As filed with the Securities and Exchange Commission on August 25, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-00582
NEUBERGER BERMAN EQUITY FUNDS
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman Equity Funds
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: August 31
Date of reporting period: July 1, 2019 to June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
NPX Proxy Voting Record | ||||||||||
Registrant : Neuberger Berman Equity Funds | ||||||||||
Fund Name : Neuberger Berman Dividend Growth Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
3SBIO Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1530 | CINS G8875G102 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect SU Dongmei | Mgmt | For | For | For | |||||
5 | Elect HUANG Bin | Mgmt | For | Against | Against | |||||
6 | Elect TANG Ke | Mgmt | For | For | For | |||||
7 | Elect WONG Lap Yan | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 01/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 03/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Acquisition of 60% of CIMG PM | Mgmt | For | For | For | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 03/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles of Association | Mgmt | For | Against | Against | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Annual Report | Mgmt | For | For | For | |||||
6 | 2020 Financial Budget | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect CHAN Cheuk Hung | Mgmt | For | Against | Against | |||||
9 | Elect HUANG Fengchao | Mgmt | For | Against | Against | |||||
10 | Elect LI Dalong | Mgmt | For | For | For | |||||
11 | Elect WEI Xianzhong | Mgmt | For | Against | Against | |||||
12 | Elect YUE Yuan | Mgmt | For | For | For | |||||
13 | Elect WAN Kam To | Mgmt | For | Against | Against | |||||
14 | Elect Cassie WONG Chui Ping | Mgmt | For | For | For | |||||
15 | Elect WANG Peng | Mgmt | For | For | For | |||||
16 | Elect SHI Zhengyu | Mgmt | For | For | For | |||||
17 | Elect WANG Gonghu | Mgmt | For | Against | Against | |||||
18 | Elect WANG Shao | Mgmt | For | For | For | |||||
19 | Directors' Fees | Mgmt | For | For | For | |||||
20 | Supervisors' Fees | Mgmt | For | For | For | |||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue domestic shares/unlisted foreign shares and/or H shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
23 | Approve the Expansion of Business Scope | Mgmt | For | For | For | |||||
24 | Amendments to Articles | Mgmt | For | For | For | |||||
Accton Technology Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2345 | CINS Y0002S109 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | Against | Against | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alsea S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALSEA | CINS P0212A104 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
2 | Approve Report on Activities and Operations | Mgmt | For | Abstain | Against | |||||
3 | Election of Directors; Election of Committee Members | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Authority to Repurchase and Reissue Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||||
6 | Authorization of Acts (Covid-19) | Mgmt | For | For | For | |||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
ASM Pacific Technology Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0522 | CINS G0535Q133 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
9 | Elect Robin G. NG Cher Tat | Mgmt | For | For | For | |||||
10 | Elect Guenter Walter Lauber | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
Atacadao SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRFB3 | CINS P0565P138 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | For | For | |||||
4 | Amendments to Article 18 (Indemnizations) | Mgmt | For | For | For | |||||
5 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | For | For | |||||
6 | Consolidation of Articles | Mgmt | For | For | For | |||||
7 | Instructions if Meeting is Held on Second Call | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Atacadao SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRFB3 | CINS P0565P138 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | For | For | |||||
6 | Ratify Marcelo Pavao Lacerda and Luiz Fernando Vendramini Fleury's independence status | Mgmt | For | For | For | |||||
7 | Election of Directors | Mgmt | For | Against | Against | |||||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Abstain | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Proportional Allocation of Cumulative Votes | Mgmt | For | Against | Against | |||||
11 | Allocate Cumulative Votes to Matthieu Dominique Marie Malige | Mgmt | For | Against | Against | |||||
12 | Allocate Cumulative Votes to Edouard Balthazard Bertrand de Chavagnac | Mgmt | For | For | For | |||||
13 | Allocate Cumulative Votes to Noel Frederic Georges Prioux | Mgmt | For | For | For | |||||
14 | Allocate Cumulative Votes to Claire Marie Du Payrat | Mgmt | For | Against | Against | |||||
15 | Allocate Cumulative Votes to Jerome Alexis Louis Nanty | Mgmt | For | For | For | |||||
16 | Allocate Cumulative Votes to Eduardo Pongracz Rossi | Mgmt | For | Against | Against | |||||
17 | Allocate Cumulative Votes to Abilio dos Santos Diniz | Mgmt | For | Against | Against | |||||
18 | Allocate Cumulative Votes to Luiz Fernando Vendramini Fleury | Mgmt | For | For | For | |||||
19 | Allocate Cumulative Votes to Marcelo Pavao Lacerda | Mgmt | For | For | For | |||||
20 | Request Separate Election for Board Member | Mgmt | N/A | Abstain | N/A | |||||
21 | Request Cumulative Voting | Mgmt | N/A | Against | N/A | |||||
22 | Remuneration Policy | Mgmt | For | Against | Against | |||||
23 | Request Establishment of Supervisory Council | Mgmt | For | Abstain | Against | |||||
24 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | Against | N/A | |||||
Ayala Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AC | CINS Y0486V115 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Call To Order | Mgmt | For | For | For | |||||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | |||||
3 | Meeting Minutes | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | Against | Against | |||||
7 | Elect Fernando Zobel de Ayala | Mgmt | For | For | For | |||||
8 | Elect Delfin L. Lazaro | Mgmt | For | Against | Against | |||||
9 | Elect Keiichi Matsunaga | Mgmt | For | Against | Against | |||||
10 | Elect Xavier P. Loinaz | Mgmt | For | Against | Against | |||||
11 | Elect Rizalina G. Mantaring | Mgmt | For | For | For | |||||
12 | Elect Antonio Jose U. Periquet, Jr. | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
15 | Adjournment | Mgmt | For | For | For | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
B3 S.A. - Brasil Bolsa Balcao | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
B3SA3 | CINS ADPV40583 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | For | For | |||||
4 | Amendments to Article 3 (Corporate Purpose) | Mgmt | For | For | For | |||||
5 | Amendments to Article 46 (Audit Committee) | Mgmt | For | For | For | |||||
6 | Amendments to Article 79 (Temporary Provisions) | Mgmt | For | For | For | |||||
7 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||||
8 | Consolidation of Articles | Mgmt | For | For | For | |||||
B3 S.A. - Brasil Bolsa Balcao | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
B3SA3 | CINS ADPV40583 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Remuneration policy | Mgmt | For | Against | Against | |||||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | |||||
6 | Election of Supervisory Council | Mgmt | For | For | For | |||||
7 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | Against | N/A | |||||
8 | Supervisory Council Fees | Mgmt | For | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Bandhan Bank Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BANDHANBNK | CINS Y0567Q100 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Reduction in Authorized Capital | Mgmt | For | For | For | |||||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
Bid Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BID | CINS S11881109 | 11/14/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | For | |||||
2 | Elect Tasneem Abdool-Samad | Mgmt | For | For | For | |||||
3 | Elect Clifford (Cliff) J. Rosenberg | Mgmt | For | For | For | |||||
4 | Re-elect David E. Cleasby | Mgmt | For | For | For | |||||
5 | Re-elect Brian Joffe | Mgmt | For | Against | Against | |||||
6 | Re-elect Dolly D. Mokgatle | Mgmt | For | For | For | |||||
7 | Election of Audit Committee Member (Tasneem Abdool-Samad) | Mgmt | For | For | For | |||||
8 | Elect Audit and Risk Committee Member (Paul Baloyi) | Mgmt | For | Against | Against | |||||
9 | Elect Audit and Risk Committee Member (Nigel G. Payne) | Mgmt | For | Against | Against | |||||
10 | Elect Audit and Risk Committee Member (Helen Wiseman) | Mgmt | For | For | For | |||||
11 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
12 | Approve Remuneration Policy (Implementation) | Mgmt | For | For | For | |||||
13 | Amendment to the Conditional Share Plan Scheme | Mgmt | For | For | For | |||||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
16 | Approve Allocation to Distribute Share Capital or Premium | Mgmt | For | For | For | |||||
17 | Authority to Create and Issue Convertible Debentures | Mgmt | For | For | For | |||||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Chair | Mgmt | For | For | For | |||||
21 | Lead independent non-executive director (SA) | Mgmt | For | For | For | |||||
22 | Lead independent director (International) | Mgmt | For | For | For | |||||
23 | Non-executive directors (SA) | Mgmt | For | For | For | |||||
24 | Non-executive directors (International) | Mgmt | For | For | For | |||||
25 | Audit and risk committee chair (International) | Mgmt | For | For | For | |||||
26 | Audit and risk committee chairman (SA) | Mgmt | For | For | For | |||||
27 | Audit and risk committee member (SA) | Mgmt | For | For | For | |||||
28 | Audit and risk committee member (International) | Mgmt | For | For | For | |||||
29 | Remuneration committee chair (SA) | Mgmt | For | For | For | |||||
30 | Remuneration committee chairman (International) | Mgmt | For | For | For | |||||
31 | Remuneration committee member (SA) | Mgmt | For | For | For | |||||
32 | Remuneration committee member (International) | Mgmt | For | For | For | |||||
33 | Nominations committee chair (SA) | Mgmt | For | For | For | |||||
34 | Nominations committee chairman (International) | Mgmt | For | For | For | |||||
35 | Nominations committee member (SA) | Mgmt | For | For | For | |||||
36 | Nominations committee member (International) | Mgmt | For | For | For | |||||
37 | Acquisitions committee chairman (SA) | Mgmt | For | For | For | |||||
38 | Acquisitions committee chairman (International) | Mgmt | For | For | For | |||||
39 | Acquisitions committee member (SA) | Mgmt | For | For | For | |||||
40 | Acquisitions committee member (International) | Mgmt | For | For | For | |||||
41 | Social and ethics committee chair (SA) | Mgmt | For | For | For | |||||
42 | Social and ethics committee chairman (International) | Mgmt | For | For | For | |||||
43 | Social and ethics committee member (SA) | Mgmt | For | For | For | |||||
44 | Social and ethics committee member (International) | Mgmt | For | For | For | |||||
45 | Ad hoc meetings (SA) | Mgmt | For | For | For | |||||
46 | Ad hoc meetings (International) | Mgmt | For | For | For | |||||
47 | Travel per meeting cycle (SA) | Mgmt | For | For | For | |||||
48 | Travel per meeting cycle (International) | Mgmt | For | For | For | |||||
49 | Approve Financial Assistance | Mgmt | For | For | For | |||||
BK Brasil Operacao E Assessoria A Restaurantes S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKBR3 | CINS P1R1WQ107 | 10/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Merger Agreement | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||||
4 | Valuation Report (BGMAXX AL) | Mgmt | For | For | For | |||||
5 | Valuation Report (BGMAXX BA) | Mgmt | For | For | For | |||||
6 | Merger by Absorption | Mgmt | For | For | For | |||||
7 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Chailease Holding Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5871 | CINS G20288109 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules:Shareholder Meetings | Mgmt | For | For | For | |||||
4 | Amendments to Articles - Special Resolution | Mgmt | For | For | For | |||||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
6 | Capitalization of Profit/Capital Reserve and Issuance of New Stocks | Mgmt | For | For | For | |||||
7 | Elect KOO John-Lee | Mgmt | For | For | For | |||||
8 | Elect CHEN Fong-Long | Mgmt | For | For | For | |||||
9 | Elect GOH Chee Wee | Mgmt | For | For | For | |||||
10 | Elect CHENG Hsiu-Tze | Mgmt | For | For | For | |||||
11 | Elect Alfred WONG King-Wai | Mgmt | For | For | For | |||||
12 | Elect CHEN Chih-Yang | Mgmt | For | For | For | |||||
13 | Elect Steven Jeremy Goodman | Mgmt | For | For | For | |||||
14 | Elect TSOU Ching-Shui | Mgmt | For | For | For | |||||
15 | Elect Casey K. Tung | Mgmt | For | For | For | |||||
16 | Release of Non-compete Restrictions for Directors | Mgmt | For | For | For | |||||
17 | Non-compete Restrictions for CHEN Fong-Long | Mgmt | For | For | For | |||||
18 | Non-compete Restrictions for CHENG Hsiu-Tzu | Mgmt | For | For | For | |||||
Changyou.com Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYOU | CUSIP 15911M107 | 07/05/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Zhang | Mgmt | For | For | For | |||||
2 | Elect Dewen Chen | Mgmt | For | For | For | |||||
3 | Elect Dave De Yang | Mgmt | For | For | For | |||||
4 | Elect CHEN Xiao | Mgmt | For | For | For | |||||
5 | Elect Charles CHAN Sheung Wai | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
Chilisin Electronics Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2456 | CINS Y1369N105 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules of Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
4 | Amendments to Procedural Rules of Capital Loans and Endorsements and Guarantees | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
6 | Amendments to Procedural Rules of Election of Directors and Supervisors | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules of Shareholder Meetings | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Gas Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0384 | CINS G2109G103 | 08/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect MA Jinlong | Mgmt | For | For | For | |||||
6 | Elect LI Ching | Mgmt | For | For | For | |||||
7 | Elect JIANG Xinhao | Mgmt | For | Against | Against | |||||
8 | Elect MAO Erwan | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
14 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||||
China Merchants Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3968 | CINS Y14896115 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Annual Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Report on 2019 Related Party Transactions | Mgmt | For | For | For | |||||
10 | Mid-Term Capital Management Plan | Mgmt | For | For | For | |||||
11 | Extension of the Validity Period of Financial Bonds | Mgmt | For | For | For | |||||
12 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
China Mobile Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0941 | CINS Y14965100 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Yuhang as Executive Director | Mgmt | For | For | For | |||||
6 | Elect Paul CHOW Man Yiu | Mgmt | For | For | For | |||||
7 | Elect Stephen YIU Kin Wah | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
12 | Adoption of New Share Option Scheme | Mgmt | For | For | For | |||||
Cnooc Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0883 | CINS Y1662W117 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect Hu Guangjie | Mgmt | For | For | For | |||||
7 | Elect WEN Dongfen | Mgmt | For | For | For | |||||
8 | Elect Lawrence J. LAU | Mgmt | For | For | For | |||||
9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Cnooc Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0883 | CINS Y1662W117 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-exempt Continuing Connected Transactions | Mgmt | For | For | For | |||||
4 | Proposed Annual Caps of Non-exempt Continuing Connected Transactions | Mgmt | For | For | For | |||||
Com2uS Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
078340 | CINS Y1695S109 | 03/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect LEE Yong Kook | Mgmt | For | For | For | |||||
3 | Elect SONG Jae Joon | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | Against | Against | |||||
5 | Corporate Auditors' Fees | Mgmt | For | For | For | |||||
Credicorp Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAP | CUSIP G2519Y108 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Antonio Abruna Puyol | Mgmt | For | For | For | |||||
2 | Elect Maite Aranzibal Harreguy | Mgmt | For | For | For | |||||
3 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||||
4 | Elect Alexandre Gouvea | Mgmt | For | For | For | |||||
5 | Elect Patricia Lizarraga Guthertz | Mgmt | For | For | For | |||||
6 | Elect Raimundo Morales Dasso | Mgmt | For | For | For | |||||
7 | Elect Irzio Pinasco Menchelli | Mgmt | For | For | For | |||||
8 | Elect Luis Enrique Romero Belismelis | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Transfer of Shares | Mgmt | For | For | For | |||||
11 | Mechanisms for Appointment of Proxy | Mgmt | For | For | For | |||||
12 | Board Size | Mgmt | For | For | For | |||||
13 | Notice of Board Meetings | Mgmt | For | For | For | |||||
14 | Mechanisms for the Participation of Directors in Board Meetings | Mgmt | For | For | For | |||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Ctrip.com International, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTRP | CUSIP 22943F100 | 10/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Company Name Change | Mgmt | For | For | For | |||||
Cummins India Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CUMMINSIND | CINS Y4807D150 | 08/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Standalone Accounts and Reports | Mgmt | For | For | For | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Norbert Nusterer | Mgmt | For | For | For | |||||
5 | Elect Donald G. Jackson | Mgmt | For | For | For | |||||
6 | Elect Anjuly Chib Duggal | Mgmt | For | For | For | |||||
7 | Elect Priya Shankar Dasgupta | Mgmt | For | Against | Against | |||||
8 | Elect Venu Srinivasan | Mgmt | For | Against | Against | |||||
9 | Elect Rajeev B. Bakshi | Mgmt | For | Against | Against | |||||
10 | Elect Nasser Mukhtar Munjee | Mgmt | For | Against | Against | |||||
11 | Elect Prakash Telang | Mgmt | For | Against | Against | |||||
12 | Authority to Set Cost Auditors' Fees | Mgmt | For | For | For | |||||
13 | Related Party Transactions (Cummins Limited UK) | Mgmt | For | For | For | |||||
14 | Related Party Transactions (Tata Cummins Private Limited) | Mgmt | For | For | For | |||||
DB Insurance Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
005830 | CINS Y2096K109 | 03/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Financial Statements and Allocation of Profits/Dividend | Mgmt | For | Against | Against | |||||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
4 | Election of Independent Director to become Audit Committee Member: LEE Seung Woo | Mgmt | For | For | For | |||||
5 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
Detsky Mir JSC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSKY | CINS X1810L113 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Elect Pavel S. Boyarinov | Mgmt | For | For | For | |||||
6 | Elect Maria S. Davydova | Mgmt | For | Abstain | Against | |||||
7 | Elect Stanislav V. Kotomkin | Mgmt | For | For | For | |||||
8 | Elect Evgeny L. Madorsky | Mgmt | For | Abstain | Against | |||||
9 | Elect Tony Maher | Mgmt | For | Abstain | Against | |||||
10 | Elect Oleg B. Mamayev | Mgmt | For | Abstain | Against | |||||
11 | Elect Olga A. Ryzhkova | Mgmt | For | Abstain | Against | |||||
12 | Elect Vladimir S. Travkov | Mgmt | For | Abstain | Against | |||||
13 | Elect Anna A. Shakirova | Mgmt | For | Abstain | Against | |||||
14 | Elect Alexander V. Shevchuk | Mgmt | For | For | For | |||||
15 | Election of Audit Commission | Mgmt | For | For | For | |||||
16 | Elect Yury E. Vikulin | Mgmt | For | For | For | |||||
17 | Elect Igor I. Kozlov | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Membership in the Association of Retail Companies | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Detsky Mir JSC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSKY | CINS X1810L113 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Interim Dividends (3Q2019) | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Elite Material Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2383 | CINS Y2290G102 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Ememory Technology Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3529 | CINS Y2289B114 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||||
4 | Amendments to Procedural Rules- Shareholder Meetings | Mgmt | For | For | For | |||||
5 | Amendments to Procedural Rules- Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
6 | Amendments to Procedural Rules- Capital Loans | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules- : Endorsements and Guarantees | Mgmt | For | For | For | |||||
8 | Non-compete Restrictions for Charles Hsu | Mgmt | For | For | For | |||||
9 | Non-compete Restrictions for How-Han Investment Corporation | Mgmt | For | For | For | |||||
10 | Non-compete Restrictions for Teresa Cheng | Mgmt | For | For | For | |||||
11 | Non-compete Restrictions for YU Ming-To | Mgmt | For | For | For | |||||
Energisa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENGI3 | CINS P3769S114 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Set Alternates Number | Mgmt | For | For | For | |||||
7 | Request Cumulative Voting | Mgmt | N/A | Against | N/A | |||||
8 | Election of Directors | Mgmt | For | For | For | |||||
9 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Abstain | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | For | N/A | |||||
12 | Allocate Cumulative Votes to Ivan Muller Botelho | Mgmt | N/A | Abstain | N/A | |||||
13 | Allocate Cumulative Votes to Ricardo Perez Botelho | Mgmt | N/A | Abstain | N/A | |||||
14 | Allocate Cumulative Votes to Antonio Jose de Almeida Carneiro | Mgmt | N/A | Abstain | N/A | |||||
15 | Allocate Cumulative Votes to Marcilio Marques Moreira | Mgmt | N/A | Abstain | N/A | |||||
16 | Allocate Cumulative Votes to Omar Carneiro da Cunha Sobrinho | Mgmt | N/A | Abstain | N/A | |||||
17 | Allocate Cumulative Votes to Jose Luiz Alqueres | Mgmt | N/A | Abstain | N/A | |||||
18 | Request Separate Election for Board Member (Minority Shareholders) | Mgmt | N/A | Abstain | N/A | |||||
19 | Cumulate Common and Preferred Shares | Mgmt | N/A | Abstain | N/A | |||||
20 | Request Separate Election for Board Member (Preferred Shareholders) | Mgmt | N/A | Abstain | N/A | |||||
21 | Elect Luciana de Oliveira Cezar Coelho as Board Member Presented by Preferred Shareholders | Mgmt | N/A | For | N/A | |||||
22 | Cumulate Preferred and Common Shares | Mgmt | N/A | Abstain | N/A | |||||
23 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | |||||
24 | Election of Supervisory Council | Mgmt | For | For | For | |||||
25 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | Abstain | N/A | |||||
26 | Elect Artemio Bertholini to the Supervisory Council Presented by Preferred Shareholders | Mgmt | N/A | For | N/A | |||||
27 | Elect Vania Andrade de Souza to the Supervisory Council Presented by Preferred Shareholders | Mgmt | N/A | Abstain | N/A | |||||
Energisa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENGI3 | CINS P3769S114 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Remuneration policy | Mgmt | For | For | For | |||||
4 | Amendments to Article 18 (Board Duties) | Mgmt | For | For | For | |||||
5 | Publication of Company Notices | Mgmt | For | For | For | |||||
6 | Consolidation of Articles | Mgmt | For | For | For | |||||
FirstRand Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSR | CINS S5202Z131 | 11/28/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Re-elect Amanda (Tandi) T. Nzimande | Mgmt | For | For | For | |||||
2 | Re-elect Mary S. Bomela | Mgmt | For | For | For | |||||
3 | Re-elect Grant G. Gelink | Mgmt | For | Against | Against | |||||
4 | Re-elect Francois (Faffa) Knoetze | Mgmt | For | For | For | |||||
5 | Elect Louis Leon von Zeuner | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Appointment of PricewaterhouseCoopers Inc. | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
10 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||||
11 | Approve Remuneration Implementation Report | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Approve Financial Assistance (Employee Share Scheme Beneficiaries) | Mgmt | For | For | For | |||||
14 | Approve Financial Assistance (Related and Inter-related Entities) | Mgmt | For | For | For | |||||
15 | Approve NEDs' Fees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Portfolio Climate Risk Report | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Policy on Lending to Fossil Fuel-related Projects | ShrHoldr | For | For | For | |||||
Fomento Economico Mexicano SAB de CV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FEMSAUBD | CINS P4182H115 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
4 | Election of Directors; Fees | Mgmt | For | Abstain | Against | |||||
5 | Election of Board Committee Members; Fees | Mgmt | For | Abstain | Against | |||||
6 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
7 | Minutes | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GRUH Finance Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRUH | CINS Y2895W148 | 07/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Keki M. Mistry | Mgmt | For | Against | Against | |||||
4 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||||
5 | Non-Executive Directors' Commission | Mgmt | For | For | For | |||||
6 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GFNORTE | CINS P49501201 | 03/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GFNORTE | CINS P49501201 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | CEO's Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | |||||
3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | |||||
4 | Report on Audit and Corporate Governance Committee's Operations and Activities | Mgmt | For | For | For | |||||
5 | Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||||
8 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | |||||
9 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | |||||
10 | Elect David Villarreal Montemayor | Mgmt | For | For | For | |||||
11 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | |||||
12 | Elect Carlos de la Isla Corry | Mgmt | For | For | For | |||||
13 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | |||||
14 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | For | For | |||||
15 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | |||||
16 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | |||||
17 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | |||||
18 | Elect David Penaloza Alanis | Mgmt | For | For | For | |||||
19 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | |||||
20 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | |||||
21 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | For | For | |||||
22 | Elect Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | |||||
23 | Elect Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | |||||
24 | Elect Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | |||||
25 | Elect Gerardo Salazar Viezca (Alternate) | Mgmt | For | For | For | |||||
26 | Elect Alberto Perez-Jacome Friscione (Alternate) | Mgmt | For | For | For | |||||
27 | Elect Diego Martinez Rueda-Chapital (Alternate) | Mgmt | For | For | For | |||||
28 | Elect Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | |||||
29 | Elect Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | |||||
30 | Elect Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | |||||
31 | Elect Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | |||||
32 | Elect Carlos Cesarman Kolteniuk (Alternate) | Mgmt | For | For | For | |||||
33 | Elect Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | |||||
34 | Elect Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | |||||
35 | Elect Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | |||||
36 | Election of Board Secretary | Mgmt | For | For | For | |||||
37 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||||
38 | Directors' Fees | Mgmt | For | For | For | |||||
39 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | |||||
40 | Report on the Company's Repurchase Program | Mgmt | For | For | For | |||||
41 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
42 | Consolidation of Articles | Mgmt | For | For | For | |||||
43 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GFNORTE | CINS P49501201 | 03/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
GT Capital Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTCAP | CINS Y29045104 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Call To Order | Mgmt | For | For | For | |||||
2 | Certification Of Notice And Quorum | Mgmt | For | For | For | |||||
3 | Meeting Minutes | Mgmt | For | For | For | |||||
4 | Annual Report | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Elect Arthur V. Ty | Mgmt | For | Against | Against | |||||
7 | Elect Francisco C. Sebastian | Mgmt | For | For | For | |||||
8 | Elect Alfred V. Ty | Mgmt | For | Against | Against | |||||
9 | Elect Carmelo Maria Luza Bautista | Mgmt | For | For | For | |||||
10 | Elect David T. Go | Mgmt | For | For | For | |||||
11 | Elect Regis V. Puno | Mgmt | For | Against | Against | |||||
12 | Elect Alesandra T. Ty | Mgmt | For | For | For | |||||
13 | Elect Jaime Miguel G. Belmonte | Mgmt | For | For | For | |||||
14 | Elect Wilfredo A. Paras | Mgmt | For | For | For | |||||
15 | Elect Renato C. Valencia | Mgmt | For | Against | Against | |||||
16 | Elect Rene J. Buenaventura | Mgmt | For | For | For | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
18 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||||
19 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
20 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
HDFC Bank Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HDFCBANK | CINS Y3119P174 | 07/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Srikanth Nadhamuni | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | Ratification of Additional Fees of Statutory Auditor | Mgmt | For | For | For | |||||
7 | Elect Sanjiv Sachar | Mgmt | For | For | For | |||||
8 | Elect Sandeep Parekh | Mgmt | For | For | For | |||||
9 | Elect M.D. Ranganath | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Housing Development Finance Corporation Limited) | Mgmt | For | For | For | |||||
11 | Related Party Transactions (HDB Finance Services Limited) | Mgmt | For | For | For | |||||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Stock Split | Mgmt | For | For | For | |||||
14 | Amendments to Memorandum (Capital Clause) | Mgmt | For | For | For | |||||
Housing Development Finance Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HDFC | CINS Y37246207 | 08/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect V. Srinivasa Rangan | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Elect Bhaskar Ghosh | Mgmt | For | For | For | |||||
8 | Elect Ireena Vittal | Mgmt | For | For | For | |||||
9 | Elect Nasser Mukhtar Munjee | Mgmt | For | For | For | |||||
10 | Elect Jamshed Jiji Irani | Mgmt | For | Against | Against | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Directors' Commission | Mgmt | For | For | For | |||||
13 | Revision in Remuneration of Keki. M. Mistry (Executive Vice-Chair & CEO) | Mgmt | For | For | For | |||||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
Huatai Securities Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6886 | CINS Y37426114 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Annual Report | Mgmt | For | For | For | |||||
7 | Related Party Transactions (Jiangsu Guoxin Investment Group) | Mgmt | For | For | For | |||||
8 | Related Party Transactions (Jiangsu Communications Holding Co. Ltd) | Mgmt | For | For | For | |||||
9 | Related Party Transactions (Govtor Capital Group Co., Ltd.) | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Other Parties) | Mgmt | For | For | For | |||||
11 | 2020 Proprietary Investment Budget | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Elect WANG Jianwen | Mgmt | For | For | For | |||||
14 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Huatai Securities Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6886 | CINS Y37426114 | 12/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Change in Use of Partial Proceeds | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Elect ZHANG Wei | Mgmt | For | For | For | |||||
5 | Elect ZHOU Yi | Mgmt | For | For | For | |||||
6 | Elect DING Feng | Mgmt | For | For | For | |||||
7 | Elect CHEN Yongbing | Mgmt | For | Against | Against | |||||
8 | Elect XU Qing | Mgmt | For | For | For | |||||
9 | Elect HU Xiao | Mgmt | For | For | For | |||||
10 | Elect WANG Tao | Mgmt | For | For | For | |||||
11 | Elect ZHU Xuebo | Mgmt | For | Against | Against | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect CHEN Chuanming | Mgmt | For | Against | Against | |||||
14 | Elect LEE Chi Ming | Mgmt | For | For | For | |||||
15 | Elect LIU Yan | Mgmt | For | For | For | |||||
16 | Elect CHEN Zhibin | Mgmt | For | For | For | |||||
17 | Elect MA Qun | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Elect ZHANG Ming | Mgmt | For | For | For | |||||
20 | Elect YU Lanying | Mgmt | For | Against | Against | |||||
21 | Elect ZHANG Xiaohong | Mgmt | For | Against | Against | |||||
22 | Elect FAN Chunyan | Mgmt | For | Against | Against | |||||
ICICI Bank Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICICIBANK | CINS Y3860Z132 | 08/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Anup Bagchi | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
6 | Appointment Of Branch Auditors | Mgmt | For | For | For | |||||
7 | Elect Hari L. Mundra | Mgmt | For | For | For | |||||
8 | Elect Rama Bijapurkar | Mgmt | For | For | For | |||||
9 | Elect Balasubramanyam Sriram | Mgmt | For | For | For | |||||
10 | Elect Subramanian Madhavan | Mgmt | For | For | For | |||||
11 | Appoint Sandeep Bakhshi (MD/CEO); Approval of Remuneration | Mgmt | For | For | For | |||||
12 | Elect Sandeep Batra | Mgmt | For | For | For | |||||
13 | Appoint Sandeep Batra (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||||
14 | Revise Remuneration of N. S. Kannan | Mgmt | For | For | For | |||||
15 | Revise Remuneration of Vishakha Mulye | Mgmt | For | For | For | |||||
16 | Revise Remuneration of Vijay Chandok | Mgmt | For | For | For | |||||
17 | Revise Remuneration of Anup Bagchi | Mgmt | For | For | For | |||||
18 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||||
19 | Adoption of New Articles of Association | Mgmt | For | Against | Against | |||||
Inari Amertron Berhad | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INARI | CINS Y3887U108 | 11/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Malaysia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Fees | Mgmt | For | For | For | |||||
2 | Directors' Benefits | Mgmt | For | For | For | |||||
3 | Elect TAN Seng Chuan | Mgmt | For | For | For | |||||
4 | Elect HO Phon Guan | Mgmt | For | For | For | |||||
5 | Elect MAI Mang Lee | Mgmt | For | Against | Against | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
9 | Retention of Aishah Binti Al-Marhum Sultan Haji Ahmad Shah as an Independent Director | Mgmt | For | For | For | |||||
10 | Retention of OH Seong Lye as an Independent Director | Mgmt | For | For | For | |||||
11 | Adoption of New Constitution | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Profit Distribution Plan 2019 | Mgmt | For | For | For | |||||
7 | 2020 Fixed Asset Investment Plan | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect SHEN Si | Mgmt | For | For | For | |||||
10 | Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Issuance of Eligible Tier 2 Capital Instruments | Mgmt | For | For | For | |||||
13 | Application for Authorisation Limit for Special Donations for COVID-19 Pandemic Prevention and Control | Mgmt | For | For | For | |||||
14 | Elect LIAO Lin | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 01/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yang Gouzhong | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 11/22/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect GU Shu | Mgmt | For | Against | Against | |||||
4 | Directors' Remuneration Payment Plan for 2018 | Mgmt | For | For | For | |||||
5 | Supervisors' Remuneration Payment Plan for 2018 | Mgmt | For | For | For | |||||
6 | Application for Provisional Authorization of External Donations | Mgmt | For | For | For | |||||
7 | Elect CAO Liqun | Mgmt | For | For | For | |||||
8 | Elect FENG Weidong | Mgmt | For | For | For | |||||
Jiangsu Changshu Rural Commercial Bank Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601128 | CINS Y443B1100 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts And 2020 Financial Budget Plan | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
6 | 2020 Estimated Quota of Continuing Connected Transactions with Some Related Parties | Mgmt | For | For | For | |||||
7 | Shareholder Return Plan From 2020 To 2022 | Mgmt | For | Abstain | Against | |||||
8 | Change Of Audit Firm | Mgmt | For | For | For | |||||
9 | Equity Investment In A Company | Mgmt | For | For | For | |||||
JM Financial Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMFINANCIL | CINS Y44462110 | 02/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
2 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
JM Financial Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMFINANCIL | CINS Y44462110 | 07/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Nimesh N. Kampani | Mgmt | For | Against | Against | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
5 | Elect Jagi Mangat Panda | Mgmt | For | Against | Against | |||||
6 | Related Party Transactions Including Guarantees with JM Financial Credit Solutions Limited | Mgmt | For | For | For | |||||
7 | Related Party Transactions Including Guarantees with JM Financial Asset Reconstruction Company Limited | Mgmt | For | For | For | |||||
8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||||
JSE Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JSE | CINS S4254A102 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leila Fourie | Mgmt | For | For | For | |||||
2 | Elect Siobhan Cleary | Mgmt | For | For | For | |||||
3 | Elect Nonkululeko M.C. Nyembezi | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Election of Audit Committee Chair (Suresh P. Kana) | Mgmt | For | For | For | |||||
6 | Election of Audit Committee Member (Zarina B.M. Bassa) | Mgmt | For | Against | Against | |||||
7 | Election of Audit Committee Member (Fatima Daniels) | Mgmt | For | For | For | |||||
8 | Election of Audit Committee Member (Faith N. Khanyile) | Mgmt | For | For | For | |||||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
10 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||||
11 | Approve Remuneration Implementation Report | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Approve Financial Assistance (Sections 44 and 45) | Mgmt | For | For | For | |||||
14 | Approve Specific Financial Assistance (Sections 44 and 45) | Mgmt | For | For | For | |||||
15 | Approve NEDs' Fees | Mgmt | For | For | For | |||||
Kweichow Moutai Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600519 | CINS Y5070V116 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
5 | 2020 Financial Budget Report | Mgmt | For | For | For | |||||
6 | 2019 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny170.25000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | For | For | For | |||||
7 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
8 | 2020 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | For | For | For | |||||
9 | Elect GAO Weidong | Mgmt | For | For | For | |||||
10 | Elect LI Jingren | Mgmt | For | For | For | |||||
11 | Elect WANG Yan | Mgmt | For | For | For | |||||
12 | Elect LI Botan | Mgmt | For | For | For | |||||
13 | Elect LU Jinhai | Mgmt | For | For | For | |||||
14 | Elect XU Dingbo | Mgmt | For | For | For | |||||
15 | Elect ZHANG Jingzhong | Mgmt | For | For | For | |||||
16 | Elect YOU Yalin | Mgmt | For | For | For | |||||
17 | Elect CHE Xingyu | Mgmt | For | Against | Against | |||||
Land Mark Optoelectronics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3081 | CINS Y51823105 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules of Shareholder Meetings | Mgmt | For | For | For | |||||
4 | Employee Restricted Shares Plan | Mgmt | For | For | For | |||||
5 | Elect CHANG Ching-Yi | Mgmt | For | For | For | |||||
6 | Elect LIN Wei | Mgmt | For | For | For | |||||
7 | Elect YANG Jerry | Mgmt | For | For | For | |||||
8 | Elect LU Yong-Hong | Mgmt | For | For | For | |||||
9 | Elect TSENG Bob | Mgmt | For | For | For | |||||
10 | Elect WANG James | Mgmt | For | For | For | |||||
11 | Elect CHEN Yong-Chang | Mgmt | For | For | For | |||||
12 | Non-compete Restriction for Directors | Mgmt | For | For | For | |||||
LG Chem, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
051910 | CINS Y52758102 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect KWON Young Su | Mgmt | For | Against | Against | |||||
3 | Elect CHA Dong Seok | Mgmt | For | For | For | |||||
4 | Elect JUNG Dong Min | Mgmt | For | For | For | |||||
5 | Election of Audit Committee Member: JUNG Dong Min | Mgmt | For | For | For | |||||
6 | Director's Fees | Mgmt | For | For | For | |||||
Link Real Estate Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0823 | CINS Y5281M111 | 07/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect Ed CHAN Yiu Cheong | Mgmt | For | For | For | |||||
4 | Elect Blair C. Pickerell | Mgmt | For | For | For | |||||
5 | Elect May TAN Siew Boi | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | cins P6330Z111 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Remuneration Policy | Mgmt | For | For | For | |||||
6 | Request Establishment of Supervisory Council | Mgmt | Against | Abstain | N/A | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | cins P6330Z111 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Consolidation of Articles | Mgmt | For | For | For | |||||
Mahindra & Mahindra Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
M&M | CINS Y54164150 | 08/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Pawan K. Goenka | Mgmt | For | For | For | |||||
6 | Approve Payment of Fees to Cost Auditors | Mgmt | For | For | For | |||||
7 | Elect Vishakha N. Desai | Mgmt | For | For | For | |||||
8 | Elect Vikram Singh Mehta | Mgmt | For | For | For | |||||
9 | Elect Vijay Kumar Sharma | Mgmt | For | For | For | |||||
10 | Elect Haigreve Khaitan | Mgmt | For | Against | Against | |||||
11 | Elect Shikha Sharma | Mgmt | For | For | For | |||||
Max Financial Services Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFSL | CINS Y5903C145 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Divestiture | Mgmt | For | For | For | |||||
Max Financial Services Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFSL | CINS Y5903C145 | 05/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Mitsui Sumitomo Issuance | Mgmt | For | For | For | |||||
3 | Max Life Insurance Acquisition | Mgmt | For | For | For | |||||
Max Financial Services Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFSL | CINS Y5903C145 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Mitsui Sumitomo Issuance | Mgmt | For | For | For | |||||
3 | Max Life Insurance Acquisition | Mgmt | For | For | For | |||||
Medy-Tox Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
086900 | CINS Y59079106 | 03/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Share Option Plan | Mgmt | For | For | For | |||||
3 | Elect JUNG Hyeon Ho | Mgmt | For | Against | Against | |||||
4 | Elect JU Hee Suk | Mgmt | For | Against | Against | |||||
5 | Elect YU Dong Hyun | Mgmt | For | For | For | |||||
6 | Election of Corporate Auditor | Mgmt | For | For | For | |||||
7 | Director's Fees | Mgmt | For | Against | Against | |||||
8 | Corporate Auditors' Fees | Mgmt | For | For | For | |||||
Metropolis Healthcare Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
542650 | CINS Y59774110 | 04/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Approve Restrictive Stock Unit Plan 2020 | Mgmt | For | Against | Against | |||||
3 | Extension of Restrictive Stock Unit Plan 2020 to Subsidiaries | Mgmt | For | Against | Against | |||||
Metropolis Healthcare Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
542650 | CINS Y59774110 | 08/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Elect Sushil K Shah | Mgmt | For | For | For | |||||
4 | Approve Payment of Fees to Cost Auditors | Mgmt | For | For | For | |||||
Metropolitan Bank & Trust Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBT | CINS Y6028G136 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Call To Order | Mgmt | For | For | For | |||||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | |||||
3 | Meeting Minutes | Mgmt | For | For | For | |||||
4 | President's Report | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | Against | Against | |||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||||
7 | Elect Arthur V. Ty | Mgmt | For | Against | Against | |||||
8 | Elect Francisco C. Sebastian | Mgmt | For | For | For | |||||
9 | Elect Fabian S. Dee | Mgmt | For | For | For | |||||
10 | Elect Jesli A. Lapus | Mgmt | For | Against | Against | |||||
11 | Elect Alfred V. Ty | Mgmt | For | For | For | |||||
12 | Elect Edmund A. Go | Mgmt | For | For | For | |||||
13 | Elect Francisco F. Del Rosario, Jr. | Mgmt | For | For | For | |||||
14 | Elect Vicente R. Cuna Jr. | Mgmt | For | For | For | |||||
15 | Elect Edgar O. Chua | Mgmt | For | For | For | |||||
16 | Elect Solomon S. Cua | Mgmt | For | For | For | |||||
17 | Elect Angelica H. Lavares | Mgmt | For | For | For | |||||
18 | Elect Philip G. Soliven | Mgmt | For | For | For | |||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
20 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
21 | Adjournment | Mgmt | For | For | For | |||||
Midea Real Estate Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3990 | CINS G60920108 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect HAO Hengle | Mgmt | For | Against | Against | |||||
6 | Elect HE Jianfeng | Mgmt | For | For | For | |||||
7 | Elect TAN Jinsong | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
13 | Adoption of Share Option Scheme | Mgmt | For | For | For | |||||
Migros Ticaret A.S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MGROS | CINS M7024Q105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | |||||
5 | Presentation of Directors' Report | Mgmt | For | For | For | |||||
6 | Presentation of Auditors' Report | Mgmt | For | For | For | |||||
7 | Financial Statements | Mgmt | For | For | For | |||||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Election of Directors; Board Term Length | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Charitable Donations | Mgmt | For | For | For | |||||
14 | Presentation of Report on Guarantees | Mgmt | For | For | For | |||||
15 | Presentation of Report on Competing Activities | Mgmt | For | For | For | |||||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | |||||
17 | Closing | Mgmt | For | For | For | |||||
Moneta Money Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MONET | CINS X3R0GS100 | 11/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Czech Republic | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Adoption of Meeting Rules of Procedure | Mgmt | For | For | For | |||||
2 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Interim Separate Financial Statements | Mgmt | For | For | For | |||||
5 | Amendment to Par Value | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Interim Dividend (1H2019) | Mgmt | For | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
NARI Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600406 | CINS Y6S99Q112 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
2 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
3 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
4 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
5 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
6 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
7 | 2020 Financial Budget Report | Mgmt | For | For | For | |||||
8 | 2020 Entrust Loan Quota Among Internal Enterprises | Mgmt | For | For | For | |||||
9 | 2020 Continuing Connected Transactions | Mgmt | For | For | For | |||||
10 | Connected Transactions Regarding Application for Entrust Loans from the Controlling Shareholder | Mgmt | For | For | For | |||||
11 | 2020 Reappointment Of Financial And Internal Control Audit Firm | Mgmt | For | For | For | |||||
NARI Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600406 | CINS Y6S99Q112 | 12/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Additional Continuing Connected Transaction Quota | Mgmt | For | For | For | |||||
2 | Short-Term Entrusted Wealth Management With Idle Proprietary Funds | Mgmt | For | For | For | |||||
NARI Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600406 | CINS Y6S99Q112 | 11/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Joint Venture and addition of Implementation Parties of a Project | Mgmt | For | For | For | |||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
3 | Change of Registered Capital and Amendments to Articles | Mgmt | For | For | For | |||||
Naspers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPN | CINS S53435103 | 08/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Elect Nolo Letele | Mgmt | For | For | For | |||||
5 | Elect Jacobus (Koos) P. Bekker | Mgmt | For | For | For | |||||
6 | Elect Steve J.Z. Pacak | Mgmt | For | For | For | |||||
7 | Elect Cobus Stofberg | Mgmt | For | For | For | |||||
8 | Elect Ben J. van der Ross | Mgmt | For | For | For | |||||
9 | Elect Debra Meyer | Mgmt | For | For | For | |||||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
14 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||||
15 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
17 | Amendment to the Naspers Restricted Stock Plan Trust | Mgmt | For | For | For | |||||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
19 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||||
20 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||||
21 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||||
22 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||||
23 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||||
24 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||||
26 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||||
27 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||||
28 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||||
29 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||||
30 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||||
31 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||||
32 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||||
33 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||||
34 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||||
35 | Authority to Repurchase A Ordinary Shares | Mgmt | For | Abstain | Against | |||||
36 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Naspers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPN | CINS S53435103 | 08/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | For | |||||
National Stock Exchange of India Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NSE | CINS Y6S05M106 | 08/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Sunita Sharma | Mgmt | For | Against | Against | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
NAVER Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
035420 | CINS Y62579100 | 03/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect HAN Seong Sook | Mgmt | For | For | For | |||||
4 | Elect BYUN Dae Gyu | Mgmt | For | Against | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Share Option Previously Granted By Board Resolution | Mgmt | For | Against | Against | |||||
7 | Share Option Grant | Mgmt | For | Against | Against | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
NAVER Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
035420 | CINS Y62579100 | 09/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Network International Holdings Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NETW | CINS G6457T104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Elect Rohinton Kalifa | Mgmt | For | For | For | |||||
5 | Elect Simon M. Haslam | Mgmt | For | For | For | |||||
6 | Elect Darren Pope | Mgmt | For | For | For | |||||
7 | Elect Victoria Hull | Mgmt | For | For | For | |||||
8 | Elect Habib Al Mulla | Mgmt | For | For | For | |||||
9 | Elect Suryanarayan Subramanian | Mgmt | For | For | For | |||||
10 | Elect Ali Mazanderani | Mgmt | For | For | For | |||||
11 | Elect Anil Dua | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
20 | Amendment to the MIP Award and IPO bonus | Mgmt | For | For | For | |||||
21 | Amendments to Long Term Incentive Plans | Mgmt | For | For | For | |||||
Orion Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
271560 | CINS Y6S90M128 | 03/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect HEO In Cheol | Mgmt | For | For | For | |||||
3 | Elect LEE Kyung Jae | Mgmt | For | For | For | |||||
4 | Elect LEE Uk | Mgmt | For | For | For | |||||
5 | Election Of Audit Committee Member: Lee Uk | Mgmt | For | For | For | |||||
6 | Director's Fees | Mgmt | For | Against | Against | |||||
Parade Technologies, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4966 | CINS G6892A108 | 06/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Business Report | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
Parex Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PXT | CUSIP 69946Q104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2.1 | Elect Lisa Colnett | Mgmt | For | For | For | |||||
2.2 | Elect Sigmund Cornelius | Mgmt | For | For | For | |||||
2.3 | Elect Robert Engbloom | Mgmt | For | For | For | |||||
2.4 | Elect Wayne Foo | Mgmt | For | For | For | |||||
2.5 | Elect G.R. (Bob) MacDougall | Mgmt | For | For | For | |||||
2.6 | Elect Glenn McNamara | Mgmt | For | For | For | |||||
2.7 | Elect Carmen Sylvain | Mgmt | For | For | For | |||||
2.8 | Elect David Taylor | Mgmt | For | For | For | |||||
2.9 | Elect Paul Wright | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Annual Report 2019 | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Report of Independent Non-Executive Directors' Performance | Mgmt | For | For | For | |||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Elect LU Min | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect XIE Yonglin | Mgmt | For | For | For | |||||
3 | Elect TAN Sin Yin | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
PJSC Lukoil | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKOH | CINS 69343P105 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Elect Vagit Y. Alekperov | Mgmt | For | Abstain | Against | |||||
4 | Elect Victor V. Blazheev | Mgmt | For | Abstain | Against | |||||
5 | Elect Toby T. Gati | Mgmt | For | For | For | |||||
6 | Elect Ravil U. Maganov | Mgmt | For | Abstain | Against | |||||
7 | Elect Roger Munnings | Mgmt | For | For | For | |||||
8 | Elect Nikolai M. Nikolaev | Mgmt | For | Abstain | Against | |||||
9 | Elect Pavel Teplukhin | Mgmt | For | For | For | |||||
10 | Elect Leonid A. Fedun | Mgmt | For | Abstain | Against | |||||
11 | Elect Lyubov N. Khoba | Mgmt | For | Abstain | Against | |||||
12 | Elect Sergei D. Shatalov | Mgmt | For | For | For | |||||
13 | Elect Wolfgang Schussel | Mgmt | For | For | For | |||||
14 | Directors' Fees (FY2019) | Mgmt | For | For | For | |||||
15 | Directors' Fees (FY2020) | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | D&O Insurance | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
