As filed with the Securities and Exchange Commission on August 27, 2018
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-00582
NEUBERGER BERMAN EQUITY FUNDS
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman Equity Funds
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
Arthur Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: August 31
Date of reporting period: July 1, 2017 to June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Dividend Growth Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Allergan plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP G0177J108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
2 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||
3 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | ||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
7 | Elect Carol Anthony Davidson | Mgmt | For | For | For | ||
8 | Elect Catherine M. Klema | Mgmt | For | For | For | ||
9 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
10 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | ||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | ||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
5 | Elect Craig Macnab | Mgmt | For | For | For | ||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Fulvio Conti | Mgmt | For | For | For | ||
6 | Elect Cheryl Francis | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
Applied Materials, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Judy Bruner | Mgmt | For | For | For | ||
2 | Elect Eric Chen | Mgmt | For | For | For | ||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | ||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | ||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | ||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | ||
Aptiv PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APTV | CUSIP G27823106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | ||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | ||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||
8 | Elect Colin J. Parris | Mgmt | For | For | For | ||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | ||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Automatic Data Processing Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/07/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter Bisson | Mgmt | For | TNA | N/A | ||
1.2 | Elect Richard T. Clark | Mgmt | For | TNA | N/A | ||
1.3 | Elect Eric C. Fast | Mgmt | For | TNA | N/A | ||
1.4 | Elect Linda R. Gooden | Mgmt | For | TNA | N/A | ||
1.5 | Elect Michael P. Gregoire | Mgmt | For | TNA | N/A | ||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | TNA | N/A | ||
1.7 | Elect John P. Jones | Mgmt | For | TNA | N/A | ||
1.8 | Elect William J. Ready | Mgmt | For | TNA | N/A | ||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | TNA | N/A | ||
1.10 | Elect Sandra S. Wijnberg | Mgmt | For | TNA | N/A | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
5 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | ||
Automatic Data Processing Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William A. Ackman | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Veronica M. Hagen | ShrHoldr | N/A | For | N/A | ||
1.3 | Elect V. Paul Unruh | ShrHoldr | N/A | For | N/A | ||
1.4 | Elect Mgmt. Nominee Peter Bisson | Mgmt | N/A | For | N/A | ||
1.5 | Elect Mgmt. Nominee Richard T. Clark | Mgmt | N/A | For | N/A | ||
1.6 | Elect Mgmt. Nominee Linda R. Gooden | Mgmt | N/A | For | N/A | ||
1.7 | Elect Mgmt. Nominee Michael P. Gregoire | Mgmt | N/A | For | N/A | ||
1.8 | Elect Mgmt. Nominee William J. Ready | Mgmt | N/A | For | N/A | ||
1.9 | Elect Mgmt. Nominee Carlos A. Rodriguez | Mgmt | N/A | For | N/A | ||
1.10 | Elect Mgmt. Nominee Sandra S. Wijnberg | Mgmt | N/A | For | N/A | ||
2 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | ||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
5 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
2 | Elect Jose Baselga | Mgmt | For | For | For | ||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||
6 | Elect Michael Grobstein | Mgmt | For | For | For | ||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
10 | Elect Gerald Storch | Mgmt | For | For | For | ||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Richard Burrows | Mgmt | For | For | For | ||
6 | Elect Nicandro Durante | Mgmt | For | For | For | ||
7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
8 | Elect Marion Helmes | Mgmt | For | Against | Against | ||
9 | Elect Savio Kwan | Mgmt | For | For | For | ||
10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
11 | Elect Kieran Poynter | Mgmt | For | For | For | ||
12 | Elect Ben Stevens | Mgmt | For | For | For | ||
13 | Elect Luc Jobin | Mgmt | For | For | For | ||
14 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 07/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
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Carnival Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | ||
4 | Elect Helen Deeble | Mgmt | For | For | For | ||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect John Parker | Mgmt | For | For | For | ||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
10 | Elect Laura A. Weil | Mgmt | For | For | For | ||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Accounts and Reports | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | ||
2 | Elect Barry K. Allen | Mgmt | For | For | For | ||
3 | Elect David W. Nelms | Mgmt | For | For | For | ||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect Amy L. Chang | Mgmt | For | For | For | ||
5 | Elect John L. Hennessy | Mgmt | For | For | For | ||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
9 | Elect Arun Sarin | Mgmt | For | For | For | ||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
3 | Elect John C. Dugan | Mgmt | For | For | For | ||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
5 | Elect Peter B. Henry | Mgmt | For | For | For | ||
6 | Elect Franz B. Humer | Mgmt | For | For | For | ||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | ||
8 | Elect Renee J. James | Mgmt | For | For | For | ||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
14 | Elect James S. Turley | Mgmt | For | For | For | ||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Denton | Mgmt | For | For | For | ||
2 | Elect Andrea Guerra | Mgmt | For | For | For | ||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
4 | Elect Annabelle Yu Long | Mgmt | For | For | For | ||
5 | Elect Victor Luis | Mgmt | For | For | For | ||
6 | Elect Ivan Menezes | Mgmt | For | For | For | ||
7 | Elect William R. Nuti | Mgmt | For | Against | Against | ||
8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products | ShrHoldr | Against | Against | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect James M. Foote | Mgmt | For | For | For | ||
5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Delphi Technologies PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G2709G107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robin J. Adams | Mgmt | For | For | For | ||
2 | Elect Liam Butterworth | Mgmt | For | For | For | ||
3 | Elect Joseph S. Cantie | Mgmt | For | For | For | ||
4 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
5 | Elect Gary L. Cowger | Mgmt | For | For | For | ||
6 | Elect David S. Haffner | Mgmt | For | For | For | ||
7 | Elect Helmut Leube | Mgmt | For | For | For | ||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | ||
9 | Elect Hari N. Nair | Mgmt | For | For | For | ||
10 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect David A. Hager | Mgmt | For | For | For | ||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.10 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Equinix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQIX | CUSIP 29444U700 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | ||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | ||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | ||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | ||
1.5 | Elect William Luby | Mgmt | For | For | For | ||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | ||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
F.N.B. Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FNB | CUSIP 302520101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pamela A. Bena | Mgmt | For | For | For | ||
2 | Elect William B. Campbell | Mgmt | For | For | For | ||
3 | Elect James D. Chiafullo | Mgmt | For | For | For | ||
4 | Elect Vincent J. Delie, Jr. | Mgmt | For | For | For | ||
5 | Elect Mary Jo Dively | Mgmt | For | For | For | ||
6 | Elect Stephen J. Gurgovits | Mgmt | For | For | For | ||
7 | Elect Robert A. Hormell | Mgmt | For | For | For | ||
8 | Elect David J. Malone | Mgmt | For | For | For | ||
9 | Elect Frank C Mencini | Mgmt | For | For | For | ||
10 | Elect David L. Motley | Mgmt | For | For | For | ||
11 | Elect Heidi A. Nicholas | Mgmt | For | For | For | ||
12 | Elect John S. Stanik | Mgmt | For | For | For | ||
13 | Elect William J. Strimbu | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
First Quantum Minerals Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FM | CUSIP 335934105 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Philip K.R. Pascall | Mgmt | For | For | For | ||
2.2 | Elect G. Clive Newall | Mgmt | For | For | For | ||
2.3 | Elect Kathleen Hogenson | Mgmt | For | For | For | ||
2.4 | Elect Peter St. George | Mgmt | For | For | For | ||
2.5 | Elect Andrew Adams | Mgmt | For | For | For | ||
2.6 | Elect Paul Brunner | Mgmt | For | For | For | ||
2.7 | Elect Robert Harding | Mgmt | For | For | For | ||
2.8 | Elect Simon Scott | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Crown | Mgmt | For | For | For | ||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
6 | Elect C. Howard Nye | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
10 | Elect Peter A. Wall | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John C. Martin | Mgmt | For | For | For | ||
6 | Elect John F. Milligan | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | ||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | ||
3 | Elect William S. Ayer | Mgmt | For | For | For | ||
4 | Elect Kevin Burke | Mgmt | For | For | For | ||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
6 | Elect D. Scott Davis | Mgmt | For | For | For | ||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
8 | Elect Judd Gregg | Mgmt | For | For | For | ||
9 | Elect Clive Hollick | Mgmt | For | For | For | ||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
11 | Elect George Paz | Mgmt | For | For | For | ||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
InterXion Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INXN | CUSIP N47279109 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Elect Robert A. Ruijter | Mgmt | For | For | For | ||
4 | Elect David Lister | Mgmt | For | For | For | ||
5 | Restricted Shares for Non-Executive Directors | Mgmt | For | For | For | ||
6 | Performance Shares to Executive Director | Mgmt | For | For | For | ||
7 | Authorize the Board to Issue Shares Pursuant to the Company's Equity Incentive Plans | Mgmt | For | For | For | ||
8 | Authorize the Board to Exclude Preemptive Rights for Incentive Plan Issuance of Shares | Mgmt | For | For | For | ||
9 | Authorize the Company to Issue Shares For General Corporate Purposes | Mgmt | For | For | For | ||
10 | Authorize the Company to Exclude Preemptive Rights for General Purpose Issuance of Shares | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
Johnson Controls International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
3 | Elect Brian Duperreault | Mgmt | For | For | For | ||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
5 | Elect Simone Menne | Mgmt | For | For | For | ||
6 | Elect George R. Oliver | Mgmt | For | For | For | ||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
10 | Elect R. David Yost | Mgmt | For | For | For | ||
11 | Elect John D. Young | Mgmt | For | For | For | ||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | ||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
L Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LB | CUSIP 501797104 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect E. Gordon Gee | Mgmt | For | For | For | ||
2 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | ||
3 | Elect Allan R. Tessler | Mgmt | For | For | For | ||
4 | Elect Abigail S. Wexner | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Leidos Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LDOS | CUSIP 525327102 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory R. Dahlberg | Mgmt | For | For | For | ||
2 | Elect David G. Fubini | Mgmt | For | For | For | ||
3 | Elect Miriam E. John | Mgmt | For | For | For | ||
4 | Elect Frank Kendall III | Mgmt | For | For | For | ||
5 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | ||
6 | Elect Roger A. Krone | Mgmt | For | For | For | ||
7 | Elect Gary S. May | Mgmt | For | For | For | ||
8 | Elect Surya N. Mohapatra | Mgmt | For | For | For | ||
9 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | ||
10 | Elect Robert S. Shapard | Mgmt | For | For | For | ||
11 | Elect Susan M. Stalnecker | Mgmt | For | For | For | ||
12 | Elect Noel B. Williams | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Sullivan | Mgmt | For | For | For | ||
2 | Elect Tunc Doluca | Mgmt | For | For | For | ||
3 | Elect Tracy C. Accardi | Mgmt | For | For | For | ||
4 | Elect James R. Bergman | Mgmt | For | Against | Against | ||
5 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
6 | Elect Robert E. Grady | Mgmt | For | For | For | ||
7 | Elect William D. Watkins | Mgmt | For | For | For | ||
8 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
MGM Resorts International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGM | CUSIP 552953101 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Baldwin | Mgmt | For | For | For | ||
2 | Elect William A. Bible | Mgmt | For | For | For | ||
3 | Elect Mary Chris Gay | Mgmt | For | For | For | ||
4 | Elect William W. Grounds | Mgmt | For | For | For | ||
5 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
7 | Elect John B. Kilroy, Jr. | Mgmt | For | For | For | ||
8 | Elect Rose McKinney-James | Mgmt | For | For | For | ||
9 | Elect James J. Murren | Mgmt | For | For | For | ||
10 | Elect Gregory M. Spierkel | Mgmt | For | For | For | ||
11 | Elect Jan Swartz | Mgmt | For | For | For | ||
12 | Elect Daniel J. Taylor | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | ||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | ||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
5 | Elect Satya Nadella | Mgmt | For | For | For | ||
6 | Elect Charles H. Noski | Mgmt | For | For | For | ||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | ||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
12 | Elect John W. Stanton | Mgmt | For | For | For | ||
13 | Elect John W. Thompson | Mgmt | For | For | For | ||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Debra A. Crew | Mgmt | For | For | For | ||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
6 | Elect Peter W. May | Mgmt | For | For | For | ||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | ||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | ||
4 | Elect John E. Feick | Mgmt | For | For | For | ||
5 | Elect Margaret M. Foran | Mgmt | For | For | For | ||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
7 | Elect Vicki A. Hollub | Mgmt | For | For | For | ||
8 | Elect William R. Klesse | Mgmt | For | For | For | ||
9 | Elect Jack B. Moore | Mgmt | For | For | For | ||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Boskin | Mgmt | For | Withhold | Against | ||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.4 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | ||
1.5 | Elect George H. Conrades | Mgmt | For | Withhold | Against | ||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.10 | Elect Renee J. James | Mgmt | For | Withhold | Against | ||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | ||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Outfront Media Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OUT | CUSIP 69007J106 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | ||
1.2 | Elect Peter Mathes | Mgmt | For | For | For | ||
1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Packaging Corporation of America | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PKG | CUSIP 695156109 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | ||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | ||
3 | Elect Hasan Jameel | Mgmt | For | For | For | ||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | ||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | ||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | ||
8 | Elect Roger B. Porter | Mgmt | For | For | For | ||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | ||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | ||
11 | Elect James D. Woodrum | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Albert Bourla | Mgmt | For | For | For | ||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Raytheon Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | ||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
7 | Elect Letitia A. Long | Mgmt | For | For | For | ||
8 | Elect George R. Oliver | Mgmt | For | For | For | ||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
10 | Elect William R. Spivey | Mgmt | For | For | For | ||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | ||
12 | Elect Robert O. Work | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CUSIP 767204100 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (UK advisory) | Mgmt | For | Against | Against | ||
4 | Remuneration Report (AUS advisory) | Mgmt | For | Against | Against | ||
5 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
6 | Approval of Termination Payments | Mgmt | For | For | For | ||
7 | Elect Megan E. Clark | Mgmt | For | For | For | ||
8 | Elect David W. Constable | Mgmt | For | For | For | ||
9 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | ||
10 | Elect Simon P. Henry | Mgmt | For | For | For | ||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | ||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | ||
14 | Elect Christopher (Chris) J. Lynch | Mgmt | For | For | For | ||
15 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Royal Gold, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RGLD | CUSIP 780287108 | 11/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. Kevin McArthur | Mgmt | For | For | For | ||
2 | Elect Christopher M.T. Thompson | Mgmt | For | For | For | ||
3 | Elect Sybil E. Veenman | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Schlumberger Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Approval of the 2018 French Sub Plan | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
6 | Elect William D. Jones | Mgmt | For | For | For | ||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
9 | Elect William G. Ouchi | Mgmt | For | For | For | ||
10 | Elect Debra L. Reed | Mgmt | For | For | For | ||
11 | Elect William C. Rusnack | Mgmt | For | For | For | ||
12 | Elect Lynn Schenk | Mgmt | For | For | For | ||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
14 | Elect James C. Yardley | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect William C. Freda | Mgmt | For | For | For | ||
6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Sara Mathew | Mgmt | For | For | For | ||
9 | Elect William L. Meaney | Mgmt | For | For | For | ||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | ||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSM | CUSIP 874039100 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4.1 | Elect F.C. TSENG | Mgmt | For | For | For | ||
4.2 | Elect Mei-ling Chen | Mgmt | For | For | For | ||
4.3 | Elect Mark LIU | Mgmt | For | For | For | ||
4.4 | Elect C.C. WEI | Mgmt | For | For | For | ||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
4.6 | Elect SHIH Stan | Mgmt | For | For | For | ||
4.7 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | ||
4.8 | Elect CHEN Kok-Choo | Mgmt | For | For | For | ||
4.9 | Elect Michael R. Splinter | Mgmt | For | For | For | ||
The Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | ||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | ||
The Hartford Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIG | CUSIP 416515104 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | ||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | ||
3 | Elect Trevor Fetter | Mgmt | For | For | For | ||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | ||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||
6 | Elect Michael G. Morris | Mgmt | For | For | For | ||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | ||
9 | Elect Teresa W. Roseborough | Mgmt | For | For | For | ||
10 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | ||
11 | Elect Christopher J. Swift | Mgmt | For | For | For | ||
12 | Elect Greig Woodring | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Interpublic Group of Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPG | CUSIP 460690100 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||
2 | Elect H. John Greeniaus | Mgmt | For | For | For | ||
3 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||
4 | Elect Dawn Hudson | Mgmt | For | For | For | ||
5 | Elect William T. Kerr | Mgmt | For | For | For | ||
6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
7 | Elect Jonathan F. Miller | Mgmt | For | For | For | ||
8 | Elect Patrick Q. Moore | Mgmt | For | For | For | ||
9 | Elect Michael I. Roth | Mgmt | For | For | For | ||
10 | Elect David M. Thomas | Mgmt | For | For | For | ||
11 | Elect E. Lee Wyatt Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | Against | Against | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Linda R. Medler | Mgmt | For | For | For | ||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Walmart Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
4 | Elect Carla A. Harris | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
10 | Elect S. Robson Walton | Mgmt | For | For | For | ||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | For | Against | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
4 | Elect Robert Lord | Mgmt | For | For | For | ||
5 | Elect Grace Puma | Mgmt | For | For | For | ||
6 | Elect Christiana Smith Shi | Mgmt | For | For | For | ||
7 | Elect Sabrina L. Simmons | Mgmt | For | For | For | ||
8 | Elect Jerry D. Stritzke | Mgmt | For | For | For | ||
9 | Elect Frits Dirk van Paasschen | Mgmt | For | For | For | ||
10 | Amendment to the 2001 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Emerging Markets Equity Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Accton Technology Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2345 | CINS Y0002S109 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | ||
5 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
6 | Elect GUO Feilong | Mgmt | For | For | For | ||
7 | Elect LIN Mingrong | Mgmt | For | For | For | ||
8 | Elect HUANG Guoxiu | Mgmt | For | For | For | ||
9 | Elect DU Hengyi | Mgmt | For | For | For | ||
10 | Elect LIU Jionglang | Mgmt | For | Against | Against | ||
11 | Elect ZHANG Zhiping | Mgmt | For | For | For | ||
12 | Elect CHEN Shu | Mgmt | For | For | For | ||
13 | Elect LIN Xiulin | Mgmt | For | For | For | ||
14 | Elect CHEN Weiren | Mgmt | For | For | For | ||
15 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Advanced Ceramic x Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3152 | CINS Y0015V107 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | 2017 Business Report and Financial Statements | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Amendments to Procedures for Election of Directors | Mgmt | For | For | For | ||
Alibaba Group Holding Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | ||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | ||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
Amorepacific Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
090430 | CINS Y01258105 | 03/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Elect KIM Jin Young | Mgmt | For | Against | Against | ||
3 | Elect SUH Kyung Bae | Mgmt | For | For | For | ||
4 | Elect AHN Se Hong | Mgmt | For | For | For | ||
5 | Election of Audit Committee Member: KIM Jin Young | Mgmt | For | Against | Against | ||
6 | Directors' Fees | Mgmt | For | For | For | ||
ASM Pacific Technology Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0522 | CINS G0535Q133 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
8 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
9 | Elect John LOK Kam Chong | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
Atacadao SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRFB3 | CINS P0565P138 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | For | For | ||
3 | Instructions if Meeting is Held on Second Call | Mgmt | For | For | For | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Atacadao SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRFB3 | CINS P0565P138 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Board Size | Mgmt | For | For | For | ||
6 | Ratify Marcelo Pavao Lacerda and Luiz Fernando Vendramini Fleury's Independence Status | Mgmt | For | For | For | ||
7 | Election of Directors | Mgmt | For | Against | Against | ||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Against | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | Abstain | N/A | ||
11 | Allocate Cumulative Votes to Matthieu Dominique Marie Malige | Mgmt | N/A | Abstain | N/A | ||
12 | Allocate Cumulative Votes to Franck Emile Tassan | Mgmt | N/A | Abstain | N/A | ||
13 | Allocate Cumulative Votes to Jacques Dominique Ehrmann | Mgmt | N/A | Abstain | N/A | ||
14 | Allocate Cumulative Votes to Francis Andre Mauger | Mgmt | N/A | Abstain | N/A | ||
15 | Allocate Cumulative Votes to Noel Frederic Georges Prioux | Mgmt | N/A | Abstain | N/A | ||
16 | Allocate Cumulative Votes to Frederic Francois Haffner | Mgmt | N/A | Abstain | N/A | ||
17 | Allocate Cumulative Votes to Eduardo Pongracz Rossi | Mgmt | N/A | Abstain | N/A | ||
18 | Allocate Cumulative Votes to Abilio dos Santos Diniz | Mgmt | N/A | Abstain | N/A | ||
19 | Allocate Cumulative Votes to Luiz Fernando Vendramini Fleury | Mgmt | N/A | Abstain | N/A | ||
20 | Allocate Cumulative Votes to Marcelo Pavao Lacerda | Mgmt | N/A | Abstain | N/A | ||
21 | Remuneration Policy | Mgmt | For | For | For | ||
22 | Request Cumulative Voting | Mgmt | N/A | Abstain | N/A | ||
23 | Request Establishment Supervisory Council | Mgmt | N/A | For | N/A | ||
24 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | Against | N/A | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Ayala Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AC | CINS Y0486V115 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
3 | Meeting Minutes | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | For | For | ||
6 | Elect Fernando Zobel de Ayala | Mgmt | For | Against | Against | ||
7 | Elect Delfin L. Lazaro | Mgmt | For | Against | Against | ||
8 | Elect Keiichi Matsunaga | Mgmt | For | For | For | ||
9 | Elect Ramon R. del Rosario Jr. | Mgmt | For | Against | Against | ||
10 | Elect Xavier P. Loinaz | Mgmt | For | For | For | ||
11 | Elect Antonio Jose U. Periquet, Jr. | Mgmt | For | Against | Against | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Transaction of Other Business | Mgmt | For | Against | Against | ||
14 | ADJOURNMENT | Mgmt | For | For | For | ||
B3 S.A. - Brasil Bolsa Balcao | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BVMF3 | CINS ADPV40583 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Amendments to Articles (Company Bodies) Responsibilities | Mgmt | For | For | For | ||
5 | Amendments to Articles (Administrative Structure) | Mgmt | For | For | For | ||
6 | Amendments to Articles (Technical) | Mgmt | For | For | For | ||
7 | Amendments to Articles (Editorial Changes) | Mgmt | For | For | For | ||
8 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | ||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
B3 S.A. - Brasil Bolsa Balcao | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BVMF3 | CINS ADPV40583 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Remuneration Policy | Mgmt | For | Against | Against | ||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | ||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Bank Negara | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBNI | CINS Y74568166 | 03/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Indonesia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | ||
4 | Appointment of Undisclosed Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
5 | Approval of the Company's Recovery Plan | Mgmt | For | For | For | ||
6 | Implementation of New Regulation | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | Against | Against | ||
8 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
Bank Negara | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBNI | CINS Y74568166 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Indonesia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Election of Commissioners | Mgmt | For | Against | Against | ||
Beijing Enterprises Holdings Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
00392 | CINS Y07702122 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect HOU Zibo | Mgmt | For | Against | Against | ||
6 | Elect ZHAO Xiaodong | Mgmt | For | For | For | ||
7 | Elect TAM Chun Fai | Mgmt | For | For | For | ||
8 | Elect WU Jiesi | Mgmt | For | For | For | ||
9 | Elect SZE Chi Ching | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Bid Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BID | CINS S11881109 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Appointment of Auditor | Mgmt | For | For | For | ||
2 | Elect Stephen Koseff | Mgmt | For | For | For | ||
3 | Elect Paul C. Baloyi | Mgmt | For | For | For | ||
4 | Elect Helen Wiseman | Mgmt | For | For | For | ||
5 | Elect Audit and Risk Committee Member (Paul Baloyi) | Mgmt | For | For | For | ||
6 | Elect Audit and Risk Committee Member (Nigel Payne) | Mgmt | For | Against | Against | ||
7 | Elect Audit and Risk Committee Member (Helen Wiseman) | Mgmt | For | For | For | ||
8 | Approve Remuneration Policy (Policy) | Mgmt | For | For | For | ||
9 | Approve Remuneration Policy (Implementation) | Mgmt | For | For | For | ||
10 | General Authority to Issue Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||
12 | Approve Allocation to Distribute Share Capital or Premium | Mgmt | For | For | For | ||
13 | Authority to Create and Issue Convertible Debentures | Mgmt | For | For | For | ||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Approve NED's Fees | Mgmt | For | For | For | ||
17 | Approve Financial Assistance | Mgmt | For | For | For | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
BK Brasil Operacao E Assessoria A Restaurantes S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKBR3 | CINS P1R1WQ107 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits | Mgmt | For | For | For | ||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
BK Brasil Operacao E Assessoria A Restaurantes S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKBR3 | CINS P1R1WQ107 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Absorption of Losses | Mgmt | For | For | For | ||
3 | Remuneration Policy | Mgmt | For | For | For | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Changyou.com Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CYOU | CUSIP 15911M107 | 07/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Zhang | Mgmt | For | For | For | ||
2 | Elect Dewen Chen | Mgmt | For | For | For | ||
3 | Elect Dave De Yang | Mgmt | For | For | For | ||
4 | Elect CHEN Xiao | Mgmt | For | For | For | ||
5 | Elect Charles CHAN Sheung Wai | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
China Everbright International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0257 | CINS Y14226107 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Raymond WONG Kam Chung | Mgmt | For | For | For | ||
6 | Elect HU Yanguo | Mgmt | For | For | For | ||
7 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
8 | Elect Philip FAN Yan Hok | Mgmt | For | For | For | ||
9 | Elect Selwyn Mar | Mgmt | For | Against | Against | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Medical System Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0867 | CINS G21108124 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LAM Kong | Mgmt | For | For | For | ||
6 | Elect CHEN Hongbing | Mgmt | For | For | For | ||
7 | Elect WU Chi Keung | Mgmt | For | Against | Against | ||
8 | Elect LEUNG Chong Shun | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Mobile Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0941 | CINS Y14965100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect SHANG Bing | Mgmt | For | For | For | ||
6 | Elect LI Yue | Mgmt | For | For | For | ||
7 | Elect SHA Yuejia | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China State Construction International Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3311 | CINS G21677136 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect HUNG Cheung Shew | Mgmt | For | For | For | ||
5 | Elect WU Mingqing | Mgmt | For | For | For | ||
6 | Elect ZHANG Haipeng | Mgmt | For | For | For | ||
7 | Elect Raymond LEUNG Hai Ming | Mgmt | For | For | For | ||
8 | Elect LEE Shing See | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China State Construction International Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3311 | CINS G21677136 | 11/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Supplemental Agreement | Mgmt | For | For | For | ||
4 | New CSCECL Sub-construction Engagement Agreement | Mgmt | For | For | For | ||
5 | New Master CSC Group Engagement Agreement | Mgmt | For | For | For | ||
Cnooc Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0883 | CINS Y1662W117 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect YUAN Guangyu | Mgmt | For | For | For | ||
7 | Elect YANG Hua | Mgmt | For | Against | Against | ||
8 | Elect Wang Dongjin | Mgmt | For | For | For | ||
9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Com2uS Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
078340 | CINS Y1695S109 | 03/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect LEE Sang Goo | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Corporate Auditors' Fees | Mgmt | For | For | For | ||
Coway Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
021240 | CINS Y1786S109 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Share Option Grant | Mgmt | For | Against | Against | ||
3 | Amendments to Articles | Mgmt | For | Against | Against | ||
4 | Elect LEE Joong Seek | Mgmt | For | For | For | ||
5 | Elect LEE Joon Ho | Mgmt | For | For | For | ||
6 | Elect CHOI In Beom | Mgmt | For | For | For | ||
7 | Elect YOO Gi Seok | Mgmt | For | For | For | ||
8 | Election of Audit Committee Member: LEE Joong Seek | Mgmt | For | For | For | ||
9 | Election of Audit Committee Member: LEE Joon Ho | Mgmt | For | For | For | ||
10 | Election of Audit Committee Member: YOO Gi Seok | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | Against | Against | ||
12 | Corporate Auditors' Fees | Mgmt | For | Against | Against | ||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
CP ALL Public Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPALL | CINS Y1772K169 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Thailand | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Meeting Minutes | Mgmt | For | For | For | ||
2 | Results of Operations | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Dhanin Chearavanont | Mgmt | For | Against | Against | ||
6 | Elect Korsak Chairasmisak | Mgmt | For | Against | Against | ||
7 | Elect Soopakij Chearavanont | Mgmt | For | For | For | ||
8 | Elect Adirek Sripratak | Mgmt | For | Against | Against | ||
9 | Elect Tanin Buranamanit | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | Against | Against | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Credicorp Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAP | CUSIP G2519Y | 03/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Cummins India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CUMMINSIND | CINS Y4807D150 | 08/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | ||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Suzanne Wells | Mgmt | For | Against | Against | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Elect Norbert Nusterer | Mgmt | For | Against | Against | ||
7 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
8 | Related Party Transactions with Cummins Limited UK | Mgmt | For | For | For | ||
9 | Related Party Transactions with Tata Cummins Private Limited | Mgmt | For | For | For | ||
10 | Directors' Commission | Mgmt | For | For | For | ||
Dabur India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DABUR | CINS Y1855D140 | 07/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Standalone Accounts and Reports | Mgmt | For | For | For | ||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Mohit V. Burman | Mgmt | For | Against | Against | ||
6 | Elect Amit Burman | Mgmt | For | Against | Against | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
9 | Appointment of P.D. Narang (Whole-time Director); Approval of Remuneration | Mgmt | For | Against | Against | ||
Delta Electronics Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2308 | CINS Y20263102 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Yancey HAI | Mgmt | For | For | For | ||
5 | Elect Mark KO | Mgmt | For | For | For | ||
6 | Elect Bruce C.H. CHENG | Mgmt | For | For | For | ||
7 | Elect CHENG Ping | Mgmt | For | For | For | ||
8 | Elect Simon CHANG | Mgmt | For | For | For | ||
9 | Elect Albert CHANG | Mgmt | For | For | For | ||
10 | Elect Victor CHANG | Mgmt | For | For | For | ||
11 | Elect CHEN Yung-Chin | Mgmt | For | For | For | ||
12 | Elect George CHAO | Mgmt | For | For | For | ||
13 | Elect PERNG Tsong-Pyng | Mgmt | For | For | For | ||
14 | Elect LEE Ji-Ren | Mgmt | For | For | For | ||
15 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||
Detsky Mir JSC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DSKY | CINS X1810L113 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Russian Federation | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Meeting Procedure | Mgmt | For | For | For | ||
3 | Annual Report | Mgmt | For | For | For | ||
4 | Financial Statements | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Board Size | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Elect Christopher Baxter | Mgmt | For | Abstain | Against | ||
9 | Elect Vitaly Vavilov | Mgmt | For | Abstain | Against | ||
10 | Elect Artyom Zasursky | Mgmt | For | Abstain | Against | ||
11 | Elect Aleksey Katkov | Mgmt | For | Abstain | Against | ||
12 | Elect Tony Maher | Mgmt | For | Abstain | Against | ||
13 | Elect James McArthur | Mgmt | For | Abstain | Against | ||
14 | Elect Andrey Morozov | Mgmt | For | Abstain | Against | ||
15 | Elect Elizabeth Kirkwood | Mgmt | For | Abstain | Against | ||
16 | Elect Olga Ryzhkova | Mgmt | For | Abstain | Against | ||
17 | Elect Gevork Sarkisyan | Mgmt | For | Abstain | Against | ||
18 | Elect Vladimir Chirakhov | Mgmt | For | Abstain | Against | ||
19 | Elect Aleksandr Shevchuk | Mgmt | For | For | For | ||
20 | Elect Aleksandr Shulgin | Mgmt | For | Abstain | Against | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Elect Marina Zhuravlyova | Mgmt | For | For | For | ||
23 | Elect Marina Ivanova | Mgmt | For | N/A | N/A | ||
24 | Elect Aleksandr Patukov | Mgmt | For | For | For | ||
25 | Elect Nadezhda Voskresenskaya | Mgmt | For | For | For | ||
26 | Appointment of Auditor | Mgmt | For | For | For | ||
27 | Amendments to Articles | Mgmt | For | For | For | ||
Detsky Mir JSC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DSKY | CINS X1810L113 | 12/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Russian Federation | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Meeting Procedures | Mgmt | For | For | For | ||
2 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
3 | Approval of Board of Directors Remuneration Regulations | Mgmt | For | Abstain | Against | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Dewan Housing Finance Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHFL | CINS Y2055V112 | 03/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendment to the Employee Stock Appreciation Rights Plan 2015 | Mgmt | For | For | For | ||
Dewan Housing Finance Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHFL | CINS Y2055V112 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Dheeraj R. Wadhawan | Mgmt | For | Against | Against | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Authority to Issue Non-Convertible Debentures | Mgmt | For | Against | Against | ||
Dewan Housing Finance Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHFL | CINS Y2055V112 | 07/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Kapil R. Wadhawan | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||
7 | Authority to Mortgage Assets | Mgmt | For | For | For | ||
8 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | Against | Against | ||
Dewan Housing Finance Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHFL | CINS Y2055V112 | 11/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Harshil Mehta | Mgmt | For | For | For | ||
3 | Appointment of Harshil Mehta as Joint Managing Director and CEO; Approval of Remuneration | Mgmt | For | For | For | ||
4 | Revision of Remuneration and Terms of Appointment of Kapil Wadhawan (Chairman and Managing Director) | Mgmt | For | Against | Against | ||
5 | Amendments to Articles | Mgmt | For | For | For | ||
6 | Maintenance of Company's Registers | Mgmt | For | For | For | ||
Dino Polska SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNP | CINS X188AF102 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Poland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Election of Presiding Chair | Mgmt | For | For | For | ||
4 | Compliance with Rules of Convocation | Mgmt | For | For | For | ||
5 | Agenda | Mgmt | For | For | For | ||
6 | Adoption of General Meeting Regulations | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | Abstain | Against | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Dino Polska SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNP | CINS X188AF102 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Poland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Election of Presiding Chair | Mgmt | For | For | For | ||
4 | Compliance with Rules of Convocation | Mgmt | For | For | For | ||
5 | Agenda | Mgmt | For | For | For | ||
6 | Presentation of Management Board Report | Mgmt | For | For | For | ||
7 | Presentation of Financial Statements | Mgmt | For | For | For | ||
8 | Presentation of Allocation of Profits Proposal | Mgmt | For | For | For | ||
9 | Presentation of Supervisory Board Report (Activity) | Mgmt | For | For | For | ||
10 | Presentation of Supervisory Board Report (Company's Activity) | Mgmt | For | For | For | ||
11 | Presentation of Supervisory Board Report (Consolidated Financial Statements) | Mgmt | For | For | For | ||
12 | Presentation of Supervisory Board Report (Management Board Report) | Mgmt | For | For | For | ||
13 | Presentation of Motion to Approve Accounts and Reports | Mgmt | For | For | For | ||
14 | Presentation of Motion to Approve Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
15 | Presentation of Motion to Approve Allocation of Profits | Mgmt | For | For | For | ||
16 | Presentation of Motion to Ratify Management Board Acts | Mgmt | For | For | For | ||
17 | Management Board Report | Mgmt | For | For | For | ||
18 | Financial Statements | Mgmt | For | For | For | ||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
20 | Management Board Report (Consolidated) | Mgmt | For | For | For | ||
21 | Financial Statements (Consolidated) | Mgmt | For | For | For | ||
22 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
23 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
24 | Election of Supervisory Board | Mgmt | For | Abstain | Against | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Elite Advanced Laser Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3450 | CINS Y22878105 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | ||
Elite Material Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2383 | CINS Y2290G102 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
Ememory Technology Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3529 | CINS Y2289B106 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect XU Qing-Xiang | Mgmt | For | For | For | ||
5 | Elect CHEN Li-Jing | Mgmt | For | For | For | ||
6 | Elect XU Mu-Quan | Mgmt | For | For | For | ||
7 | Elect ZHENG Ting-Yu | Mgmt | For | For | For | ||
8 | Elect XU Zhu-Sheng | Mgmt | For | For | For | ||
9 | Elect SHEN Shi-Jie | Mgmt | For | For | For | ||
10 | Elect JIN Lian-Fang | Mgmt | For | For | For | ||
11 | Elect YU Ming-Duo | Mgmt | For | For | For | ||
12 | Elect CHEN Zi-Qiang | Mgmt | For | For | For | ||
13 | Xu Qing-Xiang | Mgmt | For | For | For | ||
14 | Xu Mu-Quan | Mgmt | For | For | For | ||
15 | Haohao International Investment Co., Ltd. | Mgmt | For | For | For | ||
16 | Zheng Ting-Yu | Mgmt | For | For | For | ||
17 | Jin Lian-Fang | Mgmt | For | For | For | ||
18 | Yu Ming-Hao | Mgmt | For | For | For | ||
19 | Chen Zi-Qiang | Mgmt | For | For | For | ||
Energisa S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENGI3 | CINS P3769S114 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Board Size | Mgmt | For | For | For | ||
6 | Election of Directors | Mgmt | For | For | For | ||
7 | Recasting of Votes for Amended Slate | Mgmt | N/A | Against | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | Abstain | N/A | ||
10 | Allocate Cumulative Votes to Ivan Muller Botelho | Mgmt | N/A | Abstain | N/A | ||
11 | Allocate Cumulative Votes to Ricardo Perez Botelho | Mgmt | N/A | Abstain | N/A | ||
12 | Allocate Cumulative Votes to Marcilio Marques Moreira | Mgmt | N/A | Abstain | N/A | ||
13 | Allocate Cumulative Votes to Omar Carneiro da Cunha Sobrinho | Mgmt | N/A | Abstain | N/A | ||
14 | Allocate Cumulative Votes to Antonio Jose de Almeida Carneiro | Mgmt | N/A | Abstain | N/A | ||
15 | Allocate Cumulative Votes to Luiz Henrique Fraga | Mgmt | N/A | Abstain | N/A | ||
16 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | ||
17 | Request Cumulative Voting | Mgmt | N/A | Abstain | N/A | ||
18 | Request Separate Election for Board Member(s) | Mgmt | N/A | Abstain | N/A | ||
Energisa S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENGI3 | CINS P3769S114 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||
5 | Amendments to Articles | Mgmt | For | For | For | ||
6 | Consolidation of Articles | Mgmt | For | For | For | ||
7 | Adoption of Long-Term Incentive Plan | Mgmt | For | For | For | ||
8 | Amendments to Article 6 (Authorized Share Capital) | Mgmt | For | For | For | ||
FirstRand Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FSR | CINS S5202Z131 | 11/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Re-elect Patrick (Pat) M. Goss | Mgmt | For | Against | Against | ||
2 | Re-elect Paul K. Harris | Mgmt | For | For | For | ||
3 | Re-elect Russell M. Loubser | Mgmt | For | For | For | ||
4 | Re-elect Amanda (Tandi) T. Nzimande | Mgmt | For | For | For | ||
5 | Elect Thandie S. Mashego | Mgmt | For | For | For | ||
6 | Elect Hermanus (Herman) L. Bosman | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Appointment of Deloitte & Touche | Mgmt | For | For | For | ||
9 | Appointment of PricewaterhouseCoopers Inc. | Mgmt | For | For | For | ||
10 | Approve Remuneration Policy (Policy) | Mgmt | For | Against | Against | ||
11 | Approve Remuneration Report (Implementation) | Mgmt | For | Against | Against | ||
12 | General Authority to Issue Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Approve Financial Assistance (Employee Share Scheme Beneficiaries) | Mgmt | For | For | For | ||
17 | Approve Financial Assistance (Related and Inter-related Entities) | Mgmt | For | For | For | ||
18 | Approve NEDs' Fees | Mgmt | For | For | For | ||
Fomento Economico Mexicano SAB de CV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FEMSA | CINS P4182H115 | 03/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | ||
2 | Report on Tax Compliance | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | ||
4 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
5 | Election of Directors; Fees | Mgmt | For | Abstain | Against | ||
6 | Election of Strategy and Finance Committee Members | Mgmt | For | Abstain | Against | ||
7 | Election of Audit Committee Members | Mgmt | For | Abstain | Against | ||
8 | Election of Corporate Governance Committee Members | Mgmt | For | Abstain | Against | ||
9 | Election of Meeting Delegates | Mgmt | For | For | For | ||
10 | Minutes | Mgmt | For | For | For | ||
Galaxy Entertainment Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0027 | CINS Y2679D118 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect Francis LUI Yiu Tung | Mgmt | For | Against | Against | ||
5 | Elect Patrick WONG Lung Tak | Mgmt | For | Against | Against | ||
6 | Directors' Fees | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Glenmark Pharmaceuticals Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLENMARK | CINS Y2711C144 | 09/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | ||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Glenn Saldanha | Mgmt | For | Against | Against | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Appointment of Glenn Saldanha (Chair and Managing Director); Approval of Remuneration | Mgmt | For | Against | Against | ||
7 | Appointment of Cherylann Pinto (Executive Director); Approval of Remuneration | Mgmt | For | Against | Against | ||
8 | Elect Murali Neelakantan | Mgmt | For | Against | Against | ||
9 | Appointment of Murali Neelakantan (Executive Director - GGC); Approval of Remuneration | Mgmt | For | Against | Against | ||
10 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
11 | Amendments to Employee Stock Option Scheme 2016 | Mgmt | For | Against | Against | ||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFNORTE | CINS P49501201 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | CEO's Report and Financial Statements | Mgmt | For | For | For | ||
2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | ||
3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | ||
4 | Report on Audit and Corporate Governance Committee's Operations and Activities | Mgmt | For | For | For | ||
5 | Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | ||
8 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | ||
9 | Elect David Villarreal Montemayor | Mgmt | For | For | For | ||
10 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | ||
11 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||
12 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | For | For | ||
13 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | ||
14 | Elect Eduardo Livas Cantu | Mgmt | For | For | For | ||
15 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||
16 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | ||
17 | Elect Alejandro Burillo Azcarraga | Mgmt | For | For | For | ||
18 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | ||
19 | Elect Alfonso de Angoitia Noriega | Mgmt | For | For | For | ||
20 | Elect Olga Maria del Carmen Sanchez Cordero Davila | Mgmt | For | For | For | ||
21 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | For | For | ||
22 | Election of Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | ||
23 | Election of Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | ||
24 | Election of Carlos de la Isla Corry (Alternate) | Mgmt | For | For | For | ||
25 | Election of Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | ||
26 | Election of Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | ||
27 | Election of Manuel Aznar Nicolin (Alternate) | Mgmt | For | For | For | ||
28 | Election of Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | ||
29 | Election of Robert William Chandler Edwards (Alternate) | Mgmt | For | For | For | ||
30 | Election of Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | ||
31 | Election of Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | ||
32 | Election of Javier Braun Burillo (Alternate) | Mgmt | For | For | For | ||
33 | Election of Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | ||
34 | Election of Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | ||
35 | Election of Eduardo Alejandro Francisco Garcia Villegas (Alternate) | Mgmt | For | For | For | ||
36 | Election of Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | ||
37 | Election of Board Secretary | Mgmt | For | For | For | ||
38 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||
39 | Directors' Fees | Mgmt | For | For | For | ||
40 | Election of the Audit and Corporate Governance Committee Chair | Mgmt | For | For | For | ||
41 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
42 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFNORTE | CINS P49501201 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Dividends | Mgmt | For | For | For | ||
2 | Set Dividend Payment Date | Mgmt | For | For | For | ||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFNORTE | CINS P49501201 | 12/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFNORTE | CINS P49501201 | 12/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Interim Financial Statements | Mgmt | For | For | For | ||
2 | Merger (Grupo Financiero Interacciones) | Mgmt | For | For | For | ||
3 | Amendments to Article 8 (Reconciliation of Share Capital) | Mgmt | For | For | For | ||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Grupo Gicsa SAB De CV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GICSA | CINS P5016G108 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Report of the CEO and External Auditor; Board's Opinion on CEO's Report | Mgmt | For | Abstain | Against | ||
3 | Report of the Board on Accounting Principles | Mgmt | For | Abstain | Against | ||
4 | Report of the Board's Activities | Mgmt | For | Abstain | Against | ||
5 | Financial Statements | Mgmt | For | Abstain | Against | ||
6 | Report of Corporate Governance and Audit Committee | Mgmt | For | Abstain | Against | ||
7 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | ||
8 | Ratification of Board's, Committees' and CEO's Acts; Election of Directors; Election of Committees' Members | Mgmt | For | Abstain | Against | ||
9 | Directors' Fees; Committee Members' Fees | Mgmt | For | Abstain | Against | ||
10 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | Abstain | Against | ||
11 | Constitution of Corporate Social Responsibility Committee | Mgmt | For | Abstain | Against | ||
12 | Election of Meeting Delegates | Mgmt | For | For | For | ||
GT Capital Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTCAP | CINS Y29045104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | CALL TO ORDER | Mgmt | For | For | For | ||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
3 | Meeting Minutes | Mgmt | For | For | For | ||
4 | Annual Report | Mgmt | For | For | For | ||
5 | Ratification of Board, Committees and Management Acts | Mgmt | For | For | For | ||
6 | Elect Arthur V. Ty | Mgmt | For | For | For | ||
7 | Elect Francisco C. Sebastian | Mgmt | For | For | For | ||
8 | Elect Alfred V. Ty | Mgmt | For | For | For | ||
9 | Elect Carmelo Maria Luza Bautista | Mgmt | For | For | For | ||
10 | Elect David T. Go | Mgmt | For | For | For | ||
11 | Elect Regis V. Puno | Mgmt | For | For | For | ||
12 | Elect Pascual M. Garcia III | Mgmt | For | For | For | ||
13 | Elect Jaime Miguel G. Belmonte | Mgmt | For | For | For | ||
14 | Elect Wilfredo A. Paras | Mgmt | For | For | For | ||
15 | Elect Renato C. Valencia | Mgmt | For | For | For | ||
16 | Elect Rene J. Buenaventura | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Scrip Dividend | Mgmt | For | For | For | ||
19 | ADJOURNMENT | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Haier Electronics Group Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1169 | CINS G42313125 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | ||
5 | Elect David YU Hon To | Mgmt | For | Against | Against | ||
6 | Elect Eva CHENG LI Kam Fun | Mgmt | For | For | For | ||
7 | Elect YANG Guang | Mgmt | For | For | For | ||
8 | Elect Gong Shao Lin | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | ||
16 | Amendments to Bye-laws | Mgmt | For | For | For | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Hankook Tire Co., Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
161390 | CINS Y3R57J108 | 03/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Election of Directors (Slate) | Mgmt | For | For | For | ||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
HDFC Bank Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HDFCBANK | CINS Y3119P174 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Keki M. Mistry | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | ||
6 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | ||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Housing Development Finance Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HDFC | CINS Y37246207 | 02/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Increase in Authorized Capital; Amendment to Memorandum | Mgmt | For | For | For | ||
3 | Authority to Issue Shares w/o Preemptive Rights: Preferential Basis | Mgmt | For | For | For | ||
4 | Authority to Issue Shares w/o Preemptive Rights: Qualified Institutions Placement Basis | Mgmt | For | For | For | ||
5 | Related Party Transactions | Mgmt | For | For | For | ||
Housing Development Finance Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HDFC | CINS Y37246207 | 07/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | ||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Renu Sud Karnad | Mgmt | For | Against | Against | ||
5 | Elect V. Srinivasa Rangan | Mgmt | For | Against | Against | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
8 | Related Party Transactions with HDFC Bank Limited | Mgmt | For | For | For | ||
9 | Revision of Remuneration of Whole-time Directors | Mgmt | For | For | For | ||
10 | Adoption of New Articles | Mgmt | For | Against | Against | ||
Hu Lane Associate Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6279 | CINS Y3759R100 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | 2017 Annual Financial Statements | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Huatai Securities Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6886 | CINS Y37426114 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Final Financial Report | Mgmt | For | For | For | ||
6 | Annual Report | Mgmt | For | For | For | ||
7 | Related Party Transactions (Jiangsu Guoxin Investment Group) | Mgmt | For | For | For | ||
8 | Related Party Transactions (Jiangsu Communications Holding Co. Ltd) | Mgmt | For | For | For | ||
9 | Related Party Transactions (Govtor Capital Group Co., Ltd.) | Mgmt | For | For | For | ||
10 | Related Party Transactions (Jiangsu SOHO Holdings Group Co., Ltd.) | Mgmt | For | For | For | ||
11 | Related Party Transactions (Other Parties) | Mgmt | For | For | For | ||
12 | 2018 Proprietary Investment Budget | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Amendments to Procedural Rules for Related Party Transactions | Mgmt | For | For | For | ||
15 | Elect CHEN Zhibin | Mgmt | For | For | For | ||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
17 | Amendments to Articles | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Extension of Validity Period of Non-public Issuance | Mgmt | For | For | For | ||
20 | Extension of Validity Period of Authorization | Mgmt | For | For | For | ||
Hypera SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles 1 (Company's Name) | Mgmt | For | For | For | ||
2 | Amendments to Articles 24 and 28; Removal of Article 35 (Management Board) | Mgmt | For | For | For | ||
3 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | For | For | ||
4 | Consolidations of Articles | Mgmt | For | For | For | ||
5 | Adoption of Matching Share Plan | Mgmt | For | For | For | ||
6 | Ratify Updated Global Remuneration Amount for 2016 | Mgmt | For | For | For | ||
7 | Amendments to Matching Shares Plan | Mgmt | For | For | For | ||
8 | Amendments to Restricted Shares Plan | Mgmt | For | For | For | ||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Hypera SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Policy | Mgmt | For | Against | Against | ||
4 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | ||
Hypermarcas SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HYPE3 | CINS P5230A101 | 2/7/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Change of Company Name | Mgmt | For | For | For | ||
4 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Hyundai Motor | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005380 | CINS Y38472109 | 03/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Elect HA Eon Tae | Mgmt | For | For | For | ||
3 | Elect LEE Dong Kyu | Mgmt | For | Against | Against | ||
4 | Elect LEE Byung Gook | Mgmt | For | For | For | ||
5 | Election of Audit Committee Members: LEE Dong Kyu | Mgmt | For | Against | Against | ||
6 | Election of Audit Committee Members: LEE Byung Gook | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
Inari Amertron Berhad | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INARI | CINS Y3887U108 | 03/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Malaysia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Bonus Share Issuance | Mgmt | For | For | For | ||
Inari Amertron Berhad | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INARI | CINS Y3887U108 | 11/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Malaysia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Fees | Mgmt | For | For | For | ||
2 | Elect FOO Kok Siew | Mgmt | For | For | For | ||
3 | Elect OH Seong Lye | Mgmt | For | For | For | ||
4 | Elect LAU Kean Cheong | Mgmt | For | Against | Against | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Industrial & Commercial Bank Of China | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | ||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | ||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | ||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | ||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | ||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Industrial & Commercial Bank of China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | ||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Elect CHENG Fengchao | Mgmt | For | Against | Against | ||
10 | Amendments to Articles | Mgmt | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Infraestructura Energetica Nova S.A.B. DE C.V | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IENOVA | CINS P5R19K107 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Election of Directors; Election of Committees Chairs and Members | Mgmt | For | For | For | ||
3 | Directors' Fees; Committee Members' Fees; Secretary's Fees | Mgmt | For | Against | Against | ||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Infraestructura Energetica Nova S.A.B. DE C.V | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IENOVA | CINS P5R19K107 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Authority to Create a Share Repurchase Reserve | Mgmt | For | Abstain | Against | ||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Itaú Unibanco Holding SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITUB3 | CINS P5968U113 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Request Separate Election for Board Member (Preferred Shareholders) | Mgmt | N/A | Abstain | N/A | ||
5 | Cumulate Preferred and Common Shares | Mgmt | N/A | Abstain | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Elect Carlos Roberto de Albuquerque Sa as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | N/A | For | N/A | ||
8 | Elect Eduardo Azevedo do Valle as Alternate Supervisory Council Member Presented by Preferred Shareholders | Mgmt | N/A | For | N/A | ||
ITC Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITC | CINS Y4211T171 | 07/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Suryakant B. Mainak | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
5 | Elect Zafir Alam | Mgmt | For | For | For | ||
6 | Elect David Robert Simpson | Mgmt | For | For | For | ||
7 | Elect Ashok Malik | Mgmt | For | For | For | ||
8 | Amendments to Remuneration of Yogesh Chander Deveshwar (Non-Executive Chairman) | Mgmt | For | For | For | ||
9 | Amendments to Remuneration of Sanjiv Puri (CEO and Whole-Time Director) | Mgmt | For | For | For | ||
10 | Authority to Set Cost Auditor's Fees: Mr. P. Raju Iyer | Mgmt | For | For | For | ||
11 | Authority to Set Cost Auditor's Fees: Messrs. Shome & Banerjee | Mgmt | For | For | For | ||
JSE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JSE | CINS S4254A102 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Re-elect Mantsika A. Matooane | Mgmt | For | For | For | ||
3 | Re-elect Aarti Takoordeen | Mgmt | For | For | For | ||
4 | Re-elect Nigel G. Payne | Mgmt | For | For | For | ||
5 | Elect Nolitha V. Fakude | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Elect Audit Committee Member (Suresh Kana) | Mgmt | For | For | For | ||
8 | Elect Audit Committee Member (Nigel Payne) | Mgmt | For | For | For | ||
9 | Elect Audit Committee Member (Mantsika Matooane) | Mgmt | For | For | For | ||
10 | Approve Remuneration Policy | Mgmt | For | For | For | ||
11 | Approve Implementation of Remuneration Policy | Mgmt | For | For | For | ||
12 | Approve Long-Term Incentive Scheme 2018 | Mgmt | For | For | For | ||
13 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Approve Financial Assistance (Sections 44 and 45) | Mgmt | For | For | For | ||
16 | Authority to Issue Shares Pursuant to the Long-Term Incentive Scheme | Mgmt | For | For | For | ||
17 | Approve Financial Assistance (LTIS 2018) | Mgmt | For | For | For | ||
18 | Approve NEDs' Fees | Mgmt | For | For | For | ||
Kangwon Land, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
035250 | CINS Y4581L105 | 03/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Amendments to Articles | Mgmt | For | Against | Against | ||
3 | Directors' Fees | Mgmt | For | Against | Against | ||
Kangwon Land, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
035250 | CINS Y4581L105 | 12/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Elect MOON Tae Gon | Mgmt | For | Against | Against | ||
4 | Elect YOO Tae Yeol | Mgmt | For | N/A | N/A | ||
5 | Elect LEE Seung Jin | Mgmt | For | N/A | N/A | ||
6 | Elect LEE Wook | Mgmt | For | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Elect KIM Sung Won | Mgmt | For | Against | Against | ||
9 | Elect Seok In Young | Mgmt | For | Against | Against | ||
10 | Elect SUNG Chul Kyung | Mgmt | For | Against | Against | ||
11 | Elect HAN Hyung Min | Mgmt | For | Against | Against | ||
12 | Elect KWON Soon Rok | Mgmt | For | For | For | ||
13 | Elect YANG Min Seok | Mgmt | For | For | For | ||
14 | Elect KIM Joo Il | Mgmt | For | For | For | ||
15 | Elect KIM Jin Kak | Mgmt | For | For | For | ||
16 | Elect LEE Yoon Jae | Mgmt | For | For | For | ||
17 | Directors' Fees | Mgmt | For | Against | Against | ||
KAZ Minerals Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KAZ | CINS G5221U108 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Alison Baker | Mgmt | For | For | For | ||
4 | Elect Oleg Novachuk | Mgmt | For | Against | Against | ||
5 | Elect Andrew Southam | Mgmt | For | For | For | ||
6 | Elect Lynda Armstrong | Mgmt | For | For | For | ||
7 | Elect Vladimir Kim | Mgmt | For | For | For | ||
8 | Elect Michael Lynch-Bell | Mgmt | For | For | For | ||
9 | Elect John MacKenzie | Mgmt | For | For | For | ||
10 | Elect Charles Watson | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Proposal) | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Kingpak Technology Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6238 | CINS Y11476101 | 04/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendment to Use of Proceeds | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Elect WU Guo-Zeng as Director | Mgmt | For | For | For | ||
6 | Non-compete Restrictions for a Director | Mgmt | For | For | For | ||
Komercni Banka | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KOMB | CINS X45471111 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Czech Republic | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | Against | Against | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Financial Statements (Consolidated) | Mgmt | For | For | For | ||
9 | Financial Statements | Mgmt | For | For | For | ||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
11 | Election of Audit Committee Member | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
Korea Aerospace Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
047810 | CINS Y4838Q105 | 03/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Directors' Fees | Mgmt | For | For | For | ||
Korea Aerospace Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
047810 | CINS Y4838Q105 | 10/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect KIM Jo Won | Mgmt | For | For | For | ||
Kroton Educacional SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KROT3 | CINS P6115V251 | 09/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Board Size | Mgmt | For | For | For | ||
4 | Request Cumulative Voting | Mgmt | For | Abstain | Against | ||
5 | Election of Directors | Mgmt | For | Against | Against | ||
6 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Against | N/A | ||
7 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | Abstain | N/A | ||
8 | Elect Altamiro Belo Galindo | Mgmt | N/A | Abstain | N/A | ||
9 | Elect Barbara Elisabeth Laffranchi | Mgmt | N/A | Abstain | N/A | ||
10 | Elect Evando Jose Neiva | Mgmt | N/A | Abstain | N/A | ||
11 | Elect Gabriel Mario Rodrigues | Mgmt | N/A | Abstain | N/A | ||
12 | Elect Julio Fernando Cabizuca | Mgmt | N/A | Abstain | N/A | ||
13 | Elect Luiz Antonio de Moraes Carvalho | Mgmt | N/A | Abstain | N/A | ||
14 | Elect Nicolau Ferreira Chacur | Mgmt | N/A | Abstain | N/A | ||
15 | Elect Walfrido Silvino dos Mares Guia Neto | Mgmt | N/A | Abstain | N/A | ||
16 | Instruction if Meeting is Held on Second Call | Mgmt | N/A | Against | N/A | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
L G Chemical | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
051910 | CINS Y52758102 | 03/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Elect PARK Jin Su | Mgmt | For | For | For | ||
3 | Elect KIM Moon Soo | Mgmt | For | For | For | ||
4 | Election of Audit Committee Member: KIM Moon Soo | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | For | For | ||
Life Healthcare Group Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LHC | CINS S4682C100 | 01/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Re-elect Mustaq A. Enus-Brey | Mgmt | For | For | For | ||
2 | Re-elect Garth C. Solomon | Mgmt | For | For | For | ||
3 | Elect Mahlape Sello | Mgmt | For | For | For | ||
4 | Elect Audrey Mothupi | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Audit Committee Member (Peter J. Golesworthy) | Mgmt | For | For | For | ||
7 | Elect Audit Committee Member (Audrey Mothupi) | Mgmt | For | For | For | ||
8 | Elect Audit Committee Member (Royden T. Vice) | Mgmt | For | For | For | ||
9 | Elect Audit Committee Member (Garth C. Solomon) | Mgmt | For | For | For | ||
10 | Approve Remuneration Policy | Mgmt | For | For | For | ||
11 | Approve Remuneration Implementation Report | Mgmt | For | For | For | ||
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Approve Financial Assistance | Mgmt | For | For | For | ||
15 | Approve NEDs' Fees | Mgmt | For | For | For | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Magnit PAO | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGNT | CINS X51729105 | 08/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Russian Federation | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Interim Dividends (1H2017) | Mgmt | For | For | For | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Mando Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
204320 | CINS Y5762B113 | 03/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect SONG Beom Seok | Mgmt | For | For | For | ||
3 | Elect KIM Gwang Geun | Mgmt | For | For | For | ||
4 | Elect TAK Il Hwan | Mgmt | For | For | For | ||
5 | Elect KIM Man Yeong | Mgmt | For | For | For | ||
6 | Directors' Fees | Mgmt | For | For | For | ||
7 | Amendments to Articles regarding Authorized Share Capital | Mgmt | For | For | For | ||
8 | Amendments to Articles regarding Class of Shares | Mgmt | For | Against | Against | ||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Mavi Giyim Sanayi Ve Ticaret A.S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAVI | CINS M68551114 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Turkey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
5 | Internal Regulation of General Assembly | Mgmt | For | For | For | ||
6 | Directors' Report | Mgmt | For | For | For | ||
7 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
8 | Financial Statements | Mgmt | For | For | For | ||
9 | Ratification of Co-Option of Directors | Mgmt | For | For | For | ||
10 | Ratification of Board Acts | Mgmt | For | For | For | ||
11 | Election of Directors; Board Term Length | Mgmt | For | For | For | ||
12 | Presentation of Compensation Policy; Director Fees (FY2017) | Mgmt | For | For | For | ||
13 | Directors' Fees (FY2018) | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Dividend Policy | Mgmt | For | For | For | ||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
17 | Amendments to Articles | Mgmt | For | For | For | ||
18 | Charitable Donations Policy | Mgmt | For | For | For | ||
19 | Charitable Donations (FY2017) | Mgmt | For | For | For | ||
20 | Limit on Charitable Donations (FY2018) | Mgmt | For | For | For | ||
21 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
22 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
23 | Wishes | Mgmt | For | For | For | ||
MediaTek Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2454 | CINS Y5945U103 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Allocation of Dividends from Share Premium Account | Mgmt | For | For | For | ||
4 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||
5 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | ||
6 | Elect TSAI Ming-Kai | Mgmt | For | For | For | ||
7 | Elect TSAI Rick | Mgmt | For | For | For | ||
8 | Elect HSIEH Ching-Jiang | Mgmt | For | For | For | ||
9 | Elect SUN Cheng-Yaw | Mgmt | For | For | For | ||
10 | Elect KIN Lian-Fang | Mgmt | For | For | For | ||
11 | Elect LIANG Wayne | Mgmt | For | For | For | ||
12 | Elect WU Chung-Yu | Mgmt | For | For | For | ||
13 | Elect CHANG Peng-Heng | Mgmt | For | For | For | ||
14 | Elect TANG Ming-Je | Mgmt | For | For | For | ||
15 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||
Metropolitan Bank & Trust Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MBT | CINS Y6028G136 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | CALL TO ORDER | Mgmt | For | For | For | ||
3 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
4 | Meeting Minutes | Mgmt | For | For | For | ||
5 | President's Report | Mgmt | For | For | For | ||
6 | Ratification of Board, Committees and Management Acts | Mgmt | For | For | For | ||
7 | Elect Arthur V. Ty | Mgmt | For | Against | Against | ||
8 | Elect Francisco C. Sebastian | Mgmt | For | For | For | ||
9 | Elect Fabian S. Dee | Mgmt | For | For | For | ||
10 | Elect Jesli A. Lapus | Mgmt | For | For | For | ||
11 | Elect Alfred V. Ty | Mgmt | For | For | For | ||
12 | Elect Robin A. King | Mgmt | For | For | For | ||
13 | Elect Rex C. Drilon II | Mgmt | For | For | For | ||
14 | Elect Edmund A. Go | Mgmt | For | For | For | ||
15 | Elect Francisco F. Del Rosario, Jr. | Mgmt | For | For | For | ||
16 | Elect Vicente R. Cuna Jr. | Mgmt | For | For | For | ||
17 | Elect Edgar O. Chua | Mgmt | For | For | For | ||
18 | Elect Solomon S. Cua | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
21 | ADJOURNMENT | Mgmt | For | For | For | ||
Naspers Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NPN | CINS S53435103 | 08/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Elect Emilie M. Choi | Mgmt | For | For | For | ||
5 | Re-elect Jacobus (Koos) P. Bekker | Mgmt | For | For | For | ||
6 | Re-elect Steve J.Z. Pacak | Mgmt | For | For | For | ||
7 | Re-elect Fred Phaswana | Mgmt | For | For | For | ||
8 | Re-elect Ben J. van der Ross | Mgmt | For | For | For | ||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | Against | Against | ||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | ||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | ||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | Against | Against | ||
13 | Approve Remuneration Policy | Mgmt | For | Against | Against | ||
14 | General Authority to Issue Shares | Mgmt | For | Against | Against | ||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||
16 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | Against | Against | ||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | ||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | ||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | ||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | ||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | ||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | ||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | ||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | ||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | ||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | ||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | ||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | ||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | ||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | ||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | ||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | Against | Against | ||
NAVER Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
035420 | CINS Y62579100 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect CHOI In Hyuk | Mgmt | For | Against | Against | ||
5 | Elect LEE In Moo | Mgmt | For | For | For | ||
6 | Electon of Audit Committee Member: LEE In Moo | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | ||
Orion Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
271560 | CINS Y6S90M128 | 03/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Elect PARK Jong Gu | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Corporate Auditors' Fees | Mgmt | For | Against | Against | ||
5 | Adoption of Executive Officer Retirement Allowance | Mgmt | For | Against | Against | ||
6 | Election of Audit Committee Members (Slate) | Mgmt | For | Against | Against | ||
Parade Technologies, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4966 | CINS G6892A108 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Accounts and Reports of Consolidated Financial Statements | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Employee Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Amendments to Articles | Mgmt | For | For | For | ||
Parag Milk Foods Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PARAGMILK | CINS Y6727Q104 | 04/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Reclassification of Promoter | Mgmt | For | For | For | ||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | ||
Parag Milk Foods Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PARAGMILK | CINS Y6727Q104 | 08/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports: Standalone Financial Statements | Mgmt | For | For | For | ||
3 | Accounts and Reports: Consolidated Financial Statements | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Devendra Shah | Mgmt | For | Against | Against | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Revised Remuneration of Devendra Shah (Exectuive Chairman) | Mgmt | For | For | For | ||
8 | Revised Remuneration of Pritam Shah (Managing Director) | Mgmt | For | For | For | ||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 03/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect MIAO Jianmin | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Amendments to Rules of Procedures for Shareholders' Meetings | Mgmt | For | For | For | ||
6 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | ||
7 | Amendments to Rules of Procedures for Supervisory Committee | Mgmt | For | For | For | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect XIE Yiqun | Mgmt | For | For | For | ||
4 | Directors' Report | Mgmt | For | For | For | ||
5 | Supervisors' Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Supervisors' Fees | Mgmt | For | For | For | ||
9 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
11 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 10/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect YUN Zhen | Mgmt | For | For | For | ||
4 | Elect WANG Dedi | Mgmt | For | For | For | ||
5 | Elect QU Xiaohui | Mgmt | For | For | For | ||
Pilipinas Shell Petroleum Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHLPH | CINS Y6980U107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | CALL TO ORDER | Mgmt | For | For | For | ||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
3 | Meeting Minutes | Mgmt | For | For | For | ||
4 | President's Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Amendments to By-Laws | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Elect Asada Harinsuit | Mgmt | For | For | For | ||
9 | Elect Cesar G. Romero | Mgmt | For | Against | Against | ||
10 | Elect Mona Lisa Bautista de la Cruz | Mgmt | For | For | For | ||
11 | Elect Anabil Dutta | Mgmt | For | Against | Against | ||
12 | Elect Dennis G. Gamab | Mgmt | For | For | For | ||
13 | Elect Luis C. la O | Mgmt | For | For | For | ||
14 | Elect Jose Jerome Rivera Pascual III | Mgmt | For | For | For | ||
15 | Elect Anthony Lawrence D. Yam | Mgmt | For | For | For | ||
16 | Elect Cesar A. Buenaventura | Mgmt | For | Against | Against | ||
17 | Elect Fernando Zobel de Ayala | Mgmt | For | Against | Against | ||
18 | Elect Lydia B. Echauz | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | ADJOURNMENT | Mgmt | For | For | For | ||
Ping An Insurance (Group) Company of China, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
Ping An Insurance (Group) Company of China, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | ||
Ping An Insurance (Group) Company of China, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2318 | CINS Y69790106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Annual Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Elect MA Mingzhe | Mgmt | For | For | For | ||
10 | Elect SUN Jianyi | Mgmt | For | For | For | ||
11 | Elect REN Huichuan | Mgmt | For | Against | Against | ||
12 | Elect Jason YAO Bo | Mgmt | For | For | For | ||
13 | Elect LEE Yuansiong | Mgmt | For | For | For | ||
14 | Elect CAI Fangfang | Mgmt | For | For | For | ||
15 | Elect Soopakij Chearavanont | Mgmt | For | Against | Against | ||
16 | Elect YANG Xiaoping | Mgmt | For | Against | Against | ||
17 | Elect WANG Yongjian | Mgmt | For | For | For | ||
18 | Elect LIU Chong | Mgmt | For | For | For | ||
19 | Elect Dicky Peter YIP | Mgmt | For | For | For | ||
20 | Elect Oscar WONG Sai Hung | Mgmt | For | For | For | ||
21 | Elect SUN Dongdong | Mgmt | For | Against | Against | ||
22 | Elect GE Ming | Mgmt | For | For | For | ||
23 | Elect OUYANG Hui | Mgmt | For | For | For | ||
24 | Elect GU Liji | Mgmt | For | For | For | ||
25 | Elect HUANG Baokui | Mgmt | For | For | For | ||
26 | Elect ZHANG Wangjin | Mgmt | For | For | For | ||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
28 | Allocation of Special Dividend | Mgmt | For | For | For | ||
29 | Adoption of the Shanghai Jahwa Equity Incentive Scheme | Mgmt | For | For | For | ||
PJSC Lukoil | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LKOH | CINS 69343P105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Russian Federation | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
7 | Elect Igor S. Ivanov | Mgmt | N/A | Abstain | N/A | ||
8 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | ||
9 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
10 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
11 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | ||
12 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | ||
13 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
14 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
16 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
17 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | ||
18 | Directors' Fees (FY2017) | Mgmt | For | For | For | ||
19 | Directors' Fees (FY2018) | Mgmt | For | For | For | ||
20 | Audit Commission Members' Fees (FY2017) | Mgmt | For | For | For | ||
21 | Audit Commission Members' Fees (FY2018) | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Amendments to Articles | Mgmt | For | For | For | ||
24 | D&O Insurance | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
PJSC Lukoil | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LKOH | CINS 69343P105 | 12/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Russian Federation | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Approval of the Company's Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs | Mgmt | For | For | For | ||
5 | Related Party Transactions | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Play Communications S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLY | CINS L7635Y118 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Poland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||
2 | Financial Statements (Separate) | Mgmt | For | For | For | ||
3 | Financial Statements (Consolidated) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Value Development Program 4 bis | Mgmt | For | Against | Against | ||
8 | Performance Incentive Program V2. | Mgmt | For | Against | Against | ||
Play Communications S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLY | CINS L7635Y118 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Poland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
Power Grid Corporation of India Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POWERGRID | CINS Y7028N105 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Ravi P. Singh | Mgmt | For | Against | Against | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||
5 | Elect K. Sreekant | Mgmt | For | For | For | ||
6 | Elect Prabhakar Singh | Mgmt | For | Against | Against | ||
7 | Elect Tse Ten Dorji | Mgmt | For | For | For | ||
8 | Ratify Appointment of Jyotika Kalra | Mgmt | For | For | For | ||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||
11 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | ||
12 | Amendments to Memorandum | Mgmt | For | For | For | ||
13 | Amendments to Articles | Mgmt | For | For | For | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Prestige Estates Projects Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRESTIGE | CINS Y707AN101 | 09/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Irfan Razack | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
6 | Authorize Board to Determine Fees for Delivery of Documents | Mgmt | For | For | For | ||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
8 | Amendment to Remuneration of Noaman Razack (Whole-Time Director) | Mgmt | For | For | For | ||
PT Matahari Department Store Tbk | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LPPF | CINS Y7139L105 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Indonesia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
4 | Election of Directors and/or Commissioners (Slate); Approval of Fees | Mgmt | For | Against | Against | ||
PT Sumber Alfaria Trijaya Terbuka | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMRT | CINS Y71362118 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Indonesia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Use of Proceeds from 2017 Bond Issuance | Mgmt | For | For | For | ||
4 | Use of Proceeds from 2018 Bond Issuance | Mgmt | For | For | For | ||
5 | Resignation of Commissioner | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
7 | Commissioners' Fees | Mgmt | For | For | For | ||
S H Kelkar and Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHK | CINS Y7T57W116 | 08/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Amit Dixit | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
S H Kelkar and Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHK | CINS Y7T57W116 | 11/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Adoption of SH Kelkar Stock Appreciation Rights Scheme 2017 (the "Scheme") | Mgmt | For | Against | Against | ||
3 | Extension of the Scheme to Subsidiaries | Mgmt | For | Against | Against | ||
4 | Acquisition of the Company's Shares on the Secondary Market to Implement the Scheme | Mgmt | For | Against | Against | ||
5 | Provision of Loan to Employee Benefits Trust to Purchase Shares to Implement the Scheme | Mgmt | For | Against | Against | ||
S.A.C.I. Falabella | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FALABELLA | CINS P3880F108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Chile | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Financial Statements | Mgmt | For | For | For | ||
2 | Auditor's Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Dividend Policy | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | Against | Against | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Risk Rating Agency | Mgmt | For | For | For | ||
8 | Publication of Company Notices | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Report of the Directors' Committee | Mgmt | For | For | For | ||
11 | Directors' Committee Fees | Mgmt | For | Against | Against | ||
12 | Directors' Committee Budget | Mgmt | For | Against | Against | ||
Samsung Electronics | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | ||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | ||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | ||
5 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | ||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | ||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | ||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | ||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | ||
Sasol Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SOL | CINS 803866102 | 11/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Re-elect Mandla S.V. Gantsho | Mgmt | For | For | For | ||
2 | Re-elect Nomgando N.A. Matyumza | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Re-elect Zamani (Moses) Mkhize | Mgmt | For | For | For | ||
5 | Re-elect Stephen Westwell | Mgmt | For | For | For | ||
6 | Elect Gesina (Trix) M.B. Kennealy | Mgmt | For | For | For | ||
7 | Elect Mpho E.K. Nkeli | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Elect Audit Committee Member (Colin Beggs) | Mgmt | For | For | For | ||
10 | Elect Audit Committee Member (Trix Kennealy) | Mgmt | For | For | For | ||
11 | Elect Audit Committee Member (Nomgando Matyumza) | Mgmt | For | For | For | ||
12 | Elect Audit Committee Member (JJ Njeke) | Mgmt | For | For | For | ||
13 | Elect Audit Committee Member (Stephen Westwell) | Mgmt | For | For | For | ||
14 | Approve Remuneration Policy (Policy) | Mgmt | For | For | For | ||
15 | Approve Remuneration Policy (Implementation) | Mgmt | For | For | For | ||
16 | Approve NEDs' Fees | Mgmt | For | For | For | ||
17 | Specific Authority to Repurchase Shares ("Sasol Investment Company") | Mgmt | For | For | For | ||
18 | General Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | ||
Sasol Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SOL | CINS 803866102 | 11/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | ||
2 | Amendment to Memorandum (Redesignation Date) | Mgmt | For | For | For | ||
3 | Amendment to Memorandum (Clause 39.4.3.2) | Mgmt | For | For | For | ||
4 | Amendment to Memorandum (Share Terms and Related Contracts) | Mgmt | For | For | For | ||
5 | Increase in Authorised Capital | Mgmt | For | For | For | ||
6 | Amendment to Memorandum (Clause 9.1) | Mgmt | For | For | For | ||
7 | Approve Employee Share Ownership Plan | Mgmt | For | For | For | ||
8 | Authority to Issue Bonus Shares (SOLBE1 - Bonus Award) | Mgmt | For | For | For | ||
9 | Authority to Issue Shares (SOLBE1 - Sasol Khanyisa Invitation) | Mgmt | For | For | For | ||
10 | Authority to Issue Shares (SOLBE1 - Trustees of Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | ||
11 | Authority to Issue Shares (SOLBE1 - Additional Issuance) | Mgmt | For | For | For | ||
12 | Authority to Issue Shares (SOBLE1 - Automatic Share Exchange) | Mgmt | For | For | For | ||
13 | Authority to Issue Shares (SOL - Trustees of Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | ||
14 | Authority to Issue Shares (SOL - Additional Issuance) | Mgmt | For | For | For | ||
15 | Approve Financial Assistance (Sasol Khanyisa ESOP Trust - SOLBE1 Shares) | Mgmt | For | For | For | ||
16 | Approve Financial Assistance (Ordinary Shares - Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | ||
17 | Approve Financial Assistance (Sasol Khanyisa Shares) | Mgmt | For | For | For | ||
18 | Approve Financial Assistance (SOLBE1 Shares) | Mgmt | For | For | For | ||
19 | Approve Financial Assistance (SSA Khanyisa Shares) | Mgmt | For | For | For | ||
20 | Approve Financial Assistance (SSA Ordinary Shares) | Mgmt | For | For | For | ||
21 | Authority to Issue Shares (Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | ||
22 | Authority to Issue Shares (FundCo) | Mgmt | For | For | For | ||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Sberbank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBER | CINS X76317100 | 06/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Russian Federation | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Annual Report | Mgmt | For | For | For | ||
3 | Financial Statements | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | Against | Against | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Elect Esko Tapani Aho | Mgmt | For | For | For | ||
8 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | For | ||
9 | Elect Valery P. Goreglyad | Mgmt | For | Against | Against | ||
10 | Elect Herman O. Gref | Mgmt | For | Against | Against | ||
11 | Elect Bella I. Zlatkis | Mgmt | For | Against | Against | ||
12 | Elect Nadezhda Y. Ivanova | Mgmt | For | Against | Against | ||
13 | Elect Sergey M. Ignatyev | Mgmt | For | Against | Against | ||
14 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | For | ||
15 | Elect Vladimir A. Mau | Mgmt | For | Against | Against | ||
16 | Elect Gennady G. Melikyan | Mgmt | For | For | For | ||
17 | Elect Maksim S. Oreshkin | Mgmt | For | Against | Against | ||
18 | Elect Olga N. Skorobogatova | Mgmt | For | Against | Against | ||
19 | Elect Nadia Wells | Mgmt | For | For | For | ||
20 | Elect Sergei A. Shvetsov | Mgmt | For | Against | Against | ||
21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | ||
22 | Elect Natalya P. Borodina | Mgmt | For | For | For | ||
23 | Elect Maria S. Voloshina | Mgmt | For | For | For | ||
24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | ||
25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | ||
26 | Elect Irina B. Litvinova | Mgmt | For | For | For | ||
27 | Elect Alexey E. Minenko | Mgmt | For | For | For | ||
28 | D&O Insurance | Mgmt | For | For | For | ||
29 | Amendments to Articles | Mgmt | For | For | For | ||
SFA Engineering Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
056190 | CINS Y7676C104 | 03/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
2 | Elect KIM Young Min | Mgmt | For | For | For | ||
3 | Elect LEE Myung Jae | Mgmt | For | For | For | ||
4 | Elect JEON Yong Bae | Mgmt | For | For | For | ||
5 | Elect JO In Hwae | Mgmt | For | For | For | ||
6 | Elect JANG Soon Nam | Mgmt | For | For | For | ||
7 | Election of Audit Committee Member: JO In Hwae | Mgmt | For | For | For | ||
8 | Election of Audit Committee Member: JANG Soon Nam | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
Sino Biopharmaceutical Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1177 | CINS G8167W138 | 02/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | The First Agreement | Mgmt | For | For | For | ||
4 | The Second Agreement | Mgmt | For | For | For | ||
5 | Issuance of Consideration Shares | Mgmt | For | For | For | ||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||
7 | Whitewash Waiver | Mgmt | For | For | For | ||
Sino Biopharmaceutical Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1177 | CINS G8167W138 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect TSE Ping | Mgmt | For | For | For | ||
6 | Elect LI Mingqin | Mgmt | For | For | For | ||
7 | Elect LU Zhengfei | Mgmt | For | For | For | ||
8 | Elect LI Dakui | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
14 | Bonus Share Issuance | Mgmt | For | For | For | ||
Sinopharm Group Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1099 | CINS Y8008N107 | 03/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect RONG Yan | Mgmt | For | Against | Against | ||
4 | Elect WU Yijian | Mgmt | For | Against | Against | ||
5 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | ||
Sinopharm Group Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1099 | CINS Y8008N107 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Supervisors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||
11 | Amendments to Procedural Rules of Board of Directors | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Amendments to Articles | Mgmt | For | For | For | ||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
SK Hynix Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000660 | CINS Y8085F100 | 03/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | Against | Against | ||
3 | Elect SONG Ho Geun | Mgmt | For | For | For | ||
4 | Elect JO Heon Jae | Mgmt | For | For | For | ||
5 | Elect YOON Tae Hwa | Mgmt | For | For | For | ||
6 | Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Share Option Grant | Mgmt | For | For | For | ||
9 | Share Options Previously Granted by Board Resolution | Mgmt | For | For | For | ||
Sunny Optical Technology Group Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2382 | CINS G8586D109 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect YE Liaoning | Mgmt | For | For | For | ||
6 | Elect WANG Wenjie | Mgmt | For | For | For | ||
7 | Elect Feng Hua Jun | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect F.C. TSENG | Mgmt | For | For | For | ||
5 | Elect Mei-ling Chen | Mgmt | For | For | For | ||
6 | Elect Mark LIU | Mgmt | For | For | For | ||
7 | Elect C.C. WEI | Mgmt | For | For | For | ||
8 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
