UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00862
The Growth Fund of America
(Exact Name of Registrant as Specified in Charter)
P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: August 31
Date of reporting period: July 1, 2012 - June 30, 2013
Patrick F. Quan
The Growth Fund of America
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : The Growth Fund of America Reporting Period : July 01, 2012 - June 30, 2013 | |||||||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect William Kimsey | Mgmt | For | For | For | ||
3 | Elect Robert Lipp | Mgmt | For | For | For | ||
4 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
5 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | ||
10 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
2 | Elect Peter Menikoff | Mgmt | For | For | For | ||
3 | Elect Robert Ripp | Mgmt | For | For | For | ||
4 | Elect Theodore Shasta | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | 2012 Annual Report | Mgmt | For | For | For | ||
7 | Statutory Financial Statements | Mgmt | For | For | For | ||
8 | Consolidated Financial Statements | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Discharge of Board of Directors | Mgmt | For | For | For | ||
11 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
12 | PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | BDO AG, Zurich | Mgmt | For | For | For | ||
14 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Distribution Via Par Value Reduction | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Adobe Systems Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADBE | CUSIP 00724F101 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amy Banse | Mgmt | For | For | For | ||
2 | Elect Kelly Barlow | Mgmt | For | For | For | ||
3 | Elect Edward Barnholt | Mgmt | For | For | For | ||
4 | Elect Robert Burgess | Mgmt | For | For | For | ||
5 | Elect Frank Calderoni | Mgmt | For | For | For | ||
6 | Elect Michael Cannon | Mgmt | For | For | For | ||
7 | Elect James Daley | Mgmt | For | For | For | ||
8 | Elect Laura Desmond | Mgmt | For | For | For | ||
9 | Elect Charles Geschke | Mgmt | For | For | For | ||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
12 | Elect Robert Sedgewick | Mgmt | For | For | For | ||
13 | Elect John Warnock | Mgmt | For | For | For | ||
14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHoldr | Against | Against | For | ||
Agricultural Bank of China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1288 | CINS Y00289119 | 06/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Profit Distribution Plan for 2012 | Mgmt | For | For | For | ||
6 | Fixed Assets Investment Budget for 2013 | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Adjustment to Authority to Approve Bond Investments of Certain Clients | Mgmt | For | For | For | ||
9 | Authority to Issue Capital Instruments w/ write-down feature | Mgmt | For | For | For | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Agricultural Bank of China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1288 | CINS Y00289119 | 10/29/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect GUO Haoda | Mgmt | For | For | For | ||
3 | Elect LOU Wenlong | Mgmt | For | For | For | ||
4 | Elect Francis YUEN Tin Fan | Mgmt | For | For | For | ||
5 | Elect DAI Genyou as Supervisor | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Authority to Issue Subordinated Bonds | Mgmt | For | For | For | ||
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Barry CHEUNG Chun-yuen | Mgmt | For | For | For | ||
6 | Elect YEO George Yong-Boon | Mgmt | For | For | For | ||
7 | Elect Narongchai Akrasanee | Mgmt | For | For | For | ||
8 | Elect QIN Xiao | Mgmt | For | For | For | ||
9 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Amendment to Restricted Share Plan | Mgmt | For | Against | Against | ||
14 | Amendments to Articles | Mgmt | For | For | For | ||
Alcoa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AA | CUSIP 013817101 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael G. Morris | Mgmt | For | For | For | ||
3 | Elect E. Stanley O'Neal | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
Alexion Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALXN | CUSIP 015351109 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Leonard Bell | Mgmt | For | For | For | ||
1.2 | Elect Max Link | Mgmt | For | For | For | ||
1.3 | Elect William R. Keller | Mgmt | For | For | For | ||
1.4 | Elect Joseph A. Madri | Mgmt | For | For | For | ||
1.5 | Elect Larry Mathis | Mgmt | For | For | For | ||
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | ||
1.7 | Elect Alvin S. Parven | Mgmt | For | For | For | ||
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
1.9 | Elect Ann M. Veneman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Allergan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP 018490102 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
2 | Elect Michael R. Gallagher | Mgmt | For | For | For | ||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
4 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||
5 | Elect Trevor M. Jones | Mgmt | For | For | For | ||
6 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | ||
7 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
8 | Elect Timothy D. Proctor | Mgmt | For | For | For | ||
9 | Elect Russell T. Ray | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Altera Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALTR | CUSIP 021441100 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John P. Daane | Mgmt | For | For | For | ||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
3 | Elect A. Blaine Bowman | Mgmt | For | For | For | ||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | ||
5 | Elect Kevin McGarity | Mgmt | For | For | For | ||
6 | Elect Shane V. Robison | Mgmt | For | For | For | ||
7 | Elect John Shoemaker | Mgmt | For | For | For | ||
8 | Elect Thomas H. Waechter | Mgmt | For | For | For | ||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||
10 | Second Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||
11 | Amendment to 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
6 | Elect Alain Monie | Mgmt | For | For | For | ||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
American Express Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXP | CUSIP 025816109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
1.2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||
1.5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
1.6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||
1.7 | Elect Richard C. Levin | Mgmt | For | For | For | ||
1.8 | Elect Richard A. McGinn | Mgmt | For | For | For | ||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
1.11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
1.12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
1.13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
8 | Elect Henry S. Miller | Mgmt | For | For | For | ||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHoldr | Against | Against | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | ||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | ||
AMP Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMP | CINS Q0344G101 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Re-elect Peter E. Mason | Mgmt | For | For | For | ||
3 | Elect Simon McKeon | Mgmt | For | For | For | ||
4 | Remuneration Report | Mgmt | For | For | For | ||
5 | Equity Grant (MD/CEO Craig Dunn) | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
2 | Elect David P. Falck | Mgmt | For | For | For | ||
3 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
4 | Elect Andrew E. Lietz | Mgmt | For | For | For | ||
5 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
6 | Elect John R. Lord | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Jerald G. Fishman | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect John C. Hodgson | Mgmt | For | For | For | ||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
6 | Elect Neil S. Novich | Mgmt | For | For | For | ||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | ||
8 | Elect Paul J. Severino | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Executive Section 162(m) Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Anheuser-Busch Inbev SA/NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABI | CINS B6399C107 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | Against | Against | ||
6 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | Against | Against | ||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | Against | Against | ||
9 | Authorization of Legal Formalities | Mgmt | For | Against | Against | ||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Anheuser-Busch Inbev SA/NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABI | CINS B6399C107 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
10 | Elect Kees J. Storm | Mgmt | For | For | For | ||
11 | Appointment of PricewaterhouseCoopers and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Remuneration Report | Mgmt | For | For | For | ||
13 | Stock Option Plan for US Employees | Mgmt | For | For | For | ||
14 | Directors' Fees | Mgmt | For | For | For | ||
15 | Change of Control Clause Regarding the EMNT Program | Mgmt | For | For | For | ||
16 | Change of Control Clause Regarding the Senior Facilities Agreement | Mgmt | For | For | For | ||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | U.K. Remuneration Report | Mgmt | For | Against | Against | ||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | ||
2 | Elect Chansoo Joung | Mgmt | For | For | For | ||
3 | Elect William C. Montgomery | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
ArcelorMittal S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MT | CINS L0302D129 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | For | For | ||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||
7 | Elect Vanisha Mittal Bhatia | Mgmt | For | For | For | ||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
9 | Elect Jeannot Krecke | Mgmt | For | For | For | ||
10 | Appointment of Deloitte | Mgmt | For | For | For | ||
11 | Performance Share Unit Plan | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
Arch Capital Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACGL | CUSIP G0450A105 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | ||
2 | Elect Yiorgos Lillikas | Mgmt | For | For | For | ||
3 | Elect Deanna M. Mulligan | Mgmt | For | For | For | ||
4 | Elect Anthony Asquith | Mgmt | For | For | For | ||
5 | Elect Edgardo Balois | Mgmt | For | For | For | ||
6 | Elect Dennis R. Brand | Mgmt | For | For | For | ||
7 | Elect Peter Calleo | Mgmt | For | For | For | ||
8 | Elect Paul Cole | Mgmt | For | For | For | ||
9 | Elect Michael Constantinides | Mgmt | For | For | For | ||
10 | Elect Graham B.R. Collis | Mgmt | For | For | For | ||
11 | Elect William J. Cooney | Mgmt | For | For | For | ||
12 | Nick Denniston | Mgmt | For | For | For | ||
13 | Michael Feetham | Mgmt | For | For | For | ||
14 | Elect Stephan Fogarty | Mgmt | For | For | For | ||
15 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | ||
16 | Elect Marc Grandisson | Mgmt | For | For | For | ||
17 | Elect Michael A. Greene | Mgmt | For | For | For | ||
18 | Elect Jerome Halgan | Mgmt | For | For | For | ||
19 | Elect David W. Hipkin | Mgmt | For | For | For | ||
20 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||
21 | Elect Constantine Iordanou | Mgmt | For | For | For | ||
22 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | ||
23 | Elect Michael H. Kier | Mgmt | For | For | For | ||
24 | Elect Lin Li-Williams | Mgmt | For | For | For | ||
25 | Elect Mark D. Lyons | Mgmt | For | For | For | ||
26 | Elect Adam Matteson | Mgmt | For | For | For | ||
27 | Elect Robert McDowell | Mgmt | For | For | For | ||
28 | Elect David H. McElroy | Mgmt | For | For | For | ||
29 | Elect Rommel Mercado | Mgmt | For | For | For | ||
30 | Elect David J. Mulholland | Mgmt | For | For | For | ||
31 | Elect Michael R. Murphy | Mgmt | For | For | For | ||
32 | Elect Martin J. Nilsen | Mgmt | For | For | For | ||
33 | Elect Mark Nolan | Mgmt | For | For | For | ||
34 | Elect Marita Oliver | Mgmt | For | For | For | ||
35 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | ||
36 | Elect Elisabeth Quinn | Mgmt | For | For | For | ||
37 | Elect Maamoun Rajeh | Mgmt | For | For | For | ||
38 | Elect John F. Rathgeber | Mgmt | For | For | For | ||
39 | Elect Andrew Rippert | Mgmt | For | For | For | ||
40 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | ||
41 | Elect Elect Arthur Scace | Mgmt | For | For | For | ||
42 | Elect Scott Schenker | Mgmt | For | For | For | ||
43 | Elect Soren Scheuer | Mgmt | For | For | For | ||
44 | Elect Budhi Singh | Mgmt | For | For | For | ||
45 | Elect Helmut Sohler | Mgmt | For | For | For | ||
46 | Elect Iwan van Munster | Mgmt | For | For | For | ||
47 | Elect Angus Watson | Mgmt | For | For | For | ||
48 | Elect James R. Weatherstone | Mgmt | For | For | For | ||
49 | Elect Gerald Wolfe | Mgmt | For | For | For | ||
50 | Ratification of Auditor | Mgmt | For | For | For | ||
51 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
ARM Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARM | CINS G0483X122 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||
4 | Elect Sir John Buchanan | Mgmt | For | For | For | ||
5 | Elect Warren A. East | Mgmt | For | For | For | ||
6 | Elect Andy Green | Mgmt | For | For | For | ||
7 | Elect Larry Hirst | Mgmt | For | For | For | ||
8 | Elect Mike Muller | Mgmt | For | For | For | ||
9 | Elect Kathleen O'Donovan | Mgmt | For | For | For | ||
10 | Elect Janice Roberts | Mgmt | For | For | For | ||
11 | Elect Philip Rowley | Mgmt | For | For | For | ||
12 | Elect Tim Score | Mgmt | For | For | For | ||
13 | Elect Simon Segars | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Long Term Incentive Plan | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ASM Pacific Technology Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
00522 | CINS G0535Q133 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Petrus A. M. van Bommel | Mgmt | For | For | For | ||
6 | Elect Charles D. del Prado | Mgmt | For | For | For | ||
7 | Elect Orasa Livasiri | Mgmt | For | For | For | ||
8 | Elect Wong Hon Yee | Mgmt | For | For | For | ||
9 | Elect Eric TANG Koon Hung | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Management Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Remuneration Policy | Mgmt | For | For | For | ||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | ||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||
11 | Elect W. Ziebart | Mgmt | For | For | For | ||
12 | Elect D.A. Grose | Mgmt | For | For | For | ||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
21 | Authority to Cancel Shares | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Ratification of Management Acts | Mgmt | For | For | For | ||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Remuneration Policy | Mgmt | For | For | For | ||
9 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | ||
10 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | ||
11 | Stock Option Grant to Employees | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect H. C. J. van den Burg | Mgmt | For | For | For | ||
14 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | ||
15 | Elect W. Ziebart | Mgmt | For | For | For | ||
16 | Elect D.A. Grose | Mgmt | For | For | For | ||
17 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
26 | Authority to Cancel Shares | Mgmt | For | For | For | ||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059186 | 09/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
2 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
3 | Creation of New Share Class | Mgmt | For | For | For | ||
4 | Amendment to Par Value | Mgmt | For | For | For | ||
5 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | ||
6 | Reverse Stock Split | Mgmt | For | For | For | ||
7 | Cancellation of Shares | Mgmt | For | For | For | ||
8 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
12 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | Against | Against | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059178 | 09/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
4 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
5 | Creation of New Share Class | Mgmt | For | For | For | ||
6 | Amendment to Par Value | Mgmt | For | For | For | ||
7 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | ||
8 | Reverse Stock Split | Mgmt | For | For | For | ||
9 | Cancellation of Shares | Mgmt | For | For | For | ||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | Against | Against | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carl Bass | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||
4 | Elect Thomas Georgens | Mgmt | For | For | For | ||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Elect Steven M. West | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/13/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen Alemany | Mgmt | For | For | For | ||
1.2 | Elect Gregory Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Leslie Brun | Mgmt | For | For | For | ||
1.4 | Elect Richard Clark | Mgmt | For | For | For | ||
1.5 | Elect Eric Fast | Mgmt | For | For | For | ||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | ||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AutoNation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AN | CUSIP 05329W102 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mike Jackson | Mgmt | For | For | For | ||
2 | Elect Robert J. Brown | Mgmt | For | For | For | ||
3 | Elect Rick L. Burdick | Mgmt | For | For | For | ||
4 | Elect David B. Edelson | Mgmt | For | For | For | ||
5 | Elect Robert R. Grusky | Mgmt | For | For | For | ||
6 | Elect Michael Larson | Mgmt | For | For | For | ||
7 | Elect Michael E. Maroone | Mgmt | For | For | For | ||
8 | Elect Carlos A. Migoya | Mgmt | For | For | For | ||
9 | Elect G. Mike Mikan | Mgmt | For | For | For | ||
10 | Elect Alison H. Rosenthal | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Avago Technologies Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | ||
6 | Elect Justine Lien | Mgmt | For | For | For | ||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||
1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
1.6 | Elect Sheri McCoy | Mgmt | For | For | For | ||
1.7 | Elect Ann S. Moore | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Paula Stern | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | 2013 - 2017 Executive Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Product Safety | ShrHoldr | Against | Against | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
1.4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
1.5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
1.6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
1.7 | Elect Pierre J. Jungels | Mgmt | For | For | For | ||
1.8 | Elect James A. Lash | Mgmt | For | For | For | ||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.10 | Elect James W. Stewart | Mgmt | For | For | For | ||