PJSC Lukoil | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKOH | CINS 69343P105 | 12/03/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Interim Dividends (3Q2019) | Mgmt | For | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | For | |||||
3 | Audit Commission Fees | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
5 | Early Termination of Audit Commission Powers | Mgmt | For | For | For | |||||
6 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
7 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||||
8 | Amendments to Management Board Regulations | Mgmt | For | For | For | |||||
9 | Discontinuance of Audit Commission Regulations | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Poly Developments and Holdings Group Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600048 | CINS Y7000Q100 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2020 Investment Plan | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
6 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||||
9 | Application for a Loans | Mgmt | For | Abstain | Against | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Authority to Issue Mid-term Notes | Mgmt | For | For | For | |||||
12 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | For | Abstain | Against | |||||
Power Grid Corporation of India Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POWERGRID | CINS Y7028N105 | 08/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Ravi P. Singh | Mgmt | For | For | For | |||||
5 | Authority to Set Auditors' Fees | Mgmt | For | Against | Against | |||||
6 | Elect Rajeev Kumar Chauhan | Mgmt | For | Against | Against | |||||
7 | Elect Jagdish I. Patel | Mgmt | For | Against | Against | |||||
8 | Elect M. N. Venkatesan | Mgmt | For | For | For | |||||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||||
Powszechny Zaklad Ubezpieczen SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PZU | CINS X6919T107 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Election of Presiding Chair | Mgmt | For | For | For | |||||
3 | Compliance with Rules of Convocation | Mgmt | For | For | For | |||||
4 | Agenda | Mgmt | For | For | For | |||||
5 | Presentation of Financial Statements | Mgmt | For | For | For | |||||
6 | Presentation of Financial Statements (Consolidated) | Mgmt | For | For | For | |||||
7 | Presentation of Management Board Report and Report on Non-Financial Information | Mgmt | For | For | For | |||||
8 | Presentation of Supervisory Board Reports | Mgmt | For | For | For | |||||
9 | Presentation of Supervisory Board Report on its Activities | Mgmt | For | For | For | |||||
10 | Presentation of Management Board Report on Expenditures | Mgmt | For | For | For | |||||
11 | Financial Statements | Mgmt | For | For | For | |||||
12 | Financial Statements (Consolidated) | Mgmt | For | For | For | |||||
13 | Management Board Report | Mgmt | For | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
15 | Ratify Aleksandra Agatowska | Mgmt | For | For | For | |||||
16 | Ratify Adam Brzozowski | Mgmt | For | For | For | |||||
17 | Ratify Roger Hodgkiss | Mgmt | For | For | For | |||||
18 | Ratify Marcin Eckert | Mgmt | For | For | For | |||||
19 | Ratify Elzbieta Hauser-Schoneich | Mgmt | For | For | For | |||||
20 | Ratify Tomasz Kulik | Mgmt | For | For | For | |||||
21 | Ratify Maciej Rapkiewicz | Mgmt | For | For | For | |||||
22 | Ratify Malgoorzata Sadurska | Mgmt | For | For | For | |||||
23 | Ratify Pawel Surowka | Mgmt | For | For | For | |||||
24 | Ratify Marcin Chludzinski | Mgmt | For | For | For | |||||
25 | Ratify Pawel Gorecki | Mgmt | For | For | For | |||||
26 | Ratify Agata Gornicka | Mgmt | For | For | For | |||||
27 | Ratify Robert Jastzebski | Mgmt | For | For | For | |||||
28 | Ratify Tomasz Kuczur | Mgmt | For | For | For | |||||
29 | Ratify Katarzyna Lewandowska | Mgmt | For | For | For | |||||
30 | Ratify Maciej Lopinski | Mgmt | For | For | For | |||||
31 | Ratify Elibieta Maczynska-Ziemacka | Mgmt | For | For | For | |||||
32 | Ratify Alojzy Nowak | Mgmt | For | For | For | |||||
33 | Ratify Krzystof Opolski | Mgmt | For | For | For | |||||
34 | Ratify Robert Snitko | Mgmt | For | For | For | |||||
35 | Ratify Maciej Zaborowski | Mgmt | For | For | For | |||||
36 | Removal of Supervisory Board Member | Mgmt | For | Abstain | Against | |||||
37 | Appointment of Supervisory Board Member | Mgmt | For | Abstain | Against | |||||
38 | Amendments to Articles (General Meeting and Supervisory Board Role) | Mgmt | For | For | For | |||||
39 | Amendments to Articles (Calculation of Value of Service Agreements) | Mgmt | For | For | For | |||||
40 | Amendments to Articles (Management Board Reports) | Mgmt | For | For | For | |||||
41 | Amendments to Article (Requirements of Act on Public Offerings and Conditions for Offering Financial Instruments in an Orginized Trading System and on Public Companies) | Mgmt | For | For | For | |||||
42 | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | For | |||||
43 | Amendments to Articles (Commercial Company Code) | Mgmt | For | For | For | |||||
44 | Remuneration Policy | Mgmt | For | For | For | |||||
45 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
46 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
47 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
48 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Powszechny Zaklad Ubezpieczen SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PZU | CINS X6919T107 | 09/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chair | Mgmt | For | For | For | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | For | For | |||||
5 | Agenda | Mgmt | For | For | For | |||||
6 | Amendments to Articles (Supervisory Board and General Meeting Authority) | Mgmt | For | For | For | |||||
7 | Amendments to Articles (Management Reports) | Mgmt | For | For | For | |||||
8 | Amendments to Articles (Management Remuneration) | Mgmt | For | For | For | |||||
9 | Amendments to Articles (Disposal of Assets) | Mgmt | For | For | For | |||||
10 | Amendments to Articles (Management Board Size) | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
PT Bank Rakyat Indonesia | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBRI | CINS Y0697U112 | 02/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Partnership and Community Development Program Report | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
5 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||||
PT Bank Rakyat Indonesia | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBRI | CINS Y0697U112 | 09/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Results of Operations | Mgmt | For | For | For | |||||
2 | Approval of Recovery Plan | Mgmt | For | For | For | |||||
3 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS G75754104 | 04/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
5 | Approve Termination Benefits | Mgmt | For | For | For | |||||
6 | Elect Hinda Gharbi | Mgmt | For | For | For | |||||
7 | Elect Jennifer Nason | Mgmt | For | For | For | |||||
8 | Elect Ngaire Woods | Mgmt | For | For | For | |||||
9 | Elect Megan E. Clark | Mgmt | For | For | For | |||||
10 | Elect David W. Constable | Mgmt | For | For | For | |||||
11 | Elect Simon P. Henry | Mgmt | For | For | For | |||||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||||
13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||||
14 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||||
15 | Elect Simon McKeon | Mgmt | For | For | For | |||||
16 | Elect Jakob Stausholm | Mgmt | For | For | For | |||||
17 | Elect Simon R. Thompson | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Amendments to Articles (General Updates) | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Samsung Electronics Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
005930 | CINS Y74718100 | 03/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect HAN Jong Hee | Mgmt | For | For | For | |||||
3 | Elect CHOI Yoon Ho | Mgmt | For | Against | Against | |||||
4 | Director's Fees | Mgmt | For | For | For | |||||
Sichuan Kelun Pharmaceutical Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002422 | CINS Y7931Q104 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Report | Mgmt | For | For | For | |||||
2 | Supervisors' Report | Mgmt | For | For | For | |||||
3 | 2019 Annual Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
14 | Extension of Eligibility for Issuance of Corporate Bonds | Mgmt | For | For | For | |||||
15 | Approval to Provide Financial Aid | Mgmt | For | For | For | |||||
Sinopharm Group Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1099 | CINS Y8008N107 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Directors' Report | Mgmt | For | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Supervisors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||||
12 | Amendments to Procedural Rules of General Meeting | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Amendments to Articles of Association | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||||
16 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | |||||
17 | Elect FENG Rongli | Mgmt | For | For | For | |||||
Sinopharm Group Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1099 | CINS Y8008N107 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Article | Mgmt | For | Against | Against | |||||
SK Telecom Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
017670 | CINS Y4935N104 | 03/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Share Option Plan (Executive director) | Mgmt | For | For | For | |||||
4 | Share Option Plan (Executive officer) | Mgmt | For | For | For | |||||
5 | Elect PARK Jung Ho | Mgmt | For | Against | Against | |||||
6 | Elect CHO Dae Sik | Mgmt | For | For | For | |||||
7 | Elect KIM Yong Hak | Mgmt | For | For | For | |||||
8 | Elect KIM Jun Mo | Mgmt | For | For | For | |||||
9 | Elect AHN Jung Ho | Mgmt | For | For | For | |||||
10 | Election of Audit Committee Member: KIM Yong Hak | Mgmt | For | For | For | |||||
11 | Election of Audit Committee Member: AHN Jung Ho | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Amendments to Executive Office Retirement Allowance Policy | Mgmt | For | For | For | |||||
SK Hynix Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000660 | CINS Y8085F100 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect LEE Seok Hee as Executive Director | Mgmt | For | Against | Against | |||||
4 | Elect PARK Jung Ho as Non-Executive Director | Mgmt | For | For | For | |||||
5 | Elect SHIN Chang Hwan | Mgmt | For | For | For | |||||
6 | Elect HAN Ae Ra | Mgmt | For | For | For | |||||
7 | Election of Audit Committee Member: HA Yung Ku | Mgmt | For | Against | Against | |||||
8 | Election of Audit Committee Member: SHIN Chang Hwan | Mgmt | For | For | For | |||||
9 | Election of Audit Committee Member: HAN Ae Ra | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Share Option Plan | Mgmt | For | For | For | |||||
12 | Share Option Plan | Mgmt | For | For | For | |||||
13 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||||
Sok Marketler Ticaret A.S. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOKM | CINS M8T8CL101 | 10/31/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | |||||
5 | Minutes | Mgmt | For | For | For | |||||
6 | Election of Directors; Board Term Length; Ratification of Co-option of Directors | Mgmt | For | Against | Against | |||||
7 | Wishes; Closing | Mgmt | For | For | For | |||||
Sunny Optical Technology Group Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2382 | CINS G8586D109 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect YE Liaoning | Mgmt | For | For | For | |||||
6 | Elect WANG Wenjie | Mgmt | For | For | For | |||||
7 | Elect WANG Wenjian | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Suofeiya Home Collection Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002572 | CINS Y29336107 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
4 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
5 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
6 | 2020 Reappointment Of Audit Firm | Mgmt | For | For | For | |||||
7 | 2020 Estimated Quota Of Continuing Connected Transactions Between The Company And Its Subsidiaries And A Company And Its Subsidiaries | Mgmt | For | For | For | |||||
8 | Increase Of Financing Quota | Mgmt | For | Against | Against | |||||
9 | Provision Of Guarantee For A Wholly-Owned Subsidiary | Mgmt | For | For | For | |||||
10 | Purchase of Principal-guaranteed Wealth Management Products from Banks with Proprietary Funds | Mgmt | For | For | For | |||||
11 | Purchase of Principal-guaranteed Wealth Management Products from Banks with Idle Raised Funds | Mgmt | For | For | For | |||||
Suofeiya Home Collection Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002572 | CINS Y29336107 | 11/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Decrease of Registered Capital and Amendments to Articles | Mgmt | For | For | For | |||||
2 | Elect HUANG Yijie as Director | Mgmt | For | For | For | |||||
3 | Authorization to a Wholly-owned subsidiary to Increase the External Investment Quota | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2330 | CINS Y84629107 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Amendments to Procedural Rules-Capital Loans | Mgmt | For | For | For | |||||
3 | Elect Yancey Hai | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSM | CUSIP 874039100 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Amendments to Procedural Rules-Capital Loans | Mgmt | For | For | For | |||||
3.1 | Elect Yancey HAI | Mgmt | For | For | For | |||||
Tata Consultancy Services Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCS | CINS Y85279100 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Aarthi Subramanian | Mgmt | For | Against | Against | |||||
TCS Group Holding PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCS | CINS 87238U203 | 08/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cyprus | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Elect Martin Cocker | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Tencent Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
700 | CINS G87572163 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||||
6 | Elect Charles St. Leger Searle | Mgmt | For | Against | Against | |||||
7 | Elect Ke Yang | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Tsingtao Brewery Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0168 | CINS Y8997D102 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
4 | Assessment Measures of Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
5 | Board Authorization to Handle Matters regarding Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
Tsingtao Brewery Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0168 | CINS Y8997D102 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Financial Statements | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Appointment of Internal Control Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect XIAO Geng | Mgmt | For | For | For | |||||
10 | Elect SHENG Lei Ming | Mgmt | For | For | For | |||||
11 | Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
12 | Assessment Measures of Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
13 | Board Authorization to Handle Matters regarding Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Uni-President Enterprises Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1216 | CINS Y91475106 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||||
Weibo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WB | CUSIP 948596101 | 11/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
2 | Elect Pehong Chen | Mgmt | For | For | For | |||||
Woongjin Coway | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
021240 | CINS Y1786S109 | 03/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Directors' Fees | Mgmt | For | For | For | |||||
Woongjin Coway Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
021240 | CINS Y1786S109 | 02/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect BANG Joon Hyuk | Mgmt | For | For | For | |||||
2 | Elect LEE Hae Sun | Mgmt | For | For | For | |||||
3 | Elect SUH Jang Won | Mgmt | For | For | For | |||||
4 | Elect KIM Jin Bae | Mgmt | For | For | For | |||||
5 | Elect KIM Gyu Ho | Mgmt | For | For | For | |||||
6 | Elect YOON Bu Hyeon | Mgmt | For | For | For | |||||
7 | Elect LEE Da Woo | Mgmt | For | For | For | |||||
8 | Elect KIM Jin Bae | Mgmt | For | For | For | |||||
9 | Elect YOON Bu Hyeon | Mgmt | For | For | For | |||||
10 | Elect LEE Da Woo | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
Woori Financial Group Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
316140 | CINS Y972JZ105 | 03/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Dennis Chan | Mgmt | For | For | For | |||||
4 | Elect KIM Hong Tae | Mgmt | For | For | For | |||||
5 | Elect LEE Won Duk | Mgmt | For | For | For | |||||
6 | Elect SON Tae Seung | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
X5 Retail Group N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIVE | CINS 98387E205 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Final Dividend | Mgmt | For | For | For | |||||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||||
9 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Elect Marat Atnashev | Mgmt | For | For | For | |||||
11 | Supervisory Board Remuneration Policy | Mgmt | For | Against | Against | |||||
12 | Restricted Stock Equity Grant to NEDs | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Yandex N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YNDX | CUSIP N97284108 | 12/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Prior Approval of Amendments to Articles | Mgmt | For | For | For | |||||
2 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||||
3 | Repurchase the Priority Share | Mgmt | For | For | For | |||||
4 | Elect Alexey Komissarov | Mgmt | For | For | For | |||||
5 | Elect Aleksei A. Yakovitskiy | Mgmt | For | For | For | |||||
6 | Cancellation of Class C Ordinary Shares | Mgmt | For | For | For | |||||
Yonghui Superstores Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601933 | CINS Y9841N106 | 03/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
2 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | For | For | |||||
3 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Mgmt | For | For | For | |||||
Yonghui Superstores Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601933 | CINS Y9841N106 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts And 2020 Financial Budget | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
6 | Implementing Results of 2019 Connected Transactions, and 2020 Connected Transactions Plan | Mgmt | For | For | For | |||||
7 | 2020 Application for Registration and Issuance of Direct Debt Financing Instruments | Mgmt | For | Abstain | Against | |||||
8 | Implementing Results Of 2019 Credit And Loans Plan, And 2020 Credit Plan | Mgmt | For | For | For | |||||
9 | Capital Increase In Controlled Subsidiaries And Their Subsidiaries | Mgmt | For | For | For | |||||
10 | Implementing Results of 2019 Remuneration for Directors and Supervisors, and 2020 Remuneration Plan | Mgmt | For | For | For | |||||
11 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
12 | Repurchase And Cancellation Of Some Restricted Stocks | Mgmt | For | For | For | |||||
13 | Decrease of the Companys Registered Capital and Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
Zhejiang Huace Film and TV Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
300133 | CINS Y988B8109 | 10/29/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | The Company's Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | For | |||||
2 | Type of Securities to be Issued | Mgmt | For | For | For | |||||
3 | Issuing Scale | Mgmt | For | For | For | |||||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||||
5 | Bond Duration | Mgmt | For | For | For | |||||
6 | Interest Rate and Its Determining Method | Mgmt | For | For | For | |||||
7 | Time Limit and Method for Paying the Principal and Interest | Mgmt | For | For | For | |||||
8 | Conversion Period | Mgmt | For | For | For | |||||
9 | Determination and Adjustment of the Conversion Price | Mgmt | For | For | For | |||||
10 | Downward Adjustment of Conversion Price | Mgmt | For | For | For | |||||
11 | Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot be Converted into One Common Share when Conversion Happens | Mgmt | For | For | For | |||||
12 | Redemption Clauses | Mgmt | For | For | For | |||||
13 | Supplementary Resale Clauses | Mgmt | For | For | For | |||||
14 | Attribution of Related Dividends after the Conversion | Mgmt | For | For | For | |||||
15 | Issuing Targets and Method | Mgmt | For | For | For | |||||
16 | Arrangement for Placement to Existing Shareholders | Mgmt | For | For | For | |||||
17 | Matters Regarding Bondholders Meetings | Mgmt | For | For | For | |||||
18 | Purpose of the Raised Funds | Mgmt | For | For | For | |||||
19 | Deposit and Management of Raised Funds | Mgmt | For | For | For | |||||
20 | Guarantee Matters | Mgmt | For | For | For | |||||
21 | The Valid Period of the Issuance Plan | Mgmt | For | For | For | |||||
22 | Preplan For Public Issuance Of Convertible Bonds | Mgmt | For | For | For | |||||
23 | Demonstration Analysis Report On The Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
24 | Feasibility Analysis on Use of Raised Funds from the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
25 | Statement On The Use Of Previously Raised Funds | Mgmt | For | For | For | |||||
26 | Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
27 | Shareholder Return Plan For The Next Three Years From 2019 To 2021 | Mgmt | For | For | For | |||||
28 | Filling Measures for Diluted Immediate Return after the Public Issuance of Convertible Corporate Bonds and Filling Measures | Mgmt | For | For | For | |||||
29 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | For | |||||
30 | Change of the Company's Domicile | Mgmt | For | For | For | |||||
31 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
Zhuzhou CRRC Times Electric Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3898 | CINS Y9892N104 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules of General Meetings | Mgmt | For | Against | Against | |||||
8 | Elect LI Donglin and Approve Fees | Mgmt | For | Against | Against | |||||
9 | Elect YANG Shouyi and Approve Fees | Mgmt | For | For | For | |||||
10 | Elect LIU Ke'an and Approve Fees | Mgmt | For | For | For | |||||
11 | Elect YAN Wu and Approve Fees | Mgmt | For | For | For | |||||
12 | Elect ZHANG Xinning and Approve Fees | Mgmt | For | For | For | |||||
13 | Elect Clement CHAN Kam Wing and Approve Fees | Mgmt | For | For | For | |||||
14 | Elect PAO Ping Wing and Approve Fees | Mgmt | For | Against | Against | |||||
15 | Elect LIU Chunru and Approve Fees | Mgmt | For | For | For | |||||
16 | Elect CHEN Xiaoming and Approve Fees | Mgmt | For | For | For | |||||
17 | Elect GAO Feng and Approve Fees | Mgmt | For | For | For | |||||
18 | Elect LI Lue as Supervisor and Approve Fees | Mgmt | For | Against | Against | |||||
19 | Elect GENG Jianxin as Supervisor and Approve Fees | Mgmt | For | For | For | |||||
20 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
21 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Fund Name : Neuberger Berman Emerging Markets Equity Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
3SBIO Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect SU Dongmei | Mgmt | For | For | For | |||||
5 | Elect HUANG Bin | Mgmt | For | Against | Against | |||||
6 | Elect TANG Ke | Mgmt | For | For | For | |||||
7 | Elect WONG Lap Yan | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Annual Report | Mgmt | For | For | For | |||||
6 | 2020 Financial Budget | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect CHAN Cheuk Hung | Mgmt | For | Against | Against | |||||
9 | Elect HUANG Fengchao | Mgmt | For | Against | Against | |||||
10 | Elect LI Dalong | Mgmt | For | For | For | |||||
11 | Elect WEI Xianzhong | Mgmt | For | Against | Against | |||||
12 | Elect YUE Yuan | Mgmt | For | For | For | |||||
13 | Elect WAN Kam To | Mgmt | For | Against | Against | |||||
14 | Elect Cassie WONG Chui Ping | Mgmt | For | For | For | |||||
15 | Elect WANG Peng | Mgmt | For | For | For | |||||
16 | Elect SHI Zhengyu | Mgmt | For | For | For | |||||
17 | Elect WANG Gonghu | Mgmt | For | Against | Against | |||||
18 | Elect WANG Shao | Mgmt | For | For | For | |||||
19 | Directors' Fees | Mgmt | For | For | For | |||||
20 | Supervisors' Fees | Mgmt | For | For | For | |||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue domestic shares/unlisted foreign shares and/or H shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
23 | Approve the Expansion of Business Scope | Mgmt | For | For | For | |||||
24 | Amendments to Articles | Mgmt | For | For | For | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 03/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Acquisition of 60% of CIMG PM | Mgmt | For | For | For | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 03/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles of Association | Mgmt | For | Against | Against | |||||
A-Living Services Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3319 | CINS Y0038M100 | 01/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Accton Technology Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2345 | CINS Y0002S109 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | Against | Against | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alsea S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALSEA | CINS P0212A104 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
2 | Approve Report on Activities and Operations | Mgmt | For | Abstain | Against | |||||
3 | Election of Directors; Election of Committee Members | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Authority to Repurchase and Reissue Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||||
6 | Authorization of Acts (Covid-19) | Mgmt | For | For | For | |||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
ASM Pacific Technology Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0522 | CINS G0535Q133 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
9 | Elect Robin G. NG Cher Tat | Mgmt | For | For | For | |||||
10 | Elect Guenter Walter Lauber | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
Atacadao SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRFB3 | CINS P0565P138 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | For | For | |||||
4 | Amendments to Article 18 (Indemnizations) | Mgmt | For | For | For | |||||
5 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | For | For | |||||
6 | Consolidation of Articles | Mgmt | For | For | For | |||||
7 | Instructions if Meeting is Held on Second Call | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Atacadao SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRFB3 | CINS P0565P138 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | For | For | |||||
6 | Ratify Marcelo Pavao Lacerda and Luiz Fernando Vendramini Fleury's independence status | Mgmt | For | For | For | |||||
7 | Election of Directors | Mgmt | For | Against | Against | |||||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Abstain | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Proportional Allocation of Cumulative Votes | Mgmt | For | Against | Against | |||||
11 | Allocate Cumulative Votes to Matthieu Dominique Marie Malige | Mgmt | For | Against | Against | |||||
12 | Allocate Cumulative Votes to Edouard Balthazard Bertrand de Chavagnac | Mgmt | For | For | For | |||||
13 | Allocate Cumulative Votes to Noel Frederic Georges Prioux | Mgmt | For | For | For | |||||
14 | Allocate Cumulative Votes to Claire Marie Du Payrat | Mgmt | For | Against | Against | |||||
15 | Allocate Cumulative Votes to Jerome Alexis Louis Nanty | Mgmt | For | For | For | |||||
16 | Allocate Cumulative Votes to Eduardo Pongracz Rossi | Mgmt | For | Against | Against | |||||
17 | Allocate Cumulative Votes to Abilio dos Santos Diniz | Mgmt | For | Against | Against | |||||
18 | Allocate Cumulative Votes to Luiz Fernando Vendramini Fleury | Mgmt | For | For | For | |||||
19 | Allocate Cumulative Votes to Marcelo Pavao Lacerda | Mgmt | For | For | For | |||||
20 | Request Separate Election for Board Member | Mgmt | N/A | Abstain | N/A | |||||
21 | Request Cumulative Voting | Mgmt | N/A | Against | N/A | |||||
22 | Remuneration Policy | Mgmt | For | Against | Against | |||||
23 | Request Establishment of Supervisory Council | Mgmt | For | Abstain | Against | |||||
24 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | Against | N/A | |||||
Ayala Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AC | CINS Y0486V115 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Call To Order | Mgmt | For | For | For | |||||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | |||||
3 | Meeting Minutes | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | Against | Against | |||||
7 | Elect Fernando Zobel de Ayala | Mgmt | For | For | For | |||||
8 | Elect Delfin L. Lazaro | Mgmt | For | Against | Against | |||||
9 | Elect Keiichi Matsunaga | Mgmt | For | Against | Against | |||||
10 | Elect Xavier P. Loinaz | Mgmt | For | Against | Against | |||||
11 | Elect Rizalina G. Mantaring | Mgmt | For | For | For | |||||
12 | Elect Antonio Jose U. Periquet, Jr. | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
15 | Adjournment | Mgmt | For | For | For | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
B3 S.A. - Brasil Bolsa Balcao | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
B3SA3 | CINS ADPV40583 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | For | For | |||||
4 | Amendments to Article 3 (Corporate Purpose) | Mgmt | For | For | For | |||||
5 | Amendments to Article 46 (Audit Committee) | Mgmt | For | For | For | |||||
6 | Amendments to Article 79 (Temporary Provisions) | Mgmt | For | For | For | |||||
7 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||||
8 | Consolidation of Articles | Mgmt | For | For | For | |||||
B3 S.A. - Brasil Bolsa Balcao | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
B3SA3 | CINS ADPV40583 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Remuneration policy | Mgmt | For | Against | Against | |||||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | |||||
6 | Election of Supervisory Council | Mgmt | For | For | For | |||||
7 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | Against | N/A | |||||
8 | Supervisory Council Fees | Mgmt | For | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Bandhan Bank Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BANDHANBNK | CINS Y0567Q100 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Reduction in Authorized Capital | Mgmt | For | For | For | |||||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
Bid Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BID | CINS S11881109 | 11/14/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | For | |||||
2 | Elect Tasneem Abdool-Samad | Mgmt | For | For | For | |||||
3 | Elect Clifford (Cliff) J. Rosenberg | Mgmt | For | For | For | |||||
4 | Re-elect David E. Cleasby | Mgmt | For | For | For | |||||
5 | Re-elect Brian Joffe | Mgmt | For | Against | Against | |||||
6 | Re-elect Dolly D. Mokgatle | Mgmt | For | For | For | |||||
7 | Election of Audit Committee Member (Tasneem Abdool-Samad) | Mgmt | For | For | For | |||||
8 | Elect Audit and Risk Committee Member (Paul Baloyi) | Mgmt | For | Against | Against | |||||
9 | Elect Audit and Risk Committee Member (Nigel G. Payne) | Mgmt | For | Against | Against | |||||
10 | Elect Audit and Risk Committee Member (Helen Wiseman) | Mgmt | For | For | For | |||||
11 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
12 | Approve Remuneration Policy (Implementation) | Mgmt | For | For | For | |||||
13 | Amendment to the Conditional Share Plan Scheme | Mgmt | For | For | For | |||||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
16 | Approve Allocation to Distribute Share Capital or Premium | Mgmt | For | For | For | |||||
17 | Authority to Create and Issue Convertible Debentures | Mgmt | For | For | For | |||||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Chair | Mgmt | For | For | For | |||||
21 | Lead independent non-executive director (SA) | Mgmt | For | For | For | |||||
22 | Lead independent director (International) | Mgmt | For | For | For | |||||
23 | Non-executive directors (SA) | Mgmt | For | For | For | |||||
24 | Non-executive directors (International) | Mgmt | For | For | For | |||||
25 | Audit and risk committee chair (International) | Mgmt | For | For | For | |||||
26 | Audit and risk committee chairman (SA) | Mgmt | For | For | For | |||||
27 | Audit and risk committee member (SA) | Mgmt | For | For | For | |||||
28 | Audit and risk committee member (International) | Mgmt | For | For | For | |||||
29 | Remuneration committee chair (SA) | Mgmt | For | For | For | |||||
30 | Remuneration committee chairman (International) | Mgmt | For | For | For | |||||
31 | Remuneration committee member (SA) | Mgmt | For | For | For | |||||
32 | Remuneration committee member (International) | Mgmt | For | For | For | |||||
33 | Nominations committee chair (SA) | Mgmt | For | For | For | |||||
34 | Nominations committee chairman (International) | Mgmt | For | For | For | |||||
35 | Nominations committee member (SA) | Mgmt | For | For | For | |||||
36 | Nominations committee member (International) | Mgmt | For | For | For | |||||
37 | Acquisitions committee chairman (SA) | Mgmt | For | For | For | |||||
38 | Acquisitions committee chairman (International) | Mgmt | For | For | For | |||||
39 | Acquisitions committee member (SA) | Mgmt | For | For | For | |||||
40 | Acquisitions committee member (International) | Mgmt | For | For | For | |||||
41 | Social and ethics committee chair (SA) | Mgmt | For | For | For | |||||
42 | Social and ethics committee chairman (International) | Mgmt | For | For | For | |||||
43 | Social and ethics committee member (SA) | Mgmt | For | For | For | |||||
44 | Social and ethics committee member (International) | Mgmt | For | For | For | |||||
45 | Ad hoc meetings (SA) | Mgmt | For | For | For | |||||
46 | Ad hoc meetings (International) | Mgmt | For | For | For | |||||
47 | Travel per meeting cycle (SA) | Mgmt | For | For | For | |||||
48 | Travel per meeting cycle (International) | Mgmt | For | For | For | |||||
49 | Approve Financial Assistance | Mgmt | For | For | For | |||||
BK Brasil Operacao E Assessoria A Restaurantes S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKBR3 | CINS P1R1WQ107 | 10/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Merger Agreement | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||||
4 | Valuation Report (BGMAXX AL) | Mgmt | For | For | For | |||||
5 | Valuation Report (BGMAXX BA) | Mgmt | For | For | For | |||||
6 | Merger by Absorption | Mgmt | For | For | For | |||||
7 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Chailease Holding Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5871 | CINS G20288109 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules:Shareholder Meetings | Mgmt | For | For | For | |||||
4 | Amendments to Articles - Special Resolution | Mgmt | For | For | For | |||||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
6 | Capitalization of Profit/Capital Reserve and Issuance of New Stocks | Mgmt | For | For | For | |||||
7 | Elect KOO John-Lee | Mgmt | For | For | For | |||||
8 | Elect CHEN Fong-Long | Mgmt | For | For | For | |||||
9 | Elect GOH Chee Wee | Mgmt | For | For | For | |||||
10 | Elect CHENG Hsiu-Tze | Mgmt | For | For | For | |||||
11 | Elect Alfred WONG King-Wai | Mgmt | For | For | For | |||||
12 | Elect CHEN Chih-Yang | Mgmt | For | For | For | |||||
13 | Elect Steven Jeremy Goodman | Mgmt | For | For | For | |||||
14 | Elect TSOU Ching-Shui | Mgmt | For | For | For | |||||
15 | Elect Casey K. Tung | Mgmt | For | For | For | |||||
16 | Release of Non-compete Restrictions for Directors | Mgmt | For | For | For | |||||
17 | Non-compete Restrictions for CHEN Fong-Long | Mgmt | For | For | For | |||||
18 | Non-compete Restrictions for CHENG Hsiu-Tzu | Mgmt | For | For | For | |||||
Changyou.com Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYOU | CUSIP 15911M107 | 07/05/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Zhang | Mgmt | For | For | For | |||||
2 | Elect Dewen Chen | Mgmt | For | For | For | |||||
3 | Elect Dave De Yang | Mgmt | For | For | For | |||||
4 | Elect CHEN Xiao | Mgmt | For | For | For | |||||
5 | Elect Charles CHAN Sheung Wai | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
Chilisin Electronics Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2456 | CINS Y1369N105 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules of Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
4 | Amendments to Procedural Rules of Capital Loans and Endorsements and Guarantees | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
6 | Amendments to Procedural Rules of Election of Directors and Supervisors | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules of Shareholder Meetings | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Gas Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0384 | CINS G2109G103 | 08/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect MA Jinlong | Mgmt | For | For | For | |||||
6 | Elect LI Ching | Mgmt | For | For | For | |||||
7 | Elect JIANG Xinhao | Mgmt | For | Against | Against | |||||
8 | Elect MAO Erwan | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
14 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||||
China Merchants Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3968 | CINS Y14896115 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Annual Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Report on 2019 Related Party Transactions | Mgmt | For | For | For | |||||
10 | Mid-Term Capital Management Plan | Mgmt | For | For | For | |||||
11 | Extension of the Validity Period of Financial Bonds | Mgmt | For | For | For | |||||
12 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
China Mobile Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0941 | CINS Y14965100 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Yuhang as Executive Director | Mgmt | For | For | For | |||||
6 | Elect Paul CHOW Man Yiu | Mgmt | For | For | For | |||||
7 | Elect Stephen YIU Kin Wah | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
12 | Adoption of New Share Option Scheme | Mgmt | For | For | For | |||||
Cnooc Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0883 | CINS Y1662W117 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect Hu Guangjie | Mgmt | For | For | For | |||||
7 | Elect WEN Dongfen | Mgmt | For | For | For | |||||
8 | Elect Lawrence J. LAU | Mgmt | For | For | For | |||||
9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Cnooc Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0883 | CINS Y1662W117 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-exempt Continuing Connected Transactions | Mgmt | For | For | For | |||||
4 | Proposed Annual Caps of Non-exempt Continuing Connected Transactions | Mgmt | For | For | For | |||||
Com2uS Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
078340 | CINS Y1695S109 | 03/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect LEE Yong Kook | Mgmt | For | For | For | |||||
3 | Elect SONG Jae Joon | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | Against | Against | |||||
5 | Corporate Auditors' Fees | Mgmt | For | For | For | |||||
Credicorp Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAP | CUSIP G2519Y108 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Antonio Abruna Puyol | Mgmt | For | For | For | |||||
2 | Elect Maite Aranzibal Harreguy | Mgmt | For | For | For | |||||
3 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||||
4 | Elect Alexandre Gouvea | Mgmt | For | For | For | |||||
5 | Elect Patricia Lizarraga Guthertz | Mgmt | For | For | For | |||||
6 | Elect Raimundo Morales Dasso | Mgmt | For | For | For | |||||
7 | Elect Irzio Pinasco Menchelli | Mgmt | For | For | For | |||||
8 | Elect Luis Enrique Romero Belismelis | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Transfer of Shares | Mgmt | For | For | For | |||||
11 | Mechanisms for Appointment of Proxy | Mgmt | For | For | For | |||||
12 | Board Size | Mgmt | For | For | For | |||||
13 | Notice of Board Meetings | Mgmt | For | For | For | |||||
14 | Mechanisms for the Participation of Directors in Board Meetings | Mgmt | For | For | For | |||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Ctrip.com International, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTRP | CUSIP 22943F100 | 10/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Company Name Change | Mgmt | For | For | For | |||||
Cummins India Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CUMMINSIND | CINS Y4807D150 | 08/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Standalone Accounts and Reports | Mgmt | For | For | For | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Norbert Nusterer | Mgmt | For | For | For | |||||
5 | Elect Donald G. Jackson | Mgmt | For | For | For | |||||
6 | Elect Anjuly Chib Duggal | Mgmt | For | For | For | |||||
7 | Elect Priya Shankar Dasgupta | Mgmt | For | Against | Against | |||||
8 | Elect Venu Srinivasan | Mgmt | For | Against | Against | |||||
9 | Elect Rajeev B. Bakshi | Mgmt | For | Against | Against | |||||
10 | Elect Nasser Mukhtar Munjee | Mgmt | For | Against | Against | |||||
11 | Elect Prakash Telang | Mgmt | For | Against | Against | |||||
12 | Authority to Set Cost Auditors' Fees | Mgmt | For | For | For | |||||
13 | Related Party Transactions (Cummins Limited UK) | Mgmt | For | For | For | |||||
14 | Related Party Transactions (Tata Cummins Private Limited) | Mgmt | For | For | For | |||||
DB Insurance Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
005830 | CINS Y2096K109 | 03/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Financial Statements and Allocation of Profits/Dividend | Mgmt | For | Against | Against | |||||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
4 | Election of Independent Director to become Audit Committee Member: LEE Seung Woo | Mgmt | For | For | For | |||||
5 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
Detsky Mir JSC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSKY | CINS X1810L113 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Elect Pavel S. Boyarinov | Mgmt | For | For | For | |||||
6 | Elect Maria S. Davydova | Mgmt | For | Abstain | Against | |||||
7 | Elect Stanislav V. Kotomkin | Mgmt | For | For | For | |||||
8 | Elect Evgeny L. Madorsky | Mgmt | For | Abstain | Against | |||||
9 | Elect Tony Maher | Mgmt | For | Abstain | Against | |||||
10 | Elect Oleg B. Mamayev | Mgmt | For | Abstain | Against | |||||
11 | Elect Olga A. Ryzhkova | Mgmt | For | Abstain | Against | |||||
12 | Elect Vladimir S. Travkov | Mgmt | For | Abstain | Against | |||||
13 | Elect Anna A. Shakirova | Mgmt | For | Abstain | Against | |||||
14 | Elect Alexander V. Shevchuk | Mgmt | For | For | For | |||||
15 | Election of Audit Commission | Mgmt | For | For | For | |||||
16 | Elect Yury E. Vikulin | Mgmt | For | For | For | |||||
17 | Elect Igor I. Kozlov | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Membership in the Association of Retail Companies | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Detsky Mir JSC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSKY | CINS X1810L113 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Interim Dividends (3Q2019) | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Elite Material Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2383 | CINS Y2290G102 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Ememory Technology Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3529 | CINS Y2289B114 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||||
4 | Amendments to Procedural Rules- Shareholder Meetings | Mgmt | For | For | For | |||||
5 | Amendments to Procedural Rules- Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
6 | Amendments to Procedural Rules- Capital Loans | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules- : Endorsements and Guarantees | Mgmt | For | For | For | |||||
8 | Non-compete Restrictions for Charles Hsu | Mgmt | For | For | For | |||||
9 | Non-compete Restrictions for How-Han Investment Corporation | Mgmt | For | For | For | |||||
10 | Non-compete Restrictions for Teresa Cheng | Mgmt | For | For | For | |||||
11 | Non-compete Restrictions for YU Ming-To | Mgmt | For | For | For | |||||
Energisa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENGI3 | CINS P3769S114 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Set Alternates Number | Mgmt | For | For | For | |||||
7 | Request Cumulative Voting | Mgmt | N/A | Against | N/A | |||||
8 | Election of Directors | Mgmt | For | For | For | |||||
9 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Abstain | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | For | N/A | |||||
12 | Allocate Cumulative Votes to Ivan Muller Botelho | Mgmt | N/A | Abstain | N/A | |||||
13 | Allocate Cumulative Votes to Ricardo Perez Botelho | Mgmt | N/A | Abstain | N/A | |||||
14 | Allocate Cumulative Votes to Antonio Jose de Almeida Carneiro | Mgmt | N/A | Abstain | N/A | |||||
15 | Allocate Cumulative Votes to Marcilio Marques Moreira | Mgmt | N/A | Abstain | N/A | |||||
16 | Allocate Cumulative Votes to Omar Carneiro da Cunha Sobrinho | Mgmt | N/A | Abstain | N/A | |||||
17 | Allocate Cumulative Votes to Jose Luiz Alqueres | Mgmt | N/A | Abstain | N/A | |||||
18 | Request Separate Election for Board Member (Minority Shareholders) | Mgmt | N/A | Abstain | N/A | |||||
19 | Cumulate Common and Preferred Shares | Mgmt | N/A | Abstain | N/A | |||||
20 | Request Separate Election for Board Member (Preferred Shareholders) | Mgmt | N/A | Abstain | N/A | |||||
21 | Elect Luciana de Oliveira Cezar Coelho as Board Member Presented by Preferred Shareholders | Mgmt | N/A | For | N/A | |||||
22 | Cumulate Preferred and Common Shares | Mgmt | N/A | Abstain | N/A | |||||
23 | Request Establishment of Supervisory Council | Mgmt | N/A | For | N/A | |||||
24 | Election of Supervisory Council | Mgmt | For | For | For | |||||
25 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | Abstain | N/A | |||||
26 | Elect Artemio Bertholini to the Supervisory Council Presented by Preferred Shareholders | Mgmt | N/A | For | N/A | |||||
27 | Elect Vania Andrade de Souza to the Supervisory Council Presented by Preferred Shareholders | Mgmt | N/A | Abstain | N/A | |||||
Energisa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENGI3 | CINS P3769S114 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Remuneration policy | Mgmt | For | For | For | |||||
4 | Amendments to Article 18 (Board Duties) | Mgmt | For | For | For | |||||
5 | Publication of Company Notices | Mgmt | For | For | For | |||||
6 | Consolidation of Articles | Mgmt | For | For | For | |||||
FirstRand Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSR | CINS S5202Z131 | 11/28/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Re-elect Amanda (Tandi) T. Nzimande | Mgmt | For | For | For | |||||
2 | Re-elect Mary S. Bomela | Mgmt | For | For | For | |||||
3 | Re-elect Grant G. Gelink | Mgmt | For | Against | Against | |||||
4 | Re-elect Francois (Faffa) Knoetze | Mgmt | For | For | For | |||||
5 | Elect Louis Leon von Zeuner | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Appointment of PricewaterhouseCoopers Inc. | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
10 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||||
11 | Approve Remuneration Implementation Report | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Approve Financial Assistance (Employee Share Scheme Beneficiaries) | Mgmt | For | For | For | |||||
14 | Approve Financial Assistance (Related and Inter-related Entities) | Mgmt | For | For | For | |||||
15 | Approve NEDs' Fees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Portfolio Climate Risk Report | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Policy on Lending to Fossil Fuel-related Projects | ShrHoldr | For | For | For | |||||
Fomento Economico Mexicano SAB de CV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FEMSAUBD | CINS P4182H115 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
4 | Election of Directors; Fees | Mgmt | For | Abstain | Against | |||||
5 | Election of Board Committee Members; Fees | Mgmt | For | Abstain | Against | |||||
6 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
7 | Minutes | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GRUH Finance Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRUH | CINS Y2895W148 | 07/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Keki M. Mistry | Mgmt | For | Against | Against | |||||
4 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||||
5 | Non-Executive Directors' Commission | Mgmt | For | For | For | |||||
6 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GFNORTE | CINS P49501201 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | CEO's Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | |||||
3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | |||||
4 | Report on Audit and Corporate Governance Committee's Operations and Activities | Mgmt | For | For | For | |||||
5 | Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||||
8 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | |||||
9 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | |||||
10 | Elect David Villarreal Montemayor | Mgmt | For | For | For | |||||
11 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | |||||
12 | Elect Carlos de la Isla Corry | Mgmt | For | For | For | |||||
13 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | |||||
14 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | For | For | |||||
15 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | |||||
16 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | |||||
17 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | |||||
18 | Elect David Penaloza Alanis | Mgmt | For | For | For | |||||
19 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | |||||
20 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | |||||
21 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | For | For | |||||
22 | Elect Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | |||||
23 | Elect Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | |||||
24 | Elect Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | |||||
25 | Elect Gerardo Salazar Viezca (Alternate) | Mgmt | For | For | For | |||||
26 | Elect Alberto Perez-Jacome Friscione (Alternate) | Mgmt | For | For | For | |||||
27 | Elect Diego Martinez Rueda-Chapital (Alternate) | Mgmt | For | For | For | |||||
28 | Elect Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | |||||
29 | Elect Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | |||||
30 | Elect Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | |||||
31 | Elect Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | |||||
32 | Elect Carlos Cesarman Kolteniuk (Alternate) | Mgmt | For | For | For | |||||
33 | Elect Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | |||||
34 | Elect Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | |||||
35 | Elect Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | |||||
36 | Election of Board Secretary | Mgmt | For | For | For | |||||
37 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||||
38 | Directors' Fees | Mgmt | For | For | For | |||||
39 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | |||||
40 | Report on the Company's Repurchase Program | Mgmt | For | For | For | |||||
41 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
42 | Consolidation of Articles | Mgmt | For | For | For | |||||
43 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GFNORTE | CINS P49501201 | 03/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
GT Capital Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTCAP | CINS Y29045104 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Call To Order | Mgmt | For | For | For | |||||
2 | Certification Of Notice And Quorum | Mgmt | For | For | For | |||||
3 | Meeting Minutes | Mgmt | For | For | For | |||||
4 | Annual Report | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Elect Arthur V. Ty | Mgmt | For | Against | Against | |||||
7 | Elect Francisco C. Sebastian | Mgmt | For | For | For | |||||
8 | Elect Alfred V. Ty | Mgmt | For | Against | Against | |||||
9 | Elect Carmelo Maria Luza Bautista | Mgmt | For | For | For | |||||
10 | Elect David T. Go | Mgmt | For | For | For | |||||
11 | Elect Regis V. Puno | Mgmt | For | Against | Against | |||||
12 | Elect Alesandra T. Ty | Mgmt | For | For | For | |||||
13 | Elect Jaime Miguel G. Belmonte | Mgmt | For | For | For | |||||
14 | Elect Wilfredo A. Paras | Mgmt | For | For | For | |||||
15 | Elect Renato C. Valencia | Mgmt | For | Against | Against | |||||
16 | Elect Rene J. Buenaventura | Mgmt | For | For | For | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
18 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||||
19 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
20 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
HDFC Bank Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HDFCBANK | CINS Y3119P174 | 07/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Srikanth Nadhamuni | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | Ratification of Additional Fees of Statutory Auditor | Mgmt | For | For | For | |||||
7 | Elect Sanjiv Sachar | Mgmt | For | For | For | |||||
8 | Elect Sandeep Parekh | Mgmt | For | For | For | |||||
9 | Elect M.D. Ranganath | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Housing Development Finance Corporation Limited) | Mgmt | For | For | For | |||||
11 | Related Party Transactions (HDB Finance Services Limited) | Mgmt | For | For | For | |||||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Stock Split | Mgmt | For | For | For | |||||
14 | Amendments to Memorandum (Capital Clause) | Mgmt | For | For | For | |||||
Housing Development Finance Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HDFC | CINS Y37246207 | 08/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect V. Srinivasa Rangan | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Elect Bhaskar Ghosh | Mgmt | For | For | For | |||||
8 | Elect Ireena Vittal | Mgmt | For | For | For | |||||
9 | Elect Nasser Mukhtar Munjee | Mgmt | For | For | For | |||||
10 | Elect Jamshed Jiji Irani | Mgmt | For | Against | Against | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Directors' Commission | Mgmt | For | For | For | |||||
13 | Revision in Remuneration of Keki. M. Mistry (Executive Vice-Chair & CEO) | Mgmt | For | For | For | |||||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
Huatai Securities Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6886 | CINS Y37426114 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Annual Report | Mgmt | For | For | For | |||||
7 | Related Party Transactions (Jiangsu Guoxin Investment Group) | Mgmt | For | For | For | |||||
8 | Related Party Transactions (Jiangsu Communications Holding Co. Ltd) | Mgmt | For | For | For | |||||
9 | Related Party Transactions (Govtor Capital Group Co., Ltd.) | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Other Parties) | Mgmt | For | For | For | |||||
11 | 2020 Proprietary Investment Budget | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Elect WANG Jianwen | Mgmt | For | For | For | |||||
14 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Huatai Securities Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6886 | CINS Y37426114 | 12/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Change in Use of Partial Proceeds | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Elect ZHANG Wei | Mgmt | For | For | For | |||||
5 | Elect ZHOU Yi | Mgmt | For | For | For | |||||
6 | Elect DING Feng | Mgmt | For | For | For | |||||
7 | Elect CHEN Yongbing | Mgmt | For | Against | Against | |||||
8 | Elect XU Qing | Mgmt | For | For | For | |||||
9 | Elect HU Xiao | Mgmt | For | For | For | |||||
10 | Elect WANG Tao | Mgmt | For | For | For | |||||
11 | Elect ZHU Xuebo | Mgmt | For | Against | Against | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect CHEN Chuanming | Mgmt | For | Against | Against | |||||
14 | Elect LEE Chi Ming | Mgmt | For | For | For | |||||
15 | Elect LIU Yan | Mgmt | For | For | For | |||||
