-Grainville | Mgmt | For | For | For | |||
12 | Elect Willy Kissling | Mgmt | For | For | For | |||
13 | Elect Henri Lachmann | Mgmt | For | For | For | |||
14 | Elect Richard Thoman | Mgmt | For | For | For | |||
15 | Elect Manfred Brill | Mgmt | Against | For | Against | |||
16 | Elect Claude Briquet | Mgmt | Against | For | Against | |||
17 | Elect Magali Herbaut | Mgmt | For | For | For | |||
18 | Elect Thierry Jacquet | Mgmt | Against | For | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SGS Societe Generale de Surveillance SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGSN | CINS H7484G106 | 03/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | For | For | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Sigma-Aldrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIAL | CUSIP 826552101 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rebecca Bergman | Mgmt | For | For | For | |||
2 | Elect George Church | Mgmt | For | For | For | |||
3 | Elect W. Lee McCollum | Mgmt | For | For | For | |||
4 | Elect Avi Nash | Mgmt | For | For | For | |||
5 | Elect Steven Paul | Mgmt | For | For | For | |||
6 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
7 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
8 | Elect D. Dean Spatz | Mgmt | For | For | For | |||
9 | Elect Barrett Toan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SINA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SINA | CUSIP G81477104 | 11/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pehong Chen | Mgmt | For | For | For | |||
2 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas Brooks | Mgmt | For | For | For | |||
4 | Elect William Cunningham | Mgmt | For | For | For | |||
5 | Elect John Denison | Mgmt | For | For | For | |||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
8 | Elect John Montford | Mgmt | For | For | For | |||
9 | Elect Thomas Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert Howard | Mgmt | For | For | For | |||
3 | Elect Catherine Kehr | Mgmt | For | For | For | |||
4 | Elect Greg Kerley | Mgmt | For | For | For | |||
5 | Elect Harold Korell | Mgmt | For | For | For | |||
6 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||
7 | Elect Kenneth Mourton | Mgmt | For | For | For | |||
8 | Elect Steven Mueller | Mgmt | For | For | For | |||
9 | Elect Charles Scharlau | Mgmt | For | For | For | |||
10 | Elect Alan Stevens | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Sprint Nextel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP 852061100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Bennett | Mgmt | For | For | For | |||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
5 | Elect Daniel Hesse | Mgmt | For | For | For | |||
6 | Elect V. Janet Hill | Mgmt | For | For | For | |||
7 | Elect Frank Ianna | Mgmt | For | For | For | |||
8 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
9 | Elect William Nuti | Mgmt | For | For | For | |||
10 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendments to Articles: Opt-out of Business Combination Statute | Mgmt | For | For | For | |||
14 | Amendments to Articles: Eliminate Business Combination Provision | Mgmt | For | For | For | |||
15 | Approval of Material Terms of Performance Objectives under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding a Bonus Deferral Policy | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Brown | Mgmt | For | For | For | |||
2 | Elect Daniel Starks | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William Bradley | Mgmt | For | For | For | |||
3 | Elect Mellody Hobson | Mgmt | For | For | For | |||
4 | Elect Kevin Johnson | Mgmt | For | For | For | |||
5 | Elect Olden Lee | Mgmt | For | For | For | |||
6 | Elect Joshua Ramo | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect Clara Shih | Mgmt | For | For | For | |||
9 | Elect Javier Teruel | Mgmt | For | For | For | |||
10 | Elect Myron Ullman III | Mgmt | For | For | For | |||
11 | Elect Craig Weatherup | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Gabriel Shaheen | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Miller | Mgmt | For | For | For | |||
2 | Elect Jack Schuler | Mgmt | For | For | For | |||
3 | Elect Thomas Brown | Mgmt | For | For | For | |||
4 | Elect Rod Dammeyer | Mgmt | For | For | For | |||
5 | Elect William Hall | Mgmt | For | For | For | |||
6 | Elect Jonathan Lord | Mgmt | For | For | For | |||
7 | Elect John Patience | Mgmt | For | For | For | |||
8 | Elect James Reid-Anderson | Mgmt | For | For | For | |||
9 | Elect Ronald Spaeth | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Swatch Group Ltd. (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHR | CINS H83949141 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/24/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Borgas | Mgmt | For | TNA | N/A | |||
11 | Elect Peggy Bruzelius | Mgmt | For | TNA | N/A | |||
12 | Elect David Lawrence | Mgmt | For | TNA | N/A | |||