1.11 | Elect Charles L. Watson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Amendment to the 2002 Director and Officer Long-Term Incentive Plan | Mgmt | For | For | For | ||
Bank of America Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sharon Allen | Mgmt | For | For | For | ||
2 | Elect Susan Bies | Mgmt | For | For | For | ||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | ||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||
5 | Elect Arnold Donald | Mgmt | For | For | For | ||
6 | Elect Charles Gifford | Mgmt | For | For | For | ||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||
8 | Elect Linda Hudson | Mgmt | For | For | For | ||
9 | Elect Monica Lozano | Mgmt | For | For | For | ||
10 | Elect Thomas May | Mgmt | For | For | For | ||
11 | Elect Brian Moynihan | Mgmt | For | For | For | ||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | ||
13 | Elect R. David Yost | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
Bank of Ireland plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKIR | CINS G49374146 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Archie G. Kane | Mgmt | For | For | For | ||
4 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | ||
5 | Elect V. Prem Watsa | Mgmt | For | For | For | ||
6 | Elect Kent Atkinson | Mgmt | For | For | For | ||
7 | Elect Richie Boucher | Mgmt | For | For | For | ||
8 | Elect Pat Butler | Mgmt | For | For | For | ||
9 | Elect Patrick Haren | Mgmt | For | For | For | ||
10 | Elect Andrew Keating | Mgmt | For | For | For | ||
11 | Elect Patrick Kennedy | Mgmt | For | For | For | ||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | ||
13 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||
14 | Elect Davida Marston | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (For Cash; 5%) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Other than for Cash; 10%) | Mgmt | For | For | For | ||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Howard L. Beck | Mgmt | For | Withhold | Against | ||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | Withhold | Against | ||
1.3 | Elect Donald J. Carty | Mgmt | For | Withhold | Against | ||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | Withhold | Against | ||
1.5 | Elect Robert M. Franklin | Mgmt | For | Withhold | Against | ||
1.6 | Elect J. Brett Harvey | Mgmt | For | Withhold | Against | ||
1.7 | Elect Dambisa Moyo | Mgmt | For | Withhold | Against | ||
1.8 | Elect Brian Mulroney | Mgmt | For | Withhold | Against | ||
1.9 | Elect Anthony Munk | Mgmt | For | Withhold | Against | ||
1.10 | Elect Peter Munk | Mgmt | For | Withhold | Against | ||
1.11 | Elect Steven J. Shapiro | Mgmt | For | Withhold | Against | ||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | Withhold | Against | ||
1.13 | Elect John L. Thornton | Mgmt | For | Withhold | Against | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Baxter International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas Chen | Mgmt | For | For | For | ||
2 | Elect Blake Devitt | Mgmt | For | For | For | ||
3 | Elect John Forsyth | Mgmt | For | For | For | ||
4 | Elect Gail Fosler | Mgmt | For | For | For | ||
5 | Elect Carole Shapazian | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||
Bayerische Motoren Werke AG (BMW) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMW | CINS D12096109 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Elect Reinhard Huttl | Mgmt | For | For | For | ||
10 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||
11 | Elect Renate Kocher | Mgmt | For | For | For | ||
12 | Elect Joachim Milberg | Mgmt | For | For | For | ||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.B | CUSIP 084670702 | 05/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670108 | 05/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
BG Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Den Jones | Mgmt | For | For | For | ||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||
6 | Elect Peter Backhouse | Mgmt | For | For | For | ||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||
8 | Elect Chris Finlayson | Mgmt | For | For | For | ||
9 | Elect Andrew Gould | Mgmt | For | For | For | ||
10 | Elect Baroness Hogg | Mgmt | For | For | For | ||
11 | Elect John Hood | Mgmt | For | For | For | ||
12 | Elect Martin Houston | Mgmt | For | For | For | ||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||
14 | Elect Sir David Manning | Mgmt | For | For | For | ||
15 | Elect Mark Seligman | Mgmt | For | For | For | ||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Biogen Idec, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIIB | CUSIP 09062X103 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | ||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||
3 | Elect George A. Scangos | Mgmt | For | For | For | ||
4 | Elect Lynn Schenk | Mgmt | For | For | For | ||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | ||
9 | Elect Brian S. Posner | Mgmt | For | For | For | ||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||
12 | Elect William D. Young | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Mgmt | For | For | For | ||
16 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Biomarin Pharmaceutical Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Dennis D. Dammerman | Mgmt | For | For | For | ||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
5 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
6 | Elect David H. Komansky | Mgmt | For | For | For | ||
7 | Elect James E. Rohr | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
BOK Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BOKF | CUSIP 05561Q201 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory S. Allen | Mgmt | For | For | For | ||
1.2 | Elect Alan S. Armstrong | Mgmt | For | For | For | ||
1.3 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Sharon J. Bell | Mgmt | For | For | For | ||
1.5 | Elect Peter C. Boylan, III | Mgmt | For | For | For | ||
1.6 | Elect Chester Cadieux, III | Mgmt | For | For | For | ||
1.7 | Elect Joseph W. Craft III | Mgmt | For | For | For | ||
1.8 | Elect John W. Gibson | Mgmt | For | For | For | ||
1.9 | Elect David F. Griffin | Mgmt | For | For | For | ||
1.10 | Elect V. Burns Hargis | Mgmt | For | For | For | ||
1.11 | Elect Douglas D Hawthorne | Mgmt | For | For | For | ||
1.12 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | ||
1.13 | Elect George B. Kaiser | Mgmt | For | For | For | ||
1.14 | Elect Robert J. LaFortune | Mgmt | For | For | For | ||
1.15 | Elect Stanley A. Lybarger | Mgmt | For | For | For | ||
1.16 | Elect Steven J. Malcolm | Mgmt | For | For | For | ||
1.17 | Elect E.C. Richards | Mgmt | For | For | For | ||
1.18 | Elect John Richels | Mgmt | For | For | For | ||
1.19 | Elect Michael C. Turpen | Mgmt | For | For | For | ||
1.20 | Elect R.A. Walker | Mgmt | For | For | For | ||
2 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | For | For | ||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Boston Scientific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSX | CUSIP 101137107 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Katharine T. Bartlett | Mgmt | For | For | For | ||
2 | Elect Bruce L. Byrnes | Mgmt | For | For | For | ||
3 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
6 | Elect Ernest Mario | Mgmt | For | For | For | ||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | ||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | ||
10 | Elect John E. Sununu | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Iain C. Conn | Mgmt | For | For | For | ||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
6 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Antony Burgmans | Mgmt | For | For | For | ||
9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
10 | Elect George David | Mgmt | For | For | For | ||
11 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
12 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
15 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CINS G12793108 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Iain C. Conn | Mgmt | For | For | For | ||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
6 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Antony Burgmans | Mgmt | For | For | For | ||
9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
10 | Elect George David | Mgmt | For | For | For | ||
11 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
12 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
15 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||
7 | Elect John P. Daly | Mgmt | For | For | For | ||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||
10 | Elect Ann Godbehere | Mgmt | For | For | For | ||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
14 | Elect Anthony Ruys | Mgmt | For | For | For | ||
15 | Elect Ben Stevens | Mgmt | For | For | For | ||
16 | Elect Richard Tubb | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
British Sky Broadcasting Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSY | CINS G15632105 | 11/01/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Tracy Clarke | Mgmt | For | For | For | ||
4 | Elect Jeremy Darroch | Mgmt | For | For | For | ||
5 | Elect David DeVoe | Mgmt | For | For | For | ||
6 | Elect Nicholas Ferguson | Mgmt | For | For | For | ||
7 | Elect Martin Gilbert | Mgmt | For | For | For | ||
8 | Elect Andrew Griffith | Mgmt | For | For | For | ||
9 | Elect Andrew Higginson | Mgmt | For | For | For | ||
10 | Elect Thomas Mockridge | Mgmt | For | For | For | ||
11 | Elect James Murdoch | Mgmt | For | For | For | ||
12 | Elect Matthieu Pigasse | Mgmt | For | For | For | ||
13 | Elect Daniel Rimer | Mgmt | For | For | For | ||
14 | Elect Arthur Siskind | Mgmt | For | For | For | ||
15 | Elect Lord Wilson of Dinton | Mgmt | For | For | For | ||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Off-Market Repurchase of Shares | Mgmt | For | For | For | ||
24 | Related Party Transaction (Off-Market Repurchases) | Mgmt | For | For | For | ||
Broadcom Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRCM | CUSIP 111320107 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Nancy H. Handel | Mgmt | For | For | For | ||
1.3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | ||
1.5 | Elect John E. Major | Mgmt | For | For | For | ||
1.6 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
1.7 | Elect William T. Morrow | Mgmt | For | For | For | ||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | ||
1.9 | Elect Robert E. Switz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Brookdale Senior Living Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKD | CUSIP 112463104 | 06/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jackie M. Clegg | Mgmt | For | For | For | ||
1.2 | Elect Randal A. Nardone | Mgmt | For | For | For | ||
1.3 | Elect James R. Seward | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Burberry Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRBY | CINS G1699R107 | 07/12/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect John Peace | Mgmt | For | For | For | ||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | ||
6 | Elect Philip Bowman | Mgmt | For | For | For | ||
7 | Elect Ian Carter | Mgmt | For | For | For | ||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | ||
9 | Elect Stephanie George | Mgmt | For | For | For | ||
10 | Elect John Smith | Mgmt | For | For | For | ||
11 | Elect David Tyler | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Bureau Veritas SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BVI | CINS F96888114 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Frank Piedelievre | Mgmt | For | For | For | ||
9 | Elect Stephane Bacquaert | Mgmt | For | For | For | ||
10 | Elect Jean-Michel Ropert | Mgmt | For | For | For | ||
11 | Elect Frederic Lemoine | Mgmt | For | For | For | ||
12 | Elect Lucia Sinapi-Thomas | Mgmt | For | For | For | ||
13 | Elect Nicoletta Giadrossi | Mgmt | For | For | For | ||
14 | Elect Ieda Gommes Yell | Mgmt | For | For | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
19 | Greenshoe | Mgmt | For | For | For | ||
20 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
27 | Global Ceiling on Capital Increases | Mgmt | For | Against | Against | ||
28 | Increase in Par Value | Mgmt | For | For | For | ||
29 | Stock Split | Mgmt | For | For | For | ||
30 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | ||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Cameron International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James T. Hackett | Mgmt | For | For | For | ||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||
Canadian Natural Resources Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Keith A.J. MacPhail | Mgmt | For | For | For | ||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | ||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
8 | Elect Catherine G. West | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/02/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||
2 | Elect George Barrett | Mgmt | For | For | For | ||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||
7 | Elect John Finn | Mgmt | For | For | For | ||
8 | Elect Clayton Jones | Mgmt | For | For | For | ||
9 | Elect Gregory Kenny | Mgmt | For | For | For | ||
10 | Elect David King | Mgmt | For | For | For | ||
11 | Elect Richard Notebaert | Mgmt | For | For | For | ||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
1.2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
1.3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
1.4 | Elect David R. Goode | Mgmt | For | For | For | ||
1.5 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Peter A. Magowan | Mgmt | For | For | For | ||
1.8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.10 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.11 | Elect Charles D. Powell | Mgmt | For | For | For | ||
1.12 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
1.13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
1.14 | Elect Joshua I. Smith | Mgmt | For | For | For | ||
1.15 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHoldr | Against | Against | For | ||
Celanese Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Celgene Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | ||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | ||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | ||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | For | Against | ||
Charles Schwab Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | ||
2 | Elect Arun Sarin | Mgmt | For | For | For | ||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | ||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Chart Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTLS | CUSIP 16115Q308 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Samuel F. Thomas | Mgmt | For | For | For | ||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | ||
1.3 | Elect Richard E. Goodrich | Mgmt | For | For | For | ||
1.4 | Elect Steven W. Krablin | Mgmt | For | For | For | ||
1.5 | Elect Michael W. Press | Mgmt | For | For | For | ||
1.6 | Elect James M. Tidwell | Mgmt | For | For | For | ||
1.7 | Elect Thomas L. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect George L. Kirkland | Mgmt | For | For | For | ||
6 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
7 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Carl Ware | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Cimarex Energy Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEC | CUSIP 171798101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hans Helmerich | Mgmt | For | For | For | ||
2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
3 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
CIT Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIT | CUSIP 125581801 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John A. Thain | Mgmt | For | For | For | ||
2 | Elect Michael J. Embler | Mgmt | For | For | For | ||
3 | Elect William M. Freeman | Mgmt | For | For | For | ||
4 | Elect David M. Moffett | Mgmt | For | For | For | ||
5 | Elect R. Brad Oates | Mgmt | For | For | For | ||
6 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||
8 | Elect John R. Ryan | Mgmt | For | For | For | ||
9 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
10 | Elect Peter J. Tobin | Mgmt | For | For | For | ||
11 | Elect Laura S. Unger | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Franz B. Humer | Mgmt | For | For | For | ||
3 | Elect Robert L. Joss | Mgmt | For | For | For | ||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
5 | Elect Judith Rodin | Mgmt | For | For | For | ||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
8 | Elect Joan E. Spero | Mgmt | For | For | For | ||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHoldr | Against | Against | For | ||
Cliffs Natural Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLF | CUSIP 18683K101 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph A. Carrabba | Mgmt | For | Against | Against | ||
2 | Elect Susan M. Cunningham | Mgmt | For | Against | Against | ||
3 | Elect Barry J. Eldridge | Mgmt | For | Against | Against | ||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
5 | Elect Susan M. Green | Mgmt | For | Against | Against | ||
6 | Elect Janice K. Henry | Mgmt | For | For | For | ||
7 | Elect James Kirsch | Mgmt | For | For | For | ||
8 | Elect Francis R. McAllister | Mgmt | For | Against | Against | ||
9 | Elect Richard K. Riederer | Mgmt | For | Against | Against | ||
10 | Elect Timothy W. Sullivan | Mgmt | For | For | For | ||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
12 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
13 | Amend the Regulations Without Shareholder Approval | Mgmt | For | Against | Against | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
1.2 | Elect Charles P. Carey | Mgmt | For | For | For | ||
1.3 | Elect Mark E. Cermak | Mgmt | For | For | For | ||
1.4 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
1.5 | Elect Leo Melamed | Mgmt | For | For | For | ||
1.6 | Elect Joseph Niciforo | Mgmt | For | For | For | ||
1.7 | Elect C.C. Odom II | Mgmt | For | For | For | ||
1.8 | Elect John F. Sandner | Mgmt | For | For | For | ||
1.9 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Cobalt International Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIE | CUSIP 19075F106 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph H. Bryant | Mgmt | For | For | For | ||
1.2 | Elect N. John Lancaster, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Jon A. Marshall | Mgmt | For | For | For | ||
1.4 | Elect Kenneth A. Pontarelli | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Approval of the Performance Goals Under the Long Term Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
Compuware Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPWR | CUSIP 205638109 | 08/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | ||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | ||
1.3 | Elect William Grabe | Mgmt | For | For | For | ||
1.4 | Elect Frederick Henderson | Mgmt | For | For | For | ||
1.5 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Faye Alexander Nelson | Mgmt | For | For | For | ||
