UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00862
The Growth Fund of America, Inc.
(Exact Name of Registrant as Specified in Charter)
P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: August 31
Date of reporting period: July 1, 2010 - June 30, 2011
Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: The Growth Fund of America, Inc. Reporting Period: July 01, 2010 - June 30, 2011 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.10 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
ACC Limited (Associated Cement Companies Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CINS Y0002C112 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Narotam Sekhsaria | Mgmt | For | For | For | |||
4 | Elect Dinesh Mehrotra | Mgmt | For | For | For | |||
5 | Elect Rajendra Shah | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Elect Aidan Lynam | Mgmt | For | For | For | |||
8 | Elect Sushil Roongta | Mgmt | For | For | For | |||
ACC Limited (Associated Cement Companies Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CINS Y0002C112 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Charles Giancarlo | Mgmt | For | For | For | |||
3 | Elect Dennis Hightower | Mgmt | For | For | For | |||
4 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
5 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
7 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
10 | Authorization to Hold the 2012 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Ace Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||
4 | Elect Michael Connors | Mgmt | For | For | For | |||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
6 | Elect John Krol | Mgmt | For | For | For | |||
7 | Approval of Annual Report | Mgmt | For | For | For | |||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||
11 | DISCHARGE OF THE BOARD OF DIRECTORS | Mgmt | For | For | For | |||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||
15 | APPROVAL OF DIVIDENDS FROM LEGAL RESERVES | Mgmt | For | For | For | |||
16 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
3 | Elect John Caldwell | Mgmt | For | For | For | |||
4 | Elect Henry Chow | Mgmt | For | For | For | |||
5 | Elect Craig Conway | Mgmt | For | Against | Against | |||
6 | Elect Nicholas Donofrio | Mgmt | For | Against | Against | |||
7 | Elect H. Paulett Eberhart | Mgmt | For | Against | Against | |||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | 2011 Executive Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||
4 | Elect Molly Coye | Mgmt | For | For | For | |||
5 | Elect Roger Farah | Mgmt | For | For | For | |||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Robert Wright | Mgmt | For | For | For | |||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 03/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Procedural Rules of Shareholders' Meetings | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules of Board of Directors | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules of Supervisors | Mgmt | For | For | For | |||
6 | Elect Frederick MA Si-Hang | Mgmt | For | For | For | |||
7 | Elect WEN Tiejun | Mgmt | For | For | For | |||
8 | Renewal of Liability Insurance | Mgmt | For | For | For | |||
9 | Issuance of Subordinated Bonds | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Fixed Assets Investment Budget for 2011 | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Elect LI Yelin | Mgmt | For | For | For | |||
11 | 2010 Final Emoluments Plan for Directors and Supervisors | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
5 | Elect Mark Tucker | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chadwick Deaton | Mgmt | For | For | For | |||
1.2 | Elect Michael Donahue | Mgmt | For | For | For | |||
1.3 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.4 | Elect Lawrence Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | Against | |||
5 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Abdoo | Mgmt | For | For | For | |||
2 | Elect John Brinzo | Mgmt | For | For | For | |||
3 | Elect Dennis Cuneo | Mgmt | For | For | For | |||
4 | Elect William Gerber | Mgmt | For | For | For | |||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
6 | Elect Robert Jenkins | Mgmt | For | For | For | |||
7 | Elect Ralph Michael III | Mgmt | For | For | For | |||
8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
9 | Elect James Thomson | Mgmt | For | For | For | |||
10 | Elect James Wainscott | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Akamai Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAM | CUSIP 00971T101 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
2 | Elect David Kenny | Mgmt | For | For | For | |||
3 | Elect Peter Kight | Mgmt | For | For | For | |||
4 | Elect Frederic Salerno | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Uwe-Ernst Bufe | Mgmt | For | For | For | |||
11 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
12 | Amendment to the Compensation Policy Regarding the Shareholding Requirement | Mgmt | For | For | For | |||
13 | Amendment to the Remuneration Policy Regarding a Sustainability Metric | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
2 | Elect James Owens | Mgmt | For | For | For | |||
3 | Elect Ratan Tata | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Annual Cash Incentive Plan | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement Relating to the Board of Directors | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement Relating to the Removal of Directors | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Bell | Mgmt | For | For | For | |||
1.2 | Elect Max Link | Mgmt | For | For | For | |||
1.3 | Elect William Keller | Mgmt | For | For | For | |||
1.4 | Elect Joseph Madri | Mgmt | For | For | For | |||
1.5 | Elect Larry Mathis | Mgmt | For | For | For | |||
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
1.7 | Elect Alvin Parven | Mgmt | For | For | For | |||
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
1.9 | Elect Ann Veneman | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Allegheny Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AYE | CUSIP 017361106 | 09/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
2 | Elect Trevor Jones | Mgmt | For | For | For | |||
3 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | 2011 Executive Bonus Plan | Mgmt | For | For | For | |||
8 | 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP 021441100 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Daane | Mgmt | For | For | For | |||
2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||
3 | Elect Kevin McGarity | Mgmt | For | For | For | |||
4 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||
7 | Elect Susan Wang | Mgmt | For | For | For | |||
8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
11 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect John Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas Jones | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
9 | Elect Michael Szymanczyk | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Shareholder Proposal Regarding Flavored Tobacco | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Alain Monie | Mgmt | For | For | For | |||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||
Ambuja Cements Limited (fka Gujarat Ambuja Cements) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACL | CINS Y6140K106 | 04/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mansingh Bhakta | Mgmt | For | For | For | |||
4 | Elect Omkar Goswami | Mgmt | For | For | For | |||
5 | Elect Naresh Chandra | Mgmt | For | For | For | |||
6 | Appointment of Statutory Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For | |||
America Movil SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMX | CUSIP 02364W105 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Series L) | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 029912201 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Amerigroup Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGP | CUSIP 03073T102 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Carlson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Child | Mgmt | For | For | For | |||
1.3 | Elect Richard Shirk | Mgmt | For | For | For | |||
1.4 | Elect John Snow | Mgmt | For | For | For | |||
1.5 | Elect Joseph Prueher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Vance Coffman | Mgmt | For | For | For | |||
5 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
6 | Elect Frank Herringer | Mgmt | For | For | For | |||
7 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
8 | Elect Judith Pelham | Mgmt | For | For | For | |||
9 | Elect J. Paul Reason | Mgmt | For | For | For | |||
10 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Amorepacific Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
90430 | CINS Y01258105 | 03/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect KWON Young So | Mgmt | For | For | For | |||
4 | Independent Directors to be Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AMP Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CINS Q0344G101 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect J. Brian Clark | Mgmt | For | For | For | |||
3 | Re-elect Peter Shergold | Mgmt | For | For | For | |||
4 | Elect Catherine Brenner | Mgmt | For | For | For | |||
5 | Elect Richard Allert | Mgmt | For | For | For | |||
6 | Elect Patricia Akopiantz | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Equity Grant (MD/CEO Craig Dunn) | Mgmt | For | For | For | |||
9 | Increase NEDs' Fee Cap | Mgmt | For | For | For | |||
10 | Ratify Issue of Convertible Notes | Mgmt | For | For | For | |||
�� | ||||||||
AMR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMR | CUSIP 001765106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerard Arpey | Mgmt | For | For | For | |||
1.2 | Elect John Bachmann | Mgmt | For | For | For | |||
1.3 | Elect Armando Codina | Mgmt | For | For | For | |||
1.4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
1.5 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
1.6 | Elect Michael Miles | Mgmt | For | For | For | |||
1.7 | Elect Philip Purcell | Mgmt | For | For | For | |||
1.8 | Elect Ray Robinson | Mgmt | For | For | For | |||
1.9 | Elect Judith Rodin | Mgmt | For | For | For | |||
1.10 | Elect Matthew Rose | Mgmt | For | For | For | |||
1.11 | Elect Roger Staubach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Doyle | Mgmt | For | For | For | |||
5 | Elect John Hodgson | Mgmt | For | For | For | |||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
7 | Elect Neil Novich | Mgmt | For | For | For | |||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
9 | Elect Paul Severino | Mgmt | For | For | For | |||
10 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Richard Dalzell | Mgmt | For | For | For | |||
3 | Elect Karen Dykstra | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Susan Lyne | Mgmt | For | For | For | |||
6 | Elect Patricia Mitchell | Mgmt | For | For | For | |||
7 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
8 | Elect James Stengel | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||
5 | Elect Judson Green | Mgmt | For | For | For | |||
6 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
7 | Elect Jan Kalff | Mgmt | For | For | For | |||
8 | Elect J. Michael Losh | Mgmt | For | For | For | |||
9 | Elect R. Eden Martin | Mgmt | For | For | For | |||
10 | Elect Andrew McKenna | Mgmt | For | For | For | |||
11 | Elect Robert Morrison | Mgmt | For | For | For | |||
12 | Elect Richard Myers | Mgmt | For | For | For | |||
13 | Elect Richard Notebaert | Mgmt | For | For | For | |||
14 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
15 | Elect Gloria Santona | Mgmt | For | For | For | |||
16 | Elect Carolyn Woo | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
20 | 2011 Incentive Plan | Mgmt | For | Against | Against | |||
21 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 09/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
4 | Elect John Kocur | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
9 | Increase of Preferred Stock | Mgmt | For | For | For | |||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 01/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Suzanne Nimocks | Mgmt | For | For | For | |||
3 | Presentation of the Report of the Board of Directors | Mgmt | For | For | For | |||
4 | Presentation of the Auditor's Report | Mgmt | For | For | For | |||
5 | Approval of Spin-off | Mgmt | For | For | For | |||
6 | Determination of Effective Date of Spin-off | Mgmt | For | For | For | |||
7 | Reduction of Share Capital | Mgmt | For | For | For | |||
8 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Directors' Fees | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Lakshmi Mittal | Mgmt | For | TNA | N/A | |||
7 | Elect Antoine Spillmann | Mgmt | For | TNA | N/A | |||
8 | Elect Lewis B. Kaden | Mgmt | For | TNA | N/A | |||
9 | Elect Prince Guillaume of Luxembourg | Mgmt | For | TNA | N/A | |||
10 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | 2011-2020 Restricted Share Unit Plan and Performance Share Unit Plan | Mgmt | For | TNA | N/A | |||
ARM Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARM | CINS G0483X122 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Director's Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Larry Hirst | Mgmt | For | For | For | |||
5 | Elect Janice Roberts | Mgmt | For | For | For | |||
6 | Elect Andy Green | Mgmt | For | For | For | |||
7 | Elect Doug Dunn | Mgmt | For | For | For | |||
8 | Elect Warren East | Mgmt | For | For | For | |||
9 | Elect Tudor Brown | Mgmt | For | For | For | |||
10 | Elect Mike Inglis | Mgmt | For | For | For | |||
11 | Elect Mike Muller | Mgmt | For | For | For | |||
12 | Elect Kathleen O'Donovan | Mgmt | For | For | For | |||
13 | Elect Philip Rowley | Mgmt | For | For | For | |||
14 | Elect Tim Score | Mgmt | For | For | For | |||
15 | Elect Simon Segars | Mgmt | For | For | For | |||
16 | Elect Young Sohn | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Set General Meeting Period to 14 Days | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059186 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Stock Option Grants to Employees | Mgmt | For | For | For | |||
7 | Elect William Siegle | Mgmt | For | For | For | |||
8 | Elect Josephus Westerburgen | Mgmt | For | For | For | |||
9 | Supervisory Board Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Additional Shares | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059178 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | |||
11 | Elect William Siegle | Mgmt | For | For | For | |||
12 | Elect Josephus Westerburgen | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Supervisory Board Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Additional Shares | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCO-A | CINS W10020134 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Dividend Record Date | Mgmt | For | For | For | |||
16 | Board Size | Mgmt | For | For | For | |||
17 | Election of Directors | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Compensation Guidelines | Mgmt | For | For | For | |||
21 | 2011 Performance Option Plan | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
24 | Issuance of Treasury Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For | For | |||
25 | Issuance of Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
26 | Issuance of Treasury Shares Pursuant to 2006, 2007, 2008 and 2009 Stock Option Plans | Mgmt | For | For | For | |||
27 | Amendments to Articles Regarding Stock Split | Mgmt | For | For | For | |||
28 | Stock Split | Mgmt | For | For | For | |||
29 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
30 | Increase in Share Capital | Mgmt | For | For | For | |||
31 | Nomination Committee | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCO-A | CINS W10020118 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Dividend Record Date | Mgmt | For | For | For | |||
17 | Board Size | Mgmt | For | For | For | |||
18 | Election of Directors | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Compensation Guidelines | Mgmt | For | For | For | |||
21 | 2011 Performance Option Plan | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Repurchase Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
25 | Issuance of Treasury Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For | For | |||
26 | Issuance of Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
27 | Issuance of Treasury Shares Pursuant to 2006, 2007, 2008 and 2009 Stock Option Plans | Mgmt | For | For | For | |||
28 | Amendments to Articles Regarding Stock Split | Mgmt | For | For | For | |||
29 | Stock Split | Mgmt | For | For | For | |||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
31 | Increase in Share Capital | Mgmt | For | For | For | |||
32 | Nomination Committee | Mgmt | For | For | For | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Amendment to the Employees' Savings-Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AutoNation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AN | CUSIP 05329W102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Jackson | Mgmt | For | For | For | |||
2 | Elect Robert Brown | Mgmt | For | For | For | |||
3 | Elect Rick Burdick | Mgmt | For | For | For | |||
4 | Elect William Crowley | Mgmt | For | For | For | |||
5 | Elect David Edelson | Mgmt | For | For | For | |||
6 | Elect Robert Grusky | Mgmt | For | For | For | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect Michael Maroone | Mgmt | For | For | For | |||
9 | Elect Carlos Migoya | Mgmt | For | For | For | |||
10 | Elect Alison Rosenthal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 03/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock Tan | Mgmt | For | For | For | |||
2 | Elect Adam Clammer | Mgmt | For | For | For | |||
3 | Elect James Davidson | Mgmt | For | For | For | |||
4 | Elect James Diller | Mgmt | For | For | For | |||
5 | Elect Kenneth Hao | Mgmt | For | For | For | |||
6 | Elect John Hsuan | Mgmt | For | For | For | |||
7 | Elect David Kerko | Mgmt | For | For | For | |||
8 | Elect Justine Lien | Mgmt | For | For | For | |||
9 | Elect Donald Macleod | Mgmt | For | For | For | |||
10 | Elect Bock Seng Tan | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
15 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Aveva Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVV | CINS G06812112 | 07/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Richard Longdon | Mgmt | For | For | For | |||
5 | Elect Paul Taylor | Mgmt | For | For | For | |||
6 | Elect Nick Prest | Mgmt | For | For | For | |||
7 | Elect Jonathan Brooks | Mgmt | For | For | For | |||