9 | Elect SHIH Stan | Mgmt | For | For | For | ||
10 | Elect Thomas J. Engibous | Mgmt | For | Against | Against | ||
11 | Elect CHEN Kok-Choo | Mgmt | For | For | For | ||
12 | Elect Michael R. Splinter | Mgmt | For | For | For | ||
Tencent Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
700 | CINS G87572163 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LI Dong Sheng | Mgmt | For | For | For | ||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Tofas Turk Otomobil Fabrikasi A.S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TOASO | CINS M87892101 | 03/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Turkey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
5 | Directors' Report | Mgmt | For | For | For | ||
6 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
7 | Financial Statements | Mgmt | For | For | For | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
11 | Compensation Policy | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Charitable Donations | Mgmt | For | For | For | ||
15 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
17 | Wishes | Mgmt | For | For | For | ||
Ulker Biskuvi Sanayi A.S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULKER | CINS M90358108 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Turkey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
5 | Minutes | Mgmt | For | For | For | ||
6 | Presentation of Directors' Report | Mgmt | For | For | For | ||
7 | Presentation of Auditors' Report | Mgmt | For | For | For | ||
8 | Financial Statements | Mgmt | For | For | For | ||
9 | Ratification of Board Acts | Mgmt | For | For | For | ||
10 | Amendment to Article 7 Regarding Authorised Capital | Mgmt | For | Against | Against | ||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Charitable Donations | Mgmt | For | For | For | ||
14 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
15 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | ||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
17 | Wishes; Closing | Mgmt | For | For | For | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Ulker Biskuvi Sanayi A.S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULKER | CINS M90358108 | 09/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Turkey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Opening | Mgmt | For | For | For | ||
5 | Minutes | Mgmt | For | For | For | ||
6 | Elect Mehmet Aydin Muderrisoglu | Mgmt | For | For | For | ||
7 | Authorisation of Transactions | Mgmt | For | Abstain | Against | ||
8 | Closing | Mgmt | For | For | For | ||
Unifin Financiera SAB DE CV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNIFIN | CINS P94461103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | CEO and Auditor's Report | Mgmt | For | Abstain | Against | ||
2 | Report of the Board of Directors | Mgmt | For | Abstain | Against | ||
3 | Operations and Activities Report | Mgmt | For | Abstain | Against | ||
4 | Audited Financial Statements | Mgmt | For | Abstain | Against | ||
5 | Audit and Corporate Governance Committee Reports | Mgmt | For | Abstain | Against | ||
6 | Report on Tax Compliance | Mgmt | For | Abstain | Against | ||
7 | Authority to Increase Legal Reserve | Mgmt | For | Abstain | Against | ||
8 | Allocation of Dividends | Mgmt | For | Abstain | Against | ||
9 | Authority to Repurchase Shares; Report on Share Repurchase Program | Mgmt | For | Abstain | Against | ||
10 | Election of Directors | Mgmt | For | Abstain | Against | ||
11 | Election of Committee Members and Chair | Mgmt | For | Abstain | Against | ||
12 | Election of Secretary and Deputy Secretary; Directors' Fees | Mgmt | For | Abstain | Against | ||
13 | Cancellation of Shares | Mgmt | For | For | For | ||
14 | Approve Financing Plan | Mgmt | For | Abstain | Against | ||
15 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Unifin Financiera SAB DE CV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNIFIN | CINS P94461103 | 11/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Abstain | Against | ||
2 | Authority to Increase Share Capital (Treasury Shares) | Mgmt | For | Abstain | Against | ||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Vedanta Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VEDL | CINS Y9364D105 | 07/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Tom Albanese | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
5 | Elect and Appoint G.R. Arun Kumar (CFO): Approval of Remuneration | Mgmt | For | For | For | ||
6 | Appointment of Thomas Albanese (CEO); Approval of Remuneration | Mgmt | For | For | For | ||
7 | Elect Krishnamurthi Venkataramanan | Mgmt | For | For | For | ||
8 | Elect Aman S. Mehta | Mgmt | For | For | For | ||
9 | Elect Priya Agarwal | Mgmt | For | For | For | ||
10 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | ||
12 | Waiver of Excess Remuneration for Navin Agarwal (Whole-Director) for Fiscal Year 2013-14 | Mgmt | For | For | For | ||
X5 Retail Group N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FIVE | CINS 98387E205 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Ratification of Management Acts | Mgmt | For | For | For | ||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
11 | New long-term incentive plan | Mgmt | For | Against | Against | ||
12 | Restricted Stock Equity Grant (NEDs) | Mgmt | For | Against | Against | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Repurchase GDRs | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Yandex N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YNDX | CUSIP N97284108 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Extension of Term of Preparation of the 2017 Statutory Annual Accounts | Mgmt | For | For | For | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Elect John Boynton | Mgmt | For | For | For | ||
5 | Elect Esther Dyson | Mgmt | For | For | For | ||
6 | Elect Ilya A. Strebulaev | Mgmt | For | For | For | ||
7 | Authority to Cancel Shares | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Yes Bank Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
532648 | CINS Y97636123 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Ajai Kumar | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
5 | Elect Subhash Chander Kalia | Mgmt | For | For | For | ||
6 | Elect Rentala Chandrashekhar | Mgmt | For | For | For | ||
7 | Elect Pratima Sheorey | Mgmt | For | For | For | ||
8 | Reappointment of Rana Kapoor (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | ||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||
10 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | ||
11 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Adoption of Employee Stock Option Scheme 2018 ("YBL ESOS 2018") | Mgmt | For | For | For | ||
13 | Extension of YBL ESOS 2018 to Subsidiaries | Mgmt | For | For | For | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Zhuzhou CRRC Times Electric Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3898 | CINS Y9892N104 | 06/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Amendments to the Rules of Procedure of the Board | Mgmt | For | For | For | ||
8 | Adjustments to Independent Directors' and Supervisors' Allowances | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Amendments to Articles | Mgmt | For | For | For | ||
Zhuzhou CRRC Times Electric Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3898 | CINS Y9892N104 | 10/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect ZHANG Xinning | Mgmt | For | For | For | ||
3 | Elect OUYANG Minggao | Mgmt | For | For | For | ||
4 | Merger by Absorption between Parent and Subsidiary | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Equity Income Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Alexandria Real Estate Equities, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARE | CUSIP 015271109 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joel S. Marcus | Mgmt | For | For | For | ||
2 | Elect Steven R. Hash | Mgmt | For | For | For | ||
3 | Elect John L. Atkins, III | Mgmt | For | For | For | ||
4 | Elect James P. Cain | Mgmt | For | For | For | ||
5 | Elect Maria C. Freire | Mgmt | For | For | For | ||
6 | Elect Richard H. Klein | Mgmt | For | For | For | ||
7 | Elect James H. Richardson | Mgmt | For | For | For | ||
8 | Elect Michael A. Woronoff | Mgmt | For | For | For | ||
9 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Ameren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEE | CUSIP 023608102 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | ||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||
5 | Elect Rafael Flores | Mgmt | For | For | For | ||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | ||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | ||
8 | Elect Craig S. Ivey | Mgmt | For | For | For | ||
9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||
10 | Elect James C. Johnson | Mgmt | For | For | For | ||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | For | Against | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
BAE Systems plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CINS G06940103 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Roger Carr | Mgmt | For | For | For | ||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | ||
7 | Elect Harriet Green | Mgmt | For | For | For | ||
8 | Elect Chris Grigg | Mgmt | For | For | For | ||
9 | Elect Peter Lynas | Mgmt | For | For | For | ||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
11 | Elect Nicholas Rose | Mgmt | For | For | For | ||
12 | Elect Ian Tyler | Mgmt | For | For | For | ||
13 | Elect Charles Woodburn | Mgmt | For | For | For | ||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Blackstone Mortgage Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BXMT | CUSIP 09257W100 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael B. Nash | Mgmt | For | For | For | ||
1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | ||
1.3 | Elect Leonard W. Cotton | Mgmt | For | For | For | ||
1.4 | Elect Thomas E. Dobrowski | Mgmt | For | Withhold | Against | ||
1.5 | Elect Martin L. Edelman | Mgmt | For | For | For | ||
1.6 | Elect Henry N. Nassau | Mgmt | For | Withhold | Against | ||
1.7 | Elect Jonathan L. Pollack | Mgmt | For | Withhold | Against | ||
1.8 | Elect Lynne B. Sagalyn | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Approval of the 2018 Manager Incentive Plan | Mgmt | For | Against | Against | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect Amy L. Chang | Mgmt | For | For | For | ||
5 | Elect John L. Hennessy | Mgmt | For | For | For | ||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
9 | Elect Arun Sarin | Mgmt | For | For | For | ||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
CoreSite Realty Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COR | CUSIP 21870Q105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert G. Stuckey | Mgmt | For | For | For | ||
1.2 | Elect Paul E. Szurek | Mgmt | For | For | For | ||
1.3 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Jean Bua | Mgmt | For | For | For | ||
1.5 | Elect Kelly C. Chambliss | Mgmt | For | For | For | ||
1.6 | Elect Michael R. Koehler | Mgmt | For | For | For | ||
1.7 | Elect J. David Thompson | Mgmt | For | For | For | ||
1.8 | Elect David A. Wilson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | ||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
9 | Elect J. Landis Martin | Mgmt | For | For | For | ||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
DCT Industrial Trust Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DCT | CUSIP 233153204 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip L. Hawkins | Mgmt | For | For | For | ||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||
3 | Elect Thomas F. August | Mgmt | For | For | For | ||
4 | Elect John S. Gates, Jr. | Mgmt | For | For | For | ||
5 | Elect Raymond B. Greer | Mgmt | For | For | For | ||
6 | Elect Tripp H. Hardin | Mgmt | For | For | For | ||
7 | Elect Tobias Hartmann | Mgmt | For | For | For | ||
8 | Elect Marcus L. Smith | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Douglas Emmett, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEI | CUSIP 25960P109 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | ||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | ||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | ||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | ||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | ||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | ||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | ||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | Withhold | Against | ||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Charles G. McClure | Mgmt | For | For | For | ||
1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Easterly Government Properties, Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEA | CUSIP 27616P103 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Trimble III | Mgmt | For | For | For | ||
1.2 | Elect Darrell W. Crate | Mgmt | For | Withhold | Against | ||
1.3 | Elect Michael P. Ibe | Mgmt | For | For | For | ||
1.4 | Elect William H. Binnie | Mgmt | For | For | For | ||
1.5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | ||
1.6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | ||
1.7 | Elect James E. Mead | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Equinix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQIX | CUSIP 29444U700 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | ||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | ||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | ||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | ||
1.5 | Elect William Luby | Mgmt | For | For | For | ||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | ||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
9 | Elect Richard W. Mies | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
F.N.B. Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FNB | CUSIP 302520101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pamela A. Bena | Mgmt | For | For | For | ||
2 | Elect William B. Campbell | Mgmt | For | For | For | ||
3 | Elect James D. Chiafullo | Mgmt | For | For | For | ||
4 | Elect Vincent J. Delie, Jr. | Mgmt | For | For | For | ||
5 | Elect Mary Jo Dively | Mgmt | For | For | For | ||
6 | Elect Stephen J. Gurgovits | Mgmt | For | For | For | ||
7 | Elect Robert A. Hormell | Mgmt | For | For | For | ||
8 | Elect David J. Malone | Mgmt | For | For | For | ||
9 | Elect Frank C Mencini | Mgmt | For | For | For | ||
10 | Elect David L. Motley | Mgmt | For | For | For | ||
11 | Elect Heidi A. Nicholas | Mgmt | For | For | For | ||
12 | Elect John S. Stanik | Mgmt | For | For | For | ||
13 | Elect William J. Strimbu | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Ferrovial S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FER | CINS E49512119 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | ||
6 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | ||
7 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | ||
8 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
9 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
First Hawaiian, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FHB | CUSIP 32051X108 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Matthew J. Cox | Mgmt | For | For | For | ||
1.2 | Elect W. Allen Doane | Mgmt | For | For | For | ||
1.3 | Elect Thibault Fulconis | Mgmt | For | For | For | ||
1.4 | Elect Gerard Gil | Mgmt | For | For | For | ||
1.5 | Elect Jean-Milan C. Givadinovitch | Mgmt | For | For | For | ||
1.6 | Elect Robert S. Harrison | Mgmt | For | For | For | ||
1.7 | Elect J. Michael Shepherd | Mgmt | For | For | For | ||
1.8 | Elect Allen B. Uyeda | Mgmt | For | For | For | ||
1.9 | Elect Michel Vial | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Eliminate the Supermajority Requirement to Amend the Bylaws | Mgmt | For | For | For | ||
5 | Eliminate the Supermajority Requirement to Amend the Certificate of Incorporation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
Flowers Foods, Inc. | �� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLO | CUSIP 343498101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect George E. Deese | Mgmt | For | For | For | ||
2 | Elect Rhonda Gass | Mgmt | For | For | For | ||
3 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | ||
4 | Elect Margaret G. Lewis | Mgmt | For | For | For | ||
5 | Elect Amos R. McMullian | Mgmt | For | For | For | ||
6 | Elect J.V. Shields, Jr. | Mgmt | For | For | For | ||
7 | Elect Allen L. Shiver | Mgmt | For | For | For | ||
8 | Elect David V. Singer | Mgmt | For | For | For | ||
9 | Elect James T. Spear | Mgmt | For | For | For | ||
10 | Elect Melvin T. Stith | Mgmt | For | For | For | ||
11 | Elect C. Martin Wood, III | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John C. Martin | Mgmt | For | For | For | ||
6 | Elect John F. Milligan | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Helmerich & Payne, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HP | CUSIP 423452101 | 03/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin Cramton | Mgmt | For | For | For | ||
2 | Elect Randy A. Foutch | Mgmt | For | For | For | ||
3 | Elect Hans Helmerich | Mgmt | For | For | For | ||
4 | Elect John W. Lindsay | Mgmt | For | For | For | ||
5 | Elect Paula Marshall | Mgmt | For | For | For | ||
6 | Elect Jose R. Mas | Mgmt | For | For | For | ||
7 | Elect Thomas A. Petrie | Mgmt | For | For | For | ||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect John D. Zeglis | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Host Hotels & Resorts, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HST | CUSIP 44107P104 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | ||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | ||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||
4 | Elect Richard E. Marriott | Mgmt | For | For | For | ||
5 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | ||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||
7 | Elect Mary Hogan Preusse | Mgmt | For | For | For | ||
8 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
9 | Elect James F. Risoleo | Mgmt | For | For | For | ||
10 | Elect Gordon H. Smith | Mgmt | For | For | For | ||
11 | Elect A. William Stein | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | ||
International Paper Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IP | CUSIP 460146103 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Bronczek | Mgmt | For | For | For | ||
2 | Elect William J. Burns | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Ahmet Cemal Dorduncu | Mgmt | For | For | For | ||
5 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
6 | Elect Jacqueline C. Hinman | Mgmt | For | For | For | ||
7 | Elect Jay L. Johnson | Mgmt | For | For | For | ||
8 | Elect Clinton A. Lewis, Jr. | Mgmt | For | For | For | ||
9 | Elect Kathryn D. Sullivan | Mgmt | For | For | For | ||
10 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
12 | Elect Ray G. Young | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Iron Mountain Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRM | CUSIP 46284V101 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer Allerton | Mgmt | For | For | For | ||
2 | Elect Ted R. Antenucci | Mgmt | For | For | For | ||
3 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
4 | Elect Clarke H. Bailey | Mgmt | For | For | For | ||
5 | Elect Kent P. Dauten | Mgmt | For | For | For | ||
6 | Elect Paul F. Deninger | Mgmt | For | For | For | ||
7 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
8 | Elect William L. Meaney | Mgmt | For | For | For | ||
9 | Elect Wendy J. Murdock | Mgmt | For | For | For | ||
10 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
11 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | For | For | ||
9 | Elect Charles Prince | Mgmt | For | For | For | ||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
L Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LB | CUSIP 501797104 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect E. Gordon Gee | Mgmt | For | For | For | ||
2 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | ||
3 | Elect Allan R. Tessler | Mgmt | For | For | For | ||
4 | Elect Abigail S. Wexner | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Las Vegas Sands Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||
2 | Elect Sheldon G. Adelson | Mgmt | For | For | For | ||
3 | Elect Irwin Chafetz | Mgmt | For | For | For | ||
4 | Elect Micheline Chau | Mgmt | For | For | For | ||
5 | Elect Patrick Dumont | Mgmt | For | Abstain | Against | ||
6 | Elect Charles D. Forman | Mgmt | For | For | For | ||
7 | Elect Steven L. Gerard | Mgmt | For | Abstain | Against | ||
8 | Elect Robert Glen Goldstein | Mgmt | For | For | For | ||
9 | Elect George Jamieson | Mgmt | For | For | For | ||
10 | Elect Charles A. Koppelman | Mgmt | For | Abstain | Against | ||
11 | Elect Lewis Kramer | Mgmt | For | Abstain | Against | ||
12 | Elect David F. Levi | Mgmt | For | Abstain | Against | ||
13 | Elect Micheline Chau | Mgmt | For | For | For | ||
14 | Elect Patrick Dumont | Mgmt | For | Abstain | Against | ||
15 | Elect David F. Levi | Mgmt | For | Abstain | Against | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | Against | Against | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Board of Directors | Mgmt | For | For | For | ||
2 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
3 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
9 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the Directors Equity Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
LyondellBasell Industries N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to Articles (Change in Governance Structure) | Mgmt | For | For | For | ||
2 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||
4 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
5 | Elect Lincoln Benet | Mgmt | For | For | For | ||
6 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||
7 | Elect Robin Buchanan | Mgmt | For | For | For | ||
8 | Elect Stephen F. Cooper | Mgmt | For | For | For | ||
9 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
10 | Elect Claire S. Farley | Mgmt | For | For | For | ||
11 | Elect Isabella D. Goren | Mgmt | For | For | For | ||
12 | Elect Bruce A. Smith | Mgmt | For | For | For | ||
13 | Elect Rudolf ("Rudy") M.J. van der Meer | Mgmt | For | For | For | ||
14 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
15 | Elect Thomas Aebischer | Mgmt | For | For | For | ||
16 | Elect Daniel Coombs | Mgmt | For | For | For | ||
17 | Elect Jeffrey A. Kaplan | Mgmt | For | For | For | ||
18 | Elect James D. Guilfoyle | Mgmt | For | For | For | ||
19 | Adoption of Dutch Statutory Annual Accounts for 2017 | Mgmt | For | For | For | ||
20 | Discharge from Liability of Members of the Management | Mgmt | For | For | For | ||
21 | Discharge from Liability from Members of the Supervisory Board | Mgmt | For | For | For | ||
22 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
23 | Ratification of Auditor | Mgmt | For | For | For | ||
24 | Allocation of Dividends | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
27 | Authority to Cancel Shares | Mgmt | For | For | For | ||
28 | Amendment to the Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Sullivan | Mgmt | For | For | For | ||
2 | Elect Tunc Doluca | Mgmt | For | For | For | ||
3 | Elect Tracy C. Accardi | Mgmt | For | For | For | ||
4 | Elect James R. Bergman | Mgmt | For | Against | Against | ||
5 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
6 | Elect Robert E. Grady | Mgmt | For | For | For | ||
7 | Elect William D. Watkins | Mgmt | For | For | For | ||
8 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | ||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | ||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
5 | Elect Satya Nadella | Mgmt | For | For | For | ||
6 | Elect Charles H. Noski | Mgmt | For | For | For | ||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | ||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
12 | Elect John W. Stanton | Mgmt | For | For | For | ||
13 | Elect John W. Thompson | Mgmt | For | For | For | ||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | ||
NextEra Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect James L. Camaren | Mgmt | For | For | For | ||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect James L. Robo | Mgmt | For | For | For | ||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
10 | Elect John L. Skolds | Mgmt | For | For | For | ||
11 | Elect William H. Swanson | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
NiSource Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NI | CUSIP 65473P105 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter A. Altabef | Mgmt | For | For | For | ||
2 | Elect Eric L. Butler | Mgmt | For | For | For | ||
3 | Elect Aristides S. Candris | Mgmt | For | For | For | ||
4 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | ||
5 | Elect Joseph Hamrock | Mgmt | For | For | For | ||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | ||
7 | Elect Michael E. Jesanis | Mgmt | For | For | For | ||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||
9 | Elect Richard L. Thompson | Mgmt | For | For | For | ||
10 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
ONEOK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OKE | CUSIP 682680103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | ||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | ||
3 | Elect John W. Gibson | Mgmt | For | For | For | ||
4 | Elect Randall J. Larson | Mgmt | For | For | For | ||
5 | Elect Steven J. Malcolm | Mgmt | For | For | For | ||
6 | Elect Jim W. Mogg | Mgmt | For | For | For | ||
7 | Elect Pattye L. Moore | Mgmt | For | For | For | ||
8 | Elect Gary D. Parker | Mgmt | For | For | For | ||
9 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | ||
10 | Elect Terry K. Spencer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Approval of the Equity Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Outfront Media Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OUT | CUSIP 69007J106 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | ||
1.2 | Elect Peter Mathes | Mgmt | For | For | For | ||
1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Paychex, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAYX | CUSIP 704326107 | 10/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||
2 | Elect Thomas F. Bonadio | Mgmt | For | For | For | ||
3 | Elect Joseph G. Doody | Mgmt | For | For | For | ||
4 | Elect David J. S. Flaschen | Mgmt | For | For | For | ||
5 | Elect Phillip Horsley | Mgmt | For | For | For | ||
6 | Elect Grant M. Inman | Mgmt | For | For | For | ||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
10 | Elect Kara Wilson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Pembina Pipeline Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 706327103 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
1.2 | Elect Douglas J. Arnell | Mgmt | For | For | For | ||
1.3 | Elect Michael H. Dilger | Mgmt | For | For | For | ||
1.4 | Elect Randall J. Findlay | Mgmt | For | For | For | ||
1.5 | Elect Maureen E. Howe | Mgmt | For | For | For | ||
1.6 | Elect Gordon J. Kerr | Mgmt | For | For | For | ||
1.7 | Elect David M.B. LeGresley | Mgmt | For | For | For | ||
1.8 | Elect Robert B. Michaleski | Mgmt | For | For | For | ||
1.9 | Elect Leslie A. O'Donoghue | Mgmt | For | For | For | ||
1.10 | Elect Bruce D. Rubin | Mgmt | For | For | For | ||
1.11 | Elect Jeffery T. Smith | Mgmt | For | For | For | ||
1.12 | Elect Henry W. Sykes | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Cesar Conde | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Dina Dublon | Mgmt | For | For | For | ||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
7 | Elect William R. Johnson | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect David C. Page | Mgmt | For | For | For | ||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
12 | Elect Darren Walker | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Albert Bourla | Mgmt | For | For | For | ||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
QUALCOMM Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QCOM | CUSIP 747525103 | 3/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||
1.2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | ||
1.3 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
1.4 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||
1.5 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
1.6 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
1.7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | ||
1.8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
1.9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||
1.11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Elimination of Supermajority Requirements Relating to Removal of Directors | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirements Relating to Amendments and Obsolete Provisions | Mgmt | For | For | For | ||
7 | Elimination of Supermajority Requirements Relating to Certain Transactions with Interested Stockholders | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CUSIP 767204100 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (UK advisory) | Mgmt | For | Against | Against | ||
4 | Remuneration Report (AUS advisory) | Mgmt | For | Against | Against | ||
5 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
6 | Approval of Termination Payments | Mgmt | For | For | For | ||
7 | Elect Megan E. Clark | Mgmt | For | For | For | ||
8 | Elect David W. Constable | Mgmt | For | For | For | ||
9 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | ||
10 | Elect Simon P. Henry | Mgmt | For | For | For | ||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | ||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | ||
14 | Elect Christopher (Chris) J. Lynch | Mgmt | For | For | For | ||
15 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
6 | Elect William D. Jones | Mgmt | For | For | For | ||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
9 | Elect William G. Ouchi | Mgmt | For | For | For | ||
10 | Elect Debra L. Reed | Mgmt | For | For | For | ||
11 | Elect William C. Rusnack | Mgmt | For | For | For | ||
12 | Elect Lynn Schenk | Mgmt | For | For | For | ||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
14 | Elect James C. Yardley | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CINS D69671218 | 01/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Elect Werner Brandt | Mgmt | For | For | For | ||
11 | Elect Michael Diekmann | Mgmt | For | For | For | ||
12 | Elect Benoît Potier | Mgmt | For | For | For | ||
13 | Elect Norbert Reithofer | Mgmt | For | For | For | ||
14 | Elect Nemat Shafik | Mgmt | For | For | For | ||
15 | Elect Nathalie von Siemens | Mgmt | For | For | For | ||
16 | Elect Matthias Zachert | Mgmt | For | For | For | ||
17 | Amendment to Corporate Purpose | Mgmt | For | For | For | ||
18 | Amendments to Articles | Mgmt | For | For | For | ||
19 | Approval of Intra-Company Control Agreement with Flender GmbH | Mgmt | For | For | For | ||
20 | Approval of Intra-Company Control Agreement with Kyros 53 GmbH | Mgmt | For | For | For | ||
21 | Approval of Intra-Company Control Agreement with Kyros 54 GmbH | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suntrust Banks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | ||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | ||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | ||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||
5 | Elect Donna S. Morea | Mgmt | For | For | For | ||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | ||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | ||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | ||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | ||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Sydney Airport | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYD | CINS Q8808P103 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Remuneration Report | Mgmt | For | For | For | ||
4 | Re-elect Trevor Gerber | Mgmt | For | For | For | ||
5 | Re-elect Grant A. Fenn | Mgmt | For | For | For | ||
6 | Elect Abigail Cleland | Mgmt | For | For | For | ||
7 | Equity Grant (CEO Geoff Culbert) | Mgmt | For | For | For | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Elect Russell S. Balding | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSM | CUSIP 874039100 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4.1 | Elect F.C. TSENG | Mgmt | For | For | For | ||
4.2 | Elect Mei-ling Chen | Mgmt | For | For | For | ||
4.3 | Elect Mark LIU | Mgmt | For | For | For | ||
4.4 | Elect C.C. WEI | Mgmt | For | For | For | ||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
4.6 | Elect SHIH Stan | Mgmt | For | For | For | ||
4.7 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | ||
4.8 | Elect CHEN Kok-Choo | Mgmt | For | For | For | ||
4.9 | Elect Michael R. Splinter | Mgmt | For | For | For | ||
The Interpublic Group of Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPG | CUSIP 460690100 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||
2 | Elect H. John Greeniaus | Mgmt | For | For | For | ||
3 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||
4 | Elect Dawn Hudson | Mgmt | For | For | For | ||
5 | Elect William T. Kerr | Mgmt | For | For | For | ||
6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
7 | Elect Jonathan F. Miller | Mgmt | For | For | For | ||
8 | Elect Patrick Q. Moore | Mgmt | For | For | For | ||
9 | Elect Michael I. Roth | Mgmt | For | For | For | ||
10 | Elect David M. Thomas | Mgmt | For | For | For | ||
11 | Elect E. Lee Wyatt Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | Against | Against | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Linda R. Medler | Mgmt | For | For | For | ||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Francis S. Blake | Mgmt | For | TNA | N/A | ||
1.2 | Elect Angela F. Braly | Mgmt | For | TNA | N/A | ||
1.3 | Elect Amy Chang | Mgmt | For | TNA | N/A | ||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | TNA | N/A | ||
1.5 | Elect Scott D. Cook | Mgmt | For | TNA | N/A | ||
1.6 | Elect Terry J. Lundgren | Mgmt | For | TNA | N/A | ||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | TNA | N/A | ||
1.8 | Elect David. S. Taylor | Mgmt | For | TNA | N/A | ||
1.9 | Elect Margaret C. Whitman | Mgmt | For | TNA | N/A | ||
1.10 | Elect Patricia A. Woertz | Mgmt | For | TNA | N/A | ||
1.11 | Elect Ernesto Zedillo | Mgmt | For | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | TNA | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | TNA | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | TNA | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nelson Peltz | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | For | N/A | ||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | For | N/A | ||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | For | N/A | ||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | For | N/A | ||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | For | N/A | ||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | For | N/A | ||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | For | N/A | ||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | For | N/A | ||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | For | N/A | ||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | Against | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | Against | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | Against | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CINS F92124100 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
12 | Elect Patrick Artus | Mgmt | For | For | For | ||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | ||
21 | Greenshoe | Mgmt | For | For | For | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
24 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | ||
Umicore NV/SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UMI | CINS B95505184 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Remuneration Report | Mgmt | For | For | For | ||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
10 | Elect Thomas Leysen | Mgmt | For | For | For | ||
11 | Elect Marc Grynberg | Mgmt | For | For | For | ||
12 | Elect Mark Garrett | Mgmt | For | For | For | ||
13 | Elect Eric Meurice | Mgmt | For | For | For | ||
14 | Elect Koenraad Debackere | Mgmt | For | For | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Increase in Authorised Capital | Mgmt | For | For | For | ||
Umpqua Holdings Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UMPQ | CUSIP 904214103 | 04/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peggy Y. Fowler | Mgmt | For | For | For | ||
2 | Elect Stephen M. Gambee | Mgmt | For | For | For | ||
3 | Elect James S. Greene | Mgmt | For | For | For | ||
4 | Elect Luis F. Machuca | Mgmt | For | For | For | ||
5 | Elect Cort L. O'Haver | Mgmt | For | For | For | ||
6 | Elect Maria M. Pope | Mgmt | For | For | For | ||
7 | Elect John F. Schultz | Mgmt | For | For | For | ||
8 | Elect Susan F. Stevens | Mgmt | For | For | For | ||
9 | Elect Hilliard C. Terry, III | Mgmt | For | For | For | ||
10 | Elect Bryan L. Timm | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
Vinci | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DG | CINS F5879X108 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Accounts and Reports: Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Xavier Huillard | Mgmt | For | For | For | ||
9 | Elect Yves-Thibault de Silguy | Mgmt | For | Against | Against | ||
10 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | ||
11 | Elect Nasser Hassan Faraj Al Ansari | Mgmt | For | For | For | ||
12 | Elect Rene Medori | Mgmt | For | For | For | ||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
14 | Supplementary Retirement Benefits (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | ||
15 | Severance Agreement (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | ||
16 | Related Party Transaction (YTSeuropaconsultants) | Mgmt | For | Against | Against | ||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
18 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | ||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
20 | Authority to Grant Performance Shares | Mgmt | For | For | For | ||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Virtu Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VIRT | CUSIP 928254101 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John P. Abizaid | Mgmt | For | For | For | ||
1.2 | Elect John D. Nixon | Mgmt | For | For | For | ||
1.3 | Elect Michael T. Viola | Mgmt | For | For | For | ||
Walmart Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
4 | Elect Carla A. Harris | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
10 | Elect S. Robson Walton | Mgmt | For | For | For | ||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | For | Against | ||
WEC Energy Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WEC | CUSIP 92939U106 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | ||
3 | Elect William J. Brodsky | Mgmt | For | For | For | ||
4 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | ||
5 | Elect Patricia W. Chadwick | Mgmt | For | For | For | ||
6 | Elect Curt S. Culver | Mgmt | For | For | For | ||
7 | Elect Danny L. Cunningham | Mgmt | For | For | For | ||
8 | Elect William M. Farrow III | Mgmt | For | For | For | ||
9 | Elect Thomas J. Fischer | Mgmt | For | For | For | ||
10 | Elect Gale E. Klappa | Mgmt | For | For | For | ||
11 | Elect Henry W. Knueppel | Mgmt | For | For | For | ||
12 | Elect Allen L. Leverett | Mgmt | For | For | For | ||
13 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||
14 | Elect Mary Ellen Stanek | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
2 | Elect Rick R. Holley | Mgmt | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
4 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
8 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
4 | Elect Robert Lord | Mgmt | For | For | For | ||
5 | Elect Grace Puma | Mgmt | For | For | For | ||
6 | Elect Christiana Smith Shi | Mgmt | For | For | For | ||
7 | Elect Sabrina L. Simmons | Mgmt | For | For | For | ||
8 | Elect Jerry D. Stritzke | Mgmt | For | For | For | ||
9 | Elect Frits Dirk van Paasschen | Mgmt | For | For | For | ||
10 | Amendment to the 2001 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Focus Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
7 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | ||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | For | Against | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent Roche | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | ||
5 | Elect Edward H. Frank | Mgmt | For | For | For | ||
6 | Elect Mark M. Little | Mgmt | For | For | For | ||
7 | Elect Neil Novich | Mgmt | For | For | For | ||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
9 | Elect Lisa T. Su | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Aptiv PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APTV | CUSIP G27823106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | ||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | ||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||
8 | Elect Colin J. Parris | Mgmt | For | For | For | ||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | ||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Athene Holding Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATH | CUSIP G0684D107 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fehmi Zeko | Mgmt | For | For | For | ||
2 | Elect Marc A. Beilinson | Mgmt | For | For | For | ||
3 | Elect Robert L. Borden | Mgmt | For | For | For | ||
4 | Elect H. Carl McCall | Mgmt | For | For | For | ||
5 | Elect Manfred Puffer | Mgmt | For | For | For | ||
6 | Elect James R. Belardi | Mgmt | For | For | For | ||
7 | Elect Robert L. Borden | Mgmt | For | For | For | ||
8 | Elect Frank L Gillis | Mgmt | For | For | For | ||
9 | Elect Gernot Lohr | Mgmt | For | For | For | ||
10 | Elect Hope Taitz | Mgmt | For | For | For | ||
11 | Elect William J. Wheeler | Mgmt | For | For | For | ||
12 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
13 | Elect Frank L Gillis | Mgmt | For | For | For | ||
14 | Elect William J. Wheeler | Mgmt | For | For | For | ||
15 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
16 | Elect Frank L Gillis | Mgmt | For | For | For | ||
17 | Elect William J. Wheeler | Mgmt | For | For | For | ||
18 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
19 | Elect William J. Wheeler | Mgmt | For | For | For | ||
20 | Ratification of Auditor | Mgmt | For | For | For | ||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
23 | Amendment Regarding Voting Rights of Class B Common Shares | Mgmt | For | For | For | ||
24 | Shareholder Represents that no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC or any class B shares | Mgmt | N/A | Against | N/A | ||
25 | Shareholder Represents that no Investor Party is an employee of the Apollo Group nor a Management Shareholder | Mgmt | N/A | Against | N/A | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew Anagnost | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect Karen Blasing | Mgmt | For | For | For | ||
4 | Elect Reid French | Mgmt | For | For | For | ||
5 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | ||
7 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Biomarin Pharmaceutical Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMRN | CUSIP 09061G101 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||
1.2 | Elect Willard H. Dere | Mgmt | For | For | For | ||
1.3 | Elect Michael Grey | Mgmt | For | For | For | ||
1.4 | Elect Elaine J. Heron | Mgmt | For | Withhold | Against | ||
1.5 | Elect Robert J. Hombach | Mgmt | For | For | For | ||
1.6 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||
1.8 | Elect Richard A. Meier | Mgmt | For | For | For | ||
1.9 | Elect David E. I. Pyott | Mgmt | For | For | For | ||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CUSIP 110448107 | 07/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cactus Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHD | CUSIP 127203107 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael McGovern | Mgmt | For | Withhold | Against | ||
1.2 | Elect John (Andy) O'Donnell | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Carnival Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | ||
4 | Elect Helen Deeble | Mgmt | For | For | For | ||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect John Parker | Mgmt | For | For | For | ||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
10 | Elect Laura A. Weil | Mgmt | For | For | For | ||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Accounts and Reports | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Charter Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | ||
2 | Elect Kim C. Goodman | Mgmt | For | For | For | ||
3 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | ||
5 | Elect John C. Malone | Mgmt | For | Against | Against | ||
6 | Elect John D. Markley, Jr. | Mgmt | For | For | For | ||
7 | Elect David C. Merritt | Mgmt | For | For | For | ||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | ||
9 | Elect Balan Nair | Mgmt | For | For | For | ||
10 | Elect Michael A. Newhouse | Mgmt | For | For | For | ||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | ||
12 | Elect Thomas M. Rutledge | Mgmt | For | For | For | ||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect James M. Foote | Mgmt | For | For | For | ||
5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Charles G. McClure | Mgmt | For | For | For | ||
1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Energizer Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENR | CUSIP 29272W109 | 01/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | ||
2 | Elect James C. Johnson | Mgmt | For | For | For | ||
3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | ||
4 | Elect Robert V. Vitale | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Equifax Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EFX | CUSIP 294429105 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark W. Begor | Mgmt | For | For | For | ||
2 | Elect Mark L. Feidler | Mgmt | For | Against | Against | ||
3 | Elect G. Thomas Hough | Mgmt | For | For | For | ||
4 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | ||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
7 | Elect John A. McKinley | Mgmt | For | Against | Against | ||
8 | Elect Robert W. Selander | Mgmt | For | For | For | ||
9 | Elect Elane B. Stock | Mgmt | For | For | For | ||
10 | Elect Mark B. Templeton | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
3 | Elect Elder Granger | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | ||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect William L. Roper | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Crown | Mgmt | For | For | For | ||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
6 | Elect C. Howard Nye | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
10 | Elect Peter A. Wall | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John C. Martin | Mgmt | For | For | For | ||
6 | Elect John F. Milligan | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | ||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | ||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | ||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
6 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Johnson Controls International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
3 | Elect Brian Duperreault | Mgmt | For | For | For | ||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
5 | Elect Simone Menne | Mgmt | For | For | For | ||
6 | Elect George R. Oliver | Mgmt | For | For | For | ||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
10 | Elect R. David Yost | Mgmt | For | For | For | ||
11 | Elect John D. Young | Mgmt | For | For | For | ||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | ||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Debra A. Crew | Mgmt | For | For | For | ||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
6 | Elect Peter W. May | Mgmt | For | For | For | ||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
Motorola Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSI | CUSIP 620076307 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
3 | Elect Egon Durban | Mgmt | For | For | For | ||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Boskin | Mgmt | For | Withhold | Against | ||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.4 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | ||
1.5 | Elect George H. Conrades | Mgmt | For | Withhold | Against | ||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.10 | Elect Renee J. James | Mgmt | For | Withhold | Against | ||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | ||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Albert Bourla | Mgmt | For | For | For | ||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Phillips 66 | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSX | CUSIP 718546104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||
2 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
Steel Dynamics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STLD | CUSIP 858119100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | ||
1.2 | Elect Keith E. Busse | Mgmt | For | For | For | ||
1.3 | Elect Frank D. Byrne | Mgmt | For | For | For | ||
1.4 | Elect Kenneth W. Cornew | Mgmt | For | For | For | ||
1.5 | Elect Traci M. Dolan | Mgmt | For | For | For | ||
1.6 | Elect Jurgen Kolb | Mgmt | For | For | For | ||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | ||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | ||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||
1.10 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Allow Shareholders to Amend the Company's Bylaws | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | 2018 Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
Symantec Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYMC | CUSIP 871503108 | 10/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory S. Clark | Mgmt | For | For | For | ||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | ||
3 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
4 | Elect David Humphrey | Mgmt | For | For | For | ||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | ||
6 | Elect David L. Mahoney | Mgmt | For | For | For | ||
7 | Elect Robert S. Miller | Mgmt | For | For | For | ||
8 | Elect Anita Sands | Mgmt | For | For | For | ||
9 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | ||
10 | Elect V. Paul Unruh | Mgmt | For | For | For | ||
11 | Elect Suzanne Vautrinot | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
T-Mobile US, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | ||
1.2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
1.4 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
1.5 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | ||
1.6 | Elect Raphael Kubler | Mgmt | For | For | For | ||
1.7 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
1.8 | Elect John J. Legere | Mgmt | For | For | For | ||
1.9 | Elect G. Michael Sievert | Mgmt | For | For | For | ||
1.10 | Elect Olaf Swantee | Mgmt | For | For | For | ||
1.11 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Ulta Beauty, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULTA | CUSIP 90384S303 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert F. DiRomualdo | Mgmt | For | For | For | ||
1.2 | Elect Catherine A. Halligan | Mgmt | For | For | For | ||
1.3 | Elect George R. Mrkonic | Mgmt | For | For | For | ||
1.4 | Elect Lorna E. Nagler | Mgmt | For | For | For | ||
1.5 | Elect Sally E. Blount | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CUSIP 904784709 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Amendments to the Remuneration Policy | Mgmt | For | For | For | ||
5 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | ||
12 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | ||
13 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | ||
22 | Cancellation of Ordinary Shares | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | ||
W.R. Grace & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | ||
2 | Elect Hudson La Force | Mgmt | For | For | For | ||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
Walmart Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
4 | Elect Carla A. Harris | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
10 | Elect S. Robson Walton | Mgmt | For | For | For | ||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | For | Against | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
3 | Elect Greg Creed | Mgmt | For | For | For | ||
4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
9 | Elect John D. Liu | Mgmt | For | For | For | ||
10 | Elect James M. Loree | Mgmt | For | For | For | ||
11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
12 | Elect William D. Perez | Mgmt | For | For | For | ||
13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
14 | Elect Michael D. White | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
Zimmer Biomet Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZBH | CUSIP 98956P102 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
4 | Elect Michael J. Farrell | Mgmt | For | For | For | ||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
7 | Elect Bryan C Hanson | Mgmt | For | For | For | ||
8 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | ||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Genesis Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
A.O. Smith Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AOS | CUSIP 831865209 | 04/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Greubel | Mgmt | For | For | For | ||
2 | Elect Ilham Kadri | Mgmt | For | For | For | ||
3 | Elect Idelle K. Wolf | Mgmt | For | For | For | ||
4 | Elect Gene C. Wulf | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
AAON, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAON | CUSIP 000360206 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Norman H. Asbjornson | Mgmt | For | For | For | ||
2 | Elect Gary D. Fields | Mgmt | For | For | For | ||
3 | Elect Angela E. Kouplen | Mgmt | For | For | For | ||
4 | Amendment to the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Abaxis, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABAX | CUSIP 002567105 | 10/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Clinton H. Severson | Mgmt | For | For | For | ||
1.2 | Elect Vernon E. Altman | Mgmt | For | For | For | ||
1.3 | Elect Richard J. Bastiani | Mgmt | For | For | For | ||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | ||
1.5 | Elect Henk J. Evenhuis | Mgmt | For | For | For | ||
1.6 | Elect Prithipal Singh | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Abcam plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABC | CINS G0060R118 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Murray Hennessy | Mgmt | For | For | For | ||
7 | Elect Jonathan Milner | Mgmt | For | For | For | ||
8 | Elect Alan Hirzel | Mgmt | For | For | For | ||
9 | Elect Gavin Wood | Mgmt | For | For | For | ||
10 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | ||
11 | Elect Sue Harris | Mgmt | For | For | For | ||
12 | Elect Mara G. Aspinall | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Allegiant Travel Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALGT | CUSIP 01748X102 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | ||
2 | Elect Montie Brewer | Mgmt | For | For | For | ||
3 | Elect Gary Ellmer | Mgmt | For | For | For | ||
4 | Elect Linda A. Marvin | Mgmt | For | For | For | ||
5 | Elect Charles W. Pollard | Mgmt | For | For | For | ||
6 | Elect John T. Redmond | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Shareholder Proposal Proxy Access Bylaw Amendment | ShrHoldr | Against | For | Against | ||
Altair Engineering Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALTR | CUSIP 021369103 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James Brancheau | Mgmt | For | For | For | ||
2 | Elect Mary C. Boyce | Mgmt | For | For | For | ||
3 | Elect Jan Kowal | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
AMERISAFE, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMSF | CUSIP 03071H100 | 06/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Philip A. Garcia | Mgmt | For | For | For | ||
1.2 | Elect Millard E. Morris | Mgmt | For | For | For | ||
1.3 | Elect Randy Roach | Mgmt | For | For | For | ||
2 | Amendment to the Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Applied Industrial Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIT | CUSIP 03820C105 | 10/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Pagano Jr. | Mgmt | For | For | For | ||
1.2 | Elect Neil A. Schrimsher | Mgmt | For | For | For | ||
1.3 | Elect Peter C. Wallace | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
AptarGroup, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATR | CUSIP 038336103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andreas C. Kramvis | Mgmt | For | For | For | ||
2 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
3 | Elect Jesse Jen-Wei Wu | Mgmt | For | For | For | ||
4 | Elect Ralf K. Wunderlich | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Artisan Partners Asset Management | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APAM | CUSIP 04316A108 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Matthew R. Barger | Mgmt | For | Withhold | Against | ||
1.2 | Elect Seth W. Brennan | Mgmt | For | Withhold | Against | ||
1.3 | Elect Eric R. Colson | Mgmt | For | For | For | ||
1.4 | Elect Tench Coxe | Mgmt | For | Withhold | Against | ||
1.5 | Elect Stephanie G. DiMarco | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
1.7 | Elect Andrew A. Ziegler | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Asbury Automotive Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABG | CUSIP 043436104 | 04/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | ||
1.2 | Elect Dennis E. Clements | Mgmt | For | Withhold | Against | ||
1.3 | Elect David W. Hult | Mgmt | For | For | For | ||
1.4 | Elect Eugene S. Katz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Aspen Technology, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZPN | CUSIP 045327103 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joan C. McArdle | Mgmt | For | For | For | ||
1.2 | Elect Simon J. Orebi Gann | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Astronics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATRO | CUSIP 046433108 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Raymond W. Boushie | Mgmt | For | For | For | ||
1.2 | Elect Robert T. Brady | Mgmt | For | For | For | ||
1.3 | Elect John B. Drenning | Mgmt | For | Withhold | Against | ||
1.4 | Elect Jeffry D. Frisby | Mgmt | For | For | For | ||
1.5 | Elect Peter J. Gundermann | Mgmt | For | For | For | ||
1.6 | Elect Warren C. Johnson | Mgmt | For | For | For | ||
1.7 | Elect Kevin T. Keane | Mgmt | For | For | For | ||
1.8 | Elect Neil Kim | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Atrion Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATRI | CUSIP 049904105 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Preston G. Athey | Mgmt | For | For | For | ||
2 | Elect Hugh J. Morgan, Jr. | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AZZ Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZZ | CUSIP 002474104 | 07/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel E. Berce | Mgmt | For | For | For | ||
1.2 | Elect Paul Eisman | Mgmt | For | For | For | ||
1.3 | Elect Daniel R. Feehan | Mgmt | For | For | For | ||
1.4 | Elect Thomas E. Ferguson | Mgmt | For | For | For | ||
1.5 | Elect Kevern R. Joyce | Mgmt | For | For | For | ||
1.6 | Elect Venita McCellon - Allen | Mgmt | For | For | For | ||
1.7 | Elect Ed McGough | Mgmt | For | For | For | ||
1.8 | Elect Stephan E. Pirnat | Mgmt | For | For | For | ||
1.9 | Elect Steven R. Purvis | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Balchem Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCPC | CUSIP 057665200 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul D. Coombs | Mgmt | For | For | For | ||
1.2 | Elect Daniel E. Knutson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Bank of Hawaii Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BOH | CUSIP 062540109 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | ||
2 | Elect Mary G.F. Bitterman | Mgmt | For | For | For | ||
3 | Elect Mark A. Burak | Mgmt | For | For | For | ||
4 | Elect Clinton R. Churchill | Mgmt | For | For | For | ||
5 | Elect Peter S. Ho | Mgmt | For | For | For | ||
6 | Elect Robert A. Huret | Mgmt | For | For | For | ||
7 | Elect Kent T. Lucien | Mgmt | For | For | For | ||
8 | Elect Alicia E. Moy | Mgmt | For | For | For | ||
9 | Elect Victor K. Nichols | Mgmt | For | For | For | ||
10 | Elect Barbara J. Tanabe | Mgmt | For | For | For | ||
11 | Elect Raymond P. Vara, Jr. | Mgmt | For | For | For | ||
12 | Elect Robert W. Wo | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Bank of the Ozarks | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OZRK | CUSIP 063904106 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas Brown | Mgmt | For | For | For | ||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | ||
3 | Elect Richard Cisne | Mgmt | For | For | For | ||
4 | Elect Robert East | Mgmt | For | For | For | ||
5 | Elect Kathleen Franklin | Mgmt | For | For | For | ||
6 | Elect Catherine B. Freedberg | Mgmt | For | For | For | ||
7 | Elect Jeffrey Gearhart | Mgmt | For | For | For | ||
8 | Elect George Gleason | Mgmt | For | For | For | ||
9 | Elect Linda Gleason | Mgmt | For | For | For | ||
10 | Elect Peter Kenny | Mgmt | For | For | For | ||
11 | Elect William A. Koefoed, Jr. | Mgmt | For | For | For | ||
12 | Elect Walter J. Mullen | Mgmt | For | For | For | ||
13 | Elect Christopher Orndorff | Mgmt | For | For | For | ||
14 | Elect Robert Proost | Mgmt | For | For | For | ||
15 | Elect John Reynolds | Mgmt | For | For | For | ||
16 | Elect Ross Whipple | Mgmt | For | For | For | ||
17 | Amendment to the 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||
18 | Company Name Change | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Bio-Techne Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TECH | CUSIP 09073M104 | 10/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | ||
3 | Elect Charles A. Dinarello | Mgmt | For | Against | Against | ||
4 | Elect John L. Higgins | Mgmt | For | For | For | ||
5 | Elect Karen A. Holbrook | Mgmt | For | For | For | ||
6 | Elect Joseph D. Keegan | Mgmt | For | For | For | ||
7 | Elect Charles R. Kummeth | Mgmt | For | For | For | ||
8 | Elect Roeland Nusse | Mgmt | For | For | For | ||
9 | Elect Alpna Seth | Mgmt | For | For | For | ||
10 | Elect Randolph C. Steer | Mgmt | For | For | For | ||
11 | Elect Harold Wiens | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Blackbaud, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLKB | CUSIP 09227Q100 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect George H. Ellis | Mgmt | For | For | For | ||
2 | Elect Andrew M. Leitch | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
BOK Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BOKF | CUSIP 05561Q201 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan S. Armstrong | Mgmt | For | Withhold | Against | ||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Peter C. Boylan, III | Mgmt | For | For | For | ||
1.4 | Elect Steven G. Bradshaw | Mgmt | For | For | For | ||
1.5 | Elect Chester Cadieux, III | Mgmt | For | For | For | ||
1.6 | Elect Gerard P. Clancy | Mgmt | For | For | For | ||
1.7 | Elect John W. Coffey | Mgmt | For | For | For | ||
1.8 | Elect Joseph W. Craft III | Mgmt | For | For | For | ||
1.9 | Elect Jack Finley | Mgmt | For | For | For | ||
1.10 | Elect David F. Griffin | Mgmt | For | Withhold | Against | ||
1.11 | Elect V. Burns Hargis | Mgmt | For | For | For | ||
1.12 | Elect Douglas D Hawthorne | Mgmt | For | For | For | ||
1.13 | Elect Kimberley D. Henry | Mgmt | For | For | For | ||
1.14 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | ||
1.15 | Elect George B. Kaiser | Mgmt | For | Withhold | Against | ||
1.16 | Elect Stanley A. Lybarger | Mgmt | For | Withhold | Against | ||
1.17 | Elect Steven J. Malcolm | Mgmt | For | For | For | ||
1.18 | Elect Steven E. Nell | Mgmt | For | Withhold | Against | ||
1.19 | Elect E.C. Richards | Mgmt | For | For | For | ||
1.20 | Elect Terry K. Spencer | Mgmt | For | For | For | ||
1.21 | Elect Michael C. Turpen | Mgmt | For | For | For | ||
1.22 | Elect R.A. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Bright Horizons Family Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Julie Atkinson | Mgmt | For | For | For | ||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | ||
3 | Elect Jordan Hitch | Mgmt | For | Against | Against | ||
4 | Elect Linda A. Mason | Mgmt | For | For | For | ||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
BrightSphere Investment Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSIG | CUSIP G1644T109 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen H. Belgrad | Mgmt | For | For | For | ||
2 | Elect Robert J. Chersi | Mgmt | For | For | For | ||
3 | Elect Suren S. Rana | Mgmt | For | Against | Against | ||
4 | Elect James J. Ritchie | Mgmt | For | For | For | ||
5 | Elect Barbara Trebbi | Mgmt | For | For | For | ||
6 | Elect Guang Yang | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Appointment of Statutory Auditor | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Cable One, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CABO | CUSIP 12685J105 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas S. Gayner | Mgmt | For | Against | Against | ||
2 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||
3 | Elect Thomas O. Might | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cabot Microelectronics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCMP | CUSIP 12709P103 | 03/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara A. Klein | Mgmt | For | For | For | ||
1.2 | Elect David H. Li | Mgmt | For | For | For | ||
1.3 | Elect William P. Noglows | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Cal-Maine Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CALM | CUSIP 128030202 | 10/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Adolphus B. Baker | Mgmt | For | Withhold | Against | ||
1.2 | Elect Timothy A. Dawson | Mgmt | For | Withhold | Against | ||
1.3 | Elect Letitia C. Hughes | Mgmt | For | For | For | ||
1.4 | Elect Sherman Miller | Mgmt | For | For | For | ||
1.5 | Elect James E. Poole | Mgmt | For | For | For | ||
1.6 | Elect Steve W. Sanders | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Calavo Growers, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVGW | CUSIP 128246105 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lecil E. Cole | Mgmt | For | For | For | ||
1.2 | Elect Steven Hollister | Mgmt | For | For | For | ||
1.3 | Elect James D. Helin | Mgmt | For | Withhold | Against | ||
1.4 | Elect Donald M. Sanders | Mgmt | For | For | For | ||
1.5 | Elect Marc L. Brown | Mgmt | For | Withhold | Against | ||
1.6 | Elect Michael A. DiGregorio | Mgmt | For | Withhold | Against | ||
1.7 | Elect Scott Van Der Kar | Mgmt | For | Withhold | Against | ||
1.8 | Elect J. Link Leavens | Mgmt | For | Withhold | Against | ||
1.9 | Elect Dorcas H. Thille | Mgmt | For | Withhold | Against | ||
1.10 | Elect John M. Hunt | Mgmt | For | Withhold | Against | ||
1.11 | Elect Egidio Carbone, Jr. | Mgmt | For | Withhold | Against | ||
1.12 | Elect Harold S. Edwards | Mgmt | For | Withhold | Against | ||
1.13 | Elect Kathleen M. Holmgren | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Cantel Medical Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMD | CUSIP 138098108 | 01/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles M. Diker | Mgmt | For | For | For | ||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
3 | Elect Ann E. Berman | Mgmt | For | For | For | ||
4 | Elect Mark N. Diker | Mgmt | For | For | For | ||
5 | Elect Anthony B. Evnin | Mgmt | For | For | For | ||
6 | Elect Laura L. Forese | Mgmt | For | For | For | ||
7 | Elect George L. Fotiades | Mgmt | For | For | For | ||
8 | Elect Jorgen B. Hansen | Mgmt | For | For | For | ||
9 | Elect Ronnie Myers | Mgmt | For | For | For | ||
10 | Elect Peter J. Pronovost | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Centennial Resource Development, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDEV | CUSIP 15136A102 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Karl E. Bandtel | Mgmt | For | Withhold | Against | ||
1.2 | Elect Matthew G. Hyde | Mgmt | For | Withhold | Against | ||
1.3 | Elect Jefferey H. Tepper | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Chase Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCF | CUSIP 16150R104 | 02/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Adam P. Chase | Mgmt | For | For | For | ||
1.2 | Elect Peter R. Chase | Mgmt | For | For | For | ||
1.3 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | ||
1.4 | Elect John H Derby III | Mgmt | For | For | For | ||
1.5 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | ||
1.6 | Elect Chad A. McDaniel | Mgmt | For | For | For | ||
1.7 | Elect Dana Mohler-Faria | Mgmt | For | For | For | ||
1.8 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
4 | Re-Approval of the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Cheesecake Factory Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAKE | CUSIP 163072101 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Overton | Mgmt | For | For | For | ||
2 | Elect Edie Ames | Mgmt | For | For | For | ||
3 | Elect Alexander L. Cappello | Mgmt | For | For | For | ||
4 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | ||
5 | Elect Laurence B. Mindel | Mgmt | For | For | For | ||
6 | Elect David B. Pittaway | Mgmt | For | For | For | ||
7 | Elect Herbert Simon | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Chemed Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHE | CUSIP 16359R103 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | ||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | ||
3 | Elect Patrick Grace | Mgmt | For | For | For | ||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | ||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | ||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | ||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | ||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | ||
9 | Elect George J. Walsh III | Mgmt | For | For | For | ||
10 | Elect Frank E. Wood | Mgmt | For | For | For | ||
11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Church & Dwight Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHD | CUSIP 171340102 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Matthew T. Farrell | Mgmt | For | For | For | ||
2 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | ||
3 | Elect Robert K. Shearer | Mgmt | For | For | For | ||
4 | Elect Laurie J. Yoler | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Cognex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CGNX | CUSIP 192422103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eugene Banucci | Mgmt | For | For | For | ||
2 | Elect Jerry A. Schneider | Mgmt | For | For | For | ||
3 | Elect Dianne M. Parrotte | Mgmt | For | For | For | ||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
5 | Amendment to the 2001 Stock Option Plan | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Columbia Banking System, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COLB | CUSIP 197236102 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David A. Dietzler | Mgmt | For | For | For | ||
2 | Elect Craig D. Eerkes | Mgmt | For | For | For | ||
3 | Elect Ford Elsaesser | Mgmt | For | For | For | ||
4 | Elect Mark A. Finkelstein | Mgmt | For | For | For | ||
5 | Elect John P. Folsom | Mgmt | For | For | For | ||
6 | Elect Eric Forrest | Mgmt | For | For | For | ||
7 | Elect Thomas M. Hulbert | Mgmt | For | For | For | ||
8 | Elect Michelle M. Lantow | Mgmt | For | For | For | ||
9 | Elect Randal Lund | Mgmt | For | For | For | ||
10 | Elect S. Mae Fujita Numata | Mgmt | For | For | For | ||
11 | Elect Hadley S. Robbins | Mgmt | For | For | For | ||
12 | Elect Elizabeth W. Seaton | Mgmt | For | For | For | ||
13 | Elect Janine Terrano | Mgmt | For | For | For | ||
14 | Elect William T. Weyerhaeuser | Mgmt | For | For | For | ||
15 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
Community Bank System, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBU | CUSIP 203607106 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Neil E. Fesette | Mgmt | For | For | For | ||
1.2 | Elect Raymond C. Pecor III | Mgmt | For | For | For | ||
1.3 | Elect Sally A. Steele | Mgmt | For | For | For | ||
1.4 | Elect Mark E. Tryniski | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Computer Modelling Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMG | CUSIP 205249105 | 07/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Judith J. Athaide | Mgmt | For | For | For | ||
2.2 | Elect Kenneth M. Dedeluk | Mgmt | For | For | For | ||
2.3 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
2.4 | Elect Patrick R. Jamieson | Mgmt | For | For | For | ||
2.5 | Elect Peter H. Kinash | Mgmt | For | For | For | ||
2.6 | Elect Robert F. M. Smith | Mgmt | For | For | For | ||
2.7 | Elect John B. Zaozirny | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Stock Option Plan Renewal | Mgmt | For | For | For | ||
5 | PSU and RSU Plan | Mgmt | For | For | For | ||
Constellation Software Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNSWF | CUSIP 21037X100 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeff Bender | Mgmt | For | For | For | ||
2 | Elect Lawrence A. Cunningham | Mgmt | For | For | For | ||
3 | Elect Meredith H. Hayes | Mgmt | For | Withhold | Against | ||
4 | Elect Robert Kittel | Mgmt | For | Withhold | Against | ||
5 | Elect Mark Leonard | Mgmt | For | For | For | ||
6 | Elect Paul McFeeters | Mgmt | For | Withhold | Against | ||
7 | Elect Mark Miller | Mgmt | For | For | For | ||
8 | Elect Lori O'Neill | Mgmt | For | For | For | ||
9 | Elect Stephen R. Scotchmer | Mgmt | For | Withhold | Against | ||
10 | Elect Robin Van Poelje | Mgmt | For | Withhold | Against | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Withhold | Against | ||
12 | Shareholder Proposal Regarding Board Diversity Policy | ShrHoldr | Against | For | Against | ||
Cracker Barrel Old Country Store, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBRL | CUSIP 22410J106 | 11/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James W. Bradford | Mgmt | For | For | For | ||
1.2 | Elect Thomas H. Barr | Mgmt | For | For | For | ||
1.3 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||
1.4 | Elect Meg G. Crofton | Mgmt | For | For | For | ||
1.5 | Elect Richard J. Dobkin | Mgmt | For | For | For | ||
1.6 | Elect Norman E. Johnson | Mgmt | For | For | For | ||
1.7 | Elect William W. McCarten | Mgmt | For | For | For | ||
1.8 | Elect Coleman H. Peterson | Mgmt | For | For | For | ||
1.9 | Elect Andrea M. Weiss | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Cullen/Frost Bankers, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CFR | CUSIP 229899109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carlos Alvarez | Mgmt | For | For | For | ||
2 | Elect Chris M. Avery | Mgmt | For | For | For | ||
3 | Elect Samuel G. Dawson | Mgmt | For | For | For | ||
4 | Elect Crawford H. Edwards | Mgmt | For | For | For | ||
5 | Elect Patrick B. Frost | Mgmt | For | For | For | ||
6 | Elect Phillip D. Green | Mgmt | For | For | For | ||
7 | Elect David J. Haemisegger | Mgmt | For | For | For | ||
8 | Elect Jarvis V. Hollingsworth | Mgmt | For | For | For | ||
9 | Elect Karen E. Jennings | Mgmt | For | For | For | ||
10 | Elect Richard M. Kleberg III | Mgmt | For | For | For | ||
11 | Elect Charles W. Matthews | Mgmt | For | For | For | ||
12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||
13 | Elect Graham Weston | Mgmt | For | Against | Against | ||
14 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CVB Financial Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVBF | CUSIP 126600105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect George A. Borba, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Stephen A. Del Guercio | Mgmt | For | For | For | ||
1.3 | Elect Rodrigo Guerra, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Anna Kan | Mgmt | For | For | For | ||
1.5 | Elect Kristina M. Leslie | Mgmt | For | For | For | ||
1.6 | Elect Christopher D. Myers | Mgmt | For | For | For | ||
1.7 | Elect Raymond V. O'Brien III | Mgmt | For | For | For | ||
1.8 | Elect Hal W. Oswalt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
CVB Financial Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVBF | CUSIP 126600105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Donaldson Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DCI | CUSIP 257651109 | 11/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tod E. Carpenter | Mgmt | For | For | For | ||
1.2 | Elect Pilar Cruz | Mgmt | For | For | For | ||
1.3 | Elect Ajita G. Rajendra | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Eagle Materials Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXP | CUSIP 26969P108 | 08/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael R. Nicolais | Mgmt | For | For | For | ||
2 | Elect Richard R. Stewart | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Energizer Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENR | CUSIP 29272W109 | 01/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | ||
2 | Elect James C. Johnson | Mgmt | For | For | For | ||
3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | ||
4 | Elect Robert V. Vitale | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
Exponent, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPO | CUSIP 30214U102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Catherine Ford Corrigan | Mgmt | For | For | For | ||
2 | Elect Paul R. Johnston | Mgmt | For | For | For | ||
3 | Elect Carol Lindstrom | Mgmt | For | For | For | ||
4 | Elect Karen A. Richardson | Mgmt | For | For | For | ||
5 | Elect John B. Shoven | Mgmt | For | For | For | ||
6 | Elect Debra L. Zumwalt | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
9 | 2-for-1 Forward Stock Split | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
F.N.B. Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FNB | CUSIP 302520101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pamela A. Bena | Mgmt | For | For | For | ||
2 | Elect William B. Campbell | Mgmt | For | For | For | ||
3 | Elect James D. Chiafullo | Mgmt | For | For | For | ||
4 | Elect Vincent J. Delie, Jr. | Mgmt | For | For | For | ||
5 | Elect Mary Jo Dively | Mgmt | For | For | For | ||
6 | Elect Stephen J. Gurgovits | Mgmt | For | For | For | ||
7 | Elect Robert A. Hormell | Mgmt | For | For | For | ||
8 | Elect David J. Malone | Mgmt | For | For | For | ||
9 | Elect Frank C Mencini | Mgmt | For | For | For | ||
10 | Elect David L. Motley | Mgmt | For | For | For | ||
11 | Elect Heidi A. Nicholas | Mgmt | For | For | For | ||
12 | Elect John S. Stanik | Mgmt | For | For | For | ||
13 | Elect William J. Strimbu | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Factset Research Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDS | CUSIP 303075105 | 12/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Malcolm Frank | Mgmt | For | For | For | ||
2 | Elect Robin A. Abrams | Mgmt | For | For | For | ||
3 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Amendment to the Stock Option and Award Plan | Mgmt | For | For | For | ||
7 | Amendment to the Non-Employee Directors' Stock Option and Award Plan | Mgmt | For | For | For | ||
8 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Fair Isaac Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FICO | CUSIP 303250104 | 02/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Braden R Kelly | Mgmt | For | For | For | ||
2 | Elect A. George Battle | Mgmt | For | For | For | ||
3 | Elect Mark W. Begor | Mgmt | For | For | For | ||
4 | Elect James D. Kirsner | Mgmt | For | For | For | ||
5 | Elect William J. Lansing | Mgmt | For | For | For | ||
6 | Elect Marc F. McMorris | Mgmt | For | Against | Against | ||
7 | Elect Joanna Rees | Mgmt | For | Against | Against | ||
8 | Elect David A. Rey | Mgmt | For | For | For | ||
9 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
First Financial Bankshares, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FFIN | CUSIP 32020R109 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect April Anthony | Mgmt | For | For | For | ||
1.2 | Elect Tucker S. Bridwell | Mgmt | For | For | For | ||
1.3 | Elect David Copeland | Mgmt | For | For | For | ||
1.4 | Elect F. Scott Dueser | Mgmt | For | For | For | ||
1.5 | Elect Murray Edwards | Mgmt | For | For | For | ||
1.6 | Elect Ron Giddiens | Mgmt | For | Withhold | Against | ||
1.7 | Elect Tim Lancaster | Mgmt | For | For | For | ||
1.8 | Elect Kade L. Matthews | Mgmt | For | For | For | ||
1.9 | Elect Ross H. Smith Jr. | Mgmt | For | For | For | ||
1.10 | Elect Johnny E. Trotter | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
First Hawaiian, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FHB | CUSIP 32051X108 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Matthew J. Cox | Mgmt | For | For | For | ||
1.2 | Elect W. Allen Doane | Mgmt | For | For | For | ||
1.3 | Elect Thibault Fulconis | Mgmt | For | For | For | ||
1.4 | Elect Gerard Gil | Mgmt | For | For | For | ||
1.5 | Elect Jean-Milan C. Givadinovitch | Mgmt | For | For | For | ||
1.6 | Elect Robert S. Harrison | Mgmt | For | For | For | ||
1.7 | Elect J. Michael Shepherd | Mgmt | For | For | For | ||
1.8 | Elect Allen B. Uyeda | Mgmt | For | For | For | ||
1.9 | Elect Michel Vial | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Eliminate the Supermajority Requirement to Amend the Bylaws | Mgmt | For | For | For | ||
5 | Eliminate the Supermajority Requirement to Amend the Certificate of Incorporation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
FirstService Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FSV | CUSIP 33767E103 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
2.1 | Elect Brendan Calder | Mgmt | For | For | For | ||
2.2 | Elect Bernard I. Ghert | Mgmt | For | For | For | ||
2.3 | Elect Jay S. Hennick | Mgmt | For | For | For | ||
2.4 | Elect D. Scott Patterson | Mgmt | For | For | For | ||
2.5 | Elect Frederick F. Reichheld | Mgmt | For | For | For | ||
2.6 | Elect Michael Stein | Mgmt | For | For | For | ||
2.7 | Elect Erin J. Wallace | Mgmt | For | For | For | ||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
Floor & Decor Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FND | CUSIP 339750101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Norman H. Axelrod | Mgmt | For | For | For | ||
2 | Elect Brad J. Brutocao | Mgmt | For | For | For | ||
3 | Elect Richard L. Sullivan | Mgmt | For | For | For | ||
4 | Elect Felicia D. Thornton | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Forward Air Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FWRD | CUSIP 349853101 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
1.2 | Elect Ana Amicarella | Mgmt | For | For | For | ||
1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | For | ||
1.4 | Elect Bruce A. Campbell | Mgmt | For | For | For | ||
1.5 | Elect C. Robert Campbell | Mgmt | For | For | For | ||
1.6 | Elect R. Craig Carlock | Mgmt | For | For | For | ||
1.7 | Elect C. John Langley, Jr. | Mgmt | For | For | For | ||
1.8 | Elect G. Michael Lynch | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Fox Factory Holding Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FOXF | CUSIP 35138V102 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Dennison | Mgmt | For | For | For | ||
1.2 | Elect Ted Waitman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Glacier Bancorp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GBCI | CUSIP 37637Q105 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Randall M. Chesler | Mgmt | For | For | For | ||
1.2 | Elect Sherry L. Cladouhos | Mgmt | For | For | For | ||
1.3 | Elect James M. English | Mgmt | For | For | For | ||
1.4 | Elect Annie M. Goodwin | Mgmt | For | For | For | ||
1.5 | Elect Dallas I. Herron | Mgmt | For | For | For | ||
1.6 | Elect Craig A. Langel | Mgmt | For | For | For | ||
1.7 | Elect Douglas J. McBride | Mgmt | For | For | For | ||
1.8 | Elect John W. Murdoch | Mgmt | For | For | For | ||
1.9 | Elect Mark J. Semmens | Mgmt | For | For | For | ||
1.10 | Elect George R. Sutton | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Graco Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GGG | CUSIP 384109104 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William J. Carroll | Mgmt | For | For | For | ||
2 | Elect Jack W. Eugster | Mgmt | For | For | For | ||
3 | Elect R. William Van Sant | Mgmt | For | For | For | ||
4 | Elect Emily White | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Gray Television, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTN | CUSIP 389375106 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Hilton H. Howell, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Howell W. Newton | Mgmt | For | For | For | ||
1.3 | Elect Richard L. Boger | Mgmt | For | For | For | ||
1.4 | Elect T.L. Elder | Mgmt | For | For | For | ||
1.5 | Elect Luis A. Garcia | Mgmt | For | For | For | ||
1.6 | Elect Richard B. Hare | Mgmt | For | For | For | ||
1.7 | Elect Robin R. Howell | Mgmt | For | For | For | ||
1.8 | Elect Elizabeth R. Neuhoff | Mgmt | For | For | For | ||
1.9 | Elect Hugh E. Norton | Mgmt | For | For | For | ||
2 | Increase of Authorized Common Stock and Class A Common Stock | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Annual Conversion Right | ShrHoldr | Against | Against | For | ||
Haemonetics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAE | CUSIP 405024100 | 07/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher Simon | Mgmt | For | For | For | ||
1.2 | Elect Charles J. Dockendorff | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Healthcare Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCSG | CUSIP 421906108 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Theodore Wahl | Mgmt | For | For | For | ||
1.2 | Elect John M. Briggs | Mgmt | For | For | For | ||
1.3 | Elect Robert L. Frome | Mgmt | For | For | For | ||
1.4 | Elect Robert J. Moss | Mgmt | For | For | For | ||
1.5 | Elect Dino D. Ottaviano | Mgmt | For | For | For | ||
1.6 | Elect Michael E. McBryan | Mgmt | For | For | For | ||
1.7 | Elect Diane S. Casey | Mgmt | For | For | For | ||
1.8 | Elect John J. McFadden | Mgmt | For | For | For | ||
1.9 | Elect Jude Visconto | Mgmt | For | For | For | ||
1.10 | Elect Daniela Castagnino | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Henry Schein, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSIC | CUSIP 806407102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | ||
2 | Elect Gerald A. Benjamin | Mgmt | For | For | For | ||
3 | Elect Stanley M. Bergman | Mgmt | For | For | For | ||
4 | Elect James P. Breslawski | Mgmt | For | For | For | ||
5 | Elect Paul Brons | Mgmt | For | For | For | ||
6 | Elect Shira D. Goodman | Mgmt | For | For | For | ||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | ||
8 | Elect Kurt P. Kuehn | Mgmt | For | For | For | ||
9 | Elect Philip A. Laskawy | Mgmt | For | For | For | ||
10 | Elect Anne H. Margulies | Mgmt | For | For | For | ||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | ||
12 | Elect Steven Paladino | Mgmt | For | Against | Against | ||
13 | Elect Carol Raphael | Mgmt | For | For | For | ||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | ||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
17 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | ||
18 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Ratification of Auditor | Mgmt | For | For | For | ||
Heska Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSKA | CUSIP 42805E306 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Scott W. Humphrey | Mgmt | For | For | For | ||
1.2 | Elect Sharon J. Larson | Mgmt | For | For | For | ||
1.3 | Elect Bonnie J. Trowbridge | Mgmt | For | For | For | ||
2 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||
3 | Increase of Authorized Common Stock in Connection with Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
7 | Transaction of Other Business | Mgmt | For | Against | Against | ||
Houlihan Lokey Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HLI | CUSIP 441593100 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Irwin N. Gold | Mgmt | For | For | For | ||
1.2 | Elect Bennet Van de Bunt | Mgmt | For | For | For | ||
1.3 | Elect Ron K. Barger | Mgmt | For | For | For | ||
1.4 | Elect Paul E. Wilson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amend the 2016 Incentive Plan | Mgmt | For | Against | Against | ||
Icon Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICLR | CUSIP G4705A100 | 07/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dermot Kelleher | Mgmt | For | For | For | ||
2 | Elect Dr. Hugh Brady | Mgmt | For | For | For | ||
3 | Elect Mary Pendergast | Mgmt | For | For | For | ||
4 | Elect Ronan Murphy | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
Idexx Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IDXX | CUSIP 45168D104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce L. Claflin | Mgmt | For | Against | Against | ||
2 | Elect Daniel M. Junius | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Innophos Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPHS | CUSIP 45774N108 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Cappeline | Mgmt | For | For | For | ||
2 | Elect Kim Ann Mink | Mgmt | For | For | For | ||
3 | Elect Linda Myrick | Mgmt | For | For | For | ||
4 | Elect Karen R. Osar | Mgmt | For | For | For | ||
5 | Elect John M. Steitz | Mgmt | For | For | For | ||
6 | Elect Peter Thomas | Mgmt | For | For | For | ||
7 | Elect Robert Zatta | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Installed Building Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBP | CUSIP 45780R101 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Margot L. Carter | Mgmt | For | For | For | ||
2 | Elect Robert H. Schottenstein | Mgmt | For | Against | Against | ||
3 | Elect Michael H. Thomas | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Material Terms and Performance Criteria of the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | ||
J&J Snack Foods Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JJSF | CUSIP 466032109 | 02/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Sidney R. Brown | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Approval of the 2017 Stock Option Plan | Mgmt | For | For | For | ||
Jack Henry & Associates, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JKHY | CUSIP 426281101 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | For | ||
1.2 | Elect John F. Prim | Mgmt | For | For | For | ||
1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | For | ||
1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | For | ||
1.6 | Elect Laura G. Kelly | Mgmt | For | For | For | ||
1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | For | ||
1.8 | Elect Wesley A. Brown | Mgmt | For | For | For | ||
1.9 | Elect David B. Foss | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Approval of the 2017 Annual Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Lakeland Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LKFN | CUSIP 511656100 | 04/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | ||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | ||
3 | Elect Daniel F. Evans, Jr. | Mgmt | For | For | For | ||
4 | Elect David M. Findlay | Mgmt | For | For | For | ||
5 | Elect Thomas A. Hiatt | Mgmt | For | For | For | ||
6 | Elect Michael L. Kubacki | Mgmt | For | For | For | ||
7 | Elect Emily E. Pichon | Mgmt | For | For | For | ||
8 | Elect Steven D. Ross | Mgmt | For | For | For | ||
9 | Elect Brian J. Smith | Mgmt | For | For | For | ||
10 | Elect Bradley J. Toothaker | Mgmt | For | For | For | ||
11 | Elect Ronald D. Truex | Mgmt | For | For | For | ||
12 | Elect M. Scott Welch | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Lancaster Colony Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LANC | CUSIP 513847103 | 11/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert L. Fox | Mgmt | For | For | For | ||
1.2 | Elect John B. Gerlach, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Robert P. Ostryniec | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
LCI Industries | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LCII | CUSIP 50189K103 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James F. Gero | Mgmt | For | For | For | ||
2 | Elect Frank J. Crespo | Mgmt | For | For | For | ||
3 | Elect Brendan J. Deely | Mgmt | For | For | For | ||
4 | Elect Ronald J. Fenech | Mgmt | For | For | For | ||
5 | Elect Tracy D. Graham | Mgmt | For | For | For | ||
6 | Elect Frederick B. Hegi, Jr. | Mgmt | For | For | For | ||
7 | Elect Virginia L. Henkels | Mgmt | For | For | For | ||
8 | Elect Jason D. Lippert | Mgmt | For | For | For | ||
9 | Elect Kieran M. O'Sullivan | Mgmt | For | For | For | ||
10 | Elect David A. Reed | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
LegacyTexas Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LTXB | CUSIP 52471Y106 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Arcilia C. Acosta | Mgmt | For | For | For | ||
1.2 | Elect George A. Fisk | Mgmt | For | For | For | ||
1.3 | Elect Kevin J. Hanigan | Mgmt | For | For | For | ||
1.4 | Elect Bruce W. Hunt | Mgmt | For | For | For | ||
1.5 | Elect Anthony J. LeVecchio | Mgmt | For | For | For | ||
1.6 | Elect James Brian McCall | Mgmt | For | For | For | ||
1.7 | Elect Karen H. O'Shea | Mgmt | For | For | For | ||
1.8 | Elect R. Greg Wilkinson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Lindsay Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNN | CUSIP 535555106 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert E. Brunner | Mgmt | For | For | For | ||
1.2 | Elect Timothy L. Hassinger | Mgmt | For | For | For | ||
1.3 | Elect Michael D. Walter | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Lithia Motors, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LAD | CUSIP 536797103 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Sidney B. DeBoer | Mgmt | For | For | For | ||
1.2 | Elect Thomas Becker | Mgmt | For | Withhold | Against | ||
1.3 | Elect Susan O. Cain | Mgmt | For | Withhold | Against | ||
1.4 | Elect Bryan B. DeBoer | Mgmt | For | For | For | ||
1.5 | Elect Louis P. Miramontes | Mgmt | For | For | For | ||
1.6 | Elect Kenneth E. Roberts | Mgmt | For | Withhold | Against | ||
1.7 | Elect David J. Robino | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Littelfuse, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LFUS | CUSIP 537008104 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Tzau-Jin Chung | Mgmt | For | For | For | ||
2 | Elect Cary T. Fu | Mgmt | For | For | For | ||
3 | Elect Anthony Grillo | Mgmt | For | For | For | ||
4 | Elect David W. Heinzmann | Mgmt | For | For | For | ||
5 | Elect Gordon Hunter | Mgmt | For | For | For | ||
6 | Elect John E. Major | Mgmt | For | For | For | ||
7 | Elect William P. Noglows | Mgmt | For | For | For | ||
8 | Elect Ronald L. Schubel | Mgmt | For | For | For | ||
9 | Elect Nathan Zommer | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Manhattan Associates, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MANH | CUSIP 562750109 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Deepak Raghavan | Mgmt | For | For | For | ||
2 | Elect Edmond I. Eger III | Mgmt | For | For | For | ||
3 | Elect Linda T. Hollembaek | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
MarketAxess Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MKTX | CUSIP 57060D108 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. McVey | Mgmt | For | For | For | ||
2 | Elect Steven Begleiter | Mgmt | For | For | For | ||
3 | Elect Stephen P. Casper | Mgmt | For | For | For | ||
4 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
5 | Elect William F. Cruger | Mgmt | For | For | For | ||
6 | Elect David G. Gomach | Mgmt | For | For | For | ||
7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | ||
8 | Elect Richard G. Ketchum | Mgmt | For | For | For | ||
9 | Elect Emily H. Portney | Mgmt | For | For | For | ||
10 | Elect John Steinhardt | Mgmt | For | For | For | ||
11 | Elect James J. Sullivan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | ||
Matador Resources Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTDR | CUSIP 576485205 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William M. Byerley | Mgmt | For | Against | Against | ||
2 | Elect Julia P. Forrester | Mgmt | For | Against | Against | ||
3 | Elect Timothy E. Parker | Mgmt | For | For | For | ||
4 | Elect David M. Posner | Mgmt | For | Against | Against | ||
5 | Elect Kenneth L. Stewart | Mgmt | For | Against | Against | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
MGP Ingredients, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGPI | CUSIP 55303J106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Bareuther | Mgmt | For | Against | Against | ||
2 | Elect Terence Dunn | Mgmt | For | Against | Against | ||
3 | Elect Anthony Foglio | Mgmt | For | Against | Against | ||
4 | Elect David J. Colo | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
MKS Instruments, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MKSI | CUSIP 55306N104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerald G. Colella | Mgmt | For | For | For | ||
1.2 | Elect Elizabeth A. Mora | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Monotype Imaging Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TYPE | CUSIP 61022P100 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott Landers | Mgmt | For | For | For | ||
2 | Elect Pamela F. Lenehan | Mgmt | For | For | For | ||
3 | Elect Timothy B. Yeaton | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Monro Muffler Brake, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MNRO | CUSIP 610236101 | 08/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frederick M. Danziger | Mgmt | For | For | For | ||
1.2 | Elect Stephen C. McCluski | Mgmt | For | For | For | ||
1.3 | Elect Robert E. Mellor | Mgmt | For | For | For | ||
1.4 | Elect Peter J. Solomon | Mgmt | For | For | For | ||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Company Name Change | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