16 | Elect CHEN Zhibin | Mgmt | For | For | For | |||||
17 | Elect MA Qun | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Elect ZHANG Ming | Mgmt | For | For | For | |||||
20 | Elect YU Lanying | Mgmt | For | Against | Against | |||||
21 | Elect ZHANG Xiaohong | Mgmt | For | Against | Against | |||||
22 | Elect FAN Chunyan | Mgmt | For | Against | Against | |||||
ICICI Bank Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICICIBANK | CINS Y3860Z132 | 08/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Anup Bagchi | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
6 | Appointment Of Branch Auditors | Mgmt | For | For | For | |||||
7 | Elect Hari L. Mundra | Mgmt | For | For | For | |||||
8 | Elect Rama Bijapurkar | Mgmt | For | For | For | |||||
9 | Elect Balasubramanyam Sriram | Mgmt | For | For | For | |||||
10 | Elect Subramanian Madhavan | Mgmt | For | For | For | |||||
11 | Appoint Sandeep Bakhshi (MD/CEO); Approval of Remuneration | Mgmt | For | For | For | |||||
12 | Elect Sandeep Batra | Mgmt | For | For | For | |||||
13 | Appoint Sandeep Batra (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||||
14 | Revise Remuneration of N. S. Kannan | Mgmt | For | For | For | |||||
15 | Revise Remuneration of Vishakha Mulye | Mgmt | For | For | For | |||||
16 | Revise Remuneration of Vijay Chandok | Mgmt | For | For | For | |||||
17 | Revise Remuneration of Anup Bagchi | Mgmt | For | For | For | |||||
18 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||||
19 | Adoption of New Articles of Association | Mgmt | For | Against | Against | |||||
Inari Amertron Berhad | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INARI | CINS Y3887U108 | 11/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Malaysia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Fees | Mgmt | For | For | For | |||||
2 | Directors' Benefits | Mgmt | For | For | For | |||||
3 | Elect TAN Seng Chuan | Mgmt | For | For | For | |||||
4 | Elect HO Phon Guan | Mgmt | For | For | For | |||||
5 | Elect MAI Mang Lee | Mgmt | For | Against | Against | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
9 | Retention of Aishah Binti Al-Marhum Sultan Haji Ahmad Shah as an Independent Director | Mgmt | For | For | For | |||||
10 | Retention of OH Seong Lye as an Independent Director | Mgmt | For | For | For | |||||
11 | Adoption of New Constitution | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Profit Distribution Plan 2019 | Mgmt | For | For | For | |||||
7 | 2020 Fixed Asset Investment Plan | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect SHEN Si | Mgmt | For | For | For | |||||
10 | Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Issuance of Eligible Tier 2 Capital Instruments | Mgmt | For | For | For | |||||
13 | Application for Authorisation Limit for Special Donations for COVID-19 Pandemic Prevention and Control | Mgmt | For | For | For | |||||
14 | Elect LIAO Lin | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 01/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yang Gouzhong | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 11/22/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect GU Shu | Mgmt | For | Against | Against | |||||
4 | Directors' Remuneration Payment Plan for 2018 | Mgmt | For | For | For | |||||
5 | Supervisors' Remuneration Payment Plan for 2018 | Mgmt | For | For | For | |||||
6 | Application for Provisional Authorization of External Donations | Mgmt | For | For | For | |||||
7 | Elect CAO Liqun | Mgmt | For | For | For | |||||
8 | Elect FENG Weidong | Mgmt | For | For | For | |||||
Jiangsu Changshu Rural Commercial Bank Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601128 | CINS Y443B1100 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts And 2020 Financial Budget Plan | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
6 | 2020 Estimated Quota of Continuing Connected Transactions with Some Related Parties | Mgmt | For | For | For | |||||
7 | Shareholder Return Plan From 2020 To 2022 | Mgmt | For | Abstain | Against | |||||
8 | Change Of Audit Firm | Mgmt | For | For | For | |||||
9 | Equity Investment In A Company | Mgmt | For | For | For | |||||
JM Financial Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMFINANCIL | CINS Y44462110 | 02/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
2 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
JM Financial Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMFINANCIL | CINS Y44462110 | 07/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Nimesh N. Kampani | Mgmt | For | Against | Against | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
5 | Elect Jagi Mangat Panda | Mgmt | For | Against | Against | |||||
6 | Related Party Transactions Including Guarantees with JM Financial Credit Solutions Limited | Mgmt | For | For | For | |||||
7 | Related Party Transactions Including Guarantees with JM Financial Asset Reconstruction Company Limited | Mgmt | For | For | For | |||||
8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||||
JSE Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JSE | CINS S4254A102 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leila Fourie | Mgmt | For | For | For | |||||
2 | Elect Siobhan Cleary | Mgmt | For | For | For | |||||
3 | Elect Nonkululeko M.C. Nyembezi | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Election of Audit Committee Chair (Suresh P. Kana) | Mgmt | For | For | For | |||||
6 | Election of Audit Committee Member (Zarina B.M. Bassa) | Mgmt | For | Against | Against | |||||
7 | Election of Audit Committee Member (Fatima Daniels) | Mgmt | For | For | For | |||||
8 | Election of Audit Committee Member (Faith N. Khanyile) | Mgmt | For | For | For | |||||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
10 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||||
11 | Approve Remuneration Implementation Report | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Approve Financial Assistance (Sections 44 and 45) | Mgmt | For | For | For | |||||
14 | Approve Specific Financial Assistance (Sections 44 and 45) | Mgmt | For | For | For | |||||
15 | Approve NEDs' Fees | Mgmt | For | For | For | |||||
Kweichow Moutai Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600519 | CINS Y5070V116 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
5 | 2020 Financial Budget Report | Mgmt | For | For | For | |||||
6 | 2019 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny170.25000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | For | For | For | |||||
7 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
8 | 2020 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | For | For | For | |||||
9 | Elect GAO Weidong | Mgmt | For | For | For | |||||
10 | Elect LI Jingren | Mgmt | For | For | For | |||||
11 | Elect WANG Yan | Mgmt | For | For | For | |||||
12 | Elect LI Botan | Mgmt | For | For | For | |||||
13 | Elect LU Jinhai | Mgmt | For | For | For | |||||
14 | Elect XU Dingbo | Mgmt | For | For | For | |||||
15 | Elect ZHANG Jingzhong | Mgmt | For | For | For | |||||
16 | Elect YOU Yalin | Mgmt | For | For | For | |||||
17 | Elect CHE Xingyu | Mgmt | For | Against | Against | |||||
Land Mark Optoelectronics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3081 | CINS Y51823105 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules of Shareholder Meetings | Mgmt | For | For | For | |||||
4 | Employee Restricted Shares Plan | Mgmt | For | For | For | |||||
5 | Elect CHANG Ching-Yi | Mgmt | For | For | For | |||||
6 | Elect LIN Wei | Mgmt | For | For | For | |||||
7 | Elect YANG Jerry | Mgmt | For | For | For | |||||
8 | Elect LU Yong-Hong | Mgmt | For | For | For | |||||
9 | Elect TSENG Bob | Mgmt | For | For | For | |||||
10 | Elect WANG James | Mgmt | For | For | For | |||||
11 | Elect CHEN Yong-Chang | Mgmt | For | For | For | |||||
12 | Non-compete Restriction for Directors | Mgmt | For | For | For | |||||
LG Chem, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
051910 | CINS Y52758102 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect KWON Young Su | Mgmt | For | Against | Against | |||||
3 | Elect CHA Dong Seok | Mgmt | For | For | For | |||||
4 | Elect JUNG Dong Min | Mgmt | For | For | For | |||||
5 | Election of Audit Committee Member: JUNG Dong Min | Mgmt | For | For | For | |||||
6 | Director's Fees | Mgmt | For | For | For | |||||
Link Real Estate Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0823 | CINS Y5281M111 | 07/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect Ed CHAN Yiu Cheong | Mgmt | For | For | For | |||||
4 | Elect Blair C. Pickerell | Mgmt | For | For | For | |||||
5 | Elect May TAN Siew Boi | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | cins P6330Z111 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Remuneration Policy | Mgmt | For | For | For | |||||
6 | Request Establishment of Supervisory Council | Mgmt | Against | Abstain | N/A | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | cins P6330Z111 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Consolidation of Articles | Mgmt | For | For | For | |||||
Mahindra & Mahindra Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
M&M | CINS Y54164150 | 08/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Pawan K. Goenka | Mgmt | For | For | For | |||||
6 | Approve Payment of Fees to Cost Auditors | Mgmt | For | For | For | |||||
7 | Elect Vishakha N. Desai | Mgmt | For | For | For | |||||
8 | Elect Vikram Singh Mehta | Mgmt | For | For | For | |||||
9 | Elect Vijay Kumar Sharma | Mgmt | For | For | For | |||||
10 | Elect Haigreve Khaitan | Mgmt | For | Against | Against | |||||
11 | Elect Shikha Sharma | Mgmt | For | For | For | |||||
Max Financial Services Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFSL | CINS Y5903C145 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Mitsui Sumitomo Issuance | Mgmt | For | For | For | |||||
3 | Max Life Insurance Acquisition | Mgmt | For | For | For | |||||
Max Financial Services Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFSL | CINS Y5903C145 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Divestiture | Mgmt | For | For | For | |||||
Max Financial Services Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFSL | CINS Y5903C145 | 05/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Mitsui Sumitomo Issuance | Mgmt | For | For | For | |||||
3 | Max Life Insurance Acquisition | Mgmt | For | For | For | |||||
Medy-Tox Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
086900 | CINS Y59079106 | 03/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Share Option Plan | Mgmt | For | For | For | |||||
3 | Elect JUNG Hyeon Ho | Mgmt | For | Against | Against | |||||
4 | Elect JU Hee Suk | Mgmt | For | Against | Against | |||||
5 | Elect YU Dong Hyun | Mgmt | For | For | For | |||||
6 | Election of Corporate Auditor | Mgmt | For | For | For | |||||
7 | Director's Fees | Mgmt | For | Against | Against | |||||
8 | Corporate Auditors' Fees | Mgmt | For | For | For | |||||
Metropolis Healthcare Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
542650 | CINS Y59774110 | 04/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Approve Restrictive Stock Unit Plan 2020 | Mgmt | For | Against | Against | |||||
3 | Extension of Restrictive Stock Unit Plan 2020 to Subsidiaries | Mgmt | For | Against | Against | |||||
Metropolis Healthcare Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
542650 | CINS Y59774110 | 08/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Elect Sushil K Shah | Mgmt | For | For | For | |||||
4 | Approve Payment of Fees to Cost Auditors | Mgmt | For | For | For | |||||
Metropolitan Bank & Trust Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBT | CINS Y6028G136 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Philippines | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Call To Order | Mgmt | For | For | For | |||||
2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | |||||
3 | Meeting Minutes | Mgmt | For | For | For | |||||
4 | President's Report | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | Against | Against | |||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||||
7 | Elect Arthur V. Ty | Mgmt | For | Against | Against | |||||
8 | Elect Francisco C. Sebastian | Mgmt | For | For | For | |||||
9 | Elect Fabian S. Dee | Mgmt | For | For | For | |||||
10 | Elect Jesli A. Lapus | Mgmt | For | Against | Against | |||||
11 | Elect Alfred V. Ty | Mgmt | For | For | For | |||||
12 | Elect Edmund A. Go | Mgmt | For | For | For | |||||
13 | Elect Francisco F. Del Rosario, Jr. | Mgmt | For | For | For | |||||
14 | Elect Vicente R. Cuna Jr. | Mgmt | For | For | For | |||||
15 | Elect Edgar O. Chua | Mgmt | For | For | For | |||||
16 | Elect Solomon S. Cua | Mgmt | For | For | For | |||||
17 | Elect Angelica H. Lavares | Mgmt | For | For | For | |||||
18 | Elect Philip G. Soliven | Mgmt | For | For | For | |||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
20 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
21 | Adjournment | Mgmt | For | For | For | |||||
Midea Real Estate Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3990 | CINS G60920108 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect HAO Hengle | Mgmt | For | Against | Against | |||||
6 | Elect HE Jianfeng | Mgmt | For | For | For | |||||
7 | Elect TAN Jinsong | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
13 | Adoption of Share Option Scheme | Mgmt | For | For | For | |||||
Migros Ticaret A.S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MGROS | CINS M7024Q105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | |||||
5 | Presentation of Directors' Report | Mgmt | For | For | For | |||||
6 | Presentation of Auditors' Report | Mgmt | For | For | For | |||||
7 | Financial Statements | Mgmt | For | For | For | |||||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Election of Directors; Board Term Length | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Charitable Donations | Mgmt | For | For | For | |||||
14 | Presentation of Report on Guarantees | Mgmt | For | For | For | |||||
15 | Presentation of Report on Competing Activities | Mgmt | For | For | For | |||||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | |||||
17 | Closing | Mgmt | For | For | For | |||||
Moneta Money Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MONET | CINS X3R0GS100 | 11/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Czech Republic | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Adoption of Meeting Rules of Procedure | Mgmt | For | For | For | |||||
2 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Interim Separate Financial Statements | Mgmt | For | For | For | |||||
5 | Amendment to Par Value | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Interim Dividend (1H2019) | Mgmt | For | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
NARI Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600406 | CINS Y6S99Q112 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
2 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
3 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
4 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
5 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
6 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
7 | 2020 Financial Budget Report | Mgmt | For | For | For | |||||
8 | 2020 Entrust Loan Quota Among Internal Enterprises | Mgmt | For | For | For | |||||
9 | 2020 Continuing Connected Transactions | Mgmt | For | For | For | |||||
10 | Connected Transactions Regarding Application for Entrust Loans from the Controlling Shareholder | Mgmt | For | For | For | |||||
11 | 2020 Reappointment Of Financial And Internal Control Audit Firm | Mgmt | For | For | For | |||||
NARI Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600406 | CINS Y6S99Q112 | 12/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Additional Continuing Connected Transaction Quota | Mgmt | For | For | For | |||||
2 | Short-Term Entrusted Wealth Management With Idle Proprietary Funds | Mgmt | For | For | For | |||||
NARI Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600406 | CINS Y6S99Q112 | 11/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Joint Venture and addition of Implementation Parties of a Project | Mgmt | For | For | For | |||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
3 | Change of Registered Capital and Amendments to Articles | Mgmt | For | For | For | |||||
Naspers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPN | CINS S53435103 | 08/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Elect Nolo Letele | Mgmt | For | For | For | |||||
5 | Elect Jacobus (Koos) P. Bekker | Mgmt | For | For | For | |||||
6 | Elect Steve J.Z. Pacak | Mgmt | For | For | For | |||||
7 | Elect Cobus Stofberg | Mgmt | For | For | For | |||||
8 | Elect Ben J. van der Ross | Mgmt | For | For | For | |||||
9 | Elect Debra Meyer | Mgmt | For | For | For | |||||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||||
14 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||||
15 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
17 | Amendment to the Naspers Restricted Stock Plan Trust | Mgmt | For | For | For | |||||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
19 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||||
20 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||||
21 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||||
22 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||||
23 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||||
24 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||||
26 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||||
27 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||||
28 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||||
29 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||||
30 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||||
31 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||||
32 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||||
33 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||||
34 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||||
35 | Authority to Repurchase A Ordinary Shares | Mgmt | For | Abstain | Against | |||||
36 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Naspers Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NPN | CINS S53435103 | 08/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | South Africa | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | For | |||||
National Stock Exchange of India Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NSE | CINS Y6S05M106 | 08/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Sunita Sharma | Mgmt | For | Against | Against | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
NAVER Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
035420 | CINS Y62579100 | 03/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect HAN Seong Sook | Mgmt | For | For | For | |||||
4 | Elect BYUN Dae Gyu | Mgmt | For | Against | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Share Option Previously Granted By Board Resolution | Mgmt | For | Against | Against | |||||
7 | Share Option Grant | Mgmt | For | Against | Against | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
NAVER Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
035420 | CINS Y62579100 | 09/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Network International Holdings Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NETW | CINS G6457T104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Elect Rohinton Kalifa | Mgmt | For | For | For | |||||
5 | Elect Simon M. Haslam | Mgmt | For | For | For | |||||
6 | Elect Darren Pope | Mgmt | For | For | For | |||||
7 | Elect Victoria Hull | Mgmt | For | For | For | |||||
8 | Elect Habib Al Mulla | Mgmt | For | For | For | |||||
9 | Elect Suryanarayan Subramanian | Mgmt | For | For | For | |||||
10 | Elect Ali Mazanderani | Mgmt | For | For | For | |||||
11 | Elect Anil Dua | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
20 | Amendment to the MIP Award and IPO bonus | Mgmt | For | For | For | |||||
21 | Amendments to Long Term Incentive Plans | Mgmt | For | For | For | |||||
Orion Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
271560 | CINS Y6S90M128 | 03/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect HEO In Cheol | Mgmt | For | For | For | |||||
3 | Elect LEE Kyung Jae | Mgmt | For | For | For | |||||
4 | Elect LEE Uk | Mgmt | For | For | For | |||||
5 | Election Of Audit Committee Member: Lee Uk | Mgmt | For | For | For | |||||
6 | Director's Fees | Mgmt | For | Against | Against | |||||
Parade Technologies, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4966 | CINS G6892A108 | 06/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Business Report | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
Parex Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PXT | CUSIP 69946Q104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2.1 | Elect Lisa Colnett | Mgmt | For | For | For | |||||
2.2 | Elect Sigmund Cornelius | Mgmt | For | For | For | |||||
2.3 | Elect Robert Engbloom | Mgmt | For | For | For | |||||
2.4 | Elect Wayne Foo | Mgmt | For | For | For | |||||
2.5 | Elect G.R. (Bob) MacDougall | Mgmt | For | For | For | |||||
2.6 | Elect Glenn McNamara | Mgmt | For | For | For | |||||
2.7 | Elect Carmen Sylvain | Mgmt | For | For | For | |||||
2.8 | Elect David Taylor | Mgmt | For | For | For | |||||
2.9 | Elect Paul Wright | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Stock Option Plan Renewal | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Annual Report 2019 | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Report of Independent Non-Executive Directors' Performance | Mgmt | For | For | For | |||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Elect LU Min | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect XIE Yonglin | Mgmt | For | For | For | |||||
3 | Elect TAN Sin Yin | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
PJSC Lukoil | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKOH | CINS 69343P105 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Elect Vagit Y. Alekperov | Mgmt | For | Abstain | Against | |||||
4 | Elect Victor V. Blazheev | Mgmt | For | Abstain | Against | |||||
5 | Elect Toby T. Gati | Mgmt | For | For | For | |||||
6 | Elect Ravil U. Maganov | Mgmt | For | Abstain | Against | |||||
7 | Elect Roger Munnings | Mgmt | For | For | For | |||||
8 | Elect Nikolai M. Nikolaev | Mgmt | For | Abstain | Against | |||||
9 | Elect Pavel Teplukhin | Mgmt | For | For | For | |||||
10 | Elect Leonid A. Fedun | Mgmt | For | Abstain | Against | |||||
11 | Elect Lyubov N. Khoba | Mgmt | For | Abstain | Against | |||||
12 | Elect Sergei D. Shatalov | Mgmt | For | For | For | |||||
13 | Elect Wolfgang Schussel | Mgmt | For | For | For | |||||
14 | Directors' Fees (FY2019) | Mgmt | For | For | For | |||||
15 | Directors' Fees (FY2020) | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | D&O Insurance | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
PJSC Lukoil | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKOH | CINS 69343P105 | 12/03/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Interim Dividends (3Q2019) | Mgmt | For | For | For | |||||
2 | Directors' Fees | Mgmt | For | For | For | |||||
3 | Audit Commission Fees | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
5 | Early Termination of Audit Commission Powers | Mgmt | For | For | For | |||||
6 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
7 | Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||||
8 | Amendments to Management Board Regulations | Mgmt | For | For | For | |||||
9 | Discontinuance of Audit Commission Regulations | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Poly Developments and Holdings Group Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600048 | CINS Y7000Q100 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2020 Investment Plan | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
6 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||||
9 | Application for a Loans | Mgmt | For | Abstain | Against | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Authority to Issue Mid-term Notes | Mgmt | For | For | For | |||||
12 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | For | Abstain | Against | |||||
Power Grid Corporation of India Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POWERGRID | CINS Y7028N105 | 08/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Ravi P. Singh | Mgmt | For | For | For | |||||
5 | Authority to Set Auditors' Fees | Mgmt | For | Against | Against | |||||
6 | Elect Rajeev Kumar Chauhan | Mgmt | For | Against | Against | |||||
7 | Elect Jagdish I. Patel | Mgmt | For | Against | Against | |||||
8 | Elect M. N. Venkatesan | Mgmt | For | For | For | |||||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||||
Powszechny Zaklad Ubezpieczen SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PZU | CINS X6919T107 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Election of Presiding Chair | Mgmt | For | For | For | |||||
3 | Compliance with Rules of Convocation | Mgmt | For | For | For | |||||
4 | Agenda | Mgmt | For | For | For | |||||
5 | Presentation of Financial Statements | Mgmt | For | For | For | |||||
6 | Presentation of Financial Statements (Consolidated) | Mgmt | For | For | For | |||||
7 | Presentation of Management Board Report and Report on Non-Financial Information | Mgmt | For | For | For | |||||
8 | Presentation of Supervisory Board Reports | Mgmt | For | For | For | |||||
9 | Presentation of Supervisory Board Report on its Activities | Mgmt | For | For | For | |||||
10 | Presentation of Management Board Report on Expenditures | Mgmt | For | For | For | |||||
11 | Financial Statements | Mgmt | For | For | For | |||||
12 | Financial Statements (Consolidated) | Mgmt | For | For | For | |||||
13 | Management Board Report | Mgmt | For | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
15 | Ratify Aleksandra Agatowska | Mgmt | For | For | For | |||||
16 | Ratify Adam Brzozowski | Mgmt | For | For | For | |||||
17 | Ratify Roger Hodgkiss | Mgmt | For | For | For | |||||
18 | Ratify Marcin Eckert | Mgmt | For | For | For | |||||
19 | Ratify Elzbieta Hauser-Schoneich | Mgmt | For | For | For | |||||
20 | Ratify Tomasz Kulik | Mgmt | For | For | For | |||||
21 | Ratify Maciej Rapkiewicz | Mgmt | For | For | For | |||||
22 | Ratify Malgoorzata Sadurska | Mgmt | For | For | For | |||||
23 | Ratify Pawel Surowka | Mgmt | For | For | For | |||||
24 | Ratify Marcin Chludzinski | Mgmt | For | For | For | |||||
25 | Ratify Pawel Gorecki | Mgmt | For | For | For | |||||
26 | Ratify Agata Gornicka | Mgmt | For | For | For | |||||
27 | Ratify Robert Jastzebski | Mgmt | For | For | For | |||||
28 | Ratify Tomasz Kuczur | Mgmt | For | For | For | |||||
29 | Ratify Katarzyna Lewandowska | Mgmt | For | For | For | |||||
30 | Ratify Maciej Lopinski | Mgmt | For | For | For | |||||
31 | Ratify Elibieta Maczynska-Ziemacka | Mgmt | For | For | For | |||||
32 | Ratify Alojzy Nowak | Mgmt | For | For | For | |||||
33 | Ratify Krzystof Opolski | Mgmt | For | For | For | |||||
34 | Ratify Robert Snitko | Mgmt | For | For | For | |||||
35 | Ratify Maciej Zaborowski | Mgmt | For | For | For | |||||
36 | Removal of Supervisory Board Member | Mgmt | For | Abstain | Against | |||||
37 | Appointment of Supervisory Board Member | Mgmt | For | Abstain | Against | |||||
38 | Amendments to Articles (General Meeting and Supervisory Board Role) | Mgmt | For | For | For | |||||
39 | Amendments to Articles (Calculation of Value of Service Agreements) | Mgmt | For | For | For | |||||
40 | Amendments to Articles (Management Board Reports) | Mgmt | For | For | For | |||||
41 | Amendments to Article (Requirements of Act on Public Offerings and Conditions for Offering Financial Instruments in an Orginized Trading System and on Public Companies) | Mgmt | For | For | For | |||||
42 | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | For | |||||
43 | Amendments to Articles (Commercial Company Code) | Mgmt | For | For | For | |||||
44 | Remuneration Policy | Mgmt | For | For | For | |||||
45 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
46 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
47 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
48 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Powszechny Zaklad Ubezpieczen SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PZU | CINS X6919T107 | 09/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Election of Presiding Chair | Mgmt | For | For | For | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | For | For | |||||
5 | Agenda | Mgmt | For | For | For | |||||
6 | Amendments to Articles (Supervisory Board and General Meeting Authority) | Mgmt | For | For | For | |||||
7 | Amendments to Articles (Management Reports) | Mgmt | For | For | For | |||||
8 | Amendments to Articles (Management Remuneration) | Mgmt | For | For | For | |||||
9 | Amendments to Articles (Disposal of Assets) | Mgmt | For | For | For | |||||
10 | Amendments to Articles (Management Board Size) | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
PT Bank Rakyat Indonesia | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBRI | CINS Y0697U112 | 02/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Partnership and Community Development Program Report | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
5 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||||
PT Bank Rakyat Indonesia | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBRI | CINS Y0697U112 | 09/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Results of Operations | Mgmt | For | For | For | |||||
2 | Approval of Recovery Plan | Mgmt | For | For | For | |||||
3 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS G75754104 | 04/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
5 | Approve Termination Benefits | Mgmt | For | For | For | |||||
6 | Elect Hinda Gharbi | Mgmt | For | For | For | |||||
7 | Elect Jennifer Nason | Mgmt | For | For | For | |||||
8 | Elect Ngaire Woods | Mgmt | For | For | For | |||||
9 | Elect Megan E. Clark | Mgmt | For | For | For | |||||
10 | Elect David W. Constable | Mgmt | For | For | For | |||||
11 | Elect Simon P. Henry | Mgmt | For | For | For | |||||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||||
13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||||
14 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||||
15 | Elect Simon McKeon | Mgmt | For | For | For | |||||
16 | Elect Jakob Stausholm | Mgmt | For | For | For | |||||
17 | Elect Simon R. Thompson | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Amendments to Articles (General Updates) | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Samsung Electronics Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
005930 | CINS Y74718100 | 03/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect HAN Jong Hee | Mgmt | For | For | For | |||||
3 | Elect CHOI Yoon Ho | Mgmt | For | Against | Against | |||||
4 | Director's Fees | Mgmt | For | For | For | |||||
Sichuan Kelun Pharmaceutical Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002422 | CINS Y7931Q104 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Report | Mgmt | For | For | For | |||||
2 | Supervisors' Report | Mgmt | For | For | For | |||||
3 | 2019 Annual Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
14 | Extension of Eligibility for Issuance of Corporate Bonds | Mgmt | For | For | For | |||||
15 | Approval to Provide Financial Aid | Mgmt | For | For | For | |||||
Sinopharm Group Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1099 | CINS Y8008N107 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Directors' Report | Mgmt | For | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Supervisors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||||
12 | Amendments to Procedural Rules of General Meeting | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Amendments to Articles of Association | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||||
16 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | |||||
17 | Elect FENG Rongli | Mgmt | For | For | For | |||||
Sinopharm Group Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1099 | CINS Y8008N107 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Article | Mgmt | For | Against | Against | |||||
SK Hynix Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000660 | CINS Y8085F100 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect LEE Seok Hee as Executive Director | Mgmt | For | Against | Against | |||||
4 | Elect PARK Jung Ho as Non-Executive Director | Mgmt | For | For | For | |||||
5 | Elect SHIN Chang Hwan | Mgmt | For | For | For | |||||
6 | Elect HAN Ae Ra | Mgmt | For | For | For | |||||
7 | Election of Audit Committee Member: HA Yung Ku | Mgmt | For | Against | Against | |||||
8 | Election of Audit Committee Member: SHIN Chang Hwan | Mgmt | For | For | For | |||||
9 | Election of Audit Committee Member: HAN Ae Ra | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Share Option Plan | Mgmt | For | For | For | |||||
12 | Share Option Plan | Mgmt | For | For | For | |||||
13 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||||
SK Telecom Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
017670 | CINS Y4935N104 | 03/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Share Option Plan (Executive director) | Mgmt | For | For | For | |||||
4 | Share Option Plan (Executive officer) | Mgmt | For | For | For | |||||
5 | Elect PARK Jung Ho | Mgmt | For | Against | Against | |||||
6 | Elect CHO Dae Sik | Mgmt | For | For | For | |||||
7 | Elect KIM Yong Hak | Mgmt | For | For | For | |||||
8 | Elect KIM Jun Mo | Mgmt | For | For | For | |||||
9 | Elect AHN Jung Ho | Mgmt | For | For | For | |||||
10 | Election of Audit Committee Member: KIM Yong Hak | Mgmt | For | For | For | |||||
11 | Election of Audit Committee Member: AHN Jung Ho | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Amendments to Executive Office Retirement Allowance Policy | Mgmt | For | For | For | |||||
Sok Marketler Ticaret A.S. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOKM | CINS M8T8CL101 | 10/31/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | |||||
5 | Minutes | Mgmt | For | For | For | |||||
6 | Election of Directors; Board Term Length; Ratification of Co-option of Directors | Mgmt | For | Against | Against | |||||
7 | Wishes; Closing | Mgmt | For | For | For | |||||
Sunny Optical Technology Group Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2382 | CINS G8586D109 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect YE Liaoning | Mgmt | For | For | For | |||||
6 | Elect WANG Wenjie | Mgmt | For | For | For | |||||
7 | Elect WANG Wenjian | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Suofeiya Home Collection Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002572 | CINS Y29336107 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
4 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
5 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
6 | 2020 Reappointment Of Audit Firm | Mgmt | For | For | For | |||||
7 | 2020 Estimated Quota Of Continuing Connected Transactions Between The Company And Its Subsidiaries And A Company And Its Subsidiaries | Mgmt | For | For | For | |||||
8 | Increase Of Financing Quota | Mgmt | For | Against | Against | |||||
9 | Provision Of Guarantee For A Wholly-Owned Subsidiary | Mgmt | For | For | For | |||||
10 | Purchase of Principal-guaranteed Wealth Management Products from Banks with Proprietary Funds | Mgmt | For | For | For | |||||
11 | Purchase of Principal-guaranteed Wealth Management Products from Banks with Idle Raised Funds | Mgmt | For | For | For | |||||
Suofeiya Home Collection Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002572 | CINS Y29336107 | 11/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Decrease of Registered Capital and Amendments to Articles | Mgmt | For | For | For | |||||
2 | Elect HUANG Yijie as Director | Mgmt | For | For | For | |||||
3 | Authorization to a Wholly-owned subsidiary to Increase the External Investment Quota | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2330 | CINS Y84629107 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Amendments to Procedural Rules-Capital Loans | Mgmt | For | For | For | |||||
3 | Elect Yancey Hai | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSM | CUSIP 874039100 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Amendments to Procedural Rules-Capital Loans | Mgmt | For | For | For | |||||
3.1 | Elect Yancey HAI | Mgmt | For | For | For | |||||
Tata Consultancy Services Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCS | CINS Y85279100 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Aarthi Subramanian | Mgmt | For | Against | Against | |||||
TCS Group Holding PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCS | CINS 87238U203 | 08/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cyprus | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Elect Martin Cocker | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Tencent Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
700 | CINS G87572163 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||||
6 | Elect Charles St. Leger Searle | Mgmt | For | Against | Against | |||||
7 | Elect Ke Yang | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Tsingtao Brewery Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0168 | CINS Y8997D102 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
4 | Assessment Measures of Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
5 | Board Authorization to Handle Matters regarding Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
Tsingtao Brewery Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0168 | CINS Y8997D102 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Financial Statements | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Appointment of Internal Control Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect XIAO Geng | Mgmt | For | For | For | |||||
10 | Elect SHENG Lei Ming | Mgmt | For | For | For | |||||
11 | Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
12 | Assessment Measures of Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
13 | Board Authorization to Handle Matters regarding Restricted A Share Incentive Plan | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Uni-President Enterprises Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1216 | CINS Y91475106 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||||
Weibo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WB | CUSIP 948596101 | 11/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
2 | Elect Pehong Chen | Mgmt | For | For | For | |||||
Woongjin Coway | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
021240 | CINS Y1786S109 | 03/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Directors' Fees | Mgmt | For | For | For | |||||
Woongjin Coway Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
021240 | CINS Y1786S109 | 02/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect BANG Joon Hyuk | Mgmt | For | For | For | |||||
2 | Elect LEE Hae Sun | Mgmt | For | For | For | |||||
3 | Elect SUH Jang Won | Mgmt | For | For | For | |||||
4 | Elect KIM Jin Bae | Mgmt | For | For | For | |||||
5 | Elect KIM Gyu Ho | Mgmt | For | For | For | |||||
6 | Elect YOON Bu Hyeon | Mgmt | For | For | For | |||||
7 | Elect LEE Da Woo | Mgmt | For | For | For | |||||
8 | Elect KIM Jin Bae | Mgmt | For | For | For | |||||
9 | Elect YOON Bu Hyeon | Mgmt | For | For | For | |||||
10 | Elect LEE Da Woo | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
Woori Financial Group Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
316140 | CINS Y972JZ105 | 03/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Dennis Chan | Mgmt | For | For | For | |||||
4 | Elect KIM Hong Tae | Mgmt | For | For | For | |||||
5 | Elect LEE Won Duk | Mgmt | For | For | For | |||||
6 | Elect SON Tae Seung | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
X5 Retail Group N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIVE | CINS 98387E205 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Final Dividend | Mgmt | For | For | For | |||||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||||
9 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Elect Marat Atnashev | Mgmt | For | For | For | |||||
11 | Supervisory Board Remuneration Policy | Mgmt | For | Against | Against | |||||
12 | Restricted Stock Equity Grant to NEDs | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Yandex N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YNDX | CUSIP N97284108 | 12/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Prior Approval of Amendments to Articles | Mgmt | For | For | For | |||||
2 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||||
3 | Repurchase the Priority Share | Mgmt | For | For | For | |||||
4 | Elect Alexey Komissarov | Mgmt | For | For | For | |||||
5 | Elect Aleksei A. Yakovitskiy | Mgmt | For | For | For | |||||
6 | Cancellation of Class C Ordinary Shares | Mgmt | For | For | For | |||||
Yonghui Superstores Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601933 | CINS Y9841N106 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts And 2020 Financial Budget | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
6 | Implementing Results of 2019 Connected Transactions, and 2020 Connected Transactions Plan | Mgmt | For | For | For | |||||
7 | 2020 Application for Registration and Issuance of Direct Debt Financing Instruments | Mgmt | For | Abstain | Against | |||||
8 | Implementing Results Of 2019 Credit And Loans Plan, And 2020 Credit Plan | Mgmt | For | For | For | |||||
9 | Capital Increase In Controlled Subsidiaries And Their Subsidiaries | Mgmt | For | For | For | |||||
10 | Implementing Results of 2019 Remuneration for Directors and Supervisors, and 2020 Remuneration Plan | Mgmt | For | For | For | |||||
11 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
12 | Repurchase And Cancellation Of Some Restricted Stocks | Mgmt | For | For | For | |||||
13 | Decrease of the Companys Registered Capital and Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
Yonghui Superstores Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601933 | CINS Y9841N106 | 03/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
2 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | For | For | |||||
3 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Mgmt | For | For | For | |||||
Zhejiang Huace Film and TV Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
300133 | CINS Y988B8109 | 10/29/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | The Company's Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | For | |||||
2 | Type of Securities to be Issued | Mgmt | For | For | For | |||||
3 | Issuing Scale | Mgmt | For | For | For | |||||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||||
5 | Bond Duration | Mgmt | For | For | For | |||||
6 | Interest Rate and Its Determining Method | Mgmt | For | For | For | |||||
7 | Time Limit and Method for Paying the Principal and Interest | Mgmt | For | For | For | |||||
8 | Conversion Period | Mgmt | For | For | For | |||||
9 | Determination and Adjustment of the Conversion Price | Mgmt | For | For | For | |||||
10 | Downward Adjustment of Conversion Price | Mgmt | For | For | For | |||||
11 | Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot be Converted into One Common Share when Conversion Happens | Mgmt | For | For | For | |||||
12 | Redemption Clauses | Mgmt | For | For | For | |||||
13 | Supplementary Resale Clauses | Mgmt | For | For | For | |||||
14 | Attribution of Related Dividends after the Conversion | Mgmt | For | For | For | |||||
15 | Issuing Targets and Method | Mgmt | For | For | For | |||||
16 | Arrangement for Placement to Existing Shareholders | Mgmt | For | For | For | |||||
17 | Matters Regarding Bondholders Meetings | Mgmt | For | For | For | |||||
18 | Purpose of the Raised Funds | Mgmt | For | For | For | |||||
19 | Deposit and Management of Raised Funds | Mgmt | For | For | For | |||||
20 | Guarantee Matters | Mgmt | For | For | For | |||||
21 | The Valid Period of the Issuance Plan | Mgmt | For | For | For | |||||
22 | Preplan For Public Issuance Of Convertible Bonds | Mgmt | For | For | For | |||||
23 | Demonstration Analysis Report On The Public Issuance Of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
24 | Feasibility Analysis on Use of Raised Funds from the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
25 | Statement On The Use Of Previously Raised Funds | Mgmt | For | For | For | |||||
26 | Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
27 | Shareholder Return Plan For The Next Three Years From 2019 To 2021 | Mgmt | For | For | For | |||||
28 | Filling Measures for Diluted Immediate Return after the Public Issuance of Convertible Corporate Bonds and Filling Measures | Mgmt | For | For | For | |||||
29 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | For | |||||
30 | Change of the Company's Domicile | Mgmt | For | For | For | |||||
31 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
Zhuzhou CRRC Times Electric Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3898 | CINS Y9892N104 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules of General Meetings | Mgmt | For | Against | Against | |||||
8 | Elect LI Donglin and Approve Fees | Mgmt | For | Against | Against | |||||
9 | Elect YANG Shouyi and Approve Fees | Mgmt | For | For | For | |||||
10 | Elect LIU Ke'an and Approve Fees | Mgmt | For | For | For | |||||
11 | Elect YAN Wu and Approve Fees | Mgmt | For | For | For | |||||
12 | Elect ZHANG Xinning and Approve Fees | Mgmt | For | For | For | |||||
13 | Elect Clement CHAN Kam Wing and Approve Fees | Mgmt | For | For | For | |||||
14 | Elect PAO Ping Wing and Approve Fees | Mgmt | For | Against | Against | |||||
15 | Elect LIU Chunru and Approve Fees | Mgmt | For | For | For | |||||
16 | Elect CHEN Xiaoming and Approve Fees | Mgmt | For | For | For | |||||
17 | Elect GAO Feng and Approve Fees | Mgmt | For | For | For | |||||
18 | Elect LI Lue as Supervisor and Approve Fees | Mgmt | For | Against | Against | |||||
19 | Elect GENG Jianxin as Supervisor and Approve Fees | Mgmt | For | For | For | |||||
20 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
21 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Fund Name : Neuberger Berman Equity Income Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Alexandria Real Estate Equities, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARE | CUSIP 015271109 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel S. Marcus | Mgmt | For | For | For | |||||
2 | Elect Steven R. Hash | Mgmt | For | For | For | |||||
3 | Elect John L. Atkins, III | Mgmt | For | For | For | |||||
4 | Elect James P. Cain | Mgmt | For | For | For | |||||
5 | Elect Maria C. Freire | Mgmt | For | For | For | |||||
6 | Elect Jennifer Friel Goldstein | Mgmt | For | For | For | |||||
7 | Elect Richard H. Klein | Mgmt | For | For | For | |||||
8 | Elect James H. Richardson | Mgmt | For | For | For | |||||
9 | Elect Michael A. Woronoff | Mgmt | For | For | For | |||||
10 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||||
2 | Elect Cynthia J. Brinkley | Mgmt | For | For | For | |||||
3 | Elect Catherine S. Brune | Mgmt | For | For | For | |||||
4 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
5 | Elect Ward H. Dickson | Mgmt | For | For | For | |||||
6 | Elect Noelle K. Eder | Mgmt | For | For | For | |||||
7 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||||
8 | Elect Rafael Flores | Mgmt | For | For | For | |||||
9 | Elect Richard J. Harshman | Mgmt | For | For | For | |||||
10 | Elect Craig S. Ivey | Mgmt | For | For | For | |||||
11 | Elect James C. Johnson | Mgmt | For | For | For | |||||
12 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||||
13 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
American Electric Power Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEP | CUSIP 025537101 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||||
5 | Elect Art A. Garcia | Mgmt | For | For | For | |||||
6 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||||
8 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||||
9 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Americold Realty Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COLD | CUSIP 03064D108 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Fred W. Boehler | Mgmt | For | For | For | |||||
2 | Elect George J. Alburger, Jr. | Mgmt | For | For | For | |||||
3 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||||
4 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||||
5 | Elect James R. Heistand | Mgmt | For | For | For | |||||
6 | Elect Michelle M. MacKay | Mgmt | For | For | For | |||||
7 | Elect David J. Neithercut | Mgmt | For | For | For | |||||
8 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
9 | Elect Andrew Power | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Astrazeneca plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AZN | CUSIP 046353108 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||||
8 | Elect Genevieve B. Berger | Mgmt | For | Against | Against | |||||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||||
10 | Elect Graham A. Chipchase | Mgmt | For | For | For | |||||
11 | Elect Michel Demare | Mgmt | For | For | For | |||||
12 | Elect Deborah DiSanzo Eldracher | Mgmt | For | For | For | |||||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||||
14 | Elect Tony SK MOK | Mgmt | For | For | For | |||||
15 | Elect Nazneen Rahman | Mgmt | For | For | For | |||||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
18 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
25 | 2020 Performance Share Plan | Mgmt | For | For | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Corie S. Barry | Mgmt | For | For | For | |||||
2 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||||
3 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||||
4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||||
5 | Elect David W. Kenny | Mgmt | For | For | For | |||||
6 | Elect Karen A. McLoughlin | Mgmt | For | For | For | |||||
7 | Elect Thomas L. Millner | Mgmt | For | For | For | |||||
8 | Elect Claudia Fan Munce | Mgmt | For | For | For | |||||
9 | Elect Richelle P. Parham | Mgmt | For | For | For | |||||
10 | Elect Eugene A. Woods | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement in Article IX, Section 9, Relating to Regulation of Certain Events | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement Relating to Election of Directors Bylaws Provision | Mgmt | For | For | For | |||||
16 | Elimination of Supermajority Requirement to Amend Article X Relating to Stock Repurchases from Certain Shareholders | Mgmt | For | For | For | |||||
17 | Amendment to Voting Standard Relating to Approval of "Greenmail" Transactions | Mgmt | For | For | For | |||||
Bristol-Myers Squibb Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMY | CUSIP 110122108 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||||
3 | Elect Michael W. Bonney | Mgmt | For | Against | Against | |||||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||||
6 | Elect Julia A. Haller | Mgmt | For | For | For | |||||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||||
8 | Elect Theodore R. Samuels, II | Mgmt | For | For | For | |||||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||||
11 | Elect Karen H. Vousden | Mgmt | For | For | For | |||||
12 | Elect Phyllis R. Yale | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Camden Property Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPT | CUSIP 133131102 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||||
1.3 | Elect Mark D. Gibson | Mgmt | For | For | For | |||||
1.4 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||
1.5 | Elect Renu Khator | Mgmt | For | For | For | |||||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Caterpillar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAT | CUSIP 149123101 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||||
5 | Elect William A. Osborn | Mgmt | For | For | For | |||||
6 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | For | |||||
10 | Elect Miles D. White | Mgmt | For | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||||
4 | Elect Mark Garrett | Mgmt | For | For | For | |||||
5 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||||
6 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||||
7 | Elect Charles H. Robbins | Mgmt | For | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||||
9 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||||
10 | Elect Carol B. Tome | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967424 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||||
3 | Elect Grace E Dailey | Mgmt | For | For | For | |||||
4 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||||
5 | Elect John C. Dugan | Mgmt | For | For | For | |||||
6 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||||
7 | Elect Peter B. Henry | Mgmt | For | For | For | |||||
8 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||||
9 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||||
10 | Elect Renee J. James | Mgmt | For | For | For | |||||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
13 | Elect James S. Turley | Mgmt | For | For | For | |||||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||||
15 | Elect Alexander R. Wynaendts | Mgmt | For | For | For | |||||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael E. Collins | Mgmt | For | For | For | |||||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
4 | Elect Curtis C. Farmer | Mgmt | For | For | For | |||||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | |||||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | |||||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | |||||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | |||||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cracker Barrel Old Country Store, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBRL | CUSIP 22410J106 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas H. Barr | Mgmt | For | For | For | |||||
1.2 | Elect Carl T. Berquist | Mgmt | For | For | For | |||||
1.3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||||
1.4 | Elect Meg G. Crofton | Mgmt | For | For | For | |||||
1.5 | Elect Richard J. Dobkin | Mgmt | For | For | For | |||||
1.6 | Elect Norman E. Johnson | Mgmt | For | For | For | |||||
1.7 | Elect William W. McCarten | Mgmt | For | For | For | |||||
1.8 | Elect Coleman H. Peterson | Mgmt | For | For | For | |||||
1.9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Crown Castle International Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCI | CUSIP 22822V101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | |||||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | |||||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | |||||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | |||||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | |||||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | |||||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CyrusOne Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CONE | CUSIP 23283R100 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David H. Ferdman | Mgmt | For | For | For | |||||
1.2 | Elect John W. Gamble, Jr | Mgmt | For | For | For | |||||
1.3 | Elect Michael A. Klayko | Mgmt | For | Withhold | Against | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | For | |||||
1.5 | Elect Alex Shumate | Mgmt | For | For | For | |||||
1.6 | Elect William E. Sullivan | Mgmt | For | For | For | |||||
1.7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dominion Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
D | CUSIP 25746U109 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James A. Bennett | Mgmt | For | For | For | |||||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||||
5 | Elect D. Maybank Hagood | Mgmt | For | For | For | |||||
6 | Elect John W. Harris | Mgmt | For | For | For | |||||
7 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||||
8 | Elect Mark J. Kington | Mgmt | For | For | For | |||||
9 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||||
10 | Elect Pamela L. Royal | Mgmt | For | For | For | |||||
11 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||||
12 | Elect Susan N. Story | Mgmt | For | For | For | |||||