8 | Elect Philip Dayer | Mgmt | For | For | For | |||
9 | Elect Herve Couturier | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Adoption of New Articles | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.5 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.6 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.7 | Elect James Lash | Mgmt | For | For | For | |||
1.8 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.9 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.10 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of Performance Goals under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 06/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||
5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | |||
6 | Elect Terence Burns | Mgmt | For | For | For | |||
7 | Elect Antoine Bernheim | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | |||
10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | |||
11 | Amend Articles 62 and 69 | Mgmt | For | For | For | |||
12 | Amend Preamble and Article 2 | Mgmt | For | For | For | |||
13 | Amend Articles 4, 5, 6 bis and 8 | Mgmt | For | For | For | |||
14 | Amend Articles 12, 19 and 21 | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
16 | Scrip Dividend | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
22 | Performance Share Plan | Mgmt | For | Abstain | Against | |||
23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
25 | UK Employee Share Savings Plan | Mgmt | For | For | For | |||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
27 | Remuneration Report | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHoldr | Against | Against | For | |||
Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 01/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Jackson TAI | Mgmt | For | For | For | |||
3 | Authority to Issue RMB-denominated Bonds | Mgmt | For | For | For | |||
Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Financial Statements | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Annual Budget | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect ZHANG Xiangdong | Mgmt | For | For | For | |||
9 | Elect ZHANG Qi | Mgmt | For | For | For | |||
10 | Elect MEI Xingbao | Mgmt | For | For | For | |||
11 | Elect BAO Guoming | Mgmt | For | For | For | |||
12 | Authority to Issue Financial Bonds | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Peter Crossgrove | Mgmt | For | For | For | |||
1.6 | Elect Robert Franklin | Mgmt | For | For | For | |||
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.9 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.10 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.11 | Elect Peter Munk | Mgmt | For | For | For | |||
1.12 | Elect Aaron Regent | Mgmt | For | For | For | |||
1.13 | Elect Nathaniel Rothschild | Mgmt | For | For | For | |||
1.14 | Elect Steven Shapiro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
Bayerische Motoren Werke AG (BMW) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMW | CINS D12096109 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy | Mgmt | For | For | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Allison, IV | Mgmt | For | For | For | |||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||
1.8 | Elect John Howe, III | Mgmt | For | For | For | |||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||
1.11 | Elect J. Holmes Morrison | Mgmt | For | For | For | |||
1.12 | Elect Nido Qubein | Mgmt | For | For | For | |||
1.13 | Elect Thomas Skains | Mgmt | For | For | For | |||
1.14 | Elect Thomas Thompson | Mgmt | For | For | For | |||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||
2 | Amendment to the short-term incentive plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 04/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Martin Houston | Mgmt | For | For | For | |||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
19 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||
20 | Adoption of New Constitution (BHP Billiton Limited) | Mgmt | For | For | For | |||
21 | Adoption of New Articles (BHP Billiton plc) | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Biogen Idec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander Denner | Mgmt | For | For | For | |||
6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
7 | Elect Richard Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert Pangia | Mgmt | For | For | For | |||
9 | Elect Brian Posner | Mgmt | For | For | For | |||
10 | Elect Eric Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen Sherwin | Mgmt | For | For | For | |||
12 | Elect William Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Repeal of Classified Board | Mgmt | For | For | For | |||
BOK Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKF | CUSIP 05561Q201 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Allen | Mgmt | For | For | For | |||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Sharon Bell | Mgmt | For | For | For | |||
1.4 | Elect Peter Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Chester Cadieux, III | Mgmt | For | For | For | |||
1.6 | Elect Joseph Craft III | Mgmt | For | For | For | |||
1.7 | Elect William Durrett | Mgmt | For | For | For | |||
1.8 | Elect John Gibson | Mgmt | For | For | For | |||
1.9 | Elect David Griffin | Mgmt | For | For | For | |||
1.10 | Elect V. Burns Hargis | Mgmt | For | For | For | |||
1.11 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | |||
1.12 | Elect George Kaiser | Mgmt | For | For | For | |||
1.13 | Elect Robert LaFortune | Mgmt | For | For | For | |||
1.14 | Elect Stanley Lybarger | Mgmt | For | For | For | |||
1.15 | Elect Steven Malcolm | Mgmt | For | For | For | |||
1.16 | Elect E.C. Richards | Mgmt | For | For | For | |||
1.17 | Elect David Thompson | Mgmt | For | For | For | |||
1.18 | Elect Michael Turpen | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | 2011 True-Up Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Bombardier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751200 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Andre Berard | Mgmt | For | For | For | |||
1.4 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.5 | Elect Janine Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Thierry Desmarest | Mgmt | For | For | For | |||
1.9 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean Monty | Mgmt | For | For | For | |||
1.12 | Elect Carlos Represas | Mgmt | For | For | For | |||
1.13 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.14 | Elect Heinrich Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Gender Parity on the Board | Mgmt | Against | Against | For | |||
5 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Minority Shareholder Rights | Mgmt | Against | For | Against | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
10 | Elect John Sununu | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||
7 | Elect Iain Conn | Mgmt | For | For | For | |||
8 | Elect George David | Mgmt | For | For | For | |||
9 | Elect Ian Davis | Mgmt | For | For | For | |||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||
11 | Elect Byron Grote | Mgmt | For | For | For | |||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||
3 | Elect James Cornelius | Mgmt | For | For | For | |||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Leif Johansson | Mgmt | For | For | For | |||
8 | Elect Alan Lacy | Mgmt | For | For | For | |||
9 | Elect Vicki Sato | Mgmt | For | For | For | |||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Karen de Segundo | Mgmt | For | For | For | |||
8 | Elect Nicandro Durante | Mgmt | For | For | For | |||
9 | Elect Robert Lerwill | Mgmt | For | For | For | |||
10 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
11 | Elect Gerard Murphy | Mgmt | For | For | For | |||
12 | Elect Anthony Ruys | Mgmt | For | For | For | |||
13 | Elect Sir Nicholas Scheele | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect John Daly | Mgmt | For | For | For | |||
16 | Elect Kieran Poynter | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bureau Veritas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVI | CINS F96888114 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Patrick Buffet | Mgmt | For | For | For | |||
9 | Elect Philippe Louis-Dreyfus | Mgmt | For | For | For | |||
10 | Elect Pierre Hessler | Mgmt | For | For | For | |||
11 | Elect Aldo Cardoso | Mgmt | For | For | For | |||
12 | Elect Barbara Vernicos | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
25 | Authority to Cancel shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
27 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
28 | Global Ceiling on Increases in Capital | Mgmt | For | Against | Against | |||
29 | Amend Article 26.3 | Mgmt | For | For | For | |||
30 | Amend Article 26.4 | Mgmt | For | For | For | |||
31 | Amend Article 14.1 | Mgmt | For | For | For | |||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Canadian Natural Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNQ | CUSIP 136385101 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine Best | Mgmt | For | For | For | |||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | |||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | |||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | |||
1.6 | Elect Gordon Giffin | Mgmt | For | For | For | |||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | |||
1.8 | Elect Steve Laut | Mgmt | For | For | For | |||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | |||
1.10 | Elect Allan Markin | Mgmt | For | For | For | |||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | |||
1.12 | Elect James Palmer | Mgmt | For | For | For | |||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | |||
1.14 | Elect David Tuer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Canon Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7751 | CINS J05124144 | 03/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | |||
4 | Elect Tsuneji Uchida | Mgmt | For | For | For | |||
5 | Elect Toshizo Tanaka | Mgmt | For | For | For | |||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | |||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | |||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | |||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |||
10 | Elect Tomonori Iwashita | Mgmt | For | For | For | |||
11 | Elect Masahiro Ohsawa | Mgmt | For | For | For | |||
12 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||
13 | Elect Katsuichi Shimizu | Mgmt | For | For | For | |||
14 | Elect Ryohichi Banba | Mgmt | For | For | For | |||
15 | Elect Toshio Honma | Mgmt | For | For | For | |||
16 | Elect Masaki Nakaoka | Mgmt | For | For | For | |||
17 | Elect Haruhisa Honda | Mgmt | For | For | For | |||
18 | Elect Hideki Ozawa | Mgmt | For | For | For | |||
19 | Elect Masaya Maeda | Mgmt | For | For | For | |||
20 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||
21 | Elect Makoto Araki | Mgmt | For | For | For | |||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | |||
23 | Bonus | Mgmt | For | For | For | |||
24 | Stock Option Plan | Mgmt | For | For | For | |||
CapitaMalls Asia Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JS8 | CINS Y1122V105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | |||
5 | Elect LIM Beng Chee | Mgmt | For | For | For | |||
6 | Elect Sunil Tissa Amarasuriya | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
CapitaMalls Asia Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JS8 | CINS Y1122V105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Amendments to Articles Regarding Adoption of Chinese Name | Mgmt | For | For | For | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Folliard | Mgmt | For | For | For | |||
1.2 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
1.3 | Elect Shira Goodman | Mgmt | For | For | For | |||
1.4 | Elect W. Robert Grafton | Mgmt | For | For | For | |||
1.5 | Elect Edgar Grubb | Mgmt | For | For | For | |||
1.6 | Elect Mitchell Steenrod | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
12 | Elect Laura Weil | Mgmt | For | For | For | |||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Stock Option Plan | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | �� | ||||
CAT | CUSIP 149123101 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
1.5 | Elect David Goode | Mgmt | For | For | For | |||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Peter Magowan | Mgmt | For | For | For | |||
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect William Osborn | Mgmt | For | For | For | |||
1.11 | Elect Charles Powell | Mgmt | For | For | For | |||
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Susan Schwab | Mgmt | For | For | For | |||
1.14 | Elect Joshua Smith | Mgmt | For | For | For | |||
1.15 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||
3 | Elect John Wulff | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Patrick Daniel | Mgmt | For | For | For | |||
1.3 | Elect Ian Delaney | Mgmt | For | For | For | |||
1.4 | Elect Brian Ferguson | Mgmt | For | For | For | |||
1.5 | Elect Michael Grandin | Mgmt | For | For | For | |||
1.6 | Elect Valerie Nielsen | Mgmt | For | For | For | |||
1.7 | Elect Charles Rampacek | Mgmt | For | For | For | |||
1.8 | Elect Colin Taylor | Mgmt | For | For | For | |||
1.9 | Elect Wayne Thomson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard Gephardt | Mgmt | For | For | For | |||
1.4 | Elect Gregory McCray | Mgmt | For | For | For | |||
1.5 | Elect Michael Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect George Kirkland | Mgmt | For | For | For | |||
7 | Elect Donald Rice | Mgmt | For | For | For | |||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||
12 | Elect Carl Ware | Mgmt | For | For | For | |||
13 | Elect John Watson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
728 | CINS Y1505D102 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect WANG Xiaochu | Mgmt | For | For | For | |||
7 | Elect SHANG Bing | Mgmt | For | For | For | |||
8 | Elect WU Andi | Mgmt | For | For | For | |||
9 | Elect ZHANG Jiping | Mgmt | For | For | For | |||
10 | Elect ZHANG Chenshuang | Mgmt | For | For | For | |||
11 | Elect YANG Xiaowei | Mgmt | For | For | For | |||
12 | Elect YANG Jie | Mgmt | For | For | For | |||
13 | Elect SUN Kangmin | Mgmt | For | For | For | |||
14 | Elect LI Jinming | Mgmt | For | For | For | |||
15 | Elect WU Jichuan | Mgmt | For | For | For | |||
16 | Elect QIN Xiao | Mgmt | For | For | For | |||
17 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | |||
18 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
19 | Elect XU Erming | Mgmt | For | For | For | |||
20 | Elect MIAO Jianhua | Mgmt | For | For | For | |||
21 | Elect ZHU Lihao | Mgmt | For | For | For | |||
22 | Elect XU Cailiao | Mgmt | For | For | For | |||
23 | Elect HAN Fang | Mgmt | For | For | For | |||
24 | Elect DU Zuguo | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
26 | Issuance of Debentures | Mgmt | For | For | For | |||
27 | Specific Terms and Conditions | Mgmt | For | For | For | |||
28 | Issuance of Bonds | Mgmt | For | For | For | |||
29 | Specific Terms and Conditions | Mgmt | For | For | For | |||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
31 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
728 | CINS Y1505D102 | 10/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Renewal of Telecom CDMA Lease and Annual Caps | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Charlesworth | Mgmt | For | For | For | |||
1.2 | Elect Montgomery Moran | Mgmt | For | For | For | |||
2 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Hentschel | Mgmt | For | For | For | |||
2 | Elect F. H. Merelli | Mgmt | For | For | For | |||
3 | Elect L. Paul Teague | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
6 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | Against | Against | |||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
4 | Elect Robert Joss | Mgmt | For | For | For | |||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||
7 | Elect Richard Parsons | Mgmt | For | Against | Against | |||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||
11 | Elect Anthony Santomero | Mgmt | For | Against | Against | |||
12 | Elect Diana Taylor | Mgmt | For | Against | Against | |||
13 | Elect William Thompson, Jr. | Mgmt | For | Against | Against | |||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
17 | 2011 Executive Performance Plan | Mgmt | For | Against | Against | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHoldr | Against | For | Against | |||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Bloch | Mgmt | For | For | For | |||
1.2 | Elect Bram Goldsmith | Mgmt | For | For | For | |||
1.3 | Elect Ashok Israni | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Ziffren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | |||
4 | Amendment of the Variable Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||
4 | Elect Andres Ricardo Gluski Weilert | Mgmt | For | For | For | |||
5 | Elect Susan Green | Mgmt | For | For | For | |||
6 | Elect Janice Henry | Mgmt | For | For | For | |||
7 | Elect James Kirsch | Mgmt | For | For | For | |||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||
9 | Elect Roger Phillips | Mgmt | For | For | For | |||
10 | Elect Richard Riederer | Mgmt | For | For | For | |||
11 | Elect Richard Ross | Mgmt | For | For | For | |||
12 | Elect Alan Schwartz | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Cobalt International Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIE | CUSIP 19075F106 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Bryant | Mgmt | For | For | For | |||
1.2 | Elect Peter Coneway | Mgmt | For | For | For | |||
1.3 | Elect Michael France | Mgmt | For | For | For | |||
1.4 | Elect Jack Golden | Mgmt | For | For | For | |||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Scott Lebovitz | Mgmt | For | For | For | |||
1.7 | Elect Jon Marshall | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Moore | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | For | For | |||
1.10 | Elect Myles Scoggins | Mgmt | For | For | For | |||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
1.12 | Elect Martin Young, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.9 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
�� | ||||||||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Cregg | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Alfred Piergallini | Mgmt | For | For | For | |||
4 | Elect Nina Vaca | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | 2011 Management Incentive Plan | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Leach | Mgmt | For | For | For | |||
1.2 | Elect William Easter III | Mgmt | For | For | For | |||