1.7 | Elect Robert Paul | Mgmt | For | For | For | ||
1.8 | Elect Glenda Price | Mgmt | For | For | For | ||
1.9 | Elect W. James Prowse | Mgmt | For | For | For | ||
1.10 | Elect G. Scott Romney | Mgmt | For | For | For | ||
1.11 | Elect Ralph Szygenda | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to Shareholder Rights Agreement | Mgmt | For | Against | Against | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Comverse Technology, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMVT | CUSIP 205862402 | 10/10/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Spin-off | Mgmt | For | For | For | ||
2 | 2012 Incentive Plan | Mgmt | For | For | For | ||
3 | 2012 Annual Performance Bonus Plan | Mgmt | For | For | For | ||
4 | Reverse Stock Split | Mgmt | For | For | For | ||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Concho Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXO | CUSIP 20605P101 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | ||
1.2 | Elect Ray M. Poage | Mgmt | For | For | For | ||
1.3 | Elect A. Wellford Tabor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Concur Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQR | CUSIP 206708109 | 03/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gordon Eubanks | Mgmt | For | For | For | ||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
CONSOL Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNX | CUSIP 20854P109 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.2 | Elect Philip W. Baxter | Mgmt | For | For | For | ||
1.3 | Elect James E. Altmeyer, Sr. | Mgmt | For | For | For | ||
1.4 | Elect William E. Davis | Mgmt | For | For | For | ||
1.5 | Elect Raj K. Gupta | Mgmt | For | For | For | ||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | ||
1.7 | Elect John T. Mills | Mgmt | For | For | For | ||
1.8 | Elect William P. Powell | Mgmt | For | For | For | ||
1.9 | Elect Joseph T. Williams | Mgmt | For | For | For | ||
2 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | Against | For | ||
Core Laboratories N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLB | CUSIP N22717107 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect D. John Ogren | Mgmt | For | For | For | ||
2 | Elect Lucia van Geuns | Mgmt | For | For | For | ||
3 | Elect Charles L. Dunlap | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Authority to Cancel Shares | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Elimination of Preemptive Rights | Mgmt | For | For | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||
1.2 | Elect William Gates | Mgmt | For | For | For | ||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | ||
Credit Suisse Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSGN | CINS H3698D419 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Compensation Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
8 | Allocation of Profits | Mgmt | For | For | For | ||
9 | Dividend from Reserves; Scrip Dividend | Mgmt | For | For | For | ||
10 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
11 | Increase in Conditional Capital for Employee Compensation Plan | Mgmt | For | Against | Against | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Elect Noreen Doyle | Mgmt | For | For | For | ||
14 | Elect Jassim Bin Hamad Bin Jassim Bin Jabr Al Thani | Mgmt | For | For | For | ||
15 | Elect Kaikhushru Shiavax Nargolwala | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Appointment of Special Auditor | Mgmt | For | For | For | ||
18 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 228227104 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
2 | Elect J. Landis Martin | Mgmt | For | For | For | ||
3 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For | ||
7 | Elect John D. McPherson | Mgmt | For | For | For | ||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | ||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ctrip.com International Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTRP | CUSIP 22943F100 | 10/26/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Misc. Article Amendments | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect William I. Miller | Mgmt | For | For | For | ||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
5 | Elect Carl Ware | Mgmt | For | For | For | ||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
CVS Caremark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||
9 | Elect Tony L. White | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Cymer, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CYMI | CUSIP 232572107 | 02/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
D.R. Horton, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHI | CUSIP 23331A109 | 01/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald Horton | Mgmt | For | For | For | ||
2 | Elect Bradley Anderson | Mgmt | For | For | For | ||
3 | Elect Michael Buchanan | Mgmt | For | For | For | ||
4 | Elect Michael Hewatt | Mgmt | For | For | For | ||
5 | Elect Bob Scott | Mgmt | For | For | For | ||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
8 | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | Mgmt | For | Against | Against | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Daimler AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAI | CINS D1668R123 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Elect Sari Baldauf | Mgmt | For | For | For | ||
12 | Elect Jurgen Hambrecht | Mgmt | For | For | For | ||
13 | Elect Andrea Jung | Mgmt | For | For | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
2 | Elect Linda P. Hefner | Mgmt | For | For | For | ||
3 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
5 | Elect Steven M. Rales | Mgmt | For | For | For | ||
6 | Elect John T. Schwieters | Mgmt | For | For | For | ||
7 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
Darden Restaurants, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRI | CUSIP 237194105 | 09/18/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Barnes | Mgmt | For | For | For | ||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | ||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | ||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | ||
1.5 | Elect David Hughes | Mgmt | For | For | For | ||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | ||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | ||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | ||
1.10 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Michael Rose | Mgmt | For | For | For | ||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | ||
1.13 | Elect William Simon | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Deere & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DE | CUSIP 244199105 | 02/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
7 | Elect Joachim Milberg | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Thomas H. Patrick | Mgmt | For | For | For | ||
10 | Elect Aulana L. Peters | Mgmt | For | For | For | ||
11 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Re-approval of Mid-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAL | CUSIP 247361702 | 06/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | ||
4 | Elect John S. Brinzo | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect David G. DeWalt | Mgmt | For | For | For | ||
7 | Elect William H. Easter III | Mgmt | For | For | For | ||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | ||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | ||
10 | Elect David R. Goode | Mgmt | For | For | For | ||
11 | Elect George N. Mattson | Mgmt | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | ||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
Denbury Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNR | CUSIP 247916208 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Wieland F. Wettstein | Mgmt | For | For | For | ||
1.2 | Elect Michael L. Beatty | Mgmt | For | For | For | ||
1.3 | Elect Michael B. Decker | Mgmt | For | For | For | ||
1.4 | Elect Ronald G. Greene | Mgmt | For | For | For | ||
1.5 | Elect Gregory L. McMichael | Mgmt | For | For | For | ||
1.6 | Elect Kevin O. Meyers | Mgmt | For | For | For | ||
1.7 | Elect Phil Rykhoek | Mgmt | For | For | For | ||
1.8 | Elect Randy Stein | Mgmt | For | For | For | ||
1.9 | Elect Laura A. Sugg | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Deutsche Bank AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DBK | CINS D18190898 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Trade in Company Stock | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
14 | Compensation Policy | Mgmt | For | For | For | ||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
16 | Elect John Cryan | Mgmt | For | For | For | ||
17 | Elect Henning Kagermann | Mgmt | For | For | For | ||
18 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||
19 | Elect Johannes Teyssen | Mgmt | For | For | For | ||
20 | Elect George F. Thoma | Mgmt | For | For | For | ||
21 | Elect Tilman Todenhofer | Mgmt | For | For | For | ||
22 | Elect Dina Dublon | Mgmt | For | For | For | ||
23 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
24 | Intra-company Control Agreement | Mgmt | For | For | For | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.2 | Elect John A. Hill | Mgmt | For | For | For | ||
1.3 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.6 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.7 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.8 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Diageo plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGE | CINS G42089113 | 10/17/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | ||
5 | Elect Laurence Danon | Mgmt | For | For | For | ||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||
7 | Elect Betsey Holden | Mgmt | For | For | For | ||
8 | Elect Franz Humer | Mgmt | For | For | For | ||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||
10 | Elect Philip Scott | Mgmt | For | For | For | ||
11 | Elect H. Todd Stitzer | Mgmt | For | For | For | ||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||
13 | Elect HO Kwon Ping | Mgmt | For | For | For | ||
14 | Elect Ivan Menezes | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
DIRECTV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTV | CUSIP 25490A309 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | ||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | ||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | ||
7 | Elect Charles R. Lee | Mgmt | For | For | For | ||
8 | Elect Peter A. Lund | Mgmt | For | For | For | ||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
11 | Elect Michael D. White | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Dolby Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLB | CUSIP 25659T107 | 02/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | ||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | ||
1.3 | Elect David Dolby | Mgmt | For | For | For | ||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Micheline Chau | Mgmt | For | For | For | ||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | ||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | ||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | ||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | ||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | Against | Against | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
DSW Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DSW | CUSIP 23334L102 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Henry L. Aaron | Mgmt | For | For | For | ||
2 | Elect Elaine J. Eisenman | Mgmt | For | For | For | ||
3 | Elect Joanna T. Lau | Mgmt | For | For | For | ||
4 | Elect Jay L. Schottenstein | Mgmt | For | For | For | ||
5 | Elect James O'Donnell | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EAD | CINS F17114103 | 03/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
6 | Cancellation of Shares | Mgmt | For | For | For | ||
7 | Elect Thomas Enders | Mgmt | For | For | For | ||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | ||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | ||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | ||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
14 | Elect Sir John Parker | Mgmt | For | For | For | ||
15 | Elect Michel Pebereau | Mgmt | For | For | For | ||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | ||
17 | Elect Denis Ranque | Mgmt | For | For | For | ||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||
10 | Appointment of KPMG | Mgmt | For | For | For | ||
11 | Compensation Guidelines | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Edwards Lifesciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EW | CUSIP 28176E108 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Ingram | Mgmt | For | For | For | ||
2 | Elect William J. Link | Mgmt | For | For | For | ||
3 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||
5 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Electronic Arts Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EA | CUSIP 285512109 | 07/26/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||
2 | Elect Jay Hoag | Mgmt | For | For | For | ||
3 | Elect Jeffrey Huber | Mgmt | For | For | For | ||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | ||
5 | Elect Gregory Maffei | Mgmt | For | For | For | ||
6 | Elect Vivek Paul | Mgmt | For | For | For | ||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | ||
8 | Elect John Riccitiello | Mgmt | For | For | For | ||
9 | Elect Richard Simonson | Mgmt | For | For | For | ||
10 | Elect Luis Ubinas | Mgmt | For | For | For | ||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Executive Bonus Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
EMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||
5 | Elect John R. Egan | Mgmt | For | For | For | ||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | Against | Against | ||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect J. Lorne Braithwaite | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect David A. Leslie | Mgmt | For | For | For | ||
1.8 | Elect Al Monaco | Mgmt | For | For | For | ||
1.9 | Elect George K. Petty | Mgmt | For | For | For | ||
1.10 | Elect Charles E. Shultz | Mgmt | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Crisp | Mgmt | For | For | For | ||
2 | Elect James Day | Mgmt | For | For | For | ||
3 | Elect Mark Papa | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald Textor | Mgmt | For | For | For | ||
6 | Elect William Thomas | Mgmt | For | For | For | ||
7 | Elect Frank Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Expedia, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPE | CUSIP 30212P303 | 06/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
1.2 | Elect Pamela L. Coe | Mgmt | For | For | For | ||
1.3 | Elect Barry Diller | Mgmt | For | For | For | ||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | ||
1.5 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||
1.7 | Elect Peter M. Kern | Mgmt | For | For | For | ||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
1.9 | Elect John C. Malone | Mgmt | For | For | For | ||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | ||
2 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | ||
3 | 2013 Employee Stock Plan and 2013 International Employee Stock Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||
2 | Elect Maura Breen | Mgmt | For | For | For | ||
3 | Elect William DeLaney | Mgmt | For | For | For | ||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||
9 | Elect George Paz | Mgmt | For | For | For | ||
10 | Elect William Roper | Mgmt | For | For | For | ||
11 | Elect Samuel Skinner | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Facebook, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
1.4 | Elect Donald E. Graham | Mgmt | For | For | For | ||
1.5 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Factset Research Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDS | CUSIP 303075105 | 12/18/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Scott Billeadeau | Mgmt | For | For | For | ||
1.2 | Elect Philip Hadley | Mgmt | For | For | For | ||
1.3 | Elect Joseph Zimmel | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Fastenal Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FAST | CUSIP 311900104 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Kierlin | Mgmt | For | For | For | ||
2 | Elect Stephen M. Slaggie | Mgmt | For | For | For | ||
3 | Elect Michael M. Gostomski | Mgmt | For | For | For | ||
4 | Elect Willard D. Oberton | Mgmt | For | For | For | ||
5 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
6 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
7 | Elect Hugh L. Miller | Mgmt | For | For | For | ||
8 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
9 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
10 | Elect Rita J. Heise | Mgmt | For | For | For | ||
11 | Elect Darren R. Jackson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
FedEx Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James Barksdale | Mgmt | For | For | For | ||
2 | Elect John Edwardson | Mgmt | For | For | For | ||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||
11 | Elect David Steiner | Mgmt | For | For | For | ||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Fifth Third Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | ||
2 | Elect Evan Bayh | Mgmt | For | For | For | ||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | ||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
5 | Elect James P. Hackett | Mgmt | For | For | For | ||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | ||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
8 | Elect William M. Isaac | Mgmt | For | For | For | ||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | ||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | ||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | ||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
First Republic Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRC | CUSIP 33616C100 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James H. Herbert, II | Mgmt | For | For | For | ||
1.2 | Elect Katherine August-deWilde | Mgmt | For | For | For | ||
1.3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | ||
1.5 | Elect William E. Ford | Mgmt | For | For | For | ||
1.6 | Elect L.Martin Gibbs | Mgmt | For | For | For | ||
1.7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | ||
1.8 | Elect Pamela Joyner | Mgmt | For | For | For | ||
1.9 | Elect Reynold Levy | Mgmt | For | For | For | ||
1.10 | Elect Jody S. Lindell | Mgmt | For | For | For | ||
1.11 | Elect George G. C. Parker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Five Below, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FIVE | CUSIP 33829M101 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael F. Devine, III | Mgmt | For | For | For | ||
1.2 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
2 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