13 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
EastGroup Properties Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EGP | CUSIP 277276101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect D. Pike Aloian | Mgmt | For | For | For | |||||
2 | Elect H.C. Bailey, Jr. | Mgmt | For | For | For | |||||
3 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | For | |||||
4 | Elect Donald F. Colleran | Mgmt | For | For | For | |||||
5 | Elect Hayden C. Eaves, III | Mgmt | For | For | For | |||||
6 | Elect David H. Hoster II | Mgmt | For | For | For | |||||
7 | Elect Marshall A. Loeb | Mgmt | For | For | For | |||||
8 | Elect Mary E. McCormick | Mgmt | For | For | For | |||||
9 | Elect Leland R. Speed | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Eaton Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP G29183103 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | |||||
4 | Elect Richard H. Fearon | Mgmt | For | Against | Against | |||||
5 | Elect Olivier Leonetti | Mgmt | For | For | For | |||||
6 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||||
7 | Elect Silvio Napoli | Mgmt | For | For | For | |||||
8 | Elect Gregory R. Page | Mgmt | For | For | For | |||||
9 | Elect Sandra Pianalto | Mgmt | For | For | For | |||||
10 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||||
11 | Elect Gerald B. Smith | Mgmt | For | For | For | |||||
12 | Elect Dorothy C. Thompson | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | |||||
Equinix, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQIX | CUSIP 29444U700 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||||
1.5 | Elect William Luby | Mgmt | For | For | For | |||||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.7 | Elect Charles Meyers | Mgmt | For | For | For | |||||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||||
1.9 | Elect Sandra Rivera | Mgmt | For | For | For | |||||
1.10 | Elect Peter F. Van Camp | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Equity LifeStyle Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELS | CUSIP 29472R108 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Evergy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVRG | CUSIP 30034W106 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kirkland B. Andrews | Mgmt | For | For | For | |||||
2 | Elect Terry D. Bassham | Mgmt | For | For | For | |||||
3 | Elect Mollie Hale Carter | Mgmt | For | For | For | |||||
4 | Elect Richard L. Hawley | Mgmt | For | For | For | |||||
5 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||||
6 | Elect B. Anthony Isaac | Mgmt | For | For | For | |||||
7 | Elect Paul M. Keglevic | Mgmt | For | For | For | |||||
8 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | |||||
9 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||||
10 | Elect Sandra J. Price | Mgmt | For | For | For | |||||
11 | Elect Mark A. Ruelle | Mgmt | For | For | For | |||||
12 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | For | For | |||||
13 | Elect John A. Stall | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ferrovial SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FER | CINS E49512119 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Report on Non-Financial Information | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Elect Philip Bowman | Mgmt | For | For | For | |||||
8 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | For | For | |||||
9 | Ratify Co-Option and Elect Ignacio Madridejos Fernandez | Mgmt | For | For | For | |||||
10 | Ratify Co-Option and Elect Juan Manuel Hoyos Martinez de Irujo | Mgmt | For | For | For | |||||
11 | Ratify Co-Option and Elect Gonzalo Pedro Urquijo y Fernandez de Araoz | Mgmt | For | For | For | |||||
12 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||||
13 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||||
14 | Cancellation of Shares | Mgmt | For | For | For | |||||
15 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||
16 | Performance Shares Plan 2020-2022 | Mgmt | For | Against | Against | |||||
17 | Authority to Divest Assets (Services Division) | Mgmt | For | Against | Against | |||||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
19 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Flowers Foods, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLO | CUSIP 343498101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George E. Deese | Mgmt | For | For | For | |||||
2 | Elect Rhonda Gass | Mgmt | For | For | For | |||||
3 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||||
4 | Elect Margaret G. Lewis | Mgmt | For | For | For | |||||
5 | Elect A. Ryals McMullian | Mgmt | For | For | For | |||||
6 | Elect James T. Spear | Mgmt | For | For | For | |||||
7 | Elect Melvin T. Stith | Mgmt | For | For | For | |||||
8 | Elect C. Martin Wood, III | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Reduce Supermajority Voting Requirements | Mgmt | For | For | For | |||||
Genuine Parts Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPC | CUSIP 372460105 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Elizabeth W. Camp | Mgmt | For | For | For | |||||
1.2 | Elect Richard Cox, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Paul D. Donahue | Mgmt | For | For | For | |||||
1.4 | Elect Gary P. Fayard | Mgmt | For | For | For | |||||
1.5 | Elect P. Russell Hardin | Mgmt | For | For | For | |||||
1.6 | Elect John R. Holder | Mgmt | For | For | For | |||||
1.7 | Elect Donna W. Hyland | Mgmt | For | For | For | |||||
1.8 | Elect John D. Johns | Mgmt | For | For | For | |||||
1.9 | Elect Jean-Jacques Lafont | Mgmt | For | For | For | |||||
1.10 | Elect Robert C. Loudermilk, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Wendy B. Needham | Mgmt | For | For | For | |||||
1.12 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Human Capital Management Reporting | ShrHoldr | Against | For | Against | |||||
Gilead Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GILD | CUSIP 375558103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||||
2 | Elect Sandra J. Horning | Mgmt | For | For | For | |||||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||||
5 | Elect Harish Manwani | Mgmt | For | For | For | |||||
6 | Elect Daniel P. O'Day | Mgmt | For | For | For | |||||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||||
8 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||||
9 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Removal of Directors Without Cause | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | For | Against | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | For | |||||
9 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Kyushu Railway Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9142 | CINS J41079104 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Koji Karaike | Mgmt | For | For | For | |||||
4 | Elect Toshihiko Aoyagi | Mgmt | For | For | For | |||||
5 | Elect Ryuji Tanaka | Mgmt | For | For | For | |||||
6 | Elect Yoji Furumiya | Mgmt | For | For | For | |||||
7 | Elect Toshihiro Mori | Mgmt | For | For | For | |||||
8 | Elect Hiroyuki Fukunaga | Mgmt | For | For | For | |||||
9 | Elect Masayoshi Nuki | Mgmt | For | Against | Against | |||||
10 | Elect Izumi Kuwano | Mgmt | For | Against | Against | |||||
11 | Elect Toshihide Ichikawa | Mgmt | For | For | For | |||||
12 | Elect Shinji Asatsuma | Mgmt | For | For | For | |||||
13 | Elect Kuniko Muramatsu | Mgmt | For | For | For | |||||
14 | Elect Eiichi Kuga | Mgmt | For | For | For | |||||
15 | Elect Masaya Hirokawa | Mgmt | For | For | For | |||||
16 | Elect Kazuhide Ide | Mgmt | For | For | For | |||||
17 | Elect Yasunori Eto | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Operational Disclosure | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Election of Fumiyo Takei | ShrHoldr | Against | For | Against | |||||
20 | Shareholder Proposal Regarding Election of Daizo Motoyoshi | ShrHoldr | Against | For | Against | |||||
21 | Shareholder Proposal Regarding Election of Yoshiko Nagao | ShrHoldr | Against | For | Against | |||||
Lockheed Martin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LMT | CUSIP 539830109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | |||||
2 | Elect David B. Burritt | Mgmt | For | For | For | |||||
3 | Elect Bruce A. Carlson | Mgmt | For | Against | Against | |||||
4 | Elect Joseph Dunford Jr. | Mgmt | For | For | For | |||||
5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||||
6 | Elect Thomas J. Falk | Mgmt | For | For | For | |||||
7 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||||
9 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||||
10 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||||
11 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||||
12 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of the 2020 Incentive Performance Award Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Maxim Integrated Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MXIM | CUSIP 57772K101 | 11/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William P. Sullivan | Mgmt | For | For | For | |||||
2 | Elect Tunc Doluca | Mgmt | For | For | For | |||||
3 | Elect Tracy C. Accardi | Mgmt | For | For | For | |||||
4 | Elect James R. Bergman | Mgmt | For | For | For | |||||
5 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||||
6 | Elect Robert E. Grady | Mgmt | For | For | For | |||||
7 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
8 | Elect William D. Watkins | Mgmt | For | For | For | |||||
9 | Elect MaryAnn Wright | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||
6 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||
7 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||
9 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||
10 | Elect John W. Stanton | Mgmt | For | For | For | |||||
11 | Elect John W. Thompson | Mgmt | For | For | For | |||||
12 | Elect Emma N. Walmsley | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||||
8 | Elect David L. Porges | Mgmt | For | For | For | |||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
NiSource Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NI | CUSIP 65473P105 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter A. Altabef | Mgmt | For | For | For | |||||
2 | Elect Theodore H. Bunting, Jr. | Mgmt | For | For | For | |||||
3 | Elect Eric L. Butler | Mgmt | For | For | For | |||||
4 | Elect Aristides S. Candris | Mgmt | For | For | For | |||||
5 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | |||||
6 | Elect Joseph Hamrock | Mgmt | For | For | For | |||||
7 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||||
8 | Elect Deborah Hersman | Mgmt | For | For | For | |||||
9 | Elect Michael E. Jesanis | Mgmt | For | For | For | |||||
10 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Nutrien Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTR | CUSIP 67077M108 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||||
1.2 | Elect Maura J. Clark | Mgmt | For | For | For | |||||
1.3 | Elect David C. Everitt | Mgmt | For | For | For | |||||
1.4 | Elect Russell K. Girling | Mgmt | For | For | For | |||||
1.5 | Elect Miranda C. Hubbs | Mgmt | For | For | For | |||||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | |||||
1.7 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||||
1.8 | Elect Charles V. Magro | Mgmt | For | For | For | |||||
1.9 | Elect Keith G. Martell | Mgmt | For | For | For | |||||
1.10 | Elect Aaron W. Regent | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
ONEOK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OKE | CUSIP 682680103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | |||||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||||
3 | Elect John W. Gibson | Mgmt | For | For | For | |||||
4 | Elect Mark W. Helderman | Mgmt | For | For | For | |||||
5 | Elect Randall J. Larson | Mgmt | For | For | For | |||||
6 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||||
7 | Elect Jim W. Mogg | Mgmt | For | For | For | |||||
8 | Elect Pattye L. Moore | Mgmt | For | For | For | |||||
9 | Elect Gary D. Parker | Mgmt | For | Against | Against | |||||
10 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
11 | Elect Terry K. Spencer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Paychex, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAYX | CUSIP 704326107 | 10/17/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||||
2 | Elect Thomas F. Bonadio | Mgmt | For | For | For | |||||
3 | Elect Joseph G. Doody | Mgmt | For | For | For | |||||
4 | Elect David J. S. Flaschen | Mgmt | For | For | For | |||||
5 | Elect Pamela A. Joseph | Mgmt | For | For | For | |||||
6 | Elect Martin Mucci | Mgmt | For | For | For | |||||
7 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||
8 | Elect Joseph M. Velli | Mgmt | For | For | For | |||||
9 | Elect Kara Wilson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pembina Pipeline Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPL | CUSIP 706327103 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | |||||
1.2 | Elect Michael H. Dilger | Mgmt | For | For | For | |||||
1.3 | Elect Randall J. Findlay | Mgmt | For | For | For | |||||
1.4 | Elect Robert G. Gwin | Mgmt | For | For | For | |||||
1.5 | Elect Maureen E. Howe | Mgmt | For | For | For | |||||
1.6 | Elect Gordon J. Kerr | Mgmt | For | For | For | |||||
1.7 | Elect David M.B. LeGresley | Mgmt | For | For | For | |||||
1.8 | Elect Leslie A. O'Donoghue | Mgmt | For | For | For | |||||
1.9 | Elect Bruce D. Rubin | Mgmt | For | For | For | |||||
1.10 | Elect Henry W. Sykes | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to By-laws | Mgmt | For | For | For | |||||
4 | Advance Notice By-Law | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Prologis, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 74340W103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Fields | Mgmt | For | For | For | |||||
2 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||||
3 | Elect Ann M. Livermore | Mgmt | For | For | For | |||||
4 | Elect Harish Manwani | Mgmt | For | For | For | |||||
5 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||||
6 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||||
7 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||||
9 | Elect Neil Smit | Mgmt | For | For | For | |||||
10 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CUSIP 767204100 | 04/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Approve Termination Benefits | Mgmt | For | For | For | |||||
5 | Elect Hinda Gharbi | Mgmt | For | For | For | |||||
6 | Elect Jennifer Nason | Mgmt | For | For | For | |||||
7 | Elect Ngaire Woods | Mgmt | For | For | For | |||||
8 | Elect Megan E. Clark | Mgmt | For | For | For | |||||
9 | Elect David W. Constable | Mgmt | For | For | For | |||||
10 | Elect Simon P. Henry | Mgmt | For | For | For | |||||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||||
14 | Elect Simon McKeon | Mgmt | For | For | For | |||||
15 | Elect Jakob Stausholm | Mgmt | For | For | For | |||||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Amendments to Articles (General Updates) | Mgmt | For | For | For | |||||
21 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Schlumberger N.V. (Schlumberger Limited) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick de la Chevardiere | Mgmt | For | For | For | |||||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||||
3 | Elect Olivier Le Peuch | Mgmt | For | For | For | |||||
4 | Elect Tatiana A. Mitrova | Mgmt | For | For | For | |||||
5 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||||
6 | Elect Mark G. Papa | Mgmt | For | For | For | |||||
7 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||||
8 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
9 | Elect Jeffrey W. Sheets | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Accounts and Reports; Approval of Dividend | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sempra Energy | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRE | CUSIP 816851109 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||||
2 | Elect Kathleen Brown | Mgmt | For | For | For | |||||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||||
6 | Elect William D. Jones | Mgmt | For | For | For | |||||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||||
9 | Elect Michael N. Mears | Mgmt | For | For | For | |||||
10 | Elect Jack T. Taylor | Mgmt | For | For | For | |||||
11 | Elect Cynthia L Walker | Mgmt | For | For | For | |||||
12 | Elect Cynthia J. Warner | Mgmt | For | Against | Against | |||||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
Suncor Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CUSIP 867224107 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Sydney Airport | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYD | CINS Q8808P103 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Re-elect Ann C. Sherry | Mgmt | For | For | For | |||||
5 | Re-elect Stephen Ward | Mgmt | For | For | For | |||||
6 | Equity Grant (CEO Geoff Culbert) | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Elect Anne Rozenauers | Mgmt | For | For | For | |||||
9 | Re-elect Patrick Gourley | Mgmt | For | For | For | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSM | 874039100 CUSIP | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Amendments to Procedural Rules-Capital Loans | Mgmt | For | For | For | |||||
3.1 | Elect Yancey HAI | Mgmt | For | For | For | |||||
TELUS Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 87971M996 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||||
1.2 | Elect Raymond T. Chan | Mgmt | For | For | For | |||||
1.3 | Elect Stockwell Day | Mgmt | For | For | For | |||||
1.4 | Elect Lisa de Wilde | Mgmt | For | For | For | |||||
1.5 | Elect Darren Entwistle | Mgmt | For | For | For | |||||
1.6 | Elect Thomas E. Flynn | Mgmt | For | For | For | |||||
1.7 | Elect Mary Jo Haddad | Mgmt | For | For | For | |||||
1.8 | Elect Kathy Kinloch | Mgmt | For | For | For | |||||
1.9 | Elect Christine Magee | Mgmt | For | For | For | |||||
1.10 | Elect John Manley | Mgmt | For | For | For | |||||
1.11 | Elect David Mowat | Mgmt | For | For | For | |||||
1.12 | Elect Marc Parent | Mgmt | For | For | For | |||||
1.13 | Elect Denise Pickett | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Terreno Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRNO | CUSIP 88146M101 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Blake Baird | Mgmt | For | For | For | |||||
2 | Elect Michael A. Coke | Mgmt | For | For | For | |||||
3 | Elect Linda Assante | Mgmt | For | For | For | |||||
4 | Elect LeRoy E. Carlson | Mgmt | For | For | For | |||||
5 | Elect David M. Lee | Mgmt | For | For | For | |||||
6 | Elect Gabriela Franco Parcella | Mgmt | For | For | For | |||||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||||
8 | Elect Dennis Polk | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||||
2 | Elect Marc Bolland | Mgmt | For | For | For | |||||
3 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||||
4 | Elect Christopher C. Davis | Mgmt | For | For | For | |||||
5 | Elect Barry Diller | Mgmt | For | For | For | |||||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | |||||
7 | Elect Alexis M. Herman | Mgmt | For | For | For | |||||
8 | Elect Robert A. Kotick | Mgmt | For | For | For | |||||
9 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||||
10 | Elect James Quincey | Mgmt | For | For | For | |||||
11 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||||
12 | Elect David B. Weinberg | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Larry D. De Shon | Mgmt | For | For | For | |||||
3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||
4 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||||
9 | Elect Christopher J. Swift | Mgmt | For | For | For | |||||
10 | Elect Matthew E. Winter | Mgmt | For | For | For | |||||
11 | Elect Greig Woodring | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
The Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Alvarado | Mgmt | For | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||||
5 | Elect William S. Demchak | Mgmt | For | For | For | |||||
6 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||||
8 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||||
9 | Elect Linda R. Medler | Mgmt | For | For | For | |||||
10 | Elect Martin Pfinsgraff | Mgmt | For | For | For | |||||
11 | Elect Toni Townes-Whitley | Mgmt | For | For | For | |||||
12 | Elect Michael J. Ward | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of The 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | For | |||||
8 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | |||||
9 | Elect Patrick H. Nettles | Mgmt | For | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Unilever NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNA | CUSIP 904784709 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits and Dividends | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
8 | Elect Judith Hartmann | Mgmt | For | For | For | |||||
9 | Elect Alan Jope | Mgmt | For | For | For | |||||
10 | Elect Andrea Jung | Mgmt | For | For | For | |||||
11 | Elect Susan Kilsby | Mgmt | For | For | For | |||||
12 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||||
13 | Elect Youngme E. Moon | Mgmt | For | For | For | |||||
14 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||||
15 | Elect John Rishton | Mgmt | For | For | For | |||||
16 | Elect Feike Sijbesma | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Suppress Preemptive Rights (Acquisition or Investment Purposes) | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Cancellation of Shares | Mgmt | For | For | For | |||||
Union Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNP | CUSIP 907818108 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||||
11 | Elect Christopher J. Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
6 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||||
7 | Elect Rodney E. Slater | Mgmt | For | For | For | |||||
8 | Elect Hans Vestberg | Mgmt | For | For | For | |||||
9 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Linking Executive Pay to Data Privacy | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||||
Virtu Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VIRT | CUSIP 928254101 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas A. Cifu | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Grano, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
1.4 | Elect John F. Sandner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the 2015 Management Incentive Plan | Mgmt | For | For | For | |||||
Walmart Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||||
5 | Elect Thomas W. Horton | Mgmt | For | Against | Against | |||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the ASDA Sharesave Plan 2000 | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||||
Watsco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WSO | CUSIP 942622200 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian E. Keeley | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
WEC Energy Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WEC | CUSIP 92939U106 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||||
2 | Elect Curt S. Culver | Mgmt | For | For | For | |||||
3 | Elect Danny L. Cunningham | Mgmt | For | For | For | |||||
4 | Elect William M. Farrow III | Mgmt | For | For | For | |||||
5 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||||
6 | Elect J. Kevin Fletcher | Mgmt | For | For | For | |||||
7 | Elect Maria C. Green | Mgmt | For | For | For | |||||
8 | Elect Gale E. Klappa | Mgmt | For | For | For | |||||
9 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||||
10 | Elect Thomas K. Lane | Mgmt | For | For | For | |||||
11 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||||
12 | Elect Mary Ellen Stanek | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | |||||
2 | Elect Rick R. Holley | Mgmt | For | For | For | |||||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
4 | Elect Al Monaco | Mgmt | For | For | For | |||||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | |||||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | |||||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | |||||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||||
9 | Elect Devin W. Stockfish | Mgmt | For | For | For | |||||
10 | Elect Kim Williams | Mgmt | For | For | For | |||||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Focus Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | Against | |||||
23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Analog Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADI | CUSIP 032654105 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | For | |||||
2 | Elect Vincent Roche | Mgmt | For | For | For | |||||
3 | Elect James A. Champy | Mgmt | For | For | For | |||||
4 | Elect Anantha P. Chandrakasan | Mgmt | For | Against | Against | |||||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||||
7 | Elect Karen M. Golz | Mgmt | For | For | For | |||||
8 | Elect Mark M. Little | Mgmt | For | For | For | |||||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||||
10 | Elect Susie Wee | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aptiv PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APTV | CUSIP G6095L109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||||
3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||||
5 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Paul M. Meister | Mgmt | For | For | For | |||||
8 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||||
9 | Elect Colin J. Parris | Mgmt | For | For | For | |||||
10 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ashland Global Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASH | CUSIP 044186104 | 01/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | |||||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||||
4 | Elect Susan L. Main | Mgmt | For | For | For | |||||
5 | Elect Guillermo Novo | Mgmt | For | For | For | |||||
6 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||||
8 | Elect Mark C. Rohr | Mgmt | For | For | For | |||||
9 | Elect Ricky C. Sandler | Mgmt | For | For | For | |||||
10 | Elect Janice J. Teal | Mgmt | For | For | For | |||||
11 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CUSIP N07059210 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Discussion of the Dividend Policy | Mgmt | For | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
9 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||||
10 | Elect D. Mark Durcan to the Supervisory Board | Mgmt | For | For | For | |||||
11 | Elect Warren A. East to the Supervisory Board | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
16 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||||
19 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
Athene Holding Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATH | CUSIP G0684D107 | 02/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Bundled Bylaw Amendments | Mgmt | For | For | For | |||||
2 | Conversion of Class B Common Shares into Class A Common Shares | Mgmt | For | For | For | |||||
3 | Conversion of Class M Common Shares into Class A Common Shares and Warrants | Mgmt | For | For | For | |||||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||||
7 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||||
Booking Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKNG | CUSIP 09857L108 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||||
1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||||
1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||||
1.5 | Elect Wei Hopeman | Mgmt | For | For | For | |||||
1.6 | Elect Robert J. Mylod Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Charles H. Noski | Mgmt | For | For | For | |||||
1.8 | Elect Nicholas J. Read | Mgmt | For | For | For | |||||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||||
1.10 | Elect Bob van Dijk | Mgmt | For | For | For | |||||
1.11 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||||
1.12 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Canadian Pacific Railway Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CP | CUSIP 13645T100 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3.1 | Elect John Baird | Mgmt | For | For | For | |||||
3.2 | Elect Isabelle Courville | Mgmt | For | For | For | |||||
3.3 | Elect Keith E. Creel | Mgmt | For | For | For | |||||
3.4 | Elect Gillian H. Denham | Mgmt | For | For | For | |||||
3.5 | Elect Edward R. Hamberger | Mgmt | For | For | For | |||||
3.6 | Elect Rebecca MacDonald | Mgmt | For | For | For | |||||
3.7 | Elect Edward L. Monser | Mgmt | For | For | For | |||||
3.8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||||
3.9 | Elect Jane L. Peverett | Mgmt | For | For | For | |||||
3.10 | Elect Andrea Robertson | Mgmt | For | For | For | |||||
3.11 | Elect Gordon T. Trafton II | Mgmt | For | For | For | |||||
Cigna Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125523100 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||||
4 | Elect Elder Granger | Mgmt | For | For | For | |||||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||||
10 | Elect William L. Roper | Mgmt | For | For | For | |||||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | For | Against | |||||
EPAM Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EPAM | CUSIP 29414B104 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eugene Roman | Mgmt | For | For | For | |||||
2 | Elect Jill B. Smart | Mgmt | For | For | For | |||||
3 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ferrari NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RACE | CUSIP N3167Y103 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | Against | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
5 | Elect John Elkann | Mgmt | For | For | For | |||||
6 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||||
7 | Elect Piero Ferrari | Mgmt | For | For | For | |||||
8 | Elect Delphine Arnault | Mgmt | For | Against | Against | |||||
9 | Elect Eduardo H. Cue | Mgmt | For | Against | Against | |||||
10 | Elect Sergio Duca | Mgmt | For | For | For | |||||
11 | Elect Maria Patrizia Grieco | Mgmt | For | For | For | |||||
12 | Elect Adam P.C. Keswick | Mgmt | For | For | For | |||||
13 | Elect Francesca Bellettini | Mgmt | For | For | For | |||||
14 | Elect Roberto Cingolani | Mgmt | For | For | For | |||||
15 | Elect John Galantic | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Remuneration Policy | Mgmt | For | Against | Against | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Special Voting Shares | Mgmt | For | Against | Against | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Equity Grant to Executive Chair John Elkann | Mgmt | For | Against | Against | |||||
Fidelity National Information Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIS | CUSIP 31620M106 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lee Adrean | Mgmt | For | For | For | |||||
2 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||||
3 | Elect Lisa A. Hook | Mgmt | For | For | For | |||||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||||
5 | Elect Gary L. Lauer | Mgmt | For | For | For | |||||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||||
8 | Elect Brian T. Shea | Mgmt | For | For | For | |||||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||||
10 | Elect Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
First Republic Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRC | CUSIP 33616C100 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||||
3 | Elect Hafize Gaye Erkan | Mgmt | For | For | For | |||||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||||
5 | Elect Boris Groysberg | Mgmt | For | For | For | |||||
6 | Elect Sandra R. Hernandez, M.D. | Mgmt | For | For | For | |||||
7 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||||
8 | Elect Reynold Levy | Mgmt | For | For | For | |||||
9 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||||
10 | Elect George G. C. Parker | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2017 Omnibus Award Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Gates Industrial Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTES | CUSIP 00BD9G2S1 | 10/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
2 | Authorization of New Class of Shares | Mgmt | For | Against | Against | |||||
IHS Markit Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFO | CUSIP G47567105 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lance Uggla | Mgmt | For | For | For | |||||
2 | Elect John Browne | Mgmt | For | For | For | |||||
3 | Elect Ruann F. Ernst | Mgmt | For | For | For | |||||
4 | Elect William E. Ford | Mgmt | For | For | For | |||||
5 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
6 | Elect Deborah Keiko Orida | Mgmt | For | For | For | |||||
7 | Elect James A. Rosenthal | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
IMCD N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IMCD | CINS N4447S106 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
11 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
12 | Elect Janus Smalbraak | Mgmt | For | For | For | |||||
13 | Elect Valerie Diele-Braun | Mgmt | For | For | For | |||||
14 | Elect Amy Hebert | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Intercontinental Exchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45866F104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | For | |||||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Johnson Controls International plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP G51502105 | 03/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||||
7 | Elect Simone Menne | Mgmt | For | For | For | |||||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||||
11 | Elect R. David Yost | Mgmt | For | For | For | |||||
12 | Elect John D. Young | Mgmt | For | For | For | |||||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | For | |||||
9 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Keysight Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEYS | CUSIP 49338L103 | 03/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||||
2 | Elect Richard Hamada | Mgmt | For | For | For | |||||
3 | Elect Paul A. Lacouture | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
L'Oreal S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OR | CINS F58149133 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect Nicolas Meyers | Mgmt | For | For | For | |||||
9 | Elect Ilham Kadri | Mgmt | For | For | For | |||||
10 | Elect Beatrice Guillaume-Grabisch | Mgmt | For | For | For | |||||
11 | Elect Jean-Victor Meyers | Mgmt | For | For | For | |||||
12 | Remuneration Report | Mgmt | For | For | For | |||||
13 | Remuneration of Jean-Paul Agon, Chair and CEO | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Chair and CEO and Board of Directors) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
19 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
20 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
LKQ Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKQ | CUSIP 501889208 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick Berard | Mgmt | For | For | For | |||||
2 | Elect Meg A. Divitto | Mgmt | For | For | For | |||||
3 | Elect Robert M. Hanser | Mgmt | For | For | For | |||||
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||||
6 | Elect John Mendel | Mgmt | For | For | For | |||||
7 | Elect Jody G. Miller | Mgmt | For | For | For | |||||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||||
9 | Elect Guhan Subramanian | Mgmt | For | For | For | |||||
10 | Elect Xavier Urbain | Mgmt | For | For | For | |||||
11 | Elect Dominick P. Zarcone | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
LVMH Moet Hennessy Louis Vuitton SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MC | CINS F58485115 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | Against | Against | |||||
9 | Elect Delphine Arnault | Mgmt | For | For | For | |||||
10 | Elect Antonio Belloni | Mgmt | For | For | For | |||||
11 | Elect Diego Della Valle | Mgmt | For | Against | Against | |||||
12 | Elect Marie-Josee Kravis | Mgmt | For | For | For | |||||
13 | Elect Marie-Laure Sauty de Chalon | Mgmt | For | For | For | |||||
14 | Elect Natacha Valla | Mgmt | For | For | For | |||||
15 | Elect Charles D. Powell as Censor | Mgmt | For | Against | Against | |||||
16 | Remuneration Report | Mgmt | For | Against | Against | |||||
17 | Remuneration of Bernard Arnault, Chair and CEO | Mgmt | For | Against | Against | |||||
18 | Remuneration of Antonio Belloni, Deputy CEO | Mgmt | For | Against | Against | |||||
19 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
20 | Remuneration Policy (Chair and CEO) | Mgmt | For | Against | Against | |||||
21 | Remuneration Policy (Deputy CEO) | Mgmt | For | Against | Against | |||||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
24 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | |||||
25 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
26 | Amendments to Articles | Mgmt | For | For | For | |||||
27 | Amendments to Articles Regarding the Role of the Board of Directors | Mgmt | For | For | For | |||||
28 | Amendments to Articles | Mgmt | For | For | For | |||||
Moncler SPA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MONC | CINS T6730E110 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||
5 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | List Presented by Ruffini Partecipazioni S.r.l. | Mgmt | For | N/A | N/A | |||||
8 | List Presented by Group of Institutional Investors Representing 2.04% of Share Capital | Mgmt | For | For | For | |||||
9 | Election of the Chair of the Statutory Auditors | Mgmt | For | For | For | |||||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
11 | 2020 Performance Shares Incentive Plan | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares to Service 2020 Performance Shares Plan | Mgmt | For | Against | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Mondelez International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDLZ | CUSIP 609207105 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||||
5 | Elect Peter W. May | Mgmt | For | For | For | |||||
6 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||||
8 | Elect David L. Porges | Mgmt | For | For | For | |||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Prologis, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 74340W103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Puma SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PUM | CINS D62318148 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
Roper Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROP | CUSIP 776696106 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||||
1.2 | Elect Amy W. Brinkley | Mgmt | For | For | For | |||||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Director Compensation Plan | Mgmt | For | Against | Against | |||||
S&P Global Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPGI | CUSIP 78409V104 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marco Alvera | Mgmt | For | For | For | |||||
2 | Elect William J. Amelio | Mgmt | For | For | For | |||||
3 | Elect William D. Green | Mgmt | For | For | For | |||||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
5 | Elect Stephanie C. Hill | Mgmt | For | For | For | |||||
6 | Elect Rebecca Jacoby | Mgmt | For | For | For | |||||
7 | Elect Monique F. Leroux | Mgmt | For | For | For | |||||
8 | Elect Maria R. Morris | Mgmt | For | For | For | |||||
9 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
ServiceNow, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOW | CUSIP 81762P102 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William R. McDermott | Mgmt | For | For | For | |||||
2 | Elect Anita M. Sands | Mgmt | For | For | For | |||||
3 | Elect Dennis M. Woodside | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Shiseido Company, Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4911 | CINS J74358144 | 03/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||||
4 | Elect Yoichi Shimatani | Mgmt | For | For | For | |||||
5 | Elect Yukari Suzuki | Mgmt | For | For | For | |||||
6 | Elect Norio Tadakawa | Mgmt | For | For | For | |||||
7 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||||
8 | Elect Yoko Ishikura Yoko Kurita | Mgmt | For | For | For | |||||
9 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||||
10 | Elect Kanoko Oishi | Mgmt | For | For | For | |||||
11 | Elect Ritsuko Nonomiya as Statutory Auditor | Mgmt | For | For | For | |||||
12 | Directors' Long Term Incentive Plan | Mgmt | For | For | For | |||||
T-Mobile US, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMUS | CUSIP 872590104 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marcelo Claure | Mgmt | For | For | For | |||||
1.2 | Elect Srikant M. Datar | Mgmt | For | For | For | |||||
1.3 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||||
1.4 | Elect Srini Gopalan | Mgmt | For | For | For | |||||
1.5 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||||
1.6 | Elect Timotheus Hottges | Mgmt | For | For | For | |||||
1.7 | Elect Christian P. Illek | Mgmt | For | For | For | |||||
1.8 | Elect Stephen R. Kappes | Mgmt | For | For | For | |||||
1.9 | Elect Raphael Kubler | Mgmt | For | For | For | |||||
1.10 | Elect Thorsten Langheim | Mgmt | For | For | For | |||||
1.11 | Elect G. Michael Sievert | Mgmt | For | For | For | |||||
1.12 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||||
1.13 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||
TE Connectivity Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H84989104 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | |||||
4 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | |||||
6 | Elect David M. Kerko | Mgmt | For | For | For | |||||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||||
8 | Elect Yong Nam | Mgmt | For | For | For | |||||
9 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||||
10 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
11 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||||
12 | Elect Dawn C. Willoughby | Mgmt | For | For | For | |||||
13 | Elect Laura H. Wright | Mgmt | For | For | For | |||||
14 | Appoint Thomas J. Lynch as Board Chair | Mgmt | For | For | For | |||||
15 | Elect Daniel J. Phelan as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
16 | Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
17 | Elect Mark C. Trudeau as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
18 | Elect Dawn C. Willoughby as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
19 | Appointment of Independent Proxy | Mgmt | For | For | For | |||||
20 | Approval of Annual Report | Mgmt | For | For | For | |||||
21 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
22 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
23 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
24 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||||
25 | Appointment of Swiss Registered Auditor | Mgmt | For | For | For | |||||
26 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
27 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
28 | Executive Compensation | Mgmt | For | For | For | |||||
29 | Board Compensation | Mgmt | For | For | For | |||||
30 | Allocation of Profits | Mgmt | For | For | For | |||||
31 | Dividend from Reserves | Mgmt | For | For | For | |||||
32 | Renewal of Authorized Capital | Mgmt | For | For | For | |||||
33 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
34 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William S. Haraf | Mgmt | For | For | For | |||||
2 | Elect Frank C. Herringer | Mgmt | For | For | For | |||||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Adoption of Proxy Access | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Diversity and Pay Data Reporting | ShrHoldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
The Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||||
Tiffany & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TIF | CUSIP 886547108 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
TransUnion | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRU | CUSIP 89400J107 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirements to Amend Governance Documents | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirements to Remove Directors | Mgmt | For | For | For | |||||
4 | Amend the Charter to Remove the Corporate Opportunity Waiver | Mgmt | For | For | For | |||||
5 | Amend the Articles to Remove Certain Provisions Related to the Company's Former Sponsors | Mgmt | For | For | For | |||||
6 | Elect Suzanne P. Clark | Mgmt | For | For | For | |||||
7 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||||
8 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||||
9 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Union Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNP | CUSIP 907818108 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||||
11 | Elect Christopher J. Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Against | Against | For | |||||
Visa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
V | CUSIP 92826C839 | 01/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
5 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||||
8 | Elect Denise M. Morrison | Mgmt | For | For | For | |||||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Western Digital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDC | CUSIP 958102105 | 11/14/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kimberly E. Alexy | Mgmt | For | Against | Against | |||||
2 | Elect Martin I. Cole | Mgmt | For | For | For | |||||
3 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||||
4 | Elect Tunc Doluca | Mgmt | For | For | For | |||||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||||
8 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Amendment to the 2017 Performance Incentive Plan | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
WEX Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WEX | CUSIP 96208T104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Sobbott | Mgmt | For | For | For | |||||
2 | Elect Stephen Smith | Mgmt | For | For | For | |||||
3 | Elect James R. Groch | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Worldpay Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WP | CUSIP 981558109 | 07/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Genesis Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
AAON, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAON | CUSIP 000360206 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Caron A. Lawhorn | Mgmt | For | For | For | |||||
2 | Elect Stephen O. LeClair | Mgmt | For | For | For | |||||
3 | Amendment to the 2016 Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Abcam plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CINS G0060R118 | 11/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Elect Peter V. Allen | Mgmt | For | For | For | |||||
7 | Elect Jonathan Milner | Mgmt | For | For | For | |||||
8 | Elect Alan Hirzel | Mgmt | For | For | For | |||||
9 | Elect Gavin Wood | Mgmt | For | For | For | |||||
10 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | |||||
11 | Elect Mara G. Aspinall | Mgmt | For | For | For | |||||
12 | Elect Giles Kerr | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Altair Engineering Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALTR | CUSIP 021369103 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James R. Scapa | Mgmt | For | For | For | |||||
2 | Elect Steve Earhart | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
AMERISAFE, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMSF | CUSIP 03071H100 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael J. Brown | Mgmt | For | For | For | |||||
1.2 | Elect G. Janelle Frost | Mgmt | For | For | For | |||||
1.3 | Elect Sean M. Traynor | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APY | CUSIP 03755L104 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary P. Luquette | Mgmt | For | For | For | |||||
1.2 | Elect Daniel W. Rabun | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2018 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||||
Applied Industrial Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIT | CUSIP 03820C105 | 10/29/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Dean Hall | Mgmt | For | For | For | |||||
1.2 | Elect Dan P. Komnenovich | Mgmt | For | For | For | |||||
1.3 | Elect Joe A. Raver | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
AptarGroup, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATR | CUSIP 038336103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
2 | Elect B. Craig Owens | Mgmt | For | For | For | |||||
3 | Elect Joanne C. Smith | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Amendment to the 2018 Equity Incentive Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Artisan Partners Asset Management Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APAM | CUSIP 04316A108 | 06/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Matthew R. Barger | Mgmt | For | For | For | |||||
1.2 | Elect Eric R. Colson | Mgmt | For | For | For | |||||
1.3 | Elect Tench Coxe | Mgmt | For | For | For | |||||
1.4 | Elect Stephanie G. DiMarco | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||||
1.6 | Elect Andrew A. Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Asbury Automotive Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABG | CUSIP 043436104 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||||
1.2 | Elect Joel Alsfine | Mgmt | For | For | For | |||||
1.3 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect David W. Hult | Mgmt | For | For | For | |||||
1.5 | Elect Juanita T. James | Mgmt | For | For | For | |||||
1.6 | Elect Philip F. Maritz | Mgmt | For | For | For | |||||
1.7 | Elect Maureen F. Morrison | Mgmt | For | For | For | |||||
1.8 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aspen Technology, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AZPN | CUSIP 045327103 | 12/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald P. Casey | Mgmt | For | For | For | |||||
1.2 | Elect Robert M. Whelan, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Astronics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATRO | CUSIP 046433207 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raymond W. Boushie | Mgmt | For | For | For | |||||
1.2 | Elect Robert T. Brady | Mgmt | For | For | For | |||||
1.3 | Elect Tonit M. Calaway | Mgmt | For | For | For | |||||
1.4 | Elect Jeffry D. Frisby | Mgmt | For | For | For | |||||
1.5 | Elect Peter J. Gundermann | Mgmt | For | For | For | |||||
1.6 | Elect Warren C. Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Robert S. Keane | Mgmt | For | For | For | |||||
1.8 | Elect Neil Kim | Mgmt | For | For | For | |||||
1.9 | Elect Mark Moran | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Atrion Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATRI | CUSIP 049904105 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Emile A. Battat | Mgmt | For | For | For | |||||
2 | Elect Ronald N. Spaulding | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AZZ Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AZZ | CUSIP 002474104 | 07/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel E. Berce | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Paul Eisman | Mgmt | For | For | For | |||||
1.3 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||||
1.4 | Elect Thomas E. Ferguson | Mgmt | For | For | For | |||||
1.5 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||||
1.6 | Elect Venita McCellon-Allen | Mgmt | For | For | For | |||||
1.7 | Elect Ed McGough | Mgmt | For | For | For | |||||
1.8 | Elect Stephan E. Pirnat | Mgmt | For | For | For | |||||
1.9 | Elect Steven R. Purvis | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bank of Hawaii Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BOH | CUSIP 062540109 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | |||||
2 | Elect Mark A. Burak | Mgmt | For | For | For | |||||
3 | Elect John C. Erickson | Mgmt | For | For | For | |||||
4 | Elect Joshua D. Feldman | Mgmt | For | For | For | |||||
5 | Elect Peter S. Ho | Mgmt | For | For | For | |||||
6 | Elect Michelle E. Hulst | Mgmt | For | For | For | |||||
7 | Elect Kent T. Lucien | Mgmt | For | For | For | |||||
8 | Elect Alicia E. Moy | Mgmt | For | For | For | |||||
9 | Elect Victor K. Nichols | Mgmt | For | For | For | |||||
10 | Elect Barbara J. Tanabe | Mgmt | For | For | For | |||||
11 | Elect Dana M. Tokioka | Mgmt | For | For | For | |||||
12 | Elect Raymond P. Vara, Jr. | Mgmt | For | For | For | |||||
13 | Elect Robert W. Wo | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bank OZK | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OZK | CUSIP 06417N103 | 05/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicholas Brown | Mgmt | For | For | For | |||||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||||
3 | Elect Beverly Cole | Mgmt | For | For | For | |||||
4 | Elect Robert East | Mgmt | For | For | For | |||||
5 | Elect Kathleen Franklin | Mgmt | For | For | For | |||||
6 | Elect Catherine B. Freedberg | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Gearhart | Mgmt | For | For | For | |||||
8 | Elect George Gleason | Mgmt | For | For | For | |||||
9 | Elect Peter Kenny | Mgmt | For | For | For | |||||
10 | Elect William A. Koefoed, Jr. | Mgmt | For | For | For | |||||
11 | Elect Walter J. Mullen | Mgmt | For | For | For | |||||
12 | Elect Christopher Orndorff | Mgmt | For | For | For | |||||
13 | Elect John Reynolds | Mgmt | For | For | For | |||||
14 | Elect Steven Sadoff | Mgmt | For | For | For | |||||
15 | Elect Ross Whipple | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bio-Techne Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECH | CUSIP 09073M104 | 10/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | |||||
3 | Elect John L. Higgins | Mgmt | For | For | For | |||||
4 | Elect Joseph D. Keegan | Mgmt | For | For | For | |||||
5 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||||
6 | Elect Roeland Nusse | Mgmt | For | For | For | |||||
7 | Elect Alpna Seth | Mgmt | For | For | For | |||||
8 | Elect Randolph C. Steer | Mgmt | For | For | For | |||||
9 | Elect Rupert Vessey | Mgmt | For | For | For | |||||
10 | Elect Harold Wiens | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
BOK Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BOKF | CUSIP 05561Q201 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Steven Bangert | Mgmt | For | For | For | |||||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | For | For | |||||
1.5 | Elect Steven G. Bradshaw | Mgmt | For | For | For | |||||
1.6 | Elect Chester Cadieux, III | Mgmt | For | For | For | |||||
1.7 | Elect Gerard P. Clancy | Mgmt | For | For | For | |||||
1.8 | Elect John W. Coffey | Mgmt | For | For | For | |||||
1.9 | Elect Joseph W. Craft III | Mgmt | For | For | For | |||||
1.10 | Elect Jack Finley | Mgmt | For | For | For | |||||
1.11 | Elect David F. Griffin | Mgmt | For | For | For | |||||
1.12 | Elect V. Burns Hargis | Mgmt | For | For | For | |||||
1.13 | Elect Douglas D Hawthorne | Mgmt | For | For | For | |||||
1.14 | Elect Kimberley D. Henry | Mgmt | For | For | For | |||||
1.15 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | |||||
1.16 | Elect George B. Kaiser | Mgmt | For | For | For | |||||
1.17 | Elect Stanley A. Lybarger | Mgmt | For | Withhold | Against | |||||
1.18 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||||
1.19 | Elect Steven E. Nell | Mgmt | For | Withhold | Against | |||||
1.20 | Elect E.C. Richards | Mgmt | For | For | For | |||||
1.21 | Elect Claudia San Pedro | Mgmt | For | For | For | |||||
1.22 | Elect Michael C. Turpen | Mgmt | For | For | For | |||||
1.23 | Elect R. A. Walker | Mgmt | For | For | For | |||||
1.24 | Elect Rose M. Washington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bright Horizons Family Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFAM | CUSIP 109194100 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen H. Kramer | Mgmt | For | For | For | |||||
2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | For | For | |||||
3 | Elect David H. Lissy | Mgmt | For | For | For | |||||
4 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