1.3 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect John Whitmire | Mgmt | For | For | For | |||
1.3 | Elect Philip Baxter | Mgmt | For | For | For | |||
1.4 | Elect James Altmeyer, Sr. | Mgmt | For | For | For | |||
1.5 | Elect William Davis | Mgmt | For | For | For | |||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John Mills | Mgmt | For | For | For | |||
1.10 | Elect William Powell | Mgmt | For | For | For | |||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
Continental Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAL | CUSIP 210795308 | 09/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Declaration of Material Interest | Mgmt | For | For | For | |||
Core Laboratories N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLB | CUSIP N22717107 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Demshur | Mgmt | For | For | For | |||
1.2 | Elect Rene Joyce | Mgmt | For | For | For | |||
1.3 | Elect Michael Kearney | Mgmt | For | For | For | |||
1.4 | Elect Jan Sodderland | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Authority to Cancel Shares | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect John Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Gordon Gund | Mgmt | For | For | For | |||
4 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
5 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
6 | Elect Glenn Tilton | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Say When on Pay | Mgmt | 3 Years | 3 Years | For | |||
Covance Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVD | CUSIP 222816100 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Costley | Mgmt | For | For | For | |||
1.2 | Elect Sandra Helton | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Allocation of Dividends from Reserves | Mgmt | For | For | For | |||
9 | Authority to Increase Conditional Capital | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
11 | Amendment Regarding Voting Procedure | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
14 | Elect Jean Lanier | Mgmt | For | For | For | |||
15 | Elect Anton van Rossum | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Appointment of Special Auditor | Mgmt | For | For | For | |||
18 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Crescent Point Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CUSIP 22576C101 | 05/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Peter Bannister | Mgmt | For | For | For | |||
2.2 | Elect Paul Colborne | Mgmt | For | For | For | |||
2.3 | Elect Kenney Cugnet | Mgmt | For | For | For | |||
2.4 | Elect D. Hugh Gillard | Mgmt | For | For | For | |||
2.5 | Elect Gerald Romanzin | Mgmt | For | For | For | |||
2.6 | Elect Scott Saxberg | Mgmt | For | For | For | |||
2.7 | Elect Gregory Turnbull | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles Regarding Shareholder Meeting Location | Mgmt | For | For | For | |||
5 | Amendments to By-Laws (Short-Form By-Laws) | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Maeve Carton | Mgmt | For | For | For | |||
5 | Elect William Egan | Mgmt | For | For | For | |||
6 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
7 | Elect Nicky Hartery | Mgmt | For | For | For | |||
8 | Elect Jan Maarten de Jong | Mgmt | For | For | For | |||
9 | Elect John Kennedy | Mgmt | For | For | For | |||
10 | Elect Myles Lee | Mgmt | For | For | For | |||
11 | Elect Albert Manifold | Mgmt | For | For | For | |||
12 | Elect Kieran McGowan | Mgmt | For | For | For | |||
13 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
14 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
15 | Elect Mark Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect John Breaux | Mgmt | For | For | For | |||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore Solso | Mgmt | For | For | For | |||
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
3 | Elect William Miller | Mgmt | For | For | For | |||
4 | Elect Alexis Herman | Mgmt | For | For | For | |||
5 | Elect Georgia Nelson | Mgmt | For | For | For | |||
6 | Elect Carl Ware | Mgmt | For | For | For | |||
7 | Elect Robert Herdman | Mgmt | For | For | For | |||
8 | Elect Robert Bernhard | Mgmt | For | For | For | |||
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||
10 | Elect Stephen Dobbs | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
6 | Elect Marian Heard | Mgmt | For | For | For | |||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Horton | Mgmt | For | For | For | |||
2 | Elect Bradley Anderson | Mgmt | For | For | For | |||
3 | Elect Michael Buchanan | Mgmt | For | For | For | |||
4 | Elect Michael Hewatt | Mgmt | For | For | For | |||
5 | Elect Bob Scott | Mgmt | For | For | For | |||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | |||
7 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
11 | Elect Manfred Bischoff | Mgmt | For | For | For | |||
12 | Elect Lynton Wilson | Mgmt | For | For | For | |||
13 | Elect Petraea Heynike | Mgmt | For | For | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.10 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
2 | Elect Dipak Jain | Mgmt | For | For | For | |||
3 | Elect Joachim Milberg | Mgmt | For | For | For | |||
4 | Elect Richard Myers | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Dell Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Breyer | Mgmt | For | For | For | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||
1.5 | Elect Judy Lewent | Mgmt | For | For | For | |||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | |||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
1.10 | Elect Sam Nunn | Mgmt | For | For | For | |||
1.11 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect John Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect John Engler | Mgmt | For | For | For | |||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||
8 | Elect David Goode | Mgmt | For | For | For | |||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wieland Wettstein | Mgmt | For | For | For | |||
1.2 | Elect Michael Beatty | Mgmt | For | For | For | |||
1.3 | Elect Michael Decker | Mgmt | For | For | For | |||
1.4 | Elect Ronald Greene | Mgmt | For | For | For | |||
1.5 | Elect David Heather | Mgmt | For | For | For | |||
1.6 | Elect Gregory McMichael | Mgmt | For | For | For | |||
1.7 | Elect Gareth Roberts | Mgmt | For | For | For | |||
1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||
1.9 | Elect Randy Stein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||
1.4 | Elect David Stump | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Diageo PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 10/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
5 | Elect Laurence Danon | Mgmt | For | For | For | |||
6 | Elect Betsey Holden | Mgmt | For | For | For | |||
7 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
8 | Elect Franz Humer | Mgmt | For | For | For | |||
9 | Elect Philip Scott | Mgmt | For | For | For | |||
10 | Elect H. Todd Stitzer | Mgmt | For | For | For | |||
11 | Elect Paul Walker | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||
14 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||
22 | Sharesave Plan | Mgmt | For | For | For | |||
23 | Authority to Establish International Share Plans | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DO | CUSIP 25271C102 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Tisch | Mgmt | For | For | For | |||
2 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||
3 | Elect John Bolton | Mgmt | For | For | For | |||
4 | Elect Charles Fabrikant | Mgmt | For | For | For | |||
5 | Elect Paul Gaffney II | Mgmt | For | For | For | |||
6 | Elect Edward Grebow | Mgmt | For | For | For | |||
7 | Elect Herbert Hofmann | Mgmt | For | For | For | |||
8 | Elect Andrew Tisch | Mgmt | For | For | For | |||
9 | Elect Raymond Troubh | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||
2 | Elect Mary Bush | Mgmt | For | For | For | |||
3 | Elect Gregory Case | Mgmt | For | For | For | |||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||
9 | Elect David Nelms | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DreamWorks Animation SKG, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWA | CUSIP 26153C103 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Katzenberg | Mgmt | For | For | For | |||
1.2 | Elect Roger Enrico | Mgmt | For | For | For | |||
1.3 | Elect Lewis Coleman | Mgmt | For | For | For | |||
1.4 | Elect Harry Brittenham | Mgmt | For | For | For | |||
1.5 | Elect Thomas Freston | Mgmt | For | For | For | |||
1.6 | Elect Judson Green | Mgmt | For | For | For | |||
1.7 | Elect Mellody Hobson | Mgmt | For | For | For | |||
1.8 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.9 | Elect Nathan Myhrvold | Mgmt | For | For | For | |||
1.10 | Elect Richard Sherman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
eAccess Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9427 | CINS J12548103 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Sachio Senmoto | Mgmt | For | For | For | |||
3 | Elect Kohji Fukata | Mgmt | For | For | For | |||
4 | Elect Eric Gan | Mgmt | For | For | For | |||
5 | Elect Ankur Sahu | Mgmt | For | For | For | |||
6 | Elect Junji Inoue | Mgmt | For | For | For | |||
7 | Elect Glenn Gumpel | Mgmt | For | For | For | |||
8 | Elect Jiroh Kokuryoh | Mgmt | For | For | For | |||
9 | Elect Julian Horn-Smith | Mgmt | For | For | For | |||
10 | Elect TAN Shiong | Mgmt | For | For | For | |||
11 | Elect Kohichiroh Nakamoto | Mgmt | For | For | For | |||
12 | Elect Motokuni Takaoka | Mgmt | For | For | For | |||
13 | Election of Alternate Statutory Auditor | Mgmt | For | For | For | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS F17114103 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Approval of Compensation Policy; Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Cancellation of Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Barnholt | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||
3 | Elect France Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||
9 | Elect James Rosser | Mgmt | For | For | For | |||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cardis | Mgmt | For | For | For | |||
2 | Elect David Pyott | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
4 | Elect Nelson Diaz | Mgmt | For | For | For | |||
5 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
6 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
7 | Elect Paul Joskow | Mgmt | For | For | For | |||
8 | Elect Richard Mies | Mgmt | For | For | For | |||
9 | Elect John Palms | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Thomas Ridge | Mgmt | For | For | For | |||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
13 | Elect John Rowe | Mgmt | For | For | For | |||
14 | Elect Stephen Steinour | Mgmt | For | For | For | |||
15 | Elect Donald Thompson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Hunt | Mgmt | For | For | For | |||
2 | Elect Richard Massey | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Annual Incentive Plan | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||
1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Emerson Brumback | Mgmt | For | For | For | |||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||
1.6 | Elect Jewell Hoover | Mgmt | For | For | For | |||
1.7 | Elect William Isaac | Mgmt | For | For | For | |||
1.8 | Elect Kevin Kabat | Mgmt | For | For | For | |||
1.9 | Elect Mitchel Livingston | Mgmt | For | For | For | |||
1.10 | Elect Hendrick Meijer | Mgmt | For | For | For | |||
1.11 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
First Horizon National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHN | CUSIP 320517105 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Carter | Mgmt | For | For | For | |||
2 | Elect John Compton | Mgmt | For | For | For | |||
3 | Elect Mark Emkes | Mgmt | For | For | For | |||
4 | Elect Vicky Gregg | Mgmt | For | For | For | |||
5 | Elect James Haslam III | Mgmt | For | For | For | |||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
7 | Elect R. Brad Martin | Mgmt | For | For | For | |||
8 | Elect Vicki Palmer | Mgmt | For | For | For | |||
9 | Elect Colin Reed | Mgmt | For | For | For | |||
10 | Elect Michael Rose | Mgmt | For | For | For | |||
11 | Elect William Sansom | Mgmt | For | For | For | |||
12 | Elect Luke Yancy III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||
1.5 | Elect William Post | Mgmt | For | For | For | |||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHoldr | Against | Against | For | |||
Flextronics International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 07/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
2 | Elect Willy Shih | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||
5 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Renewal of the Share Purchase Mandate | Mgmt | For | For | For | |||
Flir Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIR | CUSIP 302445101 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Crouch | Mgmt | For | For | For | |||
1.2 | Elect Angus Macdonald | Mgmt | For | For | For | |||
2 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Mooney | Mgmt | For | For | For | |||
2 | Elect Enrique Sosa | Mgmt | For | For | For | |||
3 | Elect Vincent Volpe Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Maury Devine | Mgmt | For | For | For | |||
2 | Elect John Gremp | Mgmt | For | For | For | |||
3 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
4 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Franklin Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEN | CUSIP 354613101 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Charles Crocker | Mgmt | For | For | For | |||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | |||
4 | Elect Charles Johnson | Mgmt | For | For | For | |||
5 | Elect Gregory Johnson | Mgmt | For | For | For | |||
6 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | |||
7 | Elect Mark Pigott | Mgmt | For | For | For | |||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||
9 | Elect Peter Sacerdote | Mgmt | For | For | For | |||
10 | Elect Laura Stein | Mgmt | For | For | For | |||
11 | Elect Anne Tatlock | Mgmt | For | For | For | |||
12 | Elect Geoffrey Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||
1.4 | Elect Gerald Ford | Mgmt | For | For | For | |||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles Krulak | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bobby Lackey | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Early Termination of Directors | Mgmt | For | For | For | |||
2 | Elect Andrey Akimov | Mgmt | For | N/A | N/A | |||
3 | Elect Alexander Ananenkov | Mgmt | For | For | For | |||
4 | Elect Farit Gazizullin | Mgmt | For | N/A | N/A | |||
5 | Elect Elena Karpel | Mgmt | For | For | For | |||
6 | Elect Timur Kulibayev | Mgmt | For | N/A | N/A | |||
7 | Elect Viktor Martynov | Mgmt | For | N/A | N/A | |||
8 | Elect Vladimir Mau | Mgmt | For | N/A | N/A | |||
9 | Elect Alexey Miller | Mgmt | For | For | For | |||
10 | Elect Valery Musin | Mgmt | For | N/A | N/A | |||
11 | Elect Mikhail Sereda | Mgmt | For | For | For | |||
12 | Elect Igor Yusufov | Mgmt | For | N/A | N/A | |||
13 | Elect Viktor Zubkov | Mgmt | For | N/A | N/A | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Payment of Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Charter | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Audit Commission Members' Fees | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
10 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
12 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
13 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
14 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
15 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
16 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
17 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
18 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
19 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
20 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
21 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
22 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
23 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
24 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
25 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
26 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
27 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
28 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
29 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
30 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
31 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
32 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
33 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
34 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
35 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
36 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
37 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
38 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
39 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
40 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
41 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
42 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
43 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
44 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
45 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
46 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
47 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
48 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
49 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
50 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
51 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
52 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
53 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
54 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
55 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
56 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
57 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
58 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
59 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
60 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
61 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
62 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
63 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
64 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
65 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
66 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
67 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
68 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