13 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||
14 | Elect Vinita Bali | Mgmt | For | TNA | N/A | |||
15 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||
16 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
5.1 | Elect Morris Chang | Mgmt | For | For | For | |||
5.2 | Elect Fan-Cheng Tseng | Mgmt | For | For | For | |||
5.3 | Elect Johnsee Lee | Mgmt | For | For | For | |||
5.4 | Elect Rick Tsai | Mgmt | For | For | For | |||
5.5 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5.6 | Elect Stan Shih | Mgmt | For | For | For | |||
5.7 | Elect Thomas Engibous | Mgmt | For | For | For | |||
5.8 | Elect Gregory Chow | Mgmt | For | For | For | |||
5.9 | Elect Kok-Choo Chen | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
9 | Elect Morris Chang | Mgmt | For | For | For | |||
10 | Elect Fan-Cheng Tseng | Mgmt | For | For | For | |||
11 | Elect Johnsee Lee | Mgmt | For | For | For | |||
12 | Elect Rick Tsai | Mgmt | For | For | For | |||
13 | Elect Peter Bonfield | Mgmt | For | For | For | |||
14 | Elect Stan Shih | Mgmt | For | For | For | |||
15 | Elect Thomas Engibous | Mgmt | For | For | For | |||
16 | Elect Gregory Chow | Mgmt | For | For | For | |||
17 | Elect Kok-Choo Chen | Mgmt | For | For | For | |||
18 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
Talisman Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLM | CUSIP 87425E103 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christiane Bergevin | Mgmt | For | For | For | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect William Dalton | Mgmt | For | For | For | |||
1.4 | Elect Kevin Dunne | Mgmt | For | For | For | |||
1.5 | Elect Harold Kvisle | Mgmt | For | For | For | |||
1.6 | Elect John Manzoni | Mgmt | For | For | For | |||
1.7 | Elect Lisa Stewart | Mgmt | For | For | For | |||
1.8 | Elect Peter Tomsett | Mgmt | For | For | For | |||
1.9 | Elect Michael Waites | Mgmt | For | For | For | |||
1.10 | Elect Charles Williamson | Mgmt | For | For | For | |||
1.11 | Elect Charles Winograd | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||
3 | Elect William Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||
5 | Elect Nam Yong | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Election John Van Scoter | Mgmt | For | For | For | |||
12 | 2011 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||
16 | Deloitte & Touche | Mgmt | For | For | For | |||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Technip | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEC | CINS F90676101 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | Mgmt | For | For | For | |||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | |||
16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | |||
17 | Grant Stock Options to Corporate Officers | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433860 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Eliminate Special Common Shares | Mgmt | For | For | For | |||
2 | Ratification of the Elimination of Special Common Shares | Mgmt | For | For | For | |||
3 | Ratification of Amendment to the Voting Power of Common Shares | Mgmt | For | For | For | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433860 | 01/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Eliminate Special Common Shares | Mgmt | For | For | For | |||
2 | Ratification of the Elimination of Special Common Shares | Mgmt | For | For | For | |||
3 | Ratification of the Amendment to the Voting Power of Common Shares | Mgmt | For | For | For | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433829 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | For | For | |||
1.3 | Elect Mitchell Saranow | Mgmt | For | For | For | |||
1.4 | Elect Gary Sugarman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
Tenaris S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 88031M109 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authorize Electronic Communications | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
11 | Amendment Regarding Board Minutes | Mgmt | For | For | For | |||
12 | Amendment Regarding Power of Attorney | Mgmt | For | For | For | |||
13 | Amendment Regarding Appointment of Auditors | Mgmt | For | For | For | |||
14 | Amendment Regarding Time of Annual Shareholder Meeting | Mgmt | For | For | For | |||
15 | Amendment Regarding Notice of Meeting | Mgmt | For | For | For | |||
16 | Amendment Eliminating Shareblocking and Establishing Record Date | Mgmt | For | For | For | |||
17 | Amendment Regarding Extraordinary General Meeting | Mgmt | For | For | For | |||
18 | Amendment Regarding Distribution of Dividends | Mgmt | For | For | For | |||
19 | Amendment Regarding Electronic Disclosure of Documents | Mgmt | For | For | For | |||
20 | Amendment Regarding Distribution of Dividends | Mgmt | For | For | For | |||
Tesla Motors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Antonio Gracias | Mgmt | For | For | For | |||
1.2 | Elect Kimbal Musk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | |||