Flextronics International Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLEX | CUSIP Y2573F102 | 08/30/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James Davidson | Mgmt | For | For | For | ||
2 | Elect William Watkins | Mgmt | For | For | For | ||
3 | Elect TAN Lay Koon | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | Renewal of the Share Purchase Mandate | Mgmt | For | For | For | ||
Flir Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLIR | CUSIP 302445101 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Carter | Mgmt | For | For | For | ||
2 | Elect Michael T. Smith | Mgmt | For | For | For | ||
3 | Elect John W. Wood, Jr. | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
FMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | ||
3 | Elect Robert C. Pallash | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||
2 | Elect Claire S. Farley | Mgmt | For | For | For | ||
3 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Forest Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRX | CUSIP 345838106 | 08/15/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Howard Solomon | Mgmt | For | For | For | ||
1.2 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
1.3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||
1.4 | Elect Dan Goldwasser | Mgmt | For | For | For | ||
1.5 | Elect Kenneth Goodman | Mgmt | For | For | For | ||
1.6 | Elect Gerald Lieberman | Mgmt | For | For | For | ||
1.7 | Elect Lawrence Olanoff | Mgmt | For | For | For | ||
1.8 | Elect Lester Salans | Mgmt | For | For | For | ||
1.9 | Elect Brenton Saunders | Mgmt | For | For | For | ||
1.10 | Elect Peter Zimetbaum | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHoldr | Against | Against | For | ||
Fresenius SE & Co. KGaA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FREG | CINS D27348123 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Compensation Policy | Mgmt | For | For | For | ||
10 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
11 | Increase in Conditional Capital; Stock Option Plan | Mgmt | For | For | For | ||
Gemalto N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||
6 | Elect John Ormerod | Mgmt | For | For | For | ||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Amendments to Articles | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||
3 | Elect James Crown | Mgmt | For | For | For | ||
4 | Elect William Fricks | Mgmt | For | For | For | ||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||
6 | Elect John Keane | Mgmt | For | For | For | ||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||
9 | Elect William Osborn | Mgmt | For | For | For | ||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | For | Against | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | Abstain | Against | ||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Term Limits | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
General Motors Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect David Bonderman | Mgmt | For | For | For | ||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | ||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | ||
9 | Elect James J. Mulva | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | ||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
GenOn Energy Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GEN | CUSIP 37244E107 | 11/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Glencore International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLEN | CINS G39420107 | 09/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Change of Company Name | Mgmt | For | For | For | ||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
GlobalTrans Investment Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLTR | CUSIP 37949E105 | 04/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Board Authorities | Mgmt | For | For | For | ||
5 | Board Size | Mgmt | For | For | For | ||
6 | Elect Alexander Eliseev | Mgmt | For | For | For | ||
7 | Elect Michael Zampelas | Mgmt | For | For | For | ||
8 | Elect George Papaioannou | Mgmt | For | For | For | ||
9 | Elect J. Carroll Colley | Mgmt | For | For | For | ||
10 | Elect Johann Durrer | Mgmt | For | For | For | ||
11 | Elect Sergey Maltsev | Mgmt | For | For | For | ||
12 | Elect Mikhail Loganov | Mgmt | For | For | For | ||
13 | Elect Elia Nicolaou | Mgmt | For | For | For | ||
14 | Elect Konstantin Shirokov | Mgmt | For | For | For | ||
15 | Elect Andrey Gomon | Mgmt | For | For | For | ||
16 | Elect Alexander Storozhev | Mgmt | For | For | For | ||
17 | Elect Alexander Tarasov | Mgmt | For | For | For | ||
18 | Elect Marios Tofaros | Mgmt | For | For | For | ||
19 | Elect Sergey Tolmachev | Mgmt | For | For | For | ||
20 | Elect Melina Pyrgou | Mgmt | For | For | For | ||
GlobalTrans Investment Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLTR | CINS 37949E204 | 04/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cyprus | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Board Authorities | Mgmt | For | For | For | ||
5 | Board Size | Mgmt | For | For | For | ||
6 | Elect Alexander Eliseev | Mgmt | For | For | For | ||
7 | Elect Michael Zampelas | Mgmt | For | For | For | ||
8 | Elect George Papaioannou | Mgmt | For | For | For | ||
9 | Elect J. Carroll Colley | Mgmt | For | For | For | ||
10 | Elect Johann Durrer | Mgmt | For | For | For | ||
11 | Elect Sergey Maltsev | Mgmt | For | For | For | ||
12 | Elect Mikhail Loganov | Mgmt | For | For | For | ||
13 | Elect Elia Nicolaou | Mgmt | For | For | For | ||
14 | Elect Konstantin Shirokov | Mgmt | For | For | For | ||
15 | Elect Andrey Gomon | Mgmt | For | For | For | ||
16 | Elect Alexander Storozhev | Mgmt | For | For | For | ||
17 | Elect Alexander Tarasov | Mgmt | For | For | For | ||
18 | Elect Marios Tofaros | Mgmt | For | For | For | ||
19 | Elect Sergey Tolmachev | Mgmt | For | For | For | ||
20 | Elect Melina Pyrgou | Mgmt | For | For | For | ||
Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||
5 | Elect William W. George | Mgmt | For | For | For | ||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect James J. Schiro | Mgmt | For | For | For | ||
10 | Elect Debra L. Spar | Mgmt | For | For | For | ||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHoldr | Against | Against | For | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||
Green Mountain Coffee Roasters, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GMCR | CUSIP 393122106 | 03/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara D. Carlini | Mgmt | For | For | For | ||
1.2 | Elect Hinda Miller | Mgmt | For | For | For | ||
1.3 | Elect Norman H. Wesley | Mgmt | For | For | For | ||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Grifols SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GRF | CINS E5706X124 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Appointment of Auditor (Individual) | Mgmt | For | For | For | ||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||
7 | Elect Belen Villalonga Morenes | Mgmt | For | For | For | ||
8 | Board Size | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Remuneration Report | Mgmt | For | Against | Against | ||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Grifols SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GRF | CINS E5706X124 | 12/03/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Bonus Share Issuance | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Stock Split | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Secondary Listing | Mgmt | For | For | For | ||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Groupe Danone | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BN | CINS F12033134 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Franck Riboud | Mgmt | For | For | For | ||
8 | Elect Emmanuel Faber | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Related Party Transactions (Agreements with J.P. Morgan Group) | Mgmt | For | For | For | ||
11 | Severance Agreement (Franck Riboud) | Mgmt | For | For | For | ||
12 | Severance Agreement (Emmanuel Faber) | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||
18 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
21 | Authority to Increase Capital Under Employee Stock Purchase Plan | Mgmt | For | For | For | ||
22 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
24 | Amendment to Article 5 | Mgmt | For | For | For | ||
25 | Amendment to Article 22 | Mgmt | For | For | For | ||
26 | Amendment to Article 24 | Mgmt | For | For | For | ||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
2 | Elect James Boyd | Mgmt | For | For | For | ||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||
6 | Elect Jose Grubisich | Mgmt | For | For | For | ||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||
8 | Elect David Lesar | Mgmt | For | For | For | ||
9 | Elect Robert Malone | Mgmt | For | For | For | ||
10 | Elect Landis Martin | Mgmt | For | For | For | ||
11 | Elect Debra Reed | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
Harley-Davidson, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOG | CUSIP 412822108 | 04/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
1.3 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
1.4 | Elect Martha F. Brooks | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.7 | Elect Donald A. James | Mgmt | For | For | For | ||
1.8 | Elect Sara Levinson | Mgmt | For | For | For | ||
1.9 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
1.10 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
1.11 | Elect James A. Norling | Mgmt | For | For | For | ||
1.12 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
1.13 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Harman International Industries, Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAR | CUSIP 413086109 | 12/05/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jiren Liu | Mgmt | For | For | For | ||
2 | Elect Edward Meyer | Mgmt | For | For | For | ||
3 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
4 | Elect Hellene Runtagh | Mgmt | For | For | For | ||
5 | Elect Frank Sklarsky | Mgmt | For | For | For | ||
6 | Elect Gary Steel | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Hermes International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMS | CINS F48051100 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Ratification of Management Acts | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Elect Julie Guerrand | Mgmt | For | For | For | ||
10 | Elect Florence Woerth | Mgmt | For | For | For | ||
11 | Elect Charles-Eric Bauer | Mgmt | For | For | For | ||
12 | Elect Dominique Senequier | Mgmt | For | For | For | ||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
23 | Amendment to Article Regarding Corporate Management | Mgmt | For | For | For | ||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Hexagon AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEXA | CINS W40063104 | 05/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Election of Presiding Chairman | Mgmt | For | For | For | ||
6 | Voting List | Mgmt | For | For | For | ||
7 | Agenda | Mgmt | For | For | For | ||
8 | Election of Individuals to Check Minutes | Mgmt | For | For | For | ||
9 | Compliance with Rules of Convocation | Mgmt | For | For | For | ||
10 | CEO's Address | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
15 | Board Size | Mgmt | For | For | For | ||
16 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
17 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For | ||
18 | Nomination Committee | Mgmt | For | For | For | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Compensation Guidelines | Mgmt | For | For | For | ||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Hologic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLX | CUSIP 436440101 | 03/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David R. LaVance, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Robert A. Cascella | Mgmt | For | For | For | ||
1.3 | Elect Glenn P. Muir | Mgmt | For | For | For | ||
1.4 | Elect Sally W. Crawford | Mgmt | For | For | For | ||
1.5 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
1.6 | Elect Lawrence M. Levy | Mgmt | For | For | For | ||
1.7 | Elect Christina Stamoulis | Mgmt | For | For | For | ||
1.8 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | ||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||
5 | Elect David Jones Jr. | Mgmt | For | For | For | ||
6 | Elect Michael McCallister | Mgmt | For | For | For | ||
7 | Elect William McDonald | Mgmt | For | For | For | ||
8 | Elect William Mitchell | Mgmt | For | For | For | ||
9 | Elect David Nash | Mgmt | For | For | For | ||
10 | Elect James O'Brien | Mgmt | For | For | For | ||
11 | Elect Marissa Peterson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Hyatt Hotels Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
H | CUSIP 448579102 | 06/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | ||
1.2 | Elect Cary D. McMillan | Mgmt | For | For | For | ||
1.3 | Elect Penny Pritzker | Mgmt | For | For | For | ||
1.4 | Elect Michael A. Rocca | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
4 | Approval of the Executive Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Hyundai Mobis | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
012330 | CINS Y3849A109 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||
3 | Election of Audit Committee Member : PARK Chan Wook | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
Hyundai Motor Company Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005380 | CINS Y38472109 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Directors (Slate) | Mgmt | For | For | For | ||
3 | Election of Audit Committee Member : NAM Sung Il | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | For | For | ||
Illumina, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ILMN | CUSIP 452327109 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerald Moller | Mgmt | For | For | For | ||
1.2 | Elect David R. Walt | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Epstein | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | For | Against | Against | ||
Incyte Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INCY | CUSIP 45337C102 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard De Schutter | Mgmt | For | For | For | ||
1.2 | Elect Barry Ariko | Mgmt | For | For | For | ||
1.3 | Elect Julian C. Baker | Mgmt | For | For | For | ||
1.4 | Elect Paul A. Brooke | Mgmt | For | For | For | ||
1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | ||
1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | ||
1.7 | Elect Roy A. Whitfield | Mgmt | For | For | For | ||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Industria De Diseno Textil SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITX | CINS E6282J109 | 07/17/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||
4 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Gartler, S.L. (Flora Perez Marcote) | Mgmt | For | For | For | ||
7 | Elect Jose Arnau Sierra | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | ||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Approval of Corporate Website | Mgmt | For | For | For | ||
13 | Remuneration Report | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
Industrial & Commercial Bank Of China | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Malcolm C. McCarthy | Mgmt | For | For | For | ||
3 | Elect Kenneth P. CHUNG | Mgmt | For | For | For | ||
4 | 2013 Fixed Assets Investment Budget | Mgmt | For | For | For | ||
5 | Authority to Issue Eligible Tier-2 Capital Instruments | Mgmt | For | For | For | ||
Industrial & Commercial Bank Of China | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 11/05/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Capital Management Plan | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Infineon Technologies AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFX | CINS D35415104 | 02/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Compensation Policy | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
13 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | For | Against | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||
2 | Elect William R. Brody | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect David N. Farr | Mgmt | For | For | For | ||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect James W. Owens | Mgmt | For | For | For | ||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Intuit Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher Brody | Mgmt | For | For | For | ||
2 | Elect William Campbell | Mgmt | For | For | For | ||
3 | Elect Scott Cook | Mgmt | For | For | For | ||
4 | Elect Diane Greene | Mgmt | For | For | For | ||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect Dennis Powell | Mgmt | For | For | For | ||
8 | Elect Brad Smith | Mgmt | For | For | For | ||
9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Approval of Performance Goals under the Senior Executive Incentive Plan | Mgmt | For | For | For | ||
Intuitive Surgical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISRG | CUSIP 46120E602 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amal M. Johnson | Mgmt | For | For | For | ||
2 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||
3 | Elect Alan J. Levy | Mgmt | For | For | For | ||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Jabil Circuit, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBL | CUSIP 466313103 | 01/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | ||
1.2 | Elect Mel Lavitt | Mgmt | For | Withhold | Against | ||
1.3 | Elect Timothy Main | Mgmt | For | For | For | ||
1.4 | Elect Mark Mondello | Mgmt | For | For | For | ||
1.5 | Elect Lawrence Murphy | Mgmt | For | Withhold | Against | ||
1.6 | Elect Frank Newman | Mgmt | For | For | For | ||
1.7 | Elect Steven Raymund | Mgmt | For | For | For | ||
1.8 | Elect Thomas Sansone | Mgmt | For | For | For | ||
1.9 | Elect David Stout | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Amendment to the 2011 Stock Award and Incentive Plan | Mgmt | For | Against | Against | ||
5 | Transaction of Other Business | Mgmt | For | For | For | ||
James Hardie Industries SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JHX | CINS N4723D104 | 08/13/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Report | Mgmt | For | For | For | ||
4 | Elect Alison Littley | Mgmt | For | For | For | ||
5 | Re-elect Brian Anderson | Mgmt | For | For | For | ||
6 | Re-elect James Osborne | Mgmt | For | For | For | ||
7 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
9 | Renew Long Term Incentive Plan | Mgmt | For | For | For | ||
10 | Equity Grant (CEO Gries) - ROCE RSUs | Mgmt | For | For | For | ||
11 | Equity Grant (CEO Gries) - TSR RSUs | Mgmt | For | For | For | ||
12 | Approve Conversion to an Irish Public Company | Mgmt | For | For | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David Abney | Mgmt | For | For | For | ||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||
15 | Key Executive Performance Plan | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
KBR, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBR | CUSIP 48242W106 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||