MSA Safety Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSA | CUSIP 553498106 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas W. Giacomini | Mgmt | For | For | For | ||
1.2 | Elect Sandra Phillips Rogers | Mgmt | For | For | For | ||
1.3 | Elect John T. Ryan III | Mgmt | For | For | For | ||
2 | Elect Nishan J. Vartanian | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Neogen Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEOG | CUSIP 640491106 | 10/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James L. Herbert | Mgmt | For | For | For | ||
1.2 | Elect G. Bruce Papesh | Mgmt | For | For | For | ||
1.3 | Elect Thomas H. Reed | Mgmt | For | For | For | ||
1.4 | Elect Darci L. Vetter | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
NetScout Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTCT | CUSIP 64115T104 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Christopher Perretta | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
NewMarket Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEU | CUSIP 651587107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Phyllis L. Cothran | Mgmt | For | For | For | ||
2 | Elect Mark M. Gambill | Mgmt | For | For | For | ||
3 | Elect Bruce C. Gottwald | Mgmt | For | For | For | ||
4 | Elect Thomas E. Gottwald | Mgmt | For | For | For | ||
5 | Elect Patrick D. Hanley | Mgmt | For | For | For | ||
6 | Elect H. Hiter Harris, III | Mgmt | For | For | For | ||
7 | Elect James E. Rogers | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nexstar Media Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NXST | CUSIP 65336K103 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Perry A. Sook | Mgmt | For | For | For | ||
1.2 | Elect Geoff Armstrong | Mgmt | For | For | For | ||
1.3 | Elect Jay M. Grossman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Nordson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NDSN | CUSIP 655663102 | 02/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Arthur L. George | Mgmt | For | For | For | ||
1.2 | Elect Michael F. Hilton | Mgmt | For | For | For | ||
1.3 | Elect Frank M. Jaehnert | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2012 Stock Incentive and Award Plan | Mgmt | For | For | For | ||
Novanta Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVT | CUSIP 67000B104 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Stephen W. Bershad | Mgmt | For | For | For | ||
1.2 | Elect Lonny J. Carpenter | Mgmt | For | For | For | ||
1.3 | Elect Dennis J. Fortino | Mgmt | For | For | For | ||
1.4 | Elect Matthijs Glastra | Mgmt | For | For | For | ||
1.5 | Elect Brian D. King | Mgmt | For | For | For | ||
1.6 | Elect Ira J. Lamel | Mgmt | For | For | For | ||
1.7 | Elect Dominic A. Romeo | Mgmt | For | For | For | ||
1.8 | Elect Thomas N. Secor | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
Ollie's Bargain Outlet Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OLLI | CUSIP 681116109 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Butler | Mgmt | For | For | For | ||
1.2 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Pacwest Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PACW | CUSIP 695263103 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tanya M. Acker | Mgmt | For | Withhold | Against | ||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | ||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | ||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | ||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | ||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | ||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | ||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | ||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | ||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | ||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | ||
1.12 | Elect Mark T. Yung | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||
Papa John's International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PZZA | CUSIP 698813102 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher L. Coleman | Mgmt | For | For | For | ||
2 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
3 | Elect Laurette T. Koellner | Mgmt | For | For | For | ||
4 | Elect Sonya E. Medina | Mgmt | For | For | For | ||
5 | Elect John H. Schnatter | Mgmt | For | For | For | ||
6 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Pason Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSI | CUSIP 702925108 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Set Board Size at Five | Mgmt | For | For | For | ||
2.1 | Elect James D. Hill | Mgmt | For | Withhold | Against | ||
2.2 | Elect James B. Howe | Mgmt | For | For | For | ||
2.3 | Elect Marcel Kessler | Mgmt | For | For | For | ||
2.4 | Elect T. Jay Collins | Mgmt | For | For | For | ||
2.5 | Elect Judi M. Hess | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | 2018 Stock Option Plan | Mgmt | For | For | For | ||
Patrick Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PATK | CUSIP 703343103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph M. Cerulli | Mgmt | For | Withhold | Against | ||
1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | ||
1.3 | Elect John A. Forbes | Mgmt | For | Withhold | Against | ||
1.4 | Elect Paul E. Hassler | Mgmt | For | Withhold | Against | ||
1.5 | Elect Michael A. Kitson | Mgmt | For | Withhold | Against | ||
1.6 | Elect Andy L. Nemeth | Mgmt | For | For | For | ||
1.7 | Elect M. Scott Welch | Mgmt | For | Withhold | Against | ||
1.8 | Elect Walter E. Wells | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment Regarding Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | ||
Pool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POOL | CUSIP 73278L105 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew W. Code | Mgmt | For | For | For | ||
2 | Elect Timothy M. Graven | Mgmt | For | For | For | ||
3 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For | ||
4 | Elect Harlan F. Seymour | Mgmt | For | For | For | ||
5 | Elect Robert C. Sledd | Mgmt | For | For | For | ||
6 | Elect John E. Stokely | Mgmt | For | For | For | ||
7 | Elect David G. Whalen | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Power Integrations, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POWI | CUSIP 739276103 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Wendy Arienzo | Mgmt | For | For | For | ||
1.2 | Elect Balu Balakrishnan | Mgmt | For | For | For | ||
1.3 | Elect Alan D. Bickell | Mgmt | For | For | For | ||
1.4 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | ||
1.5 | Elect William L. George | Mgmt | For | For | For | ||
1.6 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
1.7 | Elect E. Floyd Kvamme | Mgmt | For | For | For | ||
1.8 | Elect Necip Sayiner | Mgmt | For | For | For | ||
1.9 | Elect Steven J. Sharp | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Prestige Brands Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBH | CUSIP 74112D101 | 08/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | ||
1.2 | Elect John E. Byom | Mgmt | For | For | For | ||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | ||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | ||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | ||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Quaker Chemical Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KWR | CUSIP 747316107 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael F. Barry | Mgmt | For | For | For | ||
1.2 | Elect Donald R. Caldwell | Mgmt | For | For | For | ||
1.3 | Elect Jeffry D. Frisby | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Quaker Chemical Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KWR | CUSIP 747316107 | 09/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Eliminate Time-Phase Voting Structure | Mgmt | For | For | For | ||
2 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Qualys Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QLYS | CUSIP 74758T303 | 06/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Phillippe F. Courtot | Mgmt | For | For | For | ||
1.2 | Elect Jeffrey P. Hank | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Raven Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAVN | CUSIP 754212108 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jason M. Andringa | Mgmt | For | For | For | ||
1.2 | Elect David L. Chicoine | Mgmt | For | For | For | ||
1.3 | Elect Thomas S. Everist | Mgmt | For | For | For | ||
1.4 | Elect Kevin T. Kirby | Mgmt | For | For | For | ||
1.5 | Elect Marc E. LeBaron | Mgmt | For | For | For | ||
1.6 | Elect Richard W. Parod | Mgmt | For | For | For | ||
1.7 | Elect Daniel A. Rykhus | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
RBC Bearings Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROLL | CUSIP 75524B104 | 09/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mitchell I. Quain | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Hartnett | Mgmt | For | For | For | ||
1.3 | Elect Amir Faghri | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
6 | Approval of the Executive Officer Performance-Based Compensation Plan | Mgmt | For | For | For | ||
7 | Approval of the 2017 Long Term Incentive Plan | Mgmt | For | For | For | ||
Richelieu Hardware Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RCH | CUSIP 76329W103 | 04/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Sylvie Vachon | Mgmt | For | For | For | ||
1.2 | Elect Denyse Chicoyne | Mgmt | For | For | For | ||
1.3 | Elect Robert Courteau | Mgmt | For | For | For | ||
1.4 | Elect Pierre Pomerleau | Mgmt | For | For | For | ||
1.5 | Elect Mathieu Gauvin | Mgmt | For | For | For | ||
1.6 | Elect Richard Lord | Mgmt | For | For | For | ||
1.7 | Elect Marc Poulin | Mgmt | For | For | For | ||
1.8 | Elect Jocelyn Proteau | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
RLI Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RLI | CUSIP 749607107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kaj Ahlmann | Mgmt | For | For | For | ||
1.2 | Elect Michael E. Angelina | Mgmt | For | For | For | ||
1.3 | Elect John T. Baily | Mgmt | For | For | For | ||
1.4 | Elect Calvin G. Butler, Jr. | Mgmt | For | For | For | ||
1.5 | Elect David B. Duclos | Mgmt | For | For | For | ||
1.6 | Elect Jordan W. Graham | Mgmt | For | For | For | ||
1.7 | Elect Jonathan E. Michael | Mgmt | For | For | For | ||
1.8 | Elect Robert P. Restrepo, Jr. | Mgmt | For | For | For | ||
1.9 | Elect James J. Scanlan | Mgmt | For | For | For | ||
1.10 | Elect Michael J. Stone | Mgmt | For | For | For | ||
2 | Reincorporation from Illinois to Delaware | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Rogers Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROG | CUSIP 775133101 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | ||
1.2 | Elect Michael F. Barry | Mgmt | For | For | For | ||
1.3 | Elect Bruce D. Hoechner | Mgmt | For | For | For | ||
1.4 | Elect Carol R. Jensen | Mgmt | For | For | For | ||
1.5 | Elect Ganesh Moorthy | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey J. Owens | Mgmt | For | For | For | ||
1.7 | Elect Helene Simonet | Mgmt | For | For | For | ||
1.8 | Elect Peter C. Wallace | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Rollins, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROL | CUSIP 775711104 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gary W. Rollins | Mgmt | For | For | For | ||
1.2 | Elect Larry L. Prince | Mgmt | For | Withhold | Against | ||
1.3 | Elect Pamela R. Rollins | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | Against | Against | ||
Sensient Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SXT | CUSIP 81725T100 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hank Brown | Mgmt | For | For | For | ||
2 | Elect Joseph Carleone | Mgmt | For | For | For | ||
3 | Elect Edward H. Cichurski | Mgmt | For | For | For | ||
4 | Elect Mario Ferruzzi | Mgmt | For | For | For | ||
5 | Elect Donald W. Landry | Mgmt | For | For | For | ||
6 | Elect Paul Manning | Mgmt | For | For | For | ||
7 | Elect Deborah McKeithan-Gebhardt | Mgmt | For | For | For | ||
8 | Elect Scott C. Morrison | Mgmt | For | For | For | ||
9 | Elect Elaine R. Wedral | Mgmt | For | For | For | ||
10 | Elect Essie Whitelaw | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
SiteOne Landscape Supply, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SITE | CUSIP 82982L103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Doug Black | Mgmt | For | For | For | ||
1.2 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Stella-Jones Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SJ | CUSIP 85853F105 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tom A. Bruce Jones | Mgmt | For | For | For | ||
1.2 | Elect George J. Bunze | Mgmt | For | For | For | ||
1.3 | Elect Gianni M. Chiarva | Mgmt | For | For | For | ||
1.4 | Elect Katherine A. Lehman | Mgmt | For | For | For | ||
1.5 | Elect James A. Manzi | Mgmt | For | Withhold | Against | ||
1.6 | Elect Brian McManus | Mgmt | For | For | For | ||
1.7 | Elect Nycol Pageau-Goyette | Mgmt | For | For | For | ||
1.8 | Elect Simon Pelletier | Mgmt | For | For | For | ||
1.9 | Elect Daniel Picotte | Mgmt | For | Withhold | Against | ||
1.10 | Elect Mary L. Webster | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Texas Roadhouse, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXRH | CUSIP 882681109 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Kent Taylor | Mgmt | For | For | For | ||
1.2 | Elect James R. Zarley | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
The Middleby Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MIDD | CUSIP 596278101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | ||
1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | ||
1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | ||
1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | ||
1.5 | Elect John R. Miller III | Mgmt | For | For | For | ||
1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | ||
1.7 | Elect Nassem Ziyad | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | ||
The Toro Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TTC | CUSIP 891092108 | 03/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Janet K. Cooper | Mgmt | For | For | For | ||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | ||
1.3 | Elect Gregg W. Steinhafel | Mgmt | For | For | For | ||
1.4 | Elect Michael G. Vale | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Thor Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
THO | CUSIP 885160101 | 12/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jan H. Suwinski | Mgmt | For | For | For | ||
1.2 | Elect J. Allen Kosowsky | Mgmt | For | For | For | ||
1.3 | Elect Wilson Jones | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Tivity Health Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TVTY | CUSIP 88870R102 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sara J. Finley | Mgmt | For | For | For | ||
2 | Elect Archelle Georgiou | Mgmt | For | For | For | ||
3 | Elect Robert J. Greczyn, Jr. | Mgmt | For | For | For | ||
4 | Elect Peter Hudson | Mgmt | For | For | For | ||
5 | Elect Beth M. Jacob | Mgmt | For | For | For | ||
6 | Elect Bradley S. Karro | Mgmt | For | For | For | ||
7 | Elect Paul H. Keckley | Mgmt | For | For | For | ||
8 | Elect Lee A. Shapiro | Mgmt | For | For | For | ||
9 | Elect Donato Tramuto | Mgmt | For | For | For | ||
10 | Elect Kevin G. Wills | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Tractor Supply Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSCO | CUSIP 892356106 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
1.2 | Elect Peter D. Bewley | Mgmt | For | For | For | ||
1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | ||
1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | ||
1.6 | Elect George MacKenzie | Mgmt | For | For | For | ||
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | ||
1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | ||
1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Tyler Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TYL | CUSIP 902252105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | ||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | ||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||
5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||
6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | ||
7 | Elect Daniel M. Pope | Mgmt | For | For | For | ||
8 | Elect Dustin R. Womble | Mgmt | For | Against | Against | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
12 | Transaction of Other Business | Mgmt | For | Against | Against | ||
U.S. Physical Therapy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USPH | CUSIP 90337L108 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jerald L. Pullins | Mgmt | For | For | For | ||
1.2 | Elect Christopher J. Reading | Mgmt | For | For | For | ||
1.3 | Elect Lawrance W. McAfee | Mgmt | For | Withhold | Against | ||
1.4 | Elect Mark J. Brookner | Mgmt | For | For | For | ||
1.5 | Elect Harry S. Chapman | Mgmt | For | For | For | ||
1.6 | Elect Kathleen A. Gilmartin | Mgmt | For | For | For | ||
1.7 | Elect Bernard A. Harris, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Edward L. Kuntz | Mgmt | For | For | For | ||
1.9 | Elect Reginald E. Swanson | Mgmt | For | For | For | ||
1.10 | Elect Clayton K. Trier | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
U.S. Physical Therapy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USPH | CUSIP 90337L108 | 10/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jerald L. Pullins | Mgmt | For | For | For | ||
1.2 | Elect Christopher J. Reading | Mgmt | For | For | For | ||
1.3 | Elect Lawrance W. McAfee | Mgmt | For | Withhold | Against | ||
1.4 | Elect Mark J. Brookner | Mgmt | For | For | For | ||
1.5 | Elect Harry S. Chapman | Mgmt | For | For | For | ||
1.6 | Elect Bernard A. Harris, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Edward L. Kuntz | Mgmt | For | For | For | ||
1.8 | Elect Reginald E. Swanson | Mgmt | For | For | For | ||
1.9 | Elect Clayton K. Trier | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
UniFirst Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNF | CUSIP 904708104 | 01/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kathleen M. Camilli | Mgmt | For | For | For | ||
1.2 | Elect Michael Iandoli | Mgmt | For | For | For | ||
1.3 | Elect Steven S. Sintros | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Valmont Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMI | CUSIP 920253101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | For | ||
1.2 | Elect Theo Freye | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | For | ||
2 | 2018 Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Watsco, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSO | CUSIP 942622200 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven Rubin | Mgmt | For | For | For | ||
1.2 | Elect George P. Sape | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
WD-40 Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDFC | CUSIP 929236107 | 12/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter D. Bewley | Mgmt | For | For | For | ||
1.2 | Elect Daniel T. Carter | Mgmt | For | For | For | ||
1.3 | Elect Melissa Claassen | Mgmt | For | For | For | ||
1.4 | Elect Eric P. Etchart | Mgmt | For | For | For | ||
1.5 | Elect Linda A. Lang | Mgmt | For | For | For | ||
1.6 | Elect David B. Pendarvis | Mgmt | For | For | For | ||
1.7 | Elect Daniel E. Pittard | Mgmt | For | For | For | ||
1.8 | Elect Garry O. Ridge | Mgmt | For | For | For | ||
1.9 | Elect Gregory A. Sandfort | Mgmt | For | Withhold | Against | ||
1.10 | Elect Neal E. Schmale | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Approval of the 2017 Performance Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
West Pharmaceutical Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WST | CUSIP 955306105 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Buthman | Mgmt | For | For | For | ||
2 | Elect William F. Feehery | Mgmt | For | For | For | ||
3 | Elect Eric M. Green | Mgmt | For | For | For | ||
4 | Elect Thomas W. Hofmann | Mgmt | For | For | For | ||
5 | Elect Paula A. Johnson | Mgmt | For | For | For | ||
6 | Elect Deborah L. V. Keller | Mgmt | For | For | For | ||
7 | Elect Myla Lai-Goldman | Mgmt | For | For | For | ||
8 | Elect Douglas A. Michels | Mgmt | For | For | For | ||
9 | Elect Paolo Pucci | Mgmt | For | Against | Against | ||
10 | Elect John H. Weiland | Mgmt | For | For | For | ||
11 | Elect Patrick J. Zenner | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Westinghouse Air Brake Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAB | CUSIP 929740108 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Erwan Faiveley | Mgmt | For | Withhold | Against | ||
1.2 | Elect Linda S. Harty | Mgmt | For | For | For | ||
1.3 | Elect Brian P. Hehir | Mgmt | For | For | For | ||
1.4 | Elect Michael W. D. Howell | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Zebra Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZBRA | CUSIP 989207105 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | For | ||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | For | ||
1.3 | Elect Ross W. Manire | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Global Equity Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Activision Blizzard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Reveta Bowers | Mgmt | For | For | For | ||
2 | Elect Robert J. Corti | Mgmt | For | For | For | ||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | ||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | ||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
6 | Elect Barry Meyer | Mgmt | For | For | For | ||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | ||
8 | Elect Peter Nolan | Mgmt | For | For | For | ||
9 | Elect Casey Wasserman | Mgmt | For | For | For | ||
10 | Elect Elaine P. Wynn | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Aercap Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AER | CUSIP N00985106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Release of Director Liability | Mgmt | For | For | For | ||
3 | Elect Pieter Korteweg | Mgmt | For | For | For | ||
4 | Elect Aengus Kelly | Mgmt | For | For | For | ||
5 | Elect Salem Rashed Abdulla Ali Al Noaimi | Mgmt | For | Against | Against | ||
6 | Elect Homaid Abdulla Al Shimmari | Mgmt | For | For | For | ||
7 | Elect Paul Dacier | Mgmt | For | For | For | ||
8 | Elect Michael Gradon | Mgmt | For | For | For | ||
9 | Elect Robert G. Warden | Mgmt | For | For | For | ||
10 | Elect Julian B. Branch | Mgmt | For | For | For | ||
11 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
19 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | ||
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | ||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | ||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | ||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | ||
9 | Elect John B. Harrison | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
Air Liquide | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AI | CINS F01764103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
9 | Elect Benoit Potier | Mgmt | For | For | For | ||
10 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
11 | Elect Sin Leng Low | Mgmt | For | For | For | ||
12 | Elect Annette Winkler | Mgmt | For | For | For | ||
13 | Severance Agreement (Benoit Potier, Chair and CEO) | Mgmt | For | For | For | ||
14 | Supplementary Retirement Benefits (Benoit Potier, Chair and CEO) | Mgmt | For | For | For | ||
15 | Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Pierre Dufour, Deputy CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Executives) | Mgmt | For | For | For | ||
18 | Directors' Fees | Mgmt | For | For | For | ||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Alibaba Group Holding Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | ||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | ||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
Alimentation Couche-Tard Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANCTF | CUSIP 01626P304 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alain Bouchard | Mgmt | For | For | For | ||
1.2 | Elect Nathalie Bourque | Mgmt | For | For | For | ||
1.3 | Elect Eric Boyko | Mgmt | For | For | For | ||
1.4 | Elect Jacques D'Amours | Mgmt | For | Withhold | Against | ||
1.5 | Elect Jean Elie | Mgmt | For | For | For | ||
1.6 | Elect Richard Fortin | Mgmt | For | For | For | ||
1.7 | Elect Brian Hannasch | Mgmt | For | For | For | ||
1.8 | Elect Melanie Kau | Mgmt | For | For | For | ||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
1.10 | Elect Real Plourde | Mgmt | For | For | For | ||
1.11 | Elect Daniel Rabinowicz | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal Regarding Advisory Vote on Compensation Report (Say on Pay) | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Disclosure of Vote Results By Share Class | ShrHoldr | Against | For | Against | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
7 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | ||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | For | Against | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Fulvio Conti | Mgmt | For | For | For | ||
6 | Elect Cheryl Francis | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Elect J.M.C. Stork to the Supervisory Board | Mgmt | For | For | For | ||
13 | Elect T.L. Kelly to the Supervisory Board | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
19 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Repurchase Shares | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Bezeq The Israel Telecommunication Corp. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEZQ | CINS M2012Q100 | 08/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Elect Haggai Herman as External Director | Mgmt | For | N/A | N/A | ||
5 | Elect Shalom Hochman as External Director | Mgmt | For | N/A | N/A | ||
6 | Elect Zeev Vurembrand as External Director | Mgmt | For | For | For | ||
Bezeq The Israel Telecommunication Corp. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEZQ | CINS M2012Q100 | 09/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
Biogen Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | ||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | ||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||
7 | Elect Brian S. Posner | Mgmt | For | For | For | ||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||
9 | Elect Lynn Schenk | Mgmt | For | For | For | ||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
2 | Elect Pamela Daley | Mgmt | For | For | For | ||
3 | Elect William S. Demchak | Mgmt | For | For | For | ||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | ||
6 | Elect William E. Ford | Mgmt | For | For | For | ||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | ||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | ||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | ||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | ||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | ||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
18 | Elect Mark Wilson | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
21 | Ratification of Auditor | Mgmt | For | For | For | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Brembo S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRE | CINS T2204N116 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Remuneration Policy | Mgmt | For | For | For | ||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Bridgestone Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
5108 | CINS J04578126 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | ||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | ||
5 | Elect Narumi Zaitsu | Mgmt | For | For | For | ||
6 | Elect Kenichi Togami | Mgmt | For | For | For | ||
7 | Elect Scott T. Davis | Mgmt | For | For | For | ||
8 | Elect Yuri Okina | Mgmt | For | For | For | ||
9 | Elect Kenichi Masuda | Mgmt | For | For | For | ||
10 | Elect Kenzoh Yamamoto | Mgmt | For | For | For | ||
11 | Elect Keikoh Terui | Mgmt | For | For | For | ||
12 | Elect Seiichi Sasa | Mgmt | For | For | For | ||
13 | Elect Yohjiroh Shiba | Mgmt | For | For | For | ||
14 | Elect Yohko Suzuki | Mgmt | For | For | For | ||
Bunzl plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNZL | CINS G16968110 | 04/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Philip G. Rogerson | Mgmt | For | For | For | ||
4 | Elect Frank van Zanten | Mgmt | For | For | For | ||
5 | Elect Pat Larmon | Mgmt | For | For | For | ||
6 | Elect Brian M. May | Mgmt | For | For | For | ||
7 | Elect Eugenia Ulasewicz | Mgmt | For | For | For | ||
8 | Elect Jean-Charles Pauze | Mgmt | For | For | For | ||
9 | Elect Vanda Murray | Mgmt | For | For | For | ||
10 | Elect Lloyd Pitchford | Mgmt | For | For | For | ||
11 | Elect Stephan Ronald Nanninga | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Anderson | Mgmt | For | For | For | ||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | ||
3 | Elect George S. Barrett | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | ||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||
10 | Elect Nancy Killefer | Mgmt | For | For | For | ||
11 | Elect David P. King | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Virginia C. Addicott | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | ||
4 | Elect Paul J. Finnegan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | ||
2 | Elect Barry K. Allen | Mgmt | For | For | For | ||
3 | Elect David W. Nelms | Mgmt | For | For | For | ||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Centene Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNC | CUSIP 15135B101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jessica L. Blume | Mgmt | For | For | For | ||
2 | Elect Frederick H. Eppinger | Mgmt | For | For | For | ||
3 | Elect David L. Steward | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Compagnie Financiere Richemont S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CFR | CINS H25662182 | 09/13/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
5 | Elect Johann Rupert as Board Chair | Mgmt | For | TNA | N/A | ||
6 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | ||
7 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | ||
8 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | ||
9 | Elect Jeff Moss | Mgmt | For | TNA | N/A | ||
10 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | ||
11 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | ||
12 | Elect Maria Ramos | Mgmt | For | TNA | N/A | ||
13 | Elect Jan Rupert | Mgmt | For | TNA | N/A | ||
14 | Elect Gary Saage | Mgmt | For | TNA | N/A | ||
15 | Elect Cyrille Vigneron | Mgmt | For | TNA | N/A | ||
16 | Elect Nikesh Arora | Mgmt | For | TNA | N/A | ||
17 | Elect Nicolas Bos | Mgmt | For | TNA | N/A | ||
18 | Elect Clay Brendish | Mgmt | For | TNA | N/A | ||
19 | Elect Burkhart Grund | Mgmt | For | TNA | N/A | ||
20 | Elect Keyu Jin | Mgmt | For | TNA | N/A | ||
21 | Elect Jerome Lambert | Mgmt | For | TNA | N/A | ||
22 | Elect Vesna Nevistic | Mgmt | For | TNA | N/A | ||
23 | Elect Anton Rupert | Mgmt | For | TNA | N/A | ||
24 | Elect Clay Brendish as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
25 | Elect Guillaume Pictet as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
26 | Elect Maria Ramos as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
29 | Board Compensation | Mgmt | For | TNA | N/A | ||
30 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
31 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
Continental AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CON | CINS D16212140 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratify Elmar Degenhart | Mgmt | For | For | For | ||
7 | Ratify Jose A. Avila | Mgmt | For | For | For | ||
8 | Ratify Ralf Cramer | Mgmt | For | For | For | ||
9 | Ratify Hans-Jurgen Duensing | Mgmt | For | For | For | ||
10 | Ratify Frank Jourdan | Mgmt | For | For | For | ||
11 | Ratify Helmut Matschi | Mgmt | For | For | For | ||
12 | Ratify Ariane Reinhart | Mgmt | For | For | For | ||
13 | Ratify Wolfgang Schafer | Mgmt | For | For | For | ||
14 | Ratify Nikolai Setzer | Mgmt | For | For | For | ||
15 | Ratify Wolfgang Reitzle | Mgmt | For | For | For | ||
16 | Ratify Gunter Dunkel | Mgmt | For | For | For | ||
17 | Ratify Peter Gutzmer | Mgmt | For | For | For | ||
18 | Ratify Peter Hausmann | Mgmt | For | For | For | ||
19 | Ratify Michael Iglhaut | Mgmt | For | For | For | ||
20 | Ratify Klaus Mangold | Mgmt | For | For | For | ||
21 | Ratify Hartmut Meine | Mgmt | For | For | For | ||
22 | Ratify Sabine Neu? | Mgmt | For | For | For | ||
23 | Ratify Rolf Nonnenmacher | Mgmt | For | For | For | ||
24 | Ratify Dirk Nordmann | Mgmt | For | For | For | ||
25 | Ratify Klaus Rosenfeld | Mgmt | For | For | For | ||
26 | Ratify Georg F. W. Schaeffler | Mgmt | For | For | For | ||
27 | Ratify Maria-Elisabeth Schaeffler-Thumann | Mgmt | For | For | For | ||
28 | Ratify Jorg Schonfelder | Mgmt | For | For | For | ||
29 | Ratify Stefan Scholz | Mgmt | For | For | For | ||
30 | Ratify Gudrun Valten | Mgmt | For | For | For | ||
31 | Ratify Kirsten Vorkel | Mgmt | For | For | For | ||
32 | Ratify Elke Volkmann | Mgmt | For | For | For | ||
33 | Ratify Erwin Worle | Mgmt | For | For | For | ||
34 | Ratify Siegfried Wolf | Mgmt | For | For | For | ||
35 | Appointment of Auditor | Mgmt | For | For | For | ||
Core Laboratories N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLB | CUSIP N22717107 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Margaret A. van Kempen | Mgmt | For | For | For | ||
2 | Elect Lawrence Bruno | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
6 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
8 | Extension of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CINS G25508105 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | For | For | ||
5 | Elect Richard Boucher | Mgmt | For | For | For | ||
6 | Elect Nicky Hartery | Mgmt | For | For | For | ||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | ||
8 | Elect Don McGovern | Mgmt | For | For | For | ||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
10 | Elect Albert Manifold | Mgmt | For | For | For | ||
11 | Elect Senan Murphy | Mgmt | For | For | For | ||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | ||
13 | Elect Lucinda Riches | Mgmt | For | For | For | ||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
22 | Scrip Dividend | Mgmt | For | For | For | ||
23 | Amendments to Articles | Mgmt | For | For | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
10 | Elect Richard J. Swift | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Elect Tony L. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
Daikin Industries Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6367 | CINS J10038115 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | ||
4 | Elect Masanori Togawa | Mgmt | For | For | For | ||
5 | Elect Chiyono Terada | Mgmt | For | For | For | ||
6 | Elect Tatsuo Kawada | Mgmt | For | Against | Against | ||
7 | Elect Akiji Makino | Mgmt | For | For | For | ||
8 | Elect Ken Tayano | Mgmt | For | For | For | ||
9 | Elect Masatsugu Minaka | Mgmt | For | For | For | ||
10 | Elect Jiro Tomita | Mgmt | For | For | For | ||
11 | Elect Yuan Fang | Mgmt | For | For | For | ||
12 | Elect Kanwal Jeet Jawa | Mgmt | For | For | For | ||
13 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | ||
DBS Group Holdings Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D05 | CINS Y20246107 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | ||
6 | Elect Piyush Gupta | Mgmt | For | For | For | ||
7 | Elect Andre Sekulic | Mgmt | For | For | For | ||
8 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | ||
9 | Authority to Grant Awards and Issue Shares Under the DBSH Share Plan | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme FY2016 | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Delphi Automotive PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G27823106 | 11/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Company Name Change | Mgmt | For | For | For | ||
Delphi Technologies PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G2709G107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robin J. Adams | Mgmt | For | For | For | ||
2 | Elect Liam Butterworth | Mgmt | For | For | For | ||
3 | Elect Joseph S. Cantie | Mgmt | For | For | For | ||
4 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
5 | Elect Gary L. Cowger | Mgmt | For | For | For | ||
6 | Elect David S. Haffner | Mgmt | For | For | For | ||
7 | Elect Helmut Leube | Mgmt | For | For | For | ||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | ||
9 | Elect Hari N. Nair | Mgmt | For | For | For | ||
10 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Wei Sun Christianson | Mgmt | For | For | For | ||
3 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
4 | Elect Jane Lauder | Mgmt | For | For | For | ||
5 | Elect Leonard A. Lauder | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Expedia Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPE | CUSIP 30212P303 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan C. Athey | Mgmt | For | For | For | ||
2 | Elect A. George Battle | Mgmt | For | For | For | ||
3 | Elect Courtnee Chun | Mgmt | For | For | For | ||
4 | Elect Chelsea Clinton | Mgmt | For | For | For | ||
5 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | ||
8 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | ||
9 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | ||
10 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | ||
11 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
12 | Elect Mark Okerstrom | Mgmt | For | For | For | ||
13 | Elect Scott Rudin | Mgmt | For | For | For | ||
14 | Elect Christopher W. Shean | Mgmt | For | For | For | ||
15 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Ferguson Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FERG | CINS G3408R105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Special Dividend & Share Consolidation | Mgmt | For | For | For | ||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Fidelity National Information Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | ||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | ||
3 | Elect David K. Hunt | Mgmt | For | For | For | ||
4 | Elect Stephan A. James | Mgmt | For | For | For | ||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | ||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | ||
7 | Elect Louise M. Parent | Mgmt | For | For | For | ||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||
First Republic Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRC | CUSIP 33616C100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | ||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | ||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | ||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | ||
5 | Elect L. Martin Gibbs | Mgmt | For | For | For | ||
6 | Elect Boris Groysberg | Mgmt | For | For | For | ||
7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | ||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | ||
9 | Elect Reynold Levy | Mgmt | For | For | For | ||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | ||
11 | Elect George G. C. Parker | Mgmt | For | For | For | ||
12 | Elect Cheryl Spielman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
Gerresheimer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GXI | CINS D2852S109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John C. Martin | Mgmt | For | For | For | ||
6 | Elect John F. Milligan | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Givaudan S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIVN | CINS H3238Q102 | 03/22/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Victor Balli | Mgmt | For | TNA | N/A | ||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | ||
8 | Elect Lilian Biner | Mgmt | For | TNA | N/A | ||
9 | Elect Michael Carlos | Mgmt | For | TNA | N/A | ||
10 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||
11 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | ||
12 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | ||
13 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | ||
14 | Elect Werner J. Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Elect Ingrid Deltenre as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Board Compensation | Mgmt | For | TNA | N/A | ||
20 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
21 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | ||
Graco Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GGG | CUSIP 384109104 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William J. Carroll | Mgmt | For | For | For | ||
2 | Elect Jack W. Eugster | Mgmt | For | For | For | ||
3 | Elect R. William Van Sant | Mgmt | For | For | For | ||
4 | Elect Emily White | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Haier Electronics Group Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1169 | CINS G42313125 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | ||
5 | Elect David YU Hon To | Mgmt | For | Against | Against | ||
6 | Elect Eva CHENG LI Kam Fun | Mgmt | For | For | For | ||
7 | Elect YANG Guang | Mgmt | For | For | For | ||
8 | Elect Gong Shao Lin | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | ||
16 | Amendments to Bye-laws | Mgmt | For | For | For | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | Against | Against | ||
2 | Elect William E. Albrecht | Mgmt | For | For | For | ||
3 | Elect Alan M. Bennett | Mgmt | For | Against | Against | ||
4 | Elect James R. Boyd | Mgmt | For | For | For | ||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | ||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | ||
9 | Elect David J. Lesar | Mgmt | For | For | For | ||
10 | Elect Robert A. Malone | Mgmt | For | For | For | ||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
12 | Elect Debra L. Reed | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Heineken NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | For | For | ||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | For | For | ||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | For | For | ||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | For | For | ||
Henry Schein, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSIC | CUSIP 806407102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | ||
2 | Elect Gerald A. Benjamin | Mgmt | For | For | For | ||
3 | Elect Stanley M. Bergman | Mgmt | For | For | For | ||
4 | Elect James P. Breslawski | Mgmt | For | For | For | ||
5 | Elect Paul Brons | Mgmt | For | For | For | ||
6 | Elect Shira D. Goodman | Mgmt | For | For | For | ||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | ||
8 | Elect Kurt P. Kuehn | Mgmt | For | For | For | ||
9 | Elect Philip A. Laskawy | Mgmt | For | For | For | ||
10 | Elect Anne H. Margulies | Mgmt | For | For | For | ||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | ||
12 | Elect Steven Paladino | Mgmt | For | Against | Against | ||
13 | Elect Carol Raphael | Mgmt | For | For | For | ||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | ||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
17 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | ||
18 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Ratification of Auditor | Mgmt | For | For | For | ||
Howden Joinery Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HWDN | CINS G4647J102 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Andrew Livingston | Mgmt | For | For | For | ||
5 | Elect Mark Allen | Mgmt | For | For | For | ||
6 | Elect Andrew Cripps | Mgmt | For | For | For | ||
7 | Elect Geoff Drabble | Mgmt | For | For | For | ||
8 | Elect Tiffany Hall | Mgmt | For | For | For | ||
9 | Elect Richard Pennycook | Mgmt | For | For | For | ||
10 | Elect Mark Robson | Mgmt | For | For | For | ||
11 | Elect Debbie White | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Hoya Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7741 | CINS J22848105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Itaru Koeda | Mgmt | For | For | For | ||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | ||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | ||
5 | Elect Takeo Takasu | Mgmt | For | For | For | ||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | ||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | ||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | ||
Ichigo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2337 | CINS J2382Y109 | 05/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect Scott Callon | Mgmt | For | For | For | ||
4 | Elect Takuma Hasegawa | Mgmt | For | Against | Against | ||
5 | Elect Minoru Ishihara | Mgmt | For | For | For | ||
6 | Elect Tetsuya Fujita | Mgmt | For | For | For | ||
7 | Elect Noriko Kawate | Mgmt | For | For | For | ||
8 | Elect Yukio Suzuki | Mgmt | For | For | For | ||
9 | Elect Masatoshi Matsuzaki | Mgmt | For | For | For | ||
10 | Elect Kohsuke Nishimoto | Mgmt | For | Against | Against | ||
11 | Elect Nobuhide Nakaido | Mgmt | For | For | For | ||
Infraestructura Energetica Nova S.A.B. DE C.V | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IENOVA | CINS P5R19K107 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Election of Directors; Election of Committees Chairs and Members | Mgmt | For | For | For | ||
3 | Directors' Fees; Committee Members' Fees; Secretary's Fees | Mgmt | For | Against | Against | ||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Infraestructura Energetica Nova S.A.B. DE C.V | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IENOVA | CINS P5R19K107 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Authority to Create a Share Repurchase Reserve | Mgmt | For | Abstain | Against | ||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Insurance Australia Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Mgmt | For | For | For | ||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | ||
4 | Elect Helen M. Nugent | Mgmt | For | For | For | ||
5 | Elect Duncan M. Boyle | Mgmt | For | For | For | ||
6 | Re-elect Thomas W. Pockett | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | ||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | ||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | ||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
6 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 01/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Elect Stephanie D. Miller to the Management Board | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Elect L.Y. Assant to the Supervisory Board | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 10/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Elect Henk Pieter van Asselt to the Management Board | Mgmt | For | For | For | ||
3 | Elect Paul James Willing | Mgmt | For | Against | Against | ||
4 | Elect Charlotte Emily Lambkin | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
Julius Baer Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAER | CINS H4414N103 | 04/11/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Compensation Report | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Board Compensation | Mgmt | For | TNA | N/A | ||
6 | Executive Compensation (Variable Cash-Based) | Mgmt | For | TNA | N/A | ||
7 | Executive Compensation (Variable Share-Based) | Mgmt | For | TNA | N/A | ||
8 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
9 | Elect Daniel J. Sauter | Mgmt | For | TNA | N/A | ||
10 | Elect Gilbert Achermann | Mgmt | For | TNA | N/A | ||
11 | Elect Andreas Amschwand | Mgmt | For | TNA | N/A | ||
12 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | ||
13 | Elect Paul Man Yiu Chow | Mgmt | For | TNA | N/A | ||
14 | Elect Ivo Furrer | Mgmt | For | TNA | N/A | ||
15 | Elect Claire Giraut | Mgmt | For | TNA | N/A | ||
16 | Elect Gareth Penny | Mgmt | For | TNA | N/A | ||
17 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | ||
18 | Elect Richard Campbell-Breeden | Mgmt | For | TNA | N/A | ||
19 | Appoint Daniel J. Sauter as Board Chair | Mgmt | For | TNA | N/A | ||
20 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
21 | Elect Heinrich Baumann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Elect Gareth Penny as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Kao Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4452 | CINS J30642169 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | ||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | ||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | ||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | ||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | ||
8 | Elect Masayuki Oku | Mgmt | For | Against | Against | ||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | ||
10 | Elect Nobuhiro Oka as Statutory Auditor | Mgmt | For | For | For | ||
KBC Groupe SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBC | CINS B5337G162 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Remuneration Report | Mgmt | For | Against | Against | ||
11 | Ratification of Board Acts | Mgmt | For | For | For | ||
12 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
13 | Elect Marc Wittemans to the Board of Directors | Mgmt | For | Against | Against | ||
14 | Elect Christine Van Rijsseghem to the Board of Directors | Mgmt | For | Against | Against | ||
15 | Elect Julia Kiraly to the Board of Directors | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Presentation of Special Board Report | Mgmt | For | For | For | ||
18 | Amendments to Articles Regarding Bearer Shares (Article 5) | Mgmt | For | For | For | ||
19 | Amendments to Articles Regarding Portfolio Protection Agreement | Mgmt | For | For | For | ||
20 | Increase in Authorised Capital | Mgmt | For | Against | Against | ||
21 | Amendments to Articles Regarding Capital Authority | Mgmt | For | For | For | ||
22 | Amendments to Articles Regarding Share Premiums | Mgmt | For | For | For | ||
23 | Amendments to Articles Regarding Disclosure Thresholds | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Amendments to Articles Regarding Bearer Shares (Article 11bis) | Mgmt | For | For | For | ||
26 | Amendments to Articles Regarding Audit Committee | Mgmt | For | For | For | ||
27 | Amendment to Articles Regarding Postponement of General Meeting | Mgmt | For | For | For | ||
28 | Amendments to Articles Regarding Profit-Sharing Certificates (Article 37) | Mgmt | For | For | For | ||
29 | Amendments to Articles Regarding Interim Dividends | Mgmt | For | For | For | ||
30 | Amendments to Articles Regarding Profit-Sharing Certificates | Mgmt | For | For | For | ||
31 | Amendments to Articles Regarding Transitional Provisions | Mgmt | For | Against | Against | ||
32 | Amendments to Articles Regarding Profit-Sharing Certificates (Annex A) | Mgmt | For | For | For | ||
33 | Authority to Coordinate Articles | Mgmt | For | For | For | ||
34 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
35 | Authorisation of Legal Formalities (Crossroads Bank for Enterprises) | Mgmt | For | For | For | ||
Kinaxis Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KXS | CUSIP 49448Q109 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas Colbeth | Mgmt | For | For | For | ||
1.2 | Elect John (Ian) Giffen | Mgmt | For | For | For | ||
1.3 | Elect Angel Mendez | Mgmt | For | For | For | ||
1.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
1.5 | Elect Robert Courteau | Mgmt | For | For | For | ||
1.6 | Elect John Sicard | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
Kose Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4922 | CINS J3622S100 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kazutoshi Kobayashi | Mgmt | For | Against | Against | ||
4 | Elect Takao Kobayashi | Mgmt | For | For | For | ||
5 | Elect Yusuke Kobayashi | Mgmt | For | For | For | ||
6 | Elect Iwao Toigawa | Mgmt | For | For | For | ||
7 | Elect Kazuya Kitagawa | Mgmt | For | For | For | ||
8 | Elect Yukino Kikuma | Mgmt | For | For | For | ||
9 | Retirement Allowances for Directors | Mgmt | For | Against | Against | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | Against | Against | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | ||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
3 | Elect David L. Chicoine | Mgmt | For | For | For | ||
4 | Elect Janice L. Fields | Mgmt | For | For | For | ||
5 | Elect Hugh Grant | Mgmt | For | For | For | ||
6 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
7 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | ||
8 | Elect C. Steven McMillan | Mgmt | For | For | For | ||
9 | Elect Jon R. Moeller | Mgmt | For | For | For | ||
10 | Elect George H. Poste | Mgmt | For | For | For | ||
11 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
12 | Elect Patricia Verduin | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
Prudential plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CINS G72899100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | ||
4 | Elect Stuart James Turner | Mgmt | For | For | For | ||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
6 | Elect Howard J. Davies | Mgmt | For | For | For | ||
7 | Elect John Foley | Mgmt | For | For | For | ||
8 | Elect David Law | Mgmt | For | For | For | ||
9 | Elect Paul Manduca | Mgmt | For | For | For | ||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
12 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
13 | Elect Philip Remnant | Mgmt | For | For | For | ||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | ||
15 | Elect Alice Schroeder | Mgmt | For | For | For | ||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||
17 | Elect Lord Turner | Mgmt | For | For | For | ||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
29 | Amendments to Articles of Association | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Suzanne Wood | Mgmt | For | For | For | ||
7 | Elect Erik Engstrom | Mgmt | For | For | For | ||
8 | Elect Anthony Habgood | Mgmt | For | For | For | ||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||
10 | Elect Adrian Hennah | Mgmt | For | For | For | ||
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||
12 | Elect Nicholas Luff | Mgmt | For | For | For | ||
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | ||
14 | Elect Carol G. Mills | Mgmt | For | For | For | ||
15 | Elect Linda S. Sanford | Mgmt | For | For | For | ||
16 | Elect Ben van der Veer | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | ||
2 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
RPM International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RPM | CUSIP 749685103 | 10/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Julie Lagacy | Mgmt | For | For | For | ||
1.2 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
1.3 | Elect Frederick R. Nance | Mgmt | For | For | For | ||
1.4 | Elect William B. Summers, Jr. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Samsonite International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1910 | CINS L80308106 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Results | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Ramesh D. Tainwala | Mgmt | For | Against | Against | ||
7 | Elect Jerome S. Griffith | Mgmt | For | Against | Against | ||
8 | Elect Keith Hamill | Mgmt | For | For | For | ||
9 | Appointment of Approved Statutory Auditor | Mgmt | For | For | For | ||
10 | Appointment of External Auditor | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Grant RSUs under the Share Award Scheme | Mgmt | For | Against | Against | ||
14 | Amendments to Share Award Scheme | Mgmt | For | Against | Against | ||
15 | Grant RSUs to Ramesh D. Tainwala | Mgmt | For | Against | Against | ||
16 | Grant RSUs to Kyle F. Gendreau | Mgmt | For | Against | Against | ||
17 | Grant RSUs to Other Connected Participants | Mgmt | For | Against | Against | ||
18 | Grant of Discharge for Directors and Auditors for Exercise of Their Mandates | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
Samsonite International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1910 | CINS L80308106 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Extension of Share Capital Authorization | Mgmt | For | For | For | ||
Sap SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAP | CUSIP 803054204 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Boards Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Amendments to Compensation Policy | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Aicha Evans | Mgmt | For | For | For | ||
7 | Elect Friederike Rotsch | Mgmt | For | For | For | ||
8 | Elect Gerhard Oswald | Mgmt | For | For | For | ||
9 | Elect Diane B. Greene | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Amendments to Articles | Mgmt | For | For | For | ||
Sbanken ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBANK | CINS R7565B108 | 04/27/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | ||
5 | Agenda | Mgmt | For | TNA | N/A | ||
6 | Minutes | Mgmt | For | TNA | N/A | ||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||
10 | Nomination Committee Fees | Mgmt | For | TNA | N/A | ||
11 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
13 | Elect Tom Jovik | Mgmt | For | TNA | N/A | ||
14 | Elect Susanne Munch Thore | Mgmt | For | TNA | N/A | ||
15 | Elect August Baumann | Mgmt | For | TNA | N/A | ||
16 | Elect Hugo Maurstad | Mgmt | For | TNA | N/A | ||
17 | Elect Cathrine Klouman | Mgmt | For | TNA | N/A | ||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||
19 | Authority to Issue Subordinated Debt | Mgmt | For | TNA | N/A | ||
20 | Authority to Issue Perpetual Hybrid Capital | Mgmt | For | TNA | N/A | ||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||
Sealed Air Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEE | CUSIP 81211K100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Chu | Mgmt | For | For | For | ||
2 | Elect Edward L. Doheny II | Mgmt | For | For | For | ||
3 | Elect Patrick Duff | Mgmt | For | For | For | ||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | ||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||
6 | Elect Neil Lustig | Mgmt | For | For | For | ||
7 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
8 | Elect Jerry R. Whitaker | Mgmt | For | For | For | ||
9 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Sensata Technologies Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP N7902X106 | 02/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to Articles | Mgmt | For | For | For | ||
2 | Reincorporation from the Netherlands to the United Kingdom | Mgmt | For | For | For | ||
Sensata Technologies Holding Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP G8060N102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul Edgerley | Mgmt | For | For | For | ||
2 | Elect Martha Sullivan | Mgmt | For | For | For | ||
3 | Elect James E. Heppelman | Mgmt | For | For | For | ||
4 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
5 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
6 | Elect Constance E. Skidmore | Mgmt | For | For | For | ||
7 | Elect Andrew Teich | Mgmt | For | For | For | ||
8 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
9 | Elect Stephen M. Zide | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Appointment of UK Auditor | Mgmt | For | For | For | ||
13 | Authority to Set UK Auditor's Fees | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Allot Shares Under Equity Incentive Plans | Mgmt | For | For | For | ||
17 | Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans | Mgmt | For | For | For | ||
Service Corporation International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCI | CUSIP 817565104 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Anthony L. Coelho | Mgmt | For | For | For | ||
1.2 | Elect Jakki L. Haussler | Mgmt | For | For | For | ||
1.3 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
1.4 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
1.5 | Elect Edward E. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Eliminate the Supermajority Requirement to Amend the Certificate and Bylaws | Mgmt | For | For | For | ||
6 | Reduce the Supermajority Requirement to Approve Business Combinations with Interested Shareholders | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
SGS SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGSN | CINS H7484G106 | 03/19/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | ||
7 | Elect August von Finck | Mgmt | For | TNA | N/A | ||
8 | Elect August Francois von Finck | Mgmt | For | TNA | N/A | ||
9 | Elect Ian Gallienne | Mgmt | For | TNA | N/A | ||
10 | Elect Cornelius Grupp | Mgmt | For | TNA | N/A | ||
11 | Elect Peter Kalantzis | Mgmt | For | TNA | N/A | ||
12 | Elect Chris Kirk | Mgmt | For | TNA | N/A | ||
13 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | ||
14 | Elect Sergio Marchionne | Mgmt | For | TNA | N/A | ||
15 | Elect Shelby R. du Pasquier | Mgmt | For | TNA | N/A | ||
16 | Appoint Sergio Marchionne as Board Chair | Mgmt | For | TNA | N/A | ||
17 | Elect August von Finck as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
18 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
19 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
22 | Board Compensation | Mgmt | For | TNA | N/A | ||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
24 | Executive Compensation (Short-term Variable) | Mgmt | For | TNA | N/A | ||
25 | Executive Compensation (Long-term Variable) | Mgmt | For | TNA | N/A | ||
Skandiabanken ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SKBN | CINS R45481109 | 09/14/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Special | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | ||
5 | Agenda | Mgmt | For | TNA | N/A | ||
6 | Minutes | Mgmt | For | TNA | N/A | ||
7 | Amendments to Articles Regarding Company Name | Mgmt | For | TNA | N/A | ||
8 | Amendments to Nomination Committee Instructions | Mgmt | For | TNA | N/A | ||
9 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Sodexo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SW | CINS F84941123 | 01/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Non-Compete Agreement with Michel Landel, CEO | Mgmt | For | For | For | ||
9 | Related Party Transactions (Bellon SA) | Mgmt | For | For | For | ||
10 | Elect Sophie Bellon | Mgmt | For | For | For | ||
11 | Elect Bernard Bellon | Mgmt | For | For | For | ||
12 | Elect Nathalie Bellon-Szabo | Mgmt | For | For | For | ||
13 | Elect Francoise Brougher | Mgmt | For | For | For | ||
14 | Elect Soumitra Dutta | Mgmt | For | For | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Remuneration of Sophie Bellon, Chair | Mgmt | For | For | For | ||
17 | Remuneration of Michel Landel, CEO (until January 23, 2018) | Mgmt | For | For | For | ||
18 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
19 | Remuneration Policy (Outgoing CEO) | Mgmt | For | For | For | ||
20 | Remuneration Policy (Incoming CEO) | Mgmt | For | For | For | ||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Sonova Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SOON | CINS H8024W106 | 06/12/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | TNA | N/A | ||
7 | Elect Beat Hess | Mgmt | For | TNA | N/A | ||
8 | Elect Lynn Dorsey Bleil | Mgmt | For | TNA | N/A | ||
9 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | ||
10 | Elect Stacy Enxing Seng | Mgmt | For | TNA | N/A | ||
11 | Elect Anssi Vanjoki | Mgmt | For | TNA | N/A | ||
12 | Elect Ronald van der Vis | Mgmt | For | TNA | N/A | ||
13 | Elect Jinlong Wang | Mgmt | For | TNA | N/A | ||
14 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | ||
15 | Elect Robert F. Spoerry as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Beat Hess as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
20 | Board Compensation | Mgmt | For | TNA | N/A | ||
21 | Executive Compensation | Mgmt | For | TNA | N/A | ||
St. James's Place plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CINS G5005D124 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sarah Bates | Mgmt | For | For | For | ||
4 | Elect Iain Cornish | Mgmt | For | For | For | ||
5 | Elect Andrew Croft | Mgmt | For | For | For | ||
6 | Elect Ian Gascoigne | Mgmt | For | For | For | ||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
8 | Elect David Lamb | Mgmt | For | For | For | ||
9 | Elect Patience Wheatcroft | Mgmt | For | For | For | ||
10 | Elect Roger Yates | Mgmt | For | For | For | ||
11 | Elect Craig Gentle | Mgmt | For | For | For | ||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
T-Mobile US, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | ||
1.2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
1.4 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
1.5 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | ||
1.6 | Elect Raphael Kubler | Mgmt | For | For | For | ||
1.7 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
1.8 | Elect John J. Legere | Mgmt | For | For | For | ||
1.9 | Elect G. Michael Sievert | Mgmt | For | For | For | ||
1.10 | Elect Olaf Swantee | Mgmt | For | For | For | ||
1.11 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
4 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
5 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
6 | Elect Yong Nam | Mgmt | For | For | For | ||
7 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
8 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Elect Thomas J. Lynch as Chair | Mgmt | For | For | For | ||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Deloitte and Touche | Mgmt | For | For | For | ||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Executive Compensation | Mgmt | For | For | For | ||
27 | Board Compensation | Mgmt | For | For | For | ||
28 | Appropriation of Earnings | Mgmt | For | For | For | ||
29 | Declaration of Dividend | Mgmt | For | For | For | ||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
31 | Renewal of Authorized Capital | Mgmt | For | For | For | ||
32 | Amendment to the Savings Related Share Plan | Mgmt | For | For | For | ||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Techtronic Industries Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
669 | CINS Y8563B159 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Stephan H. Pudwill | Mgmt | For | For | For | ||
6 | Elect Frank CHAN Chi Chung | Mgmt | For | For | For | ||
7 | Elect Roy CHUNG Chi Ping | Mgmt | For | For | For | ||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
Tokyo Electron Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8035 | CINS J86957115 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Tetsuo Tsuneishi | Mgmt | For | Against | Against | ||
3 | Elect Toshiki Kawai | Mgmt | For | For | For | ||
4 | Elect Hirofumi Kitayama | Mgmt | For | For | For | ||
5 | Elect Masami Akimoto | Mgmt | For | For | For | ||
6 | Elect Tetsuroh Hori | Mgmt | For | For | For | ||
7 | Elect Sadao Sasaki | Mgmt | For | For | For | ||
8 | Elect Tatsuya Nagakubo | Mgmt | For | For | For | ||
9 | Elect Kiyoshi Sunohara | Mgmt | For | For | For | ||
10 | Elect Tetsuroh Higashi | Mgmt | For | For | For | ||
11 | Elect Hiroshi Inoue | Mgmt | For | For | For | ||
12 | Elect Charles D. Lake, II | Mgmt | For | For | For | ||
13 | Elect Michio Sasaki | Mgmt | For | For | For | ||
14 | Bonus | Mgmt | For | Against | Against | ||
15 | Equity Compensation Plan for Directors of the Company | Mgmt | For | For | For | ||
16 | Equity Compensation Plan for Executive Officers of the Company and its Subsidiaries. | Mgmt | For | For | For | ||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | ||
Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | Against | ||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | ||
6 | Elect Didier Leroy | Mgmt | For | For | For | ||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | ||
9 | Elect Philip Craven | Mgmt | For | For | For | ||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | ||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | ||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
V.F. Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VFC | CUSIP 918204108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | ||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | ||
1.3 | Elect Benno Dorer | Mgmt | For | For | For | ||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | ||
1.5 | Elect Laura W. Lang | Mgmt | For | For | For | ||
1.6 | Elect W. Alan McCollough | Mgmt | For | For | For | ||
1.7 | Elect W. Rodney McMullen | Mgmt | For | Withhold | Against | ||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Steven E. Rendle | Mgmt | For | For | For | ||
1.10 | Elect Carol L. Roberts | Mgmt | For | For | For | ||
1.11 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Valeo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FR | CINS F96221340 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Ratification of the Co-Option of Bruno Bezard | Mgmt | For | For | For | ||
10 | Elect Bruno Bezard | Mgmt | For | For | For | ||
11 | Elect Noelle Lenoir | Mgmt | For | For | For | ||
12 | Elect Gilles Michel | Mgmt | For | For | For | ||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | ||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Virgin Money Holdings (UK) Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VM | CINS G93656109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Irene Mitchell Dorner | Mgmt | For | For | For | ||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | ||
5 | Elect Peter Bole | Mgmt | For | For | For | ||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | ||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | ||
8 | Elect Geeta Gopalan | Mgmt | For | For | For | ||
9 | Elect Eva Eisenschimmel | Mgmt | For | For | For | ||
10 | Elect Darren Pope | Mgmt | For | For | For | ||
11 | Elect Amy Stirling | Mgmt | For | For | For | ||
12 | Elect Patrick McCall | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Issue Tier 1 securities w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Tier 1 securities w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
6 | Elect John F. Lundgren | Mgmt | For | For | For | ||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Waste Connections Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCN | CUSIP 94106B101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | ||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | ||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | ||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | ||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | ||
1.6 | Elect Susan Lee | Mgmt | For | For | For | ||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Worldpay Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPG | CINS G97744109 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Worldpay Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPG | CINS G97744109 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Worldpay, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WP | CINS 981558109 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Charles Drucker | Mgmt | For | For | For | ||
3 | Elect Karen Richardson | Mgmt | For | For | For | ||
4 | Elect Boon Sim | Mgmt | For | For | For | ||
5 | Elect Jeffrey Stiefler | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Global Real Estate Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Activia Properties Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3279 | CINS J00089102 | 08/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
2 | Elect Nariaki Hosoi as Executive Director | Mgmt | For | For | For | ||
3 | Elect Kazuyuki Murayama as Alternate Executive Director | Mgmt | For | For | For | ||
4 | Elect Yohnosuke Yamada | Mgmt | For | For | For | ||
5 | Elect Yoshinori Ariga | Mgmt | For | For | For | ||
ADO Properties S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADJ | CINS L0120V103 | 06/19/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Co-Option of Yuval Dagim | Mgmt | For | TNA | N/A | ||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
Alexandria Real Estate Equities, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARE | CUSIP 015271109 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joel S. Marcus | Mgmt | For | For | For | ||
2 | Elect Steven R. Hash | Mgmt | For | For | For | ||
3 | Elect John L. Atkins, III | Mgmt | For | For | For | ||
4 | Elect James P. Cain | Mgmt | For | For | For | ||
5 | Elect Maria C. Freire | Mgmt | For | For | For | ||
6 | Elect Richard H. Klein | Mgmt | For | For | For | ||
7 | Elect James H. Richardson | Mgmt | For | For | For | ||
8 | Elect Michael A. Woronoff | Mgmt | For | For | For | ||
9 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Allied Properties Real Estate Investment Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AP.UN | CUSIP 019456102 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerald R. Connor | Mgmt | For | For | For | ||
1.2 | Elect Lois Cormack | Mgmt | For | For | For | ||
1.3 | Elect Gordon R. Cunningham | Mgmt | For | For | For | ||
1.4 | Elect Michael R. Emory | Mgmt | For | For | For | ||
1.5 | Elect James Griffiths | Mgmt | For | For | For | ||
1.6 | Elect Margaret T. Nelligan | Mgmt | For | For | For | ||
1.7 | Elect Ralph T. Neville | Mgmt | For | For | For | ||
1.8 | Elect Leonard Peter Sharpe | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | ||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
5 | Elect Craig Macnab | Mgmt | For | For | For | ||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Apartment Investment and Management Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIV | CUSIP 03748R101 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terry Considine | Mgmt | For | For | For | ||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | ||
3 | Elect J. Landis Martin | Mgmt | For | For | For | ||
4 | Elect Robert A. Miller | Mgmt | For | For | For | ||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | ||
6 | Elect Ann Sperling | Mgmt | For | For | For | ||
7 | Elect Michael A. Stein | Mgmt | For | Against | Against | ||
8 | Elect Nina A. Tran | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Amendment to the 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
12 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | ||
Ascendas Real Estate Investment Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
A17U | CINS Y0205X103 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Authority to Issue Units w/o Preemptive Rights | Mgmt | For | For | For | ||
4 | Authority to Repurchase and Reissue Units | Mgmt | For | For | For | ||
5 | Amendments to Trust Deed | Mgmt | For | For | For | ||
Axiare Patrimonio Socimi S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXIA | CINS E1R339105 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Elect Joaquin Garcia- Romanillos Valverde | Mgmt | For | For | For | ||
6 | Elect Pascual Fernandez Martinez | Mgmt | For | For | For | ||
7 | Elect Maria Segimon de Manzanos | Mgmt | For | For | For | ||
8 | Elect Eduardo Trueba Cortes | Mgmt | For | For | For | ||
9 | Elect Jesus Quijano Gonzalez | Mgmt | For | For | For | ||
10 | Remuneration Report | Mgmt | For | Against | Against | ||
11 | Merger Balance Sheet | Mgmt | For | For | For | ||
12 | Approve Merger Common Terms | Mgmt | For | For | For | ||
13 | Application to Tax Regime | Mgmt | For | For | For | ||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Boston Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BXP | CUSIP 101121101 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | ||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | ||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | ||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | ||
6 | Elect Joel I. Klein | Mgmt | For | For | For | ||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | ||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | ||
10 | Elect Martin Turchin | Mgmt | For | For | For | ||
11 | Elect David A. Twardock | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM.A | CUSIP 112585104 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | ||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.3 | Elect Murilo Pinto de Oliveira Ferreira | Mgmt | For | For | For | ||
1.4 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.5 | Elect Rafael Miranda Robredo | Mgmt | For | For | For | ||
1.6 | Elect Youssef A. Nasr | Mgmt | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | ||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Escrowed Stock Plan Amendment Resolution | Mgmt | For | For | For | ||
Canadian Apartment Properties Real Estate Investment Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAR.UN | CUSIP 134921105 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Harold Burke | Mgmt | For | For | For | ||
1.2 | Elect Gina Cody | Mgmt | For | For | For | ||
1.3 | Elect David Ehrlich | Mgmt | For | For | For | ||
1.4 | Elect Paul Harris | Mgmt | For | For | For | ||
1.5 | Elect Jamie Schwartz | Mgmt | For | For | For | ||
1.6 | Elect Michael Stein | Mgmt | For | For | For | ||
1.7 | Elect Stanley Swartzman | Mgmt | For | For | For | ||
1.8 | Elect Elaine Todres | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capitaland Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C31 | CINS Y10923103 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Elect Amirsham A Aziz | Mgmt | For | For | For | ||
5 | Elect KEE Teck Koon | Mgmt | For | For | For | ||
6 | Elect Gabriel LIM Meng Liang | Mgmt | For | For | For | ||
7 | Elect Anthony LIM Weng Kin | Mgmt | For | For | For | ||
8 | Elect GOH Swee Chen | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Grant Awards and Issue Shares under Equity Incentive Plans | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Cheung Kong Property Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1113 | CINS G2103F101 | 08/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Sale and Purchase Agreement | Mgmt | For | For | For | ||
5 | Change in Company Name | Mgmt | For | For | For | ||
CK Asset Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1113 | CINS G2177B101 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Edmond IP Tak Chuen | Mgmt | For | For | For | ||
6 | Elect Justin CHIU Kwok Hung | Mgmt | For | For | For | ||
7 | Elect JP CHOW Wai Kam | Mgmt | For | For | For | ||
8 | Elect Albert CHOW Nin Mow | Mgmt | For | For | For | ||
9 | Elect Katherine HUNG Siu Lin | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
CK Asset Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1113 | CINS ADPV39812 | 10/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Joint Venture | Mgmt | For | For | For | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | ||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
9 | Elect J. Landis Martin | Mgmt | For | For | For | ||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
DCT Industrial Trust Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DCT | CUSIP 233153204 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip L. Hawkins | Mgmt | For | For | For | ||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||
3 | Elect Thomas F. August | Mgmt | For | For | For | ||
4 | Elect John S. Gates, Jr. | Mgmt | For | For | For | ||
5 | Elect Raymond B. Greer | Mgmt | For | For | For | ||
6 | Elect Tripp H. Hardin | Mgmt | For | For | For | ||
7 | Elect Tobias Hartmann | Mgmt | For | For | For | ||
8 | Elect Marcus L. Smith | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Deutsche Wohnen SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DWNI | CINS D2046U176 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Elect Tina Kleingarn to the Supervisory Board | Mgmt | For | For | For | ||
10 | Increase in Authorised Capital | Mgmt | For | For | For | ||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
Douglas Emmett, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEI | CUSIP 25960P109 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | ||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | ||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | ||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | ||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | ||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | ||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | ||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | Withhold | Against | ||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Equinix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQIX | CUSIP 29444U700 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | ||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | ||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | ||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | ||
1.5 | Elect William Luby | Mgmt | For | For | For | ||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | ||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Equity LifeStyle Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELS | CUSIP 29472R108 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | ||
1.2 | Elect David J. Contis | Mgmt | For | For | For | ||
1.3 | Elect Constance Freedman | Mgmt | For | For | For | ||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | ||
1.5 | Elect Tao Huang | Mgmt | For | For | For | ||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | ||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | ||
1.8 | Elect Howard Walker | Mgmt | For | For | For | ||
1.9 | Elect Samuel Zell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Equity Residential Properties Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQR | CUSIP 29476L107 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles L. Atwood | Mgmt | For | For | For | ||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | ||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | ||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | ||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | ||
1.6 | Elect John E. Neal | Mgmt | For | For | For | ||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | ||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | ||
1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | ||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Essex Property Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESS | CUSIP 297178105 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | ||
1.2 | Elect Amal M. Johnson | Mgmt | For | For | For | ||
1.3 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
1.4 | Elect George M. Marcus | Mgmt | For | Withhold | Against | ||
1.5 | Elect Thomas E. Robinson | Mgmt | For | For | For | ||
1.6 | Elect Michael J. Schall | Mgmt | For | For | For | ||
1.7 | Elect Byron A. Scordelis | Mgmt | For | For | For | ||
1.8 | Elect Janice L. Sears | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Stock Award and Incentive Compensation Plan | Mgmt | For | For | For | ||
Extra Space Storage Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXR | CUSIP 30225T102 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | ||
2 | Elect Joseph D. Margolis | Mgmt | For | For | For | ||
3 | Elect Roger B. Porter | Mgmt | For | For | For | ||
4 | Elect Ashley Dreier | Mgmt | For | For | For | ||
5 | Elect Spencer F. Kirk | Mgmt | For | Against | Against | ||
6 | Elect Dennis J. Letham | Mgmt | For | For | For | ||
7 | Elect Diane Olmstead | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Gecina SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFC | CINS F4268U171 | 04/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Transfer of Reserves | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Scrip Dividend | Mgmt | For | For | For | ||
9 | Interim Scrip Dividend | Mgmt | For | For | For | ||
10 | Related Party Transactions (Eurosic Purchase Agreement) | Mgmt | For | For | For | ||
11 | Related Party Transactions (Eurosic Contribution Agreement) | Mgmt | For | For | For | ||
12 | Related Party Transactions (Eurosic Memorandum of Understanding) | Mgmt | For | For | For | ||
13 | Related Party Transactions (Assistance Agreement) | Mgmt | For | For | For | ||
14 | Remuneration of Bernard Michel, Chair | Mgmt | For | For | For | ||
15 | Remuneration of Meka Brunel, CEO | Mgmt | For | For | For | ||
16 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
17 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
18 | Ratification of the Appointment of Bernard Carayon as Censor | Mgmt | For | For | For | ||
19 | Elect Meka Brunel | Mgmt | For | For | For | ||
20 | Elect Jacques-Yves Nicol | Mgmt | For | For | For | ||
21 | Elect Bernard Carayon | Mgmt | For | For | For | ||
22 | Elect Gabrielle Gauthey | Mgmt | For | For | For | ||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
24 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||
27 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||
28 | Greenshoe | Mgmt | For | For | For | ||
29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
30 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
31 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
34 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Goodman Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GMG | CINS Q4229W132 | 11/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Appoint Auditor and Authorise Board to Set Fees (Goodman Logistics (HK) Limited) | Mgmt | For | For | For | ||
4 | Re-elect Ian D. Ferrier | Mgmt | For | For | For | ||
5 | Re-elect Ian D. Ferrier (Goodman Logistics (HK) Limited) | Mgmt | For | For | For | ||
6 | Elect Stephen P. Johns (Goodman Limited) | Mgmt | For | For | For | ||
7 | Remuneration Report | Mgmt | For | Against | Against | ||
8 | Equity Grant (CEO Gregory Goodman) | Mgmt | For | Against | Against | ||
9 | Equity Grant (Executive Director Danny Peeters) | Mgmt | For | Against | Against | ||
10 | Equity Grant (Deputy CEO Anthony Rozic) | Mgmt | For | Against | Against | ||
11 | Amendment to Constitution (Goodman Logistics (HK) Limited) | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Board Spill | Mgmt | Against | Against | For | ||
Healthcare Trust of America, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTA | CUSIP 42225P501 | 07/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott D. Peters | Mgmt | For | For | For | ||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | ||
3 | Elect Maurice J. DeWald | Mgmt | For | For | For | ||
4 | Elect Warren D. Fix | Mgmt | For | For | For | ||
5 | Elect Peter N. Foss | Mgmt | For | For | For | ||
6 | Elect Daniel S. Henson | Mgmt | For | For | For | ||
7 | Elect Larry L. Mathis | Mgmt | For | For | For | ||
8 | Elect Gary T. Wescombe | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Hufvudstaden AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUFVA | CINS W30061126 | 03/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
15 | Board Size; Number of Auditors | Mgmt | For | For | For | ||
16 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
17 | Election of Directors; Appointment of Auditor | Mgmt | For | Against | Against | ||
18 | Remuneration Guidelines | Mgmt | For | Against | Against | ||
19 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Hyatt Hotels Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
H | CUSIP 448579102 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | ||
1.2 | Elect Mackey J. McDonald | Mgmt | For | Withhold | Against | ||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Icade | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICAD | CINS F4931M119 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Non-Renewal of Alternate Auditor | Mgmt | For | For | For | ||
12 | Elect Nathalie Tessier | Mgmt | For | Against | Against | ||
13 | Ratification of the Co-Option of Carole Abbey | Mgmt | For | Against | Against | ||
14 | Ratification of the Co-Option of Sophie Quatrehomme | Mgmt | For | Against | Against | ||
15 | Elect Sophie Quatrehomme | Mgmt | For | Against | Against | ||
16 | Remuneration of Andre Martinez, Chair | Mgmt | For | For | For | ||
17 | Remuneration of Olivier Wigniolle, CEO | Mgmt | For | For | For | ||
18 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
19 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
21 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
25 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
27 | Amendment to Articles Regarding Corporate Officer Remuneration | Mgmt | For | For | For | ||
28 | Works Council Proposal Regarding Exceptional Share Grant to Employees | ShrHoldr | For | For | For | ||
29 | Ratification of the Co-Option of Jean-Marc Morin | Mgmt | For | Against | Against | ||
30 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
31 | Shareholder Proposal (A) Regarding Election of Francoise Debrus | ShrHoldr | Against | For | Against | ||
32 | Shareholder Proposal (B) Regarding Election of Emmanuel Chabas | ShrHoldr | Against | Against | For | ||
33 | Shareholder Proposal (C) Regarding Election of Pierre Marlier | ShrHoldr | Against | Against | For | ||
Icade | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICAD | CINS F4931M119 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Merger/Acquisition | Mgmt | For | For | For | ||
7 | Acknowledgement of the Realization of the Preconditions Necessary for Merger; Increase in Capital in Connection with the Merger | Mgmt | For | For | For | ||
8 | Takeover of ANF Immobiliere's Commitments Related to Outstanding Stock Options | Mgmt | For | For | For | ||
9 | Takeover of ANF Immobiliere's Commitments Related to Free Shares | Mgmt | For | For | For | ||
10 | Elect Guillaume Poitrinal | Mgmt | For | For | For | ||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
InterXion Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INXN | CUSIP N47279109 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Elect Robert A. Ruijter | Mgmt | For | For | For | ||
4 | Elect David Lister | Mgmt | For | For | For | ||
5 | Restricted Shares for Non-Executive Directors | Mgmt | For | For | For | ||
6 | Performance Shares to Executive Director | Mgmt | For | For | For | ||
7 | Authorize the Board to Issue Shares Pursuant to the Company's Equity Incentive Plans | Mgmt | For | For | For | ||
8 | Authorize the Board to Exclude Preemptive Rights for Incentive Plan Issuance of Shares | Mgmt | For | For | For | ||
9 | Authorize the Company to Issue Shares For General Corporate Purposes | Mgmt | For | For | For | ||
10 | Authorize the Company to Exclude Preemptive Rights for General Purpose Issuance of Shares | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
Investa Office Fund | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IOF | CINS Q4976M105 | 11/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Gai M. McGrath | Mgmt | For | For | For | ||
Invitation Homes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INVH | CUSIP 46187W107 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bryce Blair | Mgmt | For | Withhold | Against | ||
1.2 | Elect Frederick C. Tuomi | Mgmt | For | For | For | ||
1.3 | Elect Richard D. Bronson | Mgmt | For | Withhold | Against | ||
1.4 | Elect Kenneth A. Caplan | Mgmt | For | For | For | ||
1.5 | Elect Michael D. Fascitelli | Mgmt | For | For | For | ||
1.6 | Elect Robert Harper | Mgmt | For | Withhold | Against | ||
1.7 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | ||
1.8 | Elect John B. Rhea | Mgmt | For | For | For | ||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | ||
1.10 | Elect William J. Stein | Mgmt | For | Withhold | Against | ||
1.11 | Elect Barry S. Sternlicht | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Kimco Realty Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KIM | CUSIP 49446R109 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Milton Cooper | Mgmt | For | For | For | ||
2 | Elect Philip E. Coviello | Mgmt | For | Against | Against | ||
3 | Elect Richard G. Dooley | Mgmt | For | Against | Against | ||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | ||
5 | Elect Joe Grills | Mgmt | For | Against | Against | ||
6 | Elect Frank Lourenso | Mgmt | For | Against | Against | ||
7 | Elect Colombe M. Nicholas | Mgmt | For | Against | Against | ||
8 | Elect Mary Hogan Preusse | Mgmt | For | Against | Against | ||
9 | Elect Richard B. Saltzman | Mgmt | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Marriott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAR | CUSIP 571903202 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | ||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
6 | Elect Eric Hippeau | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Debra L. Lee | Mgmt | For | For | For | ||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
12 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
14 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Mid-America Apartment Communities, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAA | CUSIP 59522J103 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | For | ||
2 | Elect Russell R. French | Mgmt | For | For | For | ||
3 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
4 | Elect Toni Jennings | Mgmt | For | For | For | ||
5 | Elect James K. Lowder | Mgmt | For | For | For | ||
6 | Elect Thomas H. Lowder | Mgmt | For | For | For | ||
7 | Elect Monica McGurk | Mgmt | For | For | For | ||
8 | Elect Claude B. Nielsen | Mgmt | For | For | For | ||
9 | Elect Philip W. Norwood | Mgmt | For | For | For | ||
10 | Elect W. Reid Sanders | Mgmt | For | For | For | ||
11 | Elect Gary Shorb | Mgmt | For | For | For | ||
12 | Elect David P. Stockert | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2013 Stock incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Mirvac Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGR | CINS Q62377108 | 11/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Re-elect Christine Bartlett | Mgmt | For | For | For | ||
4 | Re-elect Peter J.O. Hawkins | Mgmt | For | For | For | ||
5 | Remuneration Report | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Equity Grant (MD/CEO Susan Lloyd-Hurwitz) | Mgmt | For | For | For | ||
Mitsubishi Estate Co Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8802 | CINS J43916113 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||
4 | Elect Junichi Yoshida | Mgmt | For | For | For | ||
5 | Elect Junichi Tanisawa | Mgmt | For | For | For | ||
6 | Elect Tetsuji Arimori | Mgmt | For | For | For | ||
7 | Elect Hiroshi Katayama | Mgmt | For | For | For | ||
8 | Elect Noboru Nishigai | Mgmt | For | For | For | ||
9 | Elect Jo Kato | Mgmt | For | Against | Against | ||
10 | Elect Toru Ohkusa | Mgmt | For | For | For | ||
11 | Elect Shin Ebihara | Mgmt | For | For | For | ||
12 | Elect Shu Tomioka | Mgmt | For | For | For | ||
13 | Elect Tetsuo Narukawa | Mgmt | For | For | For | ||
14 | Elect Masaaki Shirakawa | Mgmt | For | For | For | ||
15 | Elect Shin Nagase | Mgmt | For | For | For | ||
16 | Elect Setsuko Egami | Mgmt | For | For | For | ||
17 | Elect Iwao Taka | Mgmt | For | For | For | ||
Mitsui Fudosan Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8801 | CINS J4509L101 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Bonus | Mgmt | For | For | For | ||
4 | Directors' & Statutory Auditors' Fees | Mgmt | For | For | For | ||
Mitsui Fudosan Logistics Park Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3471 | CINS J44788107 | 10/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
2 | Elect Masayuki Isobe as Executive Director | Mgmt | For | For | For | ||
3 | Elect Chishu Zushi | Mgmt | For | For | For | ||
4 | Elect Yuji Shibata | Mgmt | For | For | For | ||
5 | Elect Tadao Toyoshima | Mgmt | For | For | For | ||
6 | Elect Izuru Gotoh | Mgmt | For | For | For | ||
National Retail Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NNN | CUSIP 637417106 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | For | ||
1.2 | Elect Steven Cosler | Mgmt | For | For | For | ||
1.3 | Elect Don DeFosset | Mgmt | For | For | For | ||
1.4 | Elect David M. Fick | Mgmt | For | For | For | ||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | For | ||
1.6 | Elect Kevin B. Habicht | Mgmt | For | Withhold | Against | ||
1.7 | Elect Robert C. Legler | Mgmt | For | For | For | ||
1.8 | Elect Sam L. Susser | Mgmt | For | For | For | ||
1.9 | Elect Julian E. Whitehurst | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Prologis, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLD | CUSIP 74340W103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | ||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | ||
3 | Elect George L. Fotiades | Mgmt | For | For | For | ||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
5 | Elect J. Michael Losh | Mgmt | For | For | For | ||
6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
7 | Elect David P. O'Connor | Mgmt | For | For | For | ||
8 | Elect Olivier Piani | Mgmt | For | For | For | ||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | ||
10 | Elect Carl B. Webb | Mgmt | For | For | For | ||
11 | Elect William D. Zollars | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Regency Centers Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REG | CUSIP 758849103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | ||
2 | Elect Joseph F. Azrack | Mgmt | For | For | For | ||
3 | Elect Bryce Blair | Mgmt | For | For | For | ||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | For | ||
5 | Elect Deirdre J. Evens | Mgmt | For | For | For | ||
6 | Elect Mary Lou Fiala | Mgmt | For | For | For | ||
7 | Elect Peter Linneman | Mgmt | For | For | For | ||
8 | Elect David P. O'Connor | Mgmt | For | For | For | ||
9 | Elect Lisa Palmer | Mgmt | For | Against | Against | ||
10 | Elect John C. Schweitzer | Mgmt | For | For | For | ||
11 | Elect Thomas G. Wattles | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Safestore Holdings Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAFE | CINS G77733106 | 03/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Alan Lewis | Mgmt | For | For | For | ||
7 | Elect Frederic Vecchioli | Mgmt | For | For | For | ||
8 | Elect Andy Jones | Mgmt | For | For | For | ||
9 | Elect Ian Krieger | Mgmt | For | Against | Against | ||
10 | Elect Joanne Kenrick | Mgmt | For | Against | Against | ||
11 | Elect Claire Balmforth | Mgmt | For | Against | Against | ||
12 | Elect Bill Oliver | Mgmt | For | Against | Against | ||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Safestore Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAFE | CINS G77733106 | 07/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
2 | Long Term Incentive Plan | Mgmt | For | Against | Against | ||
3 | Sharesave Scheme | Mgmt | For | For | For | ||
Scentre Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCG | CINS Q8351E109 | 04/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Remuneration Report | Mgmt | For | For | For | ||
2 | Re-elect Sarah (Carolyn) H. Kay | Mgmt | For | For | For | ||
3 | Re-elect Margaret (Margie) L. Seale | Mgmt | For | For | For | ||
4 | Equity Grant (MD/CEO Peter Allen) | Mgmt | For | For | For | ||
5 | Adopt New Constitution | Mgmt | For | For | For | ||
Segro Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGRO | CINS G80277141 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Gerald Corbett | Mgmt | For | For | For | ||