69 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
70 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
71 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
72 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
73 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
74 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
75 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
76 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
77 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
78 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
79 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
80 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
81 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
82 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
83 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
84 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
85 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
86 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
87 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
88 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
89 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
90 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
91 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
92 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
93 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
94 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
95 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
96 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
97 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
98 | Related Party Transactions | Mgmt | For | Abstain | Against | Against | ||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
2 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
3 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
4 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
5 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
6 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
7 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
8 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
9 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
10 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
11 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
12 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
13 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
14 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
15 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
16 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
17 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
18 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
19 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
20 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
21 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
22 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
23 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
27 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
28 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
29 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
30 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
31 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
32 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
33 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
34 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
35 | Elect Andrey Akimov | Mgmt | For | N/A | N/A | |||
36 | Elect Alexander Ananenkov | Mgmt | For | For | For | |||
37 | Elect Farit Gazizullin | Mgmt | For | N/A | N/A | |||
38 | Elect Viktor Zubkov | Mgmt | For | N/A | N/A | |||
39 | Elect Elena Karpel | Mgmt | For | For | For | |||
40 | Elect Alexey Miller | Mgmt | For | For | For | |||
41 | Elect Valery Musin | Mgmt | For | N/A | N/A | |||
42 | Elect Elvira Nabiullina | Mgmt | For | N/A | N/A | |||
43 | Elect Mikhail Sereda | Mgmt | For | For | For | |||
44 | Elect Sergey Shmatko | Mgmt | For | N/A | N/A | |||
45 | Elect Igor Yusufov | Mgmt | For | N/A | N/A | |||
46 | Elect Dmitry Arkhipov | Mgmt | For | For | For | |||
47 | Elect Andrey Belobrov | Mgmt | For | Abstain | Against | |||
48 | Elect Vadim Bikulov | Mgmt | For | For | For | |||
49 | Elect Aleksey Mironov | Mgmt | For | Abstain | Against | |||
50 | Elect Lidiya Morozova | Mgmt | For | Abstain | Against | |||
51 | Elect Anna Nesterova | Mgmt | For | Abstain | Against | |||
52 | Elect Yury Nosov | Mgmt | For | For | For | |||
53 | Elect Karen Oganyan | Mgmt | For | Abstain | Against | |||
54 | Elect Konstantin Pesotsky | Mgmt | For | For | For | |||
55 | Elect Maria Tikhonova | Mgmt | For | For | For | |||
56 | Elect Aleksandr Yugov | Mgmt | For | For | For | |||
Gemalto N.V. (fka Axalto Holding N.V) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Executive Acts | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Elect Alex Mandl | Mgmt | For | For | For | |||
10 | Elect Michel Soublin | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gen-Probe Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPRO | CUSIP 36866T103 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phillip Schneider | Mgmt | For | For | For | |||
1.2 | Elect Abraham Sofaer | Mgmt | For | For | For | |||
1.3 | Elect Patrick Sullivan | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Incentive Award Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect George Joulwan | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect William Osborn | Mgmt | For | For | For | |||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
20 | Shareholder Proposal Cumulative Voting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHoldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||
11 | Elect Lois Quam | Mgmt | For | For | For | |||
12 | Elect Michael Rose | Mgmt | For | For | For | |||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||
15 | Executive Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
2 | Elect David Bonderman | Mgmt | For | For | For | |||
3 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Robert Krebs | Mgmt | For | For | For | |||
7 | Elect Philip Laskawy | Mgmt | For | For | For | |||
8 | Elect Kathryn Marinello | Mgmt | For | For | For | |||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||
10 | Elect Carol Stephenson | Mgmt | For | For | For | |||
11 | Elect Cynthia Telles | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genon Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEN | CUSIP 37244E107 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. William Barnett | Mgmt | For | For | For | |||
2 | Elect Tery Dallas | Mgmt | For | For | For | |||
3 | Elect Mark Jacobs | Mgmt | For | For | For | |||
4 | Elect Thomas Johnson | Mgmt | For | For | For | |||
5 | Elect Steven Miller | Mgmt | For | For | For | |||
6 | Elect Edward Muller | Mgmt | For | For | For | |||
7 | Elect Robert Murray | Mgmt | For | For | For | |||
8 | Elect Laree Perez | Mgmt | For | For | For | |||
9 | Elect Evan Silverstein | Mgmt | For | For | For | |||
10 | Elect William Thacker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Certificate of Incorporation to Preserve Value of NOLs | Mgmt | For | For | For | |||
13 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Genting Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENTING | CINS Y26926116 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Elect CHIN Kwai Yoong | Mgmt | For | For | For | |||
4 | Elect Mohd Amin bin Osman | Mgmt | For | For | For | |||
5 | Elect Hashim bin Nik Yusoff | Mgmt | For | For | For | |||
6 | Elect Mohammed Hanif bin Omar | Mgmt | For | For | For | |||
7 | Elect LIN See Yan | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
Genting Singapore PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G13 | CINS G3825Q102 | 08/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ISLE OF MAN | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Disposal | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Genting Singapore plc (fka Genting International PLC) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G13 | CINS G3825Q102 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ISLE OF MAN | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Elect LIM Kok Hoong | Mgmt | For | For | For | |||
4 | Elect KOH Seow Chuan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Alesio | Mgmt | For | For | For | |||
2 | Elect William Bolinder | Mgmt | For | For | For | |||
3 | Elect Michael Fraizer | Mgmt | For | For | For | |||
4 | Elect Nancy Karch | Mgmt | For | For | For | |||
5 | Elect J. Robert Kerrey | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Christine Mead | Mgmt | For | For | For | |||
8 | Elect Thomas Moloney | Mgmt | For | For | For | |||
9 | Elect James Parke | Mgmt | For | For | For | |||
10 | Elect James Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||
1.3 | Elect James Denny | Mgmt | For | For | For | |||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||
1.7 | Elect John Martin | Mgmt | For | For | For | |||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 162(m) Bonus Plan | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | Against | Against | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | Against | Against | |||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | CINS E5706X124 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||
7 | Amend Article 18 | Mgmt | For | For | For | |||
8 | Amend Article 24 | Mgmt | For | For | For | |||
9 | Elect Luis Isasi Fernandez de Bobadilla | Mgmt | For | For | For | |||
10 | Elect Thomas Glanzmann | Mgmt | For | For | For | |||
11 | Board Size | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Groupe Danone | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BN | CINS F12033134 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Yoshihiro Kawabata | Mgmt | For | For | For | |||
8 | Elect Bruno Bonnell | Mgmt | For | For | For | |||
9 | Elect Bernard Hours | Mgmt | For | For | For | |||
10 | Elect Yoshihiro Kawabata | Mgmt | For | For | For | |||
11 | Elect Jacques Vincent | Mgmt | For | For | For | |||
12 | Elect Isabelle Seillier | Mgmt | For | For | For | |||
13 | Elect Jean-Michel Severino | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Severance Package (Bernard Hours) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
21 | Autority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.3 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.4 | Elect George Conrades | Mgmt | For | For | For | |||
1.5 | Elect Judson Green | Mgmt | For | For | For | |||
1.6 | Elect Sara Levinson | Mgmt | For | For | For | |||
1.7 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.8 | Elect George Miles, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement for Transactions with an Interested Shareholder | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement for Special Meetings of Shareholders | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for Approval of Certain Matters | Mgmt | For | For | For | |||
5 | Short-Term Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harald Einsmann | Mgmt | For | For | For | |||
1.2 | Elect Ann Korologos | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Reiss | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | Against | Against | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | Against | Against | |||
7 | Elect John Hammergren | Mgmt | For | Against | Against | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||
High Tech Computer Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2498 | CINS Y3732M103 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Amendment to Procedural Rules: Acquisition/Disposal of Assets | Mgmt | For | For | For | |||
12 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||
13 | Elect Jerry H.C. Chu (Supervisor) | Mgmt | For | For | For | |||
14 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
15 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cumming | Mgmt | For | For | For | |||
1.2 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.3 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hospira, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||
2 | Elect F. Michael Ball | Mgmt | For | For | For | |||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246157 | 07/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keshub Mahindra | Mgmt | For | For | For | |||
4 | Elect Dattatraya Sukthankar | Mgmt | For | For | For | |||
5 | Elect Nasser Munjee | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Deepak Parekh | Mgmt | For | For | For | |||
10 | Amendment to Compensation of Whole-time Directors | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Appointment of R.S. Karnad as Managing Director; Approval of Compensation | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Appointment of V.S. Rangan as Executive Director; Approval of Compensation | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Stock Split | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Amendment to Memorandum of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | For | For | |||
21 | Amendment to Articles to Reflect Changes in Authorized Share Capital | Mgmt | For | For | For | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | |||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.8 | Elect George Morrow | Mgmt | For | For | For | |||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | |||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.11 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ICICI Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICICIBANK | CINS Y38575109 | 06/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Dividend on Preference Shares | Mgmt | For | For | For | |||
3 | Dividend on Equity Shares | Mgmt | For | For | For | |||
4 | Elect M.S. Ramachandran | Mgmt | For | For | For | |||
5 | Elect K. Ramkumar | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Resignation of V.P. Watsa | Mgmt | For | For | For | |||
9 | Amendment to Compensation of C. Kochhar | Mgmt | For | For | For | |||
10 | Amendment to Compensation of N.S. Kannan | Mgmt | For | For | For | |||
11 | Amendment to Compensation of K. Ramkumar | Mgmt | For | For | For | |||
12 | Amendment to Compensation of R. Sabharwal | Mgmt | For | For | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Bradbury | Mgmt | For | For | For | |||
1.2 | Elect Roy Whitfield | Mgmt | For | For | For | |||
1.3 | Elect Gerald Moller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Imperial Oil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMO | CUSIP 453038408 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||
2.2 | Elect Bruce March | Mgmt | For | For | For | |||
2.3 | Elect Jack Mintz | Mgmt | For | For | For | |||
2.4 | Elect Robert Olsen | Mgmt | For | For | For | |||
2.5 | Elect David Sutherland | Mgmt | For | For | For | |||
2.6 | Elect Sheelagh Whittaker | Mgmt | For | For | For | |||
2.7 | Elect Victor Young | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS ADPV10686 | 05/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Reports | Mgmt | For | For | For | |||
4 | Supervisors' Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Property Purchase | Mgmt | For | For | For | |||
8 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Elect ZHAO Lin as Supervisor | Mgmt | For | For | For | |||
11 | 2010 Directors and Supervisors Remuneration | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS ADPV10686 | 09/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For | For | |||
3 | Proportion and Number of Shares to be Issued | Mgmt | For | For | For | |||
4 | Subscription Price and the Basis for Price Determination | Mgmt | For | For | For | |||
5 | Target Subscribers for the Rights Issue | Mgmt | For | For | For | |||
6 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
7 | Effective Period of the Resolutions | Mgmt | For | For | For | |||
8 | Authorization for the Rights Issue | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS ADPV10686 | 09/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For | For | |||
4 | Proportion and Number of Shares to be Issued | Mgmt | For | For | For | |||
5 | Subscription Price and the Basis for Price Determination | Mgmt | For | For | For | |||
6 | Target Subscribers for the Rights Issue | Mgmt | For | For | For | |||
7 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
8 | Effective Period of the Resolutions | Mgmt | For | For | For | |||
9 | Authorization for the Rights Issue | Mgmt | For | For | For | |||
10 | Distribution of Undistributed Profits | Mgmt | For | For | For | |||
11 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For | |||
12 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For | For | |||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
14 | Elect XU Shanda | Mgmt | For | For | For | |||
15 | Elect LI Xiaopeng | Mgmt | For | For | For | |||
16 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||
10 | Elect Richard Swift | Mgmt | For | For | For | |||
11 | Elect Tony White | Mgmt | For | For | For | |||
12 | Senior Executive Performance Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshitsugu Takai | Mgmt | For | For | For | |||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | |||
5 | Elect Kohji Sumiya | Mgmt | For | For | For | |||
6 | Elect Hiroshi Satoh | Mgmt | For | For | For | |||
7 | Elect Masaru Funai | Mgmt | For | For | For | |||
8 | Bonus | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect James Owens | Mgmt | For | For | For | |||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
10 | Elect Joan Spero | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
International Game Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP 459902102 | 03/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paget Alves | Mgmt | For | For | For | |||
1.2 | Elect Janice Chaffin | Mgmt | For | For | For | |||
1.3 | Elect Greg Creed | Mgmt | For | For | For | |||
1.4 | Elect Patti Hart | Mgmt | For | For | For | |||
1.5 | Elect Robert Miller | Mgmt | For | For | For | |||
1.6 | Elect David Roberson | Mgmt | For | For | For | |||
1.7 | Elect Vincent Sadusky | Mgmt | For | For | For | |||
1.8 | Elect Philip Satre | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Inventive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Batchelder | Mgmt | For | For | For | |||
2 | Elect Christopher Brody | Mgmt | For | For | For | |||
3 | Elect William Campbell | Mgmt | For | For | For | |||
4 | Elect Scott Cook | Mgmt | For | For | For | |||
5 | Elect Diane Greene | Mgmt | For | For | For | |||
6 | Elect Michael Hallman | Mgmt | For | For | For | |||
7 | Elect Edward Kangas | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Dennis Powell | Mgmt | For | For | For | |||