1.2 | Elect Loren K. Carroll | Mgmt | For | For | For | ||
1.3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | ||
1.5 | Elect Jack B. Moore | Mgmt | For | For | For | ||
1.6 | Elect William P. Utt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kerry Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sean Bulger | Mgmt | For | For | For | ||
4 | Elect Denis Buckley | Mgmt | For | For | For | ||
5 | Elect Gerry Behan | Mgmt | For | For | For | ||
6 | Elect Kieran Breen | Mgmt | For | For | For | ||
7 | Elect Denis Carroll | Mgmt | For | For | For | ||
8 | Elect Michael Dowling | Mgmt | For | For | For | ||
9 | Elect Patrick Flahive | Mgmt | For | For | For | ||
10 | Elect Joan Garahy | Mgmt | For | For | For | ||
11 | Elect Flor Healy | Mgmt | For | For | For | ||
12 | Elect James C Kenny | Mgmt | For | For | For | ||
13 | Elect Stan McCarthy | Mgmt | For | For | For | ||
14 | Elect Brian Mehigan | Mgmt | For | For | For | ||
15 | Elect Gerard O'Hanlon | Mgmt | For | For | For | ||
16 | Elect Michael Teahan | Mgmt | For | For | For | ||
17 | Elect Philip Toomey | Mgmt | For | For | For | ||
18 | Elect Denis Wallis | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
25 | Amendment to Articles | Mgmt | For | For | For | ||
KIA Motors Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000270 | CINS Y47601102 | 03/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||
3 | Elect NAM Sang Goo | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Alm | Mgmt | For | For | For | ||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kinder Morgan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMI | CUSIP 49456B101 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
1.2 | Elect C. Park Shaper | Mgmt | For | For | For | ||
1.3 | Elect Steven J. Kean | Mgmt | For | For | For | ||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
1.6 | Elect Michael Miller | Mgmt | For | For | For | ||
1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
1.9 | Elect Joel V. Staff | Mgmt | For | For | For | ||
1.10 | Elect John Stokes | Mgmt | For | For | For | ||
1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Akins | Mgmt | For | For | For | ||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||
1.4 | Elect David Wang | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kone Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KNEBV | CINS X4551T105 | 02/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Accounts and Reports | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Board Size | Mgmt | For | For | For | ||
13 | Election of Directors | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Number of Auditors | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Kone Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KNEBV | CINS X4551T105 | 10/24/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Special Dividend | Mgmt | For | For | For | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Koninklijke KPN N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KPN | CINS N4297B146 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||
10 | Elect Robert J. Routs | Mgmt | For | For | For | ||
11 | Elect D.J. Haank | Mgmt | For | For | For | ||
12 | Elect Carlos Garcia Moreno Elizondo | Mgmt | For | For | For | ||
13 | Elect Oscar Von Hauske Solis | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Rights Issue; Amendments to Articles of Association | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Las Vegas Sands Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | For | For | ||
1.2 | Elect Irwin Chafetz | Mgmt | For | For | For | ||
1.3 | Elect Victor Chaltiel | Mgmt | For | For | For | ||
1.4 | Elect Charles A. Koppelman | Mgmt | For | For | For | ||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | ||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Leap Wireless International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEAP | CUSIP 521863308 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John D. Harkey, Jr. | Mgmt | For | For | For | ||
1.2 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | ||
1.3 | Elect Ronald J. Kramer | Mgmt | For | For | For | ||
1.4 | Elect Robert V. LaPenta | Mgmt | For | For | For | ||
1.5 | Elect Mark A. Leavitt | Mgmt | For | For | For | ||
1.6 | Elect Mark H. Rachesky | Mgmt | For | For | For | ||
1.7 | Elect Richard R. Roscitt | Mgmt | For | For | For | ||
1.8 | Elect Robert E. Switz | Mgmt | For | For | For | ||
1.9 | Elect Michael B. Targoff | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Transaction of Other Business | Mgmt | For | For | For | ||
Legal & General Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LGEN | CINS G54404127 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Mark Zinkula | Mgmt | For | For | For | ||
4 | Elect Lindsay Tomlinson | Mgmt | For | For | For | ||
5 | Elect Stuart Popham | Mgmt | For | For | For | ||
6 | Elect Julia Wilson | Mgmt | For | For | For | ||
7 | Elect Michael E. Fairey | Mgmt | For | For | For | ||
8 | Elect Mark Gregory | Mgmt | For | For | For | ||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
10 | Elect John Pollock | Mgmt | For | For | For | ||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | ||
12 | Elect John Stewart | Mgmt | For | For | For | ||
13 | Elect Nigel Wilson | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Lennar Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEN | CUSIP 526057302 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | ||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | ||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | ||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | ||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | ||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | ||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | ||
1.8 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Leucadia National Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LUK | CUSIP 527288104 | 02/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Amendment to Securities Transfer Restrictions | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Li & Fung Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0494 | CINS G5485F169 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Victor FUNG Kwok King | Mgmt | For | For | For | ||
6 | Elect Bruce P. Rockowitz | Mgmt | For | For | For | ||
7 | Elect Paul E. Selway-Swift | Mgmt | For | For | For | ||
8 | Elect Margaret LEUNG KO May Yee | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Liberty Global plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP 530555101 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Issuance of Common Stock | Mgmt | For | For | For | ||
2 | Merger/Acquisition | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Liberty Media Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMCA | CUSIP 531229102 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John C. Malone | Mgmt | For | For | For | ||
1.2 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
1.3 | Elect M. Ian G. Gilchrist | Mgmt | For | For | For | ||
2 | 2013 Incentive Plan | Mgmt | For | Against | Against | ||
3 | 2013 Non-Employee Director Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Liberty Media Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMCA | CUSIP 530322106 | 08/08/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Donne Fisher | Mgmt | For | For | For | ||
1.2 | Elect Gregory Maffei | Mgmt | For | For | For | ||
1.3 | Elect Andrea Wong | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
4 | 2011 Incentive Plan | Mgmt | For | Against | Against | ||
5 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Linear Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | ||
1.4 | Elect John Gordon | Mgmt | For | For | For | ||
1.5 | Elect David Lee | Mgmt | For | For | For | ||
1.6 | Elect Richard Moley | Mgmt | For | For | For | ||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
LinkedIn Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNKD | CUSIP 53578A108 | 06/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Moritz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
3 | Elect David B. Burritt | Mgmt | For | For | For | ||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
8 | Elect James M. Loy | Mgmt | For | For | For | ||
9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Lowe's Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | ||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | ||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | ||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Bensoussan | Mgmt | For | For | For | ||
1.2 | Elect William H. Glenn | Mgmt | For | For | For | ||
1.3 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||
1.4 | Elect Dennis J. Wilson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Luxottica Group S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LUX | CINS T6444Z110 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Remuneration Report | Mgmt | For | For | For | ||
LyondellBasell Industries NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | ||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | ||
2 | Adoption of Annual Accounts for 2012 | Mgmt | For | For | For | ||
3 | Discharge from Liability of Sole Members of the Management Board | Mgmt | For | For | For | ||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | ||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | ||
9 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Approval to cancel up to 10% of the share capital hold in treasury | Mgmt | For | For | For | ||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | Against | Against | ||
Mail.ru Group Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MLRUY | CUSIP 560317109 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brett Sinclair Armitage | Mgmt | For | For | For | ||
2 | Elect Boris Dobrodeev | Mgmt | For | For | For | ||
3 | Elect Dmitry Grishin | Mgmt | For | For | For | ||
4 | Elect Matthew Hammond | Mgmt | For | For | For | ||
5 | Elect Charles St Leger Searle | Mgmt | For | For | For | ||
6 | Elect Vasileios Sgourdos | Mgmt | For | For | For | ||
7 | Elect Mark Remon Sorour | Mgmt | For | For | For | ||
8 | Elect Vladimir Streshinsky | Mgmt | For | For | For | ||
9 | Elect Ivan Tavrin | Mgmt | For | For | For | ||
10 | Elect Verdi Israelyan | Mgmt | For | For | For | ||
Mail.ru Group Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MLRUY | CINS 560317208 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Virgin Islands (British) | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Elect Brett Sinclair Armitage | Mgmt | For | For | For | ||
5 | Elect Boris Dobrodeev | Mgmt | For | For | For | ||
6 | Elect Dmitry Grishin | Mgmt | For | For | For | ||
7 | Elect Matthew Hammond | Mgmt | For | For | For | ||
8 | Elect Charles St Leger Searle | Mgmt | For | For | For | ||
9 | Elect Vasileios Sgourdos | Mgmt | For | For | For | ||
10 | Elect Mark Remon Sorour | Mgmt | For | For | For | ||
11 | Elect Vladimir Streshinsky | Mgmt | For | For | For | ||
12 | Elect Ivan Tavrin | Mgmt | For | For | For | ||
13 | Elect Verdi Israelyan | Mgmt | For | For | For | ||
Marriott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAR | CUSIP 571903202 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
2 | Elect John W. Marriott III | Mgmt | For | For | For | ||
3 | Elect Mary K. Bush | Mgmt | For | For | For | ||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
6 | Elect Debra L. Lee | Mgmt | For | For | For | ||
7 | Elect George Munoz | Mgmt | For | For | For | ||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | ||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
11 | Elect Lawrence M. Small | Mgmt | For | For | For | ||
12 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Maruti Suzuki India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MARUTI | CINS Y7565Y100 | 08/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Ravindra Bhargava | Mgmt | For | For | For | ||
4 | Elect Kazuhiko Ayabe | Mgmt | For | For | For | ||
5 | Elect Pallavi Shroff | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Elect Kinji Saito | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Shuji Oishi as Director and Managing Executive Officer (Marketing and Sales); Approval of Compensation | Mgmt | For | For | For | ||
10 | Appointment of Kazuhiko Ayabe as Director and Managing Executive Officer (Supply Chain); Approval of Compensation | Mgmt | For | For | For | ||
Maruti Suzuki India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MARUTI | CINS Y7565Y100 | 09/29/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Scheme of Amalgamation | Mgmt | For | For | For | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
MasterCard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
6 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
7 | Elect Marc Olivie | Mgmt | For | For | For | ||
8 | Elect Rima Qureshi | Mgmt | For | For | For | ||
9 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
10 | Elect Mark Schwartz | Mgmt | For | For | For | ||
11 | Elect Jackson P. TAI | Mgmt | For | For | For | ||
12 | Elect Edward Suning Tian | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Mattel, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAT | CUSIP 577081102 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
2 | Elect Trevor A. Edwards | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Dominic Ng | Mgmt | For | For | For | ||
5 | Elect Vasant M. Prabhu | Mgmt | For | For | For | ||
6 | Elect Andrea L. Rich | Mgmt | For | For | For | ||
7 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | ||
9 | Elect Bryan G. Stockton | Mgmt | For | For | For | ||
10 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
11 | Elect Kathy White Loyd | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | ||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | ||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | ||
1.6 | Elect William Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Elliott Sigal | Mgmt | For | For | For | ||
11 | Elect Robert S. Singer | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
MediaTek Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2454 | CINS Y5945U103 | 10/12/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Merger/Acquisition | Mgmt | For | For | For | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Meggitt plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGGT | CINS G59640105 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Sir Colin Terry | Mgmt | For | For | For | ||
5 | Elect Stephen Young | Mgmt | For | For | For | ||
6 | Elect Philip Green | Mgmt | For | For | For | ||
7 | Elect Paul Heiden | Mgmt | For | For | For | ||
8 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | ||
9 | Elect David Robins | Mgmt | For | For | For | ||
10 | Elect David Williams | Mgmt | For | For | For | ||
11 | Elect Guy Berruyer | Mgmt | For | For | For | ||
12 | Elect Philip Cox | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
MercadoLibre, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MELI | CUSIP 58733R102 | 06/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Emiliano Calemzuk | Mgmt | For | For | For | ||
1.2 | Elect Marcos Galperin | Mgmt | For | For | For | ||
1.3 | Elect Veronica Allende Serra | Mgmt | For | For | For | ||
1.4 | Elect Meyer Malka | Mgmt | For | For | For | ||
1.5 | Elect Javier Olivan | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHoldr | Against | Against | For | ||
MetroPCS Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCS | CUSIP 591708102 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Recapitalization | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | Director Designation Agreement | Mgmt | For | For | For | ||
5 | Director Removal | Mgmt | For | For | For | ||
6 | Deutsche Telekom Approvals | Mgmt | For | For | For | ||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
8 | Action by Written Consent | Mgmt | For | For | For | ||
9 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | ||
10 | Exclusive Forum Provision | Mgmt | For | For | For | ||
11 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
MGM Resorts International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGM | CUSIP 552953101 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Baldwin | Mgmt | For | For | For | ||
1.2 | Elect William A. Bible | Mgmt | For | For | For | ||
1.3 | Elect Burton M. Cohen | Mgmt | For | For | For | ||
1.4 | Elect Willie D. Davis | Mgmt | For | For | For | ||
1.5 | Elect William W. Grounds | Mgmt | For | For | For | ||
1.6 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
1.7 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
1.8 | Elect Anthony Mandekic | Mgmt | For | For | For | ||
1.9 | Elect Rose E. McKinney-James | Mgmt | For | For | For | ||
1.10 | Elect James J. Murren | Mgmt | For | For | For | ||
1.11 | Elect Gregory M. E. Spierkel | Mgmt | For | For | For | ||
1.12 | Elect Daniel J. Taylor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Reapproval of Performance Goals Under the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William Gates III | Mgmt | For | For | For | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||
6 | Elect David Marquardt | Mgmt | For | For | For | ||
7 | Elect Charles Noski | Mgmt | For | For | For | ||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||
9 | Elect John Thompson | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Morgan Stanley | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | ||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | For | For | ||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||
Motorola Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSI | CUSIP 620076307 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
2 | Elect William J. Bratton | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Dahlberg | Mgmt | For | For | For | ||
4 | Elect David W. Dorman | Mgmt | For | For | For | ||
5 | Elect Michael V. Hayden | Mgmt | For | For | For | ||
6 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
9 | Elect Bradley E. Singer | Mgmt | For | For | For | ||
10 | Elect John A. White | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
MTU Aero Engines Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTX | CINS D5565H104 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Elect Wilhelm Bender | Mgmt | For | For | For | ||
14 | Elect Klaus Eberhardt | Mgmt | For | For | For | ||
15 | Elect Jurgen M. Geibinger | Mgmt | For | For | For | ||
16 | Elect Klaus Steffens | Mgmt | For | For | For | ||
17 | Elect Marion Weissenberger-Eibl | Mgmt | For | For | For | ||
Murata Manufacturing Co Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6981 | CINS J46840104 | 06/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | ||
5 | Elect Kohji Makino | Mgmt | For | For | For | ||
6 | Elect Norio Nakashima | Mgmt | For | For | For | ||
7 | Elect Yoshito Takemura | Mgmt | For | For | For | ||
8 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | ||
9 | Elect Tanaka Junichi as Statutory Auditors | Mgmt | For | For | For | ||