5 | Elect Soumen Das | Mgmt | For | For | For | ||
6 | Elect Christopher Fisher | Mgmt | For | For | For | ||
7 | Elect Andy Gulliford | Mgmt | For | For | For | ||
8 | Elect Martin Moore | Mgmt | For | For | For | ||
9 | Elect Phil Redding | Mgmt | For | For | For | ||
10 | Elect Mark Robertshaw | Mgmt | For | For | For | ||
11 | Elect David Sleath | Mgmt | For | For | For | ||
12 | Elect Doug Webb | Mgmt | For | For | For | ||
13 | Elect Carol Fairweather | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
22 | 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
23 | Scrip Dividend | Mgmt | For | For | For | ||
Shaftesbury plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHB | CINS G80603106 | 02/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Richard Akers | Mgmt | For | For | For | ||
5 | Elect Jonathan Nicholls | Mgmt | For | For | For | ||
6 | Elect Brian Bickell | Mgmt | For | For | For | ||
7 | Elect Simon J. Quayle | Mgmt | For | For | For | ||
8 | Elect Thomas J.C. Welton | Mgmt | For | For | For | ||
9 | Elect Christopher Ward | Mgmt | For | For | For | ||
10 | Elect Jill C. Little | Mgmt | For | For | For | ||
11 | Elect Dermot Mathias | Mgmt | For | For | For | ||
12 | Elect Hilary S. Riva | Mgmt | For | For | For | ||
13 | Elect Sally E. Walden | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
7 | Elect Stefan Selig | Mgmt | For | For | For | ||
8 | Elect Daniel C. Smith | Mgmt | For | For | For | ||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||
10 | Elect Marta R. Stewart | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control | ShrHoldr | Against | Against | For | ||
Starwood Waypoint Homes | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SFR | CUSIP 85572F105 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Sumitomo Realty & Development Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8830 | CINS J77841112 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Hisatoshi Katayama as Director | Mgmt | For | Against | Against | ||
3 | Elect Yohzoh Izuhara as Statutory Auditor | Mgmt | For | Against | Against | ||
4 | Elect Kohzoh Uno as Alternate Statutory Auditor | Mgmt | For | For | For | ||
Sun Hung Kai Properties Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0016 | CINS Y82594121 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Victor LUI Ting | Mgmt | For | For | For | ||
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | ||
7 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | Against | Against | ||
8 | Elect WOO Po Shing | Mgmt | For | Against | Against | ||
9 | Elect Eric TUNG Chi-Ho | Mgmt | For | For | For | ||
10 | Elect Allen FUNG Yuk-Lun | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Taubman Centers Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCO | CUSIP 876664103 | 05/31/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mayree C. Clark | Mgmt | For | TNA | N/A | ||
1.2 | Elect Michael J. Embler | Mgmt | For | TNA | N/A | ||
1.3 | Elect William S. Taubman | Mgmt | For | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
4 | Approval of the 2018 Omnibus Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||
5 | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | ShrHoldr | Against | TNA | N/A | ||
Taubman Centers Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCO | CUSIP 876664103 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jonathan Litt | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Management Nominee Mayree C. Clark | Mgmt | N/A | For | N/A | ||
1.3 | Elect Management Nominee Michael J. Embler | Mgmt | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
4 | Approval of the 2018 Omnibus Long-Term Incentive Plan | Mgmt | N/A | For | N/A | ||
5 | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | ShrHoldr | N/A | For | N/A | ||
The Link Real Estate Investment Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0823 | CINS Y5281M111 | 07/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect May TAN Siew Boi | Mgmt | For | For | For | ||
4 | Elect Nancy TSE Sau Ling | Mgmt | For | For | For | ||
5 | Elect Elaine C. YOUNG | Mgmt | For | For | For | ||
6 | Authority to Repurchase Units | Mgmt | For | For | For | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | ||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | ||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||
9 | Elect James D. Shelton | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Welltower Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WELL | CUSIP 95040Q104 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | ||
3 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | ||
4 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||
5 | Elect Timothy J. Naughton | Mgmt | For | Against | Against | ||
6 | Elect Sharon M. Oster | Mgmt | For | For | For | ||
7 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
8 | Elect Sergio D. Rivera | Mgmt | For | For | For | ||
9 | Elect R. Scott Trumbull | Mgmt | For | For | For | ||
10 | Elect Gary Whitelaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
2 | Elect Rick R. Holley | Mgmt | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
4 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
8 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Greater China Equity Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Alibaba Group Holding Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | ||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | ||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
Anhui Conch Cement Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0914 | CINS Y01373110 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | Supervisors' Report | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Authority to Give Guarantees | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
Anhui Conch Cement Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0914 | CINS Y01373110 | 10/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect WU Xiaoming as Supervisor | Mgmt | For | Against | Against | ||
BAIC Motor Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1958 | CINS Y0506H104 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Caps Revision of Financial Services Framework Agreement | Mgmt | For | For | For | ||
9 | Elect Lei Hai | Mgmt | For | For | For | ||
10 | Elect SHANG Yuanxian | Mgmt | For | For | For | ||
11 | Elect Yan Xiaolei | Mgmt | For | For | For | ||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
13 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Repurchase Domestic and/or H Shares | Mgmt | For | For | For | ||
15 | Amendments to Articles | Mgmt | For | For | For | ||
16 | Elect XIE Wei | Mgmt | For | For | For | ||
17 | Elect JIAO Ruifang | Mgmt | For | For | For | ||
BAIC Motor Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1958 | CINS Y0506H104 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Authority to Repurchase Domestic and/or H shares Shares | Mgmt | For | For | For | ||
Bank of China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3988 | CINS Y0698A107 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | 2018 Investment Budget | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Elect ZHANG Qingsong | Mgmt | For | For | For | ||
10 | Elect LI Jucai | Mgmt | For | Against | Against | ||
11 | Elect CHEN Yuhua as Supervisor | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Supervisors' Fees | Mgmt | For | For | For | ||
14 | Capital Management Plan 2017-2020 | Mgmt | For | For | For | ||
15 | Charitable Donations | Mgmt | For | For | For | ||
16 | Authority to Issue Bonds | Mgmt | For | For | For | ||
17 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | ||
18 | Authority to Issue Write-down Undated Capital Bonds | Mgmt | For | For | For | ||
19 | Elect LIAO Qiang | Mgmt | For | For | For | ||
Beijing Enterprises Water Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0371 | CINS G0957L109 | 03/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Subscription Agreement | Mgmt | For | For | For | ||
4 | Elect Raymond LEE Man Chun as a Director | Mgmt | For | For | For | ||
Beijing Enterprises Water Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0371 | CINS G0957L109 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LI Yongcheng | Mgmt | For | Against | Against | ||
6 | Elect E Meng | Mgmt | For | Against | Against | ||
7 | Elect LI Haifeng | Mgmt | For | For | For | ||
8 | Elect Eric TUNG Woon Cheung | Mgmt | For | For | For | ||
9 | Elect GUO Rui | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Brilliance China Automotive Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1114 | CINS G1368B102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect WU Xiao An | Mgmt | For | Against | Against | ||
5 | Elect QI Yumin | Mgmt | For | Against | Against | ||
6 | Elect XU Bingjin | Mgmt | For | Against | Against | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Brilliance China Automotive Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1114 | CINS G1368B102 | 10/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Acquisition | Mgmt | For | For | For | ||
4 | Divestiture | Mgmt | For | For | For | ||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||
Brilliance China Automotive Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1114 | CINS G1368B102 | 12/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Framework Agreements and Comprehensive Service Agreement | Mgmt | For | For | For | ||
China Construction Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0939 | CINS Y1397N101 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Supervisors' Fees | Mgmt | For | For | For | ||
10 | Elect WANG Zuji | Mgmt | For | For | For | ||
11 | Elect PANG Xiusheng | Mgmt | For | For | For | ||
12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | ||
13 | Elect LI Jun | Mgmt | For | Against | Against | ||
14 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | ||
15 | Elect Carl Walter | Mgmt | For | For | For | ||
16 | Elect Kenneth Patrick CHUNG | Mgmt | For | For | For | ||
17 | Elect WU Jianhang as Supervisor | Mgmt | For | For | For | ||
18 | Elect FANG Qiuyue as Supervisor | Mgmt | For | Against | Against | ||
19 | Capital Plan 2018-2020 | Mgmt | For | For | For | ||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
21 | Amendments to Board Authority on External Donations | Mgmt | For | For | For | ||
China Construction Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0939 | CINS Y1397N101 | 10/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect TIAN Guoli as Director | Mgmt | For | For | For | ||
China Everbright Greentech Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
01257 | CINS G2R55E103 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Elect WANG Tianyi | Mgmt | For | For | For | ||
6 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
7 | Elect YANG Zhiqiang | Mgmt | For | For | For | ||
8 | Elect WANG Yungang | Mgmt | For | For | For | ||
9 | Elect GUO Ying | Mgmt | For | For | For | ||
10 | Elect TANG Xianqing | Mgmt | For | For | For | ||
11 | Elect CHOW Siu Lui | Mgmt | For | For | For | ||
12 | Elect Philip Tsao | Mgmt | For | For | For | ||
13 | Elect YAN Houmin | Mgmt | For | For | For | ||
14 | Directors' Fees | Mgmt | For | For | For | ||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
China Everbright International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0257 | CINS Y14226107 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Raymond WONG Kam Chung | Mgmt | For | For | For | ||
6 | Elect HU Yanguo | Mgmt | For | For | For | ||
7 | Elect QIAN Xiaodong | Mgmt | For | For | For | ||
8 | Elect Philip FAN Yan Hok | Mgmt | For | For | For | ||
9 | Elect Selwyn Mar | Mgmt | For | Against | Against | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China International Travel Service Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
601888 | CINS Y149A3100 | 11/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
2 | Amendments to Guarantee Management System | Mgmt | For | Abstain | Against | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Appointment of Internal Control Auditor | Mgmt | For | For | For | ||
China Jinmao Holdings Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0817 | CINS Y1500V107 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect SONG Liuyi | Mgmt | For | For | For | ||
6 | Directors' Fees | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Jinmao Holdings Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0817 | CINS Y1500V107 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Deposit Services under Renewed Framework Financial Service Agreement | Mgmt | For | For | For | ||
China Medical System Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0867 | CINS G21108124 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LAM Kong | Mgmt | For | For | For | ||
6 | Elect CHEN Hongbing | Mgmt | For | For | For | ||
7 | Elect WU Chi Keung | Mgmt | For | Against | Against | ||
8 | Elect LEUNG Chong Shun | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China National Building Material Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3323 | CINS Y15045100 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | Supervisors' Report | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Authority to Declare Interim Dividends | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Financial Services Framework Agreement | Mgmt | For | For | For | ||
8 | Elect PENG Jianxin | Mgmt | For | For | For | ||
9 | Elect XU Weibing | Mgmt | For | For | For | ||
10 | Elect SHEN Yungang | Mgmt | For | For | For | ||
11 | Elect FAN Xiaoyan | Mgmt | For | For | For | ||
12 | Elect LI Xinhua | Mgmt | For | For | For | ||
13 | Elect GUO Yanming | Mgmt | For | Against | Against | ||
14 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
16 | Amendments to Articles | Mgmt | For | For | For | ||
17 | Amendments to Articles and Procedural Rules for General Meetings | Mgmt | For | For | For | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China National Building Material Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3323 | CINS Y15045100 | 12/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Approval of Merger Agreement | Mgmt | For | For | For | ||
4 | CNBM H Shares | Mgmt | For | For | For | ||
5 | CNBM Unlisted Shares | Mgmt | For | For | For | ||
6 | Board Authorization to Implement Merger | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
9 | Elect XU Weibing as Supervisor | Mgmt | For | For | For | ||
China National Building Material Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3323 | CINS Y15045100 | 12/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Approval of Merger Agreement | Mgmt | For | For | For | ||
4 | Issuance of CNBM H Shares pursuant to Merger | Mgmt | For | For | For | ||
China Pacific Insurance (Group) Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2601 | CINS Y1505Z103 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Annual Report of A Shares | Mgmt | For | For | For | ||
5 | Annual Report of H Shares | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Due Diligence Report | Mgmt | For | For | For | ||
10 | Performance Report of Independent Directors | Mgmt | For | For | For | ||
11 | Elect ZHU Yonghong as Supervisor | Mgmt | For | Against | Against | ||
12 | Elect LU Ning as Supervisor | Mgmt | For | Against | Against | ||
13 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Elect HUANG Dinan | Mgmt | For | For | For | ||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China Resources Land Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1109 | CINS G2108Y105 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect WU Xiangdong | Mgmt | For | Against | Against | ||
6 | Elect TANG Yong | Mgmt | For | For | For | ||
7 | Elect Peter WAN Kam To | Mgmt | For | Against | Against | ||
8 | Elect Andrew Y. YAN | Mgmt | For | Against | Against | ||
9 | Elect Bosco HO Hin Ngai | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Taiping Insurance Holdings Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0966 | CINS Y1456Z151 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect WANG Sidong | Mgmt | For | Against | Against | ||
6 | Elect WU Jiesi | Mgmt | For | Against | Against | ||
7 | Elect Anthony WU Ting Yuk | Mgmt | For | Against | Against | ||
8 | Elect XIE Zhichun | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
CIFI Holdings (Group) Co. Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0884 | CINS G2140A107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LIN Wei | Mgmt | For | For | For | ||
6 | Elect CHEN Dongbiao | Mgmt | For | For | For | ||
7 | Elect YANG Xin | Mgmt | For | For | For | ||
8 | Elect ZHOU Yimin | Mgmt | For | For | For | ||
9 | Elect GU Yunchang | Mgmt | For | For | For | ||
10 | Elect ZHANG Yongyue | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Cnooc Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0883 | CINS Y1662W117 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect YUAN Guangyu | Mgmt | For | For | For | ||
7 | Elect YANG Hua | Mgmt | For | Against | Against | ||
8 | Elect Wang Dongjin | Mgmt | For | For | For | ||
9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
CSPC Pharmaceutical Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1093 | CINS Y1837N109 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect WANG Huaiyu | Mgmt | For | For | For | ||
6 | Elect WANG Zhenguo | Mgmt | For | For | For | ||
7 | Elect LU Hua | Mgmt | For | For | For | ||
8 | Elect LI Chunlei | Mgmt | For | For | For | ||
9 | Elect Yuk Lam Lo | Mgmt | For | For | For | ||
10 | Elect YU Jinming | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
16 | Authority to Grant Options Under Share Option Scheme | Mgmt | For | Against | Against | ||
GoerTek Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
002241 | CINS Y27360109 | 09/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles and Change of Registered Capital | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
Gree Electric Appliances, Inc. of Zhuhai | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000651 | CINS Y2882R102 | 06/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | Supervisors' Report | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Annual Report | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Internal Control Self-Assessment Report | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Approval of Foreign Exchange Trading Business | Mgmt | For | For | For | ||
11 | Investment in Wealth Management Products | Mgmt | For | For | For | ||
12 | Adjustments of Related Party Transactions Quota | Mgmt | For | For | For | ||
Guangzhou Automobile Group Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2238 | CINS Y2R318121 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Annual Report | Mgmt | For | For | For | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Appointment of Internal Control Auditor | Mgmt | For | For | For | ||
9 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Guangzhou Automobile Group Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2238 | CINS Y2R318121 | 08/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Amendments to Rules of Procedures for General Meetings | Mgmt | For | For | For | ||
5 | Amendments to Rules of Procedures for the Board | Mgmt | For | For | For | ||
6 | Amendments to Rules of Procedures for Supervisory Committee | Mgmt | For | For | For | ||
7 | Elect YAN Zhuangli as Director | Mgmt | For | For | For | ||
8 | Elect JI Li as Supervisor | Mgmt | For | Against | Against | ||
9 | Elect CHEN Jianxin as Supervisor | Mgmt | For | Against | Against | ||
Guangzhou Automobile Group Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2238 | CINS Y2R318121 | 12/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Basis and Scope for Confirming Participants | Mgmt | For | For | For | ||
3 | Source, Number and Allocation of Subject Shares | Mgmt | For | For | For | ||
4 | Schedule | Mgmt | For | For | For | ||
5 | Exercise Price of Share Options and Basis of Determination of Exercise Price | Mgmt | For | For | For | ||
6 | Conditions of Grant and Conditions of Exercise | Mgmt | For | For | For | ||
7 | Method and Procedures of Adjustment to Share Options | Mgmt | For | For | For | ||
8 | Accounting Treatment of Share Options | Mgmt | For | For | For | ||
9 | Procedures of Grant of Share Options by the Company and Exercise by Participants | Mgmt | For | For | For | ||
10 | Respective Rights and Obligations of the Company and Participants | Mgmt | For | For | For | ||
11 | Handling of Changes in Relation to the Company and Participants | Mgmt | For | For | For | ||
12 | Other Important Matters | Mgmt | For | For | For | ||
13 | Second Share Option Incentive Scheme Performance Appraisal Measures | Mgmt | For | For | For | ||
14 | Ratification of Board Acts | Mgmt | For | For | For | ||
Guangzhou Automobile Group Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2238 | CINS Y2R318121 | 12/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Basis and Scope for Confirming Participants | Mgmt | For | For | For | ||
3 | Source, Number and Allocation of Subject Shares | Mgmt | For | For | For | ||
4 | Schedule | Mgmt | For | For | For | ||
5 | Exercise Price of Share Options and Basis of Determination of Exercise Price | Mgmt | For | For | For | ||
6 | Conditions of Grant and Conditions of Exercise | Mgmt | For | For | For | ||
7 | Method and Procedures of Adjustment to Share Options | Mgmt | For | For | For | ||
8 | Accounting Treatment of Share Options | Mgmt | For | For | For | ||
9 | Procedures of Grant of Share Options by the Company and Exercise by Participants | Mgmt | For | For | For | ||
10 | Respective Rights and Obligations of the Company and Participants | Mgmt | For | For | For | ||
11 | Handling of Changes in Relation to the Company and Participants | Mgmt | For | For | For | ||
12 | Other Important Matters | Mgmt | For | For | For | ||
13 | Second Share Option Incentive Scheme Performance Appraisal Measures | Mgmt | For | For | For | ||
14 | Ratification of Board Acts | Mgmt | For | For | For | ||
Guangzhou Baiyun International Airport Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
600004 | CINS Y2930J102 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | Supervisors' Report | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Annual Report | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Shareholder Returns Plan | Mgmt | For | For | For | ||
Guangzhou Baiyun International Airport Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
600004 | CINS Y2930J102 | 11/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Business Scope | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
Huadong Medicine Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000963 | CINS Y3740R102 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Director’s Report | Mgmt | For | For | For | ||
2 | Supervisors’ Report | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Annual Report and Its Summary | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | 2018 Estimation of Related Party Transactions | Mgmt | For | For | For | ||
7 | 2018 Estimation of Related Party Transactions | Mgmt | For | For | For | ||
8 | 2018 Estimation of Related Party Transactions | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | Against | Against | ||
10 | Authority to Give Guarantees | Mgmt | For | For | For | ||
11 | Amendments to Articles | Mgmt | For | For | For | ||
12 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
13 | Acquisition of Medical Technology of Liraglutide | Mgmt | For | For | For | ||
14 | Acquisition of a New Medicine Technology | Mgmt | For | For | For | ||
Industrial & Commercial Bank Of China | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | ||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | ||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | ||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | ||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | ||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Industrial & Commercial Bank of China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | ||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Elect CHENG Fengchao | Mgmt | For | Against | Against | ||
10 | Amendments to Articles | Mgmt | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Kweichow Moutai Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
600519 | CINS Y5070V116 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | Supervisors' Report | Mgmt | For | For | For | ||
3 | Annual Report and Summary | Mgmt | For | For | For | ||
4 | 2017 Financial Statements | Mgmt | For | For | For | ||
5 | 2018 Financial Budget Report | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Appointment of Financial Auditor and Internal Control Auditor | Mgmt | For | For | For | ||
8 | Independent Directors' Report | Mgmt | For | For | For | ||
9 | Deposit and Loan Transactions with Bank of Guizhou by Subsidiaries | Mgmt | For | For | For | ||
10 | 2018-2021 Daily Related Party Transactions: | Mgmt | For | For | For | ||
11 | Related Party Product Sales | Mgmt | For | For | For | ||
12 | Increase Investment in Warehouse Renovation Project in Tanchangpian District | Mgmt | For | For | For | ||
Kweichow Moutai Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
600519 | CINS Y5070V116 | 10/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect LUO Guoqing as Supervisor | Mgmt | For | Against | Against | ||
Longfor Properties Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0960 | CINS G5635P109 | 06/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Final Dividend | Mgmt | For | For | For | ||
5 | Special Dividend | Mgmt | For | For | For | ||
6 | Elect ZHAO Yi | Mgmt | For | For | For | ||
7 | Elect Frederick P. Churchouse | Mgmt | For | For | For | ||
8 | Elect Derek CHAN Chi On | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
14 | Change in Company Name | Mgmt | For | For | For | ||
Midea Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000333 | CINS Y6S40V103 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | Supervisors' Report | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Annual Report | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | The 5th-phase Employee Stock Options Plan (Draft) | Mgmt | For | For | For | ||
7 | Formulation of Measures on implementation and appraisal of Stock Options Plan | Mgmt | For | For | For | ||
8 | Board Authorization to Implement 5th-phase Stock Options Plan | Mgmt | For | For | For | ||
9 | 2018 Employee Restricted Shares Plan (Draft) | Mgmt | For | For | For | ||
10 | Appraisal Measures for 2018 Restricted Stock Incentive Plan | Mgmt | For | For | For | ||
11 | Board Authorization to Implement 2018 Restricted Stock Incentive Plan | Mgmt | For | For | For | ||
12 | The 4th-phase Global Partnership Shareholding Plan (Draft) | Mgmt | For | For | For | ||
13 | Board Authorization to Implement 4th-phase Global Partnership Shareholding Plan | Mgmt | For | For | For | ||
14 | 1st-phase Business Partnership Shareholding Plan (Draft) | Mgmt | For | For | For | ||
15 | Board Authorization to Implement 1st-phase Business Partnership Shareholding Plan | Mgmt | For | For | For | ||
16 | Authority to Give Guarantees | Mgmt | For | For | For | ||
17 | Approval of Foreign Exchange Trading Business | Mgmt | For | For | For | ||
18 | 2018 Entrusted Wealth Management with Idle Proprietary Funds | Mgmt | For | For | For | ||
19 | Related Party Transactions: Deposits and Loans | Mgmt | For | For | For | ||
20 | Amendments to Articles | Mgmt | For | For | For | ||
21 | Appointment of Auditor | Mgmt | For | Against | Against | ||
Midea Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000333 | CINS Y6S40V103 | 09/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Related Party Transactions | Mgmt | For | For | For | ||
Minth Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0425 | CINS G6145U109 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect CHIN Jong Hwa | Mgmt | For | For | For | ||
6 | Elect Fred WU Fong | Mgmt | For | Against | Against | ||
7 | Elect WANG Ching | Mgmt | For | Against | Against | ||
8 | Service Contract with Fred WU Fong | Mgmt | For | For | For | ||
9 | Service Contract with WANG Ching | Mgmt | For | For | For | ||
10 | Service Contract with YU Zheng | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
NetEase, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTES | CUSIP 64110W102 | 09/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William Lei Ding | Mgmt | For | For | For | ||
2 | Elect Alice Cheng | Mgmt | For | For | For | ||
3 | Elect Denny Lee | Mgmt | For | For | For | ||
4 | Elect Joseph Tong | Mgmt | For | For | For | ||
5 | Elect Lun FENG | Mgmt | For | For | For | ||
6 | Elect Michael LEUNG | Mgmt | For | Against | Against | ||
7 | Elect Michael Tong | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
New China Life Insurance Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1336 | CINS Y625A4115 | 12/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect YU Jiannan as Supervisor | Mgmt | For | Against | Against | ||
3 | Remuneration of Executive Directors and Chairman of Board of Supervisors | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Amendments to Rules of Procedures of General Meeting | Mgmt | For | For | For | ||
6 | Amendments to Rules of Procedures of Board of Directors | Mgmt | For | For | For | ||
7 | Amendments to Rules of Procedures of Board of Supervisors | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 03/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect MIAO Jianmin | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Amendments to Rules of Procedures for Shareholders' Meetings | Mgmt | For | For | For | ||
6 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | ||
7 | Amendments to Rules of Procedures for Supervisory Committee | Mgmt | For | For | For | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect XIE Yiqun | Mgmt | For | For | For | ||
4 | Directors' Report | Mgmt | For | For | For | ||
5 | Supervisors' Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Supervisors' Fees | Mgmt | For | For | For | ||
9 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
11 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 10/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect YUN Zhen | Mgmt | For | For | For | ||
4 | Elect WANG Dedi | Mgmt | For | For | For | ||
5 | Elect QU Xiaohui | Mgmt | For | For | For | ||
Ping An Insurance (Group) Company of China, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
Ping An Insurance (Group) Company of China, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | ||
Ping An Insurance (Group) Company of China, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2318 | CINS Y69790106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Annual Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Elect MA Mingzhe | Mgmt | For | For | For | ||
10 | Elect SUN Jianyi | Mgmt | For | For | For | ||
11 | Elect REN Huichuan | Mgmt | For | Against | Against | ||
12 | Elect Jason YAO Bo | Mgmt | For | For | For | ||
13 | Elect LEE Yuansiong | Mgmt | For | For | For | ||
14 | Elect CAI Fangfang | Mgmt | For | For | For | ||
15 | Elect Soopakij Chearavanont | Mgmt | For | Against | Against | ||
16 | Elect YANG Xiaoping | Mgmt | For | Against | Against | ||
17 | Elect WANG Yongjian | Mgmt | For | For | For | ||
18 | Elect LIU Chong | Mgmt | For | For | For | ||
19 | Elect Dicky Peter YIP | Mgmt | For | For | For | ||
20 | Elect Oscar WONG Sai Hung | Mgmt | For | For | For | ||
21 | Elect SUN Dongdong | Mgmt | For | Against | Against | ||
22 | Elect GE Ming | Mgmt | For | For | For | ||
23 | Elect OUYANG Hui | Mgmt | For | For | For | ||
24 | Elect GU Liji | Mgmt | For | For | For | ||
25 | Elect HUANG Baokui | Mgmt | For | For | For | ||
26 | Elect ZHANG Wangjin | Mgmt | For | For | For | ||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
28 | Allocation of Special Dividend | Mgmt | For | For | For | ||
29 | Adoption of the Shanghai Jahwa Equity Incentive Scheme | Mgmt | For | For | For | ||
Shenzhou International Group Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2313 | CINS G8087W101 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect HUANG Guanlin | Mgmt | For | For | For | ||
4 | Elect MA Renhe | Mgmt | For | Against | Against | ||
5 | Elect CHEN Xu | Mgmt | For | For | For | ||
6 | Directors' Fees | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
SINA Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SINA | CUSIP G81477104 | 11/03/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Management Nominee Yichen Zhang | Mgmt | N/A | TNA | N/A | ||
2 | Appointment of Auditor | Mgmt | N/A | TNA | N/A | ||
3 | Elect Dissident Nominee Brett H. Krause | ShrHoldr | N/A | TNA | N/A | ||
4 | Elect Dissident Nominee Thomas J. Manning | ShrHoldr | N/A | TNA | N/A | ||
SINA Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SINA | CUSIP G81477104 | 11/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Management Nominee Yichen Zhang | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal to Elect Dissident Nominee Brett H. Krause | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal to Elect Dissident Nominee Thomas J. Manning | ShrHoldr | Against | For | Against | ||
Sun Art Retail Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6808 | CINS Y8184B109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Benoit Claude, Francois, Marie Joseph LECLERCQ | Mgmt | For | For | For | ||
6 | Elect Xavier DELOM de MEZERAC | Mgmt | For | Against | Against | ||
7 | Elect Pierre Ludovic Frederic Holinier | Mgmt | For | For | For | ||
8 | Elect ZHANG Yong | Mgmt | For | For | For | ||
9 | Elect CHEN Jun | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Tencent Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
700 | CINS G87572163 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LI Dong Sheng | Mgmt | For | For | For | ||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Guardian Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Amy E. Hood | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Michael F. Roman | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | ||
Allison Transmission Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALSN | CUSIP 01973R101 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stan A. Askren | Mgmt | For | For | For | ||
2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | ||
3 | Elect David C. Everitt | Mgmt | For | For | For | ||
4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | ||
5 | Elect David S. Graziosi | Mgmt | For | For | For | ||
6 | Elect William R. Harker | Mgmt | For | For | For | ||
7 | Elect Richard P. Lavin | Mgmt | For | For | For | ||
8 | Elect Thomas W. Rabaut | Mgmt | For | For | For | ||
9 | Elect Richard V. Reynolds | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
7 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | ||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | For | Against | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
Ashland Global Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASH | CUSIP 044186104 | 01/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | ||
2 | Elect William G. Dempsey | Mgmt | For | For | For | ||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||
4 | Elect Susan L. Main | Mgmt | For | For | For | ||
5 | Elect Jerome A. Peribere | Mgmt | For | For | For | ||
6 | Elect Barry W. Perry | Mgmt | For | For | For | ||
7 | Elect Mark C. Rohr | Mgmt | For | For | For | ||
8 | Elect Janice J. Teal | Mgmt | For | For | For | ||
9 | Elect Michael J. Ward | Mgmt | For | For | For | ||
10 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | ||
11 | Elect William A. Wulfsohn | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
2 | Elect Pamela Daley | Mgmt | For | For | For | ||
3 | Elect William S. Demchak | Mgmt | For | For | For | ||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | ||
6 | Elect William E. Ford | Mgmt | For | For | For | ||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | ||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | ||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | ||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | ||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | ||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
18 | Elect Mark Wilson | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
21 | Ratification of Auditor | Mgmt | For | For | For | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
2 | Elect Jose Baselga | Mgmt | For | For | For | ||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||
6 | Elect Michael Grobstein | Mgmt | For | For | For | ||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
10 | Elect Gerald Storch | Mgmt | For | For | For | ||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM.A | CUSIP 112585104 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | ||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.3 | Elect Murilo Pinto de Oliveira Ferreira | Mgmt | For | For | For | ||
1.4 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.5 | Elect Rafael Miranda Robredo | Mgmt | For | For | For | ||
1.6 | Elect Youssef A. Nasr | Mgmt | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | ||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Escrowed Stock Plan Amendment Resolution | Mgmt | For | For | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Virginia C. Addicott | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | ||
4 | Elect Paul J. Finnegan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | ||
2 | Elect Barry K. Allen | Mgmt | For | For | For | ||
3 | Elect David W. Nelms | Mgmt | For | For | For | ||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
3 | Elect Charles P. Carey | Mgmt | For | For | For | ||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
5 | Elect Ana Dutra | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect Deborah J. Lucas | Mgmt | For | For | For | ||
10 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
11 | Elect Terry L. Savage | Mgmt | For | For | For | ||
12 | Elect William R. Shepard | Mgmt | For | Against | Against | ||
13 | Elect Howard J. Siegel | Mgmt | For | For | For | ||
14 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
ConAgra Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | ||
1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
1.7 | Elect Joie Gregor | Mgmt | For | For | For | ||
1.8 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect James M. Foote | Mgmt | For | For | For | ||
5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
10 | Elect Richard J. Swift | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Elect Tony L. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
DaVita Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVA | CUSIP 23918K108 | 06/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
2 | Elect Charles G. Berg | Mgmt | For | For | For | ||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | ||
4 | Elect Pascal Desroches | Mgmt | For | For | For | ||
5 | Elect Paul J. Diaz | Mgmt | For | For | For | ||
6 | Elect Peter T. Grauer | Mgmt | For | For | For | ||
7 | Elect John M. Nehra | Mgmt | For | For | For | ||
8 | Elect William L. Roper | Mgmt | For | For | For | ||
9 | Elect Kent J. Thiry | Mgmt | For | For | For | ||
10 | Elect Phyllis R. Yale | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAL | CUSIP 247361702 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Ashton B. Carter | Mgmt | For | For | For | ||
5 | Elect David G. DeWalt | Mgmt | For | For | For | ||
6 | Elect William H. Easter III | Mgmt | For | For | For | ||
7 | Elect Michael P. Huerta | Mgmt | For | For | For | ||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
9 | Elect George N. Mattson | Mgmt | For | For | For | ||
10 | Elect Douglas R Ralph | Mgmt | For | For | For | ||
11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | ||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
DENTSPLY SIRONA Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | ||
2 | Elect David K. Beecken | Mgmt | For | For | For | ||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | ||
4 | Elect Donald M. Casey | Mgmt | For | For | For | ||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | ||
6 | Elect Willie A. Deese | Mgmt | For | For | For | ||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | ||
8 | Elect Thomas Jetter | Mgmt | For | For | For | ||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | ||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | ||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | ||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Craig Arnold | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Richard H. Fearon | Mgmt | For | Against | Against | ||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
8 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
11 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
12 | Elect Dorothy C. Thompson | Mgmt | For | For | For | ||
13 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
17 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | ||
EBay Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBAY | CUSIP 278642103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | ||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | ||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
4 | Elect Diana Farrell | Mgmt | For | For | For | ||
5 | Elect Logan D. Green | Mgmt | For | For | For | ||
6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | ||
7 | Elect Kathleen C. Mitic | Mgmt | For | For | For | ||
8 | Elect Pierre M. Omidyar | Mgmt | For | For | For | ||
9 | Elect Paul S. Pressler | Mgmt | For | For | For | ||
10 | Elect Robert H. Swan | Mgmt | For | For | For | ||
11 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
1.5 | Elect J. Herb England | Mgmt | For | For | For | ||
1.6 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||
1.9 | Elect Al Monaco | Mgmt | For | For | For | ||
1.10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Mgmt | For | Withhold | Against | ||
1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Equifax Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EFX | CUSIP 294429105 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark W. Begor | Mgmt | For | For | For | ||
2 | Elect Mark L. Feidler | Mgmt | For | Against | Against | ||
3 | Elect G. Thomas Hough | Mgmt | For | For | For | ||
4 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | ||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
7 | Elect John A. McKinley | Mgmt | For | Against | Against | ||
8 | Elect Robert W. Selander | Mgmt | For | For | For | ||
9 | Elect Elane B. Stock | Mgmt | For | For | For | ||
10 | Elect Mark B. Templeton | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Expedia Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPE | CUSIP 30212P303 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan C. Athey | Mgmt | For | For | For | ||
2 | Elect A. George Battle | Mgmt | For | For | For | ||
3 | Elect Courtnee Chun | Mgmt | For | For | For | ||
4 | Elect Chelsea Clinton | Mgmt | For | For | For | ||
5 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | ||
8 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | ||
9 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | ||
10 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | ||
11 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
12 | Elect Mark Okerstrom | Mgmt | For | For | For | ||
13 | Elect Scott Rudin | Mgmt | For | For | For | ||
14 | Elect Christopher W. Shean | Mgmt | For | For | For | ||
15 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Expeditors International Of Washington, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPD | CUSIP 302130109 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert R. Wright | Mgmt | For | For | For | ||
2 | Elect Glenn M. Alger | Mgmt | For | For | For | ||
3 | Elect James M. DuBois | Mgmt | For | For | For | ||
4 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
5 | Elect Diane H. Gulyas | Mgmt | For | For | For | ||
6 | Elect Richard B. McCune | Mgmt | For | For | For | ||
7 | Elect Alain Monie | Mgmt | For | For | For | ||
8 | Elect Jeffrey S. Musser | Mgmt | For | For | For | ||
9 | Elect Liane J. Pelletier | Mgmt | For | For | For | ||
10 | Elect Tay Yoshitani | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Facebook, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | ||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||
1.5 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | ||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
1.8 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Crown | Mgmt | For | For | For | ||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
6 | Elect C. Howard Nye | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
10 | Elect Peter A. Wall | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John C. Martin | Mgmt | For | For | For | ||
6 | Elect John F. Milligan | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
HD Supply Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HDS | CUSIP 40416M105 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||
2.1 | Elect Betsy Atkins | Mgmt | For | Withhold | Against | ||
2.2 | Elect Scott Ostfeld | Mgmt | For | For | For | ||
2.3 | Elect James A. Rubright | Mgmt | For | For | For | ||
2.4 | Elect Lauren Taylor Wolfe | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Hudson Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUD | CUSIP G46408103 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juan Carlos Torres Carretero | Mgmt | For | For | For | ||
2 | Elect Julian Diaz Gonzalez | Mgmt | For | Abstain | Against | ||
3 | Elect Joseph DiDomizio | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
IHS Markit Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INFO | CUSIP G47567105 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
2 | Elect Nicoletta Giadrossi | Mgmt | For | For | For | ||
3 | Elect Robert P. Kelly | Mgmt | For | For | For | ||
4 | Elect Deborah D. McWhinney | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Board Declassification Bye-law Amendment | Mgmt | For | For | For | ||
8 | Majority Voting For Directors Bye-law Amendment | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect John Mulligan | Mgmt | For | For | For | ||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Miles D. White | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | ||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | ||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
5 | Elect Satya Nadella | Mgmt | For | For | For | ||
6 | Elect Charles H. Noski | Mgmt | For | For | For | ||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | ||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
12 | Elect John W. Stanton | Mgmt | For | For | For | ||
13 | Elect John W. Thompson | Mgmt | For | For | For | ||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | ||
NextEra Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect James L. Camaren | Mgmt | For | For | For | ||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect James L. Robo | Mgmt | For | For | For | ||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
10 | Elect John L. Skolds | Mgmt | For | For | For | ||
11 | Elect William H. Swanson | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | ||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | ||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | ||
6 | Elect Steven F. Leer | Mgmt | For | For | For | ||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | ||
8 | Elect Amy E. Miles | Mgmt | For | For | For | ||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | ||
11 | Elect James A. Squires | Mgmt | For | For | For | ||
12 | Elect John R. Thompson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
PayPal Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
2 | Elect Wences Casares | Mgmt | For | For | For | ||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | ||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
8 | Elect David M. Moffett | Mgmt | For | For | For | ||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | ||
10 | Elect Daniel H. Schulman | Mgmt | For | For | For | ||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | Against | Against | ||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Cesar Conde | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Dina Dublon | Mgmt | For | For | For | ||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
7 | Elect William R. Johnson | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect David C. Page | Mgmt | For | For | For | ||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
12 | Elect Darren Walker | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
PPG Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPG | CUSIP 693506107 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
2 | Elect Michael W. Lamach | Mgmt | For | For | For | ||
3 | Elect Martin H. Richenhagen | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Declassification of Board | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
PVH Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVH | CUSIP 693656100 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Baglivo | Mgmt | For | For | For | ||
2 | Elect Brent Callinicos | Mgmt | For | For | For | ||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | ||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | ||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | ||
6 | Elect V. James Marino | Mgmt | For | For | For | ||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | ||
8 | Elect Amy McPherson | Mgmt | For | For | For | ||
9 | Elect Henry Nasella | Mgmt | For | For | For | ||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | ||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Raytheon Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | ||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
7 | Elect Letitia A. Long | Mgmt | For | For | For | ||
8 | Elect George R. Oliver | Mgmt | For | For | For | ||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
10 | Elect William R. Spivey | Mgmt | For | For | For | ||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | ||
12 | Elect Robert O. Work | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
salesforce.com, inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | ||
2 | Elect Keith G. Block | Mgmt | For | For | For | ||
3 | Elect Craig A. Conway | Mgmt | For | For | For | ||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
5 | Elect Neelie Kroes | Mgmt | For | For | For | ||
6 | Elect Colin L. Powell | Mgmt | For | For | For | ||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | ||
8 | Elect John V. Roos | Mgmt | For | For | For | ||
9 | Elect Bernard Tyson | Mgmt | For | For | For | ||
10 | Elect Robin L. Washington | Mgmt | For | For | For | ||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | ||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | ||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Approval of the 2018 French Sub Plan | Mgmt | For | For | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
3 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
6 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | ||
7 | Elect Satya Nadella | Mgmt | For | For | For | ||
8 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman, III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Report on Sustainable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Paid Family Leave | ShrHoldr | Against | Abstain | Against | ||
18 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando Codina | Mgmt | For | For | For | ||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | ||
12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
13 | Elect Mark Vadon | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | ||
Tractor Supply Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSCO | CUSIP 892356106 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
1.2 | Elect Peter D. Bewley | Mgmt | For | For | For | ||
1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | ||
1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | ||
1.6 | Elect George MacKenzie | Mgmt | For | For | For | ||
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | ||
1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | ||
1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
2 | Elect Marc N. Casper | Mgmt | For | For | For | ||
3 | Elect Andrew Cecere | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
6 | Elect F. William Mcabb, III | Mgmt | For | For | For | ||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
10 | Elect David S. Wichmann | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Valvoline Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVV | CUSIP 92047W101 | 01/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard J. Freeland | Mgmt | For | Against | Against | ||
2 | Elect Stephen F. Kirk | Mgmt | For | For | For | ||
3 | Elect Stephen E. Macadam | Mgmt | For | For | For | ||
4 | Elect Vada O. Manager | Mgmt | For | For | For | ||
5 | Elect Samuel J. Mitchell | Mgmt | For | For | For | ||
6 | Elect Charles M. Sonsteby | Mgmt | For | For | For | ||
7 | Elect Mary J. Twinem | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Verisk Analytics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSK | CUSIP 92345Y106 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel G. Liss | Mgmt | For | For | For | ||
2 | Elect Therese M. Vaughan | Mgmt | For | For | For | ||
3 | Elect Bruce E. Hansen | Mgmt | For | For | For | ||
4 | Elect Kathleen Hogenson | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
6 | Elect John F. Lundgren | Mgmt | For | For | For | ||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
2 | Elect Rick R. Holley | Mgmt | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
4 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
8 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 08/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Decrease of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman International Equity Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Aercap Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AER | CUSIP N00985106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Release of Director Liability | Mgmt | For | For | For | ||
3 | Elect Pieter Korteweg | Mgmt | For | For | For | ||
4 | Elect Aengus Kelly | Mgmt | For | For | For | ||
5 | Elect Salem Rashed Abdulla Ali Al Noaimi | Mgmt | For | Against | Against | ||
6 | Elect Homaid Abdulla Al Shimmari | Mgmt | For | For | For | ||
7 | Elect Paul Dacier | Mgmt | For | For | For | ||
8 | Elect Michael Gradon | Mgmt | For | For | For | ||
9 | Elect Robert G. Warden | Mgmt | For | For | For | ||
10 | Elect Julian B. Branch | Mgmt | For | For | For | ||
11 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
19 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | ||
Air Liquide | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AI | CINS F01764103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
9 | Elect Benoit Potier | Mgmt | For | For | For | ||
10 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
11 | Elect Sin Leng Low | Mgmt | For | For | For | ||
12 | Elect Annette Winkler | Mgmt | For | For | For | ||
13 | Severance Agreement (Benoit Potier, Chair and CEO) | Mgmt | For | For | For | ||
14 | Supplementary Retirement Benefits (Benoit Potier, Chair and CEO) | Mgmt | For | For | For | ||
15 | Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Pierre Dufour, Deputy CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Executives) | Mgmt | For | For | For | ||
18 | Directors' Fees | Mgmt | For | For | For | ||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Alibaba Group Holding Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | ||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | ||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
Alimentation Couche-Tard Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANCTF | CUSIP 01626P304 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alain Bouchard | Mgmt | For | For | For | ||
1.2 | Elect Nathalie Bourque | Mgmt | For | For | For | ||
1.3 | Elect Eric Boyko | Mgmt | For | For | For | ||
1.4 | Elect Jacques D'Amours | Mgmt | For | Withhold | Against | ||
1.5 | Elect Jean Elie | Mgmt | For | For | For | ||
1.6 | Elect Richard Fortin | Mgmt | For | For | For | ||
1.7 | Elect Brian Hannasch | Mgmt | For | For | For | ||
1.8 | Elect Melanie Kau | Mgmt | For | For | For | ||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
1.10 | Elect Real Plourde | Mgmt | For | For | For | ||
1.11 | Elect Daniel Rabinowicz | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal Regarding Advisory Vote on Compensation Report (Say on Pay) | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Disclosure of Vote Results By Share Class | ShrHoldr | Against | For | Against | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Fulvio Conti | Mgmt | For | For | For | ||
6 | Elect Cheryl Francis | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Arkema S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AKE | CINS F0392W125 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | For | For | ||
11 | Elect Marie-Ange Debon | Mgmt | For | For | For | ||
12 | Elect Alexandre De Juniac | Mgmt | For | For | For | ||
13 | Elect Jean-Marc Bertrand | Mgmt | For | For | For | ||
14 | Elect Uwe Michael Jakobs | Mgmt | Against | Against | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
17 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | ||
18 | Directors' Fees | Mgmt | For | For | For | ||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | ||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
25 | Greenshoe | Mgmt | For | For | For | ||
26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Elect J.M.C. Stork to the Supervisory Board | Mgmt | For | For | For | ||
13 | Elect T.L. Kelly to the Supervisory Board | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
19 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Repurchase Shares | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ATS Automation Tooling Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATA | CUSIP 001940105 | 08/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Neil D. Arnold | Mgmt | For | For | For | ||
1.2 | Elect Andrew P. Hider | Mgmt | For | For | For | ||
1.3 | Elect Michael E. Martino | Mgmt | For | For | For | ||
1.4 | Elect David L. McAusland | Mgmt | For | For | For | ||
1.5 | Elect Gordon E. Presher | Mgmt | For | For | For | ||
1.6 | Elect Ivan Ross | Mgmt | For | For | For | ||
1.7 | Elect Daryl C.F. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Azimut Holding S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZM | CINS T0783G106 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratify Co-Option of Renata Maria Ricotti | Mgmt | For | For | For | ||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||
5 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
6 | Increase in Auditor's Fees | Mgmt | For | For | For | ||
Bawag Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS A0997C107 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Austria | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
6 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Elect Christopher Brody | Mgmt | For | For | For | ||
9 | Elect Egbert Fleischer | Mgmt | For | Against | Against | ||
10 | Elect Kim S. Fennebresque | Mgmt | For | For | For | ||
11 | Elect Adam Rosmarin | Mgmt | For | For | For | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Befesa S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BFSA | CINS L0R30V103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Fees | Mgmt | For | For | For | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Approval of Consolidated Financial Statement | Mgmt | For | For | For | ||
4 | Approval of Annual Account | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||
7 | Election of Directors | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Equity Compensation Plan | Mgmt | For | For | For | ||
Bezeq The Israel Telecommunication Corp. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEZQ | CINS M2012Q100 | 08/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Elect Haggai Herman as External Director | Mgmt | For | N/A | N/A | ||
5 | Elect Shalom Hochman as External Director | Mgmt | For | N/A | N/A | ||
6 | Elect Zeev Vurembrand as External Director | Mgmt | For | For | For | ||
Bezeq The Israel Telecommunication Corp. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEZQ | CINS M2012Q100 | 09/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
Biffa Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIFF | CINS G1R62B102 | 07/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Elect Michael Averill | Mgmt | For | For | For | ||
6 | Elect Ken Lever | Mgmt | For | For | For | ||
7 | Elect Steve Marshall | Mgmt | For | For | For | ||
8 | Elect David Martin | Mgmt | For | For | For | ||
9 | Elect Michael Topham | Mgmt | For | For | For | ||
10 | Elect Ian Wakelin | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Brembo S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRE | CINS T2204N116 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Remuneration Policy | Mgmt | For | For | For | ||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Brenntag AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNR | CINS D12459117 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Increase in Authorised Capital | Mgmt | For | For | For | ||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Bridgestone Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
5108 | CINS J04578126 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Masaaki Tsuya | Mgmt | For | For | For | ||
3 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | ||
4 | Elect Narumi Zaitsu | Mgmt | For | For | For | ||
5 | Elect Kenichi Togami | Mgmt | For | For | For | ||
6 | Elect Scott T. Davis | Mgmt | For | For | For | ||
7 | Elect Yuri Okina | Mgmt | For | For | For | ||
8 | Elect Kenichi Masuda | Mgmt | For | For | For | ||
9 | Elect Kenzoh Yamamoto | Mgmt | For | For | For | ||
10 | Elect Keikoh Terui | Mgmt | For | For | For | ||
11 | Elect Seiichi Sasa | Mgmt | For | For | For | ||
12 | Elect Yohjiroh Shiba | Mgmt | For | For | For | ||
13 | Elect Yohko Suzuki | Mgmt | For | For | For | ||
Bucher Industries AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BUCN | CINS H10914176 | 04/18/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Elect Claude R. Cornaz | Mgmt | For | TNA | N/A | ||
5 | Elect Anita Hauser | Mgmt | For | TNA | N/A | ||
6 | Elect Michael Hauser | Mgmt | For | TNA | N/A | ||
7 | Elect Philip Mosimann as Board Chair | Mgmt | For | TNA | N/A | ||
8 | Elect Heinrich Spoerry | Mgmt | For | TNA | N/A | ||
9 | Elect Valentin Vogt | Mgmt | For | TNA | N/A | ||
10 | Elect Martin Hirzel | Mgmt | For | TNA | N/A | ||
11 | Elect Claude R. Cornaz as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
12 | Elect Anita Hauser as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
13 | Elect Valentin Vogt as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
16 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
17 | Compensation Report | Mgmt | For | TNA | N/A | ||
18 | Board Compensation | Mgmt | For | TNA | N/A | ||
19 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Bunzl plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNZL | CINS G16968110 | 04/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Philip G. Rogerson | Mgmt | For | For | For | ||
4 | Elect Frank van Zanten | Mgmt | For | For | For | ||
5 | Elect Pat Larmon | Mgmt | For | For | For | ||
6 | Elect Brian M. May | Mgmt | For | For | For | ||
7 | Elect Eugenia Ulasewicz | Mgmt | For | For | For | ||
8 | Elect Jean-Charles Pauze | Mgmt | For | For | For | ||
9 | Elect Vanda Murray | Mgmt | For | For | For | ||
10 | Elect Lloyd Pitchford | Mgmt | For | For | For | ||
11 | Elect Stephan Ronald Nanninga | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Clinigen Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLIN | CINS G2R22L107 | 11/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Chris Rigg | Mgmt | For | For | For | ||
4 | Elect Ian J. Nicholson | Mgmt | For | For | For | ||
5 | Elect Martin Abell | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Authorisation of Political Donations | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
Compagnie Financiere Richemont S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CFR | CINS H25662182 | 09/13/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
5 | Elect Johann Rupert as Board Chair | Mgmt | For | TNA | N/A | ||
6 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | ||
7 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | ||
8 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | ||
9 | Elect Jeff Moss | Mgmt | For | TNA | N/A | ||
10 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | ||
11 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | ||
12 | Elect Maria Ramos | Mgmt | For | TNA | N/A | ||
13 | Elect Jan Rupert | Mgmt | For | TNA | N/A | ||
14 | Elect Gary Saage | Mgmt | For | TNA | N/A | ||
15 | Elect Cyrille Vigneron | Mgmt | For | TNA | N/A | ||
16 | Elect Nikesh Arora | Mgmt | For | TNA | N/A | ||
17 | Elect Nicolas Bos | Mgmt | For | TNA | N/A | ||
18 | Elect Clay Brendish | Mgmt | For | TNA | N/A | ||
19 | Elect Burkhart Grund | Mgmt | For | TNA | N/A | ||
20 | Elect Keyu Jin | Mgmt | For | TNA | N/A | ||
21 | Elect Jerome Lambert | Mgmt | For | TNA | N/A | ||
22 | Elect Vesna Nevistic | Mgmt | For | TNA | N/A | ||
23 | Elect Anton Rupert | Mgmt | For | TNA | N/A | ||
24 | Elect Clay Brendish as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
25 | Elect Guillaume Pictet as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
26 | Elect Maria Ramos as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
29 | Board Compensation | Mgmt | For | TNA | N/A | ||
30 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
31 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
Compass Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPG | CINS G23296208 | 02/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Elect Gary Green | Mgmt | For | For | For | ||
9 | Elect Johnny Thomson | Mgmt | For | For | For | ||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | ||
11 | Elect John G. Bason | Mgmt | For | For | For | ||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | ||
13 | Elect Don Robert | Mgmt | For | For | For | ||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | ||
15 | Elect Ireena Vittal | Mgmt | For | For | For | ||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Continental AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CON | CINS D16212140 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratify Elmar Degenhart | Mgmt | For | For | For | ||
7 | Ratify Jose A. Avila | Mgmt | For | For | For | ||
8 | Ratify Ralf Cramer | Mgmt | For | For | For | ||
9 | Ratify Hans-Jurgen Duensing | Mgmt | For | For | For | ||
10 | Ratify Frank Jourdan | Mgmt | For | For | For | ||
11 | Ratify Helmut Matschi | Mgmt | For | For | For | ||
12 | Ratify Ariane Reinhart | Mgmt | For | For | For | ||
13 | Ratify Wolfgang Schafer | Mgmt | For | For | For | ||
14 | Ratify Nikolai Setzer | Mgmt | For | For | For | ||
15 | Ratify Wolfgang Reitzle | Mgmt | For | For | For | ||
16 | Ratify Gunter Dunkel | Mgmt | For | For | For | ||
17 | Ratify Peter Gutzmer | Mgmt | For | For | For | ||
18 | Ratify Peter Hausmann | Mgmt | For | For | For | ||
19 | Ratify Michael Iglhaut | Mgmt | For | For | For | ||
20 | Ratify Klaus Mangold | Mgmt | For | For | For | ||
21 | Ratify Hartmut Meine | Mgmt | For | For | For | ||
22 | Ratify Sabine Neu? | Mgmt | For | For | For | ||
23 | Ratify Rolf Nonnenmacher | Mgmt | For | For | For | ||
24 | Ratify Dirk Nordmann | Mgmt | For | For | For | ||
25 | Ratify Klaus Rosenfeld | Mgmt | For | For | For | ||
26 | Ratify Georg F. W. Schaeffler | Mgmt | For | For | For | ||
27 | Ratify Maria-Elisabeth Schaeffler-Thumann | Mgmt | For | For | For | ||
28 | Ratify Jorg Schonfelder | Mgmt | For | For | For | ||
29 | Ratify Stefan Scholz | Mgmt | For | For | For | ||
30 | Ratify Gudrun Valten | Mgmt | For | For | For | ||
31 | Ratify Kirsten Vorkel | Mgmt | For | For | For | ||
32 | Ratify Elke Volkmann | Mgmt | For | For | For | ||
33 | Ratify Erwin Worle | Mgmt | For | For | For | ||
34 | Ratify Siegfried Wolf | Mgmt | For | For | For | ||
35 | Appointment of Auditor | Mgmt | For | For | For | ||
Core Laboratories N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLB | CUSIP N22717107 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Margaret A. van Kempen | Mgmt | For | For | For | ||
2 | Elect Lawrence Bruno | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
6 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
8 | Extension of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CINS G25508105 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | For | For | ||
5 | Elect Richard Boucher | Mgmt | For | For | For | ||
6 | Elect Nicky Hartery | Mgmt | For | For | For | ||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | ||
8 | Elect Don McGovern | Mgmt | For | For | For | ||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
10 | Elect Albert Manifold | Mgmt | For | For | For | ||
11 | Elect Senan Murphy | Mgmt | For | For | For | ||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | ||
13 | Elect Lucinda Riches | Mgmt | For | For | For | ||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
22 | Scrip Dividend | Mgmt | For | For | For | ||
23 | Amendments to Articles | Mgmt | For | For | For | ||
CTS Eventim AG & Co KGAA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EVD | CINS D1648T108 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of General Partner Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
11 | Approval of Profit Transfer Agreement with CTS Eventim Solutions GmbH | Mgmt | For | For | For | ||
12 | Approval of Profit Transfer Agreement with Ticket Online Sales & Service Center GmbH | Mgmt | For | For | For | ||
Daikin Industries Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6367 | CINS J10038115 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | ||
4 | Elect Masanori Togawa | Mgmt | For | For | For | ||
5 | Elect Chiyono Terada | Mgmt | For | For | For | ||
6 | Elect Tatsuo Kawada | Mgmt | For | Against | Against | ||
7 | Elect Akiji Makino | Mgmt | For | For | For | ||
8 | Elect Ken Tayano | Mgmt | For | For | For | ||
9 | Elect Masatsugu Minaka | Mgmt | For | For | For | ||
10 | Elect Jiro Tomita | Mgmt | For | For | For | ||
11 | Elect Yuan Fang | Mgmt | For | For | For | ||
12 | Elect Kanwal Jeet Jawa | Mgmt | For | For | For | ||
13 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | ||
DBS Group Holdings Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D05 | CINS Y20246107 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | ||
6 | Elect Piyush Gupta | Mgmt | For | For | For | ||
7 | Elect Andre Sekulic | Mgmt | For | For | For | ||
8 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | ||
9 | Authority to Grant Awards and Issue Shares Under the DBSH Share Plan | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme FY2016 | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
DCC Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DCC | CINS G2689P101 | 07/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | ||
5 | Elect Emma FitzGerald | Mgmt | For | For | For | ||
6 | Elect David Jukes | Mgmt | For | For | For | ||
7 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||
8 | Elect Jane Lodge | Mgmt | For | For | For | ||
9 | Elect Cormac McCarthy | Mgmt | For | For | For | ||
10 | Elect John Moloney | Mgmt | For | For | For | ||
11 | Elect Donal Murphy | Mgmt | For | For | For | ||
12 | Elect Fergal O'Dwyer | Mgmt | For | For | For | ||
13 | Elect Leslie Van de Walle | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
20 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
Deutsche Börse AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DB1 | CINS D1882G119 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratify Carsten Kengeter | Mgmt | For | Against | Against | ||
8 | Ratify Andreas Preuss | Mgmt | For | Against | Against | ||
9 | Ratify Gregor Pottmeyer | Mgmt | For | Against | Against | ||
10 | Ratify Hauke Stars | Mgmt | For | Against | Against | ||
11 | Ratify Jeffrey Tessler | Mgmt | For | Against | Against | ||
12 | Ratify Joachim Faber | Mgmt | For | Against | Against | ||
13 | Ratify Richard Berliand | Mgmt | For | Against | Against | ||
14 | Ratify Ann-Kristin Achleitner | Mgmt | For | Against | Against | ||
15 | Ratify Karl-Heinz Flother | Mgmt | For | Against | Against | ||
16 | Ratify Marion Fornoff | Mgmt | For | Against | Against | ||
17 | Ratify Hans-Peter Gabe | Mgmt | For | Against | Against | ||
18 | Ratify Craig Heimark | Mgmt | For | Against | Against | ||
19 | Ratify Monica Machler | Mgmt | For | Against | Against | ||
20 | Ratify Erhard Schipporeit | Mgmt | For | Against | Against | ||
21 | Ratify Jutta Stuhlfauth | Mgmt | For | Against | Against | ||
22 | Ratify Johannes Witt | Mgmt | For | Against | Against | ||
23 | Ratify Amy Yok Tak Yip | Mgmt | For | Against | Against | ||
24 | Amendments to Articles | Mgmt | For | For | For | ||
25 | Elect Richard D.A. Berliand | Mgmt | For | For | For | ||
26 | Elect Joachim Faber | Mgmt | For | For | For | ||
27 | Elect Karl-Heinz Flother | Mgmt | For | For | For | ||
28 | Elect Barbara Lambert | Mgmt | For | For | For | ||
29 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | ||
30 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | ||
31 | Elect Martin Jetter | Mgmt | For | For | For | ||
32 | Elect Joachim Nagel | Mgmt | For | For | For | ||
33 | Appointment of Auditor | Mgmt | For | For | For | ||
Ferguson Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FERG | CINS G3408R105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Special Dividend & Share Consolidation | Mgmt | For | For | For | ||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Gerresheimer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GXI | CINS D2852S109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
Givaudan S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIVN | CINS H3238Q102 | 03/22/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Victor Balli | Mgmt | For | TNA | N/A | ||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | ||
8 | Elect Lilian Biner | Mgmt | For | TNA | N/A | ||
9 | Elect Michael Carlos | Mgmt | For | TNA | N/A | ||
10 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||
11 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | ||
12 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | ||
13 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | ||
14 | Elect Werner J. Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Elect Ingrid Deltenre as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Board Compensation | Mgmt | For | TNA | N/A | ||
20 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
21 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | ||
Greencore Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GNC | CINS G40866124 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect P. Gary Kennedy | Mgmt | For | For | For | ||
4 | Elect Patrick F. Coveney | Mgmt | For | For | For | ||
5 | Elect Eoin Tonge | Mgmt | For | For | For | ||
6 | Elect Sly Bailey | Mgmt | For | For | For | ||
7 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
8 | Elect John Moloney | Mgmt | For | For | For | ||
9 | Elect Kevin F. O'Malley | Mgmt | For | For | For | ||
10 | Elect Thomas Sampson | Mgmt | For | For | For | ||
11 | Elect John A. Warren | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Scrip Dividend | Mgmt | For | For | For | ||
20 | Amendments to Articles | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Heineken NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | For | For | ||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | For | For | ||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | For | For | ||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | For | For | ||
HKBN Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1310 | CINS G45158105 | 12/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect William YEUNG Chu Kwong | Mgmt | For | Against | Against | ||
4 | Elect Stanley CHOW | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
10 | Adoption of Co-Ownership Plan III | Mgmt | For | Against | Against | ||
11 | Authority to Grant RSUs to Connected Participants under Co-Ownership Plan III | Mgmt | For | Against | Against | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Howden Joinery Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HWDN | CINS G4647J102 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Andrew Livingston | Mgmt | For | For | For | ||
5 | Elect Mark Allen | Mgmt | For | For | For | ||
6 | Elect Andrew Cripps | Mgmt | For | For | For | ||
7 | Elect Geoff Drabble | Mgmt | For | For | For | ||
8 | Elect Tiffany Hall | Mgmt | For | For | For | ||
9 | Elect Richard Pennycook | Mgmt | For | For | For | ||
10 | Elect Mark Robson | Mgmt | For | For | For | ||
11 | Elect Debbie White | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Hoya Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7741 | CINS J22848105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Itaru Koeda | Mgmt | For | For | For | ||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | ||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | ||
5 | Elect Takeo Takasu | Mgmt | For | For | For | ||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | ||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | ||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | ||
Huhtamäki Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUH1V | CINS X33752100 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Accounts and Reports | Mgmt | For | For | For | ||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Board Size | Mgmt | For | For | For | ||
14 | Election of Directors | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Ichigo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2337 | CINS J2382Y109 | 05/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect Scott Callon | Mgmt | For | For | For | ||
4 | Elect Takuma Hasegawa | Mgmt | For | Against | Against | ||
5 | Elect Minoru Ishihara | Mgmt | For | For | For | ||
6 | Elect Tetsuya Fujita | Mgmt | For | For | For | ||
7 | Elect Noriko Kawate | Mgmt | For | For | For | ||
8 | Elect Yukio Suzuki | Mgmt | For | For | For | ||
9 | Elect Masatoshi Matsuzaki | Mgmt | For | For | For | ||
10 | Elect Kohsuke Nishimoto | Mgmt | For | Against | Against | ||
11 | Elect Nobuhide Nakaido | Mgmt | For | For | For | ||
IMI plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IMI | CINS G47152114 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | ||
6 | Elect Carl-Peter Forster | Mgmt | For | For | For | ||
7 | Elect Birgit W. Norgaard | Mgmt | For | For | For | ||
8 | Elect Mark Selway | Mgmt | For | For | For | ||
9 | Elect Isobel Sharp | Mgmt | For | For | For | ||
10 | Elect Daniel Shook | Mgmt | For | For | For | ||
11 | Elect Roy M. Twite | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Infraestructura Energetica Nova S.A.B. DE C.V | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IENOVA | CINS P5R19K107 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Election of Directors; Election of Committees Chairs and Members | Mgmt | For | For | For | ||
3 | Directors' Fees; Committee Members' Fees; Secretary's Fees | Mgmt | For | Against | Against | ||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Infraestructura Energetica Nova S.A.B. DE C.V | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IENOVA | CINS P5R19K107 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Authority to Create a Share Repurchase Reserve | Mgmt | For | Abstain | Against | ||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
Insurance Australia Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Mgmt | For | For | For | ||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | ||
4 | Elect Helen M. Nugent | Mgmt | For | For | For | ||
5 | Elect Duncan M. Boyle | Mgmt | For | For | For | ||
6 | Re-elect Thomas W. Pockett | Mgmt | For | For | For | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 01/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Elect Stephanie D. Miller to the Management Board | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Elect L.Y. Assant to the Supervisory Board | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 10/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Elect Henk Pieter van Asselt to the Management Board | Mgmt | For | For | For | ||
3 | Elect Paul James Willing | Mgmt | For | Against | Against | ||
4 | Elect Charlotte Emily Lambkin | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Julius Baer Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAER | CINS H4414N103 | 04/11/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Compensation Report | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Board Compensation | Mgmt | For | TNA | N/A | ||
6 | Executive Compensation (Variable Cash-Based) | Mgmt | For | TNA | N/A | ||
7 | Executive Compensation (Variable Share-Based) | Mgmt | For | TNA | N/A | ||
8 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
9 | Elect Daniel J. Sauter | Mgmt | For | TNA | N/A | ||
10 | Elect Gilbert Achermann | Mgmt | For | TNA | N/A | ||
11 | Elect Andreas Amschwand | Mgmt | For | TNA | N/A | ||
12 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | ||
13 | Elect Paul Man Yiu Chow | Mgmt | For | TNA | N/A | ||
14 | Elect Ivo Furrer | Mgmt | For | TNA | N/A | ||
15 | Elect Claire Giraut | Mgmt | For | TNA | N/A | ||
16 | Elect Gareth Penny | Mgmt | For | TNA | N/A | ||
17 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | ||
18 | Elect Richard Campbell-Breeden | Mgmt | For | TNA | N/A | ||
19 | Appoint Daniel J. Sauter as Board Chair | Mgmt | For | TNA | N/A | ||
20 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
21 | Elect Heinrich Baumann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Elect Gareth Penny as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Kansai Paint Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4613 | CINS J30255129 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Hiroshi Ishino | Mgmt | For | Against | Against | ||
4 | Elect Kunishi Mohri | Mgmt | For | For | For | ||
5 | Elect Masaru Tanaka | Mgmt | For | For | For | ||
6 | Elect Kohji Kamikado | Mgmt | For | For | For | ||
7 | Elect Hidenori Furukawa | Mgmt | For | For | For | ||
8 | Elect Jun Senoh | Mgmt | For | For | For | ||
9 | Elect Shinji Asatsuma | Mgmt | For | For | For | ||
10 | Elect Harishchandra Meghraj Bharuka | Mgmt | For | For | For | ||
11 | Elect Yohko Miyazaki | Mgmt | For | For | For | ||
12 | Elect Keiji Yoshikawa | Mgmt | For | For | For | ||
13 | Elect Hiroe Nakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
Kao Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4452 | CINS J30642169 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | ||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | ||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | ||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | ||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | ||
8 | Elect Masayuki Oku | Mgmt | For | Against | Against | ||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | ||
10 | Elect Nobuhiro Oka as Statutory Auditor | Mgmt | For | For | For | ||
KBC Groupe SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBC | CINS B5337G162 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Remuneration Report | Mgmt | For | Against | Against | ||
11 | Ratification of Board Acts | Mgmt | For | For | For | ||
12 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
13 | Elect Marc Wittemans to the Board of Directors | Mgmt | For | Against | Against | ||
14 | Elect Christine Van Rijsseghem to the Board of Directors | Mgmt | For | Against | Against | ||
15 | Elect Julia Kiraly to the Board of Directors | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Presentation of Special Board Report | Mgmt | For | For | For | ||
18 | Amendments to Articles Regarding Bearer Shares (Article 5) | Mgmt | For | For | For | ||
19 | Amendments to Articles Regarding Portfolio Protection Agreement | Mgmt | For | For | For | ||
20 | Increase in Authorised Capital | Mgmt | For | Against | Against | ||
21 | Amendments to Articles Regarding Capital Authority | Mgmt | For | For | For | ||
22 | Amendments to Articles Regarding Share Premiums | Mgmt | For | For | For | ||
23 | Amendments to Articles Regarding Disclosure Thresholds | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Amendments to Articles Regarding Bearer Shares (Article 11bis) | Mgmt | For | For | For | ||
26 | Amendments to Articles Regarding Audit Committee | Mgmt | For | For | For | ||
27 | Amendment to Articles Regarding Postponement of General Meeting | Mgmt | For | For | For | ||
28 | Amendments to Articles Regarding Profit-Sharing Certificates (Article 37) | Mgmt | For | For | For | ||
29 | Amendments to Articles Regarding Interim Dividends | Mgmt | For | For | For | ||
30 | Amendments to Articles Regarding Profit-Sharing Certificates | Mgmt | For | For | For | ||
31 | Amendments to Articles Regarding Transitional Provisions | Mgmt | For | Against | Against | ||
32 | Amendments to Articles Regarding Profit-Sharing Certificates (Annex A) | Mgmt | For | For | For | ||
33 | Authority to Coordinate Articles | Mgmt | For | For | For | ||
34 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
35 | Authorisation of Legal Formalities (Crossroads Bank for Enterprises) | Mgmt | For | For | For | ||
Kerry Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRZ | CINS G52416107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Gerard Culligan | Mgmt | For | For | For | ||
4 | Elect Cornelius Murphy | Mgmt | For | For | For | ||
5 | Elect Edmond Scanlan | Mgmt | For | For | For | ||
6 | Elect Gerry Behan | Mgmt | For | For | For | ||
7 | Elect Dr. Hugh Brady | Mgmt | For | For | For | ||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | ||
9 | Elect Joan Garahy | Mgmt | For | For | For | ||
10 | Elect James C. Kenny | Mgmt | For | For | For | ||
11 | Elect Brian Mehigan | Mgmt | For | For | For | ||
12 | Elect Tom Moran | Mgmt | For | For | For | ||
13 | Elect Philip Toomey | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
16 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | ||
Keyence Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6861 | CINS J32491102 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Takemitsu Takizaki | Mgmt | For | For | For | ||
3 | Elect Akinori Yamamoto | Mgmt | For | For | For | ||
4 | Elect Keiichi Kimura | Mgmt | For | For | For | ||
5 | Elect Tomohide Ideno | Mgmt | For | For | For | ||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | ||
7 | Elect Masayuki Miki | Mgmt | For | For | For | ||
8 | Elect Akira Kanzawa | Mgmt | For | For | For | ||
9 | Elect Masato Fujimoto | Mgmt | For | For | For | ||
10 | Elect Yohichi Tanabe | Mgmt | For | For | For | ||
11 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | ||
Kinaxis Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KXS | CUSIP 49448Q109 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas Colbeth | Mgmt | For | For | For | ||
1.2 | Elect John (Ian) Giffen | Mgmt | For | For | For | ||
1.3 | Elect Angel Mendez | Mgmt | For | For | For | ||
1.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
1.5 | Elect Robert Courteau | Mgmt | For | For | For | ||
1.6 | Elect John Sicard | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
Kose Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4922 | CINS J3622S100 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kazutoshi Kobayashi | Mgmt | For | Against | Against | ||
4 | Elect Takao Kobayashi | Mgmt | For | For | For | ||
5 | Elect Yusuke Kobayashi | Mgmt | For | For | For | ||
6 | Elect Iwao Toigawa | Mgmt | For | For | For | ||
7 | Elect Kazuya Kitagawa | Mgmt | For | For | For | ||
8 | Elect Yukino Kikuma | Mgmt | For | For | For | ||
9 | Retirement Allowances for Directors | Mgmt | For | Against | Against | ||
Lloyds Banking Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | ||
3 | Elect Lord Norman Blackwell | Mgmt | For | For | For | ||
4 | Elect Juan Colombas | Mgmt | For | For | For | ||
5 | Elect George Culmer | Mgmt | For | For | For | ||
6 | Elect Alan Dickinson | Mgmt | For | For | For | ||
7 | Elect Anita Frew | Mgmt | For | For | For | ||
8 | Elect Simon P. Henry | Mgmt | For | For | For | ||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | ||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | ||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | ||
13 | Elect Sara Weller | Mgmt | For | For | For | ||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||
26 | Amendments to Articles | Mgmt | For | For | For | ||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
London Stock Exchange Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSE | CINS G5689U103 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
5 | Elect Donald Brydon | Mgmt | For | For | For | ||
6 | Elect Paul Heiden | Mgmt | For | For | For | ||
7 | Elect Lex Hoogduin | Mgmt | For | For | For | ||
8 | Elect Raffaele Jerusalmi | Mgmt | For | For | For | ||
9 | Elect David T. Nish | Mgmt | For | For | For | ||
10 | Elect Stephen O'Connor | Mgmt | For | For | For | ||
11 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
12 | Elect Andrea Sironi | Mgmt | For | For | For | ||
13 | Elect David Warren | Mgmt | For | For | For | ||
14 | Elect Val Rahmani | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | International Sharesave Plan | Mgmt | For | For | For | ||
20 | Restricted Share Award Plan | Mgmt | For | For | For | ||
21 | Share Incentive Plan | Mgmt | For | For | For | ||
22 | International Share Incentive Plan | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
MacDonald, Dettwiler and Associates Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDA | CUSIP 554282103 | 07/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert L. Phillips | Mgmt | For | For | For | ||
1.2 | Elect Howard L. Lance | Mgmt | For | For | For | ||
1.3 | Elect Brian G. Kenning | Mgmt | For | For | For | ||
1.4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
1.5 | Elect Eric J. Zahler | Mgmt | For | For | For | ||
1.6 | Elect Lori B. Garver | Mgmt | For | For | For | ||
1.7 | Elect Joanne O. Isham | Mgmt | For | For | For | ||
1.8 | Elect Robert C. Kehler | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Omnibus Equity Incentive Plan | Mgmt | For | For | For | ||
6 | Issuance of Common Stock Pursuant to Merger | Mgmt | For | For | For | ||
7 | Elect Howell M. Estes III | Mgmt | For | For | For | ||
8 | Elect L. Roger Mason, Jr. | Mgmt | For | For | For | ||
9 | Elect Nick S. Cyprus | Mgmt | For | For | For | ||
Nabtesco Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6268 | CINS J4707Q100 | 03/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | For | For | ||
5 | Elect Katsuhiro Teramoto | Mgmt | For | For | For | ||
6 | Elect Shinji Juman | Mgmt | For | For | For | ||
7 | Elect Daisuke Hakoda | Mgmt | For | For | For | ||
8 | Elect Kohji Kaminaka | Mgmt | For | For | For | ||
9 | Elect Goroh Hashimoto | Mgmt | For | For | For | ||
10 | Elect Toshiaki Akita | Mgmt | For | For | For | ||
11 | Elect Yutaka Fujiwara | Mgmt | For | For | For | ||
12 | Elect Norio Uchida | Mgmt | For | For | For | ||
13 | Elect Naoko Yamzaki | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NVS | CINS H5820Q150 | 03/02/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||
5 | Board Compensation | Mgmt | For | TNA | N/A | ||
6 | Executive Compensation | Mgmt | For | TNA | N/A | ||
7 | Compensation Report | Mgmt | For | TNA | N/A | ||
8 | Elect Jörg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | ||
9 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | ||
10 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | ||
11 | Elect Ton Büchner | Mgmt | For | TNA | N/A | ||
12 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | ||
13 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | ||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | ||
15 | Elect Frans van Houten | Mgmt | For | TNA | N/A | ||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | ||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | ||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | ||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | ||
20 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
21 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
26 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | ||
Partners Group Holding | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGHN | CINS H6120A101 | 05/09/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Amendments to Articles Regarding Committee Composition | Mgmt | For | TNA | N/A | ||
7 | Board Compensation (FY 2017) | Mgmt | For | TNA | N/A | ||
8 | Board Compensation (FY 2018) | Mgmt | For | TNA | N/A | ||
9 | Executive Compensation (FY 2017 and 2018) | Mgmt | For | TNA | N/A | ||
10 | Executive Compensation (FY 2019) | Mgmt | For | TNA | N/A | ||
11 | Elect Steffen Meister as Chair | Mgmt | For | TNA | N/A | ||
12 | Elect Charles Dallara | Mgmt | For | TNA | N/A | ||
13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | ||
14 | Elect Marcel Erni | Mgmt | For | TNA | N/A | ||
15 | Elect Michelle Felman | Mgmt | For | TNA | N/A | ||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | ||
17 | Elect Eric Strutz | Mgmt | For | TNA | N/A | ||
18 | Elect Patrick Ward | Mgmt | For | TNA | N/A | ||
19 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | ||
20 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | ||
21 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
Pernod Ricard SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RI | CINS F72027109 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Approval of non-tax deductible expenses | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Elect Anne Lange | Mgmt | For | For | For | ||
10 | Elect Veronica Vargas | Mgmt | For | Against | Against | ||
11 | Elect Paul-Charles Ricard | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
14 | Remuneration Policy for Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | ||
15 | Remuneration of Alexandre Ricard, chair and CEO | Mgmt | For | For | For | ||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
17 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authorise Overallotment/Greenshoe | Mgmt | For | For | For | ||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Prudential plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CINS G72899100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | ||
4 | Elect Stuart James Turner | Mgmt | For | For | For | ||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
6 | Elect Howard J. Davies | Mgmt | For | For | For | ||
7 | Elect John Foley | Mgmt | For | For | For | ||
8 | Elect David Law | Mgmt | For | For | For | ||
9 | Elect Paul Manduca | Mgmt | For | For | For | ||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
12 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
13 | Elect Philip Remnant | Mgmt | For | For | For | ||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | ||
15 | Elect Alice Schroeder | Mgmt | For | For | For | ||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||
17 | Elect Lord Turner | Mgmt | For | For | For | ||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
29 | Amendments to Articles of Association | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Suzanne Wood | Mgmt | For | For | For | ||
7 | Elect Erik Engstrom | Mgmt | For | For | For | ||
8 | Elect Anthony Habgood | Mgmt | For | For | For | ||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||
10 | Elect Adrian Hennah | Mgmt | For | For | For | ||
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||
12 | Elect Nicholas Luff | Mgmt | For | For | For | ||
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | ||
14 | Elect Carol G. Mills | Mgmt | For | For | For | ||
15 | Elect Linda S. Sanford | Mgmt | For | For | For | ||
16 | Elect Ben van der Veer | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | ||
2 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
RPS Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RPS | CINS G7701P104 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect John Douglas | Mgmt | For | For | For | ||
5 | Elect Alison Bainbridge | Mgmt | For | For | For | ||
6 | Elect Liz Peace | Mgmt | For | For | For | ||
7 | Elect Ken Lever | Mgmt | For | For | For | ||
8 | Elect Robert Miller-Bakewell | Mgmt | For | For | For | ||
9 | Elect Gary Young | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Samsonite International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1910 | CINS L80308106 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Results | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Ramesh D. Tainwala | Mgmt | For | Against | Against | ||
7 | Elect Jerome S. Griffith | Mgmt | For | Against | Against | ||
8 | Elect Keith Hamill | Mgmt | For | For | For | ||
9 | Appointment of Approved Statutory Auditor | Mgmt | For | For | For | ||
10 | Appointment of External Auditor | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Grant RSUs under the Share Award Scheme | Mgmt | For | Against | Against | ||
14 | Amendments to Share Award Scheme | Mgmt | For | Against | Against | ||
15 | Grant RSUs to Ramesh D. Tainwala | Mgmt | For | Against | Against | ||
16 | Grant RSUs to Kyle F. Gendreau | Mgmt | For | Against | Against | ||
17 | Grant RSUs to Other Connected Participants | Mgmt | For | Against | Against | ||
18 | Grant of Discharge for Directors and Auditors for Exercise of Their Mandates | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
Samsonite International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1910 | CINS L80308106 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Extension of Share Capital Authorization | Mgmt | For | For | For | ||
Santen Pharmaceutical Company Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4536 | CINS J68467109 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Akira Kurokawa | Mgmt | For | For | For | ||
4 | Elect Shigeo Taniuchi | Mgmt | For | For | For | ||
5 | Elect Takeshi Itoh | Mgmt | For | For | For | ||
6 | Elect Akihiro Tsujimura | Mgmt | For | For | For | ||
7 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||
8 | Elect Yutaroh Shintaku | Mgmt | For | For | For | ||
9 | Elect Kunihito Minakawa | Mgmt | For | For | For | ||
10 | Elect Yasuyuki Miyasaka as Statutory Auditors | Mgmt | For | For | For | ||
11 | Change the aggregate fees for the Company's Directors and Adapt Equity Compensation Plans | Mgmt | For | For | For | ||