3 | Elect Ory Slonim | Mgmt | For | For | For | |||
4 | Elect Dan Suesskind | Mgmt | For | For | For | |||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | |||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | |||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Textron Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXT | CUSIP 883203101 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Donnelly | Mgmt | For | For | For | |||
2 | Elect James Conway | Mgmt | For | For | For | |||
3 | Elect Lawrence Fish | Mgmt | For | For | For | |||
4 | Elect Paul Gagne | Mgmt | For | For | For | |||
5 | Elect Dain Hancock | Mgmt | For | For | For | |||
6 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bank of Nova Scotia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CUSIP 064149107 | 04/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.2 | Elect C.J. Chen | Mgmt | For | For | For | |||
1.3 | Elect David Dodge | Mgmt | For | For | For | |||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | |||
1.5 | Elect John Kerr | Mgmt | For | For | For | |||
1.6 | Elect John Mayberry | Mgmt | For | For | For | |||
1.7 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.8 | Elect Indira Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Susan Segal | Mgmt | For | For | For | |||
1.10 | Elect Allan Shaw | Mgmt | For | For | For | |||
1.11 | Elect Paul Sobey | Mgmt | For | For | For | |||
1.12 | Elect Barbara Thomas | Mgmt | For | For | For | |||
1.13 | Elect Richard Waugh | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding the Performance Objectives and Vesting Period of Options | Mgmt | Against | For | Against | |||
5 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | |||
6 | Shareholder Proposal Regarding Composition of the Compensation Committee | Mgmt | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Linda Cook | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence Kellner | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan Schwab | Mgmt | For | For | For | |||
10 | Elect Ronald Williams | Mgmt | For | For | For | |||
11 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Richard Daley | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | For | For | |||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||
9 | Elect Donald Keough | Mgmt | For | For | For | |||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
16 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
17 | Elect James Williams | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Debra Spar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | |||
The Toronto-Dominion Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TD | CUSIP 891160509 | 03/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bennett | Mgmt | For | For | For | |||
1.2 | Elect Hugh Bolton | Mgmt | For | For | For | |||
1.3 | Elect John Bragg | Mgmt | For | For | For | |||
1.4 | Elect Amy Brinkley | Mgmt | For | For | For | |||
1.5 | Elect W. Edmund Clark | Mgmt | For | For | For | |||
1.6 | Elect Colleen Goggins | Mgmt | For | For | For | |||
1.7 | Elect Henry Ketcham | Mgmt | For | For | For | |||
1.8 | Elect Brian Levitt | Mgmt | For | For | For | |||
1.9 | Elect Harold MacKay | Mgmt | For | For | For | |||
1.10 | Elect Karen Maidment | Mgmt | For | For | For | |||
1.11 | Elect Irene Miller | Mgmt | For | For | For | |||
1.12 | Elect Nadir Mohamed | Mgmt | For | For | For | |||
1.13 | Elect Wilbur Prezzano | Mgmt | For | For | For | |||
1.14 | Elect Helen Sinclair | Mgmt | For | For | For | |||
1.15 | Elect John Thompson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independence of Directors | Mgmt | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Directors' Shares After Retirement | Mgmt | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | Against | Against | |||
2 | Elect John Chen | Mgmt | For | Against | Against | |||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||
4 | Elect Robert Iger | Mgmt | For | For | For | |||
5 | Elect Fred Langhammer | Mgmt | For | Against | Against | |||
6 | Elect Aylwin Lewis | Mgmt | For | Against | Against | |||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Robert Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP 959802109 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Goodman | Mgmt | For | For | For | |||
2 | Elect Roberto Mendoza | Mgmt | For | For | For | |||
3 | Elect Michael Miles, Jr. | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy Lewent | Mgmt | For | For | For | |||
3 | Elect Jim Manzi | Mgmt | For | For | For | |||
4 | Elect Lars Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine Ullian | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
ThyssenKrupp AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKA | CINS D8398Q119 | 01/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary Costley | Mgmt | For | For | For | |||
4 | Elect Lawrence Fish | Mgmt | For | For | For | |||