Murphy Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MUR | CUSIP 626717102 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Frank W. Blue | Mgmt | For | For | For | ||
2 | Elect Steven A. Cosse | Mgmt | For | For | For | ||
3 | Elect Claiborne P. Deming | Mgmt | For | For | For | ||
4 | Elect Robert A. Hermes | Mgmt | For | For | For | ||
5 | Elect James V. Kelley | Mgmt | For | For | For | ||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | ||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | ||
8 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | ||
9 | Elect Neal E. Schmale | Mgmt | For | For | For | ||
10 | Elect David J. H. Smith | Mgmt | For | For | For | ||
11 | Elect Caroline G. Theus | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2013 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Naspers Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NPN | CINS S53435103 | 08/31/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Approve Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Re-elect Rachel Jafta | Mgmt | For | For | For | ||
5 | Re-elect Debra Meyer | Mgmt | For | For | For | ||
6 | Re-elect Lambert Retief | Mgmt | For | For | For | ||
7 | Re-elect Neil van Heerden | Mgmt | For | For | For | ||
8 | Re-elect Hein Willemse | Mgmt | For | For | For | ||
9 | Elect Audit Committee Member (Francine-Ann du Plessis) | Mgmt | For | For | For | ||
10 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | ||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | ||
12 | Elect Audit Committee Member (Boetie van Zyl) | Mgmt | For | For | For | ||
13 | Approve Remuneration Policy | Mgmt | For | For | For | ||
14 | General Authority to Issue Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||
16 | Approve Amendments to the trust deed of the Share Incentive Scheme | Mgmt | For | For | For | ||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
20 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | ||
21 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | ||
22 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | ||
23 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | ||
24 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | ||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | ||
26 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | ||
27 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | ||
28 | Approve NEDs' Fees (Nomination Committee - Memeber) | Mgmt | For | For | For | ||
29 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | ||
30 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | ||
31 | Approve NEDs' Fees (Media24 Safety, Health and Environment Committee Members) | Mgmt | For | For | For | ||
32 | Approve NEDs' Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | ||
33 | Approve NEDs' Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | ||
34 | Approve NEDs' Fees (Media24 Pension Fund - Trustees) | Mgmt | For | For | For | ||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
36 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
37 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | ||
38 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | ||
39 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | ||
40 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | ||
41 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | ||
42 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | ||
43 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | ||
44 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | ||
45 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | ||
46 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | ||
47 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | ||
48 | Approve NEDs' Fees (Media24 Safety, Health and Environment Committee Members) | Mgmt | For | For | For | ||
49 | Approve NEDs' Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | ||
50 | Approve NEDs' Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | ||
51 | Approve NEDs' Fees (Media24 Pension Fund - Trustees) | Mgmt | For | For | For | ||
52 | Approve Financial Assistance | Mgmt | For | For | For | ||
53 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | ||
54 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | ||
55 | Adopt New Memorandum | Mgmt | For | For | For | ||
National Instruments Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NATI | CUSIP 636518102 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James J. Truchard | Mgmt | For | For | For | ||
1.2 | Elect John M. Berra | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Increase of Authorized Shares | Mgmt | For | For | For | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CINS H57312649 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Compensation Report | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
8 | Elect Steven Hoch | Mgmt | For | For | For | ||
9 | Elect Titia de Lange | Mgmt | For | For | For | ||
10 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
11 | Elect Eva Cheng | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Vote in accordance with the proposal of the Board of Directors | Mgmt | For | N/A | N/A | ||
15 | Vote against the proposal of the Board of Directors | Mgmt | For | N/A | N/A | ||
16 | Abstain | Mgmt | For | For | For | ||
NetApp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
NetSuite Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
N | CUSIP 64118Q107 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Beane III | Mgmt | For | For | For | ||
1.2 | Elect Deborah Farrington | Mgmt | For | For | For | ||
1.3 | Elect Edward Zander | Mgmt | For | For | For | ||
2 | Executive Officer Performance-Based Cash Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Newmont Mining Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEM | CUSIP 651639106 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | ||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | ||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | ||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||
5 | Elect Noreen Doyle | Mgmt | For | For | For | ||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | ||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
8 | Elect Jane Nelson | Mgmt | For | For | For | ||
9 | Elect Donald C. Roth | Mgmt | For | For | For | ||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Performance Pay Plan | Mgmt | For | For | For | ||
News Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWSA | CUSIP 65248E104 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||
Nexen Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NXY | CUSIP 65334H102 | 09/20/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
Nielsen Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP N63218106 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Indemnification of Directors | Mgmt | For | For | For | ||
3 | Elect David L. Calhoun | Mgmt | For | For | For | ||
4 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard J. Bressler | Mgmt | For | For | For | ||
6 | Elect Patrick Healy | Mgmt | For | For | For | ||
7 | Elect Karen M. Hoguet | Mgmt | For | For | For | ||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||
9 | Elect Alexander Navab | Mgmt | For | For | For | ||
10 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
11 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | ||
12 | Elect Robert Reid | Mgmt | For | For | For | ||
13 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nike, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/20/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Phyllis Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | ||
Nikon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7731 | CINS 654111103 | 06/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Makoto Kimura | Mgmt | For | For | For | ||
4 | Elect Junichi Itoh | Mgmt | For | For | For | ||
5 | Elect Kazuo Ushida | Mgmt | For | For | For | ||
6 | Elect Toshiyuki Masai | Mgmt | For | For | For | ||
7 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | ||
8 | Elect Norio Hashizume | Mgmt | For | For | For | ||
9 | Elect Hiroshi Ohki | Mgmt | For | For | For | ||
10 | Elect Kenichi Kanazawa | Mgmt | For | For | For | ||
11 | Elect Kenji Matsuo | Mgmt | For | For | For | ||
12 | Elect Kohkei Higuchi | Mgmt | For | For | For | ||
13 | Bonus | Mgmt | For | For | For | ||
Nitto Denko Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6988 | CINS J58472119 | 06/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Bonus | Mgmt | For | For | For | ||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | ||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||
12 | Equity Compensation Plan | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | For | For | ||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | ||
Nokia Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOK1V | CUSIP 654902204 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Board Size | Mgmt | For | For | For | ||
6.1 | Elect Bruce Brown | Mgmt | For | For | For | ||
6.2 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
6.3 | Elect Stephen Elop | Mgmt | For | For | For | ||
6.4 | Elect Henning Kagermann | Mgmt | For | For | For | ||
6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | ||
6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | ||
6.7 | Elect Marten Mickos | Mgmt | For | For | For | ||
6.8 | Elect Elizabeth A. Nelson | Mgmt | For | For | For | ||
6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | ||
6.10 | Elect Kari Stadigh | Mgmt | For | For | For | ||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
Nokia Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOK1V | CINS X61873133 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Accounts and Reports | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Board Size | Mgmt | For | For | For | ||
13 | Election of Directors | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
10 | Elect Robert D. Walter | Mgmt | For | For | For | ||
11 | Elect Alison A. Winter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley Bush | Mgmt | For | For | For | ||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||
6 | Elect Karen Horn | Mgmt | For | For | For | ||
7 | Elect Burton Joyce | Mgmt | For | For | For | ||
8 | Elect Steven Leer | Mgmt | For | For | For | ||
9 | Elect Michael Lockhart | Mgmt | For | For | For | ||
10 | Elect Charles Moorman, IV | Mgmt | For | For | For | ||
11 | Elect Martin Nesbitt | Mgmt | For | For | For | ||
12 | Elect John Thompson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Provide Right to Call a Special Meeting | Mgmt | For | For | For | ||
Novo Nordisk A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVO-B | CINS K7314N152 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Report of the Auditor | Mgmt | For | For | For | ||
5 | Directors' Fees (Fiscal Year 2012) | Mgmt | For | For | For | ||
6 | Directors' Fees (Fiscal Year 2013) | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Goran A. Ando | Mgmt | For | For | For | ||
9 | Elect Jeppe Christiansen | Mgmt | For | For | For | ||
10 | Elect Henrik Gurtler | Mgmt | For | For | For | ||
11 | Elect Bruno Angelici | Mgmt | For | For | For | ||
12 | Elect Hannu Ryopponen | Mgmt | For | For | For | ||
13 | Elect Liz Hewitt | Mgmt | For | For | For | ||
14 | Elect Thomas P Koestler | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ or w/out Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Compensation Guidelines | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
NRG Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NRG | CUSIP 629377508 | 11/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Change in Board Size | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||
1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.4 | Elect John J. Ferriola | Mgmt | For | For | For | ||
1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||
1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
1.10 | Elect John H. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | ||
4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | ||
5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Oceaneering International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | ||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
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Ocwen Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OCN | CUSIP 675746309 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||
1.2 | Elect Ronald M. Faris | Mgmt | For | For | For | ||
1.3 | Elect Ronald J. Korn | Mgmt | For | For | For | ||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.5 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Robert A. Salcetti | Mgmt | For | For | For | ||
1.7 | Elect Barry N. Wish | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Onex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OCX | CUSIP 68272K103 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Appointment of Auditor | Mgmt | For | For | For | ||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
3.1 | Elect William A. Etherington | Mgmt | For | For | For | ||
3.2 | Elect Peter C. Godsoe | Mgmt | For | For | For | ||
3.3 | Elect Serge Gouin | Mgmt | For | For | For | ||
3.4 | Elect Arni C. Thorsteinson | Mgmt | For | For | For | ||
4 | Amendment to the 1994 Stock Option Plan | Mgmt | For | For | For | ||
Ophir Energy PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OPHR | CINS G6768E101 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Alan Booth | Mgmt | For | For | For | ||
4 | Elect Lisa Mitchell | Mgmt | For | For | For | ||
5 | Elect William G. Schrader | Mgmt | For | For | For | ||
6 | Elect Ronald Blakely | Mgmt | For | For | For | ||
7 | Elect Nicholas Cooper | Mgmt | For | For | For | ||
8 | Elect John Lander | Mgmt | For | For | For | ||
9 | Elect Dennis McShane | Mgmt | For | For | For | ||
10 | Elect Lyndon Powell | Mgmt | For | For | For | ||
11 | Elect Nicholas Smith | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||
1.12 | Elect Naomi Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Pacific Rubiales Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRE | CUSIP 69480U206 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Jose Francisco Arata | Mgmt | For | For | For | ||
2.2 | Elect Miguel de la Campa | Mgmt | For | For | For | ||
2.3 | Elect German Efromovich | Mgmt | For | For | For | ||
2.4 | Elect Serafino Iacono | Mgmt | For | For | For | ||
2.5 | Elect Augusto Lopez | Mgmt | For | For | For | ||
2.6 | Elect Hernan Martinez | Mgmt | For | For | For | ||
2.7 | Elect Dennis Mills | Mgmt | For | For | For | ||
2.8 | Elect Ronald Pantin | Mgmt | For | For | For | ||
2.9 | Elect Victor Rivera | Mgmt | For | For | For | ||
2.10 | Elect Miguel Rodriguez | Mgmt | For | For | For | ||
2.11 | Elect Francisco Sole | Mgmt | For | For | For | ||
2.12 | Elect Neil Woodyer | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Advance Notice Policy | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Petroleo Brasileiro S.A. - Petrobras | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETR3 | CUSIP 71654V408 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Capital Expenditure Budget | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | Against | Against | ||
5 | Election of Board Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
6 | Election of the Chairman of the Board | Mgmt | For | Abstain | Against | ||
7 | Election of Supervisory Council | Mgmt | For | Abstain | Against | ||
8 | Election of Supervisory Council Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
9 | Remuneration Policy | Mgmt | For | For | For | ||
10 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | For | For | ||
Petroleo Brasileiro S.A. - Petrobras | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETR3 | CUSIP 71654V101 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Election of Board Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
2 | Election of Supervisory Council Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
Peyto Exploration & Development Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEY | CUSIP 717046106 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Rick Braund | Mgmt | For | For | For | ||
2.2 | Elect Donald Gray | Mgmt | For | For | For | ||
2.3 | Elect Michael MacBean | Mgmt | For | For | For | ||
2.4 | Elect Brian Davis | Mgmt | For | For | For | ||
2.5 | Elect Darren Gee | Mgmt | For | For | For | ||
2.6 | Elect Gregory S. Fletcher | Mgmt | For | For | For | ||
2.7 | Elect Stephen J. Chetner | Mgmt | For | For | For | ||
2.8 | Elect Scott Robinson | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Pharmacyclics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCYC | CUSIP 716933106 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert F. Booth | Mgmt | For | For | For | ||
1.2 | Elect Kenneth A. Clark | Mgmt | For | For | For | ||
1.3 | Elect Robert W. Duggan | Mgmt | For | For | For | ||
1.4 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||
1.5 | Elect Minesh P. Mehta | Mgmt | For | For | For | ||
1.6 | Elect David D. Smith | Mgmt | For | For | For | ||
1.7 | Elect Richard van den Broek | Mgmt | For | For | For | ||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Pharmacyclics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCYC | CUSIP 716933106 | 11/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Booth | Mgmt | For | For | For | ||
1.2 | Elect Kenneth Clark | Mgmt | For | For | For | ||
1.3 | Elect Robert Duggan | Mgmt | For | For | For | ||
1.4 | Elect Eric Halvorson | Mgmt | For | For | For | ||
1.5 | Elect Minesh Mehta | Mgmt | For | For | For | ||
1.6 | Elect David Smith | Mgmt | For | For | For | ||
1.7 | Elect Richard van den Broek | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||
11 | Elect Robert Polet | Mgmt | For | For | For | ||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Pioneer Natural Resources Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PXD | CUSIP 723787107 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy L. Dove | Mgmt | For | For | For | ||
2 | Elect Charles E. Ramsey, Jr. | Mgmt | For | For | For | ||
3 | Elect Frank A. Risch | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
Popular, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | ||
2 | Elect David Goel | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Potash Corp. Of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | ||
1.4 | Elect William J. Doyle | Mgmt | For | For | For | ||
1.5 | Elect John W. Estey | Mgmt | For | For | For | ||
1.6 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.7 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||
1.8 | Elect Dallas J. Howe | Mgmt | For | For | For | ||
1.9 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | ||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | 2013 Performance Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Power Grid Corporation of India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POWERGRID | CINS Y7028N105 | 04/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles Regarding Directors | Mgmt | For | For | For | ||
3 | Amendments to Articles Regarding Auditors | Mgmt | For | For | For | ||