Sap SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAP | CUSIP 803054204 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Boards Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Amendments to Compensation Policy | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Aicha Evans | Mgmt | For | For | For | ||
7 | Elect Friederike Rotsch | Mgmt | For | For | For | ||
8 | Elect Gerhard Oswald | Mgmt | For | For | For | ||
9 | Elect Diane B. Greene | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Amendments to Articles | Mgmt | For | For | For | ||
Sbanken ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBANK | CINS R7565B108 | 04/27/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | ||
5 | Agenda | Mgmt | For | TNA | N/A | ||
6 | Minutes | Mgmt | For | TNA | N/A | ||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||
10 | Nomination Committee Fees | Mgmt | For | TNA | N/A | ||
11 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
13 | Elect Tom Jovik | Mgmt | For | TNA | N/A | ||
14 | Elect Susanne Munch Thore | Mgmt | For | TNA | N/A | ||
15 | Elect August Baumann | Mgmt | For | TNA | N/A | ||
16 | Elect Hugo Maurstad | Mgmt | For | TNA | N/A | ||
17 | Elect Cathrine Klouman | Mgmt | For | TNA | N/A | ||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||
19 | Authority to Issue Subordinated Debt | Mgmt | For | TNA | N/A | ||
20 | Authority to Issue Perpetual Hybrid Capital | Mgmt | For | TNA | N/A | ||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||
Scout24 AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
G24 | CINS D345XT105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Elect Ciara Smyth | Mgmt | For | For | For | ||
11 | Elect Hans-Holger Albrecht | Mgmt | For | For | For | ||
12 | Supervisory Board Size | Mgmt | For | For | For | ||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
14 | Amendment to Corporate Purpose | Mgmt | For | For | For | ||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
Sensata Technologies Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP N7902X106 | 02/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to Articles | Mgmt | For | For | For | ||
2 | Reincorporation from the Netherlands to the United Kingdom | Mgmt | For | For | For | ||
Sensata Technologies Holding Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP G8060N102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul Edgerley | Mgmt | For | For | For | ||
2 | Elect Martha Sullivan | Mgmt | For | For | For | ||
3 | Elect James E. Heppelman | Mgmt | For | For | For | ||
4 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
5 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
6 | Elect Constance E. Skidmore | Mgmt | For | For | For | ||
7 | Elect Andrew Teich | Mgmt | For | For | For | ||
8 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
9 | Elect Stephen M. Zide | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Appointment of UK Auditor | Mgmt | For | For | For | ||
13 | Authority to Set UK Auditor's Fees | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Allot Shares Under Equity Incentive Plans | Mgmt | For | For | For | ||
17 | Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans | Mgmt | For | For | For | ||
SGS SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGSN | CINS H7484G106 | 03/19/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | ||
7 | Elect August von Finck | Mgmt | For | TNA | N/A | ||
8 | Elect August Francois von Finck | Mgmt | For | TNA | N/A | ||
9 | Elect Ian Gallienne | Mgmt | For | TNA | N/A | ||
10 | Elect Cornelius Grupp | Mgmt | For | TNA | N/A | ||
11 | Elect Peter Kalantzis | Mgmt | For | TNA | N/A | ||
12 | Elect Chris Kirk | Mgmt | For | TNA | N/A | ||
13 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | ||
14 | Elect Sergio Marchionne | Mgmt | For | TNA | N/A | ||
15 | Elect Shelby R. du Pasquier | Mgmt | For | TNA | N/A | ||
16 | Appoint Sergio Marchionne as Board Chair | Mgmt | For | TNA | N/A | ||
17 | Elect August von Finck as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
18 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
19 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
22 | Board Compensation | Mgmt | For | TNA | N/A | ||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
24 | Executive Compensation (Short-term Variable) | Mgmt | For | TNA | N/A | ||
25 | Executive Compensation (Long-term Variable) | Mgmt | For | TNA | N/A | ||
Shionogi & Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4507 | CINS J74229105 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | ||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | ||
6 | Elect Takuko Sawada | Mgmt | For | For | For | ||
7 | Elect Akio Nomura | Mgmt | For | For | For | ||
8 | Elect Teppei Mogi | Mgmt | For | For | For | ||
9 | Elect Keiichi Andoh | Mgmt | For | For | For | ||
10 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | For | ||
11 | Restricted Share Plan | Mgmt | For | For | For | ||
Skandiabanken ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SKBN | CINS R45481109 | 09/14/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Special | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | ||
5 | Agenda | Mgmt | For | TNA | N/A | ||
6 | Minutes | Mgmt | For | TNA | N/A | ||
7 | Amendments to Articles Regarding Company Name | Mgmt | For | TNA | N/A | ||
8 | Amendments to Nomination Committee Instructions | Mgmt | For | TNA | N/A | ||
9 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
SMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6273 | CINS J75734103 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Elect Yoshiyuki Takada | Mgmt | For | Against | Against | ||
4 | Elect Katsunori Maruyama | Mgmt | For | For | For | ||
5 | Elect Ikuji Usui | Mgmt | For | For | For | ||
6 | Elect Seiji Kosugi | Mgmt | For | For | For | ||
7 | Elect Masahiko Satake | Mgmt | For | For | For | ||
8 | Elect Osamu Kuwahara | Mgmt | For | For | For | ||
9 | Elect Yoshiki Takada | Mgmt | For | For | For | ||
10 | Elect Eiji Ohhashi | Mgmt | For | For | For | ||
11 | Elect Masanobu Kaizu | Mgmt | For | For | For | ||
12 | Elect Toshiharu Kagawa | Mgmt | For | For | For | ||
Sodexo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SW | CINS F84941123 | 01/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Non-Compete Agreement with Michel Landel, CEO | Mgmt | For | For | For | ||
9 | Related Party Transactions (Bellon SA) | Mgmt | For | For | For | ||
10 | Elect Sophie Bellon | Mgmt | For | For | For | ||
11 | Elect Bernard Bellon | Mgmt | For | For | For | ||
12 | Elect Nathalie Bellon-Szabo | Mgmt | For | For | For | ||
13 | Elect Francoise Brougher | Mgmt | For | For | For | ||
14 | Elect Soumitra Dutta | Mgmt | For | For | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Remuneration of Sophie Bellon, Chair | Mgmt | For | For | For | ||
17 | Remuneration of Michel Landel, CEO (until January 23, 2018) | Mgmt | For | For | For | ||
18 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
19 | Remuneration Policy (Outgoing CEO) | Mgmt | For | For | For | ||
20 | Remuneration Policy (Incoming CEO) | Mgmt | For | For | For | ||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Sonova Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SOON | CINS H8024W106 | 06/12/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | TNA | N/A | ||
7 | Elect Beat Hess | Mgmt | For | TNA | N/A | ||
8 | Elect Lynn Dorsey Bleil | Mgmt | For | TNA | N/A | ||
9 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | ||
10 | Elect Stacy Enxing Seng | Mgmt | For | TNA | N/A | ||
11 | Elect Anssi Vanjoki | Mgmt | For | TNA | N/A | ||
12 | Elect Ronald van der Vis | Mgmt | For | TNA | N/A | ||
13 | Elect Jinlong Wang | Mgmt | For | TNA | N/A | ||
14 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | ||
15 | Elect Robert F. Spoerry as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Beat Hess as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
20 | Board Compensation | Mgmt | For | TNA | N/A | ||
21 | Executive Compensation | Mgmt | For | TNA | N/A | ||
Spectris plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SXS | CINS G8338K104 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Karim Bitar | Mgmt | For | For | For | ||
5 | Elect Mark Williamson | Mgmt | For | For | For | ||
6 | Elect John O'Higgins | Mgmt | For | For | For | ||
7 | Elect Clive Watson | Mgmt | For | For | For | ||
8 | Elect Russell J. King | Mgmt | For | For | For | ||
9 | Elect Ulf Quellmann | Mgmt | For | For | For | ||
10 | Elect William Seeger, Jr. | Mgmt | For | For | For | ||
11 | Elect Kjersti Wiklund | Mgmt | For | For | For | ||
12 | Elect Martha B. Wyrsch | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | SHARE INCENTIVE PLAN | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Spie SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPIE | CINS F8691R101 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | ||
9 | Elect Gauthier Louette | Mgmt | For | For | For | ||
10 | Elect Michel Bleitrach | Mgmt | For | For | For | ||
11 | Elect Denis Chene | Mgmt | For | For | For | ||
12 | Elect Peter Mason | Mgmt | For | For | For | ||
13 | Elect Sophie Stabile | Mgmt | For | For | For | ||
14 | Elect Regine Stachelhaus | Mgmt | For | For | For | ||
15 | Ratification of Co-option of Tanja Rueckert | Mgmt | For | For | For | ||
16 | Elect Tanja Rueckert | Mgmt | For | For | For | ||
17 | Elect Bertrand Finet (FFP Invest) | Mgmt | For | For | For | ||
18 | Remuneration of Gauthier Louette, Chair and CEO | Mgmt | For | For | For | ||
19 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
20 | Directors' Fees | Mgmt | For | For | For | ||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
24 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | ||
27 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
28 | Greenshoe | Mgmt | For | For | For | ||
29 | Authority to Increase Capital in Consideration for Contibutions in Kind | Mgmt | For | For | For | ||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
31 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
St. James's Place plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CINS G5005D124 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sarah Bates | Mgmt | For | For | For | ||
4 | Elect Iain Cornish | Mgmt | For | For | For | ||
5 | Elect Andrew Croft | Mgmt | For | For | For | ||
6 | Elect Ian Gascoigne | Mgmt | For | For | For | ||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
8 | Elect David Lamb | Mgmt | For | For | For | ||
9 | Elect Patience Wheatcroft | Mgmt | For | For | For | ||
10 | Elect Roger Yates | Mgmt | For | For | For | ||
11 | Elect Craig Gentle | Mgmt | For | For | For | ||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Stabilus S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STM | CINS L8750H104 | 02/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Election of Directors | Mgmt | For | For | For | ||
10 | Elect Dirk Linzmeier to the Supervisory Board | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sydbank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYDB | CINS K9419V113 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Sydbank A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYDB | CINS K9419V113 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Robin Feddern | Mgmt | For | For | For | ||
9 | Elect Per Nordvig Nielsen | Mgmt | For | For | For | ||
10 | Elect Tine Seehausen | Mgmt | For | For | For | ||
11 | Elect Lars Mikkelgaard-Jensen | Mgmt | For | For | For | ||
12 | Elect Hardy Petersen | Mgmt | For | For | For | ||
13 | Elect Jon Stefansson | Mgmt | For | For | For | ||
14 | Elect Michael Grosbøl | Mgmt | For | For | For | ||
15 | Elect Lars Gantzel Pedersen | Mgmt | For | For | For | ||
16 | Elect Lars Andersen | Mgmt | For | For | For | ||
17 | Elect Jacob Chr. Nielsen | Mgmt | For | For | For | ||
18 | Elect Jens Iwer Petersen | Mgmt | For | For | For | ||
19 | Elect Michael Torp Sangild | Mgmt | For | For | For | ||
20 | Elect Susanne Schou | Mgmt | For | For | For | ||
21 | Elect Otto Christensen | Mgmt | For | For | For | ||
22 | Elect Jan Christensen | Mgmt | For | For | For | ||
23 | Appointment of Auditor | Mgmt | For | For | For | ||
24 | Authority to Cancel Shares | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
TE Connectivity Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
4 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
5 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
6 | Elect Yong Nam | Mgmt | For | For | For | ||
7 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
8 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Elect Thomas J. Lynch as Chair | Mgmt | For | For | For | ||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Deloitte and Touche | Mgmt | For | For | For | ||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Executive Compensation | Mgmt | For | For | For | ||
27 | Board Compensation | Mgmt | For | For | For | ||
28 | Appropriation of Earnings | Mgmt | For | For | For | ||
29 | Declaration of Dividend | Mgmt | For | For | For | ||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
31 | Renewal of Authorized Capital | Mgmt | For | For | For | ||
32 | Amendment to the Savings Related Share Plan | Mgmt | For | For | For | ||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Tecan Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TECN | CINS H84774167 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
6 | Compensation Report | Mgmt | For | For | For | ||
7 | Board Compensation | Mgmt | For | For | For | ||
8 | Executive Compensation | Mgmt | For | For | For | ||
9 | Increase in Authorised Capital | Mgmt | For | For | For | ||
10 | Elect Heinrich Fischer | Mgmt | For | For | For | ||
11 | Elect Oliver S. Fetzer | Mgmt | For | For | For | ||
12 | Elect Lars Holmqvist | Mgmt | For | For | For | ||
13 | Elect Karen Hubscher | Mgmt | For | For | For | ||
14 | Elect Christa Kreuzburg | Mgmt | For | For | For | ||
15 | Elect Lukas Braunschweiler | Mgmt | For | For | For | ||
16 | Elect Daniel R. Marshak | Mgmt | For | For | For | ||
17 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | For | For | ||
18 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | For | For | ||
19 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | For | For | ||
20 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Techtronic Industries Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
669 | CINS Y8563B159 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Stephan H. Pudwill | Mgmt | For | For | For | ||
6 | Elect Frank CHAN Chi Chung | Mgmt | For | For | For | ||
7 | Elect Roy CHUNG Chi Ping | Mgmt | For | For | For | ||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
Tokyo Electron Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8035 | CINS J86957115 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Tetsuo Tsuneishi | Mgmt | For | Against | Against | ||
3 | Elect Toshiki Kawai | Mgmt | For | For | For | ||
4 | Elect Hirofumi Kitayama | Mgmt | For | For | For | ||
5 | Elect Masami Akimoto | Mgmt | For | For | For | ||
6 | Elect Tetsuroh Hori | Mgmt | For | For | For | ||
7 | Elect Sadao Sasaki | Mgmt | For | For | For | ||
8 | Elect Tatsuya Nagakubo | Mgmt | For | For | For | ||
9 | Elect Kiyoshi Sunohara | Mgmt | For | For | For | ||
10 | Elect Tetsuroh Higashi | Mgmt | For | For | For | ||
11 | Elect Hiroshi Inoue | Mgmt | For | For | For | ||
12 | Elect Charles D. Lake, II | Mgmt | For | For | For | ||
13 | Elect Michio Sasaki | Mgmt | For | For | For | ||
14 | Bonus | Mgmt | For | Against | Against | ||
15 | Equity Compensation Plan for Directors of the Company | Mgmt | For | For | For | ||
16 | Equity Compensation Plan for Executive Officers of the Company and its Subsidiaries. | Mgmt | For | For | For | ||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CINS F92124100 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
12 | Elect Patrick Artus | Mgmt | For | For | For | ||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | ||
21 | Greenshoe | Mgmt | For | For | For | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
24 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | ||
Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | Against | ||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | ||
6 | Elect Didier Leroy | Mgmt | For | For | For | ||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | ||
9 | Elect Philip Craven | Mgmt | For | For | For | ||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | ||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | ||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
UBS Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UBSG | CINS H892U1882 | 05/03/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Compensation Report | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
6 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | ||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||
9 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | ||
10 | Elect Reto Francioni | Mgmt | For | TNA | N/A | ||
11 | Elect Ann F. Godbehere | Mgmt | For | TNA | N/A | ||
12 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | ||
13 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||
14 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | ||
15 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | ||
16 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | ||
17 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | ||
18 | Elect Fred Hu | Mgmt | For | TNA | N/A | ||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
21 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Board Compensation | Mgmt | For | TNA | N/A | ||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
26 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | ||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | ||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | ||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | ||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | ||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | ||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | ||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | ||
Valeo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FR | CINS F96221340 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Ratification of the Co-Option of Bruno Bezard | Mgmt | For | For | For | ||
10 | Elect Bruno Bezard | Mgmt | For | For | For | ||
11 | Elect Noelle Lenoir | Mgmt | For | For | For | ||
12 | Elect Gilles Michel | Mgmt | For | For | For | ||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | ||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Worldpay Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPG | CINS G97744109 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Worldpay Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPG | CINS G97744109 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman International Select Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Aercap Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AER | CUSIP N00985106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Release of Director Liability | Mgmt | For | For | For | ||
3 | Elect Pieter Korteweg | Mgmt | For | For | For | ||
4 | Elect Aengus Kelly | Mgmt | For | For | For | ||
5 | Elect Salem Rashed Abdulla Ali Al Noaimi | Mgmt | For | Against | Against | ||
6 | Elect Homaid Abdulla Al Shimmari | Mgmt | For | For | For | ||
7 | Elect Paul Dacier | Mgmt | For | For | For | ||
8 | Elect Michael Gradon | Mgmt | For | For | For | ||
9 | Elect Robert G. Warden | Mgmt | For | For | For | ||
10 | Elect Julian B. Branch | Mgmt | For | For | For | ||
11 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
19 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | ||
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | ||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | ||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | ||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | ||
9 | Elect John B. Harrison | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
Air Liquide | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AI | CINS F01764103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
9 | Elect Benoit Potier | Mgmt | For | For | For | ||
10 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
11 | Elect Sin Leng Low | Mgmt | For | For | For | ||
12 | Elect Annette Winkler | Mgmt | For | For | For | ||
13 | Severance Agreement (Benoit Potier, Chair and CEO) | Mgmt | For | For | For | ||
14 | Supplementary Retirement Benefits (Benoit Potier, Chair and CEO) | Mgmt | For | For | For | ||
15 | Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Pierre Dufour, Deputy CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Executives) | Mgmt | For | For | For | ||
18 | Directors' Fees | Mgmt | For | For | For | ||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Alibaba Group Holding Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | ||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | ||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
Alimentation Couche-Tard Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANCTF | CUSIP 01626P304 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alain Bouchard | Mgmt | For | For | For | ||
1.2 | Elect Nathalie Bourque | Mgmt | For | For | For | ||
1.3 | Elect Eric Boyko | Mgmt | For | For | For | ||
1.4 | Elect Jacques D'Amours | Mgmt | For | Withhold | Against | ||
1.5 | Elect Jean Elie | Mgmt | For | For | For | ||
1.6 | Elect Richard Fortin | Mgmt | For | For | For | ||
1.7 | Elect Brian Hannasch | Mgmt | For | For | For | ||
1.8 | Elect Melanie Kau | Mgmt | For | For | For | ||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
1.10 | Elect Real Plourde | Mgmt | For | For | For | ||
1.11 | Elect Daniel Rabinowicz | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal Regarding Advisory Vote on Compensation Report (Say on Pay) | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Disclosure of Vote Results By Share Class | ShrHoldr | Against | For | Against | ||
Andritz AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANDR | CINS A11123105 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Austria | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
7 | Stock Option Plan | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Fulvio Conti | Mgmt | For | For | For | ||
6 | Elect Cheryl Francis | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Arkema S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AKE | CINS F0392W125 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | For | For | ||
11 | Elect Marie-Ange Debon | Mgmt | For | For | For | ||
12 | Elect Alexandre De Juniac | Mgmt | For | For | For | ||
13 | Elect Jean-Marc Bertrand | Mgmt | For | For | For | ||
14 | Elect Uwe Michael Jakobs | Mgmt | Against | Against | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
17 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | ||
18 | Directors' Fees | Mgmt | For | For | For | ||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | ||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
25 | Greenshoe | Mgmt | For | For | For | ||
26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Elect J.M.C. Stork to the Supervisory Board | Mgmt | For | For | For | ||
13 | Elect T.L. Kelly to the Supervisory Board | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
19 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Repurchase Shares | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Azimut Holding S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZM | CINS T0783G106 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratify Co-Option of Renata Maria Ricotti | Mgmt | For | For | For | ||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||
5 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
6 | Increase in Auditor's Fees | Mgmt | For | For | For | ||
Bawag Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS A0997C107 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Austria | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
6 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Elect Christopher Brody | Mgmt | For | For | For | ||
9 | Elect Egbert Fleischer | Mgmt | For | Against | Against | ||
10 | Elect Kim S. Fennebresque | Mgmt | For | For | For | ||
11 | Elect Adam Rosmarin | Mgmt | For | For | For | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Bezeq The Israel Telecommunication Corp. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEZQ | CINS M2012Q100 | 08/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Elect Haggai Herman as External Director | Mgmt | For | N/A | N/A | ||
5 | Elect Shalom Hochman as External Director | Mgmt | For | N/A | N/A | ||
6 | Elect Zeev Vurembrand as External Director | Mgmt | For | For | For | ||
Bezeq The Israel Telecommunication Corp. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEZQ | CINS M2012Q100 | 09/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
Brambles Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BXB | CINS Q6634U106 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | REMUNERATION REPORT | Mgmt | For | For | For | ||
3 | Elect Nessa O'Sullivan | Mgmt | For | For | For | ||
4 | Re-elect Tahira Hassan | Mgmt | For | For | For | ||
5 | Re-elect Stephen P. Johns | Mgmt | For | For | For | ||
6 | Re-elect Brian J. Long | Mgmt | For | For | For | ||
7 | Approve Amendments to the 2006 Performance Share Plan | Mgmt | For | For | For | ||
8 | Approve MyShare Plan | Mgmt | For | For | For | ||
9 | Equity Grant (MD/CEO Graham Chipchase - PSP) | Mgmt | For | For | For | ||
10 | Equity Grant (CFO Nessa O'Sullivan - PSP) | Mgmt | For | For | For | ||
11 | Equity Grant (CFO Nessa O'Sullivan - MyShare Plan) | Mgmt | For | For | For | ||
Brembo S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRE | CINS T2204N116 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Remuneration Policy | Mgmt | For | For | For | ||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Brenntag AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNR | CINS D12459117 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Increase in Authorised Capital | Mgmt | For | For | For | ||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Bridgestone Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
5108 | CINS J04578126 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | ||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | ||
5 | Elect Narumi Zaitsu | Mgmt | For | For | For | ||
6 | Elect Kenichi Togami | Mgmt | For | For | For | ||
7 | Elect Scott T. Davis | Mgmt | For | For | For | ||
8 | Elect Yuri Okina | Mgmt | For | For | For | ||
9 | Elect Kenichi Masuda | Mgmt | For | For | For | ||
10 | Elect Kenzoh Yamamoto | Mgmt | For | For | For | ||
11 | Elect Keikoh Terui | Mgmt | For | For | For | ||
12 | Elect Seiichi Sasa | Mgmt | For | For | For | ||
13 | Elect Yohjiroh Shiba | Mgmt | For | For | For | ||
14 | Elect Yohko Suzuki | Mgmt | For | For | For | ||
Bunzl plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNZL | CINS G16968110 | 04/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Philip G. Rogerson | Mgmt | For | For | For | ||
4 | Elect Frank van Zanten | Mgmt | For | For | For | ||
5 | Elect Pat Larmon | Mgmt | For | For | For | ||
6 | Elect Brian M. May | Mgmt | For | For | For | ||
7 | Elect Eugenia Ulasewicz | Mgmt | For | For | For | ||
8 | Elect Jean-Charles Pauze | Mgmt | For | For | For | ||
9 | Elect Vanda Murray | Mgmt | For | For | For | ||
10 | Elect Lloyd Pitchford | Mgmt | For | For | For | ||
11 | Elect Stephan Ronald Nanninga | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Compagnie Financiere Richemont S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CFR | CINS H25662182 | 09/13/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
5 | Elect Johann Rupert as Board Chair | Mgmt | For | TNA | N/A | ||
6 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | ||
7 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | ||
8 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | ||
9 | Elect Jeff Moss | Mgmt | For | TNA | N/A | ||
10 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | ||
11 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | ||
12 | Elect Maria Ramos | Mgmt | For | TNA | N/A | ||
13 | Elect Jan Rupert | Mgmt | For | TNA | N/A | ||
14 | Elect Gary Saage | Mgmt | For | TNA | N/A | ||
15 | Elect Cyrille Vigneron | Mgmt | For | TNA | N/A | ||
16 | Elect Nikesh Arora | Mgmt | For | TNA | N/A | ||
17 | Elect Nicolas Bos | Mgmt | For | TNA | N/A | ||
18 | Elect Clay Brendish | Mgmt | For | TNA | N/A | ||
19 | Elect Burkhart Grund | Mgmt | For | TNA | N/A | ||
20 | Elect Keyu Jin | Mgmt | For | TNA | N/A | ||
21 | Elect Jerome Lambert | Mgmt | For | TNA | N/A | ||
22 | Elect Vesna Nevistic | Mgmt | For | TNA | N/A | ||
23 | Elect Anton Rupert | Mgmt | For | TNA | N/A | ||
24 | Elect Clay Brendish as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
25 | Elect Guillaume Pictet as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
26 | Elect Maria Ramos as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
29 | Board Compensation | Mgmt | For | TNA | N/A | ||
30 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
31 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
Compass Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPG | CINS G23296208 | 02/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Elect Gary Green | Mgmt | For | For | For | ||
9 | Elect Johnny Thomson | Mgmt | For | For | For | ||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | ||
11 | Elect John G. Bason | Mgmt | For | For | For | ||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | ||
13 | Elect Don Robert | Mgmt | For | For | For | ||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | ||
15 | Elect Ireena Vittal | Mgmt | For | For | For | ||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Continental AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CON | CINS D16212140 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratify Elmar Degenhart | Mgmt | For | For | For | ||
7 | Ratify Jose A. Avila | Mgmt | For | For | For | ||
8 | Ratify Ralf Cramer | Mgmt | For | For | For | ||
9 | Ratify Hans-Jurgen Duensing | Mgmt | For | For | For | ||
10 | Ratify Frank Jourdan | Mgmt | For | For | For | ||
11 | Ratify Helmut Matschi | Mgmt | For | For | For | ||
12 | Ratify Ariane Reinhart | Mgmt | For | For | For | ||
13 | Ratify Wolfgang Schafer | Mgmt | For | For | For | ||
14 | Ratify Nikolai Setzer | Mgmt | For | For | For | ||
15 | Ratify Wolfgang Reitzle | Mgmt | For | For | For | ||
16 | Ratify Gunter Dunkel | Mgmt | For | For | For | ||
17 | Ratify Peter Gutzmer | Mgmt | For | For | For | ||
18 | Ratify Peter Hausmann | Mgmt | For | For | For | ||
19 | Ratify Michael Iglhaut | Mgmt | For | For | For | ||
20 | Ratify Klaus Mangold | Mgmt | For | For | For | ||
21 | Ratify Hartmut Meine | Mgmt | For | For | For | ||
22 | Ratify Sabine Neu? | Mgmt | For | For | For | ||
23 | Ratify Rolf Nonnenmacher | Mgmt | For | For | For | ||
24 | Ratify Dirk Nordmann | Mgmt | For | For | For | ||
25 | Ratify Klaus Rosenfeld | Mgmt | For | For | For | ||
26 | Ratify Georg F. W. Schaeffler | Mgmt | For | For | For | ||
27 | Ratify Maria-Elisabeth Schaeffler-Thumann | Mgmt | For | For | For | ||
28 | Ratify Jorg Schonfelder | Mgmt | For | For | For | ||
29 | Ratify Stefan Scholz | Mgmt | For | For | For | ||
30 | Ratify Gudrun Valten | Mgmt | For | For | For | ||
31 | Ratify Kirsten Vorkel | Mgmt | For | For | For | ||
32 | Ratify Elke Volkmann | Mgmt | For | For | For | ||
33 | Ratify Erwin Worle | Mgmt | For | For | For | ||
34 | Ratify Siegfried Wolf | Mgmt | For | For | For | ||
35 | Appointment of Auditor | Mgmt | For | For | For | ||
Core Laboratories N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLB | CUSIP N22717107 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Margaret A. van Kempen | Mgmt | For | For | For | ||
2 | Elect Lawrence Bruno | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
6 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
8 | Extension of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CINS G25508105 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | For | For | ||
5 | Elect Richard Boucher | Mgmt | For | For | For | ||
6 | Elect Nicky Hartery | Mgmt | For | For | For | ||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | ||
8 | Elect Don McGovern | Mgmt | For | For | For | ||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
10 | Elect Albert Manifold | Mgmt | For | For | For | ||
11 | Elect Senan Murphy | Mgmt | For | For | For | ||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | ||
13 | Elect Lucinda Riches | Mgmt | For | For | For | ||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
22 | Scrip Dividend | Mgmt | For | For | For | ||
23 | Amendments to Articles | Mgmt | For | For | For | ||
CTS Eventim AG & Co KGAA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EVD | CINS D1648T108 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of General Partner Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
11 | Approval of Profit Transfer Agreement with CTS Eventim Solutions GmbH | Mgmt | For | For | For | ||
12 | Approval of Profit Transfer Agreement with Ticket Online Sales & Service Center GmbH | Mgmt | For | For | For | ||
Daikin Industries Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6367 | CINS J10038115 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | ||
4 | Elect Masanori Togawa | Mgmt | For | For | For | ||
5 | Elect Chiyono Terada | Mgmt | For | For | For | ||
6 | Elect Tatsuo Kawada | Mgmt | For | Against | Against | ||
7 | Elect Akiji Makino | Mgmt | For | For | For | ||
8 | Elect Ken Tayano | Mgmt | For | For | For | ||
9 | Elect Masatsugu Minaka | Mgmt | For | For | For | ||
10 | Elect Jiro Tomita | Mgmt | For | For | For | ||
11 | Elect Yuan Fang | Mgmt | For | For | For | ||
12 | Elect Kanwal Jeet Jawa | Mgmt | For | For | For | ||
13 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | ||
DBS Group Holdings Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D05 | CINS Y20246107 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | ||
6 | Elect Piyush Gupta | Mgmt | For | For | For | ||
7 | Elect Andre Sekulic | Mgmt | For | For | For | ||
8 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | ||
9 | Authority to Grant Awards and Issue Shares Under the DBSH Share Plan | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme FY2016 | Mgmt | For | For | For | ||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
DCC Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DCC | CINS G2689P101 | 07/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | ||
5 | Elect Emma FitzGerald | Mgmt | For | For | For | ||
6 | Elect David Jukes | Mgmt | For | For | For | ||
7 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||
8 | Elect Jane Lodge | Mgmt | For | For | For | ||
9 | Elect Cormac McCarthy | Mgmt | For | For | For | ||
10 | Elect John Moloney | Mgmt | For | For | For | ||
11 | Elect Donal Murphy | Mgmt | For | For | For | ||
12 | Elect Fergal O'Dwyer | Mgmt | For | For | For | ||
13 | Elect Leslie Van de Walle | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
20 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
Delphi Automotive PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G27823106 | 11/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Company Name Change | Mgmt | For | For | For | ||
Delphi Technologies PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G2709G107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robin J. Adams | Mgmt | For | For | For | ||
2 | Elect Liam Butterworth | Mgmt | For | For | For | ||
3 | Elect Joseph S. Cantie | Mgmt | For | For | For | ||
4 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
5 | Elect Gary L. Cowger | Mgmt | For | For | For | ||
6 | Elect David S. Haffner | Mgmt | For | For | For | ||
7 | Elect Helmut Leube | Mgmt | For | For | For | ||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | ||
9 | Elect Hari N. Nair | Mgmt | For | For | For | ||
10 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Deutsche Börse AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DB1 | CINS D1882G119 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratify Carsten Kengeter | Mgmt | For | Against | Against | ||
8 | Ratify Andreas Preuss | Mgmt | For | Against | Against | ||
9 | Ratify Gregor Pottmeyer | Mgmt | For | Against | Against | ||
10 | Ratify Hauke Stars | Mgmt | For | Against | Against | ||
11 | Ratify Jeffrey Tessler | Mgmt | For | Against | Against | ||
12 | Ratify Joachim Faber | Mgmt | For | Against | Against | ||
13 | Ratify Richard Berliand | Mgmt | For | Against | Against | ||
14 | Ratify Ann-Kristin Achleitner | Mgmt | For | Against | Against | ||
15 | Ratify Karl-Heinz Flother | Mgmt | For | Against | Against | ||
16 | Ratify Marion Fornoff | Mgmt | For | Against | Against | ||
17 | Ratify Hans-Peter Gabe | Mgmt | For | Against | Against | ||
18 | Ratify Craig Heimark | Mgmt | For | Against | Against | ||
19 | Ratify Monica Machler | Mgmt | For | Against | Against | ||
20 | Ratify Erhard Schipporeit | Mgmt | For | Against | Against | ||
21 | Ratify Jutta Stuhlfauth | Mgmt | For | Against | Against | ||
22 | Ratify Johannes Witt | Mgmt | For | Against | Against | ||
23 | Ratify Amy Yok Tak Yip | Mgmt | For | Against | Against | ||
24 | Amendments to Articles | Mgmt | For | For | For | ||
25 | Elect Richard D.A. Berliand | Mgmt | For | For | For | ||
26 | Elect Joachim Faber | Mgmt | For | For | For | ||
27 | Elect Karl-Heinz Flother | Mgmt | For | For | For | ||
28 | Elect Barbara Lambert | Mgmt | For | For | For | ||
29 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | ||
30 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | ||
31 | Elect Martin Jetter | Mgmt | For | For | For | ||
32 | Elect Joachim Nagel | Mgmt | For | For | For | ||
33 | Appointment of Auditor | Mgmt | For | For | For | ||
Ferguson Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FERG | CINS G3408R105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Special Dividend & Share Consolidation | Mgmt | For | For | For | ||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Gerresheimer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GXI | CINS D2852S109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
Givaudan S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIVN | CINS H3238Q102 | 03/22/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Victor Balli | Mgmt | For | TNA | N/A | ||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | ||
8 | Elect Lilian Biner | Mgmt | For | TNA | N/A | ||
9 | Elect Michael Carlos | Mgmt | For | TNA | N/A | ||
10 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | ||
11 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | ||
12 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | ||
13 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | ||
14 | Elect Werner J. Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Elect Ingrid Deltenre as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Board Compensation | Mgmt | For | TNA | N/A | ||
20 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | ||
21 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | ||
Heineken NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | For | For | ||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | For | For | ||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | For | For | ||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | For | For | ||
Howden Joinery Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HWDN | CINS G4647J102 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Andrew Livingston | Mgmt | For | For | For | ||
5 | Elect Mark Allen | Mgmt | For | For | For | ||
6 | Elect Andrew Cripps | Mgmt | For | For | For | ||
7 | Elect Geoff Drabble | Mgmt | For | For | For | ||
8 | Elect Tiffany Hall | Mgmt | For | For | For | ||
9 | Elect Richard Pennycook | Mgmt | For | For | For | ||
10 | Elect Mark Robson | Mgmt | For | For | For | ||
11 | Elect Debbie White | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Hoya Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7741 | CINS J22848105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Itaru Koeda | Mgmt | For | For | For | ||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | ||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | ||
5 | Elect Takeo Takasu | Mgmt | For | For | For | ||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | ||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | ||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | ||
Insurance Australia Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Mgmt | For | For | For | ||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | ||
4 | Elect Helen M. Nugent | Mgmt | For | For | For | ||
5 | Elect Duncan M. Boyle | Mgmt | For | For | For | ||
6 | Re-elect Thomas W. Pockett | Mgmt | For | For | For | ||
Julius Baer Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAER | CINS H4414N103 | 04/11/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Compensation Report | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Board Compensation | Mgmt | For | TNA | N/A | ||
6 | Executive Compensation (Variable Cash-Based) | Mgmt | For | TNA | N/A | ||
7 | Executive Compensation (Variable Share-Based) | Mgmt | For | TNA | N/A | ||
8 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
9 | Elect Daniel J. Sauter | Mgmt | For | TNA | N/A | ||
10 | Elect Gilbert Achermann | Mgmt | For | TNA | N/A | ||
11 | Elect Andreas Amschwand | Mgmt | For | TNA | N/A | ||
12 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | ||
13 | Elect Paul Man Yiu Chow | Mgmt | For | TNA | N/A | ||
14 | Elect Ivo Furrer | Mgmt | For | TNA | N/A | ||
15 | Elect Claire Giraut | Mgmt | For | TNA | N/A | ||
16 | Elect Gareth Penny | Mgmt | For | TNA | N/A | ||
17 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | ||
18 | Elect Richard Campbell-Breeden | Mgmt | For | TNA | N/A | ||
19 | Appoint Daniel J. Sauter as Board Chair | Mgmt | For | TNA | N/A | ||
20 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
21 | Elect Heinrich Baumann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Elect Gareth Penny as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Kansai Paint Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4613 | CINS J30255129 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Hiroshi Ishino | Mgmt | For | Against | Against | ||
4 | Elect Kunishi Mohri | Mgmt | For | For | For | ||
5 | Elect Masaru Tanaka | Mgmt | For | For | For | ||
6 | Elect Kohji Kamikado | Mgmt | For | For | For | ||
7 | Elect Hidenori Furukawa | Mgmt | For | For | For | ||
8 | Elect Jun Senoh | Mgmt | For | For | For | ||
9 | Elect Shinji Asatsuma | Mgmt | For | For | For | ||
10 | Elect Harishchandra Meghraj Bharuka | Mgmt | For | For | For | ||
11 | Elect Yohko Miyazaki | Mgmt | For | For | For | ||
12 | Elect Keiji Yoshikawa | Mgmt | For | For | For | ||
13 | Elect Hiroe Nakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
Kao Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4452 | CINS J30642169 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | ||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | ||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | ||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | ||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | ||
8 | Elect Masayuki Oku | Mgmt | For | Against | Against | ||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | ||
10 | Elect Nobuhiro Oka as Statutory Auditor | Mgmt | For | For | For | ||
KBC Groupe SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBC | CINS B5337G162 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Remuneration Report | Mgmt | For | Against | Against | ||
11 | Ratification of Board Acts | Mgmt | For | For | For | ||
12 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
13 | Elect Marc Wittemans to the Board of Directors | Mgmt | For | Against | Against | ||
14 | Elect Christine Van Rijsseghem to the Board of Directors | Mgmt | For | Against | Against | ||
15 | Elect Julia Kiraly to the Board of Directors | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Presentation of Special Board Report | Mgmt | For | For | For | ||
18 | Amendments to Articles Regarding Bearer Shares (Article 5) | Mgmt | For | For | For | ||
19 | Amendments to Articles Regarding Portfolio Protection Agreement | Mgmt | For | For | For | ||
20 | Increase in Authorised Capital | Mgmt | For | Against | Against | ||
21 | Amendments to Articles Regarding Capital Authority | Mgmt | For | For | For | ||
22 | Amendments to Articles Regarding Share Premiums | Mgmt | For | For | For | ||
23 | Amendments to Articles Regarding Disclosure Thresholds | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Amendments to Articles Regarding Bearer Shares (Article 11bis) | Mgmt | For | For | For | ||
26 | Amendments to Articles Regarding Audit Committee | Mgmt | For | For | For | ||
27 | Amendment to Articles Regarding Postponement of General Meeting | Mgmt | For | For | For | ||
28 | Amendments to Articles Regarding Profit-Sharing Certificates (Article 37) | Mgmt | For | For | For | ||
29 | Amendments to Articles Regarding Interim Dividends | Mgmt | For | For | For | ||
30 | Amendments to Articles Regarding Profit-Sharing Certificates | Mgmt | For | For | For | ||
31 | Amendments to Articles Regarding Transitional Provisions | Mgmt | For | Against | Against | ||
32 | Amendments to Articles Regarding Profit-Sharing Certificates (Annex A) | Mgmt | For | For | For | ||
33 | Authority to Coordinate Articles | Mgmt | For | For | For | ||
34 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
35 | Authorisation of Legal Formalities (Crossroads Bank for Enterprises) | Mgmt | For | For | For | ||
Kerry Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRZ | CINS G52416107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Gerard Culligan | Mgmt | For | For | For | ||
4 | Elect Cornelius Murphy | Mgmt | For | For | For | ||
5 | Elect Edmond Scanlan | Mgmt | For | For | For | ||
6 | Elect Gerry Behan | Mgmt | For | For | For | ||
7 | Elect Dr. Hugh Brady | Mgmt | For | For | For | ||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | ||
9 | Elect Joan Garahy | Mgmt | For | For | For | ||
10 | Elect James C. Kenny | Mgmt | For | For | For | ||
11 | Elect Brian Mehigan | Mgmt | For | For | For | ||
12 | Elect Tom Moran | Mgmt | For | For | For | ||
13 | Elect Philip Toomey | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
16 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | ||
Keyence Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6861 | CINS J32491102 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Takemitsu Takizaki | Mgmt | For | For | For | ||
3 | Elect Akinori Yamamoto | Mgmt | For | For | For | ||
4 | Elect Keiichi Kimura | Mgmt | For | For | For | ||
5 | Elect Tomohide Ideno | Mgmt | For | For | For | ||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | ||
7 | Elect Masayuki Miki | Mgmt | For | For | For | ||
8 | Elect Akira Kanzawa | Mgmt | For | For | For | ||
9 | Elect Masato Fujimoto | Mgmt | For | For | For | ||
10 | Elect Yohichi Tanabe | Mgmt | For | For | For | ||
11 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | ||
Kose Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4922 | CINS J3622S100 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kazutoshi Kobayashi | Mgmt | For | Against | Against | ||
4 | Elect Takao Kobayashi | Mgmt | For | For | For | ||
5 | Elect Yusuke Kobayashi | Mgmt | For | For | For | ||
6 | Elect Iwao Toigawa | Mgmt | For | For | For | ||
7 | Elect Kazuya Kitagawa | Mgmt | For | For | For | ||
8 | Elect Yukino Kikuma | Mgmt | For | For | For | ||
9 | Retirement Allowances for Directors | Mgmt | For | Against | Against | ||
L'Oreal S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OR | CINS F58149133 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Axel Dumas | Mgmt | For | For | For | ||
9 | Elect Patrice Caine | Mgmt | For | For | For | ||
10 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
11 | Elect Belen Garijo | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Supplementary Retirement Benefits (Jean-Paul Agon, Chair and CEO) | Mgmt | For | For | For | ||
14 | Remuneration Policy (Executives) | Mgmt | For | For | For | ||
15 | Remuneration of Jean-Paul Agon, Chair and CEO | Mgmt | For | For | For | ||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
21 | Employee Stock Purchase Plan (Overseas Employees) | Mgmt | For | For | For | ||
22 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | ||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Lloyds Banking Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | ||
3 | Elect Lord Norman Blackwell | Mgmt | For | For | For | ||
4 | Elect Juan Colombas | Mgmt | For | For | For | ||
5 | Elect George Culmer | Mgmt | For | For | For | ||
6 | Elect Alan Dickinson | Mgmt | For | For | For | ||
7 | Elect Anita Frew | Mgmt | For | For | For | ||
8 | Elect Simon P. Henry | Mgmt | For | For | For | ||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | ||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | ||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | ||
13 | Elect Sara Weller | Mgmt | For | For | For | ||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||
26 | Amendments to Articles | Mgmt | For | For | For | ||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
London Stock Exchange Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSE | CINS G5689U103 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
5 | Elect Donald Brydon | Mgmt | For | For | For | ||
6 | Elect Paul Heiden | Mgmt | For | For | For | ||
7 | Elect Lex Hoogduin | Mgmt | For | For | For | ||
8 | Elect Raffaele Jerusalmi | Mgmt | For | For | For | ||
9 | Elect David T. Nish | Mgmt | For | For | For | ||
10 | Elect Stephen O'Connor | Mgmt | For | For | For | ||
11 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
12 | Elect Andrea Sironi | Mgmt | For | For | For | ||
13 | Elect David Warren | Mgmt | For | For | For | ||
14 | Elect Val Rahmani | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | International Sharesave Plan | Mgmt | For | For | For | ||
20 | Restricted Share Award Plan | Mgmt | For | For | For | ||
21 | Share Incentive Plan | Mgmt | For | For | For | ||
22 | International Share Incentive Plan | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Nabtesco Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6268 | CINS J4707Q100 | 03/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Election of Directors | Mgmt | For | For | For | ||
4 | Elect Katsuhiro Teramoto | Mgmt | For | For | For | ||
5 | Elect Shinji Juman | Mgmt | For | For | For | ||
6 | Elect Daisuke Hakoda | Mgmt | For | For | For | ||
7 | Elect Kohji Kaminaka | Mgmt | For | For | For | ||
8 | Elect Goroh Hashimoto | Mgmt | For | For | For | ||
9 | Elect Toshiaki Akita | Mgmt | For | For | For | ||
10 | Elect Yutaka Fujiwara | Mgmt | For | For | For | ||
11 | Elect Norio Uchida | Mgmt | For | For | For | ||
12 | Elect Naoko Yamzaki | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||
6 | Board Compensation | Mgmt | For | TNA | N/A | ||
7 | Executive Compensation | Mgmt | For | TNA | N/A | ||
8 | Compensation Report | Mgmt | For | TNA | N/A | ||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | ||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | ||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | ||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | ||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | ||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | ||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | ||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | ||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | ||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | ||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | ||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | ||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | ||
Omron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6645 | CINS J61374120 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Fumio Tateishi | Mgmt | For | For | For | ||
4 | Elect Yoshihito Yamada | Mgmt | For | For | For | ||
5 | Elect Kiichiroh Miyata | Mgmt | For | For | For | ||
6 | Elect Kohji Nitto | Mgmt | For | For | For | ||
7 | Elect Satoshi Andoh | Mgmt | For | For | For | ||
8 | Elect Eizoh Kobayashi | Mgmt | For | For | For | ||
9 | Elect Kuniko Nishikawa | Mgmt | For | For | For | ||
10 | Elect Takehiro Kamigama | Mgmt | For | For | For | ||
11 | Elect Tohru Watanabe as Alternate Statutory Auditor | Mgmt | For | For | For | ||
12 | Bonus for Fiscal Year 2018 | Mgmt | For | For | For | ||
13 | Aggregate Amount of Bonus from Fiscal Year 2019 | Mgmt | For | For | For | ||
14 | Statutory Auditors' Fees | Mgmt | For | For | For | ||
Partners Group Holding | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGHN | CINS H6120A101 | 05/09/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Amendments to Articles Regarding Committee Composition | Mgmt | For | TNA | N/A | ||
7 | Board Compensation (FY 2017) | Mgmt | For | TNA | N/A | ||
8 | Board Compensation (FY 2018) | Mgmt | For | TNA | N/A | ||
9 | Executive Compensation (FY 2017 and 2018) | Mgmt | For | TNA | N/A | ||
10 | Executive Compensation (FY 2019) | Mgmt | For | TNA | N/A | ||
11 | Elect Steffen Meister as Chair | Mgmt | For | TNA | N/A | ||
12 | Elect Charles Dallara | Mgmt | For | TNA | N/A | ||
13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | ||
14 | Elect Marcel Erni | Mgmt | For | TNA | N/A | ||
15 | Elect Michelle Felman | Mgmt | For | TNA | N/A | ||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | ||
17 | Elect Eric Strutz | Mgmt | For | TNA | N/A | ||
18 | Elect Patrick Ward | Mgmt | For | TNA | N/A | ||
19 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | ||
20 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | ||
21 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
Pernod Ricard SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RI | CINS F72027109 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Approval of non-tax deductible expenses | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Elect Anne Lange | Mgmt | For | For | For | ||
10 | Elect Veronica Vargas | Mgmt | For | Against | Against | ||
11 | Elect Paul-Charles Ricard | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
14 | Remuneration Policy for Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | ||
15 | Remuneration of Alexandre Ricard, chair and CEO | Mgmt | For | For | For | ||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
17 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authorise Overallotment/Greenshoe | Mgmt | For | For | For | ||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Prudential plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CINS G72899100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | ||
4 | Elect Stuart James Turner | Mgmt | For | For | For | ||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
6 | Elect Howard J. Davies | Mgmt | For | For | For | ||
7 | Elect John Foley | Mgmt | For | For | For | ||
8 | Elect David Law | Mgmt | For | For | For | ||
9 | Elect Paul Manduca | Mgmt | For | For | For | ||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
12 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
13 | Elect Philip Remnant | Mgmt | For | For | For | ||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | ||
15 | Elect Alice Schroeder | Mgmt | For | For | For | ||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||
17 | Elect Lord Turner | Mgmt | For | For | For | ||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
29 | Amendments to Articles of Association | Mgmt | For | For | For | ||
Reckitt Benckiser Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RB | CINS G74079107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Nicandro Durante | Mgmt | For | For | For | ||
5 | Elect Mary Harris | Mgmt | For | For | For | ||
6 | Elect Adrian Hennah | Mgmt | For | For | For | ||
7 | Elect Rakesh Kapoor | Mgmt | For | For | For | ||
8 | Elect Pamela J. Kirby | Mgmt | For | For | For | ||
9 | Elect Andre Lacroix | Mgmt | For | For | For | ||
10 | Elect Christopher A. Sinclair | Mgmt | For | For | For | ||
11 | Elect Warren G. Tucker | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Suzanne Wood | Mgmt | For | For | For | ||
7 | Elect Erik Engstrom | Mgmt | For | For | For | ||
8 | Elect Anthony Habgood | Mgmt | For | For | For | ||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||
10 | Elect Adrian Hennah | Mgmt | For | For | For | ||
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||
12 | Elect Nicholas Luff | Mgmt | For | For | For | ||
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | ||
14 | Elect Carol G. Mills | Mgmt | For | For | For | ||
15 | Elect Linda S. Sanford | Mgmt | For | For | For | ||
16 | Elect Ben van der Veer | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | ||
RELX Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REL | CINS G74570121 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | ||
2 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
Samsonite International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1910 | CINS L80308106 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Results | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Ramesh D. Tainwala | Mgmt | For | Against | Against | ||
7 | Elect Jerome S. Griffith | Mgmt | For | Against | Against | ||
8 | Elect Keith Hamill | Mgmt | For | For | For | ||
9 | Appointment of Approved Statutory Auditor | Mgmt | For | For | For | ||
10 | Appointment of External Auditor | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Grant RSUs under the Share Award Scheme | Mgmt | For | Against | Against | ||
14 | Amendments to Share Award Scheme | Mgmt | For | Against | Against | ||
15 | Grant RSUs to Ramesh D. Tainwala | Mgmt | For | Against | Against | ||
16 | Grant RSUs to Kyle F. Gendreau | Mgmt | For | Against | Against | ||
17 | Grant RSUs to Other Connected Participants | Mgmt | For | Against | Against | ||
18 | Grant of Discharge for Directors and Auditors for Exercise of Their Mandates | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
Samsonite International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1910 | CINS L80308106 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Extension of Share Capital Authorization | Mgmt | For | For | For | ||
Santen Pharmaceutical Company Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4536 | CINS J68467109 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Akira Kurokawa | Mgmt | For | For | For | ||
4 | Elect Shigeo Taniuchi | Mgmt | For | For | For | ||
5 | Elect Takeshi Itoh | Mgmt | For | For | For | ||
6 | Elect Akihiro Tsujimura | Mgmt | For | For | For | ||
7 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||
8 | Elect Yutaroh Shintaku | Mgmt | For | For | For | ||
9 | Elect Kunihito Minakawa | Mgmt | For | For | For | ||
10 | Elect Yasuyuki Miyasaka as Statutory Auditors | Mgmt | For | For | For | ||
11 | Change the aggregate fees for the Company's Directors and Adapt Equity Compensation Plans | Mgmt | For | For | For | ||
Sap SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAP | CUSIP 803054204 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Boards Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Amendments to Compensation Policy | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Aicha Evans | Mgmt | For | For | For | ||
7 | Elect Friederike Rotsch | Mgmt | For | For | For | ||
8 | Elect Gerhard Oswald | Mgmt | For | For | For | ||
9 | Elect Diane B. Greene | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Amendments to Articles | Mgmt | For | For | For | ||
Schneider Electric SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CINS F86921107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Post-Employment Benefits of Jean-Pascal Tricoire, Chair and CEO | Mgmt | For | For | For | ||
8 | Post-Employment Benefits (Emmanuel Babeau, Deputy CEO) | Mgmt | For | For | For | ||
9 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | ||
10 | Remuneration of Jean-Pascal Tricoire, Chair and CEO | Mgmt | For | For | For | ||
11 | Remuneration of Emmanuel Babeau, Deputy CEO | Mgmt | For | For | For | ||
12 | Remuneration Policy for Chair and CEO | Mgmt | For | For | For | ||
13 | Remuneration Policy for Deputy CEO | Mgmt | For | For | For | ||
14 | Elect Willy R. Kissling | Mgmt | For | For | For | ||
15 | Elect Linda Knoll | Mgmt | For | For | For | ||
16 | Elect Fleur Pellerin | Mgmt | For | For | For | ||
17 | Elect Anders Runevad | Mgmt | For | For | For | ||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Sensata Technologies Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP N7902X106 | 02/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to Articles | Mgmt | For | For | For | ||
2 | Reincorporation from the Netherlands to the United Kingdom | Mgmt | For | For | For | ||
Sensata Technologies Holding Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP G8060N102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul Edgerley | Mgmt | For | For | For | ||
2 | Elect Martha Sullivan | Mgmt | For | For | For | ||
3 | Elect James E. Heppelman | Mgmt | For | For | For | ||
4 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
5 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
6 | Elect Constance E. Skidmore | Mgmt | For | For | For | ||
7 | Elect Andrew Teich | Mgmt | For | For | For | ||
8 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
9 | Elect Stephen M. Zide | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Appointment of UK Auditor | Mgmt | For | For | For | ||
13 | Authority to Set UK Auditor's Fees | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Allot Shares Under Equity Incentive Plans | Mgmt | For | For | For | ||
17 | Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans | Mgmt | For | For | For | ||
SGS SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGSN | CINS H7484G106 | 03/19/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | ||
7 | Elect August von Finck | Mgmt | For | TNA | N/A | ||
8 | Elect August Francois von Finck | Mgmt | For | TNA | N/A | ||
9 | Elect Ian Gallienne | Mgmt | For | TNA | N/A | ||
10 | Elect Cornelius Grupp | Mgmt | For | TNA | N/A | ||
11 | Elect Peter Kalantzis | Mgmt | For | TNA | N/A | ||
12 | Elect Chris Kirk | Mgmt | For | TNA | N/A | ||
13 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | ||
14 | Elect Sergio Marchionne | Mgmt | For | TNA | N/A | ||
15 | Elect Shelby R. du Pasquier | Mgmt | For | TNA | N/A | ||
16 | Appoint Sergio Marchionne as Board Chair | Mgmt | For | TNA | N/A | ||
17 | Elect August von Finck as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
18 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
19 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
22 | Board Compensation | Mgmt | For | TNA | N/A | ||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
24 | Executive Compensation (Short-term Variable) | Mgmt | For | TNA | N/A | ||
25 | Executive Compensation (Long-term Variable) | Mgmt | For | TNA | N/A | ||
Shionogi & Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4507 | CINS J74229105 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | ||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | ||
6 | Elect Takuko Sawada | Mgmt | For | For | For | ||
7 | Elect Akio Nomura | Mgmt | For | For | For | ||
8 | Elect Teppei Mogi | Mgmt | For | For | For | ||
9 | Elect Keiichi Andoh | Mgmt | For | For | For | ||
10 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | For | ||
11 | Restricted Share Plan | Mgmt | For | For | For | ||
SMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6273 | CINS J75734103 | 06/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Elect Yoshiyuki Takada | Mgmt | For | Against | Against | ||
4 | Elect Katsunori Maruyama | Mgmt | For | For | For | ||
5 | Elect Ikuji Usui | Mgmt | For | For | For | ||
6 | Elect Seiji Kosugi | Mgmt | For | For | For | ||
7 | Elect Masahiko Satake | Mgmt | For | For | For | ||
8 | Elect Osamu Kuwahara | Mgmt | For | For | For | ||
9 | Elect Yoshiki Takada | Mgmt | For | For | For | ||
10 | Elect Eiji Ohhashi | Mgmt | For | For | For | ||
11 | Elect Masanobu Kaizu | Mgmt | For | For | For | ||
12 | Elect Toshiharu Kagawa | Mgmt | For | For | For | ||
Sodexo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SW | CINS F84941123 | 01/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Non-Compete Agreement with Michel Landel, CEO | Mgmt | For | For | For | ||
9 | Related Party Transactions (Bellon SA) | Mgmt | For | For | For | ||
10 | Elect Sophie Bellon | Mgmt | For | For | For | ||
11 | Elect Bernard Bellon | Mgmt | For | For | For | ||
12 | Elect Nathalie Bellon-Szabo | Mgmt | For | For | For | ||
13 | Elect Francoise Brougher | Mgmt | For | For | For | ||
14 | Elect Soumitra Dutta | Mgmt | For | For | For | ||
15 | Directors' Fees | Mgmt | For | For | For | ||
16 | Remuneration of Sophie Bellon, Chair | Mgmt | For | For | For | ||
17 | Remuneration of Michel Landel, CEO (until January 23, 2018) | Mgmt | For | For | For | ||
18 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
19 | Remuneration Policy (Outgoing CEO) | Mgmt | For | For | For | ||
20 | Remuneration Policy (Incoming CEO) | Mgmt | For | For | For | ||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Sonova Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SOON | CINS H8024W106 | 06/12/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | TNA | N/A | ||
7 | Elect Beat Hess | Mgmt | For | TNA | N/A | ||
8 | Elect Lynn Dorsey Bleil | Mgmt | For | TNA | N/A | ||
9 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | ||
10 | Elect Stacy Enxing Seng | Mgmt | For | TNA | N/A | ||
11 | Elect Anssi Vanjoki | Mgmt | For | TNA | N/A | ||
12 | Elect Ronald van der Vis | Mgmt | For | TNA | N/A | ||
13 | Elect Jinlong Wang | Mgmt | For | TNA | N/A | ||
14 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | ||
15 | Elect Robert F. Spoerry as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Beat Hess as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
20 | Board Compensation | Mgmt | For | TNA | N/A | ||
21 | Executive Compensation | Mgmt | For | TNA | N/A | ||
Spectris plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SXS | CINS G8338K104 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Karim Bitar | Mgmt | For | For | For | ||
5 | Elect Mark Williamson | Mgmt | For | For | For | ||
6 | Elect John O'Higgins | Mgmt | For | For | For | ||
7 | Elect Clive Watson | Mgmt | For | For | For | ||
8 | Elect Russell J. King | Mgmt | For | For | For | ||
9 | Elect Ulf Quellmann | Mgmt | For | For | For | ||
10 | Elect William Seeger, Jr. | Mgmt | For | For | For | ||
11 | Elect Kjersti Wiklund | Mgmt | For | For | For | ||
12 | Elect Martha B. Wyrsch | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | SHARE INCENTIVE PLAN | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Spie SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPIE | CINS F8691R101 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | ||
9 | Elect Gauthier Louette | Mgmt | For | For | For | ||
10 | Elect Michel Bleitrach | Mgmt | For | For | For | ||
11 | Elect Denis Chene | Mgmt | For | For | For | ||
12 | Elect Peter Mason | Mgmt | For | For | For | ||
13 | Elect Sophie Stabile | Mgmt | For | For | For | ||
14 | Elect Regine Stachelhaus | Mgmt | For | For | For | ||
15 | Ratification of Co-option of Tanja Rueckert | Mgmt | For | For | For | ||
16 | Elect Tanja Rueckert | Mgmt | For | For | For | ||
17 | Elect Bertrand Finet (FFP Invest) | Mgmt | For | For | For | ||
18 | Remuneration of Gauthier Louette, Chair and CEO | Mgmt | For | For | For | ||
19 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
20 | Directors' Fees | Mgmt | For | For | For | ||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
24 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | ||
27 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
28 | Greenshoe | Mgmt | For | For | For | ||
29 | Authority to Increase Capital in Consideration for Contibutions in Kind | Mgmt | For | For | For | ||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
31 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
St. James's Place plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CINS G5005D124 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sarah Bates | Mgmt | For | For | For | ||
4 | Elect Iain Cornish | Mgmt | For | For | For | ||
5 | Elect Andrew Croft | Mgmt | For | For | For | ||
6 | Elect Ian Gascoigne | Mgmt | For | For | For | ||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
8 | Elect David Lamb | Mgmt | For | For | For | ||
9 | Elect Patience Wheatcroft | Mgmt | For | For | For | ||
10 | Elect Roger Yates | Mgmt | For | For | For | ||
11 | Elect Craig Gentle | Mgmt | For | For | For | ||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
4 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
5 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
6 | Elect Yong Nam | Mgmt | For | For | For | ||
7 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
8 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Elect Thomas J. Lynch as Chair | Mgmt | For | For | For | ||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Deloitte and Touche | Mgmt | For | For | For | ||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Executive Compensation | Mgmt | For | For | For | ||
27 | Board Compensation | Mgmt | For | For | For | ||
28 | Appropriation of Earnings | Mgmt | For | For | For | ||
29 | Declaration of Dividend | Mgmt | For | For | For | ||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
31 | Renewal of Authorized Capital | Mgmt | For | For | For | ||
32 | Amendment to the Savings Related Share Plan | Mgmt | For | For | For | ||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Techtronic Industries Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
669 | CINS Y8563B159 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Stephan H. Pudwill | Mgmt | For | For | For | ||
6 | Elect Frank CHAN Chi Chung | Mgmt | For | For | For | ||
7 | Elect Roy CHUNG Chi Ping | Mgmt | For | For | For | ||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
Tokyo Electron Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8035 | CINS J86957115 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Tetsuo Tsuneishi | Mgmt | For | Against | Against | ||
3 | Elect Toshiki Kawai | Mgmt | For | For | For | ||
4 | Elect Hirofumi Kitayama | Mgmt | For | For | For | ||
5 | Elect Masami Akimoto | Mgmt | For | For | For | ||
6 | Elect Tetsuroh Hori | Mgmt | For | For | For | ||
7 | Elect Sadao Sasaki | Mgmt | For | For | For | ||
8 | Elect Tatsuya Nagakubo | Mgmt | For | For | For | ||
9 | Elect Kiyoshi Sunohara | Mgmt | For | For | For | ||
10 | Elect Tetsuroh Higashi | Mgmt | For | For | For | ||
11 | Elect Hiroshi Inoue | Mgmt | For | For | For | ||
12 | Elect Charles D. Lake, II | Mgmt | For | For | For | ||
13 | Elect Michio Sasaki | Mgmt | For | For | For | ||
14 | Bonus | Mgmt | For | Against | Against | ||
15 | Equity Compensation Plan for Directors of the Company | Mgmt | For | For | For | ||
16 | Equity Compensation Plan for Executive Officers of the Company and its Subsidiaries. | Mgmt | For | For | For | ||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CINS F92124100 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
12 | Elect Patrick Artus | Mgmt | For | For | For | ||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | ||
21 | Greenshoe | Mgmt | For | For | For | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
24 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | ||
Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | Against | ||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | ||
6 | Elect Didier Leroy | Mgmt | For | For | For | ||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | ||
9 | Elect Philip Craven | Mgmt | For | For | For | ||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | ||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | ||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
UBS Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UBSG | CINS H892U1882 | 05/03/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Compensation Report | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
6 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | ||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||
9 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | ||
10 | Elect Reto Francioni | Mgmt | For | TNA | N/A | ||
11 | Elect Ann F. Godbehere | Mgmt | For | TNA | N/A | ||
12 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | ||
13 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | ||
14 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | ||
15 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | ||
16 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | ||
17 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | ||
18 | Elect Fred Hu | Mgmt | For | TNA | N/A | ||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
21 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
22 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
23 | Board Compensation | Mgmt | For | TNA | N/A | ||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
26 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | ||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | ||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | ||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | ||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | ||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | ||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | ||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | ||
Valeo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FR | CINS F96221340 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Ratification of the Co-Option of Bruno Bezard | Mgmt | For | For | For | ||
10 | Elect Bruno Bezard | Mgmt | For | For | For | ||
11 | Elect Noelle Lenoir | Mgmt | For | For | For | ||
12 | Elect Gilles Michel | Mgmt | For | For | For | ||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | ||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Worldpay Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPG | CINS G97744109 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Worldpay Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPG | CINS G97744109 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman International Small Cap Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Advantage Oil & Gas Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAV | CUSIP 00765F101 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Stephen E. Balog | Mgmt | For | For | For | ||
2.2 | Elect Paul G. Haggis | Mgmt | For | For | For | ||
2.3 | Elect Andy J. Mah | Mgmt | For | For | For | ||
2.4 | Elect Ronald A. McIntosh | Mgmt | For | For | For | ||
2.5 | Elect Grant B. Fagerheim | Mgmt | For | For | For | ||
2.6 | Elect Jill T. Angevine | Mgmt | For | For | For | ||
3 | Amendment to the Restricted and Performance Award Incentive Plan | Mgmt | For | For | For | ||
4 | Renewal of the Stock Option Plan | Mgmt | For | For | For | ||
5 | Shareholder Rights Plan | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Aeon Delight Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
9787 | CINS J0036F104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Ippei Nakayama | Mgmt | For | Against | Against | ||
3 | Elect Kazumasa Hamada | Mgmt | For | For | For | ||
4 | Elect Nobuo Yamazato | Mgmt | For | For | For | ||
5 | Elect Tajiroh Yashi | Mgmt | For | For | For | ||
6 | Elect Yukio Furukawa | Mgmt | For | For | For | ||
7 | Elect Hiroki Sadaoka | Mgmt | For | For | For | ||
8 | Elect Motoyuki Shikata | Mgmt | For | For | For | ||
9 | Elect Hideyuki Mito | Mgmt | For | For | For | ||
10 | Elect Hiroyuki Satoh | Mgmt | For | For | For | ||
11 | Elect Masaaki Fujita | Mgmt | For | For | For | ||
12 | Elect Yoshiaki Hompo | Mgmt | For | For | For | ||
13 | Elect Kohji Tsusue as Statutory Auditor | Mgmt | For | Against | Against | ||
Amano Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6436 | CINS J01302108 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Bungo Nogawa as Statutory Auditors | Mgmt | For | Against | Against | ||
Anima Holding SPA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANIM | CINS T0409R106 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Long-Term Incentive Plan 2018-2020 | Mgmt | For | For | For | ||
2 | Ratify Co-Option of Livio Raimondi | Mgmt | For | For | For | ||
3 | Election of Chair of the Board | Mgmt | For | For | For | ||
4 | Chair's Fees | Mgmt | For | For | For | ||
5 | Authority to Issue Shares w/o Preemptive Rights to Implement Long-Term Incentive Plan 2018-2020 | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Applegreen Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APGN | CINS G04145101 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Joseph Barrett | Mgmt | For | For | For | ||
4 | Elect Martin Southgate | Mgmt | For | For | For | ||
5 | Elect Brian Geraghty | Mgmt | For | For | For | ||
6 | Elect Niall Dolan | Mgmt | For | For | For | ||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
Applus Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APPS | CINS E0534T106 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Christopher Cole | Mgmt | For | For | For | ||
7 | Elect Fernando Basabe Armijo | Mgmt | For | For | For | ||
8 | Elect Ernesto Gerardo Mata Lopez | Mgmt | For | For | For | ||
9 | Elect John D. Hofmeister | Mgmt | For | For | For | ||
10 | Elect Richard Campbell Nelson | Mgmt | For | For | For | ||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
13 | Share Delivery Plan to Service Annual Variable Incentive | Mgmt | For | For | For | ||
14 | Directors' Fees | Mgmt | For | For | For | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Ariake Japan Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2815 | CINS J01964105 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Tomoki Tagawa | Mgmt | For | Against | Against | ||
3 | Elect Katsutoshi Iwaki | Mgmt | For | For | For | ||
4 | Elect Naoki Shirakawa | Mgmt | For | For | For | ||
5 | Elect Yoshikazu Uchida | Mgmt | For | For | For | ||
6 | Elect Kohichi Matsumoto | Mgmt | For | For | For | ||
7 | Elect Kohji Iwaki | Mgmt | For | For | For | ||
8 | Bonus | Mgmt | For | For | For | ||
Ascom Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASCN | CINS H0309F189 | 04/11/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | ||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
7 | Elect Valentin Chapero Rueda | Mgmt | For | TNA | N/A | ||
8 | Elect Harald Deutsch | Mgmt | For | TNA | N/A | ||
9 | Elect Jurg Fedier | Mgmt | For | TNA | N/A | ||
10 | Elect Christina Stercken | Mgmt | For | TNA | N/A | ||
11 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | ||
12 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | ||
13 | Elect Valentin Chapero Rueda as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
14 | Elect Harald Deutsch as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
16 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
17 | Board Compensation | Mgmt | For | TNA | N/A | ||
18 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
19 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | ||
20 | Executive Compensation (Long-Term Variable) | Mgmt | For | TNA | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Askul Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2678 | CINS J03325107 | 08/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Use/Transfer of Reserves | Mgmt | For | For | For | ||
4 | Elect Shohichiroh Iwata | Mgmt | For | Against | Against | ||
5 | Elect Hitoshi Yoshida | Mgmt | For | For | For | ||
6 | Elect Akira Yoshioka | Mgmt | For | For | For | ||
7 | Elect Hironori Koshimizu | Mgmt | For | For | For | ||
8 | Elect Miyoko Kimura | Mgmt | For | For | For | ||
9 | Elect Kazuo Toda | Mgmt | For | For | For | ||
10 | Elect Kohji Imaizumi | Mgmt | For | For | For | ||
11 | Elect Takao Ozawa | Mgmt | For | For | For | ||
12 | Elect Hideaki Miyata | Mgmt | For | Against | Against | ||
13 | Elect Atsushi Saitoh | Mgmt | For | For | For | ||
14 | Elect Toshio Imamura as Statutory Auditor | Mgmt | For | Against | Against | ||
ATS Automation Tooling Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATA | CUSIP 001940105 | 08/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Neil D. Arnold | Mgmt | For | For | For | ||
1.2 | Elect Andrew P. Hider | Mgmt | For | For | For | ||
1.3 | Elect Michael E. Martino | Mgmt | For | For | For | ||
1.4 | Elect David L. McAusland | Mgmt | For | For | For | ||
1.5 | Elect Gordon E. Presher | Mgmt | For | For | For | ||
1.6 | Elect Ivan Ross | Mgmt | For | For | For | ||
1.7 | Elect Daryl C.F. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Autoneum Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AUTN | CINS H04165108 | 03/28/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
4 | Elect Hans-Peter Schwald | Mgmt | For | TNA | N/A | ||
5 | Elect Rainer Schmückle | Mgmt | For | TNA | N/A | ||
6 | Elect Norbert Indlekofer | Mgmt | For | TNA | N/A | ||
7 | Elect Michael Pieper | Mgmt | For | TNA | N/A | ||
8 | Elect This E. Schneider | Mgmt | For | TNA | N/A | ||
9 | Elect Peter Spuhler | Mgmt | For | TNA | N/A | ||
10 | Elect Ferdinand Stutz | Mgmt | For | TNA | N/A | ||
11 | Appoint Hans-Peter Schwald as Board Chair | Mgmt | For | TNA | N/A | ||
12 | Elect This E. Schneider as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
13 | Elect Hans Peter Schwald as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
14 | Elect Ferdinand Stutz as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
16 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
17 | Board Compensation | Mgmt | For | TNA | N/A | ||
18 | Executive Compensation | Mgmt | For | TNA | N/A | ||
19 | Compensation Report | Mgmt | For | TNA | N/A | ||
Azbil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6845 | CINS J0370G106 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Hirozumi Sone | Mgmt | For | For | For | ||
5 | Elect Masato Iwasaki | Mgmt | For | For | For | ||
6 | Elect Yoshimitsu Hohjoh | Mgmt | For | For | For | ||
7 | Elect Takayuki Yokota | Mgmt | For | For | For | ||
8 | Elect Kazuyasu Hamada | Mgmt | For | For | For | ||
9 | Elect Tadayuki Sasaki | Mgmt | For | For | For | ||
10 | Elect Eugene Lee | Mgmt | For | For | For | ||
11 | Elect Katsuhiko Tanabe | Mgmt | For | For | For | ||
12 | Elect Takeshi Itoh | Mgmt | For | For | For | ||
13 | Elect Waka Fujisoh | Mgmt | For | For | For | ||
Azimut Holding S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZM | CINS T0783G106 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratify Co-Option of Renata Maria Ricotti | Mgmt | For | For | For | ||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||
5 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
6 | Increase in Auditor's Fees | Mgmt | For | For | For | ||
Befesa S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BFSA | CINS L0R30V103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Fees | Mgmt | For | For | For | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Approval of Consolidated Financial Statement | Mgmt | For | For | For | ||
4 | Approval of Annual Account | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||
7 | Election of Directors | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Equity Compensation Plan | Mgmt | For | For | For | ||
BELIMO Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAN | CINS H07171103 | 04/09/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Adrian Altenburger | Mgmt | For | TNA | N/A | ||
7 | Elect Patrick Burkhalter | Mgmt | For | TNA | N/A | ||
8 | Elect Martin Hess | Mgmt | For | TNA | N/A | ||
9 | Elect Hans Peter Wehrli | Mgmt | For | TNA | N/A | ||
10 | Elect Martin Zwyssig | Mgmt | For | TNA | N/A | ||
11 | Elect Sandra Emme | Mgmt | For | TNA | N/A | ||
12 | Appoint Hans Peter Wehrli as Board Chair | Mgmt | For | TNA | N/A | ||
13 | Appoint Martin Zwyssig as Deputy Chair | Mgmt | For | TNA | N/A | ||
14 | Elect Adrian Altenburger as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Elect Sandra Emme as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Martin Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Board Compensation | Mgmt | For | TNA | N/A | ||
20 | Executive Compensation | Mgmt | For | TNA | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Biffa Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIFF | CINS G1R62B102 | 07/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Elect Michael Averill | Mgmt | For | For | For | ||
6 | Elect Ken Lever | Mgmt | For | For | For | ||
7 | Elect Steve Marshall | Mgmt | For | For | For | ||
8 | Elect David Martin | Mgmt | For | For | For | ||
9 | Elect Michael Topham | Mgmt | For | For | For | ||
10 | Elect Ian Wakelin | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Big Yellow Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BYG | CINS G1093E108 | 07/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Tim Clark | Mgmt | For | For | For | ||
5 | Elect Richard R. Cotton | Mgmt | For | For | For | ||
6 | Elect James Gibson | Mgmt | For | For | For | ||
7 | Elect Georgina Harvey | Mgmt | For | For | For | ||
8 | Elect Stephen R. Johnson | Mgmt | For | For | For | ||
9 | Elect Adrian Lee | Mgmt | For | For | For | ||
10 | Elect Vince Niblett | Mgmt | For | For | For | ||
11 | Elect John Trotman | Mgmt | For | For | For | ||
12 | Elect Nicholas Vetch | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Borregaard ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRG | CINS R1R79W105 | 04/12/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | ||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
7 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | ||
8 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | ||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||
10 | Authority to Repurchase Shares for Amortization | Mgmt | For | TNA | N/A | ||
11 | Elect Jan A. Oksum | Mgmt | For | TNA | N/A | ||
12 | Elect Terje Andersen | Mgmt | For | TNA | N/A | ||
13 | Elect Tove Andersen | Mgmt | For | TNA | N/A | ||
14 | Elect Margrethe Hauge | Mgmt | For | TNA | N/A | ||
15 | Elect Helge Aasen | Mgmt | For | TNA | N/A | ||
16 | Elect Jan A. Oksum as Chair | Mgmt | For | TNA | N/A | ||
17 | Elect Mimi K. Berdal | Mgmt | For | TNA | N/A | ||
18 | Elect Erik Must | Mgmt | For | TNA | N/A | ||
19 | Elect Rune Selmar | Mgmt | For | TNA | N/A | ||
20 | Elect Ola Wessel-Aas | Mgmt | For | TNA | N/A | ||
21 | Elect Mimi K. Berdal as Chair | Mgmt | For | TNA | N/A | ||
22 | Directors' Fees | Mgmt | For | TNA | N/A | ||
23 | Nomination Committee Fees | Mgmt | For | TNA | N/A | ||
24 | Amend Instructions for the Nomination Committee | Mgmt | For | TNA | N/A | ||
25 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Bossard Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BOSN | CINS H09904105 | 04/09/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
6 | Elect Thomas Schmuckli as Board Chair | Mgmt | For | TNA | N/A | ||
7 | Elect Anton Lauber | Mgmt | For | TNA | N/A | ||
8 | Elect Stefan Michel | Mgmt | For | TNA | N/A | ||
9 | Elect Maria Teresa Vacalli | Mgmt | For | TNA | N/A | ||
10 | Elect Rene Cotting | Mgmt | For | TNA | N/A | ||
11 | Elect Daniel Lippuner | Mgmt | For | TNA | N/A | ||
12 | Elect Martin Kuhn | Mgmt | For | TNA | N/A | ||
13 | Elect Representative for Holders of Class 'A' Shares | Mgmt | For | TNA | N/A | ||
14 | Elect Stefan Michel as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Elect Maria Teresa Vacalli as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Anton Lauber as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
19 | Board Compensation | Mgmt | For | TNA | N/A | ||
20 | Executive compensation | Mgmt | For | TNA | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Capio AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAPIO | CINS W7247C122 | 08/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Board Size | Mgmt | For | For | For | ||
11 | Elect Hans Ramel | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Chugoku Marine Paints Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4617 | CINS J07182116 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Masataka Uetake | Mgmt | For | For | For | ||
5 | Elect Jyunji Tomochika | Mgmt | For | For | For | ||
6 | Elect Yasuyuki Kiseki | Mgmt | For | For | For | ||
7 | Elect Hideyuki Tanaka | Mgmt | For | For | For | ||
8 | Elect Kohji Ueda | Mgmt | For | For | For | ||
9 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | ||
10 | Elect Yorito Kubota as Alternate Statutory Auditor | Mgmt | For | For | For | ||
11 | Restricted Share Plan | Mgmt | For | Against | Against | ||
CKD Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6407 | CINS J08022113 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Kazunori Kajimoto | Mgmt | For | For | For | ||
3 | Elect Katsuhito Okuoka | Mgmt | For | For | For | ||
4 | Elect Masafumi Kokubo | Mgmt | For | For | For | ||
5 | Elect Shinji Yuhara | Mgmt | For | For | For | ||
6 | Elect Junichi Kagawa | Mgmt | For | For | For | ||
7 | Elect Noriko Asai | Mgmt | For | For | For | ||
8 | Elect Kazumasa Uemura | Mgmt | For | For | For | ||
9 | Elect Kohichi Hayashi | Mgmt | For | For | For | ||
10 | Elect Takeshi Sawaizumi | Mgmt | For | For | For | ||
11 | Restricted Share Plan | Mgmt | For | For | For | ||
Clarkson plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CKN | CINS G21840106 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect James W.J. Hughes-Hallett | Mgmt | For | For | For | ||
5 | Elect Andi Case | Mgmt | For | For | For | ||
6 | Elect Peter M. Anker | Mgmt | For | For | For | ||
7 | Elect Jeff Woyda | Mgmt | For | For | For | ||
8 | Elect Peter Backhouse | Mgmt | For | For | For | ||
9 | Elect Birger Nergaard | Mgmt | For | For | For | ||
10 | Elect Marie-Louise Clayton | Mgmt | For | For | For | ||
11 | Elect Edmond Warner | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Clinigen Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLIN | CINS G2R22L107 | 11/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Chris Rigg | Mgmt | For | For | For | ||
4 | Elect Ian J. Nicholson | Mgmt | For | For | For | ||
5 | Elect Martin Abell | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Authorisation of Political Donations | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
Cloetta AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLAB | CINS W2397U105 | 04/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Accounts and Reports | Mgmt | For | For | For | ||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
16 | Board Size | Mgmt | For | For | For | ||
17 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
18 | Elect Lilian Fossum Biner | Mgmt | For | For | For | ||
19 | Elect Mikael Aru | Mgmt | For | For | For | ||
20 | Elect Lottie Knutson | Mgmt | For | For | For | ||
21 | Elect Mikael Norman | Mgmt | For | For | For | ||
22 | Elect Camilla Svenfelt | Mgmt | For | For | For | ||
23 | Elect Mikael Svenfelt | Mgmt | For | For | For | ||
24 | Elect Alan McLean Raleigh | Mgmt | For | For | For | ||
25 | Election Lilian Fossum Biner as Chair | Mgmt | For | For | For | ||
26 | Appointment of Auditor | Mgmt | For | For | For | ||
27 | Nomination Committee | Mgmt | For | For | For | ||
28 | Remuneration Guidelines | Mgmt | For | For | For | ||
29 | Long Term Incentive Plan | Mgmt | For | For | For | ||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Colliers International Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIG | CUSIP 194693107 | 04/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter F. Cohen | Mgmt | For | For | For | ||
2 | Elect John P. Curtin, Jr. | Mgmt | For | For | For | ||
3 | Elect Stephen J. Harper | Mgmt | For | For | For | ||
4 | Elect Michael D. Harris | Mgmt | For | Withhold | Against | ||
5 | Elect Jay S. Hennick | Mgmt | For | For | For | ||
6 | Elect Katherine M. Lee | Mgmt | For | For | For | ||
7 | Elect Benjamin F Stein | Mgmt | For | For | For | ||
8 | Elect L. Frederick Sutherland | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
Comet Holdings | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COTN | CINS H15586151 | 04/26/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Allocation of Profits/ Dividends from Reserves | Mgmt | For | TNA | N/A | ||
3 | Dividends from Reserves | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
5 | Elect Hans Hess | Mgmt | For | TNA | N/A | ||
6 | Appoint Hans Hess as Board Chair | Mgmt | For | TNA | N/A | ||
7 | Elect Gian-Luca Bona | Mgmt | For | TNA | N/A | ||
8 | Elect Lucas A. Grolimund | Mgmt | For | TNA | N/A | ||
9 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | ||
10 | Elect Rolf Huber | Mgmt | For | TNA | N/A | ||
11 | Elect Franz Richter | Mgmt | For | TNA | N/A | ||
12 | Elect Mariel Hoch as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
13 | Elect Rolf Huber as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
16 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | ||
17 | Board Compensation | Mgmt | For | TNA | N/A | ||
18 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
19 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
20 | Compensation Report | Mgmt | For | TNA | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Conzzeta AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CON | CINS H16351118 | 04/24/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
5 | Elect Ernst Bartschi | Mgmt | For | TNA | N/A | ||
6 | Elect Roland Abt | Mgmt | For | TNA | N/A | ||
7 | Elect Matthias Auer | Mgmt | For | TNA | N/A | ||
8 | Elect Werner Dubach | Mgmt | For | TNA | N/A | ||
9 | Elect Philip Mosimann | Mgmt | For | TNA | N/A | ||
10 | Elect Urs Riedener | Mgmt | For | TNA | N/A | ||
11 | Elect Jacob Schmidheiny | Mgmt | For | TNA | N/A | ||
12 | Elect Robert F. Spoerry | Mgmt | For | TNA | N/A | ||
13 | Appoint Ernst Bartschi as Board Chair | Mgmt | For | TNA | N/A | ||
14 | Elect Werner Dubach as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Elect Philip Mosimann as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Robert F. Spoerry as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Compensation report | Mgmt | For | TNA | N/A | ||
18 | Board Compensation | Mgmt | For | TNA | N/A | ||
19 | Executive compensation | Mgmt | For | TNA | N/A | ||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Coor Service Management | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COOR | CINS W2256G106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Accounts and Reports | Mgmt | For | For | For | ||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
18 | Board Size; Number of Auditors | Mgmt | For | For | For | ||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For | ||
20 | Remuneration Guidelines | Mgmt | For | For | For | ||
21 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
22 | Authority to Repurchase and Transfer Shares Pursuant to LTIP | Mgmt | For | For | For | ||
23 | Equity Swap agreement Pursuant to LTIP | Mgmt | For | For | For | ||
24 | Authority to Repurchase and Transfer Shares | Mgmt | For | For | For | ||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Corbion NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRBN | CINS N2334V109 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
11 | Elect Eddy van Rhede van der Kloot to the Management Board | Mgmt | For | For | For | ||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
13 | Elect Steen Riisgaard | Mgmt | For | For | For | ||
14 | Supervisory Board Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Cancellation of Shares | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
CVS Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVSG | CINS G27234106 | 11/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Richard Connell | Mgmt | For | For | For | ||
5 | Elect Simon Innes | Mgmt | For | For | For | ||
6 | Elect Mike McCollum | Mgmt | For | For | For | ||
7 | Elect Nick Perrin | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
11 | UK Save as You Earn Plan | Mgmt | For | For | For | ||
12 | International Save as You Earn Plan | Mgmt | For | For | For | ||
13 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
DaikyoNishikawa Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4246 | CINS J10207108 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits | Mgmt | For | For | For | ||
2 | Elect Nariaki Uchida | Mgmt | For | Against | Against | ||
3 | Elect Satoru Noguchi | Mgmt | For | For | For | ||
4 | Elect Kenji Takeoka | Mgmt | For | For | For | ||
5 | Elect Toshio Hiyama | Mgmt | For | For | For | ||
6 | Elect Motoharu Nishikimura | Mgmt | For | For | For | ||
7 | Elect Fukami Waki | Mgmt | For | For | For | ||
8 | Elect Masahiro Idehara | Mgmt | For | For | For | ||
9 | Elect Masatoshi Maruyama | Mgmt | For | Against | Against | ||
10 | Elect Shigeki Sasaki | Mgmt | For | For | For | ||
Dechra Pharmaceuticals plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DPH | CINS G2769C145 | 02/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | Abstain | Against | ||
2 | Allot Shares | Mgmt | For | Abstain | Against | ||
3 | Disapplication of Preemptive Rights | Mgmt | For | Abstain | Against | ||
4 | Further Disapplication of Preemptive Rights | Mgmt | For | Abstain | Against | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Dechra Pharmaceuticals plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DPH | CINS G2769C145 | 10/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Richard J. Cotton | Mgmt | For | For | For | ||
6 | Elect Lawson Macartney | Mgmt | For | For | For | ||
7 | Elect Tony Rice | Mgmt | For | For | For | ||
8 | Elect Ian Page | Mgmt | For | For | For | ||
9 | Elect Tony Griffin | Mgmt | For | For | For | ||
10 | Elect Julian Heslop | Mgmt | For | For | For | ||
11 | Elect Ishbel Macpherson | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
19 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Dermapharm Holding SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DMP | CINS D1T0ZJ103 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
Diploma plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DPLM | CINS G27664112 | 01/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect John E. Nicholas | Mgmt | For | For | For | ||
4 | Elect Bruce M. Thompson | Mgmt | For | For | For | ||
5 | Elect Nigel P. Lingwood | Mgmt | For | For | For | ||
6 | Elect Charles Packshaw | Mgmt | For | For | For | ||
7 | Elect Andrew P. Smith | Mgmt | For | For | For | ||
8 | Elect Anne Thorburn | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Essentra Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESNT | CINS G3198T105 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Mary Reilly | Mgmt | For | For | For | ||
6 | Elect Ralf K. Wunderlich | Mgmt | For | For | For | ||
7 | Elect Paul J. Lester | Mgmt | For | For | For | ||
8 | Elect Paul Forman | Mgmt | For | For | For | ||
9 | Elect Stefan Schellinger | Mgmt | For | For | For | ||
10 | Elect Tommy Breen | Mgmt | For | For | For | ||