5 | Elect Abby Kohnstamm | Mgmt | For | For | For | |||
6 | Elect Charles Marquis | Mgmt | For | For | For | |||
7 | Elect Peter May | Mgmt | For | For | For | |||
8 | Elect William Shutzer | Mgmt | For | For | For | |||
9 | Elect Robert Singer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Annual Bonus Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Tingyi (Cayman Islands) Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
322 | CINS G8878S103 | 02/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Contribution Agreement | Mgmt | For | For | For | |||
Tingyi (Cayman Islands) Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
322 | CINS G8878S103 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Takeshi Ida | Mgmt | For | For | For | |||
6 | Elect Wei Ying-Chiao | Mgmt | For | For | For | |||
7 | Elect Hsu Shin Chun | Mgmt | For | For | For | |||
8 | Elect Hiromu Fukada | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Toll Brothers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOL | CUSIP 889478103 | 03/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Yearley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert Blank | Mgmt | For | For | For | |||
1.3 | Elect Stephen Novick | Mgmt | For | For | For | |||
1.4 | Elect Paul Shapiro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Fujio Choh | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
6 | Elect Yukitoshi Funo | Mgmt | For | For | For | |||
7 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
8 | Elect Shinichi Sasaki | Mgmt | For | For | For | |||
9 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
10 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
11 | Elect Mamoru Furuhashi | Mgmt | For | For | For | |||
12 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
13 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
14 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
15 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
TripAdvisor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIP | CUSIP 896945201 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Diller | Mgmt | For | For | For | |||
1.2 | Elect Stephen Kaufer | Mgmt | For | For | For | |||
1.3 | Elect William Fitzgerald | Mgmt | For | For | For | |||
1.4 | Elect Victor Kaufman | Mgmt | For | For | For | |||
1.5 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Miller | Mgmt | For | For | For | |||
1.7 | Elect Jeremy Philips | Mgmt | For | For | For | |||
1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | For | For | |||
1.9 | Elect Robert Wiesenthal | Mgmt | For | For | For | |||
1.10 | Elect Michael Zeisser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Turkcell Iletisim Hizmetleri AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CINS M8903B102 | 08/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Report of the Board | Mgmt | For | For | For | |||
5 | Report of the Independent Auditor | Mgmt | For | For | For | |||
6 | Report of the Statutory Auditors | Mgmt | For | For | For | |||
7 | Accounts | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Statutory Auditors' Acts | Mgmt | For | For | For | |||
10 | Election of Statutory Auditors; Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Wishes | Mgmt | For | For | For | |||
13 | Closing | Mgmt | For | For | For | |||
Turkcell Iletisim Hizmetleri AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CINS M8903B102 | 10/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Report of the Board | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Dismissal and Election of Directors; Directors' Fees | Mgmt | For | For | For | |||
7 | Report of the Statutory Auditors | Mgmt | For | For | For | |||
8 | Report of the Independent Auditor | Mgmt | For | For | For | |||
9 | Financial Statements | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Wishes | Mgmt | For | For | For | |||
12 | Closing | Mgmt | For | For | For | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
7 | Elect Michel Demare | Mgmt | For | For | For | |||
8 | Elect David Sidwell | Mgmt | For | For | For | |||
9 | Elect Rainer-Marc Frey | Mgmt | For | For | For | |||
10 | Elect Ann Godbehere | Mgmt | For | For | For | |||
11 | Elect Axel Lehmann | Mgmt | For | For | For | |||
12 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||
13 | Elect Helmut Panke | Mgmt | For | For | For | |||
14 | Elect William Parrett | Mgmt | For | For | For | |||
15 | Elect Joseph Yam Chi Kwong | Mgmt | For | For | For | |||
16 | Elect Isabelle Romy | Mgmt | For | For | For | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | |||
18 | Elect Axel Weber | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Appointment of a Special Auditor | Mgmt | For | For | For | |||
21 | Increase of Conditional Capital for Employee Compensation Plan | Mgmt | For | Against | Against | |||
22 | Amend Article 37 | Mgmt | For | For | For | |||
23 | Amend Article 38 | Mgmt | For | For | For | |||