10 | Elect Brad Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Floyd Loop | Mgmt | For | For | For | |||
2 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
3 | Elect Craig Barratt | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Iron Mountain Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarke Bailey | Mgmt | For | For | For | |||
1.2 | Elect Kent Dauten | Mgmt | For | For | For | |||
1.3 | Elect Paul Deninger | Mgmt | For | For | For | |||
1.4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
1.5 | Elect Michael Lamach | Mgmt | For | For | For | |||
1.6 | Elect Arthur Little | Mgmt | For | For | For | |||
1.7 | Elect Allan Loren | Mgmt | For | For | For | |||
1.8 | Elect C. Richard Reese | Mgmt | For | For | For | |||
1.9 | Elect Vincent Ryan | Mgmt | For | For | For | |||
1.10 | Elect Laurie Tucker | Mgmt | For | For | For | |||
1.11 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Isuzu Motors Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7202 | CINS J24994105 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masanori Katayama | Mgmt | For | For | For | |||
4 | Elect Ryoh Sakata | Mgmt | For | For | For | |||
5 | Elect Chikao Mitsuzaki | Mgmt | For | For | For | |||
6 | Elect Katsumasa Nagai | Mgmt | For | For | For | |||
7 | Elect Haruki Mizutani | Mgmt | For | For | For | |||
8 | Elect Yoshio Kinouchi | Mgmt | For | For | For | |||
Jardine Matheson Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
J36 | CINS G50736100 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Mark Greenberg | Mgmt | For | For | For | |||
3 | Elect Simon Keswick | Mgmt | For | For | For | |||
4 | Elect Richard Lee | Mgmt | For | For | For | |||
5 | Elect Y. K. Pang | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Jefferies Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEF | CUSIP 472319102 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | �� | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Handler | Mgmt | For | For | For | |||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | |||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | |||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | |||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Michael Johns | Mgmt | For | For | For | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||
8 | Elect William Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect David Satcher | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie Black | Mgmt | For | For | For | |||
1.2 | Elect Robert Cornog | Mgmt | For | For | For | |||
1.3 | Elect William Lacy | Mgmt | For | For | For | |||
1.4 | Elect Stephen Roell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to the Annual Incentive Performance Plan | Mgmt | For | For | For | |||
5 | Amendment to the Long-Term Incentive Performance Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOYG | CUSIP 481165108 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.2 | Elect John Hanson | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For | |||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary Cranston | Mgmt | For | For | For | |||
1.2 | Elect Kevin Johnson | Mgmt | For | For | For | |||
1.3 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
1.4 | Elect David Schlotterbeck | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2012 Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Huff | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Richard Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
Kerry Group Plc | �� | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kieran Breen | Mgmt | For | For | For | |||
4 | Elect Patrick Flahive | Mgmt | For | For | For | |||
5 | Elect Denis Buckley | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Denis Carroll | Mgmt | For | For | For | |||
8 | Elect Michael Dowling | Mgmt | For | For | For | |||
9 | Elect Michael Fleming | Mgmt | For | For | For | |||
10 | Elect Noel Greene | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect Kevin Kelly | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Gerard O'Hanlon | Mgmt | For | For | For | |||
16 | Elect Denis Wallis | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect Frank Sica | Mgmt | For | For | For | |||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
Kone Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNEBV | CINS X4551T105 | 02/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Number of Auditors | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kraft Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Myra Hart | Mgmt | For | For | For | |||
3 | Elect Peter Henry | Mgmt | For | For | For | |||
4 | Elect Lois Juliber | Mgmt | For | For | For | |||
5 | Elect Mark Ketchum | Mgmt | For | For | For | |||
6 | Elect Richard Lerner | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect John Pope | Mgmt | For | For | For | |||
9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Kuraray Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 06/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | None | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuaki Wakui | Mgmt | For | For | For | |||
4 | Elect Fumio Itoh | Mgmt | For | For | For | |||
5 | Elect Yohichi Ninagawa | Mgmt | For | For | For | |||
6 | Elect Shiroh Kataoka | Mgmt | For | For | For | |||
7 | Elect Keiji Murakami | Mgmt | For | For | For | |||
8 | Elect Kazuhiro Tenkumo | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Yamamoto | Mgmt | For | For | For | |||
10 | Elect Setsuo Yamashita | Mgmt | For | For | For | |||
11 | Elect Kensaku Aomoto | Mgmt | For | For | For | |||
12 | Elect Takafusa Shioya | Mgmt | For | For | For | |||
13 | Elect Mitsuaki Manabe | Mgmt | For | For | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Liliane Bettencourt | Mgmt | For | For | For | |||
7 | Elect Annette Roux | Mgmt | For | For | For | |||
8 | Elect Charles-Henri Filippi | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
12 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
13 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Forman | Mgmt | For | For | For | |||
1.2 | Elect George Koo | Mgmt | For | For | For | |||
1.3 | Elect Irwin Siegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Legacy Oil + Gas Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524701505 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Paul Colborne | Mgmt | For | For | For | |||
2.2 | Elect James Bertram | Mgmt | For | For | For | |||
2.3 | Elect Randal Brockway | Mgmt | For | For | For | |||
2.4 | Elect J. Paul Charron | Mgmt | For | For | For | |||
2.5 | Elect A. Scott Dawson | Mgmt | For | For | For | |||
2.6 | Elect Johannes Nieuwenburg | Mgmt | For | For | For | |||
2.7 | Elect James Pasieka | Mgmt | For | For | For | |||
2.8 | Elect Trent Yanko | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Lender Processing Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPS | CUSIP 52602E102 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Kennedy | Mgmt | For | For | For | |||
1.2 | Elect Philip Heasley | Mgmt | For | For | For | |||
1.3 | Elect Susan Lester | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
LG Electronics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
66570 | CINS Y5275H177 | 03/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Li & Fung Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
494 | CINS G5485F144 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect William FUNG Kwok Lun | Mgmt | For | For | For | |||
6 | Elect Allan WONG Chi Yun | Mgmt | For | For | For | |||
7 | Elect Benedict CHANG Yew Teck | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Stock Split | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Li & Fung Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
494 | CINS G5485F144 | 09/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Scheme of Arrangement | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M708 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M302 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
�� | 1 | Spin-off | Mgmt | For | For | For | ||
Life Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIFE | CUSIP 53217V109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Balakrishnan Iyer | Mgmt | For | For | For | |||
2 | Elect Gregory Lucier | Mgmt | For | For | For | |||
3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||
4 | Elect David U'Prichard | Mgmt | For | For | For | |||
5 | Elect William Longfield | Mgmt | For | For | For | |||
6 | Elect Ora Pescovitz | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | |||
1.4 | Elect John Gordon | Mgmt | For | For | For | |||
1.5 | Elect David Lee | Mgmt | For | For | For | |||
1.6 | Elect Richard Moley | Mgmt | For | For | For | |||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5542W106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Anita Frew | Mgmt | For | For | For | |||
4 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
5 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
6 | Elect Sir Julian Horn-Smith | Mgmt | For | For | For | |||
7 | Elect Lord Sandy Leitch | Mgmt | For | For | For | |||
8 | Elect Glen Moreno | Mgmt | For | For | For | |||
9 | Elect David Roberts | Mgmt | For | For | For | |||
10 | Elect T. Timothy Ryan, Jr. | Mgmt | For | For | For | |||
11 | Elect Martin Scicluna | Mgmt | For | For | For | |||
12 | Elect G. Truett Tate | Mgmt | For | For | For | |||
13 | Elect Tim Tookey | Mgmt | For | For | For | |||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Amendment to Deferred Bonus Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect James Loy | Mgmt | For | For | For | |||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
9 | Elect Joseph Ralston | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Incentive Performance Award Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.6 | Elect Robert Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Lululemon Athletica inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LULU | CUSIP 550021109 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Casey | Mgmt | For | For | For | |||
1.2 | Elect RoAnn Costin | Mgmt | For | For | For | |||
1.3 | Elect R. Brad Martin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Bonus Plan | Mgmt | For | For | For | |||
7 | Two-for-One Forward Stock Split | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagject Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Rudy van der Meer | Mgmt | For | For | For | |||
4 | Elect Robin Buchanan | Mgmt | For | For | For | |||
5 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 07/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Share Structure Pursuant to Plan of Arrangement | Mgmt | N/A | For | N/A | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary Bush | Mgmt | For | For | For | |||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||
5 | Elect Debra Lee | Mgmt | For | For | For | |||
6 | Elect George Munoz | Mgmt | For | For | For | |||
7 | Elect Harry Pearce | Mgmt | For | For | For | |||
8 | Elect Steven Reinemund | Mgmt | For | For | For | |||
9 | Elect Lawrence Small | Mgmt | For | For | For | |||
10 | Elect Arne Sorenson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||
6 | Elect Steven Mills | Mgmt | For | For | For | |||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||
8 | Elect Marc Oken | Mgmt | For | For | For | |||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J39788138 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | None | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Teruo Asada | Mgmt | For | For | For | |||
4 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
5 | Elect Michihiko Ohta | Mgmt | For | For | For | |||
6 | Elect Shinji Kawai | Mgmt | For | For | For | |||
7 | Elect Shigemasa Sonobe | Mgmt | For | For | For | |||
8 | Elect Yutaka Nomura | Mgmt | For | For | For | |||
9 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | |||
10 | Elect Yutaka Nomura | Mgmt | For | For | For | |||
11 | Elect Daisuke Okada | Mgmt | For | For | For | |||
12 | Elect Yukichi Nakamura | Mgmt | For | For | For | |||
13 | Elect Toshiyuki Ogura | Mgmt | For | For | For | |||
14 | Elect Shigeaki Ishikawa | Mgmt | For | For | For | |||
15 | Elect Takafumi Sakishima | Mgmt | For | For | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
11 | Elect Kathy White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHoldr | Against | Against | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | Against | Against | |||
5 | Elect M. Christine Jacobs | Mgmt | For | Against | Against | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | Against | Against | |||
8 | Elect Edward Mueller | Mgmt | For | Against | Against | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP 58405U102 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
2 | Elect John Cassis | Mgmt | For | For | For | |||
3 | Elect Michael Goldstein | Mgmt | For | For | For | |||
4 | Elect Charles Lillis | Mgmt | For | For | For | |||
5 | Elect Myrtle Potter | Mgmt | For | For | For | |||
6 | Elect William Roper | Mgmt | For | For | For | |||
7 | Elect David Snow, Jr. | Mgmt | For | For | For | |||
8 | Elect David Stevens | Mgmt | For | For | For | |||
9 | Elect Blenda Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
Media Tek Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | |||
8 | Approval of the Merger | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Election of Directors & Supervisors | Mgmt | For | For | For | |||
12 | Extraordinary Motions | Mgmt | For | Abstain | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
�� | ||||||||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||
9 | Elect William Kelley | Mgmt | For | For | For | |||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
MetroPCS Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCS | CUSIP 591708102 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Linquist | Mgmt | For | For | For | |||
1.2 | Elect Arthur Patterson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
�� | ||||||||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
Mitsui Chemicals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4183 | CINS J4466L102 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | None | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kenji Fujiyoshi | Mgmt | For | For | For | |||
4 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||
5 | Elect Kohichi Sano | Mgmt | For | For | For | |||
6 | Elect Kiichi Suzuki | Mgmt | For | For | For | |||
7 | Elect Shigeru Iwabuchi | Mgmt | For | For | For | |||
8 | Elect Yasuji Ohmura | Mgmt | For | For | For | |||
9 | Elect Shinichi Otsuji | Mgmt | For | For | For | |||
10 | Elect Gen Takemoto | Mgmt | For | For | For | |||
11 | Elect Etsuo Takenouji | Mgmt | For | For | For | |||
12 | Elect Taeko Nagai | Mgmt | For | For | For | |||
13 | Elect Yoshio Suzuki | Mgmt | For | For | For | |||
14 | Elect Hideharu Kadowaki | Mgmt | For | For | For | |||
15 | Elect Hiromu Matsuda | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cleghorn | Mgmt | For | For | For | |||
1.2 | Elect Charles Herington | Mgmt | For | For | For | |||
1.3 | Elect David O'Brien | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laura Ipsen | Mgmt | For | For | For | |||
2 | Elect William Parfet | Mgmt | For | For | For | |||
3 | Elect George Poste | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For | |||
2 | Elect John Gaulding | Mgmt | For | For | For | |||
3 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
4 | Elect Cynthia McCague | Mgmt | For | For | For | |||
5 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
7 | Elect Timothy Yates | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Moody's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCO | CUSIP 615369105 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Glauber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
6 | Elect Jorge Bermudez | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect John Mack | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Motorola Mobility Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMI | CUSIP 620097105 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sanjay Jha | Mgmt | For | For | For | |||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||
3 | Elect William Hambrecht | Mgmt | For | For | For | |||
4 | Elect Jeanne Jackson | Mgmt | For | For | For | |||
5 | Elect Keith Meister | Mgmt | For | For | For | |||
6 | Elect Thomas Meredith | Mgmt | For | For | For | |||
7 | Elect Daniel Ninivaggi | Mgmt | For | For | For | |||
8 | Elect James Stengel | Mgmt | For | For | For | |||
9 | Elect Anthony Vinciquerra | Mgmt | For | For | For | |||
10 | Elect Andrew Viterbi | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Hideharu Ieki | Mgmt | For | For | For | |||
5 | Elect Kohji Makino | Mgmt | For | For | For | |||
6 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
7 | Elect Yukio Yoshino | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Blue | Mgmt | For | For | For | |||
2 | Elect Claiborne Deming | Mgmt | For | For | For | |||
3 | Elect Robert Hermes | Mgmt | For | For | For | |||
4 | Elect James Kelley | Mgmt | For | For | For | |||
5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||
7 | Elect Neal Schmale | Mgmt | For | For | For | |||
8 | Elect David Smith | Mgmt | For | For | For | |||
9 | Elect Caroline Theus | Mgmt | For | For | For | |||
10 | Elect David Wood | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Confirmation of Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Elect Debra Meyer | Mgmt | For | For | For | |||
6 | Elect Ton Vosloo | Mgmt | For | For | For | |||
7 | Elect Neil van Heerden | Mgmt | For | For | For | |||
8 | Elect Hein Willemse | Mgmt | For | For | For | |||
9 | Elect Lourens Jonker | Mgmt | For | For | For | |||
10 | General Authority to Issue Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares for Cash | Mgmt | For | Against | Against | |||
12 | Amendments to the Share Incentive Scheme | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares for Incentive Scheme | Mgmt | For | Against | Against | |||
14 | "Authority to Repurchase """"N"""" Shares" | Mgmt | For | For | For | |||
15 | "Authority to Repurchase """"A"""" Shares" | Mgmt | For | For | For | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
National Instruments Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NATI | CUSIP 636518102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Kodosky | Mgmt | For | For | For | |||
1.2 | Elect Donald Carlton | Mgmt | For | For | For | |||
1.3 | Elect John Medica | Mgmt | For | For | For | |||
2 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Compensation Report | Mgmt | For | For | For | |||