11 | Elect Lorraine Trainer | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Fukushima Industries Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6420 | CINS J16034100 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Gocompare.com Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOCO | CINS G4022E108 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Joe K. Hurd | Mgmt | For | For | For | ||
5 | Elect Ashley Steel | Mgmt | For | For | For | ||
6 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | ||
7 | Elect Matthew Crummack | Mgmt | For | For | For | ||
8 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | ||
9 | Elect Adrian Webb | Mgmt | For | For | For | ||
10 | Elect Sir Peter Wood | Mgmt | For | For | For | ||
11 | Elect Nick Wrighton | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Greencore Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GNC | CINS G40866124 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect P. Gary Kennedy | Mgmt | For | For | For | ||
4 | Elect Patrick F. Coveney | Mgmt | For | For | For | ||
5 | Elect Eoin Tonge | Mgmt | For | For | For | ||
6 | Elect Sly Bailey | Mgmt | For | For | For | ||
7 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
8 | Elect John Moloney | Mgmt | For | For | For | ||
9 | Elect Kevin F. O'Malley | Mgmt | For | For | For | ||
10 | Elect Thomas Sampson | Mgmt | For | For | For | ||
11 | Elect John A. Warren | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Scrip Dividend | Mgmt | For | For | For | ||
20 | Amendments to Articles | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Haw Par Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
H02 | CINS V42666103 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect WEE Ee Lim | Mgmt | For | For | For | ||
5 | Elect CHEW Kia Ngee | Mgmt | For | For | For | ||
6 | Elect Peter SIM Swee Yam | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
Haw Par Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
H02 | CINS V42666103 | 08/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Singapore | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Disposal | Mgmt | For | For | For | ||
Ichigo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2337 | CINS J2382Y109 | 05/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect Scott Callon | Mgmt | For | For | For | ||
4 | Elect Takuma Hasegawa | Mgmt | For | Against | Against | ||
5 | Elect Minoru Ishihara | Mgmt | For | For | For | ||
6 | Elect Tetsuya Fujita | Mgmt | For | For | For | ||
7 | Elect Noriko Kawate | Mgmt | For | For | For | ||
8 | Elect Yukio Suzuki | Mgmt | For | For | For | ||
9 | Elect Masatoshi Matsuzaki | Mgmt | For | For | For | ||
10 | Elect Kohsuke Nishimoto | Mgmt | For | Against | Against | ||
11 | Elect Nobuhide Nakaido | Mgmt | For | For | For | ||
Indutrade AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INDT | CINS W4939U106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Accounts and Reports | Mgmt | For | For | For | ||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
15 | Dividend Record Date | Mgmt | For | For | For | ||
16 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Board Size; Number of Auditors | Mgmt | For | For | For | ||
19 | Directors and Auditors' Fees | Mgmt | For | For | For | ||
20 | Election of Directors | Mgmt | For | For | For | ||
21 | Appointment of Auditor | Mgmt | For | For | For | ||
22 | Compensation Guidelines | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 01/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Elect Stephanie D. Miller to the Management Board | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Elect L.Y. Assant to the Supervisory Board | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Intertrust NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTER | CINS N4584R101 | 10/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Elect Henk Pieter van Asselt to the Management Board | Mgmt | For | For | For | ||
3 | Elect Paul James Willing | Mgmt | For | Against | Against | ||
4 | Elect Charlotte Emily Lambkin | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Jenoptik AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JEN | CINS D3721X105 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
10 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | ||
11 | Amendments to Articles Regarding Usage of Technology and General Meeting Chair | Mgmt | For | For | For | ||
12 | Amendments to Articles Regarding Composition of Management Board | Mgmt | For | For | For | ||
13 | Amendments to Articles Regarding Precedence of Procedural Rules and Convocation of Supervisory Board Meetings | Mgmt | For | For | For | ||
14 | Amendments to Articles Regarding Renumbering of an Article | Mgmt | For | For | For | ||
15 | Amendments to Articles Regarding Removal of Legal References | Mgmt | For | For | For | ||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
Johnson Service Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JSG | CINS G51576125 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Paul S. Moody | Mgmt | For | For | For | ||
5 | Elect Christopher Sander | Mgmt | For | For | For | ||
6 | Elect Yvonne Monaghan | Mgmt | For | For | For | ||
7 | Elect William M.F.C. Shannon | Mgmt | For | For | For | ||
8 | Elect Nick Gregg | Mgmt | For | For | For | ||
9 | Elect Peter Egan | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | 2018 Long Term Incentive Plan | Mgmt | For | For | For | ||
17 | 2018 SAYE Scheme | Mgmt | For | For | For | ||
Kardex AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KAR | CINS H44577189 | 04/12/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Compensation Report | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits | Mgmt | For | TNA | N/A | ||
4 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Elect Philipp Buhofer | Mgmt | For | TNA | N/A | ||
7 | Elect Jakob Bleiker | Mgmt | For | TNA | N/A | ||
8 | Elect Ulrich Looser | Mgmt | For | TNA | N/A | ||
9 | Elect Felix A. Thöni | Mgmt | For | TNA | N/A | ||
10 | Elect Walter T. Vogel | Mgmt | For | TNA | N/A | ||
11 | Appoint Philipp Buhofer as Board Chair | Mgmt | For | TNA | N/A | ||
12 | Elect Ulrich Looser as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
13 | Elect Felix A. Thöni as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
14 | Elect Walter T. Vogel as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
15 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
17 | Board Compensation | Mgmt | For | TNA | N/A | ||
18 | Executive Compensation | Mgmt | For | TNA | N/A | ||
19 | Amendments to Articles | Mgmt | For | TNA | N/A | ||
Kemira Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRA1V | CINS X44073108 | 03/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Board, Deputy CEO, and CEO Acts | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Election of Directors; Board Size | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
Kinaxis Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KXS | CUSIP 49448Q109 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas Colbeth | Mgmt | For | For | For | ||
1.2 | Elect John (Ian) Giffen | Mgmt | For | For | For | ||
1.3 | Elect Angel Mendez | Mgmt | For | For | For | ||
1.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
1.5 | Elect Robert Courteau | Mgmt | For | For | For | ||
1.6 | Elect John Sicard | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
Komax Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KOMN | CINS H4614U113 | 04/19/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
5 | Elect Beat Kalin as Board Chair | Mgmt | For | TNA | N/A | ||
6 | Elect David Dean | Mgmt | For | TNA | N/A | ||
7 | Elect Andreas Haberli | Mgmt | For | TNA | N/A | ||
8 | Elect Kurt Haerri | Mgmt | For | TNA | N/A | ||
9 | Elect Daniel Hirschi | Mgmt | For | TNA | N/A | ||
10 | Elect Roland Siegwart | Mgmt | For | TNA | N/A | ||
11 | Elect Andreas Haberli as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
12 | Elect Beat Kalin as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
13 | Elect Roland Siegwart as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
16 | Compensation Report | Mgmt | For | TNA | N/A | ||
17 | Board Compensation | Mgmt | For | TNA | N/A | ||
18 | Executive Compensation | Mgmt | For | TNA | N/A | ||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
NIB Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NHF | CINS Q67889107 | 11/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Mgmt | For | For | For | ||
3 | Re-elect Lee Ausburn | Mgmt | For | For | For | ||
4 | Re-elect Christine F. McLoughlin | Mgmt | For | For | For | ||
5 | Elect Anne J. Loveridge | Mgmt | For | For | For | ||
6 | Equity Grant (MD/CEO Mark Fitzgibbon) | Mgmt | For | For | For | ||
7 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
8 | Amendments to Constitution | Mgmt | For | For | For | ||
Nihon Parkerizing Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4095 | CINS J55096101 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Kazuichi Satomi | Mgmt | For | Against | Against | ||
3 | Elect Kentaroh Satoh | Mgmt | For | For | For | ||
4 | Elect Tatsuya Araki | Mgmt | For | For | For | ||
5 | Elect Masataka Watanabe | Mgmt | For | For | For | ||
6 | Elect Yasuo Satomi | Mgmt | For | For | For | ||
7 | Elect Hayato Hosogane | Mgmt | For | For | For | ||
8 | Elect Hiroyasu Tamura | Mgmt | For | For | For | ||
9 | Elect Yasunobu Onooka | Mgmt | For | For | For | ||
10 | Elect Masayuki Yoshida | Mgmt | For | Against | Against | ||
Noah Holdings Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOAH | CUSIP 65487X102 | 12/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | 2017 Share Incentive Plan | Mgmt | For | Against | Against | ||
Nohmi Bosai Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6744 | CINS J58966102 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Takeshi Hashizume | Mgmt | For | Against | Against | ||
3 | Elect Tatsunori Itoh | Mgmt | For | For | For | ||
4 | Elect Jun Uchiyama | Mgmt | For | For | For | ||
5 | Elect Nobuyuki Ichikawa | Mgmt | For | For | For | ||
6 | Elect Takeshi Okamura | Mgmt | For | For | For | ||
7 | Elect Hiroshi Takeuchi | Mgmt | For | For | For | ||
8 | Elect Masahiro Hasegawa | Mgmt | For | For | For | ||
9 | Elect Shin Shiotani | Mgmt | For | For | For | ||
10 | Elect Hiroyuki Fushimi | Mgmt | For | Against | Against | ||
11 | Elect Tatsuya Izumida | Mgmt | For | Against | Against | ||
12 | Elect Kensuke Shindoh | Mgmt | For | Against | Against | ||
13 | Elect Keiji Kageyama | Mgmt | For | For | For | ||
14 | Elect Naoto Sakaguchi | Mgmt | For | For | For | ||
15 | Elect Takahito Yaguchi | Mgmt | For | For | For | ||
16 | Elect Yasuo Ariga | Mgmt | For | For | For | ||
17 | Elect Yuji Hara | Mgmt | For | For | For | ||
18 | Elect Yuichi Sugiyama | Mgmt | For | For | For | ||
19 | Elect Hisato Miura | Mgmt | For | For | For | ||
20 | Elect Shinya Ikeda | Mgmt | For | Against | Against | ||
21 | Elect Kazuto Yamamoto | Mgmt | For | Against | Against | ||
22 | Elect Tohjiro Ishii as Statutory Auditor | Mgmt | For | Against | Against | ||
23 | Retirement and Special Allowances for Directors and Statutory Auditors | Mgmt | For | Against | Against | ||
Okamoto Industries Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
5122 | CINS J60428109 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | ||
3 | Elect Yoshiyuki Okamoto | Mgmt | For | Against | Against | ||
4 | Elect Toshio Tamura | Mgmt | For | For | For | ||
5 | Elect Akifumi Yaguchi | Mgmt | For | For | For | ||
6 | Elect Keiji Ikeda | Mgmt | For | For | For | ||
7 | Elect Kunihiko Okamoto | Mgmt | For | For | For | ||
8 | Elect Hiroshi Takashima | Mgmt | For | For | For | ||
9 | Elect Masaru Okamoto | Mgmt | For | For | For | ||
10 | Elect Yohichi Tsuchiya | Mgmt | For | For | For | ||
11 | Elect Kenji Tanaka | Mgmt | For | For | For | ||
12 | Elect Satoshi Kawamura | Mgmt | For | For | For | ||
13 | Elect Tetsuo Nodera | Mgmt | For | For | For | ||
14 | Elect Keita Takahashi | Mgmt | For | For | For | ||
15 | Elect Yuji Tanaka | Mgmt | For | Against | Against | ||
16 | Elect Akihiko Fukuda | Mgmt | For | For | For | ||
17 | Elect Mitsue Aizawa | Mgmt | For | Against | Against | ||
18 | Elect Mamoru Arisaka | Mgmt | For | Against | Against | ||
19 | Elect Yoshimi Fukazawa | Mgmt | For | For | For | ||
20 | Elect Mitsuo Arai | Mgmt | For | For | For | ||
21 | Elect Yuji Taniguchi | Mgmt | For | Against | Against | ||
22 | Elect Akio Shinomiya | Mgmt | For | Against | Against | ||
Prestige International Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4290 | CINS J6401L105 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect Shinichi Tamagami | Mgmt | For | Against | Against | ||
4 | Elect Hiroshi Sekine | Mgmt | For | For | For | ||
5 | Elect Mayumi Suzuki | Mgmt | For | For | For | ||
6 | Elect Naoko Ohmukai | Mgmt | For | Against | Against | ||
7 | Elect Shiroh Hayashi | Mgmt | For | For | For | ||
8 | Equity Compensation Plan | Mgmt | For | For | For | ||
Refresco Group N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RFRG | CINS N73488103 | 03/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Sale of Assets | Mgmt | For | For | For | ||
4 | Liquidation of the Company | Mgmt | For | For | For | ||
5 | Conversion of Legal Form | Mgmt | For | For | For | ||
6 | Elect Jim Pittman | Mgmt | For | For | For | ||
7 | Elect Julian Remedios | Mgmt | For | For | For | ||
8 | Elect Frederic Stevenin | Mgmt | For | For | For | ||
9 | Elect Nicolas Brugere | Mgmt | For | For | For | ||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Refresco Group N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RFRG | CINS N73488103 | 09/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Acquisition | Mgmt | For | For | For | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Relo Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8876 | CINS J6436W118 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Masanori Sasada | Mgmt | For | For | For | ||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | ||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | ||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | ||
5 | Elect Yasuji Shimizu | Mgmt | For | For | For | ||
6 | Elect Takeshi Kawano | Mgmt | For | For | For | ||
7 | Elect Takashi Ohnogi | Mgmt | For | For | For | ||
8 | Elect Kazuya Udagawa | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
Restore Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RST | CINS G59198112 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin Towers | Mgmt | For | For | For | ||
Restore Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RST | CINS G59198112 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
4 | Elect Sharon Baylay | Mgmt | For | For | For | ||
5 | Elect Charles Skinner | Mgmt | For | For | For | ||
6 | Elect James Wilde | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
RPS Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RPS | CINS G7701P104 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect John Douglas | Mgmt | For | For | For | ||
5 | Elect Alison Bainbridge | Mgmt | For | For | For | ||
6 | Elect Liz Peace | Mgmt | For | For | For | ||
7 | Elect Ken Lever | Mgmt | For | For | For | ||
8 | Elect Robert Miller-Bakewell | Mgmt | For | For | For | ||
9 | Elect Gary Young | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
SAF Holland SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SFQ | CINS L7999A102 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Presentation of Management Reports | Mgmt | For | For | For | ||
2 | Presentation of Auditor's Reports | Mgmt | For | For | For | ||
3 | Approval of the Financial Statements | Mgmt | For | For | For | ||
4 | Approval of the Consolidated Financial Statements | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
Sato Holdings Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6287 | CINS J69682102 | 06/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Ryutaroh Kotaki | Mgmt | For | For | For | ||
4 | Elect Kohichi Nishida | Mgmt | For | For | For | ||
5 | Elect Ikuo Dobashi | Mgmt | For | For | For | ||
6 | Elect Tatsuo Narumi | Mgmt | For | For | For | ||
7 | Elect Yohichi Abe | Mgmt | For | For | For | ||
8 | Elect Ken Suzuki | Mgmt | For | Against | Against | ||
9 | Elect Yuko Tanaka | Mgmt | For | For | For | ||
10 | Elect Ryohji Itoh | Mgmt | For | For | For | ||
11 | Elect Mitsuaki Shimaguchi | Mgmt | For | For | For | ||
12 | Elect Hideo Yamada | Mgmt | For | For | For | ||
13 | Elect Chieko Matsuda | Mgmt | For | For | For | ||
14 | Elect Nobuhiro Yokoi as Statutory Auditor | Mgmt | For | Against | Against | ||
Sbanken ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBANK | CINS R7565B108 | 04/27/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | ||
5 | Agenda | Mgmt | For | TNA | N/A | ||
6 | Minutes | Mgmt | For | TNA | N/A | ||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||
10 | Nomination Committee Fees | Mgmt | For | TNA | N/A | ||
11 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
13 | Elect Tom Jovik | Mgmt | For | TNA | N/A | ||
14 | Elect Susanne Munch Thore | Mgmt | For | TNA | N/A | ||
15 | Elect August Baumann | Mgmt | For | TNA | N/A | ||
16 | Elect Hugo Maurstad | Mgmt | For | TNA | N/A | ||
17 | Elect Cathrine Klouman | Mgmt | For | TNA | N/A | ||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||
19 | Authority to Issue Subordinated Debt | Mgmt | For | TNA | N/A | ||
20 | Authority to Issue Perpetual Hybrid Capital | Mgmt | For | TNA | N/A | ||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||
Schoeller-Bleckmann Oilfield Equipment AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBO | CINS A7362J104 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Austria | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
6 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Elect Sonja Zimmermann to the Supervisory Board | Mgmt | For | For | For | ||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Schouw & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHO | CINS K86111166 | 04/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Jørn Ankær Thomsen | Mgmt | For | Against | Against | ||
4 | Elect Kenneth Skov Eskildsen | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
Sho-Bond Holdings Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1414 | CINS J7447D107 | 09/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sohshi Fujii | Mgmt | For | For | For | ||
4 | Elect Tatsuya Kishimoto | Mgmt | For | For | For | ||
5 | Elect Kohyoh Takeo | Mgmt | For | For | For | ||
6 | Elect Shunya Tohjoh | Mgmt | For | For | For | ||
7 | Elect Masayuki Yamaguchi | Mgmt | For | For | For | ||
8 | Elect Shigeaki Suzuki | Mgmt | For | For | For | ||
9 | Elect Akira Hongoh | Mgmt | For | For | For | ||
10 | Elect Satoru Miura | Mgmt | For | For | For | ||
11 | Elect Reiko Kuwano | Mgmt | For | For | For | ||
SHOEI Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7839 | CINS J74530114 | 12/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Kenichiroh Ishida | Mgmt | For | For | For | ||
5 | Elect Masayuki Tsurumi | Mgmt | For | For | For | ||
6 | Elect Shintaroh Ohno | Mgmt | For | For | For | ||
7 | Elect Kyohsuke Shimizu | Mgmt | For | For | For | ||
SimCorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIM | CINS K8851Q129 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Jesper Brandgaard | Mgmt | For | For | For | ||
4 | Elect Peter Schütze | Mgmt | For | For | For | ||
5 | Elect Hervé Couturier | Mgmt | For | For | For | ||
6 | Elect Simon Jeffreys | Mgmt | For | For | For | ||
7 | Elect Adam Warby | Mgmt | For | For | For | ||
8 | Elect Joan A Binstock | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
11 | Amendments to Articles Regarding Board Size | Mgmt | For | Against | Against | ||
12 | Amendments to Articles Regarding Retirement Age | Mgmt | For | For | For | ||
13 | Remuneration Guidelines | Mgmt | For | For | For | ||
14 | Directors' Fees | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
SimCorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIM | CINS K8851Q129 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Cancellation of Shares | Mgmt | For | For | For | ||
5 | Amendment to Articles Regarding Board Size | Mgmt | For | Against | Against | ||
6 | Amendment to Articles Regarding Abolishment of Mandatory Retirement Age | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
SimCorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIM | CINS K8851Q129 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
5 | Amendments to Articles Regarding Board Size | Mgmt | For | Against | Against | ||
6 | Amendments to Articles Regarding Removal of Mandatory Retirement Age | Mgmt | For | For | For | ||
7 | Elect Morten Hubbe | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Skandiabanken ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SKBN | CINS R45481109 | 09/14/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Special | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | ||
5 | Agenda | Mgmt | For | TNA | N/A | ||
6 | Minutes | Mgmt | For | TNA | N/A | ||
7 | Amendments to Articles Regarding Company Name | Mgmt | For | TNA | N/A | ||
8 | Amendments to Nomination Committee Instructions | Mgmt | For | TNA | N/A | ||
9 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
SpeedCast International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SDA | CINS Q86164102 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Mgmt | For | For | For | ||
3 | Re-elect Grant S. Ferguson | Mgmt | For | For | For | ||
4 | Re-elect Michael M. Malone | Mgmt | For | For | For | ||
5 | Elect Caroline van Scheltinga | Mgmt | For | For | For | ||
6 | Equity Grant (MD/CEO Pierre-Jean Beylier) | Mgmt | For | For | For | ||
7 | Approve Termination Payments | Mgmt | For | For | For | ||
Stabilus S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STM | CINS L8750H104 | 02/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Election of Directors | Mgmt | For | For | For | ||
10 | Elect Dirk Linzmeier to the Supervisory Board | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
Steadfast Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SDF | CINS Q8744R106 | 10/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | REMUNERATION REPORT | Mgmt | For | For | For | ||
3 | Equity Grant (MD/CEO Robert Kelly) | Mgmt | For | For | For | ||
4 | Increase in NEDs' Fees Cap | Mgmt | For | For | For | ||
5 | Re-elect Frank O'Halloran | Mgmt | For | For | For | ||
6 | Re-elect Phillip Purcell | Mgmt | For | For | For | ||
Sun Frontier Fudosan Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8934 | CINS J7808L102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect Tomoaki Horiguchi | Mgmt | For | For | For | ||
4 | Elect Kiyokazu Saitoh | Mgmt | For | For | For | ||
5 | Elect Izumi Nakamura | Mgmt | For | For | For | ||
6 | Elect Yasushi Yamada | Mgmt | For | For | For | ||
7 | Elect Toshio Takahara | Mgmt | For | For | For | ||
8 | Elect Yukitoshi Kubo | Mgmt | For | For | For | ||
9 | Elect Kohichi Moriya as Statutory Auditor | Mgmt | For | For | For | ||
10 | Elect Fumio Tsuchiya as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||
11 | Equity Compensation Plan | Mgmt | For | For | For | ||
Sweco AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWECA | CINS W9421X112 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
15 | Board Size; Number of Auditors | Mgmt | For | For | For | ||
16 | Directors' and Auditors' Fees | Mgmt | For | For | For | ||
17 | Election of Directors | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Remuneration Guidelines | Mgmt | For | For | For | ||
20 | Share Bonus Scheme 2018 | Mgmt | For | For | For | ||
21 | Share Saving Scheme 2018 | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Sell off Shares in Subsidiary Mecaplan | Mgmt | For | Abstain | Against | ||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Sydbank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYDB | CINS K9419V113 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Sydbank A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYDB | CINS K9419V113 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Robin Feddern | Mgmt | For | For | For | ||
9 | Elect Per Nordvig Nielsen | Mgmt | For | For | For | ||
10 | Elect Tine Seehausen | Mgmt | For | For | For | ||
11 | Elect Lars Mikkelgaard-Jensen | Mgmt | For | For | For | ||
12 | Elect Hardy Petersen | Mgmt | For | For | For | ||
13 | Elect Jon Stefansson | Mgmt | For | For | For | ||
14 | Elect Michael Grosbøl | Mgmt | For | For | For | ||
15 | Elect Lars Gantzel Pedersen | Mgmt | For | For | For | ||
16 | Elect Lars Andersen | Mgmt | For | For | For | ||
17 | Elect Jacob Chr. Nielsen | Mgmt | For | For | For | ||
18 | Elect Jens Iwer Petersen | Mgmt | For | For | For | ||
19 | Elect Michael Torp Sangild | Mgmt | For | For | For | ||
20 | Elect Susanne Schou | Mgmt | For | For | For | ||
21 | Elect Otto Christensen | Mgmt | For | For | For | ||
22 | Elect Jan Christensen | Mgmt | For | For | For | ||
23 | Appointment of Auditor | Mgmt | For | For | For | ||
24 | Authority to Cancel Shares | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Tecan Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TECN | CINS H84774167 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
6 | Compensation Report | Mgmt | For | For | For | ||
7 | Board Compensation | Mgmt | For | For | For | ||
8 | Executive Compensation | Mgmt | For | For | For | ||
9 | Increase in Authorised Capital | Mgmt | For | For | For | ||
10 | Elect Heinrich Fischer | Mgmt | For | For | For | ||
11 | Elect Oliver S. Fetzer | Mgmt | For | For | For | ||
12 | Elect Lars Holmqvist | Mgmt | For | For | For | ||
13 | Elect Karen Hubscher | Mgmt | For | For | For | ||
14 | Elect Christa Kreuzburg | Mgmt | For | For | For | ||
15 | Elect Lukas Braunschweiler | Mgmt | For | For | For | ||
16 | Elect Daniel R. Marshak | Mgmt | For | For | For | ||
17 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | For | For | ||
18 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | For | For | ||
19 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | For | For | ||
20 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Thule Group AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
THULE | CINS W9T18N112 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Accounts and Reports | Mgmt | For | For | For | ||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
18 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
19 | Board Size | Mgmt | For | For | For | ||
20 | Directors' Fees | Mgmt | For | For | For | ||
21 | Election of Directors | Mgmt | For | For | For | ||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
23 | Appointment of Auditor | Mgmt | For | For | For | ||
24 | Remuneration Guidelines | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Trigano | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRI | CINS F93488108 | 01/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Supervisory Board Fees | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Remuneration Policy (Chair of the Management Board) | Mgmt | For | Against | Against | ||
12 | Remuneration Policy (General Managers) | Mgmt | For | Against | Against | ||
13 | Remuneration Policy (Management Board Members) | Mgmt | For | Against | Against | ||
14 | Remuneration Policy (Supervisory Board Members) | Mgmt | For | Against | Against | ||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
16 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
17 | Approval to Amend the Article Regarding Employee Representatives | Mgmt | For | For | For | ||
18 | Amendment Regarding Employee Representatives | Mgmt | For | For | For | ||
Trigano | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRI | CINS F93488108 | 07/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Amendment to Authority to Repurchase Shares | Mgmt | For | For | For | ||
6 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
u-blox Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UBXN | CINS H89210100 | 04/24/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits | Mgmt | For | TNA | N/A | ||
4 | Dividends from Reserves | Mgmt | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
6 | Increase in Conditional Capital for Employee Share Purchase Plan | Mgmt | For | TNA | N/A | ||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | ||
8 | Elect Andre Muller as Board Chair | Mgmt | For | TNA | N/A | ||
9 | Elect Paul van Iseghem | Mgmt | For | TNA | N/A | ||
10 | Elect Gerhard Troster | Mgmt | For | TNA | N/A | ||
11 | Elect Gina Domanig | Mgmt | For | TNA | N/A | ||
12 | Elect Thomas Seiler | Mgmt | For | TNA | N/A | ||
13 | Elect Jean-Pierre Wyss | Mgmt | For | TNA | N/A | ||
14 | Elect Ulrich Looser | Mgmt | For | TNA | N/A | ||
15 | Elect Gerhard Troster as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
16 | Elect Gina Domanig as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | ||
17 | Board Compensation (Advisory) | Mgmt | For | TNA | N/A | ||
18 | Executive Compensation (Advisory) | Mgmt | For | TNA | N/A | ||
19 | Board Compensation (Binding) | Mgmt | For | TNA | N/A | ||
20 | Executive Compensation (Binding) | Mgmt | For | TNA | N/A | ||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Virbac SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VIRP | CINS F97900116 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Non Tax-Deductible Expenses; Ratification of Management Acts | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Ratification the Cooption of Pierre Madelpuech | Mgmt | For | Against | Against | ||
10 | Elect Pierre Madelpuech | Mgmt | For | Against | Against | ||
11 | Ratification the Cooption of Solene Madelpuech | Mgmt | For | For | For | ||
12 | Ratification of Co-option of Grita Loebsack (Galix Conseils) | Mgmt | For | For | For | ||
13 | Elect Grita Loebsack (Galix Conseils) | Mgmt | For | For | For | ||
14 | Elect Xavier Yon Consulting Unipessoal Lda as Censor | Mgmt | For | Against | Against | ||
15 | Retirement Benefits of Sebastien Huron, Chair of the Management Board | Mgmt | For | For | For | ||
16 | Severance Agreement of Sebastien Huron, Chair of the Management Board | Mgmt | For | Against | Against | ||
17 | Retirement Benefits of Christian Karst, Member of the Management Board | Mgmt | For | For | For | ||
18 | Severance Agreement of Christian Karst, Member of the Management Board | Mgmt | For | Against | Against | ||
19 | Retirement Benefits of Jean-Pierre Dick, Member of the Management Board | Mgmt | For | For | For | ||
20 | Retirement Benefits of Habib Ramdani, Member of the Management Board | Mgmt | For | For | For | ||
21 | Remuneration of Marie-Helene Dick, Chair of the Supervisory Board | Mgmt | For | For | For | ||
22 | Remuneration of Eric Maree, former Chair of the Management Board | Mgmt | For | Against | Against | ||
23 | Remuneration of the Management Board | Mgmt | For | Against | Against | ||
24 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | ||
25 | Remuneration Policy (Management Board) | Mgmt | For | Against | Against | ||
26 | Supervisory Board Fees | Mgmt | For | For | For | ||
27 | Authoirty to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
29 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | ||
30 | Amendment Regarding Employee Representatives | Mgmt | For | For | For | ||
31 | Amendment Regarding Management Board Age Limits | Mgmt | For | Against | Against | ||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Virgin Money Holdings (UK) Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VM | CINS G93656109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Irene Mitchell Dorner | Mgmt | For | For | For | ||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | ||
5 | Elect Peter Bole | Mgmt | For | For | For | ||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | ||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | ||
8 | Elect Geeta Gopalan | Mgmt | For | For | For | ||
9 | Elect Eva Eisenschimmel | Mgmt | For | For | For | ||
10 | Elect Darren Pope | Mgmt | For | For | For | ||
11 | Elect Amy Stirling | Mgmt | For | For | For | ||
12 | Elect Patrick McCall | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Issue Tier 1 securities w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Tier 1 securities w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Volution Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FAN | CINS G93824103 | 12/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Peter J. Hill | Mgmt | For | For | For | ||
6 | Elect Ian Dew | Mgmt | For | For | For | ||
7 | Elect Ronnie George | Mgmt | For | For | For | ||
8 | Elect Paul Hollingworth | Mgmt | For | For | For | ||
9 | Elect Anthony Reading | Mgmt | For | For | For | ||
10 | Elect Claire Tiney | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Sharesave Scheme | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
VZ Holdings | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZN | CINS H9239A103 | 04/10/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||
4 | Elect Fred Kindle as Board Chair | Mgmt | For | TNA | N/A | ||
5 | Elect Roland Iff | Mgmt | For | TNA | N/A | ||
6 | Elect Albrecht Langhart | Mgmt | For | TNA | N/A | ||
7 | Elect Roland Ledergerber | Mgmt | For | TNA | N/A | ||
8 | Elect Olivier de Perregaux | Mgmt | For | TNA | N/A | ||
9 | Elect Fred Kindle as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
10 | Elect Roland Ledergerber as Compensation Committee Member | Mgmt | For | TNA | N/A | ||
11 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
13 | Board Compensation | Mgmt | For | TNA | N/A | ||
14 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | ||
15 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | ||
Washtec Ag | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSU | CINS D9545B104 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Elect Gunter Blaschke | Mgmt | For | For | For | ||
11 | Elect Ulrich Bellgardt | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Introduction of Long-Term Incentive Plan for the Supervisory Board | ShrHoldr | N/A | Against | N/A | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Intrinsic Value Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Acadia Healthcare Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACHC | CUSIP 00404A109 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect E. Perot Bissell | Mgmt | For | For | For | ||
2 | Elect Vicky B. Gregg | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Accuray Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARAY | CUSIP 004397105 | 11/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | ||
2 | Elect Dennis L. Winger | Mgmt | For | For | For | ||
3 | Elect Jack Goldstein | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Actuant Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATU | CUSIP 00508X203 | 01/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Randal W. Baker | Mgmt | For | For | For | ||
1.2 | Elect Gurminder S. Bedi | Mgmt | For | For | For | ||
1.3 | Elect Danny l. Cunningham | Mgmt | For | For | For | ||
1.4 | Elect E. James Ferland | Mgmt | For | For | For | ||
1.5 | Elect Richard D. Holder | Mgmt | For | For | For | ||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Robert A. Peterson | Mgmt | For | For | For | ||
1.8 | Elect Holly A. Van Deursen | Mgmt | For | For | For | ||
1.9 | Elect Dennis K. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Acxiom Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACXM | CUSIP 005125109 | 08/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy R. Cadogan | Mgmt | For | For | For | ||
2 | Elect William T. Dillard, II | Mgmt | For | Against | Against | ||
3 | Elect Scott E. Howe | Mgmt | For | For | For | ||
4 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
AeroVironment, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVAV | CUSIP 008073108 | 09/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catharine Merigold | Mgmt | For | For | For | ||
1.2 | Elect Wahid Nawabi | Mgmt | For | For | For | ||
1.3 | Elect Stephen F. Page | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Allscripts Healthcare Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDRX | CUSIP 01988P108 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mara G. Aspinall | Mgmt | For | For | For | ||
2 | Elect Paul M. Black | Mgmt | For | For | For | ||
3 | Elect Greg Garrison | Mgmt | For | For | For | ||
4 | Elect Jonathan J. Judge | Mgmt | For | For | For | ||
5 | Elect Michael A. Klayko | Mgmt | For | For | For | ||
6 | Elect Yancey L. Spruill | Mgmt | For | For | For | ||
7 | Elect Dave B. Stevens | Mgmt | For | For | For | ||
8 | Elect David D. Stevens | Mgmt | For | For | For | ||
9 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Analogic Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALOG | CUSIP 032657207 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Analogic Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALOG | CUSIP 032657207 | 12/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bernard C. Bailey | Mgmt | For | For | For | ||
2 | Elect Jeffrey P. Black | Mgmt | For | For | For | ||
3 | Elect James J. Judge | Mgmt | For | For | For | ||
4 | Elect Michael T. Modic | Mgmt | For | For | For | ||
5 | Elect Stephen A. Odland | Mgmt | For | For | For | ||
6 | Elect Fred B. Parks | Mgmt | For | For | For | ||
7 | Elect Joseph E. Whitters | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
ARRIS International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARRS | CUSIP G0551A103 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew M. Barron | Mgmt | For | For | For | ||
2 | Elect J. Timothy Bryan | Mgmt | For | For | For | ||
3 | Elect James A. Chiddix | Mgmt | For | For | For | ||
4 | Elect Andrew T. Heller | Mgmt | For | For | For | ||
5 | Elect KIM Jeong | Mgmt | For | For | For | ||
6 | Elect Bruce McClelland | Mgmt | For | For | For | ||
7 | Elect Robert J. Stanzione | Mgmt | For | For | For | ||
8 | Elect Doreen A. Toben | Mgmt | For | For | For | ||
9 | Elect Debora J. Wilson | Mgmt | For | For | For | ||
10 | Elect David A. Woodle | Mgmt | For | For | For | ||
11 | Accounts and Reports | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Ratification of UK Statutory Auditor | Mgmt | For | For | For | ||
14 | Authority to Set UK Statutory Auditor's Fees | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | UK Remuneration Report (Advisory) | Mgmt | For | For | For | ||
Atlantic Power Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATP | CUSIP 04878Q863 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Irving R. Gerstein | Mgmt | For | For | For | ||
2 | Elect R. Foster Duncan | Mgmt | For | For | For | ||
3 | Elect Kevin T. Howell | Mgmt | For | For | For | ||
4 | Elect Gilbert S. Palter | Mgmt | For | For | For | ||
5 | Elect James J. Moore, Jr. | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
AtriCure, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATRC | CUSIP 04963C209 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | ||
1.2 | Elect Mark A. Collar | Mgmt | For | For | For | ||
1.3 | Elect Scott W. Drake | Mgmt | For | For | For | ||
1.4 | Elect Regina E. Groves | Mgmt | For | For | For | ||
1.5 | Elect B. Kristine Johnson | Mgmt | For | For | For | ||
1.6 | Elect Mark R. Lanning | Mgmt | For | For | For | ||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | ||
1.8 | Elect Robert S. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Avery Dennison Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVY | CUSIP 053611109 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
3 | Elect Peter K. Barker | Mgmt | For | For | For | ||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | ||
5 | Elect Ken Hicks | Mgmt | For | For | For | ||
6 | Elect Andres A. Lopez | Mgmt | For | For | For | ||
7 | Elect David Pyott | Mgmt | For | For | For | ||
8 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
10 | Elect Julia Stewart | Mgmt | For | For | For | ||
11 | Elect Martha Sullivan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Avis Budget Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAR | CUSIP 053774105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry D. De Shon | Mgmt | For | For | For | ||
1.2 | Elect Brian J. Choi | Mgmt | For | For | For | ||
1.3 | Elect Mary C. Choksi | Mgmt | For | For | For | ||
1.4 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Jeffrey H. Fox | Mgmt | For | Withhold | Against | ||
1.6 | Elect Lynn Krominga | Mgmt | For | For | For | ||
1.7 | Elect Glenn Lurie | Mgmt | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.9 | Elect Jagdeep Pahwa | Mgmt | For | For | For | ||
1.10 | Elect F. Robert Salerno | Mgmt | For | For | For | ||
1.11 | Elect Fancis J. Shammo | Mgmt | For | For | For | ||
1.12 | Elect Carl Sparks | Mgmt | For | For | For | ||
1.13 | Elect Sanoke Viswanathan | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Babcock & Wilcox Enterprises Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BW | CUSIP 05614L100 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||
2 | Elect Thomas A Christopher | Mgmt | For | For | For | ||
3 | Elect Brian R. Kahn | Mgmt | For | For | For | ||
4 | Elect Leslie C. Kass | Mgmt | For | For | For | ||
5 | Elect Thomas A. Christopher | Mgmt | For | For | For | ||
6 | Elect Brian R. Kahn | Mgmt | For | For | For | ||
7 | Elect Leslie C. Kass | Mgmt | For | For | For | ||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | ||
BankUnited Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKU | CUSIP 06652K103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John A. Kanas | Mgmt | For | For | For | ||
1.2 | Elect Rajinder P. Singh | Mgmt | For | For | For | ||
1.3 | Elect Tere Blanca | Mgmt | For | For | For | ||
1.4 | Elect Eugene F. DeMark | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Dowling | Mgmt | For | For | For | ||
1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For | ||
1.7 | Elect A. Gail Prudenti | Mgmt | For | For | For | ||
1.8 | Elect William S. Rubenstein | Mgmt | For | For | For | ||
1.9 | Elect Sanjiv Sobti, Ph.D. | Mgmt | For | For | For | ||
1.10 | Elect Lynne Wines | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
CEVA, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CEVA | CUSIP 157210105 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | ||
1.2 | Elect Zvi Limon | Mgmt | For | For | For | ||
1.3 | Elect Bruce A. Mann | Mgmt | For | For | For | ||
1.4 | Elect Maria Marced | Mgmt | For | For | For | ||
1.5 | Elect Peter McManamon | Mgmt | For | For | For | ||
1.6 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | ||
1.7 | Elect Louis Silver | Mgmt | For | For | For | ||
1.8 | Elect Gideon Wertheizer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Charles River Laboratories International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRL | CUSIP 159864107 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James C. Foster | Mgmt | For | For | For | ||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | ||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | ||
5 | Elect Martin Mackay | Mgmt | For | For | For | ||
6 | Elect Jean-Paul Mangeolle | Mgmt | For | For | For | ||
7 | Elect George E. Massaro | Mgmt | For | For | For | ||
8 | Elect George M. Milne, Jr. | Mgmt | For | Against | Against | ||
9 | Elect C. Richard Reese | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Richard F. Wallman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2018 Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Ciena Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIEN | CUSIP 171779309 | 04/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce L. Claflin | Mgmt | For | For | For | ||
2 | Elect Patrick Gallagher | Mgmt | For | For | For | ||
3 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
4 | Elect William D. Fathers | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Clean Harbors, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLH | CUSIP 184496107 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan S. McKim | Mgmt | For | For | For | ||
1.2 | Elect Rod Marlin | Mgmt | For | For | For | ||
1.3 | Elect John T. Preston | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Cleveland-Cliffs Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLF | CUSIP 185899101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John T. Baldwin | Mgmt | For | For | For | ||
1.2 | Elect Robert P. Fisher, Jr. | Mgmt | For | Withhold | Against | ||
1.3 | Elect C. Lourenco Goncalves | Mgmt | For | For | For | ||
1.4 | Elect Susan M. Green | Mgmt | For | For | For | ||
1.5 | Elect Joseph A. Rutkowski | Mgmt | For | Withhold | Against | ||
1.6 | Elect Eric M. Rychel | Mgmt | For | For | For | ||
1.7 | Elect Michael D. Siegal | Mgmt | For | For | For | ||
1.8 | Elect Gabriel Stoliar | Mgmt | For | Withhold | Against | ||
1.9 | Elect Douglas C. Taylor | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Conduent Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNDT | CUSIP 206787103 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul Galant | Mgmt | For | For | For | ||
2 | Elect Nicholas F. Graziano | Mgmt | For | For | For | ||
3 | Elect Joie Gregor | Mgmt | For | For | For | ||
4 | Elect Courtney R. Mather | Mgmt | For | For | For | ||
5 | Elect Michael Nevin | Mgmt | For | For | For | ||
6 | Elect Michael A. Nutter | Mgmt | For | For | For | ||
7 | Elect William G. Parrett | Mgmt | For | For | For | ||
8 | Elect Ashok Vemuri | Mgmt | For | For | For | ||
9 | Elect Virginia M. Wilson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CoreLogic Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLGX | CUSIP 21871D103 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. David Chatham | Mgmt | For | For | For | ||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | ||
3 | Elect John C. Dorman | Mgmt | For | For | For | ||
4 | Elect Paul F. Folino | Mgmt | For | For | For | ||
5 | Elect Frank D. Martell | Mgmt | For | For | For | ||
6 | Elect Claudia F. Munce | Mgmt | For | For | For | ||
7 | Elect Thomas C. O'Brien | Mgmt | For | For | For | ||
8 | Elect Vikrant Raina | Mgmt | For | For | For | ||
9 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | ||
10 | Elect David F. Walker | Mgmt | For | For | For | ||
11 | Elect Mary Lee Widener | Mgmt | For | For | For | ||
12 | Approval of the 2018 Performance Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Covanta Holding Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVA | CUSIP 22282E102 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David M. Barse | Mgmt | For | For | For | ||
1.2 | Elect Ronald J. Broglio | Mgmt | For | For | For | ||
1.3 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | ||
1.4 | Elect Linda J. Fisher | Mgmt | For | For | For | ||
1.5 | Elect Joseph M. Holsten | Mgmt | For | For | For | ||
1.6 | Elect Stephen J. Jones | Mgmt | For | For | For | ||
1.7 | Elect Danielle Pletka | Mgmt | For | For | For | ||
1.8 | Elect Michael W. Ranger | Mgmt | For | For | For | ||
1.9 | Elect Robert S. Silberman | Mgmt | For | Withhold | Against | ||
1.10 | Elect Jean Smith | Mgmt | For | For | For | ||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Covisint Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COVS | CUSIP 22357R103 | 07/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | Against | Against | ||
2 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||
Crocs, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CROX | CUSIP 227046109 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald L. Frasch | Mgmt | For | For | For | ||
1.2 | Elect Andrew Rees | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Crown Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCK | CUSIP 228368106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John W. Conway | Mgmt | For | For | For | ||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | ||
1.3 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | ||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | ||
1.5 | Elect Rose Lee | Mgmt | For | For | For | ||
1.6 | Elect William G. Little | Mgmt | For | For | For | ||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | ||
1.8 | Elect James H. Miller | Mgmt | For | For | For | ||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | ||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | ||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | ||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Cypress Semiconductor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CY | CUSIP 232806109 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||
2 | Elect Hassane El-Khoury | Mgmt | For | For | For | ||
3 | Elect Oh Chul Kwon | Mgmt | For | For | For | ||
4 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
5 | Elect Camillo Martino | Mgmt | For | For | For | ||
6 | Elect J. Daniel McCranie | Mgmt | For | For | For | ||
7 | Elect Jeffrey J. Owens | Mgmt | For | For | For | ||
8 | Elect Jeannine Sargent | Mgmt | For | For | For | ||
9 | Elect Michael S. Wishart | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Danaos Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAC | CUSIP Y1968P105 | 09/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect George Economou | Mgmt | For | Withhold | Against | ||
1.2 | Elect Iraklis Prokopakis | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Deckers Outdoor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DECK | CUSIP 243537107 | 12/14/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kirsten J. Feldman | ShrHoldr | N/A | TNA | N/A | ||
1.2 | Elect Steve Fuller | ShrHoldr | N/A | TNA | N/A | ||
1.3 | Elect Anne Waterman | ShrHoldr | N/A | TNA | N/A | ||
1.4 | Elect Mgmt. Nominee Michael F. Devine, III | Mgmt | N/A | TNA | N/A | ||
1.5 | Elect Mgmt. Nominee Nelson C. Chan | Mgmt | N/A | TNA | N/A | ||
1.6 | Elect Mgmt. Nominee David Powers | Mgmt | N/A | TNA | N/A | ||
1.7 | Elect Mgmt. Nominee James Quinn | Mgmt | N/A | TNA | N/A | ||
1.8 | Elect Mgmt. Nominee Lauri Shanahan | Mgmt | N/A | TNA | N/A | ||
1.9 | Elect Mgmt. Nominee Bonita C. Stewart | Mgmt | N/A | TNA | N/A | ||
2 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | ||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
5 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
Deckers Outdoor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DECK | CUSIP 243537107 | 12/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John M. Gibbons | Mgmt | For | For | For | ||
1.2 | Elect Karyn O. Barsa | Mgmt | For | For | For | ||
1.3 | Elect Nelson C. Chan | Mgmt | For | For | For | ||
1.4 | Elect Michael F. Devine, III | Mgmt | For | For | For | ||
1.5 | Elect John G. Perenchio | Mgmt | For | For | For | ||
1.6 | Elect David Powers | Mgmt | For | For | For | ||
1.7 | Elect James Quinn | Mgmt | For | For | For | ||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | ||
1.9 | Elect Bonita C. Stewart | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | ||
Diebold Nixdorf, Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DBD | CUSIP 253651103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Patrick W. Allender | Mgmt | For | For | For | ||
2 | Elect Phillip R. Cox | Mgmt | For | For | For | ||
3 | Elect Richard L. Crandall | Mgmt | For | For | For | ||
4 | Elect Alexander Dibelius | Mgmt | For | For | For | ||
5 | Elect Dieter Dusedau | Mgmt | For | For | For | ||
6 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | ||
7 | Elect Gary G. Greenfield | Mgmt | For | For | For | ||
8 | Elect Gerrard Schmid | Mgmt | For | For | For | ||
9 | Elect Rajesh K. Soin | Mgmt | For | For | For | ||
10 | Elect Alan J. Weber | Mgmt | For | For | For | ||
11 | Elect Jurgen Wunram | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2017 Equity and Performance Incentive Plan | Mgmt | For | For | For | ||
Dril-Quip, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRQ | CUSIP 262037104 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven L. Newman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Dynegy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DYN | CUSIP 26817R108 | 03/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Express, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPR | CUSIP 30219E103 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael F. Devine, III | Mgmt | For | For | For | ||
2 | Elect David G. Kornberg | Mgmt | For | For | For | ||
3 | Elect Mylle H. Mangum | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | ||
FireEye, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FEYE | CUSIP 31816Q101 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert E. Switz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Fluidigm Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLDM | CUSIP 34385P108 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerhard F. Burbach | Mgmt | For | For | For | ||
1.2 | Elect Carlos Paya | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Fluidigm Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLDM | CUSIP 34385P108 | 08/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patrick S. Jones | Mgmt | For | For | For | ||
1.2 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Approval of a One-Time Stock Option Exchange Program | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Forum Energy Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FET | CUSIP 34984V100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael M. McShane | Mgmt | For | For | For | ||
1.2 | Elect Terence M. O'Toole | Mgmt | For | For | For | ||
1.3 | Elect Louis A. Raspino | Mgmt | For | For | For | ||
1.4 | Elect John Schmitz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Haemonetics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAE | CUSIP 405024100 | 07/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher Simon | Mgmt | For | For | For | ||
1.2 | Elect Charles J. Dockendorff | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Hain Celestial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAIN | CUSIP 405217100 | 11/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Irwin D. Simon | Mgmt | For | For | For | ||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
3 | Elect Andrew R. Heyer | Mgmt | For | For | For | ||
4 | Elect R. Dean Hollis | Mgmt | For | For | For | ||
5 | Elect Shervin J. Korangy | Mgmt | For | For | For | ||
6 | Elect Roger Meltzer | Mgmt | For | For | For | ||
7 | Elect Adrianne Shapira | Mgmt | For | For | For | ||
8 | Elect Jack L. Sinclair | Mgmt | For | For | For | ||
9 | Elect Glenn W. Welling | Mgmt | For | For | For | ||
10 | Elect Dawn M. Zier | Mgmt | For | For | For | ||
11 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | ||
12 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Harsco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSC | CUSIP 415864107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James .F. Earl | Mgmt | For | For | For | ||
2 | Elect Kathy G. Eddy | Mgmt | For | For | For | ||
3 | Elect David C. Everitt | Mgmt | For | For | For | ||
4 | Elect F. Nicholas Grasberger, III | Mgmt | For | For | For | ||
5 | Elect Elaine La Roche | Mgmt | For | For | For | ||
6 | Elect Mario Longhi | Mgmt | For | For | For | ||
7 | Elect Edgar M. Purvis | Mgmt | For | For | For | ||
8 | Elect Phillip C. Widman | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Hertz Global Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTZ | CUSIP 42806J106 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David A. Barnes | Mgmt | For | For | For | ||
2 | Elect SungHwan Cho | Mgmt | For | For | For | ||
3 | Elect Vincent J. Intrieri | Mgmt | For | Against | Against | ||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | ||
5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||
6 | Elect Anindita Mukherjee | Mgmt | For | For | For | ||
7 | Elect Daniel A. Ninivaggi | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Huntington Bancshares Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HBAN | CUSIP 446150104 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lizabeth A. Ardisana | Mgmt | For | For | For | ||
1.2 | Elect Ann B. Crane | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Cubbin | Mgmt | For | For | For | ||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
1.5 | Elect Gina D. France | Mgmt | For | For | For | ||
1.6 | Elect J. Michael Hochschwender | Mgmt | For | For | For | ||
1.7 | Elect John Chris Inglis | Mgmt | For | For | For | ||
1.8 | Elect Peter J. Kight | Mgmt | For | For | For | ||
1.9 | Elect Richard W. Neu | Mgmt | For | For | For | ||
1.10 | Elect David L. Porteous | Mgmt | For | For | For | ||
1.11 | Elect Kathleen H. Ransier | Mgmt | For | For | For | ||
1.12 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
2 | 2018 Long Term Incentive Plan | Mgmt | For | For | For | ||
3 | Supplemental Stock Purchase and Tax Savings Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
II-VI Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IIVI | CUSIP 902104108 | 11/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph J. Corasanti | Mgmt | For | For | For | ||
2 | Elect William A. Schromm | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Impax Laboratories Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPXL | CUSIP 45256B101 | 03/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | 2018 Incentive Award Plan | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Infinera Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INFN | CUSIP 45667G103 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul J. Milbury | Mgmt | For | For | For | ||
2 | Elect David F. Welch | Mgmt | For | For | For | ||
3 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Infrareit Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIFR | CUSIP 45685L100 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John Gates | Mgmt | For | For | For | ||
1.2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Intersect ENT, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XENT | CUSIP 46071F103 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
1.2 | Elect Lisa D. Earnhardt | Mgmt | For | For | For | ||
1.3 | Elect Teresa L. Kline | Mgmt | For | For | For | ||
1.4 | Elect Cynthia L. Lucchese | Mgmt | For | For | For | ||
1.5 | Elect Dana G. Mead, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Frederic H. Moll | Mgmt | For | For | For | ||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
ION Geophysical Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IO | CUSIP 462044207 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect R. Brian Hanson | Mgmt | For | For | For | ||
1.2 | Elect Zheng Huasheng | Mgmt | For | For | For | ||
1.3 | Elect James M. Lapeyre, Jr. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Itron, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITRI | CUSIP 465741106 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip C. Mezey | Mgmt | For | For | For | ||
2 | Elect Daniel S. Pelino | Mgmt | For | For | For | ||
3 | Elect Timothy Leyden | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
ITT Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITT | CUSIP 45073V108 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Orlando D. Ashford | Mgmt | For | For | For | ||
2 | Elect Geraud Darnis | Mgmt | For | For | For | ||
3 | Elect Don DeFosset | Mgmt | For | For | For | ||
4 | Elect Nicholas C. Fanandakis | Mgmt | For | For | For | ||
5 | Elect Christina A. Gold | Mgmt | For | For | For | ||
6 | Elect Richard P. Lavin | Mgmt | For | For | For | ||
7 | Elect Mario Longhi | Mgmt | For | For | For | ||
8 | Elect Frank T. MacInnis | Mgmt | For | For | For | ||
9 | Elect Rebecca A. McDonald | Mgmt | For | For | For | ||
10 | Elect Timothy H. Powers | Mgmt | For | For | For | ||
11 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
KBR, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBR | CUSIP 48242W106 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark E. Baldwin | Mgmt | For | For | For | ||
2 | Elect James R. Blackwell | Mgmt | For | For | For | ||
3 | Elect Stuart J. B. Bradie | Mgmt | For | For | For | ||
4 | Elect Loren K. Carroll | Mgmt | For | For | For | ||
5 | Elect Umberto della Sala | Mgmt | For | For | For | ||
6 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
7 | Elect Wendy M. Masiello | Mgmt | For | For | For | ||
8 | Elect Jack B. Moore | Mgmt | For | For | For | ||
9 | Elect Ann D. Pickard | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
KEYW Holding Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEYW | CUSIP 493723100 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Deborah Bonanni | Mgmt | For | For | For | ||
2 | Elect William I. Campbell | Mgmt | For | For | For | ||
3 | Elect Shepard Hill | Mgmt | For | For | For | ||
4 | Elect John Chris Inglis | Mgmt | For | For | For | ||
5 | Elect Kenneth A. Minihan | Mgmt | For | For | For | ||
6 | Elect Arthur Money | Mgmt | For | For | For | ||
7 | Elect Caroline S. Pisano | Mgmt | For | For | For | ||
8 | Elect Mark Sopp | Mgmt | For | For | For | ||
9 | Elect Bill Weber | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Luminex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMNX | CUSIP 55027E102 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect G. Walter Loewenbaum II | Mgmt | For | For | For | ||
2 | Elect Kevin M. McNamara | Mgmt | For | For | For | ||
3 | Elect Edward A. Ogunro | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Approval of 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
MACOM Technology Solutions Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTSI | CUSIP 55405Y100 | 03/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John Ocampo | Mgmt | For | For | For | ||
1.2 | Elect John R. Croteau | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Mallinckrodt plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MNK | CUSIP G5785G107 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David R. Carlucci | Mgmt | For | For | For | ||
2 | Elect J. Martin Carroll | Mgmt | For | For | For | ||
3 | Elect Paul R. Carter | Mgmt | For | For | For | ||
4 | Elect David Y. Norton | Mgmt | For | For | For | ||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
6 | Elect Angus C. Russell | Mgmt | For | For | For | ||
7 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
8 | Elect Anne C. Whitaker | Mgmt | For | For | For | ||
9 | Elect Kneeland C. Youngblood | Mgmt | For | For | For | ||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Determine Reissue Price for Treasury Shares | Mgmt | For | For | For | ||
Manitowoc Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTW | CUSIP 563571405 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert G. Bohn | Mgmt | For | For | For | ||
1.2 | Elect Donald M. Condon, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Anne M. Cooney | Mgmt | For | For | For | ||
1.4 | Elect Kenneth W. Krueger | Mgmt | For | For | For | ||
1.5 | Elect C. David Myers | Mgmt | For | For | For | ||
1.6 | Elect Barry L. Pennypacker | Mgmt | For | For | For | ||
1.7 | Elect John C. Pfeifer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Eliminating Supermajority Provisions | ShrHoldr | Against | For | Against | ||
Maxwell Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXWL | CUSIP 577767106 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Franz J. Fink | Mgmt | For | For | For | ||
1.2 | Elect Steven J. Bilodeau | Mgmt | For | For | For | ||
2 | Amendment to the 2013 Omnibus Equity Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Maxwell Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXWL | CUSIP 577767106 | 07/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard A. Bergman | Mgmt | For | For | For | ||
1.2 | Elect John Mutch | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Omnibus Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
McDermott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDR | CUSIP 580037109 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reverse Stock Split | Mgmt | For | For | For | ||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
3 | Merger/Acquisition | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Mellanox Technologies, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MLNX | CUSIP M51363113 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amend Articles to Provide for Plurality Voting in Contested Elections | Mgmt | For | For | For | ||
2 | Amend Articles to Require a Universal Proxy Card in Contested Elections | Mgmt | For | For | For | ||
Mercury Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRCY | CUSIP 589378108 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lisa S. Disbrow | Mgmt | For | For | For | ||
1.2 | Elect Mark Aslett | Mgmt | For | For | For | ||
1.3 | Elect Mary Louise Krakauer | Mgmt | For | For | For | ||
1.4 | Elect William K. O'Brien | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Meritor, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTOR | CUSIP 59001K100 | 01/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | ||
1.2 | Elect Rodger L. Boehm | Mgmt | For | For | For | ||
1.3 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to Articles to Allow Shareholders to Amend the Bylaws | Mgmt | For | For | For | ||
Mitel Networks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MNW | CUSIP 60671Q104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Terence Matthews | Mgmt | For | Withhold | Against | ||
1.2 | Elect Richard D. McBee | Mgmt | For | For | For | ||
1.3 | Elect Benjamin H. Ball | Mgmt | For | For | For | ||
1.4 | Elect Martha H. Bejar | Mgmt | For | For | For | ||
1.5 | Elect Peter D. Charbonneau | Mgmt | For | For | For | ||
1.6 | Elect John McHugh | Mgmt | For | For | For | ||
1.7 | Elect Sudhakar Ramakrishna | Mgmt | For | For | For | ||
1.8 | Elect David M. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote for Executive Compensation | Mgmt | For | For | For | ||
Molina Healthcare, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOH | CUSIP 60855R100 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Garrey E. Carruthers | Mgmt | For | For | For | ||
2 | Elect Daniel Cooperman | Mgmt | For | For | For | ||
3 | Elect Richard M. Schapiro | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Implement Proxy Access | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
MSG Networks Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSGN | CUSIP 553573106 | 12/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph J. Lhota | Mgmt | For | For | For | ||
1.2 | Elect Joel M. Litvin | Mgmt | For | For | For | ||
1.3 | Elect John L. Sykes | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
Nanostring Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSTG | CUSIP 63009R109 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | ||
1.2 | Elect Gregory Norden | Mgmt | For | For | For | ||
1.3 | Elect Charles P. Waite | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
New York & Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWY | CUSIP 649295102 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory J. Scott | Mgmt | For | For | For | ||
1.2 | Elect Miki Racine Berardelli | Mgmt | For | For | For | ||
1.3 | Elect David H. Edwab | Mgmt | For | For | For | ||
1.4 | Elect James O. Egan | Mgmt | For | For | For | ||
1.5 | Elect Lori H. Greeley | Mgmt | For | For | For | ||
1.6 | Elect Christy Haubegger | Mgmt | For | For | For | ||
1.7 | Elect John D. Howard | Mgmt | For | For | For | ||
1.8 | Elect Grace Nichols | Mgmt | For | For | For | ||
1.9 | Elect Arthur E. Reiner | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
NRG Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | Abstain | Against | ||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | ||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | ||
5 | Elect Heather Cox | Mgmt | For | For | For | ||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | ||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | ||
8 | Elect William E. Hantke | Mgmt | For | For | For | ||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | ||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | ||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
12 | Elect C. John Wilder | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | ||
Nuance Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUAN | CUSIP 67020Y100 | 02/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Finocchio | Mgmt | For | Withhold | Against | ||
1.2 | Elect Robert J. Frankenberg | Mgmt | For | Withhold | Against | ||
1.3 | Elect William H. Janeway | Mgmt | For | For | For | ||
1.4 | Elect Laura S. Kaiser | Mgmt | For | For | For | ||
1.5 | Elect Mark R. Laret | Mgmt | For | For | For | ||
1.6 | Elect Katharine A. Martin | Mgmt | For | Withhold | Against | ||
1.7 | Elect Philip J. Quigley | Mgmt | For | Withhold | Against | ||
1.8 | Elect Sanjay Vaswani | Mgmt | For | For | For | ||
2 | Amendment to the 2000 Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | N/A | For | N/A | ||
Office Depot Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 07/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerry P. Smith | Mgmt | For | For | For | ||
2 | Elect Kristin A. Campbell | Mgmt | For | For | For | ||
3 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
4 | Elect V. James Marino | Mgmt | For | For | For | ||
5 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | ||
6 | Elect David M. Szymanski | Mgmt | For | For | For | ||
7 | Elect Nigel Travis | Mgmt | For | For | For | ||
8 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Office Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerry P. Smith | Mgmt | For | For | For | ||
2 | Elect Kristin A. Campbell | Mgmt | For | For | For | ||
3 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
4 | Elect V. James Marino | Mgmt | For | For | For | ||
5 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | ||
6 | Elect David M. Szymanski | Mgmt | For | For | For | ||
7 | Elect Nigel Travis | Mgmt | For | For | For | ||
8 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Oil States International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OIS | CUSIP 678026105 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect S. James Nelson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Approval of the 2018 Equity Participation Plan | Mgmt | For | For | For | ||
Ormat Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORA | CUSIP 686688102 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ravit Barniv | Mgmt | For | For | For | ||
2 | Elect Dafna Sharir | Mgmt | For | For | For | ||
3 | Elect Stan Koyanagi | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
OSI Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OSIS | CUSIP 671044105 | 12/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Deepak Chopra | Mgmt | For | For | For | ||
1.2 | Elect Ajay Mehra | Mgmt | For | For | For | ||
1.3 | Elect Steven C. Good | Mgmt | For | For | For | ||
1.4 | Elect Meyer Luskin | Mgmt | For | For | For | ||
1.5 | Elect William F. Ballhaus, Jr. | Mgmt | For | For | For | ||
1.6 | Elect James B. Hawkins | Mgmt | For | Withhold | Against | ||
1.7 | Elect Gerald Chizever | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Incentive Award Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Party City Holdco Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRTY | CUSIP 702149105 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven J. Collins | Mgmt | For | Withhold | Against | ||
1.2 | Elect Gerald C. Rittenberg | Mgmt | For | For | For | ||
1.3 | Elect Morry J. Weiss | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Patterson-UTI Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PTEN | CUSIP 703481101 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | ||
1.2 | Elect Charles O. Buckner | Mgmt | For | For | For | ||
1.3 | Elect Tiffany J. Thom Cepak | Mgmt | For | For | For | ||
1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | ||
1.5 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Curtis W. Huff | Mgmt | For | For | For | ||
1.7 | Elect Terry H. Hunt | Mgmt | For | For | For | ||
1.8 | Elect Janeen S. Judah | Mgmt | For | For | For | ||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Quantum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QTM | CUSIP 747906501 | 08/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul R. Auvil III | Mgmt | For | For | For | ||
2 | Elect Alex Pinchev | Mgmt | For | For | For | ||
3 | Elect Gregg J. Powers | Mgmt | For | For | For | ||
4 | Elect Clifford Press | Mgmt | For | For | For | ||
5 | Elect Raghavendra Rau | Mgmt | For | For | For | ||
6 | Elect Marc E. Rothman | Mgmt | For | For | For | ||
7 | Elect Adalio T. Sanchez | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | ||
11 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||
12 | Reduction of Authorized Common Stock | Mgmt | For | For | For | ||
Rambus Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMBS | CUSIP 750917106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect E. Thomas Fisher | Mgmt | For | For | For | ||
2 | Elect Charles Kissner | Mgmt | For | For | For | ||
3 | Elect David Shrigley | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
6 | Amendment to the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Ribbon Communications Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RBBN | CUSIP 762544104 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kim S. Fennebresque | Mgmt | For | For | For | ||
2 | Elect Bruns H. Grayson | Mgmt | For | For | For | ||
3 | Elect Franklin W. Hobbs | Mgmt | For | For | For | ||
4 | Elect Beatriz V. Infante | Mgmt | For | For | For | ||
5 | Elect Kent Mathy | Mgmt | For | For | For | ||
6 | Elect Richard J. Lynch | Mgmt | For | For | For | ||
7 | Elect Scott E. Schubert | Mgmt | For | For | For | ||
8 | Elect Richard W. Smith | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ryder System, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
R | CUSIP 783549108 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John M. Berra | Mgmt | For | For | For | ||
2 | Elect Robert J. Eck | Mgmt | For | For | For | ||
3 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
4 | Elect Michael F. Hilton | Mgmt | For | Against | Against | ||
5 | Elect Tamara L. Lundgren | Mgmt | For | For | For | ||
6 | Elect Luis P. Nieto, Jr. | Mgmt | For | For | For | ||
7 | Elect David G. Nord | Mgmt | For | For | For | ||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
9 | Elect Abbie J. Smith | Mgmt | For | For | For | ||
10 | Elect E. Follin Smith | Mgmt | For | For | For | ||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Permit Shareholder Action by Written Consent | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
SeaChange International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEAC | CUSIP 811699107 | 07/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas F. Olson | Mgmt | For | Against | Against | ||
2 | Elect Edward Terino | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Amendment to the 2011 Compensation and Incentive Plan | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
SeaWorld Entertainment, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEAS | CUSIP 81282V100 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald Bension | Mgmt | For | For | For | ||
2 | Elect William Gray | Mgmt | For | For | For | ||
3 | Elect Thomas E. Moloney | Mgmt | For | For | For | ||
4 | Elect Yoshikazu Maruyama | Mgmt | For | For | For | ||
5 | Elect Scott I. Ross | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Sonus Networks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SONS | CUSIP 835916503 | 10/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Amount and Classes of Stock | Mgmt | For | For | For | ||
3 | Board Size and Composition | Mgmt | For | For | For | ||
4 | Director Removals | Mgmt | For | For | For | ||
5 | Preemptive Rights for OEP Shareholders | Mgmt | For | For | For | ||
6 | Section 203 of the Delaware General Corporation Law | Mgmt | For | For | For | ||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
8 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Spirit AeroSystems Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPR | CUSIP 848574109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles L. Chadwell | Mgmt | For | For | For | ||
2 | Elect Irene M. Esteves | Mgmt | For | For | For | ||
3 | Elect Paul Fulchino | Mgmt | For | For | For | ||
4 | Elect Thomas C. Gentile, III | Mgmt | For | For | For | ||
5 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||
6 | Elect Robert D. Johnson | Mgmt | For | For | For | ||
7 | Elect Ronald Kadish | Mgmt | For | For | For | ||
8 | Elect John L. Plueger | Mgmt | For | For | For | ||
9 | Elect Laura H. Wright | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Proposal to Lower the Threshold of Shareholders Required to Call a Special Meeting | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Superior Energy Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPN | CUSIP 868157108 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | ||
1.2 | Elect David D. Dunlap | Mgmt | For | For | For | ||
1.3 | Elect James M. Funk | Mgmt | For | For | For | ||
1.4 | Elect Terence E. Hall | Mgmt | For | For | For | ||
1.5 | Elect Peter D. Kinnear | Mgmt | For | For | For | ||
1.6 | Elect Janiece M. Longoria | Mgmt | For | For | For | ||
1.7 | Elect Michael M. McShane | Mgmt | For | For | For | ||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
TCF Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCF | CUSIP 872275102 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter Bell | Mgmt | For | For | For | ||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | ||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | ||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | ||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | ||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | ||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Richard H. King | Mgmt | For | For | For | ||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | ||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | ||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | ||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | ||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | ||
2 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Amendment to the Directors Stock Grant Program | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Teledyne Technologies Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDY | CUSIP 879360105 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Simon M. Lorne | Mgmt | For | For | For | ||
1.2 | Elect Paul D. Miller | Mgmt | For | For | For | ||
1.3 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Tetra Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TTI | CUSIP 88162F105 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark E. Baldwin | Mgmt | For | For | For | ||
1.2 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Stuart M. Brightman | Mgmt | For | For | For | ||
1.4 | Elect Paul D. Coombs | Mgmt | For | For | For | ||
1.5 | Elect John F. Glick | Mgmt | For | For | For | ||
1.6 | Elect William D. Sullivan | Mgmt | For | For | For | ||
1.7 | Elect Joseph C. Winkler III | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
5 | 2018 Non-Employee Director Equity Incentive Plan | Mgmt | For | For | For | ||
Texas Capital Bancshares, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCBI | CUSIP 88224Q107 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect C. Keith Cargill | Mgmt | For | For | For | ||
1.2 | Elect Jonathan E. Baliff | Mgmt | For | For | For | ||
1.3 | Elect James H. Browning | Mgmt | For | For | For | ||
1.4 | Elect Larry L. Helm | Mgmt | For | For | For | ||
1.5 | Elect David S. Huntley | Mgmt | For | For | For | ||
1.6 | Elect Charles S. Hyle | Mgmt | For | For | For | ||
1.7 | Elect Elysia Holt Ragusa | Mgmt | For | For | For | ||
1.8 | Elect Steven P. Rosenberg | Mgmt | For | For | For | ||
1.9 | Elect Robert W. Stallings | Mgmt | For | For | For | ||
1.10 | Elect Dale W. Tremblay | Mgmt | For | For | For | ||
1.11 | Elect Ian J. Turpin | Mgmt | For | For | For | ||
1.12 | Elect Patricia A. Watson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Textron Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXT | CUSIP 883203101 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | ||
3 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
4 | Elect James T. Conway | Mgmt | For | For | For | ||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
6 | Elect Paul E. Gagne | Mgmt | For | For | For | ||
7 | Elect Ralph D. Heath | Mgmt | For | For | For | ||
8 | Elect Deborah Lee James | Mgmt | For | For | For | ||
9 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
10 | Elect James L. Ziemer | Mgmt | For | For | For | ||
11 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Director Tenure | ShrHoldr | Against | Against | For | ||
The Manitowoc Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTW | CUSIP 563571108 | 11/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reverse Stock Split | Mgmt | For | For | For | ||
TiVo Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIVO | CUSIP 88870P106 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan L. Earhart | Mgmt | For | For | For | ||
1.2 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | ||
1.4 | Elect James E. Meyer | Mgmt | For | For | For | ||
1.5 | Elect Daniel Moloney | Mgmt | For | For | For | ||
1.6 | Elect Raghavendra Rau | Mgmt | For | For | For | ||
1.7 | Elect Enrique Rodriguez | Mgmt | For | For | For | ||
1.8 | Elect Glenn W. Welling | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
TreeHouse Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
THS | CUSIP 89469A104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven Oakland | Mgmt | For | For | For | ||
2 | Elect Frank J. O'Connell | Mgmt | For | For | For | ||
3 | Elect Matthew E. Rubel | Mgmt | For | For | For | ||
4 | Elect David B. Vermylen | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Twin Disc, Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWIN | CUSIP 901476101 | 10/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Doar | Mgmt | For | For | For | ||
1.2 | Elect David R. Zimmer | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Unisys Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UIS | CUSIP 909214306 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter A. Altabef | Mgmt | For | For | For | ||
2 | Elect Jared L. Cohon | Mgmt | For | For | For | ||
3 | Elect Nathaniel A. Davis | Mgmt | For | Against | Against | ||
4 | Elect Denise K. Fletcher | Mgmt | For | For | For | ||
5 | Elect Philippe Germond | Mgmt | For | For | For | ||
6 | Elect Deborah Lee James | Mgmt | For | For | For | ||
7 | Elect Paul E. Martin | Mgmt | For | For | For | ||
8 | Elect Regina Paolillo | Mgmt | For | For | For | ||
9 | Elect Lee D. Roberts | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Uniti Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNIT | CUSIP 91325V108 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
2 | Elect Scott G Bruce | Mgmt | For | For | For | ||
3 | Elect Francis X. Frantz | Mgmt | For | For | For | ||
4 | Elect Andrew Frey | Mgmt | For | For | For | ||
5 | Elect Kenneth A. Gunderman | Mgmt | For | For | For | ||
6 | Elect David L. Solomon | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
9 | Amendment Regarding Shareholders Power to Amend Bylaws | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Valmont Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMI | CUSIP 920253101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | For | ||
1.2 | Elect Theo Freye | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | For | ||
2 | 2018 Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
VASCO Data Security International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VDSI | CUSIP 92230Y104 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect T. Kendall Hunt | Mgmt | For | For | For | ||
1.2 | Elect Michael P. Cullinane | Mgmt | For | For | For | ||
1.3 | Elect John N. Fox, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Jean K. Holley | Mgmt | For | For | For | ||
1.5 | Elect Matthew Moog | Mgmt | For | For | For | ||
1.6 | Elect Arthur Gilliland | Mgmt | For | For | For | ||
1.7 | Elect Scott M. Clements | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Veeco Instruments Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VECO | CUSIP 922417100 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard A. D'Amore | Mgmt | For | For | For | ||
1.2 | Elect Keith D. Jackson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
VeriFone Systems Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAY | CUSIP 92342Y109 | 03/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | ||
2 | Elect Karen Austin | Mgmt | For | For | For | ||
3 | Elect Ronald Black | Mgmt | For | For | For | ||
4 | Elect Paul Galant | Mgmt | For | For | For | ||
5 | Elect Alex W. Hart | Mgmt | For | For | For | ||
6 | Elect Robert B. Henske | Mgmt | For | For | For | ||
7 | Elect Larry A. Klane | Mgmt | For | For | For | ||
8 | Elect Jonathan I. Schwartz | Mgmt | For | For | For | ||
9 | Elect Jane J. Thompson | Mgmt | For | For | For | ||
10 | Elect Rowan Trollope | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
VeriFone Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAY | CUSIP 92342Y109 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Verint Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRNT | CUSIP 92343X100 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | ||
1.2 | Elect John Egan | Mgmt | For | For | For | ||
1.3 | Elect Penelope Herscher | Mgmt | For | For | For | ||
1.4 | Elect William Kurtz | Mgmt | For | For | For | ||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | ||
1.6 | Elect Howard Safir | Mgmt | For | For | For | ||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Viavi Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VIAV | CUSIP 925550105 | 11/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard E. Belluzzo | Mgmt | For | For | For | ||
1.2 | Elect Keith L. Barnes | Mgmt | For | For | For | ||
1.3 | Elect Tor R. Braham | Mgmt | For | For | For | ||
1.4 | Elect Timothy Campos | Mgmt | For | For | For | ||
1.5 | Elect Donald Colvin | Mgmt | For | For | For | ||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | ||
1.7 | Elect Oleg Khaykin | Mgmt | For | For | For | ||
1.8 | Elect Pamela Strayer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Exclusive Forum Provision | Mgmt | For | Against | Against | ||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | ||
7 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Large Cap Value Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Amy E. Hood | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Michael F. Roman | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.7 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
1.10 | Elect John G. Stratton | Mgmt | For | For | For | ||
1.11 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.12 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Antero Resources Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AR | CUSIP 03674X106 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter R. Kagan | Mgmt | For | For | For | ||
1.2 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Joyce E. McConnell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Fulvio Conti | Mgmt | For | For | For | ||
6 | Elect Cheryl Francis | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Athene Holding Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATH | CUSIP G0684D107 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fehmi Zeko | Mgmt | For | For | For | ||
2 | Elect Marc A. Beilinson | Mgmt | For | For | For | ||
3 | Elect Robert L. Borden | Mgmt | For | For | For | ||
4 | Elect H. Carl McCall | Mgmt | For | For | For | ||
5 | Elect Manfred Puffer | Mgmt | For | For | For | ||
6 | Elect James R. Belardi | Mgmt | For | For | For | ||
7 | Elect Robert L. Borden | Mgmt | For | For | For | ||
8 | Elect Frank L Gillis | Mgmt | For | For | For | ||
9 | Elect Gernot Lohr | Mgmt | For | For | For | ||
10 | Elect Hope Taitz | Mgmt | For | For | For | ||
11 | Elect William J. Wheeler | Mgmt | For | For | For | ||
12 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
13 | Elect Frank L Gillis | Mgmt | For | For | For | ||
14 | Elect William J. Wheeler | Mgmt | For | For | For | ||
15 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
16 | Elect Frank L Gillis | Mgmt | For | For | For | ||
17 | Elect William J. Wheeler | Mgmt | For | For | For | ||
18 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
19 | Elect William J. Wheeler | Mgmt | For | For | For | ||
20 | Ratification of Auditor | Mgmt | For | For | For | ||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
23 | Amendment Regarding Voting Rights of Class B Common Shares | Mgmt | For | For | For | ||
24 | Shareholder Represents that no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC or any class B shares | Mgmt | N/A | Against | N/A | ||
25 | Shareholder Represents that no Investor Party is an employee of the Apollo Group nor a Management Shareholder | Mgmt | N/A | Against | N/A | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew Anagnost | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect Karen Blasing | Mgmt | For | For | For | ||
4 | Elect Reid French | Mgmt | For | For | For | ||
5 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | ||
7 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Carnival Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | ||
4 | Elect Helen Deeble | Mgmt | For | For | For | ||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect John Parker | Mgmt | For | For | For | ||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
10 | Elect Laura A. Weil | Mgmt | For | For | For | ||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Accounts and Reports | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
CenturyLink, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTL | CUSIP 156700106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | ||
1.2 | Elect Virginia Boulet | Mgmt | For | For | For | ||
1.3 | Elect Peter C. Brown | Mgmt | For | For | For | ||
1.4 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||
1.5 | Elect Steven T. Clontz | Mgmt | For | For | For | ||
1.6 | Elect T. Michael Glenn | Mgmt | For | For | For | ||
1.7 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||
1.8 | Elect Mary L. Landrieu | Mgmt | For | For | For | ||
1.9 | Elect Harvey P. Perry | Mgmt | For | For | For | ||
1.10 | Elect Glen F. Post III | Mgmt | For | For | For | ||
1.11 | Elect Michael J. Roberts | Mgmt | For | For | For | ||
1.12 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||
1.13 | Elect Jeffrey K. Storey | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||
3 | Approval of 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Billing Practices | ShrHoldr | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
3 | Elect John C. Dugan | Mgmt | For | For | For | ||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
5 | Elect Peter B. Henry | Mgmt | For | For | For | ||
6 | Elect Franz B. Humer | Mgmt | For | For | For | ||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | ||
8 | Elect Renee J. James | Mgmt | For | For | For | ||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
14 | Elect James S. Turley | Mgmt | For | For | For | ||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
3 | Elect Charles P. Carey | Mgmt | For | For | For | ||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
5 | Elect Ana Dutra | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect Deborah J. Lucas | Mgmt | For | For | For | ||
10 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
11 | Elect Terry L. Savage | Mgmt | For | For | For | ||
12 | Elect William R. Shepard | Mgmt | For | Against | Against | ||
13 | Elect Howard J. Siegel | Mgmt | For | For | For | ||
14 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Denton | Mgmt | For | For | For | ||
2 | Elect Andrea Guerra | Mgmt | For | For | For | ||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
4 | Elect Annabelle Yu Long | Mgmt | For | For | For | ||
5 | Elect Victor Luis | Mgmt | For | For | For | ||
6 | Elect Ivan Menezes | Mgmt | For | For | For | ||
7 | Elect William R. Nuti | Mgmt | For | Against | Against | ||
8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products | ShrHoldr | Against | Against | For | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAL | CUSIP 247361702 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Ashton B. Carter | Mgmt | For | For | For | ||
5 | Elect David G. DeWalt | Mgmt | For | For | For | ||
6 | Elect William H. Easter III | Mgmt | For | For | For | ||
7 | Elect Michael P. Huerta | Mgmt | For | For | For | ||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
9 | Elect George N. Mattson | Mgmt | For | For | For | ||
10 | Elect Douglas R Ralph | Mgmt | For | For | For | ||
11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | ||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Charles G. McClure | Mgmt | For | For | For | ||
1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | ||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | ||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | ||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
1.7 | Elect John T. Herron | Mgmt | For | For | For | ||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | ||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | ||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
1.14 | Elect William E. Webster | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Entergy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETR | CUSIP 29364G103 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Burbank | Mgmt | For | For | For | ||
2 | Elect P.J. Condon | Mgmt | For | For | For | ||
3 | Elect Leo P. Denault | Mgmt | For | For | For | ||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | ||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | ||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
7 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||
8 | Elect Blanche L. Lincoln | Mgmt | For | For | For | ||
9 | Elect Karen A. Puckett | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | ||
Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Wei Sun Christianson | Mgmt | For | For | For | ||
3 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
4 | Elect Jane Lauder | Mgmt | For | For | For | ||
5 | Elect Leonard A. Lauder | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
9 | Elect Richard W. Mies | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
3 | Elect Elder Granger | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | ||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect William L. Roper | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
9 | Elect William C. Weldon | Mgmt | For | For | For | ||
10 | Elect Darren W. Woods | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
Firstenergy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | ||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | ||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | ||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | ||
1.9 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | ||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | ||
6 | Adoption of Proxy Access | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||
5 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
6 | Elect John L. Flannery, Jr. | Mgmt | For | For | For | ||
7 | Elect Edward P. Garden | Mgmt | For | For | For | ||
8 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
9 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
10 | Elect James J. Mulva | Mgmt | For | For | For | ||
11 | Elect Leslie F. Seidman | Mgmt | For | For | For | ||
12 | Elect James S. Tisch | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding a Stock Buyback Report | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Glaxosmithkline plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSK | CUSIP 37733W105 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition of Novartis Stake in Joint Venture | Mgmt | For | For | For | ||
HCA Healthcare, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | ||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | ||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | ||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | ||
5 | Elect William R. Frist | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | ||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | ||
11 | Elect John W. Rowe | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
5 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
8 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
9 | Elect Andrew Wilson | Mgmt | For | For | For | ||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Against | Against | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | For | For | ||
9 | Elect Charles Prince | Mgmt | For | For | For | ||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
Kohl's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KSS | CUSIP 500255104 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter Boneparth | Mgmt | For | For | For | ||
2 | Elect Steven A. Burd | Mgmt | For | For | For | ||
3 | Elect H. Charles Floyd | Mgmt | For | For | For | ||
4 | Elect Michelle D. Gass | Mgmt | For | For | For | ||
5 | Elect Jonas Prising | Mgmt | For | For | For | ||
6 | Elect John E. Schlifske | Mgmt | For | For | For | ||
7 | Elect Adrianne Shapira | Mgmt | For | For | For | ||
8 | Elect Frank V. Sica | Mgmt | For | For | For | ||
9 | Elect Stephanie A. Streeter | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Stephen E. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martha A.M. Morfitt | Mgmt | For | For | For | ||
2 | Elect Tricia Patrick | Mgmt | For | For | For | ||
3 | Elect Emily White | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Amendment Regarding the Board's Power to Adopt, Amend or Repeal the Company's Bylaws | Mgmt | For | For | For | ||
6 | Ratify Amendment Regarding the Location of Annual Meetings | Mgmt | For | For | For | ||
7 | Ratify Advance Notice Provisions for Shareholders Nominations and Proposals | Mgmt | For | Against | Against | ||
8 | Ratify the Board's Ability to Utilize a Co-Chair Leadership Structure | Mgmt | For | For | For | ||
9 | Ratify Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
10 | Ratify Exclusive Forum Provision | Mgmt | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
M&T Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTB | CUSIP 55261F104 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brent D. Baird | Mgmt | For | For | For | ||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||
1.3 | Elect Robert T. Brady | Mgmt | For | For | For | ||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||
1.5 | Elect Gary N. Geisel | Mgmt | For | For | For | ||
1.6 | Elect Richard S. Gold | Mgmt | For | For | For | ||
1.7 | Elect Richard A. Grossi | Mgmt | For | For | For | ||
1.8 | Elect John D. Hawke Jr. | Mgmt | For | For | For | ||
1.9 | Elect Rene F. Jones | Mgmt | For | For | For | ||
1.10 | Elect Richard Ledgett | Mgmt | For | For | For | ||