Power Grid Corporation of India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POWERGRID | CINS Y7028N105 | 09/19/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Indu Jha | Mgmt | For | For | For | ||
4 | Elect R.T. Agarwal | Mgmt | For | For | For | ||
5 | Elect Rita Acharya | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Authority to Mortgage Assets | Mgmt | For | For | For | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Bret K. Clayton | Mgmt | For | For | For | ||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
5 | Elect Edward G. Galante | Mgmt | For | For | For | ||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
7 | Elect Ira D. Hall | Mgmt | For | For | For | ||
8 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
9 | Elect Larry D. McVay | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||
priceline.com Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Prudential plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CINS G72899100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Philip Remnant | Mgmt | For | For | For | ||
5 | Elect Howard J. Davies | Mgmt | For | For | For | ||
6 | Elect Rob Devey | Mgmt | For | For | For | ||
7 | Elect John W. Foley | Mgmt | For | For | For | ||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||
10 | Elect Alexander Johnston | Mgmt | For | For | For | ||
11 | Elect Paul Manduca | Mgmt | For | For | For | ||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
15 | Elect Barry Stowe | Mgmt | For | For | For | ||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||
25 | Long Term incentive Plan | Mgmt | For | For | For | ||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Quest Diagnostics Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John C. Baldwin | Mgmt | For | For | For | ||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Abstain | For | Against | ||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Rackspace Hosting, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAX | CUSIP 750086100 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect A. Lanham Napier | Mgmt | For | For | For | ||
2 | Elect George J. Still, Jr. | Mgmt | For | For | For | ||
3 | Elect Michael Sam Gilliland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Range Resources Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRC | CUSIP 75281A109 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony V. Dub | Mgmt | For | For | For | ||
2 | Elect V. Richard Eales | Mgmt | For | For | For | ||
3 | Elect Allen Finkelson | Mgmt | For | For | For | ||
4 | Elect James M. Funk | Mgmt | For | For | For | ||
5 | Elect Jonathan S. Linker | Mgmt | For | For | For | ||
6 | Elect Mary Ralph Lowe | Mgmt | For | For | For | ||
7 | Elect Kevin S. McCarthy | Mgmt | For | For | For | ||
8 | Elect John H. Pinkerton | Mgmt | For | For | For | ||
9 | Elect Jeffrey L. Ventura | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | ||
Regeneron Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REGN | CUSIP 75886F107 | 06/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael S. Brown | Mgmt | For | For | For | ||
1.2 | Elect Leonard S. Schleifer | Mgmt | For | For | For | ||
1.3 | Elect Eric M. Shooter | Mgmt | For | For | For | ||
1.4 | Elect George D. Yancopoulos | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Renault | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RNO | CINS F77098105 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Presentation of Auditors' Report on Redeemable Shares | Mgmt | For | For | For | ||
10 | Elect Dominique de La Garanderie | Mgmt | For | For | For | ||
11 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||
12 | Elect Yuriko Koike | Mgmt | For | For | For | ||
13 | Elect Benoit Ostertag | Mgmt | For | For | For | ||
14 | Elect David Azema | Mgmt | For | For | For | ||
15 | Elect Pascal Faure | Mgmt | For | For | For | ||
16 | Appointment of Auditex as Alternate Auditor | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CINS G75754104 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Robert E. Brown | Mgmt | For | For | For | ||
4 | Elect Vivienne Cox | Mgmt | For | For | For | ||
5 | Elect Jan du Plessis | Mgmt | For | For | For | ||
6 | Elect Guy Elliott | Mgmt | For | For | For | ||
7 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||
8 | Elect Ann Godbehere | Mgmt | For | For | For | ||
9 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||
10 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||
11 | Elect Chris J. Lynch | Mgmt | For | For | For | ||
12 | Elect Paul M. Tellier | Mgmt | For | For | For | ||
13 | Elect John S. Varley | Mgmt | For | For | For | ||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Performance Share Plan | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Rockwell Collins, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COL | CUSIP 774341101 | 02/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John Edwardson | Mgmt | For | For | For | ||
1.2 | Elect Andrew Policano | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey Turner | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||
Rolls-Royce Holdings Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RR | CINS G76225104 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Jasmin Staiblin | Mgmt | For | For | For | ||
5 | Elect John Rishton | Mgmt | For | For | For | ||
6 | Elect Helen Alexander | Mgmt | For | For | For | ||
7 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
8 | Elect Frank Chapman | Mgmt | For | For | For | ||
9 | Elect Iain C. Conn | Mgmt | For | For | For | ||
10 | Elect James M. Guyette | Mgmt | For | For | For | ||
11 | Elect John McAdam | Mgmt | For | For | For | ||
12 | Elect Mark Morris | Mgmt | For | For | For | ||
13 | Elect John Neill | Mgmt | For | For | For | ||
14 | Elect Colin P. Smith | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Redeemable Dividend (C Shares) | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Authorisation of Political Donations | Mgmt | For | Against | Against | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
26 | Adoption of New Articles (Citizenship) | Mgmt | For | For | For | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Simon Henry | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Peter Voser | Mgmt | For | For | For | ||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
salesforce.com, inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
salesforce.com, inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stratton Sclavos | Mgmt | For | For | For | ||
2 | Elect Lawrence Tomlinson | Mgmt | For | For | For | ||
3 | Elect Shirley Young | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Samsung Electronics Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect LEE In Ho | Mgmt | For | For | For | ||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | ||
4 | Elect KIM Eun Mee | Mgmt | For | For | For | ||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | ||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | ||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | ||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sands China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1928 | CINS G7800X107 | 05/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect TOH Hup Hock | Mgmt | For | For | For | ||
6 | Elect Michael Alan Leven | Mgmt | For | For | For | ||
7 | Elect Jeffrey H. Schwartz | Mgmt | For | For | For | ||
8 | Elect David M. Turnbull | Mgmt | For | For | For | ||
9 | Elect Victor Patrick Hoog Antink | Mgmt | For | For | For | ||
10 | Elect Steven Zygmunt Strasser | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
16 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | ||
17 | Amendments to Articles | Mgmt | For | For | For | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
SBA Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBAC | CUSIP 78388J106 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
2 | Elect Jack Langer | Mgmt | For | For | For | ||
3 | Elect Jeffrey A. Stoops | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
Sensata Technologies Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP N7902X106 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | ||
1.3 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
1.4 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Jacobson | Mgmt | For | For | For | ||
1.6 | Elect John Lewis | Mgmt | For | For | For | ||
1.7 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
1.8 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
1.9 | Elect Michael Ward | Mgmt | For | For | For | ||
1.10 | Elect Stephen Zide | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Amendment to Director Compensation | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Amendment to the 2010 Equity Plan | Mgmt | For | For | For | ||
SGS Societe Generale de Surveillance SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGSN | CINS H7484G106 | 03/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Remuneration Report | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Increase in Authorized Capital | Mgmt | For | For | For | ||
9 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sigma-Aldrich Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIAL | CUSIP 826552101 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rebecca M. Bergman | Mgmt | For | For | For | ||
2 | Elect George M. Church | Mgmt | For | For | For | ||
3 | Elect Michael L Marberry | Mgmt | For | For | For | ||
4 | Elect W. Lee McCollum | Mgmt | For | For | For | ||
5 | Elect Avi M. Nash | Mgmt | For | For | For | ||
6 | Elect Steven M. Paul | Mgmt | For | For | For | ||
7 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | ||
9 | Elect D. Dean Spatz | Mgmt | For | For | For | ||
10 | Elect Barrett A. Toan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
SINA Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SINA | CUSIP G81477104 | 08/10/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Yan Wang | Mgmt | For | For | For | ||
2 | Elect Song-Yi Zhang | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to Articles Regarding Right to Call a Special Meeting | Mgmt | For | For | For | ||
Smurfit Kappa Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SKG | CINS G8248F104 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Christel Bories | Mgmt | For | For | For | ||
5 | Elect Liam O'Mahony | Mgmt | For | For | For | ||
6 | Elect Gary McGann | Mgmt | For | For | For | ||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | ||
8 | Elect Ian Curley | Mgmt | For | For | For | ||
9 | Elect Frits Beurskens | Mgmt | For | For | For | ||
10 | Elect Thomas Brodin | Mgmt | For | For | For | ||
11 | Elect Irial Finan | Mgmt | For | For | For | ||
12 | Elect Samuel Mencoff | Mgmt | For | For | For | ||
13 | Elect Roberto Newell | Mgmt | For | For | For | ||
14 | Elect Nicanor Restrepo | Mgmt | For | For | For | ||
15 | Elect Paul T. Stecko | Mgmt | For | For | For | ||
16 | Elect Rosemary Thorne | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
22 | Amendments to Articles | Mgmt | For | For | For | ||
Softbank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
9984 | CINS J75963108 | 06/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Masayoshi Son | Mgmt | For | For | For | ||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||
7 | Elect Ronald Fisher | Mgmt | For | For | For | ||
8 | Elect Yun MA | Mgmt | For | For | For | ||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
11 | Elect Mark Schwartz | Mgmt | For | For | For | ||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||
Southwest Airlines Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||
5 | Elect John G. Denison | Mgmt | For | For | For | ||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||
8 | Elect John T. Montford | Mgmt | For | For | For | ||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | For | For | ||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||
Sprint Nextel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
S | CUSIP 852061100 | 06/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
6 | Elect Olden Lee | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Peter Coym | Mgmt | For | For | For | ||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Steel Dynamics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STLD | CUSIP 858119100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | ||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | ||
1.3 | Elect John C. Bates | Mgmt | For | For | For | ||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | ||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | ||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | ||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | ||
1.10 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||
1.11 | Elect James A. Tretheway | Mgmt | For | For | For | ||
2 | 2013 Executive Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Transaction of Other Business | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Howard L. Lance | Mgmt | For | For | For | ||
7 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
8 | Elect William U. Parfet | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | ||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | ||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | ||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Swatch Group Ltd. (The) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UHR | CINS H83949141 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | In the case of ad-hoc shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHoldr | For | Abstain | Against | ||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Syngenta AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYNN | CINS H84140112 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Remuneration Report | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Michael Mack | Mgmt | For | For | For | ||
8 | Elect Jacques Vincent | Mgmt | For | For | For | ||
9 | Elect Eleni Gabre-Madhin | Mgmt | For | For | For | ||
10 | Elect Eveline Saupper | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | ShrHoldr | For | Abstain | Against | ||
T-Mobile US, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | ||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
1.4 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
1.5 | Elect Raphael Kubler | Mgmt | For | For | For | ||
1.6 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
1.7 | Elect John J. Legere | Mgmt | For | For | For | ||
1.8 | Elect Rene Obermann | Mgmt | For | For | For | ||
1.9 | Elect James N. Perry, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CUSIP 874039100 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
Talisman Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TLM | CUSIP 87425E103 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christiane Bergevin | Mgmt | For | For | For | ||
1.2 | Elect Donald J. Carty | Mgmt | For | For | For | ||
1.3 | Elect William R.P. Dalton | Mgmt | For | For | For | ||
1.4 | Elect Kevin S. Dunne | Mgmt | For | For | For | ||
1.5 | Elect Harold N. Kvisle | Mgmt | For | For | For | ||
1.6 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.7 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
1.8 | Elect Peter W. Tomsett | Mgmt | For | For | For | ||
1.9 | Elect Michael T. Waites | Mgmt | For | For | For | ||
1.10 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
1.11 | Elect Charles M. Winograd | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Tata Motors Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TATAMOTORS | CINS Y85740267 | 08/10/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Nasser Mukhtar Munjee | Mgmt | For | For | For | ||
4 | Elect Subodh Bhargava | Mgmt | For | For | For | ||
5 | Elect Vineshkumar Jairath | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Elect Cyrus Mistry | Mgmt | For | For | For | ||
8 | Elect Ravindra Pisharody | Mgmt | For | For | For | ||
9 | Appointment of Ravindra Pisharody as Executive Director; Approval of Compensation | Mgmt | For | For | For | ||
10 | Elect Satish Borwankar | Mgmt | For | For | For | ||
11 | Appointment of Satish Borwankar as Executive Director; Approval of Compensation | Mgmt | For | For | For | ||
12 | Amendment to Compensation of Prakash Telang | Mgmt | For | For | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
5 | Elect Yong Nam | Mgmt | For | For | For | ||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | ||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
10 | Elect David P. Steiner | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | 2012 Annual Report | Mgmt | For | For | For | ||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||
16 | Deloitte & Touche | Mgmt | For | For | For | ||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Declaration of Dividend | Mgmt | For | For | For | ||
21 | Renewal of Authorized Capital | Mgmt | For | For | For | ||
22 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
23 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Technip | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEC | CINS F90676101 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Elect Alexandra Bech Gjorv | Mgmt | For | For | For | ||
9 | Ratification of the Co-option of Alexandra Bech Gjorv | Mgmt | For | For | For | ||
10 | Elect Marie-Ange Debon | Mgmt | For | For | For | ||
11 | Elect Gerard Hauser | Mgmt | For | For | For | ||
12 | Elect Joseph Rinaldi | Mgmt | For | For | For | ||
13 | Elect Manisha Girotra | Mgmt | For | For | For | ||
14 | Elect Pierre-Jean Sivignon | Mgmt | For | For | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Issue Restricted Shares to Employees | Mgmt | For | For | For | ||
18 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | ||
19 | Authority to Grant Stock Options to Employees | Mgmt | For | For | For | ||
20 | Authority to Grant Stock Options to Corporate Officers | Mgmt | For | For | For | ||
21 | Authority to Increase Capital Through Employee Savings Plan | Mgmt | For | For | For | ||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Tesla Motors Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSLA | CUSIP 88160R101 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brad W. Buss | Mgmt | For | For | For | ||
1.2 | Elect Ira Ehrenpreis | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Textron Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXT | CUSIP 883203101 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | ||
3 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
4 | Elect James T. Conway | Mgmt | For | For | For | ||
5 | Elect Ivor J. Evans | Mgmt | For | For | For | ||
6 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
7 | Elect Paul E. Gagne | Mgmt | For | For | For | ||
8 | Elect Dain M. Hancock | Mgmt | For | For | For | ||
9 | Elect Charles D. Powell | Mgmt | For | For | For | ||
10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
11 | Elect James L. Ziemer | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
The Bank of Nova Scotia | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNS | CUSIP 064149107 | 04/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.2 | Elect C.J. Chen | Mgmt | For | For | For | ||