5 | Compensation Report | Mgmt | For | For | For | |||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Paul Bulcke | Mgmt | For | For | For | |||
9 | Elect Andreas Koopmann | Mgmt | For | For | For | |||
10 | Elect Rolf Hanggi | Mgmt | For | For | For | |||
11 | Elect Jean-Pierre Meyers | Mgmt | For | For | For | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | For | For | |||
13 | Elect Beat Hess | Mgmt | For | For | For | |||
14 | Elect Ann Veneman | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | For | For | |||
New York Community Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYB | CUSIP 649445103 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominick Ciampa | Mgmt | For | For | For | |||
1.2 | Elect William Frederick | Mgmt | For | For | For | |||
1.3 | Elect Max Kupferberg | Mgmt | For | For | For | |||
1.4 | Elect Spiros Voutsinas | Mgmt | For | For | For | |||
1.5 | Elect Robert Wann | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Management Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Newfield Exploration Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFX | CUSIP 651290108 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lee Boothby | Mgmt | For | For | For | |||
2 | Elect Philip Burguieres | Mgmt | For | For | For | |||
3 | Elect Pamela Gardner | Mgmt | For | For | For | |||
4 | Elect John Kemp III | Mgmt | For | For | For | |||
5 | Elect J. Michael Lacey | Mgmt | For | For | For | |||
6 | Elect Joseph Netherland | Mgmt | For | For | For | |||
7 | Elect Howard Newman | Mgmt | For | For | For | |||
8 | Elect Thomas Ricks | Mgmt | For | For | For | |||
9 | Elect Juanita Romans | Mgmt | For | For | For | |||
10 | Elect Charles Shultz | Mgmt | For | For | For | |||
11 | Elect J. Terry Strange | Mgmt | For | For | For | |||
12 | 2011 Omnibus Stock Plan | Mgmt | For | For | For | |||
13 | Performance Goals for Performance Awards Under the 2011 Omnibus Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen Barton | Mgmt | For | Against | Against | |||
2 | Elect Vincent Calarco | Mgmt | For | Against | Against | |||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||
6 | Elect Michael Hamson | Mgmt | For | Against | Against | |||
7 | Elect Richard O'Brien | Mgmt | For | For | For | |||
8 | Elect John Prescott | Mgmt | For | Against | Against | |||
9 | Elect Donald Roth | Mgmt | For | For | For | |||
10 | Elect Simon Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Nexen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Berry | Mgmt | For | For | For | |||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | |||
1.3 | Elect Dennis Flanagan | Mgmt | For | For | For | |||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | |||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | |||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.7 | Elect Eric Newell | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Marvin Romanow | Mgmt | For | For | For | |||
1.10 | Elect Francis Saville | Mgmt | For | For | For | |||
1.11 | Elect John Willson | Mgmt | For | For | For | |||
1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NIKE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jill Conway | Mgmt | For | For | For | |||
1.2 | Elect Alan Graf, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John Lechleiter | Mgmt | For | For | For | |||
1.4 | Elect Phyllis Wise | Mgmt | For | For | For | |||
2 | Amendment to the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
3 | Amendment to the 1990 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Nikon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7731 | CINS 654111103 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michio Kariya | Mgmt | For | For | For | |||
4 | Elect Makoto Kimura | Mgmt | For | For | For | |||
5 | Elect Junichi Itoh | Mgmt | For | For | For | |||
6 | Elect Kyoichi Suwa | Mgmt | For | For | For | |||
7 | Elect Kazuo Ushida | Mgmt | For | For | For | |||
8 | Elect Masami Kumazawa | Mgmt | For | For | For | |||
9 | Elect Toshiyuki Masai | Mgmt | For | For | For | |||
10 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | |||
11 | Elect Norio Hashizume | Mgmt | For | For | For | |||
12 | Elect Kenji Matsuo | Mgmt | For | For | For | |||
13 | Elect Kohkei Higuchi | Mgmt | For | For | For | |||
14 | Elect Kenichi Kanazawa | Mgmt | For | For | For | |||
15 | Elect Yoshimichi Kawai | Mgmt | For | For | For | |||
16 | Elect Haruya Uehara | Mgmt | For | For | For | |||
17 | Elect Hiroshi Hataguchi | Mgmt | For | For | For | |||
18 | Retirement Allowances for Director(s) and Statutory Auditor(s) and Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
20 | Directors' and Statutory Auditors' Compensation Policy | Mgmt | For | Against | Against | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | |||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | |||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | |||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | |||
Nitto Denko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6988 | CINS J58472119 | 06/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | None | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||
6 | Elect Yasuo Ninomiya | Mgmt | For | For | For | |||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | |||
8 | Elect Hideo Takasaki | Mgmt | For | For | For | |||
9 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||
10 | Elect Toshihiko Omote | Mgmt | For | For | For | |||
11 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||
12 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||
13 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
15 | Stock option Plan | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Abstain | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Stephen Elop | Mgmt | For | For | For | |||
6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.4 | Elect Per Karlsson | Mgmt | For | For | For | |||
6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | |||
6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | |||
6.7 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Stock Option Program 2011 | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Baliles | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Karen Horn | Mgmt | For | For | For | |||
4 | Elect J. Paul Reason | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | CUSIP 665859104 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Bynoe | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
1.3 | Elect Susan Crown | Mgmt | For | For | For | |||
1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||
1.5 | Elect Robert Lane | Mgmt | For | For | For | |||
1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||
1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.8 | Elect John Rowe | Mgmt | For | For | For | |||
1.9 | Elect Martin Slark | Mgmt | For | For | For | |||
1.10 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||
1.12 | Elect Charles Tribbett III | Mgmt | For | For | For | |||
1.13 | Elect Frederick Waddell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/22/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Management and Board Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Policy | Mgmt | For | TNA | N/A | |||
5 | Re-elect Ann Fudge | Mgmt | For | TNA | N/A | |||
6 | Re-elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
7 | Re-elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
8 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K7314N152 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Approve Fiscal 2010 Directors' Fees | Mgmt | For | For | For | |||
6 | Approve Fiscal 2011 Directors' Fees | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Sten Scheibye | Mgmt | For | For | For | |||
9 | Elect Goran Ando | Mgmt | For | For | For | |||
10 | Elect Bruno Angelici | Mgmt | For | For | For | |||
11 | Elect Henrik Gurtler | Mgmt | For | For | For | |||
12 | Elect Thomas Koestler | Mgmt | For | For | For | |||
13 | Elect Kurt Anker Nielsen | Mgmt | For | For | For | |||
14 | Elect Hannu Ryopponen | Mgmt | For | For | For | |||
15 | Elect Jorgen Wedel | Mgmt | For | For | For | |||
16 | Election of Chairman | Mgmt | For | For | For | |||
17 | Election of Vice Chairman | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | |||
24 | Amendments to Incentive Compensation Guidelines | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence Coben | Mgmt | For | For | For | |||
2 | Elect Paul Hobby | Mgmt | For | For | For | |||
3 | Elect Gerald Luterman | Mgmt | For | For | For | |||
4 | Elect Herbert Tate | Mgmt | For | For | For | |||
5 | Elect Walter Young | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||
2 | Elect David Crane | Mgmt | For | For | For | |||
3 | Elect Stephen Cropper | Mgmt | For | For | For | |||
4 | Elect Kathleen McGinty | Mgmt | For | For | For | |||
5 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
6 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||
1.3 | Elect Christopher Kearney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Occidental Petroleum Corporation | �� | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Jay Collins | Mgmt | For | For | For | |||
1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Olam International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
O32 | CINS Y6421B106 | 10/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Rangareddy Jayachandran | Mgmt | For | For | For | |||
4 | Elect Jean-Paul Pinard | Mgmt | For | For | For | |||
5 | Elect WONG Heng Tew | Mgmt | For | For | For | |||
6 | Elect Robert Tomlin | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Grant Awards and Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares under Olam Scrip Dividend Plan | Mgmt | For | For | For | |||
Onex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCX | CUSIP 68272K103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Election of SVS Directors (Slate) | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | Withhold | Against | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | Withhold | Against | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
PACCAR Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCAR | CUSIP 693718108 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Fluke, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Kirk Hachigian | Mgmt | For | For | For | |||
1.3 | Elect Stephen Page | Mgmt | For | For | For | |||
1.4 | Elect Thomas Plimpton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Senior Executive Yearly Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Pacific Rubiales Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP 69480U206 | 05/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Serafino Iacono | Mgmt | For | For | For | |||
2.2 | Elect Miguel de la Campa | Mgmt | For | For | For | |||
2.3 | Elect Ronald Pantin | Mgmt | For | For | For | |||
2.4 | Elect Jose Francisco Arata | Mgmt | For | For | For | |||
2.5 | Elect German Efromovich | Mgmt | For | For | For | |||
2.6 | Elect Neil Woodyer | Mgmt | For | For | For | |||
2.7 | Elect Augusto Lopez | Mgmt | For | For | For | |||
2.8 | Elect Miguel Rodriguez | Mgmt | For | For | For | |||
2.9 | Elect Donald Ford | Mgmt | For | For | For | |||
2.10 | Elect John Zaozirny | Mgmt | For | For | For | |||
2.11 | Elect Victor Rivera | Mgmt | For | For | For | |||
2.12 | Elect Hernan Martinez | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Grant Inman | Mgmt | For | For | For | |||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||
5 | Elect Joseph Tucci | Mgmt | For | For | For | |||
6 | Elect Joseph Velli | Mgmt | For | For | For | |||
7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Peabody Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTU | CUSIP 704549104 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
1.2 | Elect William Coley | Mgmt | For | For | For | |||
1.3 | Elect William James | Mgmt | For | For | For | |||
1.4 | Elect Robert Karn III | Mgmt | For | For | For | |||
1.5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
1.6 | Elect Henry Lentz | Mgmt | For | For | For | |||
1.7 | Elect Robert Malone | Mgmt | For | For | For | |||
1.8 | Elect William Rusnack | Mgmt | For | For | For | |||
1.9 | Elect John Turner | Mgmt | For | For | For | |||
1.10 | Elect Sandra Van Trease | Mgmt | For | For | For | |||
1.11 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
5 | 2011 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||
Petrohawk Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Floyd Wilson | Mgmt | For | For | For | |||
1.2 | Elect Gary Merriman | Mgmt | For | For | For | |||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Merger by Absorption | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Nomination of Appraiser for Treasury Notes | Mgmt | For | For | For | |||
2 | Valuation Method of Treasury Notes | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Agreement with Marlim Participacoes SA | Mgmt | For | For | For | |||
2 | Merger Agreement with Nova Marlim Participacoes SA | Mgmt | For | For | For | |||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||
4 | Valuation Reports | Mgmt | For | For | For | |||
5 | Merger by Absorption | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edison Buchanan | Mgmt | For | For | For | |||
1.2 | Elect R. Hartwell Gardner | Mgmt | For | For | For | |||
1.3 | Elect Jim Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect William Doyle | Mgmt | For | For | For | |||
1.3 | Elect John Estey | Mgmt | For | For | For | |||
1.4 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.6 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.7 | Elect Keith Martell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.9 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For | |||
1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For | |||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2011 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
1.3 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.4 | Elect Edward Galante | Mgmt | For | For | For | |||
1.5 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.6 | Elect Ira Hall | Mgmt | For | For | For | |||
1.7 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.8 | Elect Larry McVay | Mgmt | For | For | For | |||
1.9 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.10 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Approval of Performance Goals Under the 162(m) Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
PT Adaro Energy Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADRO | CINS Y7087B109 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Abstain | Against | |||
5 | Election of Directors | Mgmt | For | For | For | |||
PT Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | �� | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report and Financial Statements | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Directors and Commissioners' Fees | Mgmt | For | Abstain | Against | |||
5 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Qiagen N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QGEN | CUSIP N72482107 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Detlev Riesner | Mgmt | For | For | For | |||
5 | Elect Werner Brandt | Mgmt | For | For | For | |||
6 | Elect Metin Colpan | Mgmt | For | For | For | |||
7 | Elect Erik Hornnaess | Mgmt | For | For | For | |||
8 | Elect Vera Kallmeyer | Mgmt | For | For | For | |||
9 | Elect Manfred Karobath | Mgmt | For | For | For | |||
10 | Elect Heino von Prondzynski | Mgmt | For | For | For | |||
11 | Elect Elizabeth Tallett | Mgmt | For | For | For | |||
12 | Elect Peer Schatz | Mgmt | For | For | For | |||
13 | Elect Roland Sackers | Mgmt | For | For | For | |||
14 | Elect Joachim Schorr | Mgmt | For | For | For | |||
15 | Elect Bernd Uder | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Quanta Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2382 | CINS Y7174J106 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
7 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
Qwest Communications International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Blackburn | Mgmt | For | For | For | |||
2 | Elect Anthony Dub | Mgmt | For | For | For | |||
3 | Elect V. Richard Eales | Mgmt | For | For | For | |||
4 | Elect Allen Finkelson | Mgmt | For | For | For | |||
5 | Elect James Funk | Mgmt | For | For | For | |||
6 | Elect Jonathan Linker | Mgmt | For | For | For | |||
7 | Elect Kevin McCarthy | Mgmt | For | For | For | |||
8 | Elect John Pinkerton | Mgmt | For | For | For | |||
9 | Elect Jeffrey Ventura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
12 | Amendment to the 2005 Equity-Based Compensation Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Redecard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDCD3 | CINS P79941103 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | Abstain | Against | |||
Redecard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDCD3 | CINS P79941103 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against | |||
Redecard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDCD3 | CINS P79941103 | 12/20/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Capitalization of Reserves | Mgmt | For | TNA | N/A | |||
4 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
5 | Consolidated Version of Articles | Mgmt | For | TNA | N/A | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred Gilman | Mgmt | For | For | For | |||
1.2 | Elect Joseph Goldstein | Mgmt | For | For | For | |||
1.3 | Elect Christine Poon | Mgmt | For | For | For | |||
1.4 | Elect P. Roy Vagelos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
ResMed Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kiernan Gallahue | Mgmt | For | For | For | |||
2 | Elect Michael Quinn | Mgmt | For | For | For | |||
3 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
4 | Increase in Non-Executive Directors' Fees | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Tom Albanese | Mgmt | For | For | For | |||
4 | Elect Robert Brown | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | |||
11 | Elect Andrew Gould | Mgmt | For | For | For | |||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
13 | Elect Paul Tellier | Mgmt | For | For | For | |||
14 | Elect Samuel Walsh | Mgmt | For | For | For | |||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | |||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP 770323103 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Edward Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |||
1.5 | Elect Robert Pace | Mgmt | For | For | For | |||
1.6 | Elect Fredrick Richman | Mgmt | For | For | For | |||