BrightSphere Investment Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSIG | CUSIP 10948W103 | 09/17/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Elizabeth Beams | Mgmt | For | For | For | |||||
2 | Elect Robert J. Chersi | Mgmt | For | For | For | |||||
3 | Elect Andrew Kim | Mgmt | For | For | For | |||||
4 | Elect Reginald Love | Mgmt | For | For | For | |||||
5 | Elect John A. Paulson | Mgmt | For | For | For | |||||
6 | Elect Barbara Trebbi | Mgmt | For | For | For | |||||
7 | Elect Guang Yang | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
BrightSphere Investment Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSIG | CUSIP G1644T109 | 07/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reincorporation from the United Kingdom to Delaware | Mgmt | For | For | For | |||||
BrightSphere Investment Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSIG | CUSIP G1644T109 | 07/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments To Articles In Connection With The New Incorporation | Mgmt | For | For | For | |||||
Cable One, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CABO | CUSIP 12685J105 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary E. Meduski | Mgmt | For | For | For | |||||
2 | Elect Alan G. Spoon | Mgmt | For | For | For | |||||
3 | Elect Wallace R. Weitz | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Cabot Microelectronics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCMP | CUSIP 12709P103 | 03/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul J. Reilly | Mgmt | For | For | For | |||||
1.2 | Elect Geoffrey Wild | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cactus, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WHD | CUSIP 127203107 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Scott Bender | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Rothstein | Mgmt | For | For | For | |||||
1.3 | Elect Gary L. Rosenthal | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cantel Medical Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMD | CUSIP 138098108 | 12/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles M. Diker | Mgmt | For | For | For | |||||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||||
3 | Elect Ann E. Berman | Mgmt | For | For | For | |||||
4 | Elect Mark N. Diker | Mgmt | For | For | For | |||||
5 | Elect Anthony B. Evnin | Mgmt | For | For | For | |||||
6 | Elect Laura L. Forese | Mgmt | For | For | For | |||||
7 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
8 | Elect Ronnie Myers | Mgmt | For | For | For | |||||
9 | Elect Karen N. Prange | Mgmt | For | For | For | |||||
10 | Elect Peter J. Pronovost | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chase Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCF | CUSIP 16150R104 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Adam P. Chase | Mgmt | For | For | For | |||||
1.2 | Elect Peter R. Chase | Mgmt | For | For | For | |||||
1.3 | Elect Mary Claire Chase | Mgmt | For | For | For | |||||
1.4 | Elect Thomas D. DeByle | Mgmt | For | For | For | |||||
1.5 | Elect John H Derby III | Mgmt | For | For | For | |||||
1.6 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Chad A. McDaniel | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dana Mohler-Faria | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chemed Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHE | CUSIP 16359R103 | 05/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||||
2 | Elect Ron DeLyons | Mgmt | For | For | For | |||||
3 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||||
4 | Elect Patrick Grace | Mgmt | For | For | For | |||||
5 | Elect Christopher J. Heaney | Mgmt | For | For | For | |||||
6 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||||
7 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||||
8 | Elect Thomas P. Rice | Mgmt | For | For | For | |||||
9 | Elect Donald E. Saunders | Mgmt | For | For | For | |||||
10 | Elect George J. Walsh III | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Church & Dwight Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHD | CUSIP 171340102 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James R. Craigie | Mgmt | For | For | For | |||||
2 | Elect Bradley C. Irwin | Mgmt | For | For | For | |||||
3 | Elect Penry W. Price | Mgmt | For | For | For | |||||
4 | Elect Janet S. Vergis | Mgmt | For | For | For | |||||
5 | Elect Arthur B. Winkleblack | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Amendment to Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
9 | Amendment to the Advance Notice Provisions | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cognex Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CGNX | CUSIP 192422103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick A. Alias | Mgmt | For | Against | Against | |||||
2 | Elect Theodor Krantz | Mgmt | For | For | For | |||||
3 | Elect Dianne M. Parrotte | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Columbia Banking System, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COLB | CUSIP 197236102 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig D. Eerkes | Mgmt | For | For | For | |||||
2 | Elect Ford Elsaesser | Mgmt | For | For | For | |||||
3 | Elect Mark A. Finkelstein | Mgmt | For | For | For | |||||
4 | Elect Eric Forrest | Mgmt | For | For | For | |||||
5 | Elect Thomas M. Hulbert | Mgmt | For | For | For | |||||
6 | Elect Michelle M. Lantow | Mgmt | For | For | For | |||||
7 | Elect Randal Lund | Mgmt | For | For | For | |||||
8 | Elect S. Mae Fujita Numata | Mgmt | For | For | For | |||||
9 | Elect Elizabeth W. Seaton | Mgmt | For | For | For | |||||
10 | Elect Clint E. Stein | Mgmt | For | For | For | |||||
11 | Elect Janine Terrano | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Community Bank System, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBU | CUSIP 203607106 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian R. Ace | Mgmt | For | For | For | |||||
2 | Elect Mark J. Bolus | Mgmt | For | For | For | |||||
3 | Elect Jeffrey L. Davis | Mgmt | For | For | For | |||||
4 | Elect Neil E. Fesette | Mgmt | For | For | For | |||||
5 | Elect Michael R. Kallet | Mgmt | For | For | For | |||||
6 | Elect Kerrie D. MacPherson | Mgmt | For | For | For | |||||
7 | Elect John Parente | Mgmt | For | For | For | |||||
8 | Elect Raymond C. Pecor III | Mgmt | For | For | For | |||||
9 | Elect Sally A. Steele | Mgmt | For | For | For | |||||
10 | Elect Eric E. Stickels | Mgmt | For | For | For | |||||
11 | Elect Mark E. Tryniski | Mgmt | For | For | For | |||||
12 | Elect John F. Whipple, Jr. | Mgmt | For | For | For | |||||
13 | Elect Brian R. Ace | Mgmt | For | For | For | |||||
14 | Elect Michael R. Kallet | Mgmt | For | For | For | |||||
15 | Elect John Parente | Mgmt | For | For | For | |||||
16 | Elect John F. Whipple, Jr. | Mgmt | For | For | For | |||||
17 | Repeal of Classified Board | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cullen/Frost Bankers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFR | CUSIP 229899109 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carlos Alvarez | Mgmt | For | For | For | |||||
2 | Elect Chris M. Avery | Mgmt | For | For | For | |||||
3 | Elect Anthony R. Chase | Mgmt | For | For | For | |||||
4 | Elect Cynthia J. Comparin | Mgmt | For | For | For | |||||
5 | Elect Samuel G. Dawson | Mgmt | For | For | For | |||||
6 | Elect Crawford H. Edwards | Mgmt | For | For | For | |||||
7 | Elect Patrick B. Frost | Mgmt | For | For | For | |||||
8 | Elect Phillip D. Green | Mgmt | For | For | For | |||||
9 | Elect David J. Haemisegger | Mgmt | For | For | For | |||||
10 | Elect Karen E. Jennings | Mgmt | For | For | For | |||||
11 | Elect Charles W. Matthews | Mgmt | For | For | For | |||||
12 | Elect Ida Clement Steen | Mgmt | For | For | For | |||||
13 | Elect Graham Weston | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CVB Financial Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVBF | CUSIP 126600105 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George A. Borba, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect David A. Brager | Mgmt | For | For | For | |||||
1.3 | Elect Stephen A. Del Guercio | Mgmt | For | For | For | |||||
1.4 | Elect Rodrigo Guerra, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Anna Kan | Mgmt | For | For | For | |||||
1.6 | Elect Marshall V. Laitsch | Mgmt | For | For | For | |||||
1.7 | Elect Kristina M. Leslie | Mgmt | For | For | For | |||||
1.8 | Elect Raymond V. O'Brien III | Mgmt | For | For | For | |||||
1.9 | Elect Hal W. Oswalt | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Eagle Materials Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXP | CUSIP 26969P108 | 08/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George J. Damiris | Mgmt | For | For | For | |||||
2 | Elect Martin M. Ellen | Mgmt | For | For | For | |||||
3 | Elect David B. Powers | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Emergent BioSolutions Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EBS | CUSIP 29089Q105 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||||
2 | Elect George Joulwan | Mgmt | For | For | For | |||||
3 | Elect Louis Sullivan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Exponent, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPO | CUSIP 30214U102 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Catherine Ford Corrigan | Mgmt | For | For | For | |||||
2 | Elect Paul R. Johnston | Mgmt | For | For | For | |||||
3 | Elect Carol Lindstrom | Mgmt | For | For | For | |||||
4 | Elect Karen A. Richardson | Mgmt | For | For | For | |||||
5 | Elect John B. Shoven | Mgmt | For | For | For | |||||
6 | Elect Debra L. Zumwalt | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Factset Research Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDS | CUSIP 303075105 | 12/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Phillip Snow | Mgmt | For | For | For | |||||
2 | Elect Sheila B. Jordan | Mgmt | For | For | For | |||||
3 | Elect James J. McGonigle | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fair Isaac Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FICO | CUSIP 303250104 | 03/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Braden R. Kelly | Mgmt | For | For | For | |||||
2 | Elect Fabiola R. Arredondo | Mgmt | For | For | For | |||||
3 | Elect A. George Battle | Mgmt | For | For | For | |||||
4 | Elect James D. Kirsner | Mgmt | For | For | For | |||||
5 | Elect William J. Lansing | Mgmt | For | For | For | |||||
6 | Elect Eva Manolis | Mgmt | For | For | For | |||||
7 | Elect Marc F. McMorris | Mgmt | For | For | For | |||||
8 | Elect Joanna Rees | Mgmt | For | For | For | |||||
9 | Elect David A. Rey | Mgmt | For | For | For | |||||
10 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
First Financial Bankshares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FFIN | CUSIP 32020R109 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect April Anthony | Mgmt | For | For | For | |||||
1.2 | Elect Tucker S. Bridwell | Mgmt | For | For | For | |||||
1.3 | Elect Vianei Lopez Braun | Mgmt | For | For | For | |||||
1.4 | Elect David Copeland | Mgmt | For | For | For | |||||
1.5 | Elect Mike Denny | Mgmt | For | For | For | |||||
1.6 | Elect F. Scott Dueser | Mgmt | For | For | For | |||||
1.7 | Elect Murray Edwards | Mgmt | For | For | For | |||||
1.8 | Elect Tim Lancaster | Mgmt | For | For | For | |||||
1.9 | Elect Kade L. Matthews | Mgmt | For | For | For | |||||
1.10 | Elect Robert Nickles, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Johnny E. Trotter | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
First Hawaiian, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FHB | CUSIP 32051X108 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Matthew J. Cox | Mgmt | For | For | For | |||||
2 | Elect W. Allen Doane | Mgmt | For | For | For | |||||
3 | Elect Faye W. Kurren | Mgmt | For | For | For | |||||
4 | Elect Robert S. Harrison | Mgmt | For | For | For | |||||
5 | Elect Allen B. Uyeda | Mgmt | For | For | For | |||||
6 | Elect Jenai S. Wall | Mgmt | For | For | For | |||||
7 | Elect C. Scott Wo | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Floor & Decor Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FND | CUSIP 339750101 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David B. Kaplan | Mgmt | For | For | For | |||||
2 | Elect Peter M. Starrett | Mgmt | For | For | For | |||||
3 | Elect George Vincent West | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Forward Air Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FWRD | CUSIP 349853101 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | |||||
1.2 | Elect Ana B. Amicarella | Mgmt | For | For | For | |||||
1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | For | |||||
1.4 | Elect C. Robert Campbell | Mgmt | For | For | For | |||||
1.5 | Elect R. Craig Carlock | Mgmt | For | For | For | |||||
1.6 | Elect C. John Langley, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect G. Michael Lynch | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Laurie A. Tucker | Mgmt | For | For | For | |||||
1.10 | Elect W. Gilbert West | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fox Factory Holding Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FOXF | CUSIP 35138V102 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dudley Mendenhall | Mgmt | For | For | For | |||||
1.2 | Elect Elizabeth A. Fetter | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Glacier Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GBCI | CUSIP 37637Q105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David C Boyles | Mgmt | For | For | For | |||||
1.2 | Elect Randall M. Chesler | Mgmt | For | For | For | |||||
1.3 | Elect Sherry L. Cladouhos | Mgmt | For | For | For | |||||
1.4 | Elect James M. English | Mgmt | For | For | For | |||||
1.5 | Elect Annie M. Goodwin | Mgmt | For | For | For | |||||
1.6 | Elect Craig A. Langel | Mgmt | For | For | For | |||||
1.7 | Elect Douglas J. McBride | Mgmt | For | For | For | |||||
1.8 | Elect John W. Murdoch | Mgmt | For | For | For | |||||
1.9 | Elect George R. Sutton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Graco Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GGG | CUSIP 384109104 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick J. McHale | Mgmt | For | For | For | |||||
2 | Elect Lee R. Mitau | Mgmt | For | For | For | |||||
3 | Elect Martha A.M. Morfitt | Mgmt | For | For | For | |||||
4 | Elect Kevin J. Wheeler | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Gray Television, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTN | CUSIP 389375106 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Hilton H. Howell, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Howell W. Newton | Mgmt | For | For | For | |||||
1.3 | Elect Richard L. Boger | Mgmt | For | For | For | |||||
1.4 | Elect T.L. Elder | Mgmt | For | For | For | |||||
1.5 | Elect Luis A. Garcia | Mgmt | For | For | For | |||||
1.6 | Elect Richard B. Hare | Mgmt | For | For | For | |||||
1.7 | Elect Robin R. Howell | Mgmt | For | For | For | |||||
1.8 | Elect Donald P. LaPlatney | Mgmt | For | For | For | |||||
1.9 | Elect Paul H. McTear | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Grocery Outlet Holding Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GO | CUSIP 39874R101 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth W. Alterman | Mgmt | For | For | For | |||||
1.2 | Elect John E. Bachman | Mgmt | For | For | For | |||||
1.3 | Elect Thomas F. Herman | Mgmt | For | For | For | |||||
1.4 | Elect Erik D. Ragatz | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Haemonetics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAE | CUSIP 405024100 | 07/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark W. Kroll | Mgmt | For | For | For | |||||
1.2 | Elect Claire Pomeroy | Mgmt | For | For | For | |||||
1.3 | Elect Ellen M. Zane | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Approval of the 2019 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
Heska Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSKA | CUSIP 42805E306 | 04/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark F. Furlong | Mgmt | For | For | For | |||||
1.2 | Elect Scott W. Humphrey | Mgmt | For | For | For | |||||
1.3 | Elect Sharon J. Larson | Mgmt | For | For | For | |||||
1.4 | Elect David E. Sveen | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Bonnie J. Trowbridge | Mgmt | For | For | For | |||||
1.6 | Elect Kevin S. Wilson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Houlihan Lokey, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLI | CUSIP 441593100 | 09/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Scott L. Beiser | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Paul A. Zuber | Mgmt | For | For | For | |||||
1.3 | Elect Jacqueline B. Kosecoff | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
IAA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IAA | CUSIP 449253103 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John W. Kett | Mgmt | For | For | For | |||||
2 | Elect Peter H. Kamin | Mgmt | For | For | For | |||||
3 | Elect Lynn Joliffe | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Icon Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICLR | CUSIP G4705A100 | 07/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Climax | Mgmt | For | For | For | |||||
2 | Elect Steve Cutler | Mgmt | For | For | For | |||||
3 | Elect William Hall | Mgmt | For | For | For | |||||
4 | Accounts and Reports | �� | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Issuance of Treasury Shares | Mgmt | For | For | For | |||||
Idexx Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDXX | CUSIP 45168D104 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||||
2 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||||
3 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ingevity Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NGVT | CUSIP 45688C107 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||||
2 | Elect Luis Fernandez-Moreno | Mgmt | For | For | For | |||||
3 | Elect J. Michael Fitzpatrick | Mgmt | For | For | For | |||||
4 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||||
5 | Elect Richard B. Kelson | Mgmt | For | For | For | |||||
6 | Elect Frederick J. Lynch | Mgmt | For | For | For | |||||
7 | Elect Karen G. Narwold | Mgmt | For | For | For | |||||
8 | Elect Daniel F. Sansone | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
J&J Snack Foods Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JJSF | CUSIP 466032109 | 02/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gerald B. Shreiber | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Jack Henry & Associates, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JKHY | CUSIP 426281101 | 11/14/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Matthew C. Flanigan | Mgmt | For | For | For | |||||
1.2 | Elect John F. Prim | Mgmt | For | For | For | |||||
1.3 | Elect Thomas H. Wilson, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jacque R. Fiegel | Mgmt | For | For | For | |||||
1.5 | Elect Thomas A. Wimsett | Mgmt | For | For | For | |||||
1.6 | Elect Laura G. Kelly | Mgmt | For | For | For | |||||
1.7 | Elect Shruti S. Miyashiro | Mgmt | For | For | For | |||||
1.8 | Elect Wesley A. Brown | Mgmt | For | For | For | |||||
1.9 | Elect David B. Foss | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kadant Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KAI | CUSIP 48282T104 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John M. Albertine | Mgmt | For | Against | Against | |||||
2 | Elect Thomas C. Leonard | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Restricted Stock Units Grant for Non-Employee Directors | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lakeland Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LKFN | CUSIP 511656100 | 04/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||||
3 | Elect Darrianne Christian | Mgmt | For | For | For | |||||
4 | Elect Daniel F. Evans, Jr. | Mgmt | For | Against | Against | |||||
5 | Elect David M. Findlay | Mgmt | For | For | For | |||||
6 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||||
7 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||||
8 | Elect Emily E. Pichon | Mgmt | For | For | For | |||||
9 | Elect Steven D. Ross | Mgmt | For | For | For | |||||
10 | Elect Brian J. Smith | Mgmt | For | For | For | |||||
11 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||||
12 | Elect Ronald D. Truex | Mgmt | For | For | For | |||||
13 | Elect M. Scott Welch | Mgmt | For | For | For | |||||
14 | Amend Articles to Amend Shareholder Right to Amend Bylaws | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lancaster Colony Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LANC | CUSIP 513847103 | 11/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara L. Brasier | Mgmt | For | For | For | |||||
1.2 | Elect David A. Ciesinski | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth L. Cooke | Mgmt | For | For | For | |||||
1.4 | Elect Alan F. Harris | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lattice Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSCC | CUSIP 518415104 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James R. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Robin A. Abrams | Mgmt | For | For | For | |||||
1.3 | Elect John E. Bourgoin | Mgmt | For | For | For | |||||
1.4 | Elect Mark E. Jensen | Mgmt | For | For | For | |||||
1.5 | Elect Anjali Joshi | Mgmt | For | For | For | |||||
1.6 | Elect James P. Lederer | Mgmt | For | For | For | |||||
1.7 | Elect John E. Major | Mgmt | For | For | For | |||||
1.8 | Elect Krishna Rangasayee | Mgmt | For | For | For | |||||
1.9 | Elect D. Jeffrey Richardson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||||
LCI Industries | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LCII | CUSIP 50189K103 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James F. Gero | Mgmt | For | For | For | |||||
2 | Elect Frank J. Crespo | Mgmt | For | For | For | |||||
3 | Elect Brendan J. Deely | Mgmt | For | For | For | |||||
4 | Elect Ronald J. Fenech | Mgmt | For | For | For | |||||
5 | Elect Tracy D. Graham | Mgmt | For | For | For | |||||
6 | Elect Virginia L. Henkels | Mgmt | For | For | For | |||||
7 | Elect Jason D. Lippert | Mgmt | For | For | For | |||||
8 | Elect Kieran O'Sullivan | Mgmt | For | For | For | |||||
9 | Elect David A. Reed | Mgmt | For | For | For | |||||
10 | Elect John A. Sirpilla | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
LegacyTexas Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTXB | CUSIP 52471Y106 | 10/28/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Lindsay Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNN | CUSIP 535555106 | 01/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael N. Christodolou | Mgmt | For | For | For | |||||
1.2 | Elect David B. Rayburn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Lithia Motors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LAD | CUSIP 536797103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sidney B. DeBoer | Mgmt | For | For | For | |||||
2 | Elect Bryan B. DeBoer | Mgmt | For | For | For | |||||
3 | Elect Susan O. Cain | Mgmt | For | For | For | |||||
4 | Elect Shauna F. McIntyre | Mgmt | For | For | For | |||||
5 | Elect Louis P. Miramontes | Mgmt | For | For | For | |||||
6 | Elect Kenneth E. Roberts | Mgmt | For | For | For | |||||
7 | Elect David J. Robino | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Littelfuse, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LFUS | CUSIP 537008104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kristina A. Cerniglia | Mgmt | For | For | For | |||||
2 | Elect Tzau-Jin Chung | Mgmt | For | For | For | |||||
3 | Elect Cary T. Fu | Mgmt | For | For | For | |||||
4 | Elect Maria C. Green | Mgmt | For | For | For | |||||
5 | Elect Anthony Grillo | Mgmt | For | For | For | |||||
6 | Elect David W. Heinzmann | Mgmt | For | For | For | |||||
7 | Elect Gordon Hunter | Mgmt | For | For | For | |||||
8 | Elect John E. Major | Mgmt | For | For | For | |||||
9 | Elect William P. Noglows | Mgmt | For | For | For | |||||
10 | Elect Nathan Zommer | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Manhattan Associates, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MANH | CUSIP 562750109 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eddie Capel | Mgmt | For | For | For | |||||
2 | Elect Charles E. Moran | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
MarketAxess Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MKTX | CUSIP 57060D108 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard M. McVey | Mgmt | For | For | For | |||||
2 | Elect Nancy A. Altobello | Mgmt | For | For | For | |||||
3 | Elect Steven Begleiter | Mgmt | For | For | For | |||||
4 | Elect Stephen P. Casper | Mgmt | For | For | For | |||||
5 | Elect Jane P. Chwick | Mgmt | For | For | For | |||||
6 | Elect Christopher R. Concannon | Mgmt | For | For | For | |||||
7 | Elect William F. Cruger | Mgmt | For | For | For | |||||
8 | Elect Justin G. Gmelich | Mgmt | For | For | For | |||||
9 | Elect Richard G. Ketchum | Mgmt | For | For | For | |||||
10 | Elect Emily H. Portney | Mgmt | For | For | For | |||||
11 | Elect Richard L. Prager | Mgmt | For | For | For | |||||
12 | Elect John Steinhardt | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
MKS Instruments, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MKSI | CUSIP 55306N104 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph B. Donahue | Mgmt | For | For | For | |||||
1.2 | Elect Janice K. Henry | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Model N, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MODN | CUSIP 607525102 | 02/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Tim Adams | Mgmt | For | For | For | |||||
1.2 | Elect Scott Reese | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Monro Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNRO | CUSIP 610236101 | 08/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick M. Danziger | Mgmt | For | For | For | |||||
1.2 | Elect Stephen C. McCluski | Mgmt | For | For | For | |||||
1.3 | Elect Robert E. Mellor | Mgmt | For | For | For | |||||
1.4 | Elect Peter J. Solomon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
MSA Safety Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSA | CUSIP 553498106 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William M. Lambert | Mgmt | For | For | For | |||||
1.2 | Elect Diane M. Pearse | Mgmt | For | For | For | |||||
1.3 | Elect Nishan J. Vartanian | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
National Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NRC | CUSIP 637372202 | 05/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect JoAnn M. Martin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Neogen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEOG | CUSIP 640491106 | 10/03/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Adent | Mgmt | For | For | For | |||||
1.2 | Elect William T. Boehm | Mgmt | For | For | For | |||||
1.3 | Elect James P. Tobin | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
NetScout Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTCT | CUSIP 64115T104 | 09/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anil K. Singhal | Mgmt | For | For | For | |||||
1.2 | Elect John R. Egan | Mgmt | For | For | For | |||||
1.3 | Elect Robert E. Donahue | Mgmt | For | For | For | |||||
2 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
NewMarket Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEU | CUSIP 651587107 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Phyllis L. Cothran | Mgmt | For | For | For | |||||
2 | Elect Mark M. Gambill | Mgmt | For | For | For | |||||
3 | Elect Bruce C. Gottwald | Mgmt | For | For | For | |||||
4 | Elect Thomas E. Gottwald | Mgmt | For | For | For | |||||
5 | Elect Patrick D. Hanley | Mgmt | For | For | For | |||||
6 | Elect H. Hiter Harris, III | Mgmt | For | For | For | |||||
7 | Elect James E. Rogers | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Nexstar Media Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXST | CUSIP 65336K103 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis A. Miller | Mgmt | For | For | For | |||||
1.2 | Elect John R. Muse | Mgmt | For | Withhold | Against | |||||
1.3 | Elect I. Martin Pompadur | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Nordson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDSN | CUSIP 655663102 | 02/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sundaram Nagarajan | Mgmt | For | For | For | |||||
1.2 | Elect Ginger M. Jones | Mgmt | For | For | For | |||||
1.3 | Elect Joseph P. Keithley | Mgmt | For | For | For | |||||
1.4 | Elect Michael J. Merriman, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Mary G. Puma | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Novanta Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVT | CUSIP 67000B104 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||||
1.2 | Elect Lonny J. Carpenter | Mgmt | For | For | For | |||||
1.3 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||||
1.4 | Elect Matthijs Glastra | Mgmt | For | For | For | |||||
1.5 | Elect Brian D. King | Mgmt | For | For | For | |||||
1.6 | Elect Ira J. Lamel | Mgmt | For | For | For | |||||
1.7 | Elect Maxine L. Mauricio | Mgmt | For | For | For | |||||
1.8 | Elect Dominic A. Romeo | Mgmt | For | For | For | |||||
1.9 | Elect Thomas N. Secor | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Articles of Association to Allow for Virtual Meeting | Mgmt | For | For | For | |||||
Ollie's Bargain Outlet Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OLLI | CUSIP 681116109 | 06/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alissa Ahlman | Mgmt | For | For | For | |||||
2 | Elect Robert N. Fisch | Mgmt | For | For | For | |||||
3 | Elect John Swygert | Mgmt | For | For | For | |||||
4 | Elect Richard F. Zannino | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pason Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSI | CUSIP 702925108 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2.1 | Elect James D. Hill | Mgmt | For | For | For | |||||
2.2 | Elect James B. Howe | Mgmt | For | For | For | |||||
2.3 | Elect Marcel Kessler | Mgmt | For | For | For | |||||
2.4 | Elect T. Jay Collins | Mgmt | For | For | For | |||||
2.5 | Elect Judi Hess | Mgmt | For | For | For | |||||
2.6 | Elect Laura Schwinn | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Pool Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POOL | CUSIP 73278L105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter D. Arvan | Mgmt | For | For | For | |||||
2 | Elect Andrew W. Code | Mgmt | For | For | For | |||||
3 | Elect Timothy M. Graven | Mgmt | For | For | For | |||||
4 | Elect Debra S. Oler | Mgmt | For | For | For | |||||
5 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||||
6 | Elect Harlan F. Seymour | Mgmt | For | For | For | |||||
7 | Elect Robert C. Sledd | Mgmt | For | For | For | |||||
8 | Elect John E. Stokely | Mgmt | For | For | For | |||||
9 | Elect David G. Whalen | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Power Integrations, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POWI | CUSIP 739276103 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Wendy Arienzo | Mgmt | For | For | For | |||||
1.2 | Elect Balu Balakrishnan | Mgmt | For | For | For | |||||
1.3 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | |||||
1.4 | Elect Anita Ganti | Mgmt | For | For | For | |||||
1.5 | Elect William L. George | Mgmt | For | For | For | |||||
1.6 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||||
1.7 | Elect Necip Sayiner | Mgmt | For | For | For | |||||
1.8 | Elect Steven J. Sharp | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prosperity Bancshares, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PB | CUSIP 743606105 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin J. Hanigan | Mgmt | For | For | For | |||||
1.2 | Elect William T. Luedke IV | Mgmt | For | For | For | |||||
1.3 | Elect Perry Mueller, Jr. | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Harrison Stafford II | Mgmt | For | For | For | |||||
1.5 | Elect Bruce W. Hunt | Mgmt | For | For | For | |||||
1.6 | Elect George A. Fisk | Mgmt | For | For | For | |||||
2 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Quaker Chemical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KWR | CUSIP 747316107 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donald R. Caldwell | Mgmt | For | For | For | |||||
2 | Elect Robert H. Rock | Mgmt | For | For | For | |||||
3 | Elect Ramaswami Seshasayee | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Qualys, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLYS | CUSIP 74758T303 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gen. Peter Pace | Mgmt | For | For | For | |||||
1.2 | Elect Wendy M. Pfeiffer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Raven Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RAVN | CUSIP 754212108 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jason M. Andringa | Mgmt | For | For | For | |||||
2 | Elect Thomas S. Everist | Mgmt | For | For | For | |||||
3 | Elect Janet M. Holloway | Mgmt | For | For | For | |||||
4 | Elect Kevin T. Kirby | Mgmt | For | For | For | |||||
5 | Elect Marc E. LeBaron | Mgmt | For | For | For | |||||
6 | Elect Lois M. Martin | Mgmt | For | For | For | |||||
7 | Elect Richard W. Parod | Mgmt | For | For | For | |||||
8 | Elect Daniel A. Rykhus | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Approval of Authorization of Indebtedness | Mgmt | For | For | For | |||||
RBC Bearings Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROLL | CUSIP 75524B104 | 09/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward D. Stewart | Mgmt | For | For | For | |||||
1.2 | Elect Daniel A. Bergeron | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael H. Ambrose | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Richelieu Hardware Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RCH | CUSIP 76329W103 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sylvie Vachon | Mgmt | For | For | For | |||||
1.2 | Elect Lucie Chabot | Mgmt | For | For | For | |||||
1.3 | Elect Robert Courteau | Mgmt | For | For | For | |||||
1.4 | Elect Pierre Pomerleau | Mgmt | For | For | For | |||||
1.5 | Elect Mathieu Gauvin | Mgmt | For | For | For | |||||
1.6 | Elect Richard Lord | Mgmt | For | For | For | |||||
1.7 | Elect Marc Poulin | Mgmt | For | For | For | |||||
1.8 | Elect Luc Martin | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
RLI Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RLI | CUSIP 749607107 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kaj Ahlmann | Mgmt | For | For | For | |||||
1.2 | Elect Michael E. Angelina | Mgmt | For | For | For | |||||
1.3 | Elect John T. Baily | Mgmt | For | For | For | |||||
1.4 | Elect Calvin G. Butler, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect David B. Duclos | Mgmt | For | For | For | |||||
1.6 | Elect Susan S. Fleming | Mgmt | For | For | For | |||||
1.7 | Elect Jordan W. Graham | Mgmt | For | For | For | |||||
1.8 | Elect Jonathan E. Michael | Mgmt | For | For | For | |||||
1.9 | Elect Robert P. Restrepo, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Debbie S. Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Michael J. Stone | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rogers Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROG | CUSIP 775133101 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||||
1.2 | Elect Bruce D. Hoechner | Mgmt | For | For | For | |||||
1.3 | Elect Carol R. Jensen | Mgmt | For | For | For | |||||
1.4 | Elect Ganesh Moorthy | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey J. Owens | Mgmt | For | For | For | |||||
1.6 | Elect Helene Simonet | Mgmt | For | For | For | |||||
1.7 | Elect Peter C. Wallace | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rollins, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROL | CUSIP 775711104 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect R. Randall Rollins | Mgmt | For | For | For | |||||
1.2 | Elect Henry B. Tippie | Mgmt | For | Withhold | Against | |||||
1.3 | Elect James B. Williams | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Simulations Plus, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLP | CUSIP 829214105 | 02/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Walter S. Woltosz | Mgmt | For | For | For | |||||
1.2 | Elect Dr. John K. Paglia | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David L. Ralph | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Daniel L. Weiner, Ph.D. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Lisa LaVange | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
SiteOne Landscape Supply, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SITE | CUSIP 82982L103 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William W Douglas, III | Mgmt | For | For | For | |||||
1.2 | Elect Jeri L. Isbell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
Stella-Jones Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SJ | CUSIP 85853F105 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Coallier | Mgmt | For | For | For | |||||
1.2 | Elect Rhodri J Harries | Mgmt | For | For | For | |||||
1.3 | Elect Karen Laflamme | Mgmt | For | For | For | |||||
1.4 | Elect Katherine A. Lehman | Mgmt | For | For | For | |||||
1.5 | Elect James A. Manzi, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Douglas W. Muzyka | Mgmt | For | For | For | |||||
1.7 | Elect Simon Pelletier | Mgmt | For | For | For | |||||
1.8 | Elect Eric Vachon | Mgmt | For | For | For | |||||
1.9 | Elect Mary L. Webster | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the Employee Share Purchase Plans | Mgmt | For | For | For | |||||
TechTarget, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTGT | CUSIP 87874R100 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Cotoia | Mgmt | For | For | For | |||||
2 | Elect Roger M. Marino | Mgmt | For | For | For | |||||
3 | Elect Christina G. Van Houten | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Tetra Tech, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTEK | CUSIP 88162G103 | 02/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dan L. Batrack | Mgmt | For | For | For | |||||
2 | Elect Gary R. Birkenbeuel | Mgmt | For | For | For | |||||
3 | Elect Patrick C. Haden | Mgmt | For | For | For | |||||
4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||||
5 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||||
6 | Elect Kimberly E. Ritrievi | Mgmt | For | For | For | |||||
7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
8 | Elect Kirsten M. Volpi | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Texas Roadhouse, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXRH | CUSIP 882681109 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory N. Moore | Mgmt | For | For | For | |||||
1.2 | Elect W. Kent Taylor | Mgmt | For | For | For | |||||
1.3 | Elect Curtis A. Warfield | Mgmt | For | For | For | |||||
1.4 | Elect Kathleen M. Widmer | Mgmt | For | For | For | |||||
1.5 | Elect James R. Zarley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Middleby Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MIDD | CUSIP 596278101 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||||
1.2 | Elect Timothy J. Fitzgerald | Mgmt | For | For | For | |||||
1.3 | Elect Cathy L. McCarthy | Mgmt | For | For | For | |||||
1.4 | Elect John R. Miller III | Mgmt | For | For | For | |||||
1.5 | Elect Robert A. Nerbonne | Mgmt | For | For | For | |||||
1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | |||||
1.7 | Elect Nassem Ziyad | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Toro Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTC | CUSIP 891092108 | 03/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||||
1.2 | Elect Katherine J. Harless | Mgmt | For | For | For | |||||
1.3 | Elect D. Christian Koch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Tractor Supply Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSCO | CUSIP 892356106 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||
1.2 | Elect Ricardo Cardenas | Mgmt | For | For | For | |||||
1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | |||||
1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||||
1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | |||||
1.6 | Elect George MacKenzie | Mgmt | For | For | For | |||||
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | |||||
1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | |||||
1.9 | Elect Harry A. Lawton III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
Tyler Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYL | CUSIP 902252105 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||
5 | Elect Mary L. Landrieu | Mgmt | For | For | For | |||||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |||||
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
UniFirst Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNF | CUSIP 904708104 | 01/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas S. Postek | Mgmt | For | For | For | |||||
1.2 | Elect Steven S. Sintros | Mgmt | For | For | For | |||||
1.3 | Elect Raymond C. Zemlin | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Valmont Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMI | CUSIP 920253101 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | |||||
1.2 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Richard A Lanoha | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Watsco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WSO | CUSIP 942622200 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian E. Keeley | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
WD-40 Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDFC | CUSIP 929236107 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel T. Carter | Mgmt | For | For | For | |||||
1.2 | Elect Melissa Claassen | Mgmt | For | For | For | |||||
1.3 | Elect Eric P. Etchart | Mgmt | For | For | For | |||||
1.4 | Elect Trevor I. Mihalik | Mgmt | For | For | For | |||||
1.5 | Elect David B. Pendarvis | Mgmt | For | For | For | |||||
1.6 | Elect Daniel E. Pittard | Mgmt | For | For | For | |||||
1.7 | Elect Garry O. Ridge | Mgmt | For | For | For | |||||
1.8 | Elect Gregory A. Sandfort | Mgmt | For | For | For | |||||
1.9 | Elect Anne G. Saunders | Mgmt | For | For | For | |||||
1.10 | Elect Neal E. Schmale | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
West Pharmaceutical Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WST | CUSIP 955306105 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Buthman | Mgmt | For | For | For | |||||
2 | Elect William F. Feehery | Mgmt | For | For | For | |||||
3 | Elect Robert F. Friel | Mgmt | For | For | For | |||||
4 | Elect Eric M. Green | Mgmt | For | For | For | |||||
5 | Elect Thomas W. Hofmann | Mgmt | For | For | For | |||||
6 | Elect Paula A. Johnson | Mgmt | For | For | For | |||||
7 | Elect Deborah L. V. Keller | Mgmt | For | For | For | |||||
8 | Elect Myla P. Lai-Goldman | Mgmt | For | For | For | |||||
9 | Elect Douglas A. Michels | Mgmt | For | For | For | |||||
10 | Elect Paolo Pucci | Mgmt | For | For | For | |||||
11 | Elect Patrick J. Zenner | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
WPX Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPX | CUSIP 98212B103 | 03/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Zebra Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBRA | CUSIP 989207105 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anders Gustafsson | Mgmt | For | For | For | |||||
1.2 | Elect Janice M. Roberts | Mgmt | For | For | For | |||||
1.3 | Elect Linda M. Connly | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Global Real Estate Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Allied Properties Real Estate Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AP.UN | CUSIP 019456102 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gerald R. Connor | Mgmt | For | For | For | |||||
1.2 | Elect Lois Cormack | Mgmt | For | For | For | |||||
1.3 | Elect Gordon R. Cunningham | Mgmt | For | For | For | |||||
1.4 | Elect Michael R. Emory | Mgmt | For | For | For | |||||
1.5 | Elect James Griffiths | Mgmt | For | For | For | |||||
1.6 | Elect Margaret T. Nelligan | Mgmt | For | For | For | |||||
1.7 | Elect Stephen L. Sender | Mgmt | For | For | For | |||||
1.8 | Elect Peter Sharpe | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
American Homes 4 Rent | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMH | CUSIP 02665T306 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
7 | Elect James H. Kropp | Mgmt | For | For | For | |||||
8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
9 | Elect Jay Willoughby | Mgmt | For | For | For | |||||
10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
11 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 03027X100 | 05/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||||
6 | Elect Craig Macnab | Mgmt | For | For | For | |||||
7 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||||
8 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||||
9 | Elect David E. Sharbutt | Mgmt | For | For | For | |||||
10 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||||
11 | Elect Samme L. Thompson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Apartment Investment and Management Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIV | CUSIP 03748R754 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Terry Considine | Mgmt | For | For | For | |||||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||||
3 | Elect Robert A. Miller | Mgmt | For | For | For | |||||
4 | Elect Devin I. Murphy | Mgmt | For | For | For | |||||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||||
6 | Elect John D. Rayis | Mgmt | For | For | For | |||||
7 | Elect Ann Sperling | Mgmt | For | For | For | |||||
8 | Elect Michael A. Stein | Mgmt | For | For | For | |||||
9 | Elect Nina A. Tran | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Ascendas Real Estate Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A17U | CINS Y0205X103 | 07/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Authority to Issue Units w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
4 | Authority to Repurchase Units | Mgmt | For | For | For | |||||
Boston Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BXP | CUSIP 101121101 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel I. Klein | Mgmt | For | For | For | |||||
2 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||||
4 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||||
5 | Elect Carol B. Einiger | Mgmt | For | For | For | |||||
6 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||||
10 | Elect David A. Twardock | Mgmt | For | For | For | |||||
11 | Elect William H. Walton III | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brookfield Asset Management Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAM.A | CUSIP 112585104 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
1.3 | Elect Murilo Ferreira | Mgmt | For | For | For | |||||
1.4 | Elect Janice Fukakusa | Mgmt | For | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||
1.6 | Elect Rafael Miranda | Mgmt | For | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Board Oversight of Human Capital Management | ShrHoldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Amending Clawback Policy | ShrHoldr | Against | Against | For | |||||
Camden Property Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPT | CUSIP 133131102 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||||
1.3 | Elect Mark D. Gibson | Mgmt | For | For | For | |||||
1.4 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||
1.5 | Elect Renu Khator | Mgmt | For | For | For | |||||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Canadian Apartment Properties REIT | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAR | CUSIP 134921105 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Harold Burke | Mgmt | For | For | For | |||||
1.2 | Elect Gina Cody | Mgmt | For | For | For | |||||
1.3 | Elect Mark Kenney | Mgmt | For | For | For | |||||
1.4 | Elect Poonam Puri | Mgmt | For | For | For | |||||
1.5 | Elect Jamie Schwartz | Mgmt | For | For | For | |||||
1.6 | Elect Michael Stein | Mgmt | For | For | For | |||||
1.7 | Elect Elaine Todres | Mgmt | For | For | For | |||||
1.8 | Elect Rene Tremblay | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Capitaland Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C31 | CINS Y10923103 | 06/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Elect Chaly MAH Chee Kheong | Mgmt | For | For | For | |||||
5 | Elect Amirsham A Aziz | Mgmt | For | For | For | |||||
6 | Elect KEE Teck Koon | Mgmt | For | For | For | |||||
7 | Elect Gabriel LIM Meng Liang | Mgmt | For | For | For | |||||
8 | Elect Miguel KO | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Grant Awards and Issue Shares under Equity Incentive Plans | Mgmt | For | For | For | |||||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
13 | Establishment and Issuance of Shares under the CapitaLand Scrip Dividend Scheme | Mgmt | For | For | For | |||||
14 | Amendments to Constitution | Mgmt | For | For | For | |||||
CK Asset Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1113 | CINS G2177B101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Victor LI Tzar Kuoi | Mgmt | For | Against | Against | |||||
6 | Elect Justin CHIU Kwok Hung | Mgmt | For | Against | Against | |||||
7 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||||
8 | Elect Katherine HUNG Siu Lin | Mgmt | For | For | For | |||||
9 | Elect Colin S. Russel | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
CK Asset Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1113 | CINS G2177B101 | 10/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Acquisition | Mgmt | For | For | For | |||||
Comforia Residential REIT, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3282 | CINS J0816Z106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Elect Takehiro Izawa as Executive Director | Mgmt | For | For | For | |||||
3 | Elect Kentaro Yoshikawa as Alternate Executive Director | Mgmt | For | For | For | |||||
4 | Elect Koji Yamamoto | Mgmt | For | For | For | |||||
5 | Elect Masamichi Oshima | Mgmt | For | For | For | |||||
6 | Elect Hiroko Chiba as Alternate Supervisory Director | Mgmt | For | For | For | |||||
Crown Castle International Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCI | CUSIP 22822V101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | |||||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | |||||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | |||||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | |||||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | |||||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | |||||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CyrusOne Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CONE | CUSIP 23283R100 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David H. Ferdman | Mgmt | For | For | For | |||||
1.2 | Elect John W. Gamble, Jr | Mgmt | For | For | For | |||||
1.3 | Elect Michael A. Klayko | Mgmt | For | Withhold | Against | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | For | |||||
1.5 | Elect Alex Shumate | Mgmt | For | For | For | |||||
1.6 | Elect William E. Sullivan | Mgmt | For | For | For | |||||
1.7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dexus | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DXS | CINS Q3190P134 | 10/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Equity Grant (MD/CEO Darren Steinberg) | Mgmt | For | For | For | |||||
4 | Ratify Mark H. Ford | Mgmt | For | For | For | |||||
5 | Ratify Nicola Roxon | Mgmt | For | For | For | |||||
6 | Ratification Of Institutional Placement | Mgmt | For | For | For | |||||
7 | Ratification of Notes Issue | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 02/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Laurence A. Chapman | Mgmt | For | For | For | |||||
2 | Elect Alexis Black Bjorlin | Mgmt | For | For | For | |||||
3 | Elect Michael A. Coke | Mgmt | For | For | For | |||||
4 | Elect VeraLinn Jamieson | Mgmt | For | For | For | |||||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||||
6 | Elect William G. LaPerch | Mgmt | For | For | For | |||||
7 | Elect Jean F.H.P. Mandeville | Mgmt | For | For | For | |||||
8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||||
9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
10 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
11 | Elect A. William Stein | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Douglas Emmett, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DEI | CUSIP 25960P109 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Johnese M. Spisso | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Amendment to the 2016 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
Duke Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRE | CUSIP 264411505 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John P. Case | Mgmt | For | For | For | |||||
2 | Elect James B. Connor | Mgmt | For | For | For | |||||
3 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||||
4 | Elect Charles R. Eitel | Mgmt | For | For | For | |||||
5 | Elect Tamara D. Fischer | Mgmt | For | For | For | |||||
6 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||||
7 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||||
8 | Elect Peter M. Scott III | Mgmt | For | For | For | |||||
9 | Elect David P. Stockert | Mgmt | For | For | For | |||||
10 | Elect Chris Sultemeier | Mgmt | For | For | For | |||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||
12 | Elect Warren M. Thompson | Mgmt | For | For | For | |||||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Equinix, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQIX | CUSIP 29444U700 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||||
1.5 | Elect William Luby | Mgmt | For | For | For | |||||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.7 | Elect Charles Meyers | Mgmt | For | For | For | |||||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||||
1.9 | Elect Sandra Rivera | Mgmt | For | For | For | |||||
1.10 | Elect Peter F. Van Camp | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Equity LifeStyle Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELS | CUSIP 29472R108 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raymond Bennett | Mgmt | For | For | For | |||||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||||
1.5 | Elect Tahsinul Zia Huque | Mgmt | For | For | For | |||||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||||
1.9 | Elect Mark J. Parrell | Mgmt | For | For | For | |||||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Essex Property Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESS | CUSIP 297178105 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||||
1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | For | |||||
1.3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Mary Kasaris | Mgmt | For | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.6 | Elect George M. Marcus | Mgmt | For | For | For | |||||
1.7 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||||
1.8 | Elect Michael J. Schall | Mgmt | For | For | For | |||||
1.9 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Extra Space Storage Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXR | CUSIP 30225T102 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
2 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||||
3 | Elect Roger B. Porter | Mgmt | For | For | For | |||||
4 | Elect Joseph J. Bonner | Mgmt | For | For | For | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||||
6 | Elect Ashley Dreier | Mgmt | For | For | For | |||||
7 | Elect Spencer F. Kirk | Mgmt | For | For | For | |||||
8 | Elect Dennis J. Letham | Mgmt | For | For | For | |||||
9 | Elect Diane Olmstead | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Goodman Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GMG | CINS Q4229W132 | 11/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Appointment of Auditor (Goodman Logistics (HK) Limited) | Mgmt | For | For | For | |||||
4 | Re-elect Phillip (Phil) J. Pryke | Mgmt | For | For | For | |||||