24 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ultra Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPL | CUSIP 903914109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Watford | Mgmt | For | For | For | |||
2 | Elect W. Charles Helton | Mgmt | For | For | For | |||
3 | Elect Stephen McDaniel | Mgmt | For | For | For | |||
4 | Elect Roger Brown | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Reapproval of Performance Criteria for Executive Officer Performance-Based Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.2 | Elect Jane Garvey | Mgmt | For | For | For | |||
1.3 | Elect Walter Isaacson | Mgmt | For | For | For | |||
1.4 | Elect Henry Meyer III | Mgmt | For | For | For | |||
1.5 | Elect Oscar Munoz | Mgmt | For | For | For | |||
1.6 | Elect Laurence Simmons | Mgmt | For | For | For | |||
1.7 | Elect Jeffery Smisek | Mgmt | For | For | For | |||
1.8 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.9 | Elect David Vitale | Mgmt | For | For | For | |||
1.10 | Elect John Walker | Mgmt | For | For | For | |||
1.11 | Elect Charles Yamarone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect William Johnson | Mgmt | For | For | For | |||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||
8 | Elect Ann Livermore | Mgmt | For | For | For | |||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect John Thompson | Mgmt | For | For | For | |||
12 | Elect Carol Tome | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Lucchino | Mgmt | For | For | For | |||
2 | Elect Seth Schofield | Mgmt | For | For | For | |||
3 | Elect John Surma | Mgmt | For | For | For | |||
4 | Elect David Sutherland | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
VeriFone Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 06/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Douglas Bergeron | Mgmt | For | For | For | |||
1.3 | Elect Leslie Denend | Mgmt | For | For | For | |||
1.4 | Elect Alex Hart | Mgmt | For | For | For | |||
1.5 | Elect Robert Henske | Mgmt | For | For | For | |||
1.6 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.7 | Elect Eitan Raff | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.2 | Elect Glen Dell | Mgmt | For | For | For | |||
1.3 | Elect Samuel Liss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Leiden | Mgmt | For | For | For | |||
1.2 | Elect Bruce Sachs | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Virgin Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMED | CUSIP 92769L101 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Berkett | Mgmt | For | For | For | |||
1.2 | Elect Steven Simmons | Mgmt | For | For | For | |||
1.3 | Elect Doreen Toben | Mgmt | For | For | For | |||
1.4 | Elect George Zoffinger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect William Shanahan | Mgmt | For | For | For | |||
10 | Elect John Swainson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Equity Incentive Compenastion Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Volkswagen AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOW | CINS D94523103 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect William Hall | Mgmt | For | For | For | |||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weight Watchers International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTW | CUSIP 948626106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marsha Evans | Mgmt | For | For | For | |||
1.2 | Elect Sacha Lainovic | Mgmt | For | For | For | |||
1.3 | Elect Christopher Sobecki | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||
5 | Elect Susan Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald James | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Federico Pena | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect John Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra Cafaro | Mgmt | For | For | For | |||
2 | Elect Mark Emmert | Mgmt | For | For | For | |||
3 | Elect Daniel Fulton | Mgmt | For | For | For | |||
4 | Elect John Kieckhefer | Mgmt | For | For | For | |||
5 | Elect Wayne Murdy | Mgmt | For | For | For | |||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | |||
7 | Elect Charles Williamson | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFM | CUSIP 966837106 | 03/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Walter Robb | Mgmt | For | For | For | |||
1.7 | Elect Jonathan Seiffer | Mgmt | For | For | For | |||
1.8 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.9 | Elect Jonathan Sokoloff | Mgmt | For | For | For | |||
1.10 | Elect Ralph Sorenson | Mgmt | For | For | For | |||
1.11 | Elect William Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Removal of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP 969904101 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laura Alber | Mgmt | For | For | For | |||
2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
4 | Elect Mary Casati | Mgmt | For | For | For | |||
5 | Elect Patrick Connolly | Mgmt | For | For | For | |||