1.7 | Elect M. Keith Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Rohm Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | None | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Hidemi Takasu | Mgmt | For | For | For | |||
5 | Elect Takahisa Yamaha | Mgmt | For | For | For | |||
6 | Elect Eiichi Sasayama | Mgmt | For | For | For | |||
7 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
8 | Elect Toshiki Takano | Mgmt | For | For | For | |||
9 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
Roper Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Wallman | Mgmt | For | For | For | |||
1.2 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
RRI ENERGY, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRI | CUSIP 74971X107 | 10/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares Pursuant to the Merger | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | Against | Against | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5930 | CINS Y74718100 | 03/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Michael A. Leven | Mgmt | For | For | For | |||
5 | Elect Toh Hup Hock | Mgmt | For | For | For | |||
6 | Elect Jeffrey H. Schwartz | Mgmt | For | For | For | |||
7 | Elect David M. Turnbull | Mgmt | For | For | For | |||
8 | Elect Iain F. Bruce | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Cancellation of Conditional Capital VI | Mgmt | For | For | For | |||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
11 | Intra-company Control Agreements | Mgmt | For | For | For | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||
2 | Elect Peter Currie | Mgmt | For | For | For | |||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
8 | Elect Michael Marks | Mgmt | For | For | For | |||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
18 | Amendements to Articles | Mgmt | For | For | For | |||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Abstain | Against | |||
9 | Elect Betsy Atkins | Mgmt | For | For | For | |||
10 | Elect Jeong H. Kim | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | |||
15 | Amendment Regarding Censors | Mgmt | For | Against | Against | |||
16 | Stock Split | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
SGS Societe Generale de Surveillance SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGSN | CINS H7484G106 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratification of Board Management Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect John Elkann | Mgmt | For | For | For | |||
8 | Elect Cornelius Grupp | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Yasuhiro Mino | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Sachio Tokaji | Mgmt | For | For | For | |||
9 | Elect Kenji Fukuda | Mgmt | For | For | For | |||
10 | Bonus | Mgmt | For | For | For | |||
11 | Stock Option Plan | Mgmt | For | For | For | |||
12 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Shoppers Drug Mart Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SC | CUSIP 82509W103 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect James Hankinson | Mgmt | For | For | For | |||
1.3 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||
1.4 | Elect Holger Kluge | Mgmt | For | For | For | |||
1.5 | Elect Gaetan Lussier | Mgmt | For | For | For | |||
1.6 | Elect David Peterson | Mgmt | For | For | For | |||
1.7 | Elect Martha Piper | Mgmt | For | For | For | |||
1.8 | Elect Sarah Raiss | Mgmt | For | For | For | |||
1.9 | Elect Derek Ridout | Mgmt | For | For | For | |||
1.10 | Elect David Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Continuation of Shareholder Rights' Plan | Mgmt | For | For | For | |||
Sigma-Aldrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIAL | CUSIP 826552101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rebecca Bergman | Mgmt | For | For | For | |||
2 | Elect George Church | Mgmt | For | For | For | |||
3 | Elect David Harvey | Mgmt | For | For | For | |||
4 | Elect W. Lee McCollum | Mgmt | For | For | For | |||
5 | Elect Avi Nash | Mgmt | For | For | For | |||
6 | Elect Steven Paul | Mgmt | For | For | For | |||
7 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Elect D. Dean Spatz | Mgmt | For | For | For | |||
10 | Elect Barrett Toan | Mgmt | For | For | For | |||
11 | Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement for Business Combinations | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Sino-Forest Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRE | CUSIP 82934H101 | 05/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allen Chan | Mgmt | For | For | For | |||
1.2 | Elect William Ardell | Mgmt | For | For | For | |||
1.3 | Elect James Bowland | Mgmt | For | For | For | |||
1.4 | Elect James Hyde | Mgmt | For | For | For | |||
1.5 | Elect Edmund Mak | Mgmt | For | For | For | |||
1.6 | Elect Judson Martin | Mgmt | For | For | For | |||
1.7 | Elect Simon Murray | Mgmt | For | For | For | |||
1.8 | Elect Peter Wang | Mgmt | For | For | For | |||
1.9 | Elect Garry West | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Sirius XM Radio Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIRI | CUSIP 82967N108 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joan Amble | Mgmt | For | For | For | |||
2 | Elect Leon Black | Mgmt | For | For | For | |||
3 | Elect Lawrence Gilberti | Mgmt | For | For | For | |||
4 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
5 | Elect James Holden | Mgmt | For | For | For | |||
6 | Elect Mel Karmazin | Mgmt | For | For | For | |||
7 | Elect James Mooney | Mgmt | For | For | For | |||
8 | Elect Jack Shaw | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | |||
7 | Elect Masahiro Inoue | Mgmt | For | For | For | |||
8 | Elect Ronald Fisher | Mgmt | For | For | For | |||
9 | Elect Yun Mah | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Sunil Bharti Mittal | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Howard Stringer | Mgmt | For | For | For | |||
3 | Elect Ryohji Chubachi | Mgmt | For | For | For | |||
4 | Elect Yohtaroh Kobayashi | Mgmt | For | For | For | |||
5 | Elect Yoshiaki Yamauchi | Mgmt | For | For | For | |||
6 | Elect Peter Bonfield | Mgmt | For | For | For | |||
7 | Elect Fujio Choh | Mgmt | For | For | For | |||
8 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
9 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
10 | Elect Mitsuaki Yahagi | Mgmt | For | For | For | |||
11 | Elect Tsun-yan Hsieh | Mgmt | For | For | For | |||
12 | Elect Roland Hernandez | Mgmt | For | For | For | |||
13 | Elect Kanemitsu Anraku | Mgmt | For | For | For | |||
14 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
15 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
16 | Elect Yuichiroh Anzai | Mgmt | For | For | For | |||
17 | Stock Option Plan | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect Douglas Brooks | Mgmt | For | For | For | |||
3 | Elect William Cunningham | Mgmt | For | For | For | |||
4 | Elect John Denison | Mgmt | For | For | For | |||
5 | Elect Gary Kelly | Mgmt | For | For | For | |||
6 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
7 | Elect John Montford | Mgmt | For | For | For | |||
8 | Elect Thomas Nealon | Mgmt | For | For | For | |||
9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert Howard | Mgmt | For | For | For | |||
3 | Elect Greg Kerley | Mgmt | For | For | For | |||
4 | Elect Harold Korell | Mgmt | For | For | For | |||
5 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||
6 | Elect Kenneth Mourton | Mgmt | For | For | For | |||
7 | Elect Steven Mueller | Mgmt | For | For | For | |||
8 | Elect Charles Scharlau | Mgmt | For | For | For | |||
9 | Elect Alan Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Amendment to the Bylaws to Reduce the Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Abstain | For | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William Bradley | Mgmt | For | For | For | |||
3 | Elect Mellody Hobson | Mgmt | For | For | For | |||
4 | Elect Kevin Johnson | Mgmt | For | For | For | |||
5 | Elect Olden Lee | Mgmt | For | For | For | |||
6 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect Javier Teruel | Mgmt | For | For | For | |||
9 | Elect Myron Ullman III | Mgmt | For | For | For | |||
10 | Elect Craig Weatherup | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Busse | Mgmt | For | For | For | |||
1.2 | Elect Mark Millett | Mgmt | For | For | For | |||
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |||
1.4 | Elect John Bates | Mgmt | For | For | For | |||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |||
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Transaction of Other Business | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Miller | Mgmt | For | For | For | |||
2 | Elect Jack Schuler | Mgmt | For | For | For | |||
3 | Elect Thomas Brown | Mgmt | For | For | For | |||
4 | Elect Rod Dammeyer | Mgmt | For | For | For | |||
5 | Elect William Hall | Mgmt | For | For | For | |||
6 | Elect Jonathan Lord | Mgmt | For | For | For | |||
7 | Elect John Patience | Mgmt | For | For | For | |||
8 | Elect James Reid-Anderson | Mgmt | For | For | For | |||
9 | Elect Ronald Spaeth | Mgmt | For | For | For | |||
10 | 2011 Incentive Stock Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Silberman | Mgmt | For | For | For | |||
2 | Elect David Coulter | Mgmt | For | For | For | |||
3 | Elect Charlotte Beason | Mgmt | For | For | For | |||
4 | Elect William Brock | Mgmt | For | For | For | |||
5 | Elect John Casteen III | Mgmt | For | For | For | |||
6 | Elect Robert Grusky | Mgmt | For | For | For | |||
7 | Elect Robert Johnson | Mgmt | For | For | For | |||
8 | Elect Todd Milano | Mgmt | For | For | For | |||
9 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
10 | Elect J. David Wargo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | 2011 Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | �� | ||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Subsea 7 S.A. (fka Acergy S.A.) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUBC | CINS L8882U106 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Richard George | Mgmt | For | For | For | |||
1.6 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.7 | Elect John Huff | Mgmt | For | For | For | |||
1.8 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.9 | Elect Brian MacNeill | Mgmt | For | For | For | |||
1.10 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.11 | Elect Michael O'Brien | Mgmt | For | For | For | |||
1.12 | Elect James Simpson | Mgmt | For | For | For | |||
1.13 | Elect Eira Thomas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Richard George | Mgmt | For | For | For | |||
1.6 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.7 | Elect John Huff | Mgmt | For | For | For | |||
1.8 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.9 | Elect Brian MacNeill | Mgmt | For | For | For | |||
1.10 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.11 | Elect Michael O'Brien | Mgmt | For | For | For | |||
1.12 | Elect James Simpson | Mgmt | For | For | For | |||
1.13 | Elect Eira Thomas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||
2 | Elect Alston Correll | Mgmt | For | For | For | |||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||
5 | Elect David Hughes | Mgmt | For | For | For | |||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||
11 | Elect Frank Royal | Mgmt | For | For | For | |||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||
13 | Elect James Wells III | Mgmt | For | For | For | |||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Swatch Group Ltd. (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHR | CINS H83949141 | 05/31/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
6 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | |||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | |||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | |||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cassaday | Mgmt | For | For | For | |||
2 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
3 | Elect Hans-Joachim Korber | Mgmt | For | For | For | |||
4 | Elect Jackie Ward | Mgmt | For | For | For | |||
5 | Amendment to the 1974 Employees' Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
4 | Approve Spin-off | Mgmt | For | For | For | |||
5.1 | Elect Gregory C. Chow | Mgmt | For | For | For | |||
5.2 | Elect Kok-Choo Chen | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
7 | Approve Spin-off | Mgmt | For | For | For | |||
8 | Elect Gregory C. Chow | Mgmt | For | For | For | |||
9 | Elect Kok-Choo Chen | Mgmt | For | For | For | |||
10 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Talisman Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLM | CUSIP 87425E103 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christiane Bergevin | Mgmt | For | For | For | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect William Dalton | Mgmt | For | For | For | |||
1.4 | Elect Kevin Dunne | Mgmt | For | For | For | |||
1.5 | Elect Harold Kvisle | Mgmt | For | For | For | |||
1.6 | Elect John Manzoni | Mgmt | For | For | For | |||
1.7 | Elect Lisa Stewart | Mgmt | For | For | For | |||
1.8 | Elect Peter Tomsett | Mgmt | For | For | For | |||
1.9 | Elect Charles Williamson | Mgmt | For | For | For | |||
1.10 | Elect Charles Winograd | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||
4 | Elect James Johnson | Mgmt | For | For | For | |||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Derica Rice | Mgmt | For | For | For | |||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHoldr | Against | Against | For | |||
Technip | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | For | For | |||
9 | Elect Thierry Pilenko | Mgmt | For | For | For | |||
10 | Elect Olivier Appert | Mgmt | For | For | For | |||
11 | Elect Pascal Colombani | Mgmt | For | For | For | |||
12 | Elect John O'Leary | Mgmt | For | For | For | |||
13 | Elect C. Maury Devine | Mgmt | For | For | For | |||
14 | Elect Leticia Costa | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433860 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||
1.4 | Elect Herbert Wander | Mgmt | For | Withhold | Against | |||
Tenaris S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 88031M109 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Electronic Communications | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Amendment Regarding Date of the Annual General Meeting | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||
13 | Elect John Surma | Mgmt | For | For | For | |||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
The Bank of Nova Scotia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CUSIP 064149107 | 04/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.2 | Elect C.J. Chen | Mgmt | For | For | For | |||
1.3 | Elect David Dodge | Mgmt | For | For | For | |||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | |||
1.5 | Elect John Kerr | Mgmt | For | For | For | |||
1.6 | Elect Michael Kirby | Mgmt | For | For | For | |||
1.7 | Elect John Mayberry | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Alexis E. Rovzar de la Torre | Mgmt | For | For | For | |||
1.10 | Elect Indira Samarasekera | Mgmt | For | For | For | |||
1.11 | Elect Allan Shaw | Mgmt | For | For | For | |||
1.12 | Elect Paul Sobey | Mgmt | For | For | For | |||
1.13 | Elect Barbara Thomas | Mgmt | For | For | For | |||
1.14 | Elect Richard Waugh | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendment to By-Law Regarding Director Retirement Age | Mgmt | For | For | For | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Critical Mass of Women on Board | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||
8 | Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens | Mgmt | Against | Against | For | |||
9 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Demonstration of Pay for Performance | Mgmt | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Bryson | Mgmt | For | For | For | |||
2 | Elect David Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Cook | Mgmt | For | For | For | |||
5 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
6 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect John McDonnell | Mgmt | For | For | For | |||
9 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
10 | Elect Susan Schwab | Mgmt | For | For | For | |||
11 | Elect Ronald Williams | Mgmt | For | For | For | |||
12 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen McLin | Mgmt | For | For | For | |||
3 | Elect Charles Schwab | Mgmt | For | For | For | |||
4 | Elect Roger Walther | Mgmt | For | For | For | |||
5 | Elect Robert Wilson | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Abstain | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Donald Keough | Mgmt | For | For | For | |||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||
12 | Elect James Robinson III | Mgmt | For | For | For | |||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
14 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
15 | Elect James Williams | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHoldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||
7 | Elect John Hess | Mgmt | For | For | For | |||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||
9 | Elect Paul Polman | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect James Ringler | Mgmt | For | For | For | |||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||
13 | Elect Paul Stern | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aerin Lauder | Mgmt | For | For | For | |||
1.2 | Elect William Lauder | Mgmt | For | For | For | |||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | For | For | |||
1.4 | Elect Richard Parsons | Mgmt | For | For | For | |||
1.5 | Elect Richard Zannino | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect John Bryan | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||
15 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | |||
The NASDAQ OMX Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDAQ | CUSIP 631103108 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Urban Backstrom | Mgmt | For | For | For | |||
2 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
3 | Elect Michael Casey | Mgmt | For | For | For | |||
4 | Elect Borje Ekholm | Mgmt | For | For | For | |||
5 | Elect Lon Gorman | Mgmt | For | For | For | |||
6 | Elect Robert Greifeld | Mgmt | For | For | For | |||
7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||
8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||
9 | Elect Essa Kazim | Mgmt | For | For | For | |||
10 | Elect John Markese | Mgmt | For | For | For | |||
11 | Elect Hans Nielsen | Mgmt | For | For | For | |||
12 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
13 | Elect James Riepe | Mgmt | For | For | For | |||
14 | Elect Michael Splinter | Mgmt | For | For | For | |||