5 | Re-Elect Anthony Rozic | Mgmt | For | For | For | |||||
6 | Elect Chris Green | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Equity Grant (CEO Gregory Goodman) | Mgmt | For | For | For | |||||
9 | Equity Grant (Executive Director Danny Peeters) | Mgmt | For | For | For | |||||
10 | Equity Grant (Deputy CEO Anthony Rozic) | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Board Spill | Mgmt | Against | Against | For | |||||
Healthcare Trust of America, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTA | CUSIP 42225P501 | 07/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||||
3 | Elect Vicki U. Booth | Mgmt | For | For | For | |||||
4 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||||
5 | Elect Warren D. Fix | Mgmt | For | For | For | |||||
6 | Elect Peter N. Foss | Mgmt | For | For | For | |||||
7 | Elect Daniel S. Henson | Mgmt | For | For | For | |||||
8 | Elect Larry L. Mathis | Mgmt | For | For | For | |||||
9 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Healthpeak Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEAK | CUSIP 42250P103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||
3 | Elect R. Kent Griffin Jr. | Mgmt | For | For | For | |||||
4 | Elect David B. Henry | Mgmt | For | For | For | |||||
5 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||||
6 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
8 | Elect Katherine M. Sandstrom | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Highwoods Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIW | CUSIP 431284108 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Thomas P. Anderson | Mgmt | For | For | For | |||||
1.4 | Elect Carlos E. Evans | Mgmt | For | For | For | |||||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||||
1.7 | Elect Theodore J. Klinck | Mgmt | For | For | For | |||||
1.8 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Hufvudstaden AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUFVA | CINS W30061126 | 03/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
15 | Board Size; Number of Auditors | Mgmt | For | For | For | |||||
16 | Directors and Auditors' Fees | Mgmt | For | For | For | |||||
17 | Election of Directors; Appointment of Auditor | Mgmt | For | Against | Against | |||||
18 | Remuneration Policy | Mgmt | For | Against | Against | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Abolition of Voting Differentiation | ShrHoldr | N/A | For | N/A | |||||
21 | Shareholder Proposal Regarding the Removal of the Possibility of Differentiation of Voting Rights from the Swedish Company Act | ShrHoldr | N/A | Against | N/A | |||||
22 | Shareholder Proposal Regarding Representation for Small and Medium-Sized Shareholders | ShrHoldr | N/A | Against | N/A | |||||
23 | Shareholder Proposal Regarding Investigation Of Nasdaq Stockholm | ShrHoldr | N/A | Against | N/A | |||||
24 | Shareholder Proposal Regarding Trading Platform for the Class C Share | ShrHoldr | N/A | Against | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Merlin Properties SOCIMI S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRL | CINS E7390Z100 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Special Dividend | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Board Size | Mgmt | For | For | For | |||||
7 | Elect Ismael Clemente Orrego | Mgmt | For | For | For | |||||
8 | Elect George Donald Johnston III | Mgmt | For | For | For | |||||
9 | Elect Maria Luisa Jorda Castro | Mgmt | For | For | For | |||||
10 | Elect Ana Garcia Fau | Mgmt | For | For | For | |||||
11 | Elect Fernando Ortiz Vaamonde | Mgmt | For | For | For | |||||
12 | Elect John Gomez Hall | Mgmt | For | For | For | |||||
13 | Elect Emilio Novela Berlin | Mgmt | For | For | For | |||||
14 | Elect Ana Forner Beltran | Mgmt | For | For | For | |||||
15 | Elect Miguel Ollero Barrera | Mgmt | For | For | For | |||||
16 | Elect Ignacio Gil-Casares Satrustegui | Mgmt | For | For | For | |||||
17 | Directors' Fees | Mgmt | For | For | For | |||||
18 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
20 | Amendments to Articles (Directors' Remuneration) | Mgmt | For | For | For | |||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Authority to Set Extraordinary General Meeting Notice Period at 15 Days | Mgmt | For | Against | Against | |||||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
MITSUBISHI ESTATE CO., LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8802 | CINS J43916113 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||||
4 | Elect Junichi Yoshida | Mgmt | For | For | For | |||||
5 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||||
6 | Elect Tetsuji Arimori | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Katayama | Mgmt | For | For | For | |||||
8 | Elect Bunroku Naganuma | Mgmt | For | For | For | |||||
9 | Elect Jo Kato | Mgmt | For | For | For | |||||
10 | Elect Toru Okusa | Mgmt | For | For | For | |||||
11 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||||
12 | Elect Shin Ebihara | Mgmt | For | For | For | |||||
13 | Elect Tetsuo Narukawa | Mgmt | For | For | For | |||||
14 | Elect Masaaki Shirakawa | Mgmt | For | For | For | |||||
15 | Elect Shin Nagase | Mgmt | For | For | For | |||||
16 | Elect Setsuko Egami | Mgmt | For | For | For | |||||
17 | Elect Iwao Taka | Mgmt | For | For | For | |||||
Mitsui Fudosan Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8801 | CINS J4509L101 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Takashi Ueda as Director | Mgmt | For | For | For | |||||
5 | Elect Hiroaki Ishigami | Mgmt | For | For | For | |||||
6 | Elect Yukimi Ozeki | Mgmt | For | For | For | |||||
7 | Bonus | Mgmt | For | For | For | |||||
8 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||||
National Retail Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NNN | CUSIP 637417106 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | For | |||||
1.2 | Elect Steven Cosler | Mgmt | For | For | For | |||||
1.3 | Elect Don DeFosset, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect David M. Fick | Mgmt | For | For | For | |||||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||||
1.6 | Elect Kevin B. Habicht | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||||
1.8 | Elect Julian E. Whitehurst | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nomura Real Estate Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3231 | CINS J5893B104 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles - Change in Size of Board of Audit Committee Directors | Mgmt | For | For | For | |||||
3 | Elect Atsushi Yoshikawa | Mgmt | For | Against | Against | |||||
4 | Elect Eiji Kutsukake | Mgmt | For | For | For | |||||
5 | Elect Seiichi Miyajima | Mgmt | For | For | For | |||||
6 | Elect Toshiaki Seki | Mgmt | For | For | For | |||||
7 | Elect Makoto Haga | Mgmt | For | For | For | |||||
8 | Elect Tetsuro Higashi | Mgmt | For | For | For | |||||
9 | Elect Shoichi Nagamatsu | Mgmt | For | For | For | |||||
10 | Elect Tetsu Takahashi as Audit Committee Director | Mgmt | For | For | For | |||||
11 | Audit Committee Directors Fees | Mgmt | For | For | For | |||||
Omega Healthcare Investors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OHI | CUSIP 681936100 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kapila K. Anand | Mgmt | For | For | For | |||||
1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||||
1.3 | Elect Barbara B. Hill | Mgmt | For | For | For | |||||
1.4 | Elect Edward Lowenthal | Mgmt | For | For | For | |||||
1.5 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||||
1.6 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||||
1.7 | Elect Burke W. Whitman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Prologis, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 74340W103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Public Storage | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSA | CUSIP 74460D109 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
8 | Elect John Reyes | Mgmt | For | Against | Against | |||||
9 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||||
10 | Elect Tariq M Shaukat | Mgmt | For | For | For | |||||
11 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||||
12 | Elect Daniel C. Staton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Regency Centers Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REG | CUSIP 758849103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | |||||
2 | Elect Joseph F. Azrack | Mgmt | For | For | For | |||||
3 | Elect Bryce Blair | Mgmt | For | For | For | |||||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | For | |||||
5 | Elect Deirdre J. Evens | Mgmt | For | For | For | |||||
6 | Elect Thomas W. Furphy | Mgmt | For | For | For | |||||
7 | Elect Karin Klein | Mgmt | For | For | For | |||||
8 | Elect Peter Linneman | Mgmt | For | For | For | |||||
9 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
10 | Elect Lisa Palmer | Mgmt | For | For | For | |||||
11 | Elect Thomas G. Wattles | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Safestore Holdings plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAFE | CINS G77733106 | 03/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
5 | Final Dividend | Mgmt | For | For | For | |||||
6 | Elect David Hearn | Mgmt | For | For | For | |||||
7 | Elect Frederic Vecchioli | Mgmt | For | For | For | |||||
8 | Elect Andy Jones | Mgmt | For | For | For | |||||
9 | Elect Ian Krieger | Mgmt | For | For | For | |||||
10 | Elect Joanne Kenrick | Mgmt | For | For | For | |||||
11 | Elect Claire Balmforth | Mgmt | For | For | For | |||||
12 | Elect Bill Oliver | Mgmt | For | For | For | |||||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
14 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
SBA Communications Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBAC | CUSIP 78410G104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven E. Bernstein | Mgmt | For | For | For | |||||
2 | Elect Duncan H. Cocroft | Mgmt | For | For | For | |||||
3 | Elect Fidelma Russo | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Approval of the 2020 Performance and Equity Incentive Plan | Mgmt | For | For | For | |||||
Segro Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGRO | CINS G80277141 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Gerald Corbett | Mgmt | For | For | For | |||||
5 | Elect Mary E. Barnard | Mgmt | For | For | For | |||||
6 | Elect Susan V. Clayton | Mgmt | For | For | For | |||||
7 | Elect Soumen Das | Mgmt | For | For | For | |||||
8 | Elect Carol Fairweather | Mgmt | For | For | For | |||||
9 | Elect Christopher Fisher | Mgmt | For | For | For | |||||
10 | Elect Andy Gulliford | Mgmt | For | For | For | |||||
11 | Elect Martin Moore | Mgmt | For | For | For | |||||
12 | Elect David Sleath | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
21 | Adoption of New Articles | Mgmt | For | For | For | |||||
Shurgard Self Storage SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHUR | CINS L8230B107 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Elect Ronald L. Havner, Jr. to the Board of Directors | Mgmt | For | For | For | |||||
8 | Elect Marc Oursin to the Board of Directors | Mgmt | For | For | For | |||||
9 | Elect Z. Jamie Behar to the Board of Directors | Mgmt | For | For | For | |||||
10 | Elect Daniel C. Staton to the Board of Directors | Mgmt | For | For | For | |||||
11 | Elect Olivier Faujour to the Board of Directors | Mgmt | For | For | For | |||||
12 | Elect Frank Fiskers to the Board of Directors | Mgmt | For | For | For | |||||
13 | Elect Ian Marcus to the Board of Directors | Mgmt | For | For | For | |||||
14 | Elect Padraig McCarthy to the Board of Directors | Mgmt | For | For | For | |||||
15 | Elect Isabelle Moins to the Board of Directors | Mgmt | For | For | For | |||||
16 | Elect Muriel de Lathouwer to the Board of Directors | Mgmt | For | For | For | |||||
17 | Elect Everett B. Miller, III to the Board of Directors | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Remuneration Policy | Mgmt | For | For | For | |||||
20 | Remuneration Report | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||||
7 | Elect Stefan M. Selig | Mgmt | For | For | For | |||||
8 | Elect Daniel C. Smith | Mgmt | For | For | For | |||||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
10 | Elect Marta R. Stewart | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
SL Green Realty Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLG | CUSIP 78440X101 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John H. Alschuler | Mgmt | For | For | For | |||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
3 | Elect Edwin Burton III | Mgmt | For | For | For | |||||
4 | Elect Lauren B. Dillard | Mgmt | For | For | For | |||||
5 | Elect Stephen L. Green | Mgmt | For | For | For | |||||
6 | Elect Craig M. Hatkoff | Mgmt | For | For | For | |||||
7 | Elect Marc Holliday | Mgmt | For | For | For | |||||
8 | Elect John S. Levy | Mgmt | For | For | For | |||||
9 | Elect Andrew W. Mathias | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spirit Realty Capital, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRC | CUSIP 84860W300 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||||
2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||||
3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||||
4 | Elect Elizabeth F. Frank | Mgmt | For | For | For | |||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||||
6 | Elect Diana M. Laing | Mgmt | For | For | For | |||||
7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
8 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||||
9 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Summit Industrial Income REIT | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMU.UN | CUSIP 866120116 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Dykeman | Mgmt | For | For | For | |||||
2 | Elect Louis J. Maroun | Mgmt | For | For | For | |||||
3 | Elect Saul Shulman | Mgmt | For | For | For | |||||
4 | Elect James Tadeson | Mgmt | For | For | For | |||||
5 | Elect Larry Morassutti | Mgmt | For | For | For | |||||
6 | Elect Michael Catford | Mgmt | For | For | For | |||||
7 | Elect Dayna Gibbs | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Sun Hung Kai Properties Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0016 | CINS Y82594121 | 11/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Geoffrey KWOK Kai-chun | Mgmt | For | For | For | |||||
6 | Elect WU Xiang-dong | Mgmt | For | For | For | |||||
7 | Elect Raymond KWOK Ping-luen | Mgmt | For | For | For | |||||
8 | Elect Mike WONG Chik-wing | Mgmt | For | For | For | |||||
9 | Elect Eric LI Ka-cheung | Mgmt | For | Against | Against | |||||
10 | Elect Margaret LEUNG KO May-yee | Mgmt | For | For | For | |||||
11 | Elect Christopher KWOK Kai-wang | Mgmt | For | For | For | |||||
12 | Elect Eric TUNG Chi-ho | Mgmt | For | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Swire Properties Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1972 | CINS Y83191109 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect Lily CHENG Kai Lai | Mgmt | For | For | For | |||||
4 | Elect Raymond LIM Siang Keat | Mgmt | For | For | For | |||||
5 | Elect Michelle LOW Mei Shuen | Mgmt | For | Against | Against | |||||
6 | Elect WU May Yihong | Mgmt | For | Against | Against | |||||
7 | Elect Tak Kwan Thomas CHOI | Mgmt | For | For | For | |||||
8 | Elect Jinlong Wang | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Swire Properties Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1972 | CINS Y83191109 | 06/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect Lily CHENG Kai Lai | Mgmt | For | For | For | |||||
4 | Elect Raymond LIM Siang Keat | Mgmt | For | For | For | |||||
5 | Elect Michelle LOW Mei Shuen | Mgmt | For | Against | Against | |||||
6 | Elect WU May Yihong | Mgmt | For | Against | Against | |||||
7 | Elect Tak Kwan Thomas CHOI | Mgmt | For | For | For | |||||
8 | Elect Jinlong Wang | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
UNITE Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTG | CINS G9283N101 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Elect Phil White | Mgmt | For | For | For | |||||
6 | Elect Richard Smith | Mgmt | For | For | For | |||||
7 | Elect Joe Lister | Mgmt | For | For | For | |||||
8 | Elect Elizabeth McMeikan | Mgmt | For | For | For | |||||
9 | Elect Ross Paterson | Mgmt | For | For | For | |||||
10 | Elect Richard Akers | Mgmt | For | For | For | |||||
11 | Elect Ilaria del Beato | Mgmt | For | For | For | |||||
12 | Elect Shirley Pearce | Mgmt | For | For | For | |||||
13 | Elect Thomas Jackson | Mgmt | For | For | For | |||||
14 | Elect Steve M Smith | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Savings Related Option Scheme | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
UNITE Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTG | CINS G9283N101 | 07/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Liberty Living Acquisition | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Welltower Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WELL | CUSIP 95040Q104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||||
3 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||||
5 | Elect Sharon M. Oster | Mgmt | For | For | For | |||||
6 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||||
7 | Elect Johnese M. Spisso | Mgmt | For | For | For | |||||
8 | Elect Kathryn M. Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | |||||
2 | Elect Rick R. Holley | Mgmt | For | For | For | |||||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
4 | Elect Al Monaco | Mgmt | For | For | For | |||||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | |||||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | |||||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | |||||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||||
9 | Elect Devin W. Stockfish | Mgmt | For | For | For | |||||
10 | Elect Kim Williams | Mgmt | For | For | For | |||||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Greater China Equity Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | For | For | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Anhui Conch Cement Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0914 | CINS Y01373110 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Directors' Report | Mgmt | For | For | For | |||||
2 | Supervisors' Report | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
7 | Amendments to Procedural Rules for Shareholders' Meetings | Mgmt | For | Against | Against | |||||
8 | Amendments to Articles | Mgmt | For | Against | Against | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Brilliance China Automotive Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1114 | CINS G1368B102 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect SONG Jian | Mgmt | For | For | For | |||||
3 | Elect JIANG Bo | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
8 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 10/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect WANG Yongqing as Supervisor | Mgmt | For | Against | Against | |||||
3 | Elect Michel Madelain | Mgmt | For | For | For | |||||
4 | Remuneration Distribution and Settlement Plan for Directors in 2018 | Mgmt | For | For | For | |||||
5 | Remuneration Distribution and Settlement Plan for Supervisors in 2018 | Mgmt | For | For | For | |||||
6 | Additional Temporary Limit on Poverty Alleviation Donations | Mgmt | For | For | For | |||||
China Everbright International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0257 | CINS Y14226107 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect Raymond WONG Kam Chung | Mgmt | For | For | For | |||||
7 | Elect Philip FAN Yan Hok | Mgmt | For | For | For | |||||
8 | Elect Selwyn Mar | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
China Merchants Bank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3968 | CINS Y14896115 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Annual Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Report on 2019 Related Party Transactions | Mgmt | For | For | For | |||||
10 | Mid-Term Capital Management Plan | Mgmt | For | For | For | |||||
11 | Extension of the Validity Period of Financial Bonds | Mgmt | For | For | For | |||||
12 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
China National Building Material Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3323 | CINS Y15045100 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Director's Report | Mgmt | For | For | For | |||||
4 | Supervisor's Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect Li Jun | Mgmt | For | For | For | |||||
10 | Elect Wang Yumeng as Supervisor | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||||
13 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
14 | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | For | For | For | |||||
China National Building Material Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3323 | CINS Y15045100 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
4 | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Overseas Property Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2669 | CINS G2118M109 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHANG Guiqing | Mgmt | For | Against | Against | |||||
6 | Elect Yang Ou | Mgmt | For | For | For | |||||
7 | Elect KAM Yuk Fai | Mgmt | For | For | For | |||||
8 | Elect Gregory SO Kam Leung | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
China Overseas Property Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2669 | CINS G2118M109 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | CSCEC Services Agreement | Mgmt | For | For | For | |||||
4 | COLI Services Agreement | Mgmt | For | For | For | |||||
5 | COGO Services Agreement | Mgmt | For | For | For | |||||
6 | CSC Services Agreement | Mgmt | For | For | For | |||||
China Pacific Insurance (Group) Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2601 | CINS Y1505Z103 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | 2019 Annual Report of A Shares | Mgmt | For | For | For | |||||
6 | 2019 Annual Report of H Shares | Mgmt | For | For | For | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Directors' Due Diligence Report | Mgmt | For | For | For | |||||
11 | Report on Performance of Independent Directors | Mgmt | For | For | For | |||||
12 | Company Development Plan (2020-2022) | Mgmt | For | For | For | |||||
13 | 2020 External Donations | Mgmt | For | For | For | |||||
14 | Elect KONG Qingwei | Mgmt | For | For | For | |||||
15 | Elect FU Fan | Mgmt | For | For | For | |||||
16 | Elect WANG Tayu | Mgmt | For | For | For | |||||
17 | Elect WU Junhao | Mgmt | For | Against | Against | |||||
18 | Elect ZHOU Donghui | Mgmt | For | For | For | |||||
19 | Elect HUANG Dinan | Mgmt | For | For | For | |||||
20 | Elect LU Qiaoling | Mgmt | For | For | For | |||||
21 | Elect LIU Xiaodan | Mgmt | For | For | For | |||||
22 | Elect CHEN Jizhong | Mgmt | For | For | For | |||||
23 | Elect Elizabeth LAM Tyng Yih | Mgmt | For | For | For | |||||
24 | Elect Jackson WOO Ka Biu | Mgmt | For | For | For | |||||
25 | Elect JIANG Xuping | Mgmt | For | For | For | |||||
26 | Elect LU Ning as Supervisor | Mgmt | For | Against | Against | |||||
27 | Elect LU Guofeng as Supervisor | Mgmt | For | Against | Against | |||||
28 | Amendments to Articles | Mgmt | For | Against | Against | |||||
29 | Amendments to Procedural Rules of Shareholder General Meetings | Mgmt | For | Against | Against | |||||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
31 | Routine Related Party Transaction Agreement with Shanghai Rural Commercial Bank Co., Ltd. | Mgmt | For | For | For | |||||
China Pacific Insurance (Group) Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2601 | CINS Y1505Z103 | 11/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Issuance and Admission of GDRs | Mgmt | For | For | For | |||||
3 | Validity Period regarding Issuance and Admission of GDRs | Mgmt | For | For | For | |||||
4 | Board Authorization regarding Issuance and Admission of GDRs | Mgmt | For | For | For | |||||
5 | Allocation of Profits prior to Issuance and Admission of GDRs | Mgmt | For | For | For | |||||
6 | Plan for Use of Proceeds regarding Issuance and Admission of GDRs | Mgmt | For | For | For | |||||
7 | Purchase Prospectus Liability Insurance | Mgmt | For | For | For | |||||
China Petroleum & Chemical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0386 | CINS Y15010104 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Directors' Report | Mgmt | For | For | For | |||||
5 | Supervisors' Report | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||||
9 | Appointment of PRC and International Auditors and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Debt Financing Instruments | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Domestic and/or Foreign Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Elect LIU Hongbin | Mgmt | For | For | For | |||||
13 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
China Petroleum & Chemical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0386 | CINS Y15010104 | 03/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect ZHANG Yuzhuo | Mgmt | For | For | For | |||||
China Resources Beer (Holdings) Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0291 | CINS Y15037107 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect HOU Xiaohai | Mgmt | For | Against | Against | |||||
6 | Elect Tomakin LAI Po Sing | Mgmt | For | For | For | |||||
7 | Elect TUEN-MUK Lai Shu | Mgmt | For | For | For | |||||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||||
9 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
China Resources Land Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1109 | CINS G2108Y105 | 06/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Xiangming | Mgmt | For | Against | Against | |||||
6 | Elect ZHANG Dawei | Mgmt | For | Against | Against | |||||
7 | Elect XIE Ji | Mgmt | For | For | For | |||||
8 | Elect YAN Biao | Mgmt | For | Against | Against | |||||
9 | Elect CHEN Ying | Mgmt | For | Against | Against | |||||
10 | Elect Bosco HO Hin Ngai | Mgmt | For | For | For | |||||
11 | Directors' Fees | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
China Taiping Insurance Holdings Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0966 | CINS Y1456Z151 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Elect GUO Zhaoxu | Mgmt | For | For | For | |||||
7 | Elect HU Xingguo | Mgmt | For | For | For | |||||
8 | Elect ZHANG Cui | Mgmt | For | For | For | |||||
9 | Elect YANG Changgui | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Tower Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
788 | CINS Y15076105 | 07/31/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect GU Xiaomin | Mgmt | For | For | For | |||||
4 | Elect LI Tienan as Supervisor | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Yongda Automobiles Services Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3669 | CINS G2162W102 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect XU Yue | Mgmt | For | For | For | |||||
5 | Elect CHEN Yi | Mgmt | For | Against | Against | |||||
6 | Elect LYU Wei | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
CIFI Holdings (Group) Co. Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0884 | CINS G2140A107 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||||
6 | Elect LIN Wei | Mgmt | For | For | For | |||||
7 | Elect CHEN Dongbiao | Mgmt | For | For | For | |||||
8 | Elect GU Yunchang | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
CSPC Pharmaceutical Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1093 | CINS Y1837N109 | 06/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Zhenguo | Mgmt | For | For | For | |||||
6 | Elect WANG Huaiyu | Mgmt | For | For | For | |||||
7 | Elect LU Hua | Mgmt | For | For | For | |||||
8 | Elect Carmelo LEE Ka Sze | Mgmt | For | Against | Against | |||||
9 | Elect CHEN Chuan | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Bonus Share Issuance | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Grant Options Under share Option Scheme | Mgmt | For | Against | Against | |||||
Daqin Railway Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
601006 | CINS Y1997H108 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Accounts And 2020 Budget Report | Mgmt | For | For | For | |||||
4 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
5 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
6 | Reappointment Of Financial Audit Firm | Mgmt | For | For | For | |||||
7 | Reappointment Of Internal Control Audit Firm | Mgmt | For | For | For | |||||
8 | The Company's Eligibility for Public Issuance of Convertible Bonds | Mgmt | For | For | For | |||||
9 | Type of Securities to be Issued | Mgmt | For | Against | Against | |||||
10 | Issuing Scale | Mgmt | For | Against | Against | |||||
11 | Par Value and Issue Price | Mgmt | For | Against | Against | |||||
12 | Bond Duration | Mgmt | For | Against | Against | |||||
13 | Interest Rate | Mgmt | For | Against | Against | |||||
14 | Time Limit and Method for Repaying the Principal and Interest | Mgmt | For | Against | Against | |||||
15 | Conversion Period | Mgmt | For | Against | Against | |||||
16 | Determination and Adjustment of the Conversion Price | Mgmt | For | Against | Against | |||||
17 | Downward Adjustment of Conversion Price | Mgmt | For | Against | Against | |||||
18 | Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot Be Converted into One Common Share when Conversion Happens | Mgmt | For | Against | Against | |||||
19 | Redemption Clauses | Mgmt | For | Against | Against | |||||
20 | Resale Clauses | Mgmt | For | Against | Against | |||||
21 | Attribution of Related Dividends for Conversion Years | Mgmt | For | Against | Against | |||||
22 | Subscription Method and Issuing Targets | Mgmt | For | Against | Against | |||||
23 | Arrangement for Placement to Existing Shareholders | Mgmt | For | Against | Against | |||||
24 | Provisions Related to Bondholders and Bondholders Meetings | Mgmt | For | Against | Against | |||||
25 | Purpose of the Raised Funds | Mgmt | For | Against | Against | |||||
26 | Rating Agreement | Mgmt | For | Against | Against | |||||
27 | Guarantee Matters | Mgmt | For | Against | Against | |||||
28 | Deposit and Management of the Raised Funds | Mgmt | For | Against | Against | |||||
29 | The Valid Period of the Plan for the Issuance of Convertible Corporate Bonds | Mgmt | For | Against | Against | |||||
30 | Preplan For Public Issuance Of Convertible Corporate Bonds | Mgmt | For | Against | Against | |||||
31 | Merger/Acquisition | Mgmt | For | Against | Against | |||||
32 | The Funds Raised from Public Issuance of Corporate Convertible Bonds to Be Used in Acquisition of 51 Percent Equity Stake in a Company and Connected Transactions Regarding Signing Conditional Equity Transfer Agreement | Mgmt | For | For | For | |||||
33 | Feasibility Analysis Report on the Use of Funds to Be Raised from the Public Issuance of Convertible Corporate Bonds | Mgmt | For | Against | Against | |||||
34 | No Need To Prepare A Report On Use Of Previously Raised Funds | Mgmt | For | For | For | |||||
35 | Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures | Mgmt | For | For | For | |||||
36 | Formulation Of The Shareholder Return Plan For The Next Three Years From 2020 To 2022 | Mgmt | For | For | For | |||||
37 | Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds | Mgmt | For | For | For | |||||
38 | Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds | Mgmt | For | For | For | |||||
39 | Elect CHENG Xiandong | Mgmt | For | For | For | |||||
40 | Elect Bi Shoufeng | Mgmt | For | For | For | |||||
41 | Elect HAN Hongchen | Mgmt | For | For | For | |||||
42 | Elect TIAN Huimin | Mgmt | For | For | For | |||||
43 | Elect ZHANG Lirong | Mgmt | For | For | For | |||||
44 | Elect YANG Wensheng | Mgmt | For | For | For | |||||
45 | Elect LI Menggang | Mgmt | For | For | For | |||||
46 | Elect YANG Wandong | Mgmt | For | For | For | |||||
47 | Elect ZAN Zhihong | Mgmt | For | For | For | |||||
48 | Elect CHEN Lei | Mgmt | For | For | For | |||||
49 | Election of Supervisors | Mgmt | For | Abstain | Against | |||||
50 | Election of Supervisors | Mgmt | For | Abstain | Against | |||||
51 | Election of Supervisors | Mgmt | For | Abstain | Against | |||||
52 | Election of Supervisors | Mgmt | For | Abstain | Against | |||||
Gree Electric Appliances, Inc. of Zhuhai | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000651 | CINS Y2882R102 | 03/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Application For Registration And Issuance Of Debt Financing Instruments | Mgmt | For | For | For | |||||
Gree Electric Appliances, Inc. of Zhuhai | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000651 | CINS Y2882R102 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Financial Report | Mgmt | For | For | For | |||||
4 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
5 | 2019 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | For | For | For | |||||
6 | 2020 Appointment Of Audit Firm | Mgmt | For | Against | Against | |||||
7 | 2020 Special Report On Foreign Exchange Derivatives Trading | Mgmt | For | For | For | |||||
8 | Use Of Proprietary Idle Funds For Investment And Financial Management | Mgmt | For | For | For | |||||
9 | Estimation Of Continuing Connected Transactions | Mgmt | For | For | For | |||||
10 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
Gree Electric Appliances, Inc. of Zhuhai | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000651 | CINS Y2882R102 | 11/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||||
Guangzhou Automobile Group Company Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2238 | CINS Y2R318121 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Appointment of Internal Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Utilization of Proceeds | Mgmt | For | For | For | |||||
12 | Amendment to Articles | Mgmt | For | Against | Against | |||||
13 | Amendments to Rules of Procedure | Mgmt | For | Against | Against | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Elect ZHAO Fuquan | Mgmt | For | For | For | |||||
16 | Elect XIAO Shenfang | Mgmt | For | For | For | |||||
17 | Elect WONG Hakkun | Mgmt | For | For | For | |||||
18 | Elect SONG Tiebo | Mgmt | For | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Guangzhou Automobile Group Company Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2238 | CINS Y2R318121 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect CHEN Xiaomu | Mgmt | For | For | For | |||||
Guangzhou Automobile Group Company Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2238 | CINS Y2R318121 | 08/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
2 | Appointment of Internal Auditor | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Huazhu Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTHT | CUSIP 44332N106 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | For | |||||
2 | Elect Min (Jenny) Zhang | Mgmt | For | For | For | |||||
3 | Authorize Directors and Officers to Affect Foregoing Resolutions | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 01/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yang Gouzhong | Mgmt | For | For | For | |||||
Industrial & Commercial Bank Of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1398 | CINS Y3990B112 | 11/22/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect GU Shu | Mgmt | For | Against | Against | |||||
4 | Directors' Remuneration Payment Plan for 2018 | Mgmt | For | For | For | |||||
5 | Supervisors' Remuneration Payment Plan for 2018 | Mgmt | For | For | For | |||||
6 | Application for Provisional Authorization of External Donations | Mgmt | For | For | For | |||||
7 | Elect CAO Liqun | Mgmt | For | For | For | |||||
8 | Elect FENG Weidong | Mgmt | For | For | For | |||||
Inner Mongolia Yili Industrial Group Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600887 | CINS Y408DG116 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
3 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
4 | 2020 Business Policies And Investment Plan | Mgmt | For | For | For | |||||
5 | 2019 Annual Accounts And 2020 Financial Budget Plan | Mgmt | For | For | For | |||||
6 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
7 | Elect PAN Gang | Mgmt | For | For | For | |||||
8 | Elect ZHAO Chengxia | Mgmt | For | For | For | |||||
9 | Elect YAN Junrong | Mgmt | For | For | For | |||||
10 | Elect WANG Xiaogang | Mgmt | For | For | For | |||||
11 | Elect YANG Huicheng | Mgmt | For | For | For | |||||
12 | Elect ZHANG Juncheng | Mgmt | For | For | For | |||||
13 | Elect LV Gang | Mgmt | For | For | For | |||||
14 | Elect PENG Heping | Mgmt | For | For | For | |||||
15 | Elect JI Shao | Mgmt | For | For | For | |||||
16 | Elect CAI Yuanming | Mgmt | For | For | For | |||||
17 | Elect SHI Fang | Mgmt | For | For | For | |||||
18 | Elect GAO Debu | Mgmt | For | Against | Against | |||||
19 | Elect ZHANG Xinling | Mgmt | For | Against | Against | |||||
20 | Allowance For Directors | Mgmt | For | For | For | |||||
21 | Allowance For Supervisors | Mgmt | For | For | For | |||||
22 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
23 | Authorization to a Wholly-owned Subsidiary to Provide Guarantee for the Industrial Upstream and Downstream Partners in 2020 | Mgmt | For | For | For | |||||
24 | Registration and Issuance of Super and Short-term Commercial Papers and Medium-term Notes | Mgmt | For | For | For | |||||
25 | A Wholly-owned Subsidiary's Provision of Guarantee for a Company | Mgmt | For | For | For | |||||
26 | Cancellation of Some Stock Options, and Repurchase and Cancellation of Some Restricted Stocks | Mgmt | For | For | For | |||||
27 | Repurchase And Cancellation Of Some Restricted Stocks In 2019 | Mgmt | For | For | For | |||||
28 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
29 | Reappointment Of Audit Firm | Mgmt | For | For | For | |||||
Inner Mongolia Yili Industrial Group Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600887 | CINS Y408DG116 | 09/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change Of Purpose Of Shares To Be Repurchased | Mgmt | For | For | For | |||||
2 | 2019 Restricted Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Constitution of Procedural Rules | Mgmt | For | For | For | |||||
4 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
Kweichow Moutai Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600519 | CINS Y5070V116 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
5 | 2020 Financial Budget Report | Mgmt | For | For | For | |||||
6 | 2019 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny170.25000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | For | For | For | |||||
7 | 2019 Work Report Of Independent Directors | Mgmt | For | For | For | |||||
8 | 2020 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | For | For | For | |||||
9 | Elect GAO Weidong | Mgmt | For | For | For | |||||
10 | Elect LI Jingren | Mgmt | For | For | For | |||||
11 | Elect WANG Yan | Mgmt | For | For | For | |||||
12 | Elect LI Botan | Mgmt | For | For | For | |||||
13 | Elect LU Jinhai | Mgmt | For | For | For | |||||
14 | Elect XU Dingbo | Mgmt | For | For | For | |||||
15 | Elect ZHANG Jingzhong | Mgmt | For | For | For | |||||
16 | Elect YOU Yalin | Mgmt | For | For | For | |||||
17 | Elect CHE Xingyu | Mgmt | For | Against | Against | |||||
Kweichow Moutai Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600519 | CINS Y5070V116 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect GAO Weidong | Mgmt | For | For | For | |||||
2 | Elect YOU Yalin | Mgmt | For | Against | Against | |||||
Minth Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0425 | CINS G6145U109 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Ching | Mgmt | For | For | For | |||||
6 | Elect ZHENG Yu | Mgmt | For | For | For | |||||
7 | Elect CHEN Bin Bo | Mgmt | For | For | For | |||||
8 | Elect WEI Ching Lien | Mgmt | For | For | For | |||||
9 | Elect WU Tak Lung | Mgmt | For | Against | Against | |||||
10 | Service Contract with WANG Ching | Mgmt | For | For | For | |||||
11 | Service Contract with ZHENG Yu | Mgmt | For | For | For | |||||
12 | Service Contract with CHEN Bin Bo | Mgmt | For | For | For | |||||
13 | Service Contract with WEI Ching Lien | Mgmt | For | For | For | |||||
14 | Service Contract with WU Tak Lung | Mgmt | For | For | For | |||||
15 | Directors' Fees | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Annual Report 2019 | Mgmt | For | For | For | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Report of Independent Non-Executive Directors' Performance | Mgmt | For | For | For | |||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Elect LU Min | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect XIE Yonglin | Mgmt | For | For | For | |||||
3 | Elect TAN Sin Yin | Mgmt | For | For | For | |||||
4 | Amendments to Articles | Mgmt | For | For | For | |||||
Qingdao Haier Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600690 | CINS Y7166P102 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
2 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
3 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
4 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
5 | 2019 Internal Control Audit Report | Mgmt | For | For | For | |||||
6 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | 2020 Estimated Related Party Transactions | Mgmt | For | For | For | |||||
9 | 2020 Estimated Guarantees for Subsidiaries | Mgmt | For | Against | Against | |||||
10 | Launching Foreign Exchange Business | Mgmt | For | For | For | |||||
11 | Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Mgmt | For | For | For | |||||
12 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | For | For | For | |||||
13 | Change of the Commitment on Some Assets Injection by a Company | Mgmt | For | For | For | |||||
14 | Entrusted Management Of A Company | Mgmt | For | For | For | |||||
15 | Amendments to Articles | Mgmt | For | For | For | |||||
16 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||||
17 | Elect WANG Keqin as Independent Director | Mgmt | For | For | For | |||||
Qingdao Haier Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
600690 | CINS Y7166P102 | 03/31/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments To The Company's Articles Of Association | Mgmt | For | Against | Against | |||||
2 | Amendments To The Rules of Procedure Governing Shareholders General Meetings | Mgmt | For | Against | Against | |||||
Shenzhou International Group Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2313 | CINS G8087W101 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Cunbo | Mgmt | For | For | For | |||||
6 | Elect QIU Weiguo | Mgmt | For | For | For | |||||
7 | Elect CHEN Xu | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Sunny Optical Technology Group Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2382 | CINS G8586D109 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect YE Liaoning | Mgmt | For | For | For | |||||
6 | Elect WANG Wenjie | Mgmt | For | For | For | |||||
7 | Elect WANG Wenjian | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Tencent Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
700 | CINS G87572163 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||||
6 | Elect Charles St. Leger Searle | Mgmt | For | Against | Against | |||||
7 | Elect Ke Yang | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Tingyi (Cayman Islands) Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0322 | CINS G8878S103 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||||
6 | Elect Junichiro Ida and Approve Fees | Mgmt | For | For | For | |||||
7 | Elect Yuko TAKAHASHI and Approve Fees | Mgmt | For | For | For | |||||
8 | Elect TSENG Chien and Approve Fees | Mgmt | For | For | For | |||||
9 | Elect Hiromu Fukada and Approve Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Tingyi (Cayman Islands) Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0322 | CINS G8878S103 | 01/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Supply Agreement | Mgmt | For | For | For | |||||
Weichai Power Co | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2338 | CINS Y9531A109 | 06/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Final Financial Report | Mgmt | For | For | For | |||||
7 | Financial Budget Report | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Allocation of Interim Dividends | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||||
11 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||||
12 | Amendments to Articles of Association | Mgmt | For | Against | Against | |||||
13 | Amendments to Procedural Rules for General Meetings | Mgmt | For | Against | Against | |||||
14 | Amendments to Procedural Rules for Board Meetings | Mgmt | For | For | For | |||||
15 | Elect ZHANG Liangfu | Mgmt | For | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Elect JIANG Yan | Mgmt | For | For | For | |||||
18 | Elect YU Zhuoping | Mgmt | For | For | For | |||||
19 | Elect ZHAO Huifang | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Wens Foodstuffs Group Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
300498 | CINS Y2R30P108 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
2 | 2019 Work Report Of The Supervisory Committee | Mgmt | For | For | For | |||||
3 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
4 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
5 | Internal Control Self-Evaluation Report | Mgmt | For | For | For | |||||
6 | Special Report on the Use of Previously Raised Funds | Mgmt | For | For | For | |||||
7 | 2019 Profit Distribution Plan | Mgmt | For | For | For | |||||
8 | 2020 Estimated Continuing Connected Transactions | Mgmt | For | For | For | |||||
9 | Provision of Guarantee for Payment for Raw Materials Purchased by Controlled Companies | Mgmt | For | For | For | |||||
10 | Determination Of Remuneration Or Allowance For Directors And Supervisors | Mgmt | For | For | For | |||||
11 | Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | For | For | For | |||||
12 | Reappointment Of Audit Firm | Mgmt | For | For | For | |||||
Wens Foodstuffs Group Co. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
300498 | CINS Y2R30P108 | 03/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments To The External Donation Management Measures | Mgmt | For | Abstain | Against | |||||
2 | External Donation | Mgmt | For | For | For | |||||
3 | Charitable Donation To A Foundation | Mgmt | For | For | For | |||||
4 | Charitable Donation to a Foundation | Mgmt | For | For | For | |||||
5 | Confirmation Of Previous Entrusted Wealth Management | Mgmt | For | For | For | |||||
6 | Cash Management with Temporarily Idle Surplus Raised Funds | Mgmt | For | For | For | |||||
Zhejiang Dahua Technology Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
002236 | CINS Y988AP102 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | 2019 Annual Report And Its Summary | Mgmt | For | For | For | |||||
3 | 2019 Work Report Of The Board Of Directors | Mgmt | For | For | For | |||||
4 | 2019 Work Report of the Supervisory Committee | Mgmt | For | For | For | |||||
5 | 2019 Annual Accounts | Mgmt | For | For | For | |||||
6 | 2019 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.33000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | For | For | For | |||||
7 | Confirmation Of 2019 Remuneration For Directors And Supervisors | Mgmt | For | For | For | |||||
8 | 2020 Reappointment Of Audit Firm | Mgmt | For | Against | Against | |||||
9 | Launching Foreign Exchange Hedging Business | Mgmt | For | For | For | |||||
10 | Application for Credit Loan and Financing Business Quota by Pledging Bill Pool to Banks | Mgmt | For | For | For | |||||
11 | Provision Of Guarantee For Subsidiaries | Mgmt | For | Against | Against | |||||
12 | Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants | Mgmt | For | For | For | |||||
13 | Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||||
14 | 2020 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | For | For | For | |||||
15 | Appraisal Management Measures For The Implementation Of 2020 Restricted Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Guardian Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Act II Global Acquisition Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACTT | CUSIP G0080J104 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | �� | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Reincorporation from the Cayman Islands to Delaware | Mgmt | For | For | For | |||||
3 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||||
5 | 2020 Long-Term Incentive Award Plan | Mgmt | For | For | For | |||||
6 | Right to Adjourn Shareholder Meeting | Mgmt | For | For | For | |||||
Act II Global Acquisition Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACTT | CUSIP G0080J120 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Warrant Holder Meeting | Mgmt | For | For | For | |||||
Activision Blizzard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATVI | CUSIP 00507V109 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||||
9 | Elect Dawn Tarnofsky-Ostroff | Mgmt | For | For | For | |||||
10 | Elect Casey Wasserman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Adobe Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||||
2 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||||
3 | Elect James E. Daley | Mgmt | For | For | For | |||||
4 | Elect Laura Desmond | Mgmt | For | For | For | |||||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||||
9 | Elect David A. Ricks | Mgmt | For | For | For | |||||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | Against | Against | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alphabet Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOGL | CUSIP 02079K305 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Sundar Pichai | Mgmt | For | For | For | |||||
1.4 | Elect John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Alan R. Mulally | Mgmt | For | Withhold | Against | |||||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.11 | Elect Robin L. Washington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | ShrHoldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||
12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Whistleblower Policies | ShrHoldr | Against | Against | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | Against | |||||
23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||
7 | Elect Susan L. Wagner | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | ShrHoldr | Against | For | Against | |||||
Ashland Global Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASH | CUSIP 044186104 | 01/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | |||||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||||
4 | Elect Susan L. Main | Mgmt | For | For | For | |||||
5 | Elect Guillermo Novo | Mgmt | For | For | For | |||||
6 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||||
8 | Elect Mark C. Rohr | Mgmt | For | For | For | |||||
9 | Elect Ricky C. Sandler | Mgmt | For | For | For | |||||
10 | Elect Janice J. Teal | Mgmt | For | For | For | |||||
11 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
BlackRock, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLK | CUSIP 09247X101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bader M. Alsaad | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Pamela Daley | Mgmt | For | For | For | |||||
4 | Elect William S. Demchak | Mgmt | For | Abstain | Against | |||||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | |||||
7 | Elect William E. Ford | Mgmt | For | For | For | |||||
8 | Elect Fabrizio Freda | Mgmt | For | For | For | |||||
9 | Elect Murry S. Gerber | Mgmt | For | For | For | |||||
10 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||||
11 | Elect Robert S. Kapito | Mgmt | For | For | For | |||||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||||
15 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||||
16 | Elect Susan L. Wagner | Mgmt | For | For | For | |||||
17 | Elect Mark Wilson | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | Against | For | |||||
Brookfield Asset Management Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAM | CUSIP 112585104 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
1.3 | Elect Murilo Ferreira | Mgmt | For | For | For | |||||
1.4 | Elect Janice Fukakusa | Mgmt | For | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||
1.6 | Elect Rafael Miranda | Mgmt | For | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Board Oversight of Human Capital Management | ShrHoldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Amending Clawback Policy | ShrHoldr | Against | Against | For | |||||
CDW Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDW | CUSIP 12514G108 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | |||||
2 | Elect Barry K. Allen | Mgmt | For | For | For | |||||
3 | Elect Lynda M. Clarizio | Mgmt | For | For | For | |||||
4 | Elect Christine A. Leahy | Mgmt | For | For | For | |||||
5 | Elect David W. Nelms | Mgmt | For | For | For | |||||
6 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||||
7 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | |||||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | |||||
3 | Elect Charles P. Carey | Mgmt | For | For | For | |||||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | |||||
5 | Elect Bryan T. Durkin | Mgmt | For | For | For | |||||
6 | Elect Ana Dutra | Mgmt | For | For | For | |||||
7 | Elect Martin J. Gepsman | Mgmt | For | For | For | |||||
8 | Elect Larry G. Gerdes | Mgmt | For | For | For | |||||
9 | Elect Daniel R. Glickman | Mgmt | For | For | For | |||||
10 | Elect Daniel G. Kaye | Mgmt | For | For | For | |||||
11 | Elect Phyllis M. Lockett | Mgmt | For | For | For | |||||
12 | Elect Deborah J. Lucas | Mgmt | For | For | For | |||||
13 | Elect Terry L. Savage | Mgmt | For | For | For | |||||
14 | Elect Rahael Seifu | Mgmt | For | For | For | |||||
15 | Elect William R. Shepard | Mgmt | For | For | For | |||||
16 | Elect Howard J. Siegel | Mgmt | For | For | For | |||||
17 | Elect Dennis A. Suskind | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Conagra Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAG | CUSIP 205887102 | 09/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anil Arora | Mgmt | For | For | For | |||||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | |||||
3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||||
4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||||
5 | Elect Joie Gregor | Mgmt | For | For | For | |||||
6 | Elect Rajive Johri | Mgmt | For | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||||
8 | Elect Melissa B. Lora | Mgmt | For | For | For | |||||
9 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||||
10 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||||
11 | Elect Scott Ostfeld | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Sally Jewell | Mgmt | For | For | For | |||||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Removal of Directors Without Cause | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||||
Elastic N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESTC | CUSIP N14506104 | 01/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alison Gleeson | Mgmt | For | For | For | |||||
Elastic N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESTC | CUSIP N14506104 | 10/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Endgame Transaction | Mgmt | For | For | For | |||||
Enbridge Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENB | CUSIP 29250N105 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela L. Carter | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Marcel R. Coutu | Mgmt | For | For | For | |||||
1.3 | Elect Susan M. Cunningham | Mgmt | For | For | For | |||||
1.4 | Elect Gregory L. Ebel | Mgmt | For | For | For | |||||
1.5 | Elect J. Herb England | Mgmt | For | For | For | |||||
1.6 | Elect Charles W. Fischer | Mgmt | For | For | For | |||||
1.7 | Elect Gregory J. Goff | Mgmt | For | For | For | |||||
1.8 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||||
1.9 | Elect Teresa S. Madden | Mgmt | For | For | For | |||||
1.10 | Elect Al Monaco | Mgmt | For | For | For | |||||
1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||||