1.3 | Elect David A. Dodge | Mgmt | For | For | For | ||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | ||
1.5 | Elect John C. Kerr | Mgmt | For | For | For | ||
1.6 | Elect John T. Mayberry | Mgmt | For | For | For | ||
1.7 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.8 | Elect Brian J. Porter | Mgmt | For | For | For | ||
1.9 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.10 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.11 | Elect Susan L. Segal | Mgmt | For | For | For | ||
1.12 | Elect Paul D. Sobey | Mgmt | For | For | For | ||
1.13 | Elect Barbara S. Thomas | Mgmt | For | For | For | ||
1.14 | Elect Richard E. Waugh | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Governance of Pension Plans | Mgmt | Against | Against | For | ||
5 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | Mgmt | Against | Against | For | ||
6 | Shareholder Proposal Regarding Retention of Directors' Shares After Retirement | Mgmt | Against | For | Against | ||
The Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
4 | Elect Richard M. Daley | Mgmt | For | For | For | ||
5 | Elect Barry Diller | Mgmt | For | For | For | ||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||
16 | Elect Jacob Wallenberg | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
The Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Approval of Stock Split | Mgmt | For | For | For | ||
The Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
4 | Elect James A. Bell | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Paul Polman | Mgmt | For | For | For | ||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
9 | Elect James M. Ringler | Mgmt | For | For | For | ||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
The Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
1.2 | Elect Paul Fribourg | Mgmt | For | For | For | ||
1.3 | Elect Mellody Hobson | Mgmt | For | For | For | ||
1.4 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Barry Sternlicht | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
9 | Elect Karen Katen | Mgmt | For | For | For | ||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | Against | Against | ||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposals Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | ||
The McGraw-Hill Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pedro Aspe | Mgmt | For | For | For | ||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
3 | Elect William D. Green | Mgmt | For | For | For | ||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | ||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
14 | Company Name Change | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Angela Braly | Mgmt | For | For | For | ||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||
3 | Elect Scott Cook | Mgmt | For | For | For | ||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
5 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
6 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
7 | Elect Peter W. May | Mgmt | For | For | For | ||
8 | Elect William A. Shutzer | Mgmt | For | For | For | ||
9 | Elect Robert S. Singer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carole Black | Mgmt | For | For | For | ||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
4 | Elect David C. Chang | Mgmt | For | For | For | ||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||
7 | Elect Donna A. James | Mgmt | For | For | For | ||
8 | Elect Don Logan | Mgmt | For | For | For | ||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||
Toll Brothers, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TOL | CUSIP 889478103 | 03/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Robert S. Blank | Mgmt | For | For | For | ||
1.3 | Elect Edward G. Boehne | Mgmt | For | For | For | ||
1.4 | Elect Richard J. Braemer | Mgmt | For | For | For | ||
1.5 | Elect Carl B. Marbach | Mgmt | For | For | For | ||
1.6 | Elect Stephen Novick | Mgmt | For | For | For | ||
1.7 | Elect Paul E. Shapiro | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Re-approval of the Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Toronto-Dominion Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TD | CUSIP 891160509 | 04/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
1.2 | Elect Hugh J. Bolton | Mgmt | For | For | For | ||
1.3 | Elect John L. Bragg | Mgmt | For | For | For | ||
1.4 | Elect Amy W. Brinkley | Mgmt | For | For | For | ||
1.5 | Elect W. Edmund Clark | Mgmt | For | For | For | ||
1.6 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
1.7 | Elect Henry H. Ketcham | Mgmt | For | For | For | ||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.9 | Elect Harold H. MacKay | Mgmt | For | For | For | ||
1.10 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
1.11 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||
1.12 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
1.13 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | ||
1.14 | Elect Helen K. Sinclair | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Governance of Pension Plans | Mgmt | Against | Against | For | ||
5 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | Mgmt | Against | Against | For | ||
6 | Shareholder Proposal Regarding Pay Ratio | Mgmt | Against | Against | For | ||
7 | Shareholder Proposal Regarding Executive Gender Equality | Mgmt | Against | Against | For | ||
8 | Shareholder Proposal Regarding Disclosure of Summary of Annual Meeting | Mgmt | Against | Against | For | ||
9 | Shareholder Proposal Regarding Director Elections | Mgmt | Against | Against | For | ||
10 | Shareholder Proposal Regarding Vote on Director and Executive Compensation | Mgmt | Against | Against | For | ||
11 | Shareholder Proposal Regarding Restricting Compensation | Mgmt | Against | Against | For | ||
Tourmaline Oil Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TOU | CUSIP 89156V106 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Michael L. Rose | Mgmt | For | For | For | ||
2.2 | Elect Phillip A. Lamoreaux | Mgmt | For | For | For | ||
2.3 | Elect William D. Armstrong | Mgmt | For | For | For | ||
2.4 | Elect Andrew B. MacDonald | Mgmt | For | For | For | ||
2.5 | Elect Lee A. Baker | Mgmt | For | For | For | ||
2.6 | Elect Clayton H. Riddell | Mgmt | For | For | For | ||
2.7 | Elect Robert W. Blakely | Mgmt | For | For | For | ||
2.8 | Elect Brian G. Robinson | Mgmt | For | For | For | ||
2.9 | Elect John W. Elick | Mgmt | For | For | For | ||
2.10 | Elect Robert N. Yurkovich | Mgmt | For | For | For | ||
2.11 | Elect Kevin J. Keenan | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
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Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | ||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | ||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | ||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | ||
9 | Elect Mamoru Furuhashi | Mgmt | For | For | For | ||
10 | Elect Yasumori Ihara | Mgmt | For | For | For | ||
11 | Elect Seiichi Sudoh | Mgmt | For | For | For | ||
12 | Elect Kohei Saga | Mgmt | For | For | For | ||
13 | Elect Kiyotaka Ise | Mgmt | For | For | For | ||
14 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
15 | Elect Yoshimasa Ishii | Mgmt | For | For | For | ||
16 | Elect Ikuo Uno | Mgmt | For | For | For | ||
17 | Elect Haruhiko Katoh | Mgmt | For | For | For | ||
18 | Elect Mark T. Hogan | Mgmt | For | For | For | ||
19 | Amendments to Articles | Mgmt | For | For | For | ||
20 | Bonus | Mgmt | For | For | For | ||
Transocean Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIG | CUSIP H8817H100 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Payment of a Dividend in Principle | Mgmt | For | For | For | ||
4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | Against | N/A | ||
6 | Authority to Issue Shares | Mgmt | For | Against | Against | ||
7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | For | N/A | ||
8 | Elect Frederico Curado | Mgmt | For | For | For | ||
9 | Elect Steven Newman | Mgmt | For | For | For | ||
10 | Elect Thomas Cason | Mgmt | For | Against | Against | ||
11 | Elect Robert Sprague | Mgmt | For | Against | Against | ||
12 | Elect J. Michael Talbert | Mgmt | For | Against | Against | ||
13 | Elect John Lipinski | Mgmt | Against | For | Against | ||
14 | Elect José Maria Alapont | Mgmt | Against | For | Against | ||
15 | Elect Samuel Merksamer | Mgmt | Against | For | Against | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
UBS AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UBSN | CINS H89231338 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Compensation Report | Mgmt | For | For | For | ||
5 | Dividend from Reserves | Mgmt | For | For | For | ||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
7 | Elect Axel A Weber | Mgmt | For | For | For | ||
8 | Elect Michel Demare | Mgmt | For | For | For | ||
9 | Elect David Sidwell | Mgmt | For | For | For | ||
10 | Elect Rainer-Marc Frey | Mgmt | For | For | For | ||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||
12 | Elect Axel Lehmann | Mgmt | For | For | For | ||
13 | Elect Helmut Panke | Mgmt | For | For | For | ||
14 | Elect William Parrett | Mgmt | For | For | For | ||
15 | Elect Isabelle Romy | Mgmt | For | For | For | ||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | ||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | For | For | ||
18 | Elect Reto Francioni | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
Ultra Petroleum Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPL | CUSIP 903914109 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael D. Watford | Mgmt | For | For | For | ||
2 | Elect W. Charles Helton | Mgmt | For | For | For | ||
3 | Elect Stephen J. McDaniel | Mgmt | For | For | For | ||
4 | Elect Roger A. Brown | Mgmt | For | For | For | ||
5 | Elect Michael J. Keeffe | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect Thomas J. Donohue | Mgmt | For | For | For | ||
4 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
6 | Elect John J. Koraleski | Mgmt | For | For | For | ||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
13 | Elect James R. Young | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
United Continental Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UAL | CUSIP 910047109 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | ||
1.2 | Elect Jane C. Garvey | Mgmt | For | For | For | ||
1.3 | Elect Walter Isaacson | Mgmt | For | For | For | ||
1.4 | Elect Henry L. Meyer III | Mgmt | For | For | For | ||
1.5 | Elect Oscar Munoz | Mgmt | For | For | For | ||
1.6 | Elect Laurence E. Simmons | Mgmt | For | For | For | ||
1.7 | Elect Jeffery A. Smisek | Mgmt | For | For | For | ||
1.8 | Elect David J. Vitale | Mgmt | For | For | For | ||
1.9 | Elect John H. Walker | Mgmt | For | For | For | ||
1.10 | Elect Charles A. Yamarone | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of Material Terms Under the 2008 Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Approval of Material Terms Under the 2010 Incentive Plan | Mgmt | For | For | For | ||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Michael J. Burns | Mgmt | For | For | For | ||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
6 | Elect William R. Johnson | Mgmt | For | For | For | ||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
United States Steel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
X | CUSIP 912909108 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
2 | Elect John G. Drosdick | Mgmt | For | For | For | ||
3 | Elect John J. Engel | Mgmt | For | For | For | ||
4 | Elect Charles R. Lee | Mgmt | For | For | For | ||
5 | Elect Thomas W. LaSorda | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
VeriSign, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSN | CUSIP 92343E102 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect D. James Bidzos | Mgmt | For | For | For | ||
2 | Elect William L. Chenevich | Mgmt | For | For | For | ||
3 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
4 | Elect Roger H. Moore | Mgmt | For | For | For | ||
5 | Elect John D. Roach | Mgmt | For | For | For | ||
6 | Elect Louis A. Simpson | Mgmt | For | For | For | ||
7 | Elect Timothy Tomlinson | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Vertex Pharmaceuticals Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRTX | CUSIP 92532F100 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joshua S. Boger | Mgmt | For | For | For | ||
1.2 | Elect Terrence C. Kearney | Mgmt | For | For | For | ||
1.3 | Elect Yuchun Lee | Mgmt | For | For | For | ||
1.4 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
2 | 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Virgin Media Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMED | CUSIP 92769L101 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect David Pang | Mgmt | For | For | For | ||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||
10 | Elect William Shanahan | Mgmt | For | For | For | ||
11 | Elect John Swainson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | Against | For | ||
W.R. Berkley Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WRB | CUSIP 084423102 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Robert Berkley, Jr | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Mark E. Brockbank | Mgmt | For | For | For | ||
4 | Elect George G. Daly | Mgmt | For | For | For | ||
5 | Elect Mary C. Farrell | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Weight Watchers International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WTW | CUSIP 948626106 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
1.2 | Elect Philippe J. Amouyal | Mgmt | For | For | For | ||
1.3 | Elect David P. Kirchhoff | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Re-Approval of the Material Terms of the Performance Goals Under the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
7 | Elect Donald M. James | Mgmt | For | For | For | ||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||
2 | Elect Mark Emmert | Mgmt | For | For | For | ||
3 | Elect Daniel Fulton | Mgmt | For | For | For | ||
4 | Elect John Kieckhefer | Mgmt | For | For | For | ||
5 | Elect Wayne Murdy | Mgmt | For | For | For | ||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | ||
7 | Elect Doyle Simons | Mgmt | For | For | For | ||
8 | Elect Richard Sinkfield | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles Williamson | Mgmt | For | For | For | ||
12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | ||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | ||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | ||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | ||
1.6 | Elect Walter Robb | Mgmt | For | For | For | ||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | ||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | ||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | ||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | ||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Wynn Macau Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1128 | CINS G98149100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Linda Chen | Mgmt | For | For | For | ||
6 | Elect Bruce P. Rockowitz | Mgmt | For | For | For | ||
7 | Elect Jeffrey LAM Kin Fung | Mgmt | For | For | For | ||
8 | Elect Matthew O. Maddox | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Wynn Resorts Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYNN | CUSIP 983134107 | 02/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Removal of Director Kazuo Okada | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Wynn Resorts, Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYNN | CUSIP 983134107 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ray R. Irani | Mgmt | For | For | For | ||
1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | ||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | ||
1.4 | Elect Stephen A. Wynn | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Wynn Resorts, Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYNN | CUSIP 983134107 | 11/02/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Linda Chen | Mgmt | For | For | For | ||
1.2 | Elect Marc Schorr | Mgmt | For | For | For | ||
1.3 | Elect J. Edward Virtue | Mgmt | For | For | For | ||
1.4 | Elect Elaine Wynn | Mgmt | For | For | For | ||
2 | Amendment to the Annual Performance Based Incentive Plan for Executive Officers | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||
3 | Elect John Doyle | Mgmt | For | For | For | ||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
XL Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | ||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Yahoo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||
2 | Elect Susan M. James | Mgmt | For | For | For | ||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Yahoo! Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 07/12/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alfred Amoroso | Mgmt | For | Against | Against | ||
2 | Elect John Hayes | Mgmt | For | Against | Against | ||
3 | Elect Susan James | Mgmt | For | For | For | ||
4 | Elect David Kenny | Mgmt | For | Against | Against | ||
5 | Elect Peter Liguori | Mgmt | For | Against | Against | ||
6 | Elect Daniel Loeb | Mgmt | For | Against | Against | ||
7 | Elect Thomas McInerney | Mgmt | For | For | For | ||
8 | Elect Brad Smith | Mgmt | For | Against | Against | ||
9 | Elect Maynard Webb, Jr. | Mgmt | For | For | For | ||
10 | Elect Harry Wilson | Mgmt | For | For | For | ||
11 | Elect Michael Wolf | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 1995 Stock Plan | Mgmt | For | For | For | ||
14 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Yum Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
5 | Elect J. David Grissom | Mgmt | For | For | For | ||
6 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
7 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
9 | Elect David C. Novak | Mgmt | For | For | For | ||
10 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | ||
12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of Material Terms Under the Long Term Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Recycling Strategy for Food and Beverage Packaging | ShrHoldr | Against | Against | For | ||
Zimmer Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||
Zions Bancorporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZION | CUSIP 989701107 | 05/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jerry Atkin | Mgmt | For | For | For | ||
2 | Elect R. Cash | Mgmt | For | For | For | ||
3 | Elect Patricia Frobes | Mgmt | For | For | For | ||
4 | Elect J. David Heaney | Mgmt | For | For | For | ||
5 | Elect Roger Porter | Mgmt | For | For | For | ||
6 | Elect Stephen Quinn | Mgmt | For | For | For | ||
7 | Elect Harris Simmons | Mgmt | For | For | For | ||
8 | Elect L. Simmons | Mgmt | For | For | For | ||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | ||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE GROWTH FUND OF AMERICA
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 27, 2013 |