15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||
16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect Kay James | Mgmt | For | For | For | |||
5 | Elect Richard Kelson | Mgmt | For | For | For | |||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
7 | Elect Anthony Massaro | Mgmt | For | For | For | |||
8 | Elect Jane Pepper | Mgmt | For | For | For | |||
9 | Elect James Rohr | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
The Toronto-Dominion Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TD | CUSIP 891160509 | 03/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bennett | Mgmt | For | For | For | |||
1.2 | Elect Hugh Bolton | Mgmt | For | For | For | |||
1.3 | Elect John Bragg | Mgmt | For | For | For | |||
1.4 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.5 | Elect W. Edmund Clark | Mgmt | For | For | For | |||
1.6 | Elect Wendy Dobson | Mgmt | For | For | For | |||
1.7 | Elect Henry Ketcham | Mgmt | For | For | For | |||
1.8 | Elect Pierre Lessard | Mgmt | For | For | For | |||
1.9 | Elect Brian Levitt | Mgmt | For | For | For | |||
1.10 | Elect Harold MacKay | Mgmt | For | For | For | |||
1.11 | Elect Irene Miller | Mgmt | For | For | For | |||
1.12 | Elect Nadir Mohamed | Mgmt | For | For | For | |||
1.13 | Elect W. J. Prezzano | Mgmt | For | For | For | |||
1.14 | Elect Helen Sinclair | Mgmt | For | For | For | |||
1.15 | Elect Carole Taylor | Mgmt | For | For | For | |||
1.16 | Elect John Thompson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Critical Mass of Women on the Board | Mgmt | Against | Against | For | |||
5 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||
6 | Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | Mgmt | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | Against | Against | |||
2 | Elect John Bryson | Mgmt | For | Against | Against | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||
5 | Elect Robert Iger | Mgmt | For | For | For | |||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||
7 | Elect Fred Langhammer | Mgmt | For | Against | Against | |||
8 | Elect Aylwin Lewis | Mgmt | For | Against | Against | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||
11 | Elect John Pepper, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
13 | Elect Orin Smith | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHoldr | Against | Against | For | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||
2 | Elect William Parrett | Mgmt | For | For | For | |||
3 | Elect Michael Porter | Mgmt | For | For | For | |||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | �� | ||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven Collis | Mgmt | For | For | For | |||
1.5 | Elect Elisha Finney | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.7 | Elect Paul LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Daniel Mulvena | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | For | For | |||
11 | Elect Kenneth Novack | Mgmt | For | For | For | |||
12 | Elect Paul Wachter | Mgmt | For | For | For | |||
13 | Elect Deborah Wright | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Toll Brothers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOL | CUSIP 889478103 | 03/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Toll | Mgmt | For | For | For | |||
1.2 | Elect Bruce Toll | Mgmt | For | For | For | |||
1.3 | Elect Christine Garvey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | None | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Fujio Choh | Mgmt | For | For | For | |||
5 | Elect Akio Toyoda | Mgmt | For | For | For | |||
6 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
7 | Elect Yukitoshi Funo | Mgmt | For | For | For | |||
8 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
9 | Elect Shinichi Sasaki | Mgmt | For | For | For | |||
10 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
11 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
12 | Elect Mamoru Furuhashi | Mgmt | For | For | For | |||
13 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
14 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
15 | Elect Kunihiro Matsuo | Mgmt | For | For | For | |||
16 | Elect Yohko Wake | Mgmt | For | For | For | |||
17 | Elect Yohichiroh Ichimaru | Mgmt | For | For | For | |||
18 | Elect Masahiro Katoh | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
TransCanada Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRP | CUSIP 89353D107 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Benson | Mgmt | For | For | For | |||
1.2 | Elect Derek Burney | Mgmt | For | For | For | |||
1.3 | Elect Wendy Dobson | Mgmt | For | For | For | |||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Paule Gauthier | Mgmt | For | For | For | |||
1.6 | Elect Russell Girling | Mgmt | For | For | For | |||
1.7 | Elect S. Barry Jackson | Mgmt | For | For | For | |||
1.8 | Elect Paul Joskow | Mgmt | For | For | For | |||
1.9 | Elect John MacNaughton | Mgmt | For | For | For | |||
1.10 | Elect David O'Brien | Mgmt | For | For | For | |||
1.11 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
1.12 | Elect D. Michael Stewart | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Increase in Authorized Capital | Mgmt | For | For | For | |||
8 | Board Size | Mgmt | For | For | For | |||
9 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
10 | Elect Steve Lucas | Mgmt | For | For | For | |||
11 | Elect Tan Ek Kia | Mgmt | For | For | For | |||
12 | Elect Martin McNamara | Mgmt | For | For | For | |||
13 | Elect Ian Strachan | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Turkcell Iletisim Hizmetleri A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CINS M8903B102 | 04/21/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening; Election of the Presiding Chairman | Mgmt | For | TNA | N/A | |||
3 | Minutes | Mgmt | For | TNA | N/A | |||
4 | Report of the Board | Mgmt | For | TNA | N/A | |||
5 | Report of the Statutory Auditors | Mgmt | For | TNA | N/A | |||
6 | Report of the Auditor | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Charitable Donations | Mgmt | For | TNA | N/A | |||
13 | Report on Guarantees | Mgmt | For | TNA | N/A | |||
14 | Wishes | Mgmt | For | TNA | N/A | |||
15 | Closing | Mgmt | For | TNA | N/A | |||
Turkcell Iletisim Hizmetleri AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CINS M8903B102 | 10/20/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A | |||
3 | Minutes | Mgmt | For | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
5 | Wishes | Mgmt | For | TNA | N/A | |||
6 | Closing | Mgmt | For | TNA | N/A | |||
Tyco Electronics Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||
3 | Elect Robert Hernandez | Mgmt | For | For | For | |||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||
5 | Elect Daniel Phelan | Mgmt | For | For | For | |||
6 | Elect Frederic Poses | Mgmt | For | For | For | |||
7 | Elect Lawrence Smith | Mgmt | For | For | For | |||
8 | Elect Paula Sneed | Mgmt | For | For | For | |||
9 | Elect David Steiner | Mgmt | For | For | For | |||
10 | Elect John Van Scoter | Mgmt | For | For | For | |||
11 | 2010 Annual Report | Mgmt | For | For | For | |||
12 | Statutory Financial Statements | Mgmt | For | For | For | |||
13 | Consolidated Financial Statements | Mgmt | For | For | For | |||
14 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||
15 | Deloitte & Touche | Mgmt | For | For | For | |||
16 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
17 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | |||
20 | Dividend Payment/Reduction of Par Value | Mgmt | For | For | For | |||
21 | Change in Company Name | Mgmt | For | For | For | |||
22 | Renewal of Authorized Capital | Mgmt | For | For | For | |||
23 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
24 | Share Repurchase Program | Mgmt | For | For | For | |||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 04/28/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Kaspar Villiger | Mgmt | For | TNA | N/A | |||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | |||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | |||
11 | Elect Bruno Gehrig | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | |||
14 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA | N/A | |||
15 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
16 | Elect William Parrett | Mgmt | For | TNA | N/A | |||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Actions adversely affecting preferred stock | Mgmt | For | For | For | |||
17 | Removal of directors | Mgmt | For | For | For | |||
18 | Changing the authorized amount of capital stock. | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||
1.13 | Elect John Walker | Mgmt | For | For | For | |||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect William Johnson | Mgmt | For | For | For | |||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John Thompson | Mgmt | For | For | For | |||
11 | Elect Carol Tome | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | For | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Gephardt | Mgmt | For | For | For | |||
1.2 | Elect Glenda McNeal | Mgmt | For | For | For | |||
1.3 | Elect Graham Spanier | Mgmt | For | For | For | |||
1.4 | Elect Patricia Tracey | Mgmt | For | For | For | |||
1.5 | Elect John Engel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | |||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
13 | 2011 Incentive Stock Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||
2 | Elect Stephen Waters | Mgmt | For | For | For | |||
3 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
4 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2011 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
Vallourec | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VK | CINS F95922104 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Form of Dividend Payment | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Pascale Chargrasse | Mgmt | For | For | For | |||
9 | Elect Pascale Chargrasse | Mgmt | For | For | For | |||
10 | Elect Jean-Paul Parayre | Mgmt | For | For | For | |||
11 | Elect Patrick Boissier | Mgmt | For | For | For | |||
12 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
13 | Elect Francois Henrot as Censor | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
17 | Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
18 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
22 | Authority for Subsidiaries to Issue Securities Convertible into Company Shares | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
26 | Authority to Increase Capital for Foreign Employees | Mgmt | For | For | For | |||
27 | Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Restricted Shares Under Savings Plans | Mgmt | For | For | For | |||
29 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
31 | Amendment Regarding Supervisory Board Member Term Length | Mgmt | For | For | For | |||
32 | Amendment Regarding Employee Representation | Mgmt | For | For | For | |||
33 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew Emmens | Mgmt | For | For | For | |||
1.2 | Elect Margaret McGlynn | Mgmt | For | For | For | |||
1.3 | Elect Wayne Riley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Virgin Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMED | CUSIP 92769L101 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Chiddix | Mgmt | For | For | For | |||
1.2 | Elect William Huff | Mgmt | For | For | For | |||
1.3 | Elect James Mooney | Mgmt | For | For | For | |||
1.4 | Elect John Rigsby | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3.1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
3.2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3.3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
3.4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
3.5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
3.6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
3.7 | Elect David Pang | Mgmt | For | For | For | |||
3.8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
3.9 | Elect William Shanahan | Mgmt | For | For | For | |||
3.10 | Elect John Swainson | Mgmt | For | For | For | |||
3.11 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
3.12 | Elect Joseph Saunders | Mgmt | For | For | For | |||
3.13 | Elect John Swainson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect John R. H. Bond | Mgmt | For | For | For | |||
3 | Elect John Buchanan | Mgmt | For | For | For | |||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||
5 | Elect Michel Combes | Mgmt | For | For | For | |||
6 | Elect Andy Halford | Mgmt | For | For | For | |||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||
8 | Elect Alan Jebson | Mgmt | For | For | For | |||
9 | Elect Samuel Jonah | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Adoption of New Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
24 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |||
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |||
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |||
1.6 | Elect Michael Tokarz | Mgmt | For | For | For | |||
1.7 | Elect A.J. Wagner | Mgmt | For | For | For | |||
1.8 | Elect David Beatty | Mgmt | For | For | For | |||
1.9 | Elect Keith Calder | Mgmt | For | For | For | |||
1.10 | Elect Graham Mascall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Murdy | Mgmt | For | For | For | |||
2 | Elect John Kieckhefer | Mgmt | For | For | For | |||
3 | Elect Charles Williamson | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFMI | CUSIP 966837106 | 02/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Walter Robb | Mgmt | For | For | For | |||
1.7 | Elect Jonathan Seiffer | Mgmt | For | For | For | |||
1.8 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.9 | Elect Jonathan Sokoloff | Mgmt | For | For | For | |||
1.10 | Elect Ralph Sorenson | Mgmt | For | For | For | |||
1.11 | Elect William Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 2 Years | For | |||
5 | Shareholder Proposal Regarding Removal of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Willis Group Holdings Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bradley | Mgmt | For | For | For | |||
2 | Elect Joseph Califano Jr. | Mgmt | For | For | For | |||
3 | Elect Anna Catalano | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Elect Robyn Kravit | Mgmt | For | For | For | |||
7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||
8 | Elect Wendy Lane | Mgmt | For | For | For | |||
9 | Elect James McCann | Mgmt | For | For | For | |||
10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||
11 | Elect Douglas Roberts | Mgmt | For | For | For | |||
12 | Elect Michael Somers | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Share Repurchase | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Wilmar International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F34 | CINS Y9586L109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Martua Sitorus | Mgmt | For | For | For | |||
5 | Elect CHUA Phuay Hee | Mgmt | For | For | For | |||
6 | Elect TEO Kim Yong | Mgmt | For | For | For | |||
7 | Elect KWAH Thiam Hock | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Grant Options and Issue Shares under the Wilmar Executives Share Option Scheme 2009 | Mgmt | For | Against | Against | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Wilmar International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F34 | CINS Y9586L109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L108 | 01/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect John Martin | Mgmt | For | For | For | |||
4 | Elect Ian Meakins | Mgmt | For | For | For | |||
5 | Elect Frank Roach | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Andrew Duff | Mgmt | For | For | For | |||
8 | Elect Nigel Stein | Mgmt | For | For | For | |||
9 | Elect Michael Wareing | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Michael Chaney | Mgmt | For | For | For | |||
2 | Re-elect David McEvoy | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Amendments to Constitution | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Amendment to Constitution (Carbon Price Assumption Report) | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
1.2 | Elect Robert Miller | Mgmt | For | For | For | |||
1.3 | Elect Kazuo Okada | Mgmt | For | For | For | |||
1.4 | Elect Allan Zeman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||
4 | Elect John Vereker | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||
Xstrata Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Mick Davis | Mgmt | For | For | For | |||
5 | Elect Con Fauconnier | Mgmt | For | For | For | |||
6 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
7 | Elect Peter Hooley | Mgmt | For | For | For | |||
8 | Elect Claude Lamoureux | Mgmt | For | For | For | |||
9 | Elect Trevor Reid | Mgmt | For | For | For | |||
10 | Elect Sir Steve Robson | Mgmt | For | For | For | |||
11 | Elect David Rough | Mgmt | For | For | For | |||
12 | Elect Ian Strachan | Mgmt | For | For | For | |||
13 | Elect Santiago Zaldumbide | Mgmt | For | For | For | |||
14 | Elect John Bond | Mgmt | For | For | For | |||
15 | Elect Aristotelis Mistakidis | Mgmt | For | For | For | |||
16 | Elect Tor Peterson | Mgmt | For | For | For | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | Against | Against | |||
2 | Elect Roy Bostock | Mgmt | For | Against | Against | |||
3 | Elect Patti Hart | Mgmt | For | For | For | |||
4 | Elect Susan James | Mgmt | For | For | For | |||
5 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
6 | Elect David Kenny | Mgmt | For | For | For | |||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||
8 | Elect Brad Smith | Mgmt | For | For | For | |||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Human Rights in China | ShrHoldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Robert Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Besty Bernard | Mgmt | For | For | For | |||
2 | Elect Marc Casper | Mgmt | For | For | For | |||
3 | Elect David Dvorak | Mgmt | For | For | For | |||
4 | Elect Larry Glasscock | Mgmt | For | For | For | |||
5 | Elect Robert Hagemann | Mgmt | For | For | For | |||
6 | Elect Arthur Higgins | Mgmt | For | For | For | |||
7 | Elect John McGoldrick | Mgmt | For | For | For | |||
8 | Elect Cecil Pickett | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||
2 | Elect Roger Porter | Mgmt | For | For | For | |||
3 | Elect Stephen Quinn | Mgmt | For | For | For | |||
4 | Elect L. E. Simmons | Mgmt | For | For | For | |||
5 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
6 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE GROWTH FUND OF AMERICA, INC.
(Registrant)
By /s/ Paul G. Haaga, Jr. |
Paul G. Haaga, Jr., Executive Vice President and Principal Executive Officer |
Date: October 5, 2011 |