1.11 | Elect Newton P.S. Merrill | Mgmt | For | For | For | ||
1.12 | Elect Melinda R. Rich | Mgmt | For | For | For | ||
1.13 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | ||
1.14 | Elect Denis J. Salamone | Mgmt | For | Withhold | Against | ||
1.15 | Elect John R. Scannell | Mgmt | For | Withhold | Against | ||
1.16 | Elect David S. Scharfstein | Mgmt | For | For | For | ||
1.17 | Elect Herbert L. Washington | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect John A. Bryant | Mgmt | For | For | For | ||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
4 | Elect Jeff Gennette | Mgmt | For | For | For | ||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | ||
6 | Elect William H. Lenehan | Mgmt | For | For | For | ||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
8 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
9 | Elect Paul C. Varga | Mgmt | For | For | For | ||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of 2018 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | Against | Against | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Debra A. Crew | Mgmt | For | For | For | ||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
6 | Elect Peter W. May | Mgmt | For | For | For | ||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
Newmont Mining Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEM | CUSIP 651639106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | ||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | ||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||
5 | Elect Noreen Doyle | Mgmt | For | For | For | ||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | ||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
8 | Elect Sheri Hickok | Mgmt | For | For | For | ||
9 | Elect Rene Medori | Mgmt | For | For | For | ||
10 | Elect Jane Nelson | Mgmt | For | For | For | ||
11 | Elect Julio M. Quintana | Mgmt | For | For | For | ||
12 | Elect Molly P. Zhang | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
NextEra Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect James L. Camaren | Mgmt | For | For | For | ||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect James L. Robo | Mgmt | For | For | For | ||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
10 | Elect John L. Skolds | Mgmt | For | For | For | ||
11 | Elect William H. Swanson | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | ||
3 | Elect Tanya L. Domier | Mgmt | For | For | For | ||
4 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
5 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Philip G. Satre | Mgmt | For | Against | Against | ||
8 | Elect Brad D. Smith | Mgmt | For | For | For | ||
9 | Elect Gordon A. Smith | Mgmt | For | For | For | ||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | ||
11 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NXP Semiconductors N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | ||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||
8 | Elect Eric Meurice | Mgmt | For | For | For | ||
9 | Elect Peter Smitham | Mgmt | For | For | For | ||
10 | Elect Julie Southern | Mgmt | For | For | For | ||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
13 | Elect George S. Davis | Mgmt | For | For | For | ||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | ||
15 | Elect Brian Modoff | Mgmt | For | For | For | ||
16 | Elect Robert ter Haar | Mgmt | For | For | For | ||
17 | Elect Steven Perrick | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Albert Bourla | Mgmt | For | For | For | ||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Phillips 66 | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSX | CUSIP 718546104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||
2 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 09/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account (Linde plc) | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Rice Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RICE | CUSIP 762760106 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
6 | Elect William D. Jones | Mgmt | For | For | For | ||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
9 | Elect William G. Ouchi | Mgmt | For | For | For | ||
10 | Elect Debra L. Reed | Mgmt | For | For | For | ||
11 | Elect William C. Rusnack | Mgmt | For | For | For | ||
12 | Elect Lynn Schenk | Mgmt | For | For | For | ||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
14 | Elect James C. Yardley | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
The Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
4 | Elect William W. George | Mgmt | For | For | For | ||
5 | Elect James A. Johnson | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect David A. Viniar | Mgmt | For | For | For | ||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
The Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | Against | Against | ||
3 | Elect John T. Cahill | Mgmt | For | For | For | ||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
5 | Elect Feroz Dewan | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | ||
7 | Elect Jorge Paulo Lemann | Mgmt | For | Against | Against | ||
8 | Elect John C. Pope | Mgmt | For | Against | Against | ||
9 | Elect Marcel Herrmann Telles | Mgmt | For | Against | Against | ||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | ||
11 | Elect George El Zoghbi | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | Against | Against | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Linda R. Medler | Mgmt | For | For | For | ||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Francis S. Blake | Mgmt | For | TNA | N/A | ||
1.2 | Elect Angela F. Braly | Mgmt | For | TNA | N/A | ||
1.3 | Elect Amy Chang | Mgmt | For | TNA | N/A | ||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | TNA | N/A | ||
1.5 | Elect Scott D. Cook | Mgmt | For | TNA | N/A | ||
1.6 | Elect Terry J. Lundgren | Mgmt | For | TNA | N/A | ||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | TNA | N/A | ||
1.8 | Elect David. S. Taylor | Mgmt | For | TNA | N/A | ||
1.9 | Elect Margaret C. Whitman | Mgmt | For | TNA | N/A | ||
1.10 | Elect Patricia A. Woertz | Mgmt | For | TNA | N/A | ||
1.11 | Elect Ernesto Zedillo | Mgmt | For | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | TNA | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | TNA | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | TNA | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nelson Peltz | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | For | N/A | ||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | For | N/A | ||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | For | N/A | ||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | For | N/A | ||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | For | N/A | ||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | For | N/A | ||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | For | N/A | ||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | For | N/A | ||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | For | N/A | ||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | Against | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | Against | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | Against | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alessandro Bogliolo | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Roger N. Farah | Mgmt | For | For | For | ||
4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
5 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
6 | Elect James E. Lillie | Mgmt | For | For | For | ||
7 | Elect William A. Shutzer | Mgmt | For | For | For | ||
8 | Elect Robert S. Singer | Mgmt | For | For | For | ||
9 | Elect Francesco Trapani | Mgmt | For | For | For | ||
10 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CUSIP 904784709 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Amendments to the Remuneration Policy | Mgmt | For | For | For | ||
5 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | ||
12 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | ||
13 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | ||
22 | Cancellation of Ordinary Shares | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | ||
United States Steel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
X | CUSIP 912909108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David B. Burritt | Mgmt | For | For | For | ||
2 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | ||
3 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
4 | Elect John J. Engel | Mgmt | For | For | For | ||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | ||
8 | Elect Eugene B. Sperling | Mgmt | For | For | For | ||
9 | Elect David S. Sutherland | Mgmt | For | For | For | ||
10 | Elect Patricia A. Tracey | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | ||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | ||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | ||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
V.F. Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VFC | CUSIP 918204108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | ||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | ||
1.3 | Elect Benno Dorer | Mgmt | For | For | For | ||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | ||
1.5 | Elect Laura W. Lang | Mgmt | For | For | For | ||
1.6 | Elect W. Alan McCollough | Mgmt | For | For | For | ||
1.7 | Elect W. Rodney McMullen | Mgmt | For | Withhold | Against | ||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Steven E. Rendle | Mgmt | For | For | For | ||
1.10 | Elect Carol L. Roberts | Mgmt | For | For | For | ||
1.11 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | ||
Walmart Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
4 | Elect Carla A. Harris | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
10 | Elect S. Robson Walton | Mgmt | For | For | For | ||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | For | Against | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
3 | Elect Greg Creed | Mgmt | For | For | For | ||
4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
9 | Elect John D. Liu | Mgmt | For | For | For | ||
10 | Elect James M. Loree | Mgmt | For | For | For | ||
11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
12 | Elect William D. Perez | Mgmt | For | For | For | ||
13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
14 | Elect Michael D. White | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 08/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Decrease of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Mid Cap Growth Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Abiomed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABMD | CUSIP 003654100 | 08/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy E. Puhy | Mgmt | For | For | For | ||
1.2 | Elect Paul G. Thomas | Mgmt | For | For | For | ||
1.3 | Elect Christopher D. Van Gorder | Mgmt | For | For | For | ||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Aerie Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AERI | CUSIP 00771V108 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael M. du Toit | Mgmt | For | For | For | ||
1.2 | Elect Murray A. Goldberg | Mgmt | For | For | For | ||
2 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Affiliated Managers Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMG | CUSIP 008252108 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel T. Byrne | Mgmt | For | For | For | ||
2 | Elect Dwight D. Churchill | Mgmt | For | For | For | ||
3 | Elect Glenn Earle | Mgmt | For | For | For | ||
4 | Elect Niall Ferguson | Mgmt | For | For | For | ||
5 | Elect Sean M. Healey | Mgmt | For | For | For | ||
6 | Elect Tracy P. Palandjian | Mgmt | For | For | For | ||
7 | Elect Patrick T. Ryan | Mgmt | For | For | For | ||
8 | Elect Karen Yerburgh | Mgmt | For | For | For | ||
9 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Elect Nathaniel Dalton | Mgmt | For | For | For | ||
Agios Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGIO | CUSIP 00847X104 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kaye Foster | Mgmt | For | For | For | ||
1.2 | Elect Maykin Ho | Mgmt | For | For | For | ||
1.3 | Elect John M. Maraganore | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Align Technology, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALGN | CUSIP 016255101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin J. Dallas | Mgmt | For | For | For | ||
2 | Elect Joseph M. Hogan | Mgmt | For | For | For | ||
3 | Elect Joseph Lacob | Mgmt | For | For | For | ||
4 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||
5 | Elect George J. Morrow | Mgmt | For | For | For | ||
6 | Elect Thomas M. Prescott | Mgmt | For | For | For | ||
7 | Elect Andrea L. Saia | Mgmt | For | For | For | ||
8 | Elect Greg J. Santora | Mgmt | For | For | For | ||
9 | Elect Susan E. Siegel | Mgmt | For | For | For | ||
10 | Elect Warren S. Thaler | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AMETEK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AME | CUSIP 031100100 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Elizabeth R. Varet | Mgmt | For | For | For | ||
2 | Elect Dennis K. Williams | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
3 | Elect John D. Craig | Mgmt | For | For | For | ||
4 | Elect David P. Falck | Mgmt | For | For | For | ||
5 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
7 | Elect John R. Lord | Mgmt | For | For | For | ||
8 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
9 | Elect Diana G. Reardon | Mgmt | For | For | For | ||
10 | Elect Anne C. Wolff | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Aptiv PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APTV | CUSIP G27823106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | ||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | ||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||
8 | Elect Colin J. Parris | Mgmt | For | For | For | ||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | ||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Aramark | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARMK | CUSIP 03852U106 | 01/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Eric J. Foss | Mgmt | For | For | For | ||
1.2 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For | ||
1.3 | Elect Lisa G. Bisaccia | Mgmt | For | For | For | ||
1.4 | Elect Calvin Darden | Mgmt | For | For | For | ||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
1.6 | Elect Irene M. Esteves | Mgmt | For | For | For | ||
1.7 | Elect Daniel J. Heinrich | Mgmt | For | For | For | ||
1.8 | Elect Sanjeev Mehra | Mgmt | For | For | For | ||
1.9 | Elect Patricia Morrison | Mgmt | For | For | For | ||
1.10 | Elect John A. Quelch | Mgmt | For | For | For | ||
1.11 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Arista Networks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANET | CUSIP 040413106 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Andreas Bechtolsheim | Mgmt | For | For | For | ||
1.2 | Elect Jayshree Ullal | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Assurant, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIZ | CUSIP 04621X108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | ||
2 | Elect Howard L. Carver | Mgmt | For | For | For | ||
3 | Elect Juan N. Cento | Mgmt | For | For | For | ||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | ||
5 | Elect Elyse Douglas | Mgmt | For | For | For | ||
6 | Elect Harriet Edelman | Mgmt | For | For | For | ||
7 | Elect Lawrence V. Jackson | Mgmt | For | For | For | ||
8 | Elect Charles J. Koch | Mgmt | For | For | For | ||
9 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | ||
10 | Elect Debra J. Perry | Mgmt | For | For | For | ||
11 | Elect Paul J. Reilly | Mgmt | For | For | For | ||
12 | Elect Robert W. Stein | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew Anagnost | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect Karen Blasing | Mgmt | For | For | For | ||
4 | Elect Reid French | Mgmt | For | For | For | ||
5 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | ||
7 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Bio-Rad Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIO | CUSIP 090572207 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Pinkston | Mgmt | For | For | For | ||
2 | Elect Melinda Litherland | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Biomarin Pharmaceutical Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMRN | CUSIP 09061G101 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||
1.2 | Elect Willard H. Dere | Mgmt | For | For | For | ||
1.3 | Elect Michael Grey | Mgmt | For | For | For | ||
1.4 | Elect Elaine J. Heron | Mgmt | For | Withhold | Against | ||
1.5 | Elect Robert J. Hombach | Mgmt | For | For | For | ||
1.6 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||
1.8 | Elect Richard A. Meier | Mgmt | For | For | For | ||
1.9 | Elect David E. I. Pyott | Mgmt | For | For | For | ||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Bright Horizons Family Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Julie Atkinson | Mgmt | For | For | For | ||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | ||
3 | Elect Jordan Hitch | Mgmt | For | Against | Against | ||
4 | Elect Linda A. Mason | Mgmt | For | For | For | ||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Brink`s Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCO | CUSIP 109696104 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul G. Boynton | Mgmt | For | For | For | ||
2 | Elect Ian D. Clough | Mgmt | For | For | For | ||
3 | Elect Susan E. Docherty | Mgmt | For | For | For | ||
4 | Elect Reginald D. Hedgebeth | Mgmt | For | For | For | ||
5 | Elect Daniel R. Henry | Mgmt | For | For | For | ||
6 | Elect Michael J. Herling | Mgmt | For | For | For | ||
7 | Elect Douglas A. Pertz | Mgmt | For | For | For | ||
8 | Elect George I. Stoeckert | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Burlington Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BURL | CUSIP 122017106 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
2 | Elect William P. McNamara | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Cboe Global Markets, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBOE | CUSIP 12503M108 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward T. Tilly | Mgmt | For | For | For | ||
2 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
3 | Elect William M. Farrow III | Mgmt | For | For | For | ||
4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | ||
5 | Elect Janet P. Froetscher | Mgmt | For | For | For | ||
6 | Elect Jill R. Goodman | Mgmt | For | Against | Against | ||
7 | Elect Roderick A. Palmore | Mgmt | For | Against | Against | ||
8 | Elect James Parisi | Mgmt | For | For | For | ||
9 | Elect Joseph P. Ratterman | Mgmt | For | For | For | ||
10 | Elect Michael L. Richter | Mgmt | For | For | For | ||
11 | Elect Jill E. Sommers | Mgmt | For | For | For | ||
12 | Elect Carole E. Stone | Mgmt | For | Against | Against | ||
13 | Elect Eugene S. Sunshine | Mgmt | For | Against | Against | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Virginia C. Addicott | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | ||
4 | Elect Paul J. Finnegan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
CDW Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDW | CUSIP 12514G108 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | ||
2 | Elect Barry K. Allen | Mgmt | For | For | For | ||
3 | Elect David W. Nelms | Mgmt | For | For | For | ||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Chemours Co | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CC | CUSIP 163851108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Curtis V. Anastasio | Mgmt | For | For | For | ||
2 | Elect Bradley J. Bell | Mgmt | For | For | For | ||
3 | Elect Richard H. Brown | Mgmt | For | For | For | ||
4 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||
6 | Elect Dawn L. Farrell | Mgmt | For | For | For | ||
7 | Elect Sean D. Keohane | Mgmt | For | For | For | ||
8 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
Cintas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTAS | CUSIP 172908105 | 10/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerald S. Adolph | Mgmt | For | For | For | ||
2 | Elect John F. Barrett | Mgmt | For | For | For | ||
3 | Elect Melanie W. Barstad | Mgmt | For | For | For | ||
4 | Elect Robert E. Coletti | Mgmt | For | For | For | ||
5 | Elect Richard T. Farmer | Mgmt | For | For | For | ||
6 | Elect Scott D. Farmer | Mgmt | For | For | For | ||
7 | Elect James J. Johnson | Mgmt | For | For | For | ||
8 | Elect Joseph Scaminace | Mgmt | For | For | For | ||
9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Cognex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CGNX | CUSIP 192422103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eugene Banucci | Mgmt | For | For | For | ||
2 | Elect Jerry A. Schneider | Mgmt | For | For | For | ||
3 | Elect Dianne M. Parrotte | Mgmt | For | For | For | ||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
5 | Amendment to the 2001 Stock Option Plan | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Concho Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXO | CUSIP 20605P101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven L. Beal | Mgmt | For | For | For | ||
2 | Elect Tucker S. Bridwell | Mgmt | For | For | For | ||
3 | Elect Mark Puckett | Mgmt | For | For | For | ||
4 | Elect Joseph Wright | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Costar Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSGP | CUSIP 22160N109 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael R. Klein | Mgmt | For | For | For | ||
2 | Elect Andrew C. Florance | Mgmt | For | For | For | ||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | For | ||
4 | Elect Michael J. Glosserman | Mgmt | For | For | For | ||
5 | Elect Warren H. Haber | Mgmt | For | For | For | ||
6 | Elect John W. Hill | Mgmt | For | For | For | ||
7 | Elect Christopher J. Nassetta | Mgmt | For | Against | Against | ||
8 | Elect David J. Steinberg | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CyrusOne Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CONE | CUSIP 23283R100 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David H. Ferdman | Mgmt | For | For | For | ||
1.2 | Elect John W. Gamble, Jr | Mgmt | For | For | For | ||
1.3 | Elect Michael A. Klayko | Mgmt | For | For | For | ||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | For | ||
1.5 | Elect Alex Shumate | Mgmt | For | For | For | ||
1.6 | Elect William E. Sullivan | Mgmt | For | For | For | ||
1.7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | ||
1.8 | Elect Gary J. Wojtaszek | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Delphi Automotive PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G27823106 | 11/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Company Name Change | Mgmt | For | For | For | ||
Delphi Technologies PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G2709G107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robin J. Adams | Mgmt | For | For | For | ||
2 | Elect Liam Butterworth | Mgmt | For | For | For | ||
3 | Elect Joseph S. Cantie | Mgmt | For | For | For | ||
4 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
5 | Elect Gary L. Cowger | Mgmt | For | For | For | ||
6 | Elect David S. Haffner | Mgmt | For | For | For | ||
7 | Elect Helmut Leube | Mgmt | For | For | For | ||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | ||
9 | Elect Hari N. Nair | Mgmt | For | For | For | ||
10 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect David A. Hager | Mgmt | For | For | For | ||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.10 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Diamondback Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FANG | CUSIP 25278X109 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven E. West | Mgmt | For | For | For | ||
2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
5 | Elect David L. Houston | Mgmt | For | For | For | ||
6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Dollar Tree, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLTR | CUSIP 256746108 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold S. Barron | Mgmt | For | For | For | ||
2 | Elect Gregory M. Bridgeford | Mgmt | For | For | For | ||
3 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||
4 | Elect Conrad M. Hall | Mgmt | For | For | For | ||
5 | Elect Lemuel E. Lewis | Mgmt | For | For | For | ||
6 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | ||
7 | Elect Gary M. Philbin | Mgmt | For | For | For | ||
8 | Elect Bob Sasser | Mgmt | For | For | For | ||
9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | ||
10 | Elect Stephanie Stahl | Mgmt | For | For | For | ||
11 | Elect Thomas E. Whiddon | Mgmt | For | For | For | ||
12 | Elect Carl P. Zeithaml | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
DXC Technology Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | ||
2 | Elect Amy E. Alving | Mgmt | For | For | For | ||
3 | Elect David L. Herzog | Mgmt | For | For | For | ||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | ||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | ||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | ||
7 | Elect Peter Rutland | Mgmt | For | For | For | ||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | ||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
10 | Elect Robert F. Woods | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | 2017 Incentive Plan | Mgmt | For | For | For | ||
East West Bancorp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EWBC | CUSIP 27579R104 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | ||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | ||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | ||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | ||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | ||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | ||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | ||
1.8 | Elect Lester M. Sussman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Edwards Lifesciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EW | CUSIP 28176E108 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | ||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | ||
4 | Elect William J. Link | Mgmt | For | For | For | ||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | ||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | ||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Electronic Arts Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EA | CUSIP 285512109 | 08/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | ||
4 | Elect Vivek Paul | Mgmt | For | For | For | ||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | ||
6 | Elect Talbott Roche | Mgmt | For | For | For | ||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | ||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | ||
9 | Elect Denise F. Warren | Mgmt | For | For | For | ||
10 | Elect Andrew Wilson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Encompass Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EHC | CUSIP 421924309 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John W. Chidsey | Mgmt | For | For | For | ||
2 | Elect Donald L. Correll | Mgmt | For | For | For | ||
3 | Elect Yvonne M. Curl | Mgmt | For | For | For | ||
4 | Elect Charles M. Elson | Mgmt | For | For | For | ||
5 | Elect Joan E. Herman | Mgmt | For | For | For | ||
6 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | ||
7 | Elect Leslye G. Katz | Mgmt | For | For | For | ||
8 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | ||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | ||
11 | Elect Mark J. Tarr | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Euronet Worldwide, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EEFT | CUSIP 298736109 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
1.2 | Elect Paul S. Althasen | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
EXACT Sciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXAS | CUSIP 30063P105 | 07/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Maneesh K. Arora | Mgmt | For | For | For | ||
1.2 | Elect James E. Doyle | Mgmt | For | For | For | ||
1.3 | Elect Lionel N. Sterling | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to the 2010 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Exelixis, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXEL | CUSIP 30161Q104 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Cohen | Mgmt | For | For | For | ||
2 | Elect George H. Poste | Mgmt | For | For | For | ||
3 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Five Below Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FIVE | CUSIP 33829M101 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Kaufman | Mgmt | For | For | For | ||
2 | Elect Dinesh S. Lathi | Mgmt | For | For | For | ||
3 | Elect Richard L. Markee | Mgmt | For | For | For | ||
4 | Elect Thomas Vellios | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Fortive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Feroz Dewan | Mgmt | For | For | For | ||
2 | Elect James A. Lico | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | ||
Gardner Denver Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GDI | CUSIP 36555P107 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter M. Stavros | Mgmt | For | Abstain | Against | ||
2 | Elect William E. Kassling | Mgmt | For | Abstain | Against | ||
3 | Elect Michael V. Marn | Mgmt | For | Abstain | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
Global Payments Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GPN | CUSIP 37940X102 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William I. Jacobs | Mgmt | For | For | For | ||
2 | Elect Robert H.B. Baldwin, Jr. | Mgmt | For | For | For | ||
3 | Elect Alan M. Silberstein | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Harris Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HRS | CUSIP 413875105 | 10/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James F. Albaugh | Mgmt | For | For | For | ||
2 | Elect William M. Brown | Mgmt | For | For | For | ||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | ||
4 | Elect Thomas A. Dattilo | Mgmt | For | For | For | ||
5 | Elect Roger Fradin | Mgmt | For | For | For | ||
6 | Elect Terry D. Growcock | Mgmt | For | For | For | ||
7 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
8 | Elect Vyomesh Joshi | Mgmt | For | For | For | ||
9 | Elect Leslie F. Kenne | Mgmt | For | For | For | ||
10 | Elect James C. Stoffel | Mgmt | For | For | For | ||
11 | Elect Gregory T. Swienton | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Hill-Rom Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HRC | CUSIP 431475102 | 03/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William G. Dempsey | Mgmt | For | For | For | ||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | ||
1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | ||
1.4 | Elect Mary Garrett | Mgmt | For | For | For | ||
1.5 | Elect James R. Giertz | Mgmt | For | For | For | ||
1.6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
1.7 | Elect John J. Greisch | Mgmt | For | For | For | ||
1.8 | Elect William H. Kucheman | Mgmt | For | For | For | ||
1.9 | Elect Ronald A. Malone | Mgmt | For | For | For | ||
1.10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Hudson Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUD | CUSIP G46408103 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juan Carlos Torres Carretero | Mgmt | For | For | For | ||
2 | Elect Julian Diaz Gonzalez | Mgmt | For | Abstain | Against | ||
3 | Elect Joseph DiDomizio | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
Idex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IEX | CUSIP 45167R104 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William M. Cook | Mgmt | For | For | For | ||
1.2 | Elect Cynthia J. Warner | Mgmt | For | For | For | ||
1.3 | Elect Mark A. Buthman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Incyte Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INCY | CUSIP 45337C102 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Julian C. Baker | Mgmt | For | For | For | ||
2 | Elect Jean-Jacques Bienaime | Mgmt | For | Against | Against | ||
3 | Elect Paul A. Brooke | Mgmt | For | For | For | ||
4 | Elect Paul J. Clancy | Mgmt | For | For | For | ||
5 | Elect Wendy L. Dixon | Mgmt | For | For | For | ||
6 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | ||
7 | Elect Paul A. Friedman | Mgmt | For | Against | Against | ||
8 | Elect Herve Hoppenot | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
IPG Photonics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPGP | CUSIP 44980X109 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Valentin P. Gapontsev | Mgmt | For | For | For | ||
1.2 | Elect Eugene Shcherbakov | Mgmt | For | For | For | ||
1.3 | Elect Igor Samartsev | Mgmt | For | For | For | ||
1.4 | Elect Michael C. Child | Mgmt | For | For | For | ||
1.5 | Elect Henry E. Gauthier | Mgmt | For | For | For | ||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
1.7 | Elect Eric Meurice | Mgmt | For | For | For | ||
1.8 | Elect John R. Peeler | Mgmt | For | For | For | ||
1.9 | Elect Thomas J. Seifert | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
J.B. Hunt Transport Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBHT | CUSIP 445658107 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | ||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | ||
3 | Elect Wayne Garrison | Mgmt | For | For | For | ||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | ||
5 | Elect Gary C. George | Mgmt | For | For | For | ||
6 | Elect Bryan Hunt | Mgmt | For | Against | Against | ||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | ||
8 | Elect John N. Roberts III | Mgmt | For | For | For | ||
9 | Elect James L. Robo | Mgmt | For | For | For | ||
10 | Elect Kirk Thompson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Jazz Pharmaceuticals Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
John Bean Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBT | CUSIP 477839104 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. Maury Devine | Mgmt | For | For | For | ||
2 | Elect James M. Ringler | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
KLX Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLXI | CUSIP 482539103 | 08/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard G. Hamermesh | Mgmt | For | Withhold | Against | ||
1.2 | Elect Theodore L. Weise | Mgmt | For | For | For | ||
1.3 | Elect John T. Whates | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Lam Research Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LRCX | CUSIP 512807108 | 11/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | ||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | ||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | ||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | ||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | ||
1.6 | Elect Young Bum Koh | Mgmt | For | For | For | ||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
1.10 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
Lamb Weston Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LW | CUSIP 513272104 | 09/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles A. Blixt | Mgmt | For | For | For | ||
2 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
3 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
4 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
5 | Elect Hala G. Moddelmog | Mgmt | For | For | For | ||
6 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | ||
8 | Elect Thomas P. Werner | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Approval of the 2016 Stock Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
LKQ Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LKQ | CUSIP 501889208 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sukhpal Singh Ahluwalia | Mgmt | For | For | For | ||
2 | Elect A. Clinton Allen | Mgmt | For | Against | Against | ||
3 | Elect Robert M. Hanser | Mgmt | For | For | For | ||
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | ||
5 | Elect Blythe J. McGarvie | Mgmt | For | Against | Against | ||
6 | Elect John F. O'Brien | Mgmt | For | Against | Against | ||
7 | Elect Guhan Subramanian | Mgmt | For | Against | Against | ||
8 | Elect William M. Webster IV | Mgmt | For | For | For | ||
9 | Elect Dominick Zarcone | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
LogMeIn, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Simon | Mgmt | For | For | For | ||
2 | Elect Edwin J. Gillis | Mgmt | For | For | For | ||
3 | Elect Sara C. Andrews | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Lumentum Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LITE | CUSIP 55024U109 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin A. Kaplan | Mgmt | For | For | For | ||
2 | Elect Harold L. Covert | Mgmt | For | For | For | ||
3 | Elect Penelope Herscher | Mgmt | For | For | For | ||
4 | Elect Samuel F. Thomas | Mgmt | For | For | For | ||
5 | Elect Brian J. Lillie | Mgmt | For | For | For | ||
6 | Elect Alan S. Lowe | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
MarketAxess Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MKTX | CUSIP 57060D108 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. McVey | Mgmt | For | For | For | ||
2 | Elect Steven Begleiter | Mgmt | For | For | For | ||
3 | Elect Stephen P. Casper | Mgmt | For | For | For | ||
4 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
5 | Elect William F. Cruger | Mgmt | For | For | For | ||
6 | Elect David G. Gomach | Mgmt | For | For | For | ||
7 | Elect Carlos M. Hernandez | Mgmt | For | For | For | ||
8 | Elect Richard G. Ketchum | Mgmt | For | For | For | ||
9 | Elect Emily H. Portney | Mgmt | For | For | For | ||
10 | Elect John Steinhardt | Mgmt | For | For | For | ||
11 | Elect James J. Sullivan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | ||
MercadoLibre, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MELI | CUSIP 58733R102 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nicolas Galperin | Mgmt | For | For | For | ||
1.2 | Elect Meyer Malka Rais | Mgmt | For | For | For | ||
1.3 | Elect Javier Olivan | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Merit Medical Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMSI | CUSIP 589889104 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. Scott Anderson | Mgmt | For | For | For | ||
1.2 | Elect Fred P. Lampropoulos | Mgmt | For | For | For | ||
1.3 | Elect Franklin J. Miller | Mgmt | For | For | For | ||
2 | Change in Board Size | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
MGM Resorts International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGM | CUSIP 552953101 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Baldwin | Mgmt | For | For | For | ||
2 | Elect William A. Bible | Mgmt | For | For | For | ||
3 | Elect Mary Chris Gay | Mgmt | For | For | For | ||
4 | Elect William W. Grounds | Mgmt | For | For | For | ||
5 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
7 | Elect John B. Kilroy, Jr. | Mgmt | For | For | For | ||
8 | Elect Rose McKinney-James | Mgmt | For | For | For | ||
9 | Elect James J. Murren | Mgmt | For | For | For | ||
10 | Elect Gregory M. Spierkel | Mgmt | For | For | For | ||
11 | Elect Jan Swartz | Mgmt | For | For | For | ||
12 | Elect Daniel J. Taylor | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Microchip Technology Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCHP | CUSIP 595017104 | 08/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steve Sanghi | Mgmt | For | For | For | ||
2 | Elect Matthew W. Chapman | Mgmt | For | For | For | ||
3 | Elect L. B. Day | Mgmt | For | Against | Against | ||
4 | Elect Esther L. Johnson | Mgmt | For | For | For | ||
5 | Elect Wade F. Meyercord | Mgmt | For | For | For | ||
6 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Milacron Holdings Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCRN | CUSIP 59870L106 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory J. Gluchowski, Jr | Mgmt | For | For | For | ||
1.2 | Elect James M. Kratochvil | Mgmt | For | For | For | ||
1.3 | Elect David W. Reeder | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of the Material Terms of Awards Under Code Section 162(m) | Mgmt | For | For | For | ||
Monolithic Power Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MPWR | CUSIP 609839105 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Eugen Elmiger | Mgmt | For | For | For | ||
1.2 | Elect Jeff Zhou | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Motorola Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSI | CUSIP 620076307 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
3 | Elect Egon Durban | Mgmt | For | For | For | ||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Neurocrine Biosciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBIX | CUSIP 64125C109 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William H. Rastetter | Mgmt | For | For | For | ||
1.2 | Elect George J. Morrow | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Nevro Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NVRO | CUSIP 64157F103 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brad Vale | Mgmt | For | For | For | ||
1.2 | Elect Michael DeMane | Mgmt | For | For | For | ||
1.3 | Elect Lisa D. Earnhardt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Old Dominion Freight Line, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODFL | CUSIP 679580100 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Earl E. Congdon | Mgmt | For | For | For | ||
1.2 | Elect David S. Congdon | Mgmt | For | For | For | ||
1.3 | Elect Sherry A. Aaholm | Mgmt | For | For | For | ||
1.4 | Elect John R. Congdon, Jr. | Mgmt | For | Withhold | Against | ||
1.5 | Elect Robert G. Culp, III | Mgmt | For | For | For | ||
1.6 | Elect Bradley R. Gabosch | Mgmt | For | For | For | ||
1.7 | Elect Greg C. Gantt | Mgmt | For | For | For | ||
1.8 | Elect Patrick D. Hanley | Mgmt | For | For | For | ||
1.9 | Elect John D. Kasarda | Mgmt | For | For | For | ||
1.10 | Elect Leo H. Suggs | Mgmt | For | For | For | ||
1.11 | Elect D. Michael Wray | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Packaging Corporation of America | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PKG | CUSIP 695156109 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | ||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | ||
3 | Elect Hasan Jameel | Mgmt | For | For | For | ||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | ||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | ||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | ||
8 | Elect Roger B. Porter | Mgmt | For | For | For | ||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | ||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | ||
11 | Elect James D. Woodrum | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Pinnacle Foods Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | ||
1.2 | Elect Mark Jung | Mgmt | For | For | For | ||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
PRA Health Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRAH | CUSIP 69354M108 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Max C. Lin | Mgmt | For | Withhold | Against | ||
1.2 | Elect Matthew P. Young | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
Proofpoint, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFPT | CUSIP 743424103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dana L. Evan | Mgmt | For | For | For | ||
1.2 | Elect Kristen Gil | Mgmt | For | For | For | ||
1.3 | Elect Gary Steele | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Raymond James Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RJF | CUSIP 754730109 | 02/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | ||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | ||
3 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | ||
4 | Elect Benjamin C. Esty | Mgmt | For | For | For | ||
5 | Elect Francis S. Godbold | Mgmt | For | For | For | ||
6 | Elect Thomas A. James | Mgmt | For | For | For | ||
7 | Elect Gordon L. Johnson | Mgmt | For | For | For | ||
8 | Elect Rodrick C. McGeary | Mgmt | For | For | For | ||
9 | Elect Paul C. Reilly | Mgmt | For | For | For | ||
10 | Elect Robert P. Saltzman | Mgmt | For | For | For | ||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Red Rock Resorts Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRR | CUSIP 75700L108 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank J. Fertitta III | Mgmt | For | For | For | ||
1.2 | Elect Lorenzo J. Fertitta | Mgmt | For | For | For | ||
1.3 | Elect Robert A. Cashell, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Robert E. Lewis | Mgmt | For | For | For | ||
1.5 | Elect James E. Nave, D.V.M. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Red Rock Resorts Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRR | CUSIP 75700L108 | 07/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank J. Fertitta III | Mgmt | For | For | For | ||
1.2 | Elect Lorenzo J. Fertitta | Mgmt | For | For | For | ||
1.3 | Elect Robert A. Cashell, Jr. | Mgmt | For | Withhold | Against | ||
1.4 | Elect Robert E. Lewis | Mgmt | For | Withhold | Against | ||
1.5 | Elect James E. Nave | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
RingCentral, Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RNG | CUSIP 76680R206 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Vladimir Shmunis | Mgmt | For | For | For | ||
1.2 | Elect Neil Williams | Mgmt | For | For | For | ||
1.3 | Elect Robert Theis | Mgmt | For | For | For | ||
1.4 | Elect Michelle McKenna | Mgmt | For | For | For | ||
1.5 | Elect Allan Thygesen | Mgmt | For | For | For | ||
1.6 | Elect Kenneth A. Goldman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | ||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | ||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | ||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Roper Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | ||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | ||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | ||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | ||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | ||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | ||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | ||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Ross Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROST | CUSIP 778296103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Balmuth | Mgmt | For | For | For | ||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||
3 | Elect Michael J. Bush | Mgmt | For | For | For | ||
4 | Elect Norman A. Ferber | Mgmt | For | Against | Against | ||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
7 | Elect George P. Orban | Mgmt | For | For | For | ||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | ||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | ||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||
11 | Elect Barbara Rentler | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
RPM International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RPM | CUSIP 749685103 | 10/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Julie Lagacy | Mgmt | For | For | For | ||
1.2 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
1.3 | Elect Frederick R. Nance | Mgmt | For | For | For | ||
1.4 | Elect William B. Summers, Jr. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Service Corporation International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCI | CUSIP 817565104 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Anthony L. Coelho | Mgmt | For | For | For | ||
1.2 | Elect Jakki L. Haussler | Mgmt | For | For | For | ||
1.3 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
1.4 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
1.5 | Elect Edward E. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Eliminate the Supermajority Requirement to Amend the Certificate and Bylaws | Mgmt | For | For | For | ||
6 | Reduce the Supermajority Requirement to Approve Business Combinations with Interested Shareholders | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
ServiceNow, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOW | CUSIP 81762P102 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | ||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | ||
3 | Elect Frederic B. Luddy | Mgmt | For | For | For | ||
4 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||
Square, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SQ | CUSIP 852234103 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Randy Garutti | Mgmt | For | For | For | ||
1.2 | Elect Mary Meeker | Mgmt | For | For | For | ||
1.3 | Elect Naveen Rao | Mgmt | For | For | For | ||
1.4 | Elect Lawrence Summers | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Stanley Black & Decker, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWK | CUSIP 854502101 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | ||
6 | Elect Debra A. Crew | Mgmt | For | For | For | ||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | ||
8 | Elect James M. Loree | Mgmt | For | For | For | ||
9 | Elect Marianne Miller Parrs | Mgmt | For | For | For | ||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
11 | Elect James H. Scholefield | Mgmt | For | For | For | ||
12 | Approval of the 2018 Omnibus Award Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
SVB Financial Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIVB | CUSIP 78486Q101 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
1.3 | Elect John Clendening | Mgmt | For | For | For | ||
1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Take-Two Interactive Software, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TTWO | CUSIP 874054109 | 09/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Strauss Zelnick | Mgmt | For | For | For | ||
1.2 | Elect Robert A. Bowman | Mgmt | For | For | For | ||
1.3 | Elect Michael Dornemann | Mgmt | For | For | For | ||
1.4 | Elect J Moses | Mgmt | For | For | For | ||
1.5 | Elect Michael Sheresky | Mgmt | For | For | For | ||
1.6 | Elect LaVerne Srinivasan | Mgmt | For | For | For | ||
1.7 | Elect Susan M. Tolson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of the French RSU Sub-Plan | Mgmt | For | For | For | ||
6 | Approval of the 2017 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Tesaro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSRO | CUSIP 881569107 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | ||
1.3 | Elect David Mott | Mgmt | For | For | For | ||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | ||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | ||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Kavita Patel | Mgmt | For | For | For | ||
1.9 | Elect Beth Seidenberg | Mgmt | For | For | For | ||
1.10 | Elect Pascale Witz | Mgmt | For | For | For | ||
2 | Approval of the Non-Employee Director Compensation Policy | Mgmt | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
The Scotts Miracle-Gro Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SMG | CUSIP 810186106 | 01/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Peter E. Shumlin | Mgmt | For | For | For | ||
1.3 | Elect John R. Vines | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Thor Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
THO | CUSIP 885160101 | 12/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jan H. Suwinski | Mgmt | For | For | For | ||
1.2 | Elect J. Allen Kosowsky | Mgmt | For | For | For | ||
1.3 | Elect Wilson Jones | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Tivity Health Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TVTY | CUSIP 88870R102 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sara J. Finley | Mgmt | For | For | For | ||
2 | Elect Archelle Georgiou | Mgmt | For | For | For | ||
3 | Elect Robert J. Greczyn, Jr. | Mgmt | For | For | For | ||
4 | Elect Peter Hudson | Mgmt | For | For | For | ||
5 | Elect Beth M. Jacob | Mgmt | For | For | For | ||
6 | Elect Bradley S. Karro | Mgmt | For | For | For | ||
7 | Elect Paul H. Keckley | Mgmt | For | For | For | ||
8 | Elect Lee A. Shapiro | Mgmt | For | For | For | ||
9 | Elect Donato Tramuto | Mgmt | For | For | For | ||
10 | Elect Kevin G. Wills | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Total System Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSS | CUSIP 891906109 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | ||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | ||
5 | Elect William M. Isaac | Mgmt | For | For | For | ||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | ||
7 | Elect Connie D. McDaniel | Mgmt | For | For | For | ||
8 | Elect Richard A. Smith | Mgmt | For | For | For | ||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | ||
10 | Elect John T. Turner | Mgmt | For | For | For | ||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | ||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Trimble Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRMB | CUSIP 896239100 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | ||
1.2 | Elect Kaigham Gabriel | Mgmt | For | For | For | ||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | ||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | ||
1.5 | Elect Meaghan Lloyd | Mgmt | For | Withhold | Against | ||
1.6 | Elect Ronald S. Nersesian | Mgmt | For | For | For | ||
1.7 | Elect Mark S. Peek | Mgmt | For | For | For | ||
1.8 | Elect Johan Wibergh | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Tyler Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TYL | CUSIP 902252105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | ||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | ||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||
5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||
6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | ||
7 | Elect Daniel M. Pope | Mgmt | For | For | For | ||
8 | Elect Dustin R. Womble | Mgmt | For | Against | Against | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
12 | Transaction of Other Business | Mgmt | For | Against | Against | ||
United Rentals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
URI | CUSIP 911363109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||
2 | Elect Jenne K. Britell | Mgmt | For | For | For | ||
3 | Elect Marc A Bruno | Mgmt | For | For | For | ||
4 | Elect Bobby J. Griffin | Mgmt | For | For | For | ||
5 | Elect Terri L Kelly | Mgmt | For | For | For | ||
6 | Elect Michael J. Kneeland | Mgmt | For | For | For | ||
7 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
8 | Elect Jason D. Papastavrou | Mgmt | For | For | For | ||
9 | Elect Filippo Passerini | Mgmt | For | For | For | ||
10 | Elect Donald C. Roof | Mgmt | For | For | For | ||
11 | Elect Shiv Singh | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Universal Display Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OLED | CUSIP 91347P105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven V. Abramson | Mgmt | For | For | For | ||
2 | Elect Richard C. Elias | Mgmt | For | For | For | ||
3 | Elect Elizabeth H. Gemmill | Mgmt | For | For | For | ||
4 | Elect Rosemarie B. Greco | Mgmt | For | For | For | ||
5 | Elect C. Keith Hartley | Mgmt | For | For | For | ||
6 | Elect Lawrence Lacerte | Mgmt | For | For | For | ||
7 | Elect Sidney D. Rosenblatt | Mgmt | For | Against | Against | ||
8 | Elect Sherwin I. Seligsohn | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Vail Resorts, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTN | CUSIP 91879Q109 | 12/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
2 | Elect Roland Hernandez | Mgmt | For | For | For | ||
3 | Elect Robert A. Katz | Mgmt | For | For | For | ||
4 | Elect John T. Redmond | Mgmt | For | For | For | ||
5 | Elect Michele Romanow | Mgmt | For | For | For | ||
6 | Elect Hilary A. Schneider | Mgmt | For | For | For | ||
7 | Elect D. Bruce Sewell | Mgmt | For | For | For | ||
8 | Elect John F. Sorte | Mgmt | For | For | For | ||
9 | Elect Peter A. Vaughn | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Veeva Systems Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VEEV | CUSIP 922475108 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Timothy C. Barabe | Mgmt | For | For | For | ||
1.2 | Elect Gordon Ritter | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Waste Connections Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCN | CUSIP 94106B101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | ||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | ||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | ||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | ||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | ||
1.6 | Elect Susan Lee | Mgmt | For | For | For | ||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Zoetis Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZTS | CUSIP 98978V103 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | ||
2 | Elect Willie M. Reed | Mgmt | For | For | For | ||
3 | Elect Linda Rhodes | Mgmt | For | For | For | ||
4 | Elect William C. Steere, Jr. | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Mid Cap Intrinsic Value Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Aercap Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AER | CUSIP N00985106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Release of Director Liability | Mgmt | For | For | For | ||
3 | Elect Pieter Korteweg | Mgmt | For | For | For | ||
4 | Elect Aengus Kelly | Mgmt | For | For | For | ||
5 | Elect Salem Rashed Abdulla Ali Al Noaimi | Mgmt | For | Against | Against | ||
6 | Elect Homaid Abdulla Al Shimmari | Mgmt | For | For | For | ||
7 | Elect Paul Dacier | Mgmt | For | For | For | ||
8 | Elect Michael Gradon | Mgmt | For | For | For | ||
9 | Elect Robert G. Warden | Mgmt | For | For | For | ||
10 | Elect Julian B. Branch | Mgmt | For | For | For | ||
11 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights in connection with mergers and acquisitions | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
19 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | ||
Amdocs Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOX | CUSIP G02602103 | 01/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | ||
2 | Elect Adrian Gardner | Mgmt | For | For | For | ||
3 | Elect John T. McLennan | Mgmt | For | For | For | ||
4 | Elect Zohar Zisapel | Mgmt | For | For | For | ||
5 | Elect Julian A. Brodsky | Mgmt | For | For | For | ||
6 | Elect Eli Gelman | Mgmt | For | For | For | ||
7 | Elect James S. Kahan | Mgmt | For | For | For | ||
8 | Elect Richard T.C. LeFave | Mgmt | For | For | For | ||
9 | Elect Giora Yaron | Mgmt | For | For | For | ||
10 | Elect Baroness Ariane de Rothschild | Mgmt | For | For | For | ||
11 | Elect Rafael de la Vega | Mgmt | For | For | For | ||
12 | Increase Quarterly Dividend | Mgmt | For | For | For | ||
13 | Accounts and Reports | Mgmt | For | For | For | ||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
American Airlines Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | CUSIP 02376R102 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James F. Albaugh | Mgmt | For | For | For | ||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | ||
3 | Elect John T. Cahill | Mgmt | For | For | For | ||
4 | Elect Michael J. Embler | Mgmt | For | For | For | ||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | ||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | ||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | ||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment of the Company’s Certificate of Incorporation | Mgmt | For | Abstain | Against | ||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Ashland Global Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASH | CUSIP 044186104 | 01/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | ||
2 | Elect William G. Dempsey | Mgmt | For | For | For | ||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||
4 | Elect Susan L. Main | Mgmt | For | For | For | ||
5 | Elect Jerome A. Peribere | Mgmt | For | For | For | ||
6 | Elect Barry W. Perry | Mgmt | For | For | For | ||
7 | Elect Mark C. Rohr | Mgmt | For | For | For | ||
8 | Elect Janice J. Teal | Mgmt | For | For | For | ||
9 | Elect Michael J. Ward | Mgmt | For | For | For | ||
10 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | ||
11 | Elect William A. Wulfsohn | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
BankUnited Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKU | CUSIP 06652K103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John A. Kanas | Mgmt | For | For | For | ||
1.2 | Elect Rajinder P. Singh | Mgmt | For | For | For | ||
1.3 | Elect Tere Blanca | Mgmt | For | For | For | ||
1.4 | Elect Eugene F. DeMark | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Dowling | Mgmt | For | For | For | ||
1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For | ||
1.7 | Elect A. Gail Prudenti | Mgmt | For | For | For | ||
1.8 | Elect William S. Rubenstein | Mgmt | For | For | For | ||
1.9 | Elect Sanjiv Sobti, Ph.D. | Mgmt | For | For | For | ||
1.10 | Elect Lynne Wines | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
4 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
5 | Elect Eric C. Kendrick | Mgmt | For | Against | Against | ||
6 | Elect Kelly S. King | Mgmt | For | For | For | ||
7 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
8 | Elect Charles A. Patton | Mgmt | For | For | For | ||
9 | Elect Nido R. Qubein | Mgmt | For | Against | Against | ||
10 | Elect William J. Reuter | Mgmt | For | For | For | ||
11 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
12 | Elect Christine Sears | Mgmt | For | For | For | ||
13 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
14 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Best Buy Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBY | CUSIP 086516101 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | ||
2 | Elect J. Patrick Doyle | Mgmt | For | For | For | ||
3 | Elect Russell P. Fradin | Mgmt | For | For | For | ||
4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | ||
5 | Elect Hubert Joly | Mgmt | For | For | For | ||
6 | Elect David W. Kenny | Mgmt | For | For | For | ||
7 | Elect Karen A. McLoughlin | Mgmt | For | For | For | ||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | ||
9 | Elect Claudia F. Munce | Mgmt | For | For | For | ||
10 | Elect Richelle P. Parham | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CenterPoint Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNP | CUSIP 15189T107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | ||
2 | Elect Milton Carroll | Mgmt | For | For | For | ||
3 | Elect Scott J. McLean | Mgmt | For | For | For | ||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | ||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | ||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | ||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | ||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | ||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CIENA Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIEN | CUSIP 171779309 | 04/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce L. Claflin | Mgmt | For | For | For | ||
2 | Elect Patrick Gallagher | Mgmt | For | For | For | ||
3 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
4 | Elect William D. Fathers | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Comerica Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMA | CUSIP 200340107 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Michael E. Collins | Mgmt | For | For | For | ||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | ||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | ||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | ||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | ||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | ||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Conduent Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNDT | CUSIP 206787103 | 05/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul Galant | Mgmt | For | For | For | ||
2 | Elect Nicholas F. Graziano | Mgmt | For | For | For | ||
3 | Elect Joie Gregor | Mgmt | For | For | For | ||
4 | Elect Courtney R. Mather | Mgmt | For | For | For | ||
5 | Elect Michael Nevin | Mgmt | For | For | For | ||
6 | Elect Michael A. Nutter | Mgmt | For | For | For | ||
7 | Elect William G. Parrett | Mgmt | For | For | For | ||
8 | Elect Ashok Vemuri | Mgmt | For | For | For | ||
9 | Elect Virginia M. Wilson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CoreCivic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXW | CUSIP 21871N101 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | ||
3 | Elect Mark A. Emkes | Mgmt | For | For | For | ||
4 | Elect Damon T. Hininger | Mgmt | For | For | For | ||
5 | Elect Stacia A. Hylton | Mgmt | For | For | For | ||
6 | Elect Harley G. Lappin | Mgmt | For | For | For | ||
7 | Elect Anne L. Mariucci | Mgmt | For | For | For | ||
8 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | ||
9 | Elect Charles L. Overby | Mgmt | For | For | For | ||
10 | Elect John R. Prann, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Covanta Holding Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVA | CUSIP 22282E102 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David M. Barse | Mgmt | For | For | For | ||
1.2 | Elect Ronald J. Broglio | Mgmt | For | For | For | ||
1.3 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | ||
1.4 | Elect Linda J. Fisher | Mgmt | For | For | For | ||
1.5 | Elect Joseph M. Holsten | Mgmt | For | For | For | ||
1.6 | Elect Stephen J. Jones | Mgmt | For | For | For | ||
1.7 | Elect Danielle Pletka | Mgmt | For | For | For | ||
1.8 | Elect Michael W. Ranger | Mgmt | For | For | For | ||
1.9 | Elect Robert S. Silberman | Mgmt | For | Withhold | Against | ||
1.10 | Elect Jean Smith | Mgmt | For | For | For | ||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect David A. Hager | Mgmt | For | For | For | ||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.10 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Edison International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | ||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
3 | Elect James T. Morris | Mgmt | For | For | For | ||
4 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | ||
6 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | ||
7 | Elect William P. Sullivan | Mgmt | For | For | For | ||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
10 | Elect Brett White | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
Flex Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLEX | CUSIP Y2573F102 | 08/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
2 | Elect Marc A. Onetto | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Approve 2017 Equity Incentive Plan | Mgmt | For | For | For | ||
8 | Share Purchase Mandate | Mgmt | For | For | For | ||
9 | Amendment of Changes to Director Compensation | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Crown | Mgmt | For | For | For | ||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
6 | Elect C. Howard Nye | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
10 | Elect Peter A. Wall | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Hexcel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HXL | CUSIP 428291108 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nick L. Stanage | Mgmt | For | For | For | ||
2 | Elect Joel S. Beckman | Mgmt | For | For | For | ||
3 | Elect Lynn Brubaker | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Cynthia M. Egnotovich | Mgmt | For | For | For | ||
6 | Elect W. Kim Foster | Mgmt | For | For | For | ||
7 | Elect Thomas A. Gendron | Mgmt | For | For | For | ||
8 | Elect Jeffrey A. Graves | Mgmt | For | Against | Against | ||
9 | Elect Guy C. Hachey | Mgmt | For | For | For | ||
10 | Elect David L. Pugh | Mgmt | For | For | For | ||
11 | Elect Catherine A. Suever | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Invitation Homes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INVH | CUSIP 46187W107 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bryce Blair | Mgmt | For | Withhold | Against | ||
1.2 | Elect Frederick C. Tuomi | Mgmt | For | For | For | ||
1.3 | Elect Richard D. Bronson | Mgmt | For | Withhold | Against | ||
1.4 | Elect Kenneth A. Caplan | Mgmt | For | For | For | ||
1.5 | Elect Michael D. Fascitelli | Mgmt | For | For | For | ||
1.6 | Elect Robert Harper | Mgmt | For | Withhold | Against | ||
1.7 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | ||
1.8 | Elect John B. Rhea | Mgmt | For | For | For | ||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | ||
1.10 | Elect William J. Stein | Mgmt | For | Withhold | Against | ||
1.11 | Elect Barry S. Sternlicht | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Itron, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITRI | CUSIP 465741106 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip C. Mezey | Mgmt | For | For | For | ||
2 | Elect Daniel S. Pelino | Mgmt | For | For | For | ||
3 | Elect Timothy Leyden | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Johnson Controls International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
3 | Elect Brian Duperreault | Mgmt | For | For | For | ||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | ||
5 | Elect Simone Menne | Mgmt | For | For | For | ||
6 | Elect George R. Oliver | Mgmt | For | For | For | ||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
10 | Elect R. David Yost | Mgmt | For | For | For | ||
11 | Elect John D. Young | Mgmt | For | For | For | ||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | ||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | ||
Keycorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEY | CUSIP 493267108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
5 | Elect H. James Dallas | Mgmt | For | For | For | ||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
13 | Elect Demos Parneros | Mgmt | For | For | For | ||
14 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
15 | Elect David K. Wilson | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Lions Gate Entertainment Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LGF | CUSIP 535919203 | 09/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Burns | Mgmt | For | For | For | ||
2 | Elect Gordon Crawford | Mgmt | For | For | For | ||
3 | Elect Arthur Evrensel | Mgmt | For | Against | Against | ||
4 | Elect Jon Feltheimer | Mgmt | For | For | For | ||
5 | Elect Emily Fine | Mgmt | For | For | For | ||
6 | Elect Michael T. Fries | Mgmt | For | For | For | ||
7 | Elect Lucian Grainge | Mgmt | For | For | For | ||
8 | Elect John C. Malone | Mgmt | For | For | For | ||
9 | Elect G. Scott Paterson | Mgmt | For | For | For | ||
10 | Elect Mark H. Rachesky | Mgmt | For | Against | Against | ||
11 | Elect Daryl Simm | Mgmt | For | Against | Against | ||
12 | Elect Hardwick Simmons | Mgmt | For | For | For | ||
13 | Elect David Zaslev | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Approval of the 2017 Performance Incentive Plan | Mgmt | For | For | For | ||
18 | Transaction of Other Business | Mgmt | For | Against | Against | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect John A. Bryant | Mgmt | For | For | For | ||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
4 | Elect Jeff Gennette | Mgmt | For | For | For | ||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | ||
6 | Elect William H. Lenehan | Mgmt | For | For | For | ||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
8 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
9 | Elect Paul C. Varga | Mgmt | For | For | For | ||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of 2018 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
Molina Healthcare, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOH | CUSIP 60855R100 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Garrey E. Carruthers | Mgmt | For | For | For | ||
2 | Elect Daniel Cooperman | Mgmt | For | For | For | ||
3 | Elect Richard M. Schapiro | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Implement Proxy Access | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Molson Coors Brewing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Roger G. Eaton | Mgmt | For | For | For | ||
1.2 | Elect Charles M. Herington | Mgmt | For | For | For | ||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
MSG Networks Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSGN | CUSIP 553573106 | 12/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph J. Lhota | Mgmt | For | For | For | ||
1.2 | Elect Joel M. Litvin | Mgmt | For | For | For | ||
1.3 | Elect John L. Sykes | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
Nuance Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUAN | CUSIP 67020Y100 | 02/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Finocchio | Mgmt | For | Withhold | Against | ||
1.2 | Elect Robert J. Frankenberg | Mgmt | For | Withhold | Against | ||
1.3 | Elect William H. Janeway | Mgmt | For | For | For | ||
1.4 | Elect Laura S. Kaiser | Mgmt | For | For | For | ||
1.5 | Elect Mark R. Laret | Mgmt | For | For | For | ||
1.6 | Elect Katharine A. Martin | Mgmt | For | Withhold | Against | ||
1.7 | Elect Philip J. Quigley | Mgmt | For | Withhold | Against | ||
1.8 | Elect Sanjay Vaswani | Mgmt | For | For | For | ||
2 | Amendment to the 2000 Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | N/A | For | N/A | ||
Office Depot Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 07/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerry P. Smith | Mgmt | For | For | For | ||
2 | Elect Kristin A. Campbell | Mgmt | For | For | For | ||
3 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
4 | Elect V. James Marino | Mgmt | For | For | For | ||
5 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | ||
6 | Elect David M. Szymanski | Mgmt | For | For | For | ||
7 | Elect Nigel Travis | Mgmt | For | For | For | ||
8 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
ON Semiconductor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Atsushi Abe | Mgmt | For | For | For | ||
2 | Elect Alan Campbell | Mgmt | For | For | For | ||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | ||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | ||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | ||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | ||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | ||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
ONEOK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OKE | CUSIP 682680103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | ||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | ||
3 | Elect John W. Gibson | Mgmt | For | For | For | ||
4 | Elect Randall J. Larson | Mgmt | For | For | For | ||
5 | Elect Steven J. Malcolm | Mgmt | For | For | For | ||
6 | Elect Jim W. Mogg | Mgmt | For | For | For | ||
7 | Elect Pattye L. Moore | Mgmt | For | For | For | ||
8 | Elect Gary D. Parker | Mgmt | For | For | For | ||
9 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | ||
10 | Elect Terry K. Spencer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Approval of the Equity Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Orbital ATK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OA | CUSIP 68557N103 | 08/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin P. Chilton | Mgmt | For | Against | Against | ||
2 | Elect Roxanne Decyk | Mgmt | For | For | For | ||
3 | Elect Lennard A. Fisk | Mgmt | For | For | For | ||
4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | ||
5 | Elect Ronald Kadish | Mgmt | For | Against | Against | ||
6 | Elect Tig H. Krekel | Mgmt | For | For | For | ||
7 | Elect Douglas L. Maine | Mgmt | For | Against | Against | ||
8 | Elect Roman Martinez IV | Mgmt | For | Against | Against | ||
9 | Elect Janice I. Obuchowski | Mgmt | For | For | For | ||
10 | Elect James G. Roche | Mgmt | For | For | For | ||
11 | Elect Harrison H. Schmitt | Mgmt | For | For | For | ||
12 | Elect David W. Thompson | Mgmt | For | For | For | ||
13 | Elect Scott L. Webster | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Orbital ATK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OA | CUSIP 68557N103 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Party City Holdco Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRTY | CUSIP 702149105 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven J. Collins | Mgmt | For | Withhold | Against | ||
1.2 | Elect Gerald C. Rittenberg | Mgmt | For | For | For | ||
1.3 | Elect Morry J. Weiss | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Perrigo Company plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRGO | CUSIP G97822103 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
2 | Elect Laurie Brlas | Mgmt | For | For | For | ||
3 | Elect Rolf A. Classon | Mgmt | For | For | For | ||
4 | Elect Gary M. Cohen | Mgmt | For | For | For | ||
5 | Elect Adriana Karaboutis | Mgmt | For | For | For | ||
6 | Elect Jeffrey B. Kindler | Mgmt | For | For | For | ||
7 | Elect Donal O'Connor | Mgmt | For | For | For | ||
8 | Elect Geoffrey M. Parker | Mgmt | For | For | For | ||
9 | Elect Uwe F. Roehrhoff | Mgmt | For | For | For | ||
10 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Perrigo Company plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRGO | CUSIP G97822103 | 07/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
2 | Elect Laurie Brlas | Mgmt | For | For | For | ||
3 | Elect Rolf A. Classon | Mgmt | For | For | For | ||
4 | Elect Gary M. Cohen | Mgmt | For | For | For | ||
5 | Elect John T. Hendrickson | Mgmt | For | For | For | ||
6 | Elect Adriana Karaboutis | Mgmt | For | For | For | ||
7 | Elect Jeffrey B. Kindler | Mgmt | For | Against | Against | ||
8 | Elect Donal O'Connor | Mgmt | For | For | For | ||
9 | Elect Geoffrey M. Parker | Mgmt | For | For | For | ||
10 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
17 | Proxy Access | Mgmt | For | For | For | ||
SeaWorld Entertainment, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEAS | CUSIP 81282V100 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald Bension | Mgmt | For | For | For | ||
2 | Elect William Gray | Mgmt | For | For | For | ||
3 | Elect Thomas E. Moloney | Mgmt | For | For | For | ||
4 | Elect Yoshikazu Maruyama | Mgmt | For | For | For | ||
5 | Elect Scott I. Ross | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Skyworks Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWKS | CUSIP 83088M102 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
6 | Elect Christine King | Mgmt | For | For | For | ||
7 | Elect David P. McGlade | Mgmt | For | For | For | ||
8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2008 Director Long-Term Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | Against | Against | ||
Spirit AeroSystems Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPR | CUSIP 848574109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles L. Chadwell | Mgmt | For | For | For | ||
2 | Elect Irene M. Esteves | Mgmt | For | For | For | ||
3 | Elect Paul Fulchino | Mgmt | For | For | For | ||
4 | Elect Thomas C. Gentile, III | Mgmt | For | For | For | ||
5 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||
6 | Elect Robert D. Johnson | Mgmt | For | For | For | ||
7 | Elect Ronald Kadish | Mgmt | For | For | For | ||
8 | Elect John L. Plueger | Mgmt | For | For | For | ||
9 | Elect Laura H. Wright | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Proposal to Lower the Threshold of Shareholders Required to Call a Special Meeting | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Starwood Property Trust Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STWD | CUSIP 85571B105 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | ||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | ||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | ||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | ||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | ||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Starwood Waypoint Homes | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SFR | CUSIP 85572F105 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect William C. Freda | Mgmt | For | For | For | ||
6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Sara Mathew | Mgmt | For | For | For | ||
9 | Elect William L. Meaney | Mgmt | For | For | For | ||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | ||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Teradata Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDC | CUSIP 88076W103 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lisa R. Bacus | Mgmt | For | For | For | ||
2 | Elect Timothy C.K. Chou | Mgmt | For | For | For | ||
3 | Elect James M. Ringler | Mgmt | For | For | For | ||
4 | Elect John Schwarz | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEVA | CUSIP 881624209 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rosemary A. Crane | Mgmt | For | For | For | ||
2 | Elect Gerald M. Lieberman | Mgmt | For | For | For | ||
3 | Elect Ronit Satchi-Fainaro | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEVA | CUSIP 881624209 | 07/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sol J. Barer | Mgmt | For | For | For | ||
2 | Elect Jean-Michel Halfon | Mgmt | For | For | For | ||
3 | Elect Murray A. Goldberg | Mgmt | For | For | For | ||
4 | Elect Nechemia Peres | Mgmt | For | For | For | ||
5 | Elect Roberto A. Mignone | Mgmt | For | For | For | ||
6 | Elect Perry Nisen | Mgmt | For | For | For | ||
7 | Compensation Terms of Chair | Mgmt | For | For | For | ||
8 | Employment Terms of Interim President and CEO | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Amendment to the 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | ||
11 | 2017 Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
12 | Reduction of Authorized Shares | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
The AES Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AES | CUSIP 00130H105 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
2 | Elect Charles L. Harrington | Mgmt | For | For | For | ||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
4 | Elect Tarun Khanna | Mgmt | For | For | For | ||
5 | Elect Holly K. Koeppel | Mgmt | For | Against | Against | ||
6 | Elect James H. Miller | Mgmt | For | For | For | ||
7 | Elect Alain Monie | Mgmt | For | For | For | ||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||
9 | Elect Moises Naim | Mgmt | For | For | For | ||
10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Ratification of Special Meeting Provisions | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Abstain | Against | ||
The Williams Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMB | CUSIP 969457100 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | ||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | ||
3 | Elect Stephen I. Chazen | Mgmt | For | For | For | ||
4 | Elect Charles I. Cogut | Mgmt | For | For | For | ||
5 | Elect Kathleen B. Cooper | Mgmt | For | For | For | ||
6 | Elect Michael A. Creel | Mgmt | For | For | For | ||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | ||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
9 | Elect Murray D. Smith | Mgmt | For | For | For | ||
10 | Elect William H. Spence | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
TreeHouse Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
THS | CUSIP 89469A104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven Oakland | Mgmt | For | For | For | ||
2 | Elect Frank J. O'Connell | Mgmt | For | For | For | ||
3 | Elect Matthew E. Rubel | Mgmt | For | For | For | ||
4 | Elect David B. Vermylen | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Valmont Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMI | CUSIP 920253101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | For | ||
1.2 | Elect Theo Freye | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | For | ||
2 | 2018 Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Valvoline Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVV | CUSIP 92047W101 | 01/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard J. Freeland | Mgmt | For | Against | Against | ||
2 | Elect Stephen F. Kirk | Mgmt | For | For | For | ||
3 | Elect Stephen E. Macadam | Mgmt | For | For | For | ||
4 | Elect Vada O. Manager | Mgmt | For | For | For | ||
5 | Elect Samuel J. Mitchell | Mgmt | For | For | For | ||
6 | Elect Charles M. Sonsteby | Mgmt | For | For | For | ||
7 | Elect Mary J. Twinem | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
3 | Elect Greg Creed | Mgmt | For | For | For | ||
4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
9 | Elect John D. Liu | Mgmt | For | For | For | ||
10 | Elect James M. Loree | Mgmt | For | For | For | ||
11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
12 | Elect William D. Perez | Mgmt | For | For | For | ||
13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
14 | Elect Michael D. White | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
Wyndham Worldwide Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYN | CUSIP 98310W108 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
1.4 | Elect George Herrera | Mgmt | For | For | For | ||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Zimmer Biomet Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZBH | CUSIP 98956P102 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
4 | Elect Michael J. Farrell | Mgmt | For | For | For | ||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
7 | Elect Bryan C Hanson | Mgmt | For | For | For | ||
8 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | ||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Multi-Cap Opportunities Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Amy E. Hood | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Michael F. Roman | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | ||
Activision Blizzard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Reveta Bowers | Mgmt | For | For | For | ||
2 | Elect Robert J. Corti | Mgmt | For | For | For | ||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | ||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | ||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
6 | Elect Barry Meyer | Mgmt | For | For | For | ||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | ||
8 | Elect Peter Nolan | Mgmt | For | For | For | ||
9 | Elect Casey Wasserman | Mgmt | For | For | For | ||
10 | Elect Elaine P. Wynn | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 03/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachute Payments | Mgmt | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Molly J. Coye | Mgmt | For | For | For | ||
5 | Elect Roger N. Farah | Mgmt | For | For | For | ||
6 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
7 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
8 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
9 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
10 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent Roche | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | ||
5 | Elect Edward H. Frank | Mgmt | For | For | For | ||
6 | Elect Mark M. Little | Mgmt | For | For | For | ||
7 | Elect Neil Novich | Mgmt | For | For | For | ||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
9 | Elect Lisa T. Su | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
Ball Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670108 | 05/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
1.6 | Elect Susan L. Decker | Mgmt | For | Withhold | Against | ||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | ||
1.8 | Elect David S. Gottesman | Mgmt | For | Withhold | Against | ||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | ||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | Withhold | Against | ||
1.14 | Elect Meryl B. Witmer | Mgmt | For | Withhold | Against | ||
2 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | ||
3 | Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries | ShrHoldr | Against | For | Against | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM.A | CUSIP 112585104 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | ||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.3 | Elect Murilo Pinto de Oliveira Ferreira | Mgmt | For | For | For | ||
1.4 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.5 | Elect Rafael Miranda Robredo | Mgmt | For | For | For | ||
1.6 | Elect Youssef A. Nasr | Mgmt | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | ||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Escrowed Stock Plan Amendment Resolution | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Charles Schwab Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | ||
2 | Elect Joan T. Dea | Mgmt | For | For | For | ||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | ||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | ||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
9 | Adoption of Proxy Access | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Chubb Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CB | CUSIP H1467J104 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Election of Statutory Auditors | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
14 | Elect Michael P. Connors | Mgmt | For | For | For | ||
15 | Elect John A. Edwardson | Mgmt | For | For | For | ||
16 | Elect Kimberly Ross | Mgmt | For | For | For | ||
17 | Elect Robert W. Scully | Mgmt | For | For | For | ||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
19 | Elect Theodore Shasta | Mgmt | For | For | For | ||
20 | Elect David H. Sidwell | Mgmt | For | For | For | ||
21 | Elect Olivier Steimer | Mgmt | For | For | For | ||
22 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Mgmt | For | For | For | ||
24 | Elect Michael P. Connors | Mgmt | For | For | For | ||
25 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
27 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
28 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | ||
29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | ||
30 | Board Compensation | Mgmt | For | For | For | ||
31 | Executive Compensation | Mgmt | For | For | For | ||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
33 | Additional or Miscellaneous Proposals | Mgmt | For | Abstain | Against | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect Amy L. Chang | Mgmt | For | For | For | ||
5 | Elect John L. Hennessy | Mgmt | For | For | For | ||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
9 | Elect Arun Sarin | Mgmt | For | For | For | ||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect James M. Foote | Mgmt | For | For | For | ||
5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
FCB Financial Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCB | CUSIP 30255G103 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||
2.1 | Elect Kent S Ellert | Mgmt | For | For | For | ||
2.2 | Elect Gerald Luterman | Mgmt | For | For | For | ||
2.3 | Elect Howard R. Curd | Mgmt | For | For | For | ||
2.4 | Elect Paul A. Novelly | Mgmt | For | Withhold | Against | ||
2.5 | Elect Vincent S. Tese | Mgmt | For | For | For | ||
2.6 | Elect Thomas E. Constance | Mgmt | For | Withhold | Against | ||
2.7 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
2.8 | Elect Les J Lieberman | Mgmt | For | For | For | ||
2.9 | Elect Alan Berkinow | Mgmt | For | For | For | ||
2.10 | Elect William Mack | Mgmt | For | For | For | ||
2.11 | Elect Stuart I. Oran | Mgmt | For | Withhold | Against | ||
2.12 | Elect Kent S. Ellert | Mgmt | For | For | For | ||
2.13 | Elect Gerald Luterman | Mgmt | For | For | For | ||
2.14 | Elect Howard R. Curd | Mgmt | For | For | For | ||
2.15 | Elect Paul A. Novelly | Mgmt | For | Withhold | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Hain Celestial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAIN | CUSIP 405217100 | 11/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Irwin D. Simon | Mgmt | For | For | For | ||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
3 | Elect Andrew R. Heyer | Mgmt | For | For | For | ||
4 | Elect R. Dean Hollis | Mgmt | For | For | For | ||
5 | Elect Shervin J. Korangy | Mgmt | For | For | For | ||
6 | Elect Roger Meltzer | Mgmt | For | For | For | ||
7 | Elect Adrianne Shapira | Mgmt | For | For | For | ||
8 | Elect Jack L. Sinclair | Mgmt | For | For | For | ||
9 | Elect Glenn W. Welling | Mgmt | For | For | For | ||
10 | Elect Dawn M. Zier | Mgmt | For | For | For | ||
11 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | ||
12 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
HCA Healthcare, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | ||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | ||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | ||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | ||
5 | Elect William R. Frist | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | ||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | ||
11 | Elect John W. Rowe | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Hill-Rom Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HRC | CUSIP 431475102 | 03/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William G. Dempsey | Mgmt | For | For | For | ||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | ||
1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | ||
1.4 | Elect Mary Garrett | Mgmt | For | For | For | ||
1.5 | Elect James R. Giertz | Mgmt | For | For | For | ||
1.6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
1.7 | Elect John J. Greisch | Mgmt | For | For | For | ||
1.8 | Elect William H. Kucheman | Mgmt | For | For | For | ||
1.9 | Elect Ronald A. Malone | Mgmt | For | For | For | ||
1.10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | ||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | ||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | ||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
6 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
Martin Marietta Materials, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MLM | CUSIP 573284106 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sue W. Cole | Mgmt | For | For | For | ||
2 | Elect Smith W. Davis | Mgmt | For | For | For | ||
3 | Elect John J. Koraleski | Mgmt | For | For | For | ||
4 | Elect David G. Maffucci | Mgmt | For | For | For | ||
5 | Elect Michael J. Quillen | Mgmt | For | For | For | ||
6 | Elect Donald W. Slager | Mgmt | For | For | For | ||
7 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Masonite International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOOR | CUSIP 575385109 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frederick J. Lynch | Mgmt | For | For | For | ||
1.2 | Elect Jody L. Bilney | Mgmt | For | For | For | ||
1.3 | Elect Robert J. Byrne | Mgmt | For | For | For | ||
1.4 | Elect Peter R. Dachowski | Mgmt | For | For | For | ||
1.5 | Elect Jonathan F. Foster | Mgmt | For | For | For | ||
1.6 | Elect Thomas W. Greene | Mgmt | For | For | For | ||
1.7 | Elect Daphne E. Jones | Mgmt | For | For | For | ||
1.8 | Elect George A. Lorch | Mgmt | For | For | For | ||
1.9 | Elect William S. Oesterle | Mgmt | For | For | For | ||
1.10 | Elect Francis M. Scricco | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Methanex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MX | CUSIP 59151K108 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||
1.2 | Elect Doug Arnell | Mgmt | For | For | For | ||
1.3 | Elect Howard Balloch | Mgmt | For | For | For | ||
1.4 | Elect Phillip Cook | Mgmt | For | For | For | ||
1.5 | Elect John Floren | Mgmt | For | For | For | ||
1.6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||
1.7 | Elect Robert J. Kostelnik | Mgmt | For | For | For | ||
1.8 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||
1.9 | Elect Janice Rennie | Mgmt | For | For | For | ||
1.10 | Elect Margaret Walker | Mgmt | For | For | For | ||
1.11 | Elect Benita Warmbold | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Debra A. Crew | Mgmt | For | For | For | ||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
6 | Elect Peter W. May | Mgmt | For | For | For | ||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
Motorola Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSI | CUSIP 620076307 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
3 | Elect Egon Durban | Mgmt | For | For | For | ||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
NCR Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NCR | CUSIP 62886E108 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
1.2 | Elect Robert P. DeRodes | Mgmt | For | For | For | ||
1.3 | Elect Deborah A. Farrington | Mgmt | For | For | For | ||
1.4 | Elect Kurt P. Kuehn | Mgmt | For | For | For | ||
1.5 | Elect William R. Nuti | Mgmt | For | For | For | ||
1.6 | Elect Matthew A. Thompson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
PayPal Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
2 | Elect Wences Casares | Mgmt | For | For | For | ||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | ||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
8 | Elect David M. Moffett | Mgmt | For | For | For | ||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | ||
10 | Elect Daniel H. Schulman | Mgmt | For | For | For | ||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | Against | Against | ||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Albert Bourla | Mgmt | For | For | For | ||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Raytheon Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | ||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
7 | Elect Letitia A. Long | Mgmt | For | For | For | ||
8 | Elect George R. Oliver | Mgmt | For | For | For | ||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
10 | Elect William R. Spivey | Mgmt | For | For | For | ||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | ||
12 | Elect Robert O. Work | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | ||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | ||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | ||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Approval of the 2018 French Sub Plan | Mgmt | For | For | For | ||
Sealed Air Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEE | CUSIP 81211K100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Chu | Mgmt | For | For | For | ||
2 | Elect Edward L. Doheny II | Mgmt | For | For | For | ||
3 | Elect Patrick Duff | Mgmt | For | For | For | ||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | ||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||
6 | Elect Neil Lustig | Mgmt | For | For | For | ||