4 | Amendment to By-Law No. 1 | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Equifax Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EFX | CUSIP 294429105 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark W. Begor | Mgmt | For | For | For | |||||
2 | Elect Mark L. Feidler | Mgmt | For | For | For | |||||
3 | Elect G. Thomas Hough | Mgmt | For | For | For | |||||
4 | Elect Robert D. Marcus | Mgmt | For | For | For | |||||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||||
7 | Elect John A. McKinley | Mgmt | For | For | For | |||||
8 | Elect Robert W. Selander | Mgmt | For | For | For | |||||
9 | Elect Elane B. Stock | Mgmt | For | For | For | |||||
10 | Elect Heather H. Wilson | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Expedia Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPE | CUSIP 30212P303 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Altman | Mgmt | For | For | For | |||||
2 | Elect Susan C. Athey | Mgmt | For | For | For | |||||
3 | Elect A. George Battle | Mgmt | For | For | For | |||||
4 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||||
5 | Elect Barry Diller | Mgmt | For | For | For | |||||
6 | Elect Jon T. Gieselman | Mgmt | For | For | For | |||||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||||
8 | Elect Peter M. Kern | Mgmt | For | For | For | |||||
9 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||||
10 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||||
11 | Elect David Sambur | Mgmt | For | For | For | |||||
12 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||
13 | Elect Julie Whalen | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Expedia Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPE | CUSIP 30212P303 | 12/03/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Altman | Mgmt | For | For | For | |||||
2 | Elect Susan C. Athey | Mgmt | For | For | For | |||||
3 | Elect A. George Battle | Mgmt | For | For | For | |||||
4 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||||
5 | Elect Barry Diller | Mgmt | For | For | For | |||||
6 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||||
7 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||||
8 | Elect Peter M. Kern | Mgmt | For | For | For | |||||
9 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||||
10 | Elect Mark Okerstrom | Mgmt | For | For | For | |||||
11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||
12 | Elect Julie Whalen | Mgmt | For | For | For | |||||
13 | Transfer Restrictions and Automatic Conversion Provisions in Respect of Class B Common Stock | Mgmt | For | For | For | |||||
14 | Limit the Ability of the Company to Participate in Certain Change of Control Transactions | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Facebook, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FB | CUSIP 30303M102 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Andrew W. Houston | Mgmt | For | For | For | |||||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||||
1.8 | Elect Tracey T. Travis | Mgmt | For | For | For | |||||
1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Director Compensation Policy | Mgmt | For | Against | Against | |||||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Report on Political Advertising | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | ShrHoldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks | ShrHoldr | Against | For | Against | |||||
10 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | For | Against | |||||
11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | Against | |||||
Gates Industrial Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTES | CUSIP 00BD9G2S1 | 10/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
2 | Authorization of New Class of Shares | Mgmt | For | Against | Against | |||||
Gilead Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GILD | CUSIP 375558103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||||
2 | Elect Sandra J. Horning | Mgmt | For | For | For | |||||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||||
5 | Elect Harish Manwani | Mgmt | For | For | For | |||||
6 | Elect Daniel P. O'Day | Mgmt | For | For | For | |||||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||||
8 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
HD Supply Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HDS | CUSIP 40416M105 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kathleen J. Affeldt | Mgmt | For | For | For | |||||
1.2 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||||
1.3 | Elect Peter A. Dorsman | Mgmt | For | For | For | |||||
1.4 | Elect Stephen J. konenkamp | Mgmt | For | For | For | |||||
1.5 | Elect Patrick R. McNamee | Mgmt | For | For | For | |||||
1.6 | Elect Scott Ostfeld | Mgmt | For | For | For | |||||
1.7 | Elect Charles W. Peffer | Mgmt | For | For | For | |||||
1.8 | Elect James A. Rubright | Mgmt | For | For | For | |||||
1.9 | Elect Lauren Taylor Wolfe | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Humana Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUM | CUSIP 444859102 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
6 | Elect Wayne A.I. Frederick | Mgmt | For | For | For | |||||
7 | Elect John W. Garratt | Mgmt | For | For | For | |||||
8 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||||
9 | Elect Karen W. Katz | Mgmt | For | For | For | |||||
10 | Elect William J. McDonald | Mgmt | For | For | For | |||||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IHS Markit Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFO | CUSIP G47567105 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lance Uggla | Mgmt | For | For | For | |||||
2 | Elect John Browne | Mgmt | For | For | For | |||||
3 | Elect Ruann F. Ernst | Mgmt | For | For | For | |||||
4 | Elect William E. Ford | Mgmt | For | For | For | |||||
5 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
6 | Elect Deborah Keiko Orida | Mgmt | For | For | For | |||||
7 | Elect James A. Rosenthal | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISRG | CUSIP 46120E602 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||||
2 | Elect Joseph C. Beery | Mgmt | For | For | For | |||||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
5 | Elect Don R. Kania | Mgmt | For | For | For | |||||
6 | Elect Amy L. Ladd | Mgmt | For | For | For | |||||
7 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||||
8 | Elect Alan J. Levy | Mgmt | For | For | For | |||||
9 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||||
10 | Elect Mark J. Rubash | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||||
15 | Approval of Shareholder Right to Call a Special Meeting | Mgmt | For | For | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||||
9 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Removal of Directors Without Cause | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | For | Against | |||||
L3Harris Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHX | CUSIP 502431109 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||||
2 | Elect William M. Brown | Mgmt | For | For | For | |||||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||||
4 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||||
5 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||||
6 | Elect Roger Fradin | Mgmt | For | For | For | |||||
7 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
8 | Elect Lewis Kramer | Mgmt | For | For | For | |||||
9 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||||
10 | Elect Rita S. Lane | Mgmt | For | For | For | |||||
11 | Elect Robert B. Millard | Mgmt | For | For | For | |||||
12 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Voting and "Fair Price" Requirement for Business Combinations Involving Interested Shareholders | Mgmt | For | For | For | |||||
16 | Amendment Regarding the Elimination of the Anti-Greenmail Provision | Mgmt | For | For | For | |||||
17 | Elimination of Cumulative Voting Provision | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||||
Medtronic Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP G5960L103 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||||
6 | Elect Omar Ishrak | Mgmt | For | For | For | |||||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||||
9 | Elect Geoffrey Straub Martha | Mgmt | For | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||
6 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||
7 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||
9 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||
10 | Elect John W. Stanton | Mgmt | For | For | For | |||||
11 | Elect John W. Thompson | Mgmt | For | For | For | |||||
12 | Elect Emma N. Walmsley | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Moderna, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRNA | CUSIP 60770K107 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Berenson | Mgmt | For | For | For | |||||
1.2 | Elect Sandra Horning | Mgmt | For | For | For | |||||
1.3 | Elect Paul Sagan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||||
8 | Elect David L. Porges | Mgmt | For | For | For | |||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
PayPal Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PYPL | CUSIP 70450Y103 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||||
3 | Elect John J. Donahoe II | Mgmt | For | For | For | |||||
4 | Elect David W. Dorman | Mgmt | For | For | For | |||||
5 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||||
6 | Elect Gail J. McGovern | Mgmt | For | For | For | |||||
7 | Elect Deborah M. Messemer | Mgmt | For | For | For | |||||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||||
9 | Elect Ann M. Sarnoff | Mgmt | For | For | For | |||||
10 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 10/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger with United Technologies | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
S&P Global Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPGI | CUSIP 78409V104 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marco Alvera | Mgmt | For | For | For | |||||
2 | Elect William J. Amelio | Mgmt | For | For | For | |||||
3 | Elect William D. Green | Mgmt | For | For | For | |||||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
5 | Elect Stephanie C. Hill | Mgmt | For | For | For | |||||
6 | Elect Rebecca Jacoby | Mgmt | For | For | For | |||||
7 | Elect Monique F. Leroux | Mgmt | For | For | For | |||||
8 | Elect Maria R. Morris | Mgmt | For | For | For | |||||
9 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig A. Conway | Mgmt | For | For | For | |||||
3 | Elect Parker Harris | Mgmt | For | For | For | |||||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||||
8 | Elect John V. Roos | Mgmt | For | For | For | |||||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
ServiceNow, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOW | CUSIP 81762P102 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William R. McDermott | Mgmt | For | For | For | |||||
2 | Elect Anita M. Sands | Mgmt | For | For | For | |||||
3 | Elect Dennis M. Woodside | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Spotify Technology S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPOT | CUSIP L8681T102 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
4 | Elect Daniel Ek | Mgmt | For | For | For | |||||
5 | Elect Martin Lorentzon | Mgmt | For | For | For | |||||
6 | Elect Shishir S. Mehrotra | Mgmt | For | For | For | |||||
7 | Elect Christopher P. Marshall | Mgmt | For | Against | Against | |||||
8 | Elect Barry McCarthy | Mgmt | For | For | For | |||||
9 | Elect Heidi O'Neill | Mgmt | For | For | For | |||||
10 | Elect Theodore A. Sarandos | Mgmt | For | For | For | |||||
11 | Elect Thomas O. Staggs | Mgmt | For | For | For | |||||
12 | Elect Cristina Stenbeck | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Directors' Fees | Mgmt | For | For | For | |||||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
Spotify Technology S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPOT | CUSIP L8681T102 | 01/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Barry McCarthy | Mgmt | For | For | For | |||||
TE Connectivity Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H84989104 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | |||||
4 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | |||||
6 | Elect David M. Kerko | Mgmt | For | For | For | |||||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||||
8 | Elect Yong Nam | Mgmt | For | For | For | |||||
9 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||||
10 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
11 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||||
12 | Elect Dawn C. Willoughby | Mgmt | For | For | For | |||||
13 | Elect Laura H. Wright | Mgmt | For | For | For | |||||
14 | Appoint Thomas J. Lynch as Board Chair | Mgmt | For | For | For | |||||
15 | Elect Daniel J. Phelan as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
16 | Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
17 | Elect Mark C. Trudeau as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
18 | Elect Dawn C. Willoughby as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
19 | Appointment of Independent Proxy | Mgmt | For | For | For | |||||
20 | Approval of Annual Report | Mgmt | For | For | For | |||||
21 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
22 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
23 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
24 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||||
25 | Appointment of Swiss Registered Auditor | Mgmt | For | For | For | |||||
26 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
27 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
28 | Executive Compensation | Mgmt | For | For | For | |||||
29 | Board Compensation | Mgmt | For | For | For | |||||
30 | Allocation of Profits | Mgmt | For | For | For | |||||
31 | Dividend from Reserves | Mgmt | For | For | For | |||||
32 | Renewal of Authorized Capital | Mgmt | For | For | For | |||||
33 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
34 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
The Boeing Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BA | CUSIP 097023105 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||||
6 | Elect Nikki R Haley | Mgmt | N/A | Abstain | N/A | |||||
7 | Elect Akhil Johri | Mgmt | For | For | For | |||||
8 | Elect Lawrence W. Kellner | Mgmt | For | Against | Against | |||||
9 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||||
10 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||||
11 | Elect John M. Richardson | Mgmt | For | For | For | |||||
12 | Elect Susan C. Schwab | Mgmt | For | For | For | |||||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||||
The Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||||
8 | Elect James C. Mullen | Mgmt | For | For | For | |||||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||||
11 | Elect Scott M. Sperling | Mgmt | For | For | For | |||||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tradeweb Markets Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TW | CUSIP 892672106 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Finley | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Scott Ganeles | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Debra Walton | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Union Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNP | CUSIP 907818108 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||||
11 | Elect Christopher J. Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Against | Against | For | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard T. Burke | Mgmt | For | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
3 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||||
4 | Elect Michele J. Hooper | Mgmt | For | For | For | |||||
5 | Elect F. William McNabb, III | Mgmt | For | For | For | |||||
6 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||||
9 | Elect David S. Wichmann | Mgmt | For | For | For | |||||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
Univar Solutions Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNVR | CUSIP 91336L107 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joan Braca | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark J. Byrne | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Daniel P. Doheny | Mgmt | For | For | For | |||||
1.4 | Elect David C. Jukes | Mgmt | For | For | For | |||||
1.5 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Kerry J. Preete | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Robert L. Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
Visa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
V | CUSIP 92826C839 | 01/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
5 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||||
8 | Elect Denise M. Morrison | Mgmt | For | For | For | |||||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Walmart Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||||
5 | Elect Thomas W. Horton | Mgmt | For | Against | Against | |||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the ASDA Sharesave Plan 2000 | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||||
WEX Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WEX | CUSIP 96208T104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Sobbott | Mgmt | For | For | For | |||||
2 | Elect Stephen Smith | Mgmt | For | For | For | |||||
3 | Elect James R. Groch | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Workday, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDAY | CUSIP 98138H101 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael C. Bush | Mgmt | For | For | For | |||||
1.2 | Elect Christa Davies | Mgmt | For | For | For | |||||
1.3 | Elect Michael Stankey | Mgmt | For | For | For | |||||
1.4 | Elect George J. Still Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Zendesk, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZEN | CUSIP 98936J101 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Curtis | Mgmt | For | For | For | |||||
2 | Elect Mikkel Svane | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Integrated Large Cap Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Accenture plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACN | CUSIP G1151C101 | 01/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jaime Ardila | Mgmt | For | For | For | |||||
2 | Elect Herbert Hainer | Mgmt | For | For | For | |||||
3 | Elect Nancy McKinstry | Mgmt | For | For | For | |||||
4 | Elect Gilles Pelisson | Mgmt | For | For | For | |||||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||||
6 | Elect Venkata Renduchintala | Mgmt | For | For | For | |||||
7 | Elect David P. Rowland | Mgmt | For | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||||
9 | Elect Julie Sweet | Mgmt | For | For | For | |||||
10 | Elect Frank Kui Tang | Mgmt | For | For | For | |||||
11 | Elect Tracey T. Travis | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the 2010 Share Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Issuance of Treasury Shares | Mgmt | For | For | For | |||||
Air Products and Chemicals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APD | CUSIP 009158106 | 01/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||||
4 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alexion Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALXN | CUSIP 015351109 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Felix J. Baker | Mgmt | For | For | For | |||||
1.2 | Elect David R. Brennan | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||||
1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||||
1.7 | Elect John T. Mollen | Mgmt | For | For | For | |||||
1.8 | Elect Francois Nader | Mgmt | For | For | For | |||||
1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||||
1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | Against | Against | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alimentation Couche-Tard Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATD.A | CUSIP 01626P403 | 09/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
2.1 | Elect Alain Bouchard | Mgmt | For | For | For | |||||
2.2 | Elect Melanie Kau | Mgmt | For | For | For | |||||
2.3 | Elect Jean Bernier | Mgmt | For | For | For | |||||
2.4 | Elect Nathalie Bourque | Mgmt | For | For | For | |||||
2.5 | Elect Eric Boyko | Mgmt | For | For | For | |||||
2.6 | Elect Jacques D'Amours | Mgmt | For | For | For | |||||
2.7 | Elect Richard Fortin | Mgmt | For | For | For | |||||
2.8 | Elect Brian Hannasch | Mgmt | For | For | For | |||||
2.9 | Elect Marie Josee Lamothe | Mgmt | For | For | For | |||||
2.10 | Elect Monique F. Leroux | Mgmt | For | For | For | |||||
2.11 | Elect Real Plourde | Mgmt | For | For | For | |||||
2.12 | Elect Daniel Rabinowicz | Mgmt | For | For | For | |||||
2.13 | Elect Louis Tetu | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Alphabet Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOGL | CUSIP 02079K305 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Sundar Pichai | Mgmt | For | For | For | |||||
1.4 | Elect John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Alan R. Mulally | Mgmt | For | Withhold | Against | |||||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.11 | Elect Robin L. Washington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | ShrHoldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||
12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Whistleblower Policies | ShrHoldr | Against | Against | For | |||||
Altice USA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATUS | CUSIP 02156K103 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick Drahi | Mgmt | For | For | For | |||||
2 | Elect Gerrit Jan Bakker | Mgmt | For | For | For | |||||
3 | Elect Manon Brouillette | Mgmt | For | For | For | |||||
4 | Elect David Drahi | Mgmt | For | Against | Against | |||||
5 | Elect Dexter Goei | Mgmt | For | For | For | |||||
6 | Elect Mark Mullen | Mgmt | For | For | For | |||||
7 | Elect Dennis Okhuijsen | Mgmt | For | For | For | |||||
8 | Elect Charles Stewart | Mgmt | For | For | For | |||||
9 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2017 Long Term Incentive Plan | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | Against | |||||
23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
American Electric Power Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEP | CUSIP 025537101 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||||
5 | Elect Art A. Garcia | Mgmt | For | For | For | |||||
6 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||||
8 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||||
9 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Homes 4 Rent | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMH | CUSIP 02665T306 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
7 | Elect James H. Kropp | Mgmt | For | For | For | |||||
8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
9 | Elect Jay Willoughby | Mgmt | For | For | For | |||||
10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
11 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AMETEK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AME | CUSIP 031100100 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas A. Amato | Mgmt | For | For | For | |||||
2 | Elect Anthony J. Conti | Mgmt | For | For | For | |||||
3 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amphenol Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APH | CUSIP 032095101 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stanley L. Clark | Mgmt | For | For | For | |||||
2 | Elect John D. Craig | Mgmt | For | For | For | |||||
3 | Elect David P. Falck | Mgmt | For | For | For | |||||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||||
5 | Elect Robert A. Livingston | Mgmt | For | For | For | |||||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | |||||
7 | Elect R. Adam Norwitt | Mgmt | For | For | For | |||||
8 | Elect Anne C. Wolff | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Analog Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADI | CUSIP 032654105 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | For | |||||
2 | Elect Vincent Roche | Mgmt | For | For | For | |||||
3 | Elect James A. Champy | Mgmt | For | For | For | |||||
4 | Elect Anantha P. Chandrakasan | Mgmt | For | Against | Against | |||||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||||
7 | Elect Karen M. Golz | Mgmt | For | For | For | |||||
8 | Elect Mark M. Little | Mgmt | For | For | For | |||||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||||
10 | Elect Susie Wee | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||
7 | Elect Susan L. Wagner | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | ShrHoldr | Against | For | Against | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CUSIP N07059210 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Discussion of the Dividend Policy | Mgmt | For | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
9 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||||
10 | Elect D. Mark Durcan to the Supervisory Board | Mgmt | For | For | For | |||||
11 | Elect Warren A. East to the Supervisory Board | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
16 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||||
19 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||||
5 | Elect Harriet Edelman | Mgmt | For | For | For | |||||
6 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||||
7 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
8 | Elect Debra J. Perry | Mgmt | For | For | For | |||||
9 | Elect Ognjen Redzic | Mgmt | For | For | For | |||||
10 | Elect Paul J. Reilly | Mgmt | For | For | For | |||||
11 | Elect Robert W. Stein | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||||
7 | Elect Debra L. Lee | Mgmt | For | For | For | |||||
8 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | |||||
10 | Elect Beth E. Mooney | Mgmt | For | For | For | |||||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||||
12 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Against | Against | For | |||||
Blackstone Mortgage Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BXMT | CUSIP 09257W100 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Nash | Mgmt | For | For | For | |||||
1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||||
1.3 | Elect Leonard W. Cotton | Mgmt | For | For | For | |||||
1.4 | Elect Thomas E. Dobrowski | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Martin L. Edelman | Mgmt | For | For | For | |||||
1.6 | Elect Henry N. Nassau | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Jonathan L. Pollack | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Lynne B. Sagalyn | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bristol-Myers Squibb Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMY | CUSIP 110122108 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||||
3 | Elect Michael W. Bonney | Mgmt | For | Against | Against | |||||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||||
6 | Elect Julia A. Haller | Mgmt | For | For | For | |||||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||||
8 | Elect Theodore R. Samuels, II | Mgmt | For | For | For | |||||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||||
11 | Elect Karen H. Vousden | Mgmt | For | For | For | |||||
12 | Elect Phyllis R. Yale | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Cable One, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CABO | CUSIP 12685J105 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary E. Meduski | Mgmt | For | For | For | |||||
2 | Elect Alan G. Spoon | Mgmt | For | For | For | |||||
3 | Elect Wallace R. Weitz | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Cabot Oil & Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COG | CUSIP 127097103 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||||
1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||||
1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | |||||
1.5 | Elect Peter B. Delaney | Mgmt | For | For | For | |||||
1.6 | Elect Dan O. Dinges | Mgmt | For | For | For | |||||
1.7 | Elect Robert Kelley | Mgmt | For | For | For | |||||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | |||||
1.9 | Elect Marcus A. Watts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CDK Global, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDK | CUSIP 12508E101 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||||
2 | Elect Willie A. Deese | Mgmt | For | For | For | |||||
3 | Elect Amy J. Hillman | Mgmt | For | For | For | |||||
4 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||||
5 | Elect Stephen A. Miles | Mgmt | For | For | For | |||||
6 | Elect Robert E. Radway | Mgmt | For | For | For | |||||
7 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | |||||
8 | Elect Frank S. Sowinski | Mgmt | For | For | For | |||||
9 | Elect Eileen J. Voynick | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||||
2 | Elect John B. Frank | Mgmt | For | For | For | |||||
3 | Elect Alice P. Gast | Mgmt | For | For | For | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles W. Moorman IV | Mgmt | For | For | For | |||||
6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||||
7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||||
8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | For | |||||
10 | Elect Michael K. Wirth | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||||
4 | Elect Mark Garrett | Mgmt | For | For | For | |||||
5 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||||
6 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||||
7 | Elect Charles H. Robbins | Mgmt | For | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||||
9 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||||
10 | Elect Carol B. Tome | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967424 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||||
3 | Elect Grace E Dailey | Mgmt | For | For | For | |||||
4 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||||
5 | Elect John C. Dugan | Mgmt | For | For | For | |||||
6 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||||
7 | Elect Peter B. Henry | Mgmt | For | For | For | |||||
8 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||||
9 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||||
10 | Elect Renee J. James | Mgmt | For | For | For | |||||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
13 | Elect James S. Turley | Mgmt | For | For | For | |||||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||||
15 | Elect Alexander R. Wynaendts | Mgmt | For | For | For | |||||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
CMS Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 125896100 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | |||||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||||
4 | Elect William D. Harvey | Mgmt | For | For | For | |||||
5 | Elect Patricia K. Poppe | Mgmt | For | For | For | |||||
6 | Elect John G. Russell | Mgmt | For | For | For | |||||
7 | Elect Suzanne F. Shank | Mgmt | For | For | For | |||||
8 | Elect Myrna M. Soto | Mgmt | For | For | For | |||||
9 | Elect John G. Sznewajs | Mgmt | For | For | For | |||||
10 | Elect Ronald J. Tanski | Mgmt | For | For | For | |||||
11 | Elect Laura H. Wright | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Approval of the 2020 Performance Incentive Stock Plan | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Advisory vote on executive compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | For | Against | |||||
Compagnie Financiere Richemont S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFR | CINS H25662182 | 09/11/2019 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Elect Johann Rupert as Board Chair | Mgmt | For | TNA | N/A | |||||
6 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||||
7 | Elect Nikesh Arora | Mgmt | For | TNA | N/A | |||||
8 | Elect Nicolas Bos | Mgmt | For | TNA | N/A | |||||
9 | Elect Clay Brendish | Mgmt | For | TNA | N/A | |||||
10 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||||
11 | Elect Burkhart Grund | Mgmt | For | TNA | N/A | |||||
12 | Elect Sophie Guieysse | Mgmt | For | TNA | N/A | |||||
13 | Elect Keyu Jin | Mgmt | For | TNA | N/A | |||||
14 | Elect Jerome Lambert | Mgmt | For | TNA | N/A | |||||
15 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||||
16 | Elect Jeff Moss | Mgmt | For | TNA | N/A | |||||
17 | Elect Vesna Nevistic | Mgmt | For | TNA | N/A | |||||
18 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||||
19 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||||
20 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||||
21 | Elect Anton Rupert | Mgmt | For | TNA | N/A | |||||
22 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||||
23 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||||
24 | Elect Cyrille Vigneron | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
26 | Elect Clay Brendish as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
27 | Elect Keyu Jin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
28 | Elect Guillaume Pictet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
29 | Elect Maria Ramos as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
30 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
31 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
32 | Board Compensation | Mgmt | For | TNA | N/A | |||||
33 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
34 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
35 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
CSX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSX | CUSIP 126408103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | |||||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | For | |||||
6 | Elect John D. McPherson | Mgmt | For | For | For | |||||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||||
8 | Elect Linda H. Riefler | Mgmt | For | For | For | |||||
9 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Delta Air Lines, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DAL | CUSIP 247361702 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | |||||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||||
3 | Elect Ashton B. Carter | Mgmt | For | For | For | |||||
4 | Elect David G. DeWalt | Mgmt | For | For | For | |||||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||||
6 | Elect Christopher A. Hazleton | Mgmt | For | For | For | |||||
7 | Elect Michael P. Huerta | Mgmt | For | For | For | |||||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||||
9 | Elect George N. Mattson | Mgmt | For | For | For | |||||
10 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||||
11 | Elect David. S. Taylor | Mgmt | For | For | For | |||||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||||
Dollar General Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CUSIP 256677105 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||||
3 | Elect Sandra B. Cochran | Mgmt | For | Abstain | Against | |||||
4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | |||||
5 | Elect Timothy I. McGuire | Mgmt | For | For | For | |||||
6 | Elect William C. Rhodes, III | Mgmt | For | For | For | |||||
7 | Elect Debra A. Sandler | Mgmt | For | For | For | |||||
8 | Elect Ralph E. Santana | Mgmt | For | For | For | |||||
9 | Elect Todd J. Vasos | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Elimination of Supermajority Requirement to amend the Company's Charter | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement to amend the Company's Bylaws | Mgmt | For | For | For | |||||
Dover Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOV | CUSIP 260003108 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H. John Gilbertson, Jr. | Mgmt | For | For | For | |||||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||||
4 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||||
5 | Elect Richard J. Tobin | Mgmt | For | For | For | |||||
6 | Elect Stephen M. Todd | Mgmt | For | For | For | |||||
7 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||||
8 | Elect Keith E. Wandell | Mgmt | For | For | For | |||||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
DTE Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTE | CUSIP 233331107 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | |||||
1.3 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Gail J. McGovern | Mgmt | For | For | For | |||||
1.5 | Elect Mark A. Murray | Mgmt | For | For | For | |||||
1.6 | Elect Gerardo Norcia | Mgmt | For | For | For | |||||
1.7 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||||
1.8 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect David A. Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Gary Torgow | Mgmt | For | For | For | |||||
1.11 | Elect James H. Vandenberghe | Mgmt | For | For | For | |||||
1.12 | Elect Valerie M. Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Eaton Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP G29183103 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | |||||
4 | Elect Richard H. Fearon | Mgmt | For | Against | Against | |||||
5 | Elect Olivier Leonetti | Mgmt | For | For | For | |||||
6 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||||
7 | Elect Silvio Napoli | Mgmt | For | For | For | |||||
8 | Elect Gregory R. Page | Mgmt | For | For | For | |||||
9 | Elect Sandra Pianalto | Mgmt | For | For | For | |||||
10 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||||
11 | Elect Gerald B. Smith | Mgmt | For | For | For | |||||
12 | Elect Dorothy C. Thompson | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Martin S. Craighead | Mgmt | For | For | For | |||||
1.2 | Elect David N. Farr | Mgmt | For | For | For | |||||
1.3 | Elect Gloria A. Flach | Mgmt | For | For | For | |||||
1.4 | Elect Mathew S. Levatich | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
EOG Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EOG | CUSIP 26875P101 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||||
4 | Elect James C. Day | Mgmt | For | For | For | |||||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||||
6 | Elect Julie J. Robertson | Mgmt | For | For | For | |||||
7 | Elect Donald F. Textor | Mgmt | For | For | For | |||||
8 | Elect William R. Thomas | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Equity LifeStyle Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELS | CUSIP 29472R108 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Fidelity National Information Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIS | CUSIP 31620M106 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lee Adrean | Mgmt | For | For | For | |||||
2 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||||
3 | Elect Lisa A. Hook | Mgmt | For | For | For | |||||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||||
5 | Elect Gary L. Lauer | Mgmt | For | For | For | |||||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||||
8 | Elect Brian T. Shea | Mgmt | For | For | For | |||||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||||
10 | Elect Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fidelity National Information Services Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIS | CUSIP 31620M106 | 07/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Hill-Rom Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRC | CUSIP 431475102 | 02/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William G. Dempsey | Mgmt | For | For | For | |||||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | |||||
1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | |||||
1.4 | Elect Mary Garrett | Mgmt | For | For | For | |||||
1.5 | Elect James R. Giertz | Mgmt | For | For | For | |||||
1.6 | Elect John P. Groetelaars | Mgmt | For | For | For | |||||
1.7 | Elect William H. Kucheman | Mgmt | For | For | For | |||||
1.8 | Elect Ronald A. Malone | Mgmt | For | For | For | |||||
1.9 | Elect Gregory J. Moore | Mgmt | For | For | For | |||||
1.10 | Elect Felicia F. Norwood | Mgmt | For | For | For | |||||
1.11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||||
7 | Elect Deborah Flint | Mgmt | For | For | For | |||||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||||
11 | Elect Raymond T. Odierno | Mgmt | For | For | For | |||||
12 | Elect George Paz | Mgmt | For | For | For | |||||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Humana Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUM | CUSIP 444859102 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
6 | Elect Wayne A.I. Frederick | Mgmt | For | For | For | |||||
7 | Elect John W. Garratt | Mgmt | For | For | For | |||||
8 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||||
9 | Elect Karen W. Katz | Mgmt | For | For | For | |||||
10 | Elect William J. McDonald | Mgmt | For | For | For | |||||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IHS Markit Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFO | CUSIP G47567105 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lance Uggla | Mgmt | For | For | For | |||||
2 | Elect John Browne | Mgmt | For | For | For | |||||
3 | Elect Ruann F. Ernst | Mgmt | For | For | For | |||||
4 | Elect William E. Ford | Mgmt | For | For | For | |||||
5 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
6 | Elect Deborah Keiko Orida | Mgmt | For | For | For | |||||
7 | Elect James A. Rosenthal | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intercontinental Exchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45866F104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | For | |||||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William J. Burns | Mgmt | For | For | For | |||||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||||
3 | Elect Ahmet Cemal Dorduncu | Mgmt | For | For | For | |||||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||||
5 | Elect Anders Gustafsson | Mgmt | For | For | For | |||||
6 | Elect Jacqueline C. Hinman | Mgmt | For | For | For | |||||
7 | Elect Clinton A. Lewis, Jr. | Mgmt | For | For | For | |||||
8 | Elect Kathryn D. Sullivan | Mgmt | For | For | For | |||||
9 | Elect Mark S. Sutton | Mgmt | For | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
11 | Elect Ray G. Young | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eve Burton | Mgmt | For | For | For | |||||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||||
4 | Elect Sasan Goodarzi | Mgmt | For | For | For | |||||
5 | Elect Deborah Liu | Mgmt | For | For | For | |||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||||
9 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||||
10 | Elect Raul Vazquez | Mgmt | For | For | For | |||||
11 | Elect Jeff Weiner | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Against | Against | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||||
9 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Removal of Directors Without Cause | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | For | Against | |||||
Johnson Controls International plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP G51502105 | 03/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||||
7 | Elect Simone Menne | Mgmt | For | For | For | |||||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||||
11 | Elect R. David Yost | Mgmt | For | For | For | |||||
12 | Elect John D. Young | Mgmt | For | For | For | |||||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | For | |||||
9 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Linde Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIN | CINS G5494J103 | 07/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Wolfgang Reitzle | Mgmt | For | For | For | |||||
3 | Elect Stephen F. Angel | Mgmt | For | For | For | |||||
4 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | |||||
5 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||||
7 | Elect Thomas Enders | Mgmt | For | For | For | |||||
8 | Elect Franz Fehrenbach | Mgmt | For | For | For | |||||
9 | Elect Edward G. Galante | Mgmt | For | For | For | |||||
10 | Elect Larry D. McVay | Mgmt | For | For | For | |||||
11 | Elect Victoria Ossadnik | Mgmt | For | For | For | |||||
12 | Elect Martin H. Richenhagen | Mgmt | For | Against | Against | |||||
13 | Elect Robert L. Wood | Mgmt | For | For | For | |||||
14 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Advisory Vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 1 year | Mgmt | For | For | For | |||||
20 | Advisory Vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 2 years | Mgmt | N/A | N/A | N/A | |||||
21 | Advisory Vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 3 years | Mgmt | N/A | N/A | N/A | |||||
22 | Advisory Vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve abstain | Mgmt | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||||
Medtronic Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP G5960L103 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||||
6 | Elect Omar Ishrak | Mgmt | For | For | For | |||||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||||
9 | Elect Geoffrey Straub Martha | Mgmt | For | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||
6 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||
7 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||
9 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||
10 | Elect John W. Stanton | Mgmt | For | For | For | |||||
11 | Elect John W. Thompson | Mgmt | For | For | For | |||||
12 | Elect Emma N. Walmsley | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Mid-America Apartment Communities, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAA | CUSIP 59522J103 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | For | |||||
2 | Elect Russell R. French | Mgmt | For | For | For | |||||
3 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
4 | Elect Toni Jennings | Mgmt | For | For | For | |||||
5 | Elect James K. Lowder | Mgmt | For | For | For | |||||
6 | Elect Thomas H. Lowder | Mgmt | For | For | For | |||||
7 | Elect Monica McGurk | Mgmt | For | For | For | |||||
8 | Elect Claude B. Nielsen | Mgmt | For | For | For | |||||
9 | Elect Philip W. Norwood | Mgmt | For | For | For | |||||
10 | Elect W. Reid Sanders | Mgmt | For | For | For | |||||
11 | Elect Gary Shorb | Mgmt | For | For | For | |||||
12 | Elect David P. Stockert | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mondelez International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDLZ | CUSIP 609207105 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||||
5 | Elect Peter W. May | Mgmt | For | For | For | |||||
6 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||||
7 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||||
10 | Elect Takeshi Ogasawara | Mgmt | For | For | For | |||||
11 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||||
12 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CUSIP 66987V109 | 02/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
5 | Board Compensation | Mgmt | For | For | For | |||||
6 | Executive Compensation | Mgmt | For | For | For | |||||
7 | Compensation Report | Mgmt | For | For | For | |||||
8 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | For | For | |||||
9 | Elect Nancy C. Andrews | Mgmt | For | For | For | |||||
10 | Elect Ton Buchner | Mgmt | For | For | For | |||||
11 | Elect Patrice Bula | Mgmt | For | For | For | |||||
12 | Elect Srikant M. Datar | Mgmt | For | For | For | |||||
13 | Elect Elizabeth Doherty | Mgmt | For | For | For | |||||
14 | Elect Ann M. Fudge | Mgmt | For | For | For | |||||
15 | Elect Frans van Houten | Mgmt | For | For | For | |||||
16 | Elect Andreas von Planta | Mgmt | For | For | For | |||||
17 | Elect Charles L. Sawyers | Mgmt | For | For | For | |||||
18 | Elect Enrico Vanni | Mgmt | For | For | For | |||||
19 | Elect William T. Winters | Mgmt | For | For | For | |||||
20 | Elect Bridgette P. Heller | Mgmt | For | For | For | |||||
21 | Elect Simon Moroney | Mgmt | For | For | For | |||||
22 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | For | For | |||||
23 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | For | For | |||||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | |||||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | |||||
26 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | For | For | |||||
27 | Appointment of Auditor | Mgmt | For | For | For | |||||
28 | Appointment of Independent Proxy | Mgmt | For | For | For | |||||
29 | Additional or Amended Proposals | Mgmt | For | Against | Against | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John D. Wren | Mgmt | For | For | For | |||||
2 | Elect Mary C. Choksi | Mgmt | For | For | For | |||||
3 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect Susan S. Denison | Mgmt | For | For | For | |||||
5 | Elect Ronnie S. Hawkins | Mgmt | For | For | For | |||||
6 | Elect Deborah J. Kissire | Mgmt | For | For | For | |||||
7 | Elect Gracia C. Martore | Mgmt | For | For | For | |||||
8 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
9 | Elect Valerie M. Williams | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
ONEOK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OKE | CUSIP 682680103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | |||||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||||
3 | Elect John W. Gibson | Mgmt | For | For | For | |||||
4 | Elect Mark W. Helderman | Mgmt | For | For | For | |||||
5 | Elect Randall J. Larson | Mgmt | For | For | For | |||||
6 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||||
7 | Elect Jim W. Mogg | Mgmt | For | For | For | |||||
8 | Elect Pattye L. Moore | Mgmt | For | For | For | |||||
9 | Elect Gary D. Parker | Mgmt | For | Against | Against | |||||
10 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
11 | Elect Terry K. Spencer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||||
7 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||||
8 | Elect David C. Page | Mgmt | For | For | For | |||||
9 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||||
10 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||||
11 | Elect Darren Walker | Mgmt | For | For | For | |||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||||
5 | Elect Scott Gottlieb | Mgmt | For | For | For | |||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||||
9 | Elect Dan R. Littman | Mgmt | For | For | For | |||||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect James Quincey | Mgmt | For | For | For | |||||
13 | Elect James C. Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder proposal regarding right to act by written consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
21 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||||
2 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||||
4 | Elect Lisa A. Hook | Mgmt | For | For | For | |||||
5 | Elect Jennifer Xin-Zhe Li | Mgmt | For | For | For | |||||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||||
7 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
8 | Elect Lucio A. Noto | Mgmt | For | For | For | |||||
9 | Elect Frederik Paulsen | Mgmt | For | For | For | |||||
10 | Elect Robert B. Polet | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Phillips 66 | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSX | CUSIP 718546104 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | Against | |||||
Reinsurance Group of America, Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RGA | CUSIP 759351604 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pina Albo | Mgmt | For | For | For | |||||
2 | Elect Christine R. Detrick | Mgmt | For | For | For | |||||
3 | Elect J. Cliff Eason | Mgmt | For | For | For | |||||
4 | Elect John J. Gauthier | Mgmt | For | For | For | |||||
5 | Elect Anna Manning | Mgmt | For | For | For | |||||
6 | Elect Hazel M. McNeilage | Mgmt | For | For | For | |||||
7 | Elect Steven C. Van Wyk | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Amendments to the Articles of Incorporation to make Certain Clarifying Changes | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
RPM International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RPM | CUSIP 749685103 | 10/03/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirkland B. Andrews | Mgmt | For | For | For | |||||
1.2 | Elect David A. Daberko | Mgmt | For | For | For | |||||
1.3 | Elect Thomas S. Gross | Mgmt | For | For | For | |||||
1.4 | Elect Frank C. Sullivan | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2014 Omnibus Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
S&P Global Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPGI | CUSIP 78409V104 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marco Alvera | Mgmt | For | For | For | |||||
2 | Elect William J. Amelio | Mgmt | For | For | For | |||||
3 | Elect William D. Green | Mgmt | For | For | For | |||||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
5 | Elect Stephanie C. Hill | Mgmt | For | For | For | |||||
6 | Elect Rebecca Jacoby | Mgmt | For | For | For | |||||
7 | Elect Monique F. Leroux | Mgmt | For | For | For | |||||
8 | Elect Maria R. Morris | Mgmt | For | For | For | |||||
9 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Service Corporation International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCI | CUSIP 817565104 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan R. Buckwalter, III | Mgmt | For | Against | Against | |||||
2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||||
3 | Elect Victor L. Lund | Mgmt | For | For | For | |||||
4 | Elect Clifton H. Morris, Jr. | Mgmt | For | For | For | |||||
5 | Elect Ellen Ochoa | Mgmt | For | For | For | |||||
6 | Elect Thomas L. Ryan | Mgmt | For | For | For | |||||
7 | Elect W. Blair Waltrip | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Steel Dynamics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STLD | CUSIP 858119100 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark D. Millett | �� | Mgmt | For | For | For | ||||
1.2 | Elect Sheree Bargabos | Mgmt | For | For | For | |||||
1.3 | Elect Keith E. Busse | Mgmt | For | For | For | |||||
1.4 | Elect Frank D. Byrne | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||||
1.10 | Elect Steven A. Sonnenberg | Mgmt | For | For | For | |||||
1.11 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
STORE Capital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STOR | CUSIP 862121100 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | |||||
1.2 | Elect Mary Fedewa | Mgmt | For | For | For | |||||
1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | |||||
1.4 | Elect William F. Hipp | Mgmt | For | For | For | |||||
1.5 | Elect Tawn Kelley | Mgmt | For | For | For | |||||
1.6 | Elect Catherine D. Rice | Mgmt | For | For | For | |||||
1.7 | Elect Einar A. Seadler | Mgmt | For | For | For | |||||
1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sun Communities, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUI | CUSIP 866674104 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary A. Shiffman | Mgmt | For | For | For | |||||
2 | Elect Meghan G. Baivier | Mgmt | For | For | For | |||||
3 | Elect Stephanie W. Bergeron | Mgmt | For | For | For | |||||
4 | Elect Brian M. Hermelin | Mgmt | For | For | For | |||||
5 | Elect Ronald A. Klein | Mgmt | For | For | For | |||||
6 | Elect Clunet R. Lewis | Mgmt | For | For | For | |||||
7 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
TE Connectivity Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H84989104 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | |||||
4 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | |||||
6 | Elect David M. Kerko | Mgmt | For | For | For | |||||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||||
8 | Elect Yong Nam | Mgmt | For | For | For | |||||
9 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||||
10 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
11 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||||
12 | Elect Dawn C. Willoughby | Mgmt | For | For | For | |||||
13 | Elect Laura H. Wright | Mgmt | For | For | For | |||||
14 | Appoint Thomas J. Lynch as Board Chair | Mgmt | For | For | For | |||||
15 | Elect Daniel J. Phelan as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
16 | Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
17 | Elect Mark C. Trudeau as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
18 | Elect Dawn C. Willoughby as Management Development and Compensation Committee Member | Mgmt | For | For | For | |||||
19 | Appointment of Independent Proxy | Mgmt | For | For | For | |||||