6 | Elect Adrian Dillon | Mgmt | For | For | For | |||
7 | Elect Anthony Greener | Mgmt | For | For | For | |||
8 | Elect Ted Hall | Mgmt | For | For | For | |||
9 | Elect Michael Lynch | Mgmt | For | For | For | |||
10 | Elect Lorraine Twohill | Mgmt | For | For | For | |||
11 | Amendment to the 2001 Incentive Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bradley | Mgmt | For | For | For | |||
2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna Catalano | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Elect Robyn Kravit | Mgmt | For | For | For | |||
7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||
8 | Elect Wendy Lane | Mgmt | For | For | For | |||
9 | Elect James McCann | Mgmt | For | For | For | |||
10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||
11 | Elect Douglas Roberts | Mgmt | For | For | For | |||
12 | Elect Michael Somers | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L108 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa Bamford | Mgmt | For | For | For | |||
5 | Elect Michael Clarke | Mgmt | For | For | For | |||
6 | Elect Karen Witts | Mgmt | For | For | For | |||
7 | Elect Ian Meakins | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Frank Roach | Mgmt | For | For | For | |||
10 | Elect Gareth Davis | Mgmt | For | For | For | |||
11 | Elect Andrew Duff | Mgmt | For | For | For | |||
12 | Elect Michael Wareing | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Employee Share Purchase Plan 2011 | Mgmt | For | For | For | |||
20 | International Sharesave Plan 2011 | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Melinda Cilento | Mgmt | For | For | For | |||
3 | Elect Robert Cole | Mgmt | For | For | For | |||
4 | Re-elect Erich Fraunschiel | Mgmt | For | For | For | |||
5 | Elect Christopher Haynes | Mgmt | For | For | For | |||
6 | Re-elect Pierre Jungels | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
4 | Elect Colin Day | Mgmt | For | For | For | |||
5 | Elect Esther Dyson | Mgmt | For | For | For | |||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | |||
7 | Elect Philip Lader | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Stanley Morten | Mgmt | For | For | For | |||
10 | Elect Koichiro Naganuma | Mgmt | For | For | For | |||
11 | Elect John Quelch | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||
15 | Elect Timothy Shriver | Mgmt | For | For | For | |||
16 | Elect Martin Sorrell | Mgmt | For | For | For | |||
17 | Elect Paul Spencer | Mgmt | For | For | For | |||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ramani Ayer | Mgmt | For | For | For | |||
2 | Elect Dale Comey | Mgmt | For | For | For | |||
3 | Elect Robert Glauber | Mgmt | For | For | For | |||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Yum Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect Mirian Graddick-Weir | Mgmt | For | For | For | |||
4 | Elect J. David Grissom | Mgmt | For | For | For | |||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
6 | Elect Jonathan Linen | Mgmt | For | For | For | |||
7 | Elect Thomas Nelson | Mgmt | For | For | For | |||
8 | Elect David Novak | Mgmt | For | For | For | |||
9 | Elect Thomas Ryan | Mgmt | For | For | For | |||
10 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
11 | Elect Robert Walter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHoldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Bernard | Mgmt | For | For | For | |||
2 | Elect Marc Casper | Mgmt | For | For | For | |||
3 | Elect David Dvorak | Mgmt | For | For | For | |||
4 | Elect Larry Glasscock | Mgmt | For | For | For | |||
5 | Elect Robert Hagemann | Mgmt | For | For | For | |||
6 | Elect Arthur Higgins | Mgmt | For | For | For | |||
7 | Elect John McGoldrick | Mgmt | For | For | For | |||
8 | Elect Cecil Pickett | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||
2 | Elect R. D. Cash | Mgmt | For | For | For | |||
3 | Elect Patricia Frobes | Mgmt | For | For | For | |||
4 | Elect J. Heaney | Mgmt | For | For | For | |||
5 | Elect Roger Porter | Mgmt | For | For | For | |||
6 | Elect Stephen Quinn | Mgmt | For | For | For | |||
7 | Elect Harris Simmons | Mgmt | For | For | For | |||
8 | Elect L. E. Simmons | Mgmt | For | For | For | |||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | |||
Zynga Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZNGA | CUSIP 98986T108 | 06/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Pincus | Mgmt | For | For | For | |||
1.2 | Elect John Schappert | Mgmt | For | For | For | |||
1.3 | Elect William Gordon | Mgmt | For | For | For | |||
1.4 | Elect Reid Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Katzenberg | Mgmt | For | For | For | |||
1.6 | Elect Stanley Meresman | Mgmt | For | For | For | |||
1.7 | Elect Sunil Paul | Mgmt | For | For | For | |||
1.8 | Elect Owen Van Natta | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE GROWTH FUND OF AMERICA, INC.
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 24, 2012 |