7 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
8 | Elect Jerry R. Whitaker | Mgmt | For | For | For | ||
9 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Stanley Black & Decker, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWK | CUSIP 854502101 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | ||
6 | Elect Debra A. Crew | Mgmt | For | For | For | ||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | ||
8 | Elect James M. Loree | Mgmt | For | For | For | ||
9 | Elect Marianne Miller Parrs | Mgmt | For | For | For | ||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
11 | Elect James H. Scholefield | Mgmt | For | For | For | ||
12 | Approval of the 2018 Omnibus Award Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Symantec Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYMC | CUSIP 871503108 | 10/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory S. Clark | Mgmt | For | For | For | ||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | ||
3 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
4 | Elect David Humphrey | Mgmt | For | For | For | ||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | ||
6 | Elect David L. Mahoney | Mgmt | For | For | For | ||
7 | Elect Robert S. Miller | Mgmt | For | For | For | ||
8 | Elect Anita Sands | Mgmt | For | For | For | ||
9 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | ||
10 | Elect V. Paul Unruh | Mgmt | For | For | For | ||
11 | Elect Suzanne Vautrinot | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
The Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | ||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | ||
The Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
4 | Elect William W. George | Mgmt | For | For | For | ||
5 | Elect James A. Johnson | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect David A. Viniar | Mgmt | For | For | For | ||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
The Scotts Miracle-Gro Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SMG | CUSIP 810186106 | 01/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Peter E. Shumlin | Mgmt | For | For | For | ||
1.3 | Elect John R. Vines | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
US Foods Holding Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USFD | CUSIP 912008109 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John A. Lederer | Mgmt | For | For | For | ||
2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Real Estate Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
Alexandria Real Estate Equities, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARE | CUSIP 015271109 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joel S. Marcus | Mgmt | For | For | For | ||
2 | Elect Steven R. Hash | Mgmt | For | For | For | ||
3 | Elect John L. Atkins, III | Mgmt | For | For | For | ||
4 | Elect James P. Cain | Mgmt | For | For | For | ||
5 | Elect Maria C. Freire | Mgmt | For | For | For | ||
6 | Elect Richard H. Klein | Mgmt | For | For | For | ||
7 | Elect James H. Richardson | Mgmt | For | For | For | ||
8 | Elect Michael A. Woronoff | Mgmt | For | For | For | ||
9 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
American Homes 4 Rent | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMH | CUSIP 02665T306 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Wayne Hughes | Mgmt | For | For | For | ||
2 | Elect David P. Singelyn | Mgmt | For | For | For | ||
3 | Elect John Corrigan | Mgmt | For | For | For | ||
4 | Elect Dann V. Angeloff | Mgmt | For | For | For | ||
5 | Elect Douglas N. Benham | Mgmt | For | For | For | ||
6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | ||
7 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
8 | Elect James H. Kropp | Mgmt | For | For | For | ||
9 | Elect Kenneth M. Woolley | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | ||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
5 | Elect Craig Macnab | Mgmt | For | For | For | ||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Apartment Investment and Management Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIV | CUSIP 03748R101 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terry Considine | Mgmt | For | For | For | ||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | ||
3 | Elect J. Landis Martin | Mgmt | For | For | For | ||
4 | Elect Robert A. Miller | Mgmt | For | For | For | ||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | ||
6 | Elect Ann Sperling | Mgmt | For | For | For | ||
7 | Elect Michael A. Stein | Mgmt | For | Against | Against | ||
8 | Elect Nina A. Tran | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Amendment to the 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
12 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | ||
Boston Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BXP | CUSIP 101121101 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | ||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | ||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | ||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | ||
6 | Elect Joel I. Klein | Mgmt | For | For | For | ||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | ||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | ||
10 | Elect Martin Turchin | Mgmt | For | For | For | ||
11 | Elect David A. Twardock | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM.A | CUSIP 112585104 | 06/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | ||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.3 | Elect Murilo Pinto de Oliveira Ferreira | Mgmt | For | For | For | ||
1.4 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.5 | Elect Rafael Miranda Robredo | Mgmt | For | For | For | ||
1.6 | Elect Youssef A. Nasr | Mgmt | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | ||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Escrowed Stock Plan Amendment Resolution | Mgmt | For | For | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | ||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
9 | Elect J. Landis Martin | Mgmt | For | For | For | ||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
DCT Industrial Trust Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DCT | CUSIP 233153204 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip L. Hawkins | Mgmt | For | For | For | ||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||
3 | Elect Thomas F. August | Mgmt | For | For | For | ||
4 | Elect John S. Gates, Jr. | Mgmt | For | For | For | ||
5 | Elect Raymond B. Greer | Mgmt | For | For | For | ||
6 | Elect Tripp H. Hardin | Mgmt | For | For | For | ||
7 | Elect Tobias Hartmann | Mgmt | For | For | For | ||
8 | Elect Marcus L. Smith | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Douglas Emmett, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEI | CUSIP 25960P109 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | ||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | ||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | ||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | ||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | ||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | ||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | ||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | Withhold | Against | ||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Equinix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQIX | CUSIP 29444U700 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | ||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | ||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | ||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | ||
1.5 | Elect William Luby | Mgmt | For | For | For | ||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | ||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Equity LifeStyle Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELS | CUSIP 29472R108 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | ||
1.2 | Elect David J. Contis | Mgmt | For | For | For | ||
1.3 | Elect Constance Freedman | Mgmt | For | For | For | ||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | ||
1.5 | Elect Tao Huang | Mgmt | For | For | For | ||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | ||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | ||
1.8 | Elect Howard Walker | Mgmt | For | For | For | ||
1.9 | Elect Samuel Zell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Equity Residential Properties Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQR | CUSIP 29476L107 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles L. Atwood | Mgmt | For | For | For | ||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | ||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | ||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | ||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | ||
1.6 | Elect John E. Neal | Mgmt | For | For | For | ||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | ||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | ||
1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | ||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Essex Property Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESS | CUSIP 297178105 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | ||
1.2 | Elect Amal M. Johnson | Mgmt | For | For | For | ||
1.3 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
1.4 | Elect George M. Marcus | Mgmt | For | Withhold | Against | ||
1.5 | Elect Thomas E. Robinson | Mgmt | For | For | For | ||
1.6 | Elect Michael J. Schall | Mgmt | For | For | For | ||
1.7 | Elect Byron A. Scordelis | Mgmt | For | For | For | ||
1.8 | Elect Janice L. Sears | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2018 Stock Award and Incentive Compensation Plan | Mgmt | For | For | For | ||
Extra Space Storage Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXR | CUSIP 30225T102 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | ||
2 | Elect Joseph D. Margolis | Mgmt | For | For | For | ||
3 | Elect Roger B. Porter | Mgmt | For | For | For | ||
4 | Elect Ashley Dreier | Mgmt | For | For | For | ||
5 | Elect Spencer F. Kirk | Mgmt | For | Against | Against | ||
6 | Elect Dennis J. Letham | Mgmt | For | For | For | ||
7 | Elect Diane Olmstead | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
GGP Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GGP | CUSIP 36174X101 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard B. Clark | Mgmt | For | For | For | ||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | ||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | ||
4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | ||
5 | Elect John K. Haley | Mgmt | For | For | For | ||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | ||
7 | Elect Brian W. Kingston | Mgmt | For | For | For | ||
8 | Elect Christina M. Lofgren | Mgmt | For | For | For | ||
9 | Elect Sandeep Mathrani | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Healthcare Trust of America, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTA | CUSIP 42225P501 | 07/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott D. Peters | Mgmt | For | For | For | ||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | ||
3 | Elect Maurice J. DeWald | Mgmt | For | For | For | ||
4 | Elect Warren D. Fix | Mgmt | For | For | For | ||
5 | Elect Peter N. Foss | Mgmt | For | For | For | ||
6 | Elect Daniel S. Henson | Mgmt | For | For | For | ||
7 | Elect Larry L. Mathis | Mgmt | For | For | For | ||
8 | Elect Gary T. Wescombe | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Hyatt Hotels Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
H | CUSIP 448579102 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | ||
1.2 | Elect Mackey J. McDonald | Mgmt | For | Withhold | Against | ||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
InterXion Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INXN | CUSIP N47279109 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Elect Robert A. Ruijter | Mgmt | For | For | For | ||
4 | Elect David Lister | Mgmt | For | For | For | ||
5 | Restricted Shares for Non-Executive Directors | Mgmt | For | For | For | ||
6 | Performance Shares to Executive Director | Mgmt | For | For | For | ||
7 | Authorize the Board to Issue Shares Pursuant to the Company's Equity Incentive Plans | Mgmt | For | For | For | ||
8 | Authorize the Board to Exclude Preemptive Rights for Incentive Plan Issuance of Shares | Mgmt | For | For | For | ||
9 | Authorize the Company to Issue Shares For General Corporate Purposes | Mgmt | For | For | For | ||
10 | Authorize the Company to Exclude Preemptive Rights for General Purpose Issuance of Shares | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
Invitation Homes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INVH | CUSIP 46187W107 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bryce Blair | Mgmt | For | Withhold | Against | ||
1.2 | Elect Frederick C. Tuomi | Mgmt | For | For | For | ||
1.3 | Elect Richard D. Bronson | Mgmt | For | Withhold | Against | ||
1.4 | Elect Kenneth A. Caplan | Mgmt | For | For | For | ||
1.5 | Elect Michael D. Fascitelli | Mgmt | For | For | For | ||
1.6 | Elect Robert Harper | Mgmt | For | Withhold | Against | ||
1.7 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | ||
1.8 | Elect John B. Rhea | Mgmt | For | For | For | ||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | ||
1.10 | Elect William J. Stein | Mgmt | For | Withhold | Against | ||
1.11 | Elect Barry S. Sternlicht | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Kimco Realty Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KIM | CUSIP 49446R109 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Milton Cooper | Mgmt | For | For | For | ||
2 | Elect Philip E. Coviello | Mgmt | For | Against | Against | ||
3 | Elect Richard G. Dooley | Mgmt | For | Against | Against | ||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | ||
5 | Elect Joe Grills | Mgmt | For | Against | Against | ||
6 | Elect Frank Lourenso | Mgmt | For | Against | Against | ||
7 | Elect Colombe M. Nicholas | Mgmt | For | Against | Against | ||
8 | Elect Mary Hogan Preusse | Mgmt | For | Against | Against | ||
9 | Elect Richard B. Saltzman | Mgmt | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Marriott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAR | CUSIP 571903202 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | ||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
6 | Elect Eric Hippeau | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Debra L. Lee | Mgmt | For | For | For | ||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
12 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
14 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Mid-America Apartment Communities, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAA | CUSIP 59522J103 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | For | ||
2 | Elect Russell R. French | Mgmt | For | For | For | ||
3 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
4 | Elect Toni Jennings | Mgmt | For | For | For | ||
5 | Elect James K. Lowder | Mgmt | For | For | For | ||
6 | Elect Thomas H. Lowder | Mgmt | For | For | For | ||
7 | Elect Monica McGurk | Mgmt | For | For | For | ||
8 | Elect Claude B. Nielsen | Mgmt | For | For | For | ||
9 | Elect Philip W. Norwood | Mgmt | For | For | For | ||
10 | Elect W. Reid Sanders | Mgmt | For | For | For | ||
11 | Elect Gary Shorb | Mgmt | For | For | For | ||
12 | Elect David P. Stockert | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2013 Stock incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
National Retail Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NNN | CUSIP 637417106 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | For | ||
1.2 | Elect Steven Cosler | Mgmt | For | For | For | ||
1.3 | Elect Don DeFosset | Mgmt | For | For | For | ||
1.4 | Elect David M. Fick | Mgmt | For | For | For | ||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | For | ||
1.6 | Elect Kevin B. Habicht | Mgmt | For | Withhold | Against | ||
1.7 | Elect Robert C. Legler | Mgmt | For | For | For | ||
1.8 | Elect Sam L. Susser | Mgmt | For | For | For | ||
1.9 | Elect Julian E. Whitehurst | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Prologis, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLD | CUSIP 74340W103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | ||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | ||
3 | Elect George L. Fotiades | Mgmt | For | For | For | ||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
5 | Elect J. Michael Losh | Mgmt | For | For | For | ||
6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | ||
7 | Elect David P. O'Connor | Mgmt | For | For | For | ||
8 | Elect Olivier Piani | Mgmt | For | For | For | ||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | ||
10 | Elect Carl B. Webb | Mgmt | For | For | For | ||
11 | Elect William D. Zollars | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Public Storage | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSA | CUSIP 74460D109 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | ||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | ||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | ||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | ||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | ||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | ||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | ||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | To Allow Shareholders to Amend Company Bylaws | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Regency Centers Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REG | CUSIP 758849103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | ||
2 | Elect Joseph F. Azrack | Mgmt | For | For | For | ||
3 | Elect Bryce Blair | Mgmt | For | For | For | ||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | For | ||
5 | Elect Deirdre J. Evens | Mgmt | For | For | For | ||
6 | Elect Mary Lou Fiala | Mgmt | For | For | For | ||
7 | Elect Peter Linneman | Mgmt | For | For | For | ||
8 | Elect David P. O'Connor | Mgmt | For | For | For | ||
9 | Elect Lisa Palmer | Mgmt | For | Against | Against | ||
10 | Elect John C. Schweitzer | Mgmt | For | For | For | ||
11 | Elect Thomas G. Wattles | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Rexford Industrial Realty Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REXR | CUSIP 76169C100 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard Ziman | Mgmt | For | Withhold | Against | ||
1.2 | Elect Howard Schwimmer | Mgmt | For | For | For | ||
1.3 | Elect Michael S. Frankel | Mgmt | For | For | For | ||
1.4 | Elect Robert L. Antin | Mgmt | For | For | For | ||
1.5 | Elect Steven C. Good | Mgmt | For | For | For | ||
1.6 | Elect Diana Ingram | Mgmt | For | For | For | ||
1.7 | Elect Tyler H. Rose | Mgmt | For | For | For | ||
1.8 | Elect Peter E. Schwab | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2013 Incentive Award Plan | Mgmt | For | For | For | ||
SBA Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBAC | CUSIP 78410G104 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brian C. Carr | Mgmt | For | For | For | ||
2 | Elect Mary S. Chan | Mgmt | For | For | For | ||
3 | Elect George R. Krouse, Jr. | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
7 | Elect Stefan Selig | Mgmt | For | For | For | ||
8 | Elect Daniel C. Smith | Mgmt | For | For | For | ||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||
10 | Elect Marta R. Stewart | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control | ShrHoldr | Against | Against | For | ||
Starwood Waypoint Homes | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SFR | CUSIP 85572F105 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Taubman Centers Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCO | CUSIP 876664103 | 05/31/2018 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mayree C. Clark | Mgmt | For | TNA | N/A | ||
1.2 | Elect Michael J. Embler | Mgmt | For | TNA | N/A | ||
1.3 | Elect William S. Taubman | Mgmt | For | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
4 | Approval of the 2018 Omnibus Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||
5 | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | ShrHoldr | Against | TNA | N/A | ||
Taubman Centers Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCO | CUSIP 876664103 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jonathan Litt | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Management Nominee Mayree C. Clark | Mgmt | N/A | For | N/A | ||
1.3 | Elect Management Nominee Michael J. Embler | Mgmt | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
4 | Approval of the 2018 Omnibus Long-Term Incentive Plan | Mgmt | N/A | For | N/A | ||
5 | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | ShrHoldr | N/A | For | N/A | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | ||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | ||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||
9 | Elect James D. Shelton | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Welltower Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WELL | CUSIP 95040Q104 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | ||
3 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | ||
4 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||
5 | Elect Timothy J. Naughton | Mgmt | For | Against | Against | ||
6 | Elect Sharon M. Oster | Mgmt | For | For | For | ||
7 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
8 | Elect Sergio D. Rivera | Mgmt | For | For | For | ||
9 | Elect R. Scott Trumbull | Mgmt | For | For | For | ||
10 | Elect Gary Whitelaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
2 | Elect Rick R. Holley | Mgmt | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
4 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
8 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Small Cap Growth Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
2U, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWOU | CUSIP 90214J101 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul A. Maeder | Mgmt | For | For | For | ||
1.2 | Elect Robert M. Stavis | Mgmt | For | For | For | ||
1.3 | Elect Christopher J. Paucek | Mgmt | For | For | For | ||
1.4 | Elect Gregory K. Peters | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Director Elections | ShrHoldr | Against | For | Against | ||
Abiomed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABMD | CUSIP 003654100 | 08/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy E. Puhy | Mgmt | For | For | For | ||
1.2 | Elect Paul G. Thomas | Mgmt | For | For | For | ||
1.3 | Elect Christopher D. Van Gorder | Mgmt | For | For | For | ||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Acer Therapeutics Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACER | CUSIP 00444P108 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | ||
1.2 | Elect Jason Amello | Mgmt | For | For | For | ||
1.3 | Elect Hubert Birner | Mgmt | For | For | For | ||
1.4 | Elect John M. Dunn | Mgmt | For | For | For | ||
1.5 | Elect Michelle Griffin | Mgmt | For | For | For | ||
1.6 | Elect Luc Marengere | Mgmt | For | Withhold | Against | ||
1.7 | Elect Chris Schelling | Mgmt | For | For | For | ||
2 | Written Consent | Mgmt | For | Against | Against | ||
3 | Special meeting Rights | Mgmt | For | Against | Against | ||
4 | Provide for supermajority voting in connection with future amendments to certain provisions of the certificate of incorporation | Mgmt | For | Against | Against | ||
5 | Provide for supermajority voting in connection with future amendments to certain provisions of the bylaws | Mgmt | For | Against | Against | ||
6 | Exclusive Forum Provision | Mgmt | For | Against | Against | ||
7 | Reincorporation from Texas to Delaware | Mgmt | For | Against | Against | ||
8 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | Against | Against | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Aerie Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AERI | CUSIP 00771V108 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael M. du Toit | Mgmt | For | For | For | ||
1.2 | Elect Murray A. Goldberg | Mgmt | For | For | For | ||
2 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Agios Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGIO | CUSIP 00847X104 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kaye Foster | Mgmt | For | For | For | ||
1.2 | Elect Maykin Ho | Mgmt | For | For | For | ||
1.3 | Elect John M. Maraganore | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Air Lease Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AL | CUSIP 00912X302 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | ||
3 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
4 | Elect Robert A. Milton | Mgmt | For | For | For | ||
5 | Elect John L. Plueger | Mgmt | For | For | For | ||
6 | Elect Ian M. Saines | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Amicus Therapeutics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FOLD | CUSIP 03152W109 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Craig A. Wheeler | Mgmt | For | For | For | ||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Arena Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARNA | CUSIP 040047607 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jayson Dallas | Mgmt | For | For | For | ||
1.2 | Elect Oliver S. Fetzer | Mgmt | For | For | For | ||
1.3 | Elect Jennifer Jarrett | Mgmt | For | For | For | ||
1.4 | Elect Amit Munshi | Mgmt | For | For | For | ||
1.5 | Elect Garry A. Neil | Mgmt | For | For | For | ||
1.6 | Elect Tina S. Nova | Mgmt | For | For | For | ||
1.7 | Elect Randall E. Woods | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
Ascendis Pharma A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASND | CUSIP 04351P101 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Election of Presiding Chair | Mgmt | For | For | For | ||
2 | Report on Activities | Mgmt | For | For | For | ||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Carry Forward the Company's Loss for 2017 | Mgmt | For | For | For | ||
5 | Elect Albert Cha | Mgmt | For | For | For | ||
6 | Elect Birgitte Volck | Mgmt | For | For | For | ||
7 | Elect Martin Olin | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Axogen Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXGN | CUSIP 05463X106 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory G. Freitag | Mgmt | For | For | For | ||
1.2 | Elect Mark Gold | Mgmt | For | For | For | ||
1.3 | Elect Jamie M. Grooms | Mgmt | For | For | For | ||
1.4 | Elect Guido J. Neels | Mgmt | For | For | For | ||
1.5 | Elect Robert J. Rudelius | Mgmt | For | For | For | ||
1.6 | Elect Amy M. Wendell | Mgmt | For | For | For | ||
1.7 | Elect Karen Zaderej | Mgmt | For | For | For | ||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Bio-Rad Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIO | CUSIP 090572207 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Pinkston | Mgmt | For | For | For | ||
2 | Elect Melinda Litherland | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Blueprint Medicines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BPMC | CUSIP 09627Y109 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel S. Lynch | Mgmt | For | For | For | ||
1.2 | Elect George D. Demetri | Mgmt | For | For | For | ||
1.3 | Elect Lynn Seely | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Bright Horizons Family Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Julie Atkinson | Mgmt | For | For | For | ||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | ||
3 | Elect Jordan Hitch | Mgmt | For | Against | Against | ||
4 | Elect Linda A. Mason | Mgmt | For | For | For | ||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Brink`s Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCO | CUSIP 109696104 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paul G. Boynton | Mgmt | For | For | For | ||
2 | Elect Ian D. Clough | Mgmt | For | For | For | ||
3 | Elect Susan E. Docherty | Mgmt | For | For | For | ||
4 | Elect Reginald D. Hedgebeth | Mgmt | For | For | For | ||
5 | Elect Daniel R. Henry | Mgmt | For | For | For | ||
6 | Elect Michael J. Herling | Mgmt | For | For | For | ||
7 | Elect Douglas A. Pertz | Mgmt | For | For | For | ||
8 | Elect George I. Stoeckert | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Burlington Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BURL | CUSIP 122017106 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | ||
2 | Elect William P. McNamara | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Cable One, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CABO | CUSIP 12685J105 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas S. Gayner | Mgmt | For | Against | Against | ||
2 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||
3 | Elect Thomas O. Might | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Casa Systems Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CASA | CUSIP 14713L102 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jerry Guo | Mgmt | For | Withhold | Against | ||
1.2 | Elect Weidong Chen | Mgmt | For | Withhold | Against | ||
1.3 | Elect Daniel Mead | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Casella Waste Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CWST | CUSIP 147448104 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John W. Casella | Mgmt | For | For | For | ||
1.2 | Elect William P. Hulligan | Mgmt | For | For | For | ||
1.3 | Elect James E. O'Connor | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Cavco Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVCO | CUSIP 149568107 | 07/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Boor | Mgmt | For | For | For | ||
1.2 | Elect Joseph H. Stegmayer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Chegg Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHGG | CUSIP 163092109 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Marne Levine | Mgmt | For | For | For | ||
1.2 | Elect Richard Sarnoff | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Descartes Systems Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DSG | CUSIP 249906108 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David I. Beatson | Mgmt | For | For | For | ||
1.2 | Elect Deborah Close | Mgmt | For | For | For | ||
1.3 | Elect Eric Demirian | Mgmt | For | For | For | ||
1.4 | Elect Christopher Hewat | Mgmt | For | Withhold | Against | ||
1.5 | Elect Dennis Maple | Mgmt | For | For | For | ||
1.6 | Elect Jane O'Hagan | Mgmt | For | For | For | ||
1.7 | Elect Edward J. Ryan | Mgmt | For | For | For | ||
1.8 | Elect John Walker | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Eldorado Resorts Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ERI | CUSIP 28470R102 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gary L. Carano | Mgmt | For | For | For | ||
1.2 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | ||
1.3 | Elect James B. Hawkins | Mgmt | For | Withhold | Against | ||
1.4 | Elect Michael E. Pegram | Mgmt | For | For | For | ||
1.5 | Elect Thomas R. Reeg | Mgmt | For | Withhold | Against | ||
1.6 | Elect David P. Tomick | Mgmt | For | For | For | ||
1.7 | Elect Roger P. Wagner | Mgmt | For | For | For | ||
1.8 | Elect Bonnie Biumi | Mgmt | For | For | For | ||
1.9 | Elect Gregory J. Kozicz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Esperion Therapeutics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESPR | CUSIP 29664W105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey Berkowitz | Mgmt | For | For | For | ||
2 | Elect Antonio M. Gotto, Jr. | Mgmt | For | Abstain | Against | ||
3 | Elect Nicole Vitullo | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Euronet Worldwide, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EEFT | CUSIP 298736109 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
1.2 | Elect Paul S. Althasen | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
EXACT Sciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXAS | CUSIP 30063P105 | 07/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Maneesh K. Arora | Mgmt | For | For | For | ||
1.2 | Elect James E. Doyle | Mgmt | For | For | For | ||
1.3 | Elect Lionel N. Sterling | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to the 2010 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Exelixis, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXEL | CUSIP 30161Q104 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Cohen | Mgmt | For | For | For | ||
2 | Elect George H. Poste | Mgmt | For | For | For | ||
3 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Fate Therapeutics Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FATE | CUSIP 31189P102 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Amir H. Nashat | Mgmt | For | For | For | ||
1.2 | Elect William H. Rastetter | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Ferro Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FOE | CUSIP 315405100 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory E. Hyland | Mgmt | For | For | For | ||
1.2 | Elect David A. Lorber | Mgmt | For | For | For | ||
1.3 | Elect Marran H. Ogilvie | Mgmt | For | For | For | ||
1.4 | Elect Andrew M. Ross | Mgmt | For | For | For | ||
1.5 | Elect Allen A. Spizzo | Mgmt | For | For | For | ||
1.6 | Elect Peter T. Thomas | Mgmt | For | For | For | ||
1.7 | Elect Ronald P. Vargo | Mgmt | For | For | For | ||
2 | Approval of 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Five Below Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FIVE | CUSIP 33829M101 | 06/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Kaufman | Mgmt | For | For | For | ||
2 | Elect Dinesh S. Lathi | Mgmt | For | For | For | ||
3 | Elect Richard L. Markee | Mgmt | For | For | For | ||
4 | Elect Thomas Vellios | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
ForeScout Technologies Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FSCT | CUSIP 34553D101 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Yehezkel "Hezy" Yeshurun | Mgmt | For | For | For | ||
2 | Elect Enrique T. Salem | Mgmt | For | For | For | ||
3 | Elect Theresia Gouw | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Gardner Denver Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GDI | CUSIP 36555P107 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter M. Stavros | Mgmt | For | Abstain | Against | ||
2 | Elect William E. Kassling | Mgmt | For | Abstain | Against | ||
3 | Elect Michael V. Marn | Mgmt | For | Abstain | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
Genesee & Wyoming Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GWR | CUSIP 371559105 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ann N. Reese | Mgmt | For | For | For | ||
1.2 | Elect Bruce J. Carter | Mgmt | For | For | For | ||
1.3 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | ||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Abstain | For | Against | ||
Global Blood Therapeutics Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GBT | CUSIP 37890U108 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Scott W. Morrison | Mgmt | For | For | For | ||
1.2 | Elect Deval L. Patrick | Mgmt | For | For | For | ||
1.3 | Elect Mark L. Perry | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||
Grand Canyon Education Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOPE | CUSIP 38526M106 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brian E. Mueller | Mgmt | For | For | For | ||
2 | Elect Sara R. Dial | Mgmt | For | For | For | ||
3 | Elect Jack A. Henry | Mgmt | For | For | For | ||
4 | Elect Kevin F. Warren | Mgmt | For | For | For | ||
5 | Elect David J. Johnson | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Green Dot Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GDOT | CUSIP 39304D102 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth C. Aldrich | Mgmt | For | For | For | ||
2 | Elect J. Chris Brewster | Mgmt | For | For | For | ||
3 | Elect Glinda Bridgforth Hodges | Mgmt | For | For | For | ||
4 | Elect Rajeev V. Date | Mgmt | For | For | For | ||
5 | Elect William I. Jacobs | Mgmt | For | For | For | ||
6 | Elect George T. Shaheen | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Healthcare Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCSG | CUSIP 421906108 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Theodore Wahl | Mgmt | For | For | For | ||
1.2 | Elect John M. Briggs | Mgmt | For | For | For | ||
1.3 | Elect Robert L. Frome | Mgmt | For | For | For | ||
1.4 | Elect Robert J. Moss | Mgmt | For | For | For | ||
1.5 | Elect Dino D. Ottaviano | Mgmt | For | For | For | ||
1.6 | Elect Michael E. McBryan | Mgmt | For | For | For | ||
1.7 | Elect Diane S. Casey | Mgmt | For | For | For | ||
1.8 | Elect John J. McFadden | Mgmt | For | For | For | ||
1.9 | Elect Jude Visconto | Mgmt | For | For | For | ||
1.10 | Elect Daniela Castagnino | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
HEICO Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEI | CUSIP 422806109 | 03/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | ||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | ||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | Withhold | Against | ||
1.4 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | ||
1.5 | Elect Eric A. Mendelson | Mgmt | For | For | For | ||
1.6 | Elect Laurans A. Mendelson | Mgmt | For | For | For | ||
1.7 | Elect Victor H. Mendelson | Mgmt | For | For | For | ||
1.8 | Elect Julie Neitzel | Mgmt | For | For | For | ||
1.9 | Elect Alan Schriesheim | Mgmt | For | Withhold | Against | ||
1.10 | Elect Frank J. Schwitter | Mgmt | For | For | For | ||
2 | Re-approval of the Performance Goals Under the 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||
3 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | ||
4 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||
5 | Increase of Authorized Class A Common Stock | Mgmt | For | Against | Against | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Hilton Grand Vacations Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HGV | CUSIP 43283X105 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark D. Wang | Mgmt | For | For | For | ||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | ||
1.3 | Elect Brenda J. Bacon | Mgmt | For | For | For | ||
1.4 | Elect David W. Johnson | Mgmt | For | For | For | ||
1.5 | Elect Mark H. Lazarus | Mgmt | For | For | For | ||
1.6 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
1.7 | Elect Paul W. Whetsell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Hortonworks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HDP | CUSIP 440894103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Bearden | Mgmt | For | For | For | ||
1.2 | Elect Kevin Klausmeyer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Hubspot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUBS | CUSIP 443573100 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brian Halligan | Mgmt | For | For | For | ||
2 | Elect Ron Gill | Mgmt | For | For | For | ||
3 | Elect Jill Ward | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Hudson Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUD | CUSIP G46408103 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juan Carlos Torres Carretero | Mgmt | For | For | For | ||
2 | Elect Julian Diaz Gonzalez | Mgmt | For | Abstain | Against | ||
3 | Elect Joseph DiDomizio | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
Hyster-Yale Materials Handling Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HY | CUSIP 449172105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James M. Bemowski | Mgmt | For | For | For | ||
1.2 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Carolyn Corvi | Mgmt | For | For | For | ||
1.4 | Elect John P. Jumper | Mgmt | For | Withhold | Against | ||
1.5 | Elect Dennis W. LaBarre | Mgmt | For | Withhold | Against | ||
1.6 | Elect H. Vincent Poor | Mgmt | For | Withhold | Against | ||
1.7 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Claiborne R. Rankin | Mgmt | For | For | For | ||
1.9 | Elect John M. Stropki, Jr. | Mgmt | For | Withhold | Against | ||
1.10 | Elect Britton T. Taplin | Mgmt | For | For | For | ||
1.11 | Elect Eugene Wong | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Insperity Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSP | CUSIP 45778Q107 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol R. Kaufman | Mgmt | For | For | For | ||
2 | Elect Paul J. Sarvadi | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
Insulet Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PODD | CUSIP 45784P101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John A. Fallon | Mgmt | For | For | For | ||
1.2 | Elect Timothy J. Scannell | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Intersect ENT, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XENT | CUSIP 46071F103 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
1.2 | Elect Lisa D. Earnhardt | Mgmt | For | For | For | ||
1.3 | Elect Teresa L. Kline | Mgmt | For | For | For | ||
1.4 | Elect Cynthia L. Lucchese | Mgmt | For | For | For | ||
1.5 | Elect Dana G. Mead, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Frederic H. Moll | Mgmt | For | For | For | ||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Invacare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVC | CUSIP 461203101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan H. Alexander | Mgmt | For | For | For | ||
1.2 | Elect Barbara W. Bodem | Mgmt | For | For | For | ||
1.3 | Elect Marc M. Gibeley | Mgmt | For | For | For | ||
1.4 | Elect C. Martin Harris | Mgmt | For | For | For | ||
1.5 | Elect Matthew E. Monaghan | Mgmt | For | For | For | ||
1.6 | Elect Clifford D. Nastas | Mgmt | For | For | For | ||
1.7 | Elect Baiju R. Shah | Mgmt | For | For | For | ||
2 | Approval of 2018 Equity Compensation Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Invuity Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVTY | CUSIP 46187J205 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William W. Burke | Mgmt | For | For | For | ||
1.2 | Elect Randall A. Lipps | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
iRhythm Technologies Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRTC | CUSIP 450056106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect C. Noel Bairey Merz | Mgmt | For | For | For | ||
1.2 | Elect Mark J. Rubash | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
John Bean Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBT | CUSIP 477839104 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. Maury Devine | Mgmt | For | For | For | ||
2 | Elect James M. Ringler | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Kirby Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEX | CUSIP 497266106 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Barry E. Davis | Mgmt | For | For | For | ||
2 | Elect Monte J. Miller | Mgmt | For | For | For | ||
3 | Elect Joseph H. Pyne | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
KLX Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLXI | CUSIP 482539103 | 08/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard G. Hamermesh | Mgmt | For | Withhold | Against | ||
1.2 | Elect Theodore L. Weise | Mgmt | For | For | For | ||
1.3 | Elect John T. Whates | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Lumentum Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LITE | CUSIP 55024U109 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin A. Kaplan | Mgmt | For | For | For | ||
2 | Elect Harold L. Covert | Mgmt | For | For | For | ||
3 | Elect Penelope Herscher | Mgmt | For | For | For | ||
4 | Elect Samuel F. Thomas | Mgmt | For | For | For | ||
5 | Elect Brian J. Lillie | Mgmt | For | For | For | ||
6 | Elect Alan S. Lowe | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Matador Resources Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTDR | CUSIP 576485205 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William M. Byerley | Mgmt | For | Against | Against | ||
2 | Elect Julia P. Forrester | Mgmt | For | Against | Against | ||
3 | Elect Timothy E. Parker | Mgmt | For | For | For | ||
4 | Elect David M. Posner | Mgmt | For | Against | Against | ||
5 | Elect Kenneth L. Stewart | Mgmt | For | Against | Against | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
Mercury Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRCY | CUSIP 589378108 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lisa S. Disbrow | Mgmt | For | For | For | ||
1.2 | Elect Mark Aslett | Mgmt | For | For | For | ||
1.3 | Elect Mary Louise Krakauer | Mgmt | For | For | For | ||
1.4 | Elect William K. O'Brien | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Meritor, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTOR | CUSIP 59001K100 | 01/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | ||
1.2 | Elect Rodger L. Boehm | Mgmt | For | For | For | ||
1.3 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to Articles to Allow Shareholders to Amend the Bylaws | Mgmt | For | For | For | ||
MGP Ingredients, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGPI | CUSIP 55303J106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Bareuther | Mgmt | For | Against | Against | ||
2 | Elect Terence Dunn | Mgmt | For | Against | Against | ||
3 | Elect Anthony Foglio | Mgmt | For | Against | Against | ||
4 | Elect David J. Colo | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Milacron Holdings Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCRN | CUSIP 59870L106 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory J. Gluchowski, Jr | Mgmt | For | For | For | ||
1.2 | Elect James M. Kratochvil | Mgmt | For | For | For | ||
1.3 | Elect David W. Reeder | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of the Material Terms of Awards Under Code Section 162(m) | Mgmt | For | For | For | ||
MKS Instruments, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MKSI | CUSIP 55306N104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerald G. Colella | Mgmt | For | For | For | ||
1.2 | Elect Elizabeth A. Mora | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Monolithic Power Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MPWR | CUSIP 609839105 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Eugen Elmiger | Mgmt | For | For | For | ||
1.2 | Elect Jeff Zhou | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Neurocrine Biosciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBIX | CUSIP 64125C109 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William H. Rastetter | Mgmt | For | For | For | ||
1.2 | Elect George J. Morrow | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Nutanix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTNX | CUSIP 67059N108 | 12/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | ||
2 | Elect Steven J. Gomo | Mgmt | For | Against | Against | ||
3 | Elect Jeffrey T. Parks | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Okta, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OKTA | CUSIP 679295105 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Todd McKinnon | Mgmt | For | For | For | ||
1.2 | Elect Michael R. Kourey | Mgmt | For | Withhold | Against | ||
1.3 | Elect Michael Stankey | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Ollie's Bargain Outlet Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OLLI | CUSIP 681116109 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Butler | Mgmt | For | For | For | ||
1.2 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Pinnacle Financial Partners, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNFP | CUSIP 72346Q104 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abney S. Boxley, III | Mgmt | For | For | For | ||
2 | Elect Charles E. Brock | Mgmt | For | For | For | ||
3 | Elect Renda J. Burkhart | Mgmt | For | For | For | ||
4 | Elect Gregory L. Burns | Mgmt | For | For | For | ||
5 | Elect Richard D. Callicutt II | Mgmt | For | For | For | ||
6 | Elect Marty G. Dickens | Mgmt | For | For | For | ||
7 | Elect Thomas C. Farnsworth, III | Mgmt | For | For | For | ||
8 | Elect Joseph C. Galante | Mgmt | For | For | For | ||
9 | Elect Glenda B. Glover | Mgmt | For | For | For | ||
10 | Elect David B. Ingram | Mgmt | For | For | For | ||
11 | Elect Robert A. McCabe, Jr. | Mgmt | For | For | For | ||
12 | Elect Ronald L. Samuels | Mgmt | For | For | For | ||
13 | Elect Gary L. Scott | Mgmt | For | For | For | ||
14 | Elect Reese L. Smith, III | Mgmt | For | For | For | ||
15 | Elect Thomas R. Sloan | Mgmt | For | For | For | ||
16 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||
17 | Elect M. Terry Turner | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
21 | Approval of 2018 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | ||
Planet Fitness, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLNT | CUSIP 72703H101 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Chris Rondeau | Mgmt | For | For | For | ||
1.2 | Elect Frances Rathke | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Approval of the 2018 Employee Stock Purchase Program | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Primerica, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRI | CUSIP 74164M108 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John A. Addison, Jr. | Mgmt | For | For | For | ||
2 | Elect Joel M. Babbit | Mgmt | For | For | For | ||
3 | Elect P. George Benson | Mgmt | For | For | For | ||
4 | Elect C. Saxby Chambliss | Mgmt | For | For | For | ||
5 | Elect Gary L. Crittenden | Mgmt | For | For | For | ||
6 | Elect Cynthia N. Day | Mgmt | For | For | For | ||
7 | Elect Mark Mason | Mgmt | For | For | For | ||
8 | Elect Beatriz R. Perez | Mgmt | For | For | For | ||
9 | Elect D. Richard Williams | Mgmt | For | For | For | ||
10 | Elect Glenn J. Williams | Mgmt | For | For | For | ||
11 | Elect Barbara A. Yastine | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Proofpoint, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFPT | CUSIP 743424103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dana L. Evan | Mgmt | For | For | For | ||
1.2 | Elect Kristen Gil | Mgmt | For | For | For | ||
1.3 | Elect Gary Steele | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Q2 Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QTWO | CUSIP 74736L109 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey T. Diehl | Mgmt | For | For | For | ||
1.2 | Elect Matthew P. Flake | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Red Rock Resorts Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRR | CUSIP 75700L108 | 07/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank J. Fertitta III | Mgmt | For | For | For | ||
1.2 | Elect Lorenzo J. Fertitta | Mgmt | For | For | For | ||
1.3 | Elect Robert A. Cashell, Jr. | Mgmt | For | Withhold | Against | ||
1.4 | Elect Robert E. Lewis | Mgmt | For | Withhold | Against | ||
1.5 | Elect James E. Nave | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Retrophin, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTRX | CUSIP 761299106 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | ||
1.2 | Elect Roy D. Baynes | Mgmt | For | For | For | ||
1.3 | Elect Tim Coughlin | Mgmt | For | For | For | ||
1.4 | Elect John Kozarich | Mgmt | For | For | For | ||
1.5 | Elect Gary A. Lyons | Mgmt | For | Withhold | Against | ||
1.6 | Elect Jeffrey Meckler | Mgmt | For | For | For | ||
1.7 | Elect John A. Orwin | Mgmt | For | For | For | ||
1.8 | Elect Ron Squarer | Mgmt | For | For | For | ||
2 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
RingCentral, Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RNG | CUSIP 76680R206 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Vladimir Shmunis | Mgmt | For | For | For | ||
1.2 | Elect Neil Williams | Mgmt | For | For | For | ||
1.3 | Elect Robert Theis | Mgmt | For | For | For | ||
1.4 | Elect Michelle McKenna | Mgmt | For | For | For | ||
1.5 | Elect Allan Thygesen | Mgmt | For | For | For | ||
1.6 | Elect Kenneth A. Goldman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sage Therapeutics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAGE | CUSIP 78667J108 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Geno Germano | Mgmt | For | Withhold | Against | ||
1.2 | Elect Steven M. Paul | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Saia, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAIA | CUSIP 78709Y105 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Di-Ann Eisnor | Mgmt | For | For | For | ||
2 | Elect William F. Evans | Mgmt | For | For | For | ||
3 | Elect Herbert A. Trucksess, III | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Ward | Mgmt | For | For | For | ||
5 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Sarepta Therapeutics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRPT | CUSIP 803607100 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | ||
2 | Elect Douglas S. Ingram | Mgmt | For | For | For | ||
3 | Elect Hans Wigzell | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Approval of 2018 Equity Incentive Plan | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Seacoast Banking Corporation of Florida | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBCF | CUSIP 811707801 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jacqueline L. Bradley | Mgmt | For | For | For | ||
1.2 | Elect H. Gilbert Culbreth Jr. | Mgmt | For | For | For | ||
1.3 | Elect Christopher E. Fogal | Mgmt | For | For | For | ||
1.4 | Elect Timothy Huval | Mgmt | For | For | For | ||
1.5 | Elect Herbert Lurie | Mgmt | For | Withhold | Against | ||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sierra Oncology Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRRA | CUSIP 82640U107 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nick Glover | Mgmt | For | For | For | ||
1.2 | Elect Donald Parfet | Mgmt | For | For | For | ||
1.3 | Elect Robert Pelzer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Take-Two Interactive Software, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TTWO | CUSIP 874054109 | 09/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Strauss Zelnick | Mgmt | For | For | For | ||
1.2 | Elect Robert A. Bowman | Mgmt | For | For | For | ||
1.3 | Elect Michael Dornemann | Mgmt | For | For | For | ||
1.4 | Elect J Moses | Mgmt | For | For | For | ||
1.5 | Elect Michael Sheresky | Mgmt | For | For | For | ||
1.6 | Elect LaVerne Srinivasan | Mgmt | For | For | For | ||
1.7 | Elect Susan M. Tolson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of the French RSU Sub-Plan | Mgmt | For | For | For | ||
6 | Approval of the 2017 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
TCF Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCF | CUSIP 872275102 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter Bell | Mgmt | For | For | For | ||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | ||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | ||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | ||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | ||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | ||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Richard H. King | Mgmt | For | For | For | ||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | ||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | ||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | ||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | ||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | ||
2 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Amendment to the Directors Stock Grant Program | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Teledyne Technologies Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDY | CUSIP 879360105 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Simon M. Lorne | Mgmt | For | For | For | ||
1.2 | Elect Paul D. Miller | Mgmt | For | For | For | ||
1.3 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Roadhouse, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXRH | CUSIP 882681109 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Kent Taylor | Mgmt | For | For | For | ||
1.2 | Elect James R. Zarley | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
The Marcus Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCS | CUSIP 566330106 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Stephen H. Marcus | Mgmt | For | For | For | ||
1.2 | Elect Diane Marcus Gershowitz | Mgmt | For | For | For | ||
1.3 | Elect Allan H. Selig | Mgmt | For | Withhold | Against | ||
1.4 | Elect Timothy E. Hoeksema | Mgmt | For | For | For | ||
1.5 | Elect Bruce J. Olson | Mgmt | For | For | For | ||
1.6 | Elect Philip L. Milstein | Mgmt | For | For | For | ||
1.7 | Elect Gregory S. Marcus | Mgmt | For | For | For | ||
1.8 | Elect Brian J. Stark | Mgmt | For | For | For | ||
1.9 | Elect Katherine M. Gehl | Mgmt | For | For | For | ||
1.10 | Elect David M. Baum | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Tivity Health Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TVTY | CUSIP 88870R102 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sara J. Finley | Mgmt | For | For | For | ||
2 | Elect Archelle Georgiou | Mgmt | For | For | For | ||
3 | Elect Robert J. Greczyn, Jr. | Mgmt | For | For | For | ||
4 | Elect Peter Hudson | Mgmt | For | For | For | ||
5 | Elect Beth M. Jacob | Mgmt | For | For | For | ||
6 | Elect Bradley S. Karro | Mgmt | For | For | For | ||
7 | Elect Paul H. Keckley | Mgmt | For | For | For | ||
8 | Elect Lee A. Shapiro | Mgmt | For | For | For | ||
9 | Elect Donato Tramuto | Mgmt | For | For | For | ||
10 | Elect Kevin G. Wills | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Turning Point Brands Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TPB | CUSIP 90041L105 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory H. A. Baxter | Mgmt | For | For | For | ||
1.2 | Elect H.C. Charles Diao | Mgmt | For | Withhold | Against | ||
1.3 | Elect David Glazek | Mgmt | For | Withhold | Against | ||
1.4 | Elect George W. Hebard III | Mgmt | For | Withhold | Against | ||
1.5 | Elect Thomas F. Helms, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Lawrence S. Wexler | Mgmt | For | For | For | ||
1.7 | Elect Arnold Zimmerman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Universal Display Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OLED | CUSIP 91347P105 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven V. Abramson | Mgmt | For | For | For | ||
2 | Elect Richard C. Elias | Mgmt | For | For | For | ||
3 | Elect Elizabeth H. Gemmill | Mgmt | For | For | For | ||
4 | Elect Rosemarie B. Greco | Mgmt | For | For | For | ||
5 | Elect C. Keith Hartley | Mgmt | For | For | For | ||
6 | Elect Lawrence Lacerte | Mgmt | For | For | For | ||
7 | Elect Sidney D. Rosenblatt | Mgmt | For | Against | Against | ||
8 | Elect Sherwin I. Seligsohn | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Wright Medical Group N. V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMGI | CUSIP N96617118 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert J. Palmisano | Mgmt | For | For | For | ||
2 | Elect David D. Stevens | Mgmt | For | For | For | ||
3 | Elect Gary D. Blackford | Mgmt | For | For | For | ||
4 | Elect J. Patrick Mackin | Mgmt | For | For | For | ||
5 | Elect John L. Miclot | Mgmt | For | For | For | ||
6 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | ||
7 | Elect Amy S. Paul | Mgmt | For | For | For | ||
8 | Elect Richard F. Wallman | Mgmt | For | For | For | ||
9 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Appointment of Dutch Statutory Auditor | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Sustainable Equity Fund (formerly, Neuberger Berman Socially Responsive Fund) | |||||||
07/01/2017 - 06/30/2018 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Amy E. Hood | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Michael F. Roman | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | ||
Advance Auto Parts, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAP | CUSIP 00751Y106 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
1.2 | Elect Brad W. Buss | Mgmt | For | For | For | ||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | ||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | ||
1.5 | Elect Thomas R. Greco | Mgmt | For | For | For | ||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | ||
1.7 | Elect Eugene I. Lee | Mgmt | For | For | For | ||
1.8 | Elect Douglas A. Pertz | Mgmt | For | For | For | ||
1.9 | Elect Reuben E. Slone | Mgmt | For | For | For | ||
1.10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | For | Against | ||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
American Express Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXP | CUSIP 025816109 | 05/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect Peter Chernin | Mgmt | For | For | For | ||
4 | Elect Ralph de la Vega | Mgmt | For | For | For | ||
5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For | ||
6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | ||
7 | Elect Theodore Leonsis | Mgmt | For | For | For | ||
8 | Elect Richard C. Levin | Mgmt | For | For | For | ||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
10 | Elect Stephen J. Squeri | Mgmt | For | For | For | ||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Elect Christopher Young | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
AmerisourceBergen Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABC | CUSIP 03073E105 | 03/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ornella Barra | Mgmt | For | Against | Against | ||
2 | Elect Steven H. Collis | Mgmt | For | For | For | ||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | ||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||
7 | Elect Jane E. Henney | Mgmt | For | For | For | ||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | ||
9 | Elect Michael J. Long | Mgmt | For | For | For | ||
10 | Elect Henry W. McGee | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | For | Against | ||
Aptiv PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APTV | CUSIP G27823106 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | ||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | ||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
5 | Elect Mark Frissora | Mgmt | For | For | For | ||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||
8 | Elect Colin J. Parris | Mgmt | For | For | For | ||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | ||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Becton, Dickinson and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | ||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | ||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | ||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | ||
5 | Elect Christopher Jones | Mgmt | For | For | For | ||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | ||
8 | Elect David F. Melcher | Mgmt | For | For | For | ||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | ||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | ||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Cimarex Energy Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEC | CUSIP 171798101 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph R. Albi | Mgmt | For | For | For | ||
2 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
3 | Elect Michael J. Sullivan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Cognizant Technology Solutions Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTSH | CUSIP 192446102 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||
5 | Elect John M. Dineen | Mgmt | For | For | For | ||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | ||
8 | Elect John E. Klein | Mgmt | For | For | For | ||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | ||
11 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | ||
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | Withhold | Against | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | Withhold | Against | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
1.9 | Elect David C. Novak | Mgmt | For | Withhold | Against | ||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory vote on executive compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
Compass Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPG | CINS G23296208 | 02/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Elect Gary Green | Mgmt | For | For | For | ||
9 | Elect Johnny Thomson | Mgmt | For | For | For | ||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | ||
11 | Elect John G. Bason | Mgmt | For | For | For | ||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | ||
13 | Elect Don Robert | Mgmt | For | For | For | ||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | ||
15 | Elect Ireena Vittal | Mgmt | For | For | For | ||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | ||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
7 | Elect Steven M. Rales | Mgmt | For | For | For | ||
8 | Elect John T. Schwieters | Mgmt | For | For | For | ||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | ||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Delphi Automotive PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G27823106 | 11/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Company Name Change | Mgmt | For | For | For | ||
EBay Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBAY | CUSIP 278642103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | ||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | ||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
4 | Elect Diana Farrell | Mgmt | For | For | For | ||
5 | Elect Logan D. Green | Mgmt | For | For | For | ||
6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | ||
7 | Elect Kathleen C. Mitic | Mgmt | For | For | For | ||
8 | Elect Pierre M. Omidyar | Mgmt | For | For | For | ||
9 | Elect Paul S. Pressler | Mgmt | For | For | For | ||
10 | Elect Robert H. Swan | Mgmt | For | For | For | ||
11 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | ||
EQT Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQT | CUSIP 26884L109 | 06/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Vicky A. Bailey | Mgmt | For | For | For | ||
2 | Elect Philip G. Behrman | Mgmt | For | For | For | ||
3 | Elect Kenneth M. Burke | Mgmt | For | For | For | ||
4 | Elect A. Bray Cary, Jr. | Mgmt | For | For | For | ||
5 | Elect Margaret K. Dorman | Mgmt | For | For | For | ||
6 | Elect Thomas F. Karam | Mgmt | For | For | For | ||
7 | Elect David L. Porges | Mgmt | For | For | For | ||
8 | Elect Daniel J. Rice IV | Mgmt | For | For | For | ||
9 | Elect James E. Rohr | Mgmt | For | For | For | ||
10 | Elect Norman J. Szydlowski | Mgmt | For | For | For | ||
11 | Elect Stephen A. Thorington | Mgmt | For | For | For | ||
12 | Elect Lee T. Todd, Jr. | Mgmt | For | For | For | ||
13 | Elect Christine J. Toretti | Mgmt | For | For | For | ||
14 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
EQT Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | ||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | ||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | ||
EQT Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger Issuance | Mgmt | For | For | For | ||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Fastenal Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FAST | CUSIP 311900104 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Willard D. Oberton | Mgmt | For | For | For | ||
2 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
3 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
4 | Elect Stephen L. Eastman | Mgmt | For | For | For | ||
5 | Elect Daniel L. Florness | Mgmt | For | For | For | ||
6 | Elect Rita J. Heise | Mgmt | For | For | For | ||
7 | Elect Darren R. Jackson | Mgmt | For | For | For | ||
8 | Elect Daniel J. Johnson | Mgmt | For | For | For | ||
9 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
10 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Non-Employee Director Stock Option Plan | Mgmt | For | For | For | ||
Gildan Activewear Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIL | CUSIP 375916103 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Donald C. Berg | Mgmt | For | For | For | ||
1.3 | Elect Maryse Bertrand | Mgmt | For | For | For | ||
1.4 | Elect Marcello Caira | Mgmt | For | For | For | ||
1.5 | Elect Glenn J. Chamandy | Mgmt | For | For | For | ||
1.6 | Elect Shirley Cunningham | Mgmt | For | For | For | ||
1.7 | Elect Russell Goodman | Mgmt | For | For | For | ||
1.8 | Elect George Heller | Mgmt | For | For | For | ||
1.9 | Elect Charles M. Herington | Mgmt | For | For | For | ||
1.10 | Elect Craig A. Leavitt | Mgmt | For | For | For | ||
1.11 | Elect Anne Martin-Vachon | Mgmt | For | For | For | ||
1.12 | Elect Gonzalo F. Valdes-Fauli | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | ||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | ||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | ||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
6 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Intuit Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eve Burton | Mgmt | For | For | For | ||
2 | Elect Scott D. Cook | Mgmt | For | For | For | ||
3 | Elect Richard Dalzell | Mgmt | For | For | For | ||
4 | Elect Deborah Liu | Mgmt | For | For | For | ||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
7 | Elect Brad D. Smith | Mgmt | For | For | For | ||
8 | Elect Thomas J. Szkutak | Mgmt | For | For | For | ||
9 | Elect Raul Vazquez | Mgmt | For | For | For | ||
10 | Elect Jeff Weiner | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
J.B. Hunt Transport Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBHT | CUSIP 445658107 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | ||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | ||
3 | Elect Wayne Garrison | Mgmt | For | For | For | ||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | ||
5 | Elect Gary C. George | Mgmt | For | For | For | ||
6 | Elect Bryan Hunt | Mgmt | For | Against | Against | ||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | ||
8 | Elect John N. Roberts III | Mgmt | For | For | For | ||
9 | Elect James L. Robo | Mgmt | For | For | For | ||
10 | Elect Kirk Thompson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
Mastercard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
7 | Elect Julius Genachowski | Mgmt | For | For | For | ||
8 | Elect Goh Choon Phong | Mgmt | For | For | For | ||
9 | Elect Merit E. Janow | Mgmt | For | For | For | ||
10 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
12 | Elect Rima Qureshi | Mgmt | For | For | For | ||
13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
NetScout Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTCT | CUSIP 64115T104 | 09/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Christopher Perretta | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect James E. Craddock | Mgmt | For | Against | Against | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | ||
7 | Elect David L. Stover | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | For | Against | ||
Novozymes A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NZYMB | CINS K7317J133 | 03/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | For | ||
10 | Elect Agnete Raaschou-Nielsen | Mgmt | For | Abstain | Against | ||
11 | Elect Lars Green | Mgmt | For | For | For | ||
12 | Elect Kasim Kutay | Mgmt | For | For | For | ||
13 | Elect Kim Stratton | Mgmt | For | For | For | ||
14 | Elect Mathias Uhlen | Mgmt | For | For | For | ||
15 | Elect Patricia Malarkey | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | Abstain | Against | ||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Cancellation of Shares | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Amendments to Articles Regarding Admission Tickets | Mgmt | For | For | For | ||
21 | Remuneration Guidelines | Mgmt | For | Against | Against | ||
22 | Authority to Carry out Formalities | Mgmt | For | For | For | ||
Premier, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PINC | CUSIP 74051N102 | 12/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Eric J. Bieber | Mgmt | For | For | For | ||
1.2 | Elect Stephen R. D'Arcy | Mgmt | For | For | For | ||
1.3 | Elect William B. Downey | Mgmt | For | For | For | ||
1.4 | Elect Philip A. Incarnati | Mgmt | For | For | For | ||
1.5 | Elect Marc D. Miller | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Approval of the 2018 French Sub Plan | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | ||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
5 | Elect Janet F. Clark | Mgmt | For | For | For | ||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | ||
8 | Elect J.M. Hobby | Mgmt | For | For | For | ||
9 | Elect Ronald Kirk | Mgmt | For | For | For | ||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
The Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect James A. Runde | Mgmt | For | For | For | ||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip F. Bleser | Mgmt | For | For | For | ||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Charles A. Davis | Mgmt | For | For | For | ||
5 | Elect Roger N. Farah | Mgmt | For | For | For | ||
6 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | For | ||
8 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
9 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
11 | Elect Kahina Van Dyke | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
2 | Elect Marc N. Casper | Mgmt | For | For | For | ||
3 | Elect Andrew Cecere | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CUSIP 904784709 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Amendments to the Remuneration Policy | Mgmt | For | For | For | ||
5 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | ||
12 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | ||
13 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | ||
22 | Cancellation of Ordinary Shares | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | ||
W.W. Grainger, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GWW | CUSIP 384802104 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
1.2 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||
1.5 | Elect D. G. Macpherson | Mgmt | For | For | For | ||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | ||
1.7 | Elect Beatriz R. Perez | Mgmt | For | For | For | ||
1.8 | Elect Michael J. Roberts | Mgmt | For | For | For | ||
1.9 | Elect E. Scott Santi | Mgmt | For | For | For | ||
1.10 | Elect James D. Slavik | Mgmt | For | For | For | ||
1.11 | Elect Lucas E. Watson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
2 | Elect Rick R. Holley | Mgmt | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
4 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
8 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant : Neuberger Berman Equity Funds | |||||||
Fund Name : Neuberger Berman Value Fund | |||||||
07/01/2017 - 06/30/2018 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Amy E. Hood | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Michael F. Roman | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.7 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
1.10 | Elect John G. Stratton | Mgmt | For | For | For | ||
1.11 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.12 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Antero Resources Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AR | CUSIP 03674X106 | 06/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter R. Kagan | Mgmt | For | For | For | ||
1.2 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Joyce E. McConnell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | ||
5 | Elect Fulvio Conti | Mgmt | For | For | For | ||
6 | Elect Cheryl Francis | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Athene Holding Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATH | CUSIP G0684D107 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fehmi Zeko | Mgmt | For | For | For | ||
2 | Elect Marc A. Beilinson | Mgmt | For | For | For | ||
3 | Elect Robert L. Borden | Mgmt | For | For | For | ||
4 | Elect H. Carl McCall | Mgmt | For | For | For | ||
5 | Elect Manfred Puffer | Mgmt | For | For | For | ||
6 | Elect James R. Belardi | Mgmt | For | For | For | ||
7 | Elect Robert L. Borden | Mgmt | For | For | For | ||
8 | Elect Frank L Gillis | Mgmt | For | For | For | ||
9 | Elect Gernot Lohr | Mgmt | For | For | For | ||
10 | Elect Hope Taitz | Mgmt | For | For | For | ||
11 | Elect William J. Wheeler | Mgmt | For | For | For | ||
12 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
13 | Elect Frank L Gillis | Mgmt | For | For | For | ||
14 | Elect William J. Wheeler | Mgmt | For | For | For | ||
15 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
16 | Elect Frank L Gillis | Mgmt | For | For | For | ||
17 | Elect William J. Wheeler | Mgmt | For | For | For | ||
18 | Elect Natasha S. Courcy | Mgmt | For | For | For | ||
19 | Elect William J. Wheeler | Mgmt | For | For | For | ||
20 | Ratification of Auditor | Mgmt | For | For | For | ||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
23 | Amendment Regarding Voting Rights of Class B Common Shares | Mgmt | For | For | For | ||
24 | Shareholder Represents that no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC or any class B shares | Mgmt | N/A | Against | N/A | ||
25 | Shareholder Represents that no Investor Party is an employee of the Apollo Group nor a Management Shareholder | Mgmt | N/A | Against | N/A | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew Anagnost | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect Karen Blasing | Mgmt | For | For | For | ||
4 | Elect Reid French | Mgmt | For | For | For | ||
5 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | ||
7 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
1.5 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | ||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
1.8 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Carnival Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | ||
4 | Elect Helen Deeble | Mgmt | For | For | For | ||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect John Parker | Mgmt | For | For | For | ||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
10 | Elect Laura A. Weil | Mgmt | For | For | For | ||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Accounts and Reports | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
CenturyLink, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTL | CUSIP 156700106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | ||
1.2 | Elect Virginia Boulet | Mgmt | For | For | For | ||
1.3 | Elect Peter C. Brown | Mgmt | For | For | For | ||
1.4 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||
1.5 | Elect Steven T. Clontz | Mgmt | For | For | For | ||
1.6 | Elect T. Michael Glenn | Mgmt | For | For | For | ||
1.7 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||
1.8 | Elect Mary L. Landrieu | Mgmt | For | For | For | ||
1.9 | Elect Harvey P. Perry | Mgmt | For | For | For | ||
1.10 | Elect Glen F. Post III | Mgmt | For | For | For | ||
1.11 | Elect Michael J. Roberts | Mgmt | For | For | For | ||
1.12 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||
1.13 | Elect Jeffrey K. Storey | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||
3 | Approval of 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Billing Practices | ShrHoldr | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
3 | Elect John C. Dugan | Mgmt | For | For | For | ||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
5 | Elect Peter B. Henry | Mgmt | For | For | For | ||
6 | Elect Franz B. Humer | Mgmt | For | For | For | ||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | ||
8 | Elect Renee J. James | Mgmt | For | For | For | ||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
14 | Elect James S. Turley | Mgmt | For | For | For | ||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
3 | Elect Charles P. Carey | Mgmt | For | For | For | ||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
5 | Elect Ana Dutra | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect Deborah J. Lucas | Mgmt | For | For | For | ||
10 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
11 | Elect Terry L. Savage | Mgmt | For | For | For | ||
12 | Elect William R. Shepard | Mgmt | For | Against | Against | ||
13 | Elect Howard J. Siegel | Mgmt | For | For | For | ||
14 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Denton | Mgmt | For | For | For | ||
2 | Elect Andrea Guerra | Mgmt | For | For | For | ||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
4 | Elect Annabelle Yu Long | Mgmt | For | For | For | ||
5 | Elect Victor Luis | Mgmt | For | For | For | ||
6 | Elect Ivan Menezes | Mgmt | For | For | For | ||
7 | Elect William R. Nuti | Mgmt | For | Against | Against | ||
8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Risks of the Sale of Fur Products | ShrHoldr | Against | Against | For | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAL | CUSIP 247361702 | 06/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Ashton B. Carter | Mgmt | For | For | For | ||
5 | Elect David G. DeWalt | Mgmt | For | For | For | ||
6 | Elect William H. Easter III | Mgmt | For | For | For | ||
7 | Elect Michael P. Huerta | Mgmt | For | For | For | ||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
9 | Elect George N. Mattson | Mgmt | For | For | For | ||
10 | Elect Douglas R Ralph | Mgmt | For | For | For | ||
11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | ||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Charles G. McClure | Mgmt | For | For | For | ||
1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | ||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | ||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | ||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
1.7 | Elect John T. Herron | Mgmt | For | For | For | ||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | ||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | ||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
1.14 | Elect William E. Webster | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Entergy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETR | CUSIP 29364G103 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Burbank | Mgmt | For | For | For | ||
2 | Elect P.J. Condon | Mgmt | For | For | For | ||
3 | Elect Leo P. Denault | Mgmt | For | For | For | ||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | ||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | ||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
7 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||
8 | Elect Blanche L. Lincoln | Mgmt | For | For | For | ||
9 | Elect Karen A. Puckett | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | ||
Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Wei Sun Christianson | Mgmt | For | For | For | ||
3 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
4 | Elect Jane Lauder | Mgmt | For | For | For | ||
5 | Elect Leonard A. Lauder | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
9 | Elect Richard W. Mies | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
3 | Elect Elder Granger | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | ||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect William L. Roper | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
9 | Elect William C. Weldon | Mgmt | For | For | For | ||
10 | Elect Darren W. Woods | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
Firstenergy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | ||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | ||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | ||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | ||
1.9 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | ||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | ||
6 | Adoption of Proxy Access | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||
5 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
6 | Elect John L. Flannery, Jr. | Mgmt | For | For | For | ||
7 | Elect Edward P. Garden | Mgmt | For | For | For | ||
8 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
9 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
10 | Elect James J. Mulva | Mgmt | For | For | For | ||
11 | Elect Leslie F. Seidman | Mgmt | For | For | For | ||
12 | Elect James S. Tisch | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding a Stock Buyback Report | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Glaxosmithkline plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSK | CUSIP 37733W105 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition of Novartis Stake in Joint Venture | Mgmt | For | For | For | ||
HCA Healthcare, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | ||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | ||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | ||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | ||
5 | Elect William R. Frist | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | ||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | ||
11 | Elect John W. Rowe | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
5 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
8 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
9 | Elect Andrew Wilson | Mgmt | For | For | For | ||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Against | Against | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | For | For | ||
9 | Elect Charles Prince | Mgmt | For | For | For | ||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
Kohl's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KSS | CUSIP 500255104 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter Boneparth | Mgmt | For | For | For | ||
2 | Elect Steven A. Burd | Mgmt | For | For | For | ||
3 | Elect H. Charles Floyd | Mgmt | For | For | For | ||
4 | Elect Michelle D. Gass | Mgmt | For | For | For | ||
5 | Elect Jonas Prising | Mgmt | For | For | For | ||
6 | Elect John E. Schlifske | Mgmt | For | For | For | ||
7 | Elect Adrianne Shapira | Mgmt | For | For | For | ||
8 | Elect Frank V. Sica | Mgmt | For | For | For | ||
9 | Elect Stephanie A. Streeter | Mgmt | For | For | For | ||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | ||
11 | Elect Stephen E. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martha A.M. Morfitt | Mgmt | For | For | For | ||
2 | Elect Tricia Patrick | Mgmt | For | For | For | ||
3 | Elect Emily White | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Amendment Regarding the Board's Power to Adopt, Amend or Repeal the Company's Bylaws | Mgmt | For | For | For | ||
6 | Ratify Amendment Regarding the Location of Annual Meetings | Mgmt | For | For | For | ||
7 | Ratify Advance Notice Provisions for Shareholders Nominations and Proposals | Mgmt | For | Against | Against | ||
8 | Ratify the Board's Ability to Utilize a Co-Chair Leadership Structure | Mgmt | For | For | For | ||
9 | Ratify Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
10 | Ratify Exclusive Forum Provision | Mgmt | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
M&T Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTB | CUSIP 55261F104 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brent D. Baird | Mgmt | For | For | For | ||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||
1.3 | Elect Robert T. Brady | Mgmt | For | For | For | ||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||
1.5 | Elect Gary N. Geisel | Mgmt | For | For | For | ||
1.6 | Elect Richard S. Gold | Mgmt | For | For | For | ||
1.7 | Elect Richard A. Grossi | Mgmt | For | For | For | ||
1.8 | Elect John D. Hawke Jr. | Mgmt | For | For | For | ||
1.9 | Elect Rene F. Jones | Mgmt | For | For | For | ||
1.10 | Elect Richard Ledgett | Mgmt | For | For | For | ||
1.11 | Elect Newton P.S. Merrill | Mgmt | For | For | For | ||
1.12 | Elect Melinda R. Rich | Mgmt | For | For | For | ||
1.13 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | ||
1.14 | Elect Denis J. Salamone | Mgmt | For | Withhold | Against | ||
1.15 | Elect John R. Scannell | Mgmt | For | Withhold | Against | ||
1.16 | Elect David S. Scharfstein | Mgmt | For | For | For | ||
1.17 | Elect Herbert L. Washington | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect John A. Bryant | Mgmt | For | For | For | ||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
4 | Elect Jeff Gennette | Mgmt | For | For | For | ||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | ||
6 | Elect William H. Lenehan | Mgmt | For | For | For | ||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
8 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
9 | Elect Paul C. Varga | Mgmt | For | For | For | ||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of 2018 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | Against | Against | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Debra A. Crew | Mgmt | For | For | For | ||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
6 | Elect Peter W. May | Mgmt | For | For | For | ||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
Newmont Mining Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEM | CUSIP 651639106 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | ||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | ||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||
5 | Elect Noreen Doyle | Mgmt | For | For | For | ||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | ||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
8 | Elect Sheri Hickok | Mgmt | For | For | For | ||
9 | Elect Rene Medori | Mgmt | For | For | For | ||
10 | Elect Jane Nelson | Mgmt | For | For | For | ||
11 | Elect Julio M. Quintana | Mgmt | For | For | For | ||
12 | Elect Molly P. Zhang | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
NextEra Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect James L. Camaren | Mgmt | For | For | For | ||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect James L. Robo | Mgmt | For | For | For | ||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
10 | Elect John L. Skolds | Mgmt | For | For | For | ||
11 | Elect William H. Swanson | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/29/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | ||
3 | Elect Tanya L. Domier | Mgmt | For | For | For | ||
4 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
5 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Philip G. Satre | Mgmt | For | Against | Against | ||
8 | Elect Brad D. Smith | Mgmt | For | For | For | ||
9 | Elect Gordon A. Smith | Mgmt | For | For | For | ||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | ||
11 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NXP Semiconductors N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | ||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||
8 | Elect Eric Meurice | Mgmt | For | For | For | ||
9 | Elect Peter Smitham | Mgmt | For | For | For | ||
10 | Elect Julie Southern | Mgmt | For | For | For | ||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
13 | Elect George S. Davis | Mgmt | For | For | For | ||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | ||
15 | Elect Brian Modoff | Mgmt | For | For | For | ||
16 | Elect Robert ter Haar | Mgmt | For | For | For | ||
17 | Elect Steven Perrick | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect Albert Bourla | Mgmt | For | For | For | ||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Dan R. Littman | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Phillips 66 | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSX | CUSIP 718546104 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. Brian Ferguson | Mgmt | For | For | For | ||
2 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 09/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account (Linde plc) | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Rice Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RICE | CUSIP 762760106 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
6 | Elect William D. Jones | Mgmt | For | For | For | ||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
9 | Elect William G. Ouchi | Mgmt | For | For | For | ||
10 | Elect Debra L. Reed | Mgmt | For | For | For | ||
11 | Elect William C. Rusnack | Mgmt | For | For | For | ||
12 | Elect Lynn Schenk | Mgmt | For | For | For | ||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
14 | Elect James C. Yardley | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
The Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
4 | Elect William W. George | Mgmt | For | For | For | ||
5 | Elect James A. Johnson | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect David A. Viniar | Mgmt | For | For | For | ||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
The Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | Against | Against | ||
3 | Elect John T. Cahill | Mgmt | For | For | For | ||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
5 | Elect Feroz Dewan | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | ||
7 | Elect Jorge Paulo Lemann | Mgmt | For | Against | Against | ||
8 | Elect John C. Pope | Mgmt | For | Against | Against | ||
9 | Elect Marcel Herrmann Telles | Mgmt | For | Against | Against | ||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | ||
11 | Elect George El Zoghbi | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | Against | Against | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Linda R. Medler | Mgmt | For | For | For | ||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Francis S. Blake | Mgmt | For | TNA | N/A | ||
1.2 | Elect Angela F. Braly | Mgmt | For | TNA | N/A | ||
1.3 | Elect Amy Chang | Mgmt | For | TNA | N/A | ||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | TNA | N/A | ||
1.5 | Elect Scott D. Cook | Mgmt | For | TNA | N/A | ||
1.6 | Elect Terry J. Lundgren | Mgmt | For | TNA | N/A | ||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | TNA | N/A | ||
1.8 | Elect David. S. Taylor | Mgmt | For | TNA | N/A | ||
1.9 | Elect Margaret C. Whitman | Mgmt | For | TNA | N/A | ||
1.10 | Elect Patricia A. Woertz | Mgmt | For | TNA | N/A | ||
1.11 | Elect Ernesto Zedillo | Mgmt | For | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | TNA | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | TNA | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | TNA | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nelson Peltz | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | For | N/A | ||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | For | N/A | ||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | For | N/A | ||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | For | N/A | ||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | For | N/A | ||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | For | N/A | ||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | For | N/A | ||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | For | N/A | ||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | For | N/A | ||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | Against | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | Against | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | Against | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alessandro Bogliolo | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Roger N. Farah | Mgmt | For | For | For | ||
4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
5 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
6 | Elect James E. Lillie | Mgmt | For | For | For | ||
7 | Elect William A. Shutzer | Mgmt | For | For | For | ||
8 | Elect Robert S. Singer | Mgmt | For | For | For | ||
9 | Elect Francesco Trapani | Mgmt | For | For | For | ||
10 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CUSIP 904784709 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Amendments to the Remuneration Policy | Mgmt | For | For | For | ||
5 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | ||
12 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | ||
13 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | ||
22 | Cancellation of Ordinary Shares | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | ||
United States Steel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
X | CUSIP 912909108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David B. Burritt | Mgmt | For | For | For | ||
2 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | ||
3 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
4 | Elect John J. Engel | Mgmt | For | For | For | ||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | ||
8 | Elect Eugene B. Sperling | Mgmt | For | For | For | ||
9 | Elect David S. Sutherland | Mgmt | For | For | For | ||
10 | Elect Patricia A. Tracey | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | ||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | ||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | ||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
V.F. Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VFC | CUSIP 918204108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | ||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | ||
1.3 | Elect Benno Dorer | Mgmt | For | For | For | ||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | ||
1.5 | Elect Laura W. Lang | Mgmt | For | For | For | ||
1.6 | Elect W. Alan McCollough | Mgmt | For | For | For | ||
1.7 | Elect W. Rodney McMullen | Mgmt | For | Withhold | Against | ||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Steven E. Rendle | Mgmt | For | For | For | ||
1.10 | Elect Carol L. Roberts | Mgmt | For | For | For | ||
1.11 | Elect Matthew J. Shattock | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | ||
Walmart Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
4 | Elect Carla A. Harris | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
10 | Elect S. Robson Walton | Mgmt | For | For | For | ||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | For | Against | ||
Western Digital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | ||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | ||
5 | Elect Len J. Lauer | Mgmt | For | For | For | ||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | ||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
3 | Elect Greg Creed | Mgmt | For | For | For | ||
4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
9 | Elect John D. Liu | Mgmt | For | For | For | ||
10 | Elect James M. Loree | Mgmt | For | For | For | ||
11 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
12 | Elect William D. Perez | Mgmt | For | For | For | ||
13 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
14 | Elect Michael D. White | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Approval of the 2018 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 08/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Decrease of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Equity Funds
By: /s/ Joseph V. Amato
Joseph V. Amato
Chief Executive Officer and President
Date: August 27, 2018