20 | Approval of Annual Report | Mgmt | For | For | For | |||||
21 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
22 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
23 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
24 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||||
25 | Appointment of Swiss Registered Auditor | Mgmt | For | For | For | |||||
26 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
27 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
28 | Executive Compensation | Mgmt | For | For | For | |||||
29 | Board Compensation | Mgmt | For | For | For | |||||
30 | Allocation of Profits | Mgmt | For | For | For | |||||
31 | Dividend from Reserves | Mgmt | For | For | For | |||||
32 | Renewal of Authorized Capital | Mgmt | For | For | For | |||||
33 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
34 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Larry D. De Shon | Mgmt | For | For | For | |||||
3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||
4 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||||
9 | Elect Christopher J. Swift | Mgmt | For | For | For | |||||
10 | Elect Matthew E. Winter | Mgmt | For | For | For | |||||
11 | Elect Greig Woodring | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
The Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Alvarado | Mgmt | For | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||||
5 | Elect William S. Demchak | Mgmt | For | For | For | |||||
6 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||||
8 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||||
9 | Elect Linda R. Medler | Mgmt | For | For | For | |||||
10 | Elect Martin Pfinsgraff | Mgmt | For | For | For | |||||
11 | Elect Toni Townes-Whitley | Mgmt | For | For | For | |||||
12 | Elect Michael J. Ward | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of The 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | For | |||||
8 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | |||||
9 | Elect Patrick H. Nettles | Mgmt | For | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||||
4 | Elect Francis A. deSouza | Mgmt | For | For | For | |||||
5 | Elect Michael B.G. Froman | Mgmt | For | For | For | |||||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||||
8 | Elect Mark G. Parker | Mgmt | For | For | For | |||||
9 | Elect Derica W. Rice | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||||
8 | Elect James C. Mullen | Mgmt | For | For | For | |||||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||||
11 | Elect Scott M. Sperling | Mgmt | For | For | For | |||||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Unilever plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ULVR | CUSIP 904767704 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Nils Andersen | Mgmt | For | For | For | |||||
4 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||||
5 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
6 | Elect Judith Hartmann | Mgmt | For | For | For | |||||
7 | Elect Alan Jope | Mgmt | For | For | For | |||||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||||
10 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||||
11 | Elect Youngme E. Moon | Mgmt | For | For | For | |||||
12 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||||
13 | Elect John Rishton | Mgmt | For | For | For | |||||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Union Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNP | CUSIP 907818108 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||||
11 | Elect Christopher J. Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Against | Against | For | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard T. Burke | Mgmt | For | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
3 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||||
4 | Elect Michele J. Hooper | Mgmt | For | For | For | |||||
5 | Elect F. William McNabb, III | Mgmt | For | For | For | |||||
6 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||||
9 | Elect David S. Wichmann | Mgmt | For | For | For | |||||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
V.F. Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VFC | CUSIP 918204108 | 07/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | |||||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | |||||
1.3 | Elect Benno Dorer | Mgmt | For | For | For | |||||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | |||||
1.5 | Elect Laura W. Lang | Mgmt | For | For | For | |||||
1.6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||||
1.7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Steven E. Rendle | Mgmt | For | For | For | |||||
1.10 | Elect Carol L. Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||||
1.12 | Elect Veronica B. Wu | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Verisk Analytics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRSK | CUSIP 92345Y106 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher M. Foskett | Mgmt | For | For | For | |||||
2 | Elect David B. Wright | Mgmt | For | For | For | |||||
3 | Elect Annell R. Bay | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Visa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
V | CUSIP 92826C839 | 01/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
5 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||||
8 | Elect Denise M. Morrison | Mgmt | For | For | For | |||||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vistra Energy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VST | CUSIP 92840M102 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||||
3 | Elect Arcilia A. Acosta | Mgmt | For | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | For | |||||
8 | Elect Scott B. Helm | Mgmt | For | For | For | |||||
9 | Elect Jeff D. Hunter | Mgmt | For | For | For | |||||
10 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||||
11 | Elect John R. Sult | Mgmt | For | For | For | |||||
12 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||||
13 | Elect Scott B. Helm | Mgmt | For | For | For | |||||
14 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||||
15 | Elect John R. Sult | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
Walmart Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||||
5 | Elect Thomas W. Horton | Mgmt | For | Against | Against | |||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the ASDA Sharesave Plan 2000 | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||||
Worldpay Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WP | CINS 981558109 | 07/24/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Yum! Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YUM | CUSIP 988498101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paget L. Alves | Mgmt | For | For | For | |||||
2 | Elect Keith Barr | Mgmt | For | For | For | |||||
3 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||||
4 | Elect Christopher M. Connor | Mgmt | For | For | For | |||||
5 | Elect Brian C. Cornell | Mgmt | For | For | For | |||||
6 | Elect Tanya L. Domier | Mgmt | For | For | For | |||||
7 | Elect David W. Gibbs | Mgmt | For | For | For | |||||
8 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||||
9 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||||
10 | Elect P. Justin Skala | Mgmt | For | For | For | |||||
11 | Elect Elane B. Stock | Mgmt | For | For | For | |||||
12 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Deforestation and Climate Impact Report | ShrHoldr | Against | Against | For | |||||
Zimmer Biomet Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBH | CUSIP 98956P102 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||||
4 | Elect Michael J. Farrell | Mgmt | For | For | For | |||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||||
7 | Elect Bryan C Hanson | Mgmt | For | For | For | |||||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||||
9 | Elect Maria Teresa Hilado | Mgmt | For | For | For | |||||
10 | Elect Syed Jafry | Mgmt | For | For | For | |||||
11 | Elect Michael W. Michelson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Zoetis Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZTS | CUSIP 98978V103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Norden | Mgmt | For | For | For | |||||
2 | Elect Louise M. Parent | Mgmt | For | For | For | |||||
3 | Elect Kristin C. Peck | Mgmt | For | For | For | |||||
4 | Elect Robert W. Scully | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman International Equity Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Aercap Holdings N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AER | CUSIP N00985106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
3 | Elect Paul Dacier | Mgmt | For | For | For | |||||
4 | Elect Richard Michael Gradon | Mgmt | For | For | For | |||||
5 | Elect Robert G. Warden | Mgmt | For | For | For | |||||
6 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares with Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
11 | Authority to Suppress Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||||
14 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | |||||
AIA Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1299 | CINS Y002A1105 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||||
6 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||||
7 | Elect Mohamed Azman Yahya | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Share Option Scheme | Mgmt | For | Against | Against | |||||
Air Liquide S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AI | CINS F01764103 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
9 | Elect Brian Gilvary | Mgmt | For | For | For | |||||
10 | Elect Anette Bronder | Mgmt | For | For | For | |||||
11 | Elect Kim Ann Mink | Mgmt | For | For | For | |||||
12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
13 | Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | For | |||||
14 | Remuneration Report | Mgmt | For | For | For | |||||
15 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||||
16 | Directors' Fees | Mgmt | For | For | For | |||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
20 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
21 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
22 | Amendments to Articles Regarding the Powers of the Board of Directors | Mgmt | For | For | For | |||||
23 | Amendments to Articles Regarding Board of Directors Remuneration | Mgmt | For | For | For | |||||
24 | Amendments to Articles Regarding Shareholder Identification | Mgmt | For | For | For | |||||
25 | Amendments to Articles Regarding the Powers of the Board of Directors | Mgmt | For | For | For | |||||
26 | Amendments to Articles Regarding Company Duration | Mgmt | For | For | For | |||||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | Against | Against | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alimentation Couche-Tard Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATD.A | CUSIP 01626P403 | 09/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
2.1 | Elect Alain Bouchard | Mgmt | For | For | For | |||||
2.2 | Elect Melanie Kau | Mgmt | For | For | For | |||||
2.3 | Elect Jean Bernier | Mgmt | For | For | For | |||||
2.4 | Elect Nathalie Bourque | Mgmt | For | For | For | |||||
2.5 | Elect Eric Boyko | Mgmt | For | For | For | |||||
2.6 | Elect Jacques D'Amours | Mgmt | For | For | For | |||||
2.7 | Elect Richard Fortin | Mgmt | For | For | For | |||||
2.8 | Elect Brian Hannasch | Mgmt | For | For | For | |||||
2.9 | Elect Marie Josee Lamothe | Mgmt | For | For | For | |||||
2.10 | Elect Monique F. Leroux | Mgmt | For | For | For | |||||
2.11 | Elect Real Plourde | Mgmt | For | For | For | |||||
2.12 | Elect Daniel Rabinowicz | Mgmt | For | For | For | |||||
2.13 | Elect Louis Tetu | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | For | For | For | |||||
2 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||||
3 | Off-Market Repurchase of Shares | Mgmt | For | For | For | |||||
4 | Cancellation of NYSE Listing | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V111 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | For | For | For | |||||
Arkema | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKE | CINS F0392W125 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
8 | Elect Thierry Le Henaff | Mgmt | For | For | For | |||||
9 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
10 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
11 | Remuneration Report | Mgmt | For | For | For | |||||
12 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
19 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
20 | Greenshoe | Mgmt | For | For | For | |||||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
23 | Amendments to Articles | Mgmt | For | For | For | |||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CINS N07059202 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||||
11 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
12 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||||
17 | Elect D. Mark Durcan to the Supervisory Board | Mgmt | For | For | For | |||||
18 | Elect Warren A. East to the Supervisory Board | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
24 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||||
27 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Assa Abloy AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASSAB | CINS W0817X204 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
17 | Board Size | Mgmt | For | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Election of Directors | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Remuneration Policy | Mgmt | For | For | For | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
25 | Amendments to Articles | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Befesa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFSA | CINS L0R30V103 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
3 | Approval of Standalone Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Elect Helmut Wieser to the Board of Directors | Mgmt | For | For | For | |||||
7 | Elect Asier Zarraonandia Ayo to the Board of Directors | Mgmt | For | For | For | |||||
8 | Non-executive Directors' Fees (Fixed) | Mgmt | For | For | For | |||||
9 | Non-executive Directors' Fees (Variable) | Mgmt | For | For | For | |||||
10 | Remuneration Policy | Mgmt | For | Against | Against | |||||
11 | Remuneration Report | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Biffa Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIFF | CINS G1R62B102 | 07/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/ Dividends | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Gab Barbaro | Mgmt | For | For | For | |||||
5 | Elect Richard N. Pike | Mgmt | For | For | For | |||||
6 | Elect Michael Averill | Mgmt | For | For | For | |||||
7 | Elect Carol Chesney | Mgmt | For | For | For | |||||
8 | Elect Ken Lever | Mgmt | For | For | For | |||||
9 | Elect David Martin | Mgmt | For | For | For | |||||
10 | Elect Michael Topham | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Brenntag AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNR | CINS D12459117 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Elect Stefanie Berlinger | Mgmt | For | For | For | |||||
12 | Elect Andreas Rittstieg | Mgmt | For | For | For | |||||
13 | Elect Doreen Nowotne | Mgmt | For | For | For | |||||
14 | Elect Richard Ridinger | Mgmt | For | For | For | |||||
15 | Change of Legal Form | Mgmt | For | For | For | |||||
Bridgestone Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5108 | CINS J04578126 | 03/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | |||||
4 | Elect Shuichi Ishibashi | Mgmt | For | For | For | |||||
5 | Elect Akihiro Eto | Mgmt | For | For | For | |||||
6 | Elect Scott T. Davis | Mgmt | For | For | For | |||||
7 | Elect Yuri Okina | Mgmt | For | For | For | |||||
8 | Elect Kenichi Masuda | Mgmt | For | For | For | |||||
9 | Elect Kenzo Yamamoto | Mgmt | For | For | For | |||||
10 | Elect Keiko Terui | Mgmt | For | For | For | |||||
11 | Elect Seiichi Sasa | Mgmt | For | For | For | |||||
12 | Elect Yojiro Shiba | Mgmt | For | For | For | |||||
13 | Elect Yoko Suzuki | Mgmt | For | For | For | |||||
14 | Elect Hideo Hara | Mgmt | For | For | For | |||||
15 | Elect Tsuyoshi Yoshimi | Mgmt | For | For | For | |||||
Bunzl plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNZL | CINS G16968110 | 04/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Peter Ventress | Mgmt | For | For | For | |||||
4 | Elect Frank van Zanten | Mgmt | For | For | For | |||||
5 | Elect Richard Howes | Mgmt | For | For | For | |||||
6 | Elect Vanda Murray | Mgmt | For | For | For | |||||
7 | Elect Lloyd Pitchford | Mgmt | For | For | For | |||||
8 | Elect Stephan Ronald Nanninga | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Clinigen Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLIN | CINS G2R22L107 | 11/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Alan K. Boyd | Mgmt | For | For | For | |||||
5 | Elect Nick Keher | Mgmt | For | For | For | |||||
6 | Elect Peter V. Allen | Mgmt | For | For | For | |||||
7 | Elect Shaun Chilton | Mgmt | For | For | For | |||||
8 | Elect John Hartup | Mgmt | For | For | For | |||||
9 | Elect Ian J. Nicholson | Mgmt | For | For | For | |||||
10 | Elect Anne Hyland | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
Compagnie Financiere Richemont S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFR | CINS H25662182 | 09/11/2019 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Elect Johann Rupert as Board Chair | Mgmt | For | TNA | N/A | |||||
6 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||||
7 | Elect Nikesh Arora | Mgmt | For | TNA | N/A | |||||
8 | Elect Nicolas Bos | Mgmt | For | TNA | N/A | |||||
9 | Elect Clay Brendish | Mgmt | For | TNA | N/A | |||||
10 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||||
11 | Elect Burkhart Grund | Mgmt | For | TNA | N/A | |||||
12 | Elect Sophie Guieysse | Mgmt | For | TNA | N/A | |||||
13 | Elect Keyu Jin | Mgmt | For | TNA | N/A | |||||
14 | Elect Jerome Lambert | Mgmt | For | TNA | N/A | |||||
15 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||||
16 | Elect Jeff Moss | Mgmt | For | TNA | N/A | |||||
17 | Elect Vesna Nevistic | Mgmt | For | TNA | N/A | |||||
18 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||||
19 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||||
20 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||||
21 | Elect Anton Rupert | Mgmt | For | TNA | N/A | |||||
22 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||||
23 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||||
24 | Elect Cyrille Vigneron | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
26 | Elect Clay Brendish as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
27 | Elect Keyu Jin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
28 | Elect Guillaume Pictet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
29 | Elect Maria Ramos as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
30 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
31 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
32 | Board Compensation | Mgmt | For | TNA | N/A | |||||
33 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
34 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
35 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Compass Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296208 | 02/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Karen Witts | Mgmt | For | For | For | |||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||||
8 | Elect John G. Bason | Mgmt | For | For | For | |||||
9 | Elect Stefan Bomhard | Mgmt | For | For | For | |||||
10 | Elect John Bryant | Mgmt | For | For | For | |||||
11 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||||
13 | Elect Ireena Vittal | Mgmt | For | For | For | |||||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
CRH Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRH | CINS G25508105 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Richard Boucher | Mgmt | For | For | For | |||||
5 | Elect Johan Karlstrom | Mgmt | For | For | For | |||||
6 | Elect Shaun Kelly | Mgmt | For | For | For | |||||
7 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||||
8 | Elect Albert Manifold | Mgmt | For | For | For | |||||
9 | Elect Senan Murphy | Mgmt | For | For | For | |||||
10 | Elect Gillian L. Platt | Mgmt | For | For | For | |||||
11 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||||
12 | Elect Lucinda Riches | Mgmt | For | For | For | |||||
13 | Elect Siobhan Talbot | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
21 | Scrip Dividend | Mgmt | For | For | For | |||||
CTS Eventim AG & Co KGAA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVD | CINS D1648T108 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits | Mgmt | For | For | For | |||||
7 | Ratification of General Partner Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
11 | Supervisory Board Size | Mgmt | For | Against | Against | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
DAIKIN INDUSTRIES, LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6367 | CINS J10038115 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | |||||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||||
7 | Elect Tatsuo Kawada | Mgmt | For | Against | Against | |||||
8 | Elect Akiji Makino | Mgmt | For | For | For | |||||
9 | Elect Shingo Torii | Mgmt | For | For | For | |||||
10 | Elect Ken Tayano | Mgmt | For | For | For | |||||
11 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||||
12 | Elect Jiro Tomita | Mgmt | For | For | For | |||||
13 | Elect Kanwal Jeet Jawa | Mgmt | For | For | For | |||||
14 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||||
15 | Elect Toru Nagashima as Statutory Auditor | Mgmt | For | For | For | |||||
16 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
17 | Outside Directors' Fees | Mgmt | For | For | For | |||||
DBS Group Holdings Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
D05 | CINS Y20246107 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | Against | Against | |||||
6 | Elect HO Tian Yee | Mgmt | For | For | For | |||||
7 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | |||||
8 | Elect OW Foong Pheng | Mgmt | For | Against | Against | |||||
9 | Authority To Grant Awards And Issue Shares Under The Dbsh Share Plan | Mgmt | For | For | For | |||||
10 | Authority to Issues Share under The California Sub-Plan | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority To Issue Shares Pursuant To The Dbsh Scrip Dividend Scheme | Mgmt | For | For | For | |||||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
DCC Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DCC | CINS G2689P101 | 07/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Mark Breuer | Mgmt | For | For | For | |||||
5 | Elect Caroline Dowling | Mgmt | For | For | For | |||||
6 | Elect David C. Jukes | Mgmt | For | For | For | |||||
7 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||
8 | Elect Jane Lodge | Mgmt | For | For | For | |||||
9 | Elect Cormac McCarthy | Mgmt | For | For | For | |||||
10 | Elect John Moloney | Mgmt | For | For | For | |||||
11 | Elect Donal Murphy | Mgmt | For | For | For | |||||
12 | Elect Fergal O'Dwyer | Mgmt | For | For | For | |||||
13 | Elect Mark Ryan | Mgmt | For | For | For | |||||
14 | Elect Leslie Van de Walle | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Increase in NED Fee Cap | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
Deutsche Börse AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DB1 | CINS D1882G119 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Elect Michael Martin Rudiger as Supervisory Board Member | Mgmt | For | For | For | |||||
11 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
12 | Increase in Authorised Capital III | Mgmt | For | For | For | |||||
13 | Management Board Remuneration Policy | Mgmt | For | Against | Against | |||||
14 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
15 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
Electrocomponents plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ECM | CINS G29848101 | 07/17/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Bessie Lee | Mgmt | For | For | For | |||||
6 | Elect David Sleath | Mgmt | For | For | For | |||||
7 | Elect Bertrand Bodson | Mgmt | For | For | For | |||||
8 | Elect Louisa Burdett | Mgmt | For | For | For | |||||
9 | Elect David Egan | Mgmt | For | For | For | |||||
10 | Elect Karen J. Guerra | Mgmt | For | For | For | |||||
11 | Elect Peter Johnson | Mgmt | For | For | For | |||||
12 | Elect John Pattullo | Mgmt | For | For | For | |||||
13 | Elect Simon Pryce | Mgmt | For | For | For | |||||
14 | Elect Lindsley Ruth | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
22 | 2019 UK Share Incentive Plan | Mgmt | For | For | For | |||||
23 | 2019 Global Share Purchase Plan | Mgmt | For | For | For | |||||
Ferguson plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FERG | CINS G3421J106 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Elect Tessa Bamford | Mgmt | For | For | For | |||||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||||
7 | Elect Geoff Drabble | Mgmt | For | For | For | |||||
8 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||
9 | Elect Kevin Murphy | Mgmt | For | For | For | |||||
10 | Elect Alan Murray | Mgmt | For | For | For | |||||
11 | Elect Michael Powell | Mgmt | For | For | For | |||||
12 | Elect Thomas Schmitt | Mgmt | For | For | For | |||||
13 | Elect Nadia Shouraboura | Mgmt | For | For | For | |||||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Amendment to Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Fevertree Drinks Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FEVR | CINS G33929103 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Bill Ronald | Mgmt | For | For | For | |||||
5 | Elect Tim Warrillow | Mgmt | For | For | For | |||||
6 | Elect Andrew Branchflower | Mgmt | For | For | For | |||||
7 | Elect Coline McConville | Mgmt | For | Against | Against | |||||
8 | Elect Kevin Havelock | Mgmt | For | For | For | |||||
9 | Elect Jeff Popkin | Mgmt | For | For | For | |||||
10 | Elect Domenico J. De Lorenzo | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Directors' Fees | Mgmt | For | For | For | |||||
Gerresheimer AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXI | CINS D2852S109 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Amendments to Articles (SRD II) | Mgmt | For | For | For | |||||
Givaudan S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIVN | CINS H3238Q102 | 03/25/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Victor Balli | Mgmt | For | TNA | N/A | |||||
8 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||
9 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |||||
10 | Elect Michael Carlos | Mgmt | For | TNA | N/A | |||||
11 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | |||||
12 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||||
13 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |||||
14 | Elect Olivier A. Filliol | Mgmt | For | TNA | N/A | |||||
15 | Elect Sophie Gasperment | Mgmt | For | TNA | N/A | |||||
16 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Werner J. Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Ingrid Deltenre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | |||||
Heineken NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEIA | CINS N39427211 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | Against | Against | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
13 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Amendments to Articles (Regulatory Changes) | Mgmt | For | For | For | |||||
16 | Amendment to Ownership Threshold Required to Submit a Shareholder Proposal | Mgmt | For | Against | Against | |||||
17 | Elect Dolf van den Brink to the Management Board | Mgmt | For | For | For | |||||
18 | Elect Pamela Mars-Wright to the Supervisory Board | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
HKBN Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1310 | CINS G45158105 | 08/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Adoption of Co-Ownership Plan III Plus and Authority to Issue Shares under Specific Mandate | Mgmt | For | Against | Against | |||||
4 | Authority to Grant RSUs to Connected Participates under Co-Ownership Plan III Plus | Mgmt | For | Against | Against | |||||
HKBN Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1310 | CINS G45158105 | 12/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LAI Ni Quiaque | Mgmt | For | For | For | |||||
6 | Elect Zubin Jamshed Irani | Mgmt | For | Against | Against | |||||
7 | Elect KONG Teck Chien | Mgmt | For | Against | Against | |||||
8 | Elect Quinn LAW Yee Kwan | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
HKBN Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1310 | CINS G45158105 | 12/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Acquisition | Mgmt | For | For | For | |||||
Hoya Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7741 | CINS J22848105 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||||
Huhtamaki Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUH1V | CINS X33752100 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Authority to Distribute Dividend | Mgmt | For | For | For | |||||
9 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
10 | Remuneration Policy | Mgmt | For | For | For | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Board Size | Mgmt | For | For | For | |||||
14 | Election of Directors | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Nomination Committee Guidelines | Mgmt | For | For | For | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Ibstock plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBST | CINS G46956135 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Jonathan Nicholls | Mgmt | For | For | For | |||||
4 | Elect Louis Eperjesi | Mgmt | For | For | For | |||||
5 | Elect Tracey Graham | Mgmt | For | For | For | |||||
6 | Elect Claire L Hawkings | Mgmt | For | For | For | |||||
7 | Elect Joseph Hudson | Mgmt | For | For | For | |||||
8 | Elect Chris M. McLeish | Mgmt | For | For | For | |||||
9 | Elect Justin R. Read | Mgmt | For | For | For | |||||
10 | Elect Kate H. Tinsley | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Ichigo Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2337 | CINS J2382Y109 | 05/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Scott Callon | Mgmt | For | For | For | |||||
3 | Elect Takuma Hasegawa | Mgmt | For | Against | Against | |||||
4 | Elect Minoru Ishihara | Mgmt | For | For | For | |||||
5 | Elect Eri Murai | Mgmt | For | For | For | |||||
6 | Elect Tetsuya Fujita | Mgmt | For | For | For | |||||
7 | Elect Noriko Kawate | Mgmt | For | For | For | |||||
8 | Elect Yukio Suzuki | Mgmt | For | For | For | |||||
9 | Elect Masatoshi Matsuzaki | Mgmt | For | For | For | |||||
10 | Elect Nobuhide Nakaido | Mgmt | For | For | For | |||||
Infineon Technologies AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFX | CINS D35415104 | 02/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Elect Xiaoqun Clever | Mgmt | For | For | For | |||||
11 | Elect Friedrich Eichiner | Mgmt | For | For | For | |||||
12 | Elect Hans-Ulrich Holdenried | Mgmt | For | For | For | |||||
13 | Elect Manfred Puffer | Mgmt | For | For | For | |||||
14 | Elect Ulrich Spiesshofer | Mgmt | For | For | For | |||||
15 | Elect Margret Suckale | Mgmt | For | For | For | |||||
16 | Cancellation of Conditional Capital | Mgmt | For | For | For | |||||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
18 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
Infosys Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFY | CUSIP 456788108 | 06/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Salil S. Parekh | Mgmt | For | For | For | |||||
4 | Elect Uri Levine | Mgmt | For | For | For | |||||
Infraestructura Energetica Nova S.A.B. de C.V | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IENOVA | CINS P5R19K107 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Mexico | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | |||||
4 | Election of Directors; Verification of Directors' Independence Status | Mgmt | For | For | For | |||||
5 | Election of Board Committee Members; Election of the Chair of Audit and Governance Committees | Mgmt | For | For | For | |||||
6 | Director's Fees | Mgmt | For | Against | Against | |||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Insurance Australia Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IAG | CINS Q49361100 | 10/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||||
4 | Elect George Savvides | Mgmt | For | For | For | |||||
5 | Re-elect Helen Nugent | Mgmt | For | For | For | |||||
6 | Re-elect Thomas Pockett | Mgmt | For | For | For | |||||
7 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Reducing Investments in Fossil Fuel Assets | ShrHoldr | Against | Against | For | |||||
Intertrust NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTER | CINS N4584R101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Intertrust NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTER | CINS N4584R101 | 11/28/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||||
4 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Elect Rogier van Wijk to the Management Board | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Julius Baer Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAER | CINS H4414N103 | 05/18/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||||
7 | Executive Compensation (Variable Cash-Based) | Mgmt | For | TNA | N/A | |||||
8 | Executive Compensation (Variable Share-Based) | Mgmt | For | TNA | N/A | |||||
9 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
10 | Elect Romeo Lacher | Mgmt | For | TNA | N/A | |||||
11 | Elect Gilbert Achermann | Mgmt | For | TNA | N/A | |||||
12 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | |||||
13 | Elect Richard Campbell-Breeden | Mgmt | For | TNA | N/A | |||||
14 | Elect Ivo Furrer | Mgmt | For | TNA | N/A | |||||
15 | Elect Claire Giraut | Mgmt | For | TNA | N/A | |||||
16 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | |||||
17 | Elect Eunice Zehnder-Lai | Mgmt | For | TNA | N/A | |||||
18 | Elect Olga Zoutendijk | Mgmt | For | TNA | N/A | |||||
19 | Elect Kathryn Shih | Mgmt | For | TNA | N/A | |||||
20 | Elect Christian Meissner | Mgmt | For | TNA | N/A | |||||
21 | Appoint Romeo Lacher as Board Chair | Mgmt | For | TNA | N/A | |||||
22 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
23 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
24 | Elect Kathryn Shih as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Elect Eunice Zehnder-Lai as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Kao Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4452 | CINS J30642169 | 03/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Michitaka Sawada | Mgmt | For | For | For | |||||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||||
7 | Elect Tomoharu Matsuda | Mgmt | For | For | For | |||||
8 | Elect Sonosuke Kadonaga | Mgmt | For | For | For | |||||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | |||||
10 | Elect Chiaki Mukai | Mgmt | For | For | For | |||||
11 | Elect Nobuhide Hayashi | Mgmt | For | For | For | |||||
12 | Elect Takahiro Nakazawa as Statutory Auditor | Mgmt | For | For | For | |||||
KBC Groupe SA NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBC | CINS B5337G162 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits | Mgmt | For | For | For | |||||
8 | Allocation of Dividends | Mgmt | For | For | For | |||||
9 | Remuneration Report | Mgmt | For | For | For | |||||
10 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Ratification of Independence of Koenraad Debackere | Mgmt | For | For | For | |||||
14 | Elect Erik Clinck | Mgmt | For | Against | Against | |||||
15 | Elect Liesbet Okkerse | Mgmt | For | Against | Against | |||||
16 | Elect Theodoros Roussis | Mgmt | For | Against | Against | |||||
17 | Elect Sonja De Becker | Mgmt | For | Against | Against | |||||
18 | Elect Johan Thijs | Mgmt | For | For | For | |||||
19 | Elect Vladimira Papirnik | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Kerry Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRZ | CINS G52416107 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||||
5 | Elect Gerard Culligan | Mgmt | For | For | For | |||||
6 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||||
8 | Elect Marguerite Larkin | Mgmt | For | For | For | |||||
9 | Elect Tom Moran | Mgmt | For | For | For | |||||
10 | Elect Cornelius Murphy | Mgmt | For | For | For | |||||
11 | Elect Christopher Rogers | Mgmt | For | For | For | |||||
12 | Elect Edmond Scanlan | Mgmt | For | For | For | |||||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Keyence Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6861 | CINS J32491102 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takemitsu Takizaki | Mgmt | For | Against | Against | |||||
4 | Elect Yu Nakata | Mgmt | For | For | For | |||||
5 | Elect Keiichi Kimura | Mgmt | For | For | For | |||||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | |||||
7 | Elect Masayuki Miki | Mgmt | For | For | For | |||||
8 | Elect Akinori Yamamoto | Mgmt | For | For | For | |||||
9 | Elect Akira Kanzawa | Mgmt | For | For | For | |||||
10 | Elect Yoichi Tanabe | Mgmt | For | For | For | |||||
11 | Elect Seiichi Taniguchi | Mgmt | For | For | For | |||||
12 | Elect Hidehiko Takeda | Mgmt | For | For | For | |||||
13 | Elect Hiroji Indo | Mgmt | For | For | For | |||||
14 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
Kinaxis Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KXS | CUSIP 49448Q109 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John (Ian) Giffen | Mgmt | For | For | For | |||||
1.2 | Elect Robert Courteau | Mgmt | For | For | For | |||||
1.3 | Elect Gillian H. Denham | Mgmt | For | For | For | |||||
1.4 | Elect Angel Mendez | Mgmt | For | For | For | |||||
1.5 | Elect Pamela Passman | Mgmt | For | For | For | |||||
1.6 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | |||||
1.7 | Elect Kelly Thomas | Mgmt | For | For | For | |||||
1.8 | Elect John Sicard | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Koninklijke Philips N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PHIA | CINS N7637U112 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Scrip Dividend | Mgmt | For | For | For | |||||
London Stock Exchange Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSE | CINS G5689U103 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
5 | Elect Jacques Aigrain | Mgmt | For | For | For | |||||
6 | Elect Marshall C. Bailey | Mgmt | For | For | For | |||||
7 | Elect Kathleen DeRose | Mgmt | For | For | For | |||||
8 | Elect Cressida Hogg | Mgmt | For | For | For | |||||
9 | Elect Raffaele Jerusalmi | Mgmt | For | For | For | |||||
10 | Elect Stephen O'Connor | Mgmt | For | For | For | |||||
11 | Elect Val Rahmani | Mgmt | For | For | For | |||||
12 | Elect Don Robert | Mgmt | For | For | For | |||||
13 | Elect David A. Schwimmer | Mgmt | For | For | For | |||||
14 | Elect Andrea Sironi | Mgmt | For | For | For | |||||
15 | Elect David Warren | Mgmt | For | For | For | |||||
16 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
London Stock Exchange Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSE | CINS G5689U103 | 11/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition of Refinitiv | Mgmt | For | For | For | |||||
2 | Share Issuance Pursuant to Acquisition | Mgmt | For | For | For | |||||
Lonza Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LONN | CINS H50524133 | 04/28/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||
8 | Elect Albert M. Baehny | Mgmt | For | TNA | N/A | |||||
9 | Elect Angelica Kohlmann | Mgmt | For | TNA | N/A | |||||
10 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||||
11 | Elect Barbara M. Richmond | Mgmt | For | TNA | N/A | |||||
12 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||||
13 | Elect Olivier Verscheure | Mgmt | For | TNA | N/A | |||||
14 | Elect Dorothee Deuring | Mgmt | For | TNA | N/A | |||||
15 | Elect Moncef Slaoui | Mgmt | For | TNA | N/A | |||||
16 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||||
25 | Executive Compensation (Long-Term Variable) | Mgmt | For | TNA | N/A | |||||
26 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||||
Nexi SpA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEXI | CINS T6S18J104 | 06/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Conversion of Equity-Linked Bond; Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Nexi SpA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEXI | CINS T6S18J104 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
5 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
6 | Elect Elisa Corghi | Mgmt | For | For | For | |||||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CINS H5820Q150 | 02/28/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||||
13 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||||
17 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||||
22 | Elect Bridgette P. Heller | Mgmt | For | TNA | N/A | |||||
23 | Elect Simon Moroney | Mgmt | For | TNA | N/A | |||||
24 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
26 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
27 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
28 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
30 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
31 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||||
NXP Semiconductors N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXPI | CUSIP N6596X109 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Elect Kurt Sievers | Mgmt | For | For | For | |||||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||||
5 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||||
6 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||||
7 | Elect Lena Olving | Mgmt | For | For | For | |||||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||||
9 | Elect Julie Southern | Mgmt | For | For | For | |||||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Committee Fees | Mgmt | For | For | For | |||||
19 | Amendment to Articles Regarding Quorum | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Partners Group Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGHN | CINS H6120A101 | 05/13/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
7 | Compensation Report | Mgmt | For | TNA | N/A | |||||
8 | Board Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||||
9 | Board Compensation (Long-Term) | Mgmt | For | TNA | N/A | |||||
10 | Board Compensation ('Technical Non-Financial') | Mgmt | For | TNA | N/A | |||||
11 | Executive Compensation (Fixed and Short-Term) | Mgmt | For | TNA | N/A | |||||
12 | Executive Compensation (Long-Term) | Mgmt | For | TNA | N/A | |||||
13 | Executive Compensation ('Technical Non-Financial') | Mgmt | For | TNA | N/A | |||||
14 | Elect Steffen Meister as Board Chair | Mgmt | For | TNA | N/A | |||||
15 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||||
17 | Elect Lisa A. Hook | Mgmt | For | TNA | N/A | |||||
18 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||||
19 | Elect Martin Strobel | Mgmt | For | TNA | N/A | |||||
20 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||||
21 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||||
22 | Elect Lisa A. Hook as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
23 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
24 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Pernod Ricard SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RI | CINS F72027109 | 11/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Elect Kory Sorenson | Mgmt | For | For | For | |||||
10 | Elect Esther Berrozpe Galindo | Mgmt | For | For | For | |||||
11 | Elect Phillipe Petitcolin | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Remuneration of Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | |||||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Greenshoe | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Consideration for Contributions In Kind (France) | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital in Case of Exchange Offers (France) | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
27 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
28 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
PERSOL HOLDINGS CO., LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2181 | CINS J6367Q106 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masamichi Mizuta | Mgmt | For | For | For | |||||
4 | Elect Takao Wada | Mgmt | For | For | For | |||||
5 | Elect Hirotoshi Takahashi | Mgmt | For | For | For | |||||
6 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||||
7 | Elect Naohiro Nishiguchi | Mgmt | For | For | For | |||||
8 | Elect Masaki Yamauchi | Mgmt | For | For | For | |||||
9 | Elect Chisa Enomoto Chisa Asano | Mgmt | For | For | For | |||||
10 | Elect Kazuhiko Tomoda | Mgmt | For | For | For | |||||
11 | Elect Hideo Tsukamoto as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
12 | Outside Non-Audit Committee Directors Fees | Mgmt | For | For | For | |||||
13 | Trust Type Equity Plans for Outside Non-Audit Committee Directors | Mgmt | For | For | For | |||||
14 | Trust Type Equity Plans for Audit Committee Directors | Mgmt | For | For | For | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Elect Jeremy Anderson | Mgmt | For | For | For | |||||
5 | Elect Shriti Vadera | Mgmt | For | For | For | |||||
6 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||||
7 | Elect David Law | Mgmt | For | For | For | |||||
8 | Elect Paul Manduca | Mgmt | For | For | For | |||||
9 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||||
10 | Elect Anthony Nightingale | Mgmt | For | For | For | |||||
11 | Elect Philip Remnant | Mgmt | For | For | For | |||||
12 | Elect Alice D. Schroeder | Mgmt | For | For | For | |||||
13 | Elect Stuart James Turner | Mgmt | For | For | For | |||||
14 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||||
15 | Elect Michael A. Wells | Mgmt | For | For | For | |||||
16 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||||
17 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
25 | Authority to Issue Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 10/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Demerger | Mgmt | For | For | For | |||||
2 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
QIAGEN N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QGEN | CINS N72482123 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | Against | Against | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
11 | Elect Stephane Bancel | Mgmt | For | For | For | |||||
12 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||||
13 | Elect Metin Colpan | Mgmt | For | For | For | |||||
14 | Elect Ross L. Levine | Mgmt | For | For | For | |||||
15 | Elect Elaine Mardis | Mgmt | For | For | For | |||||
16 | Elect Lawrence A. Rosen | Mgmt | For | For | For | |||||
17 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||||
18 | Elect Roland Sackers | Mgmt | For | For | For | |||||
19 | Elect Thierry Bernard | Mgmt | For | For | For | |||||
20 | Management Board Remuneration Policy | Mgmt | For | Against | Against | |||||
21 | Supervisory Board Remuneration Policy | Mgmt | For | Against | Against | |||||
22 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |||||
23 | Appointment of Auditor | Mgmt | For | For | For | |||||
�� | 24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Suppress Preemptive Rights for Mergers, Acquisitions and Strategic Alliances | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
30 | Contingent Amendments to Articles | Mgmt | For | For | For | |||||
31 | Top Up Option | Mgmt | For | For | For | |||||
32 | Elect Hakan Bjorklund | Mgmt | For | Against | Against | |||||
33 | Elect Michael A. Boxer | Mgmt | For | Against | Against | |||||
34 | Elect Paul G. Parker | Mgmt | For | Against | Against | |||||
35 | Elect Gianluca Pettiti | Mgmt | For | Against | Against | |||||
36 | Elect Anthony H. Smith | Mgmt | For | Against | Against | |||||
37 | Elect Barbara W. Wall | Mgmt | For | Against | Against | |||||
38 | Elect Stefan Wolf | Mgmt | For | Against | Against | |||||
39 | Contingent Resignation of Directors | Mgmt | For | Against | Against | |||||
40 | Contingent Amendments to Articles | Mgmt | For | Against | Against | |||||
41 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
42 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Reckitt Benckiser Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RB | CINS G74079107 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Andrew RJ Bonfield | Mgmt | For | For | For | |||||
5 | Elect Nicandro Durante | Mgmt | For | For | For | |||||
6 | Elect Mary Harris | Mgmt | For | For | For | |||||
7 | Elect Mehmood Khan | Mgmt | For | For | For | |||||
8 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||
9 | Elect Christopher A. Sinclair | Mgmt | For | For | For | |||||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||||
11 | Elect Jeff Carr | Mgmt | For | For | For | |||||
12 | Elect Sara Mathew | Mgmt | For | For | For | |||||
13 | Elect Laxman Narasimhan | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
RELX Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REL | CINS G7493L105 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
RELX Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REL | CINS G7493L105 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Elect Charlotte Hogg | Mgmt | For | For | For | |||||
8 | Elect Erik Engstrom | Mgmt | For | For | For | |||||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||||
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||||
12 | Elect Nicholas Luff | Mgmt | For | For | For | |||||
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | |||||
14 | Elect Linda S. Sanford | Mgmt | For | For | For | |||||
15 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | |||||
16 | Elect Suzanne Wood | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Rentokil Initial plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTO | CINS G7494G105 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Cathy Turner | Mgmt | For | For | For | |||||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||||
5 | Elect Andrew Ransom | Mgmt | For | For | For | |||||
6 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | |||||
7 | Elect Richard Solomons | Mgmt | For | For | For | |||||
8 | Elect Julie Southern | Mgmt | For | For | For | |||||
9 | Elect Jeremy Townsend | Mgmt | For | For | For | |||||
10 | Elect Linda Yueh | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Rightmove Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RMV | CINS G7565D106 | 05/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | Abstain | Against | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Elect Andrew Fisher | Mgmt | For | For | For | |||||
8 | Elect Amit Tiwari | Mgmt | For | For | For | |||||
9 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | |||||
10 | Elect Robyn Perriss | Mgmt | For | For | For | |||||
11 | Elect Jacqueline de Rojas | Mgmt | For | For | For | |||||
12 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||||
13 | Elect Andrew Findlay | Mgmt | For | For | For | |||||
14 | Elect Lorna Tilbian | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
21 | Performance Share Plan | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Samsonite International SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1910 | CINS L80308106 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Results | Mgmt | For | For | For | |||||
4 | Elect Kyle F. Gendreau | Mgmt | For | For | For | |||||
5 | Elect Tom Korbas | Mgmt | For | For | For | |||||
6 | Elect Ying Yeh | Mgmt | For | For | For | |||||
7 | Appointment of Approved Statutory Auditor | Mgmt | For | For | For | |||||
8 | Appointment of External Auditor | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Grant Discharge to Approved Statutory Auditor for Exercise of Its Mandate | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Samsonite International SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1910 | CINS L80308106 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Extension of Share Capital Authorisation | Mgmt | For | For | For | |||||
Sanwa Holdings Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5929 | CINS J6858G104 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Toshitaka Takayama | Mgmt | For | Against | Against | |||||
4 | Elect Yasushi Takayama | Mgmt | For | For | For | |||||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | |||||
6 | Elect Hiroyuki Yamazaki | Mgmt | For | For | For | |||||
7 | Elect Meiji Takayama | Mgmt | For | For | For | |||||
8 | Elect Masanaka Yokota | Mgmt | For | For | For | |||||
9 | Elect Teiko Zaima | Mgmt | For | Against | Against | |||||
10 | Elect Tsunekatsu Yonezawa | Mgmt | For | For | For | |||||
11 | Elect Akira Gokita | Mgmt | For | For | For | |||||
12 | Elect Masanaka Yokota as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
Sap SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CUSIP 803054204 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Increase in Authorised Capital I | Mgmt | For | For | For | |||||
6 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
Sap SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CINS D66992104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Increase in Authorised Capital I | Mgmt | For | For | For | |||||
7 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
8 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
9 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Savills plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVS | CINS G78283119 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Nicholas Ferguson | Mgmt | For | For | For | |||||
5 | Elect Mark Ridley | Mgmt | For | For | For | |||||
6 | Elect Timothy G. Freshwater | Mgmt | For | For | For | |||||
7 | Elect Rupert Robson | Mgmt | For | For | For | |||||
8 | Elect Simon Shaw | Mgmt | For | For | For | |||||
9 | Elect Stacey Cartwright | Mgmt | For | For | For | |||||
10 | Elect Florence Tondu-Melique | Mgmt | For | For | For | |||||
11 | Elect Dana G. Roffman | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Sbanken ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBANK | CINS R7565B108 | 04/24/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Minutes | Mgmt | For | TNA | N/A | |||||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
11 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||||
12 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||||
13 | Equity-Based Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
15 | Election of Nomination Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Elect Hugo Maurstad | Mgmt | For | TNA | N/A | |||||
17 | Elect August Baumann | Mgmt | For | TNA | N/A | |||||
18 | Elect Cathrine Klouman | Mgmt | For | TNA | N/A | |||||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
20 | Authority to Issue Perpetual Hybrid Capital (Tier 1) | Mgmt | For | TNA | N/A | |||||
21 | Authority to Subordinated Debt (Tier 2) | Mgmt | For | TNA | N/A | |||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
Scout24 AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
G24 | CINS D345XT105 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Elect Hans-Holger Albrecht | Mgmt | For | For | For | |||||
12 | Elect Christoph Brand | Mgmt | For | For | For | |||||
13 | Elect Elke Frank | Mgmt | For | For | For | |||||
14 | Elect Frank H. Lutz | Mgmt | For | For | For | |||||
15 | Elect Peter Schwarzenbauer | Mgmt | For | For | For | |||||
16 | Elect Andre Schwammlein | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares through Public Offer; Cancellation of Treasury Shares | Mgmt | For | For | For | |||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
20 | Approval of Profit-and-Loss Transfer Agreement with Scout24 Beteiligungs SE | Mgmt | For | For | For | |||||
Scout24 AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
G24 | CINS D345XT105 | 08/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | �� | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Elect Mathias Hedlund | Mgmt | For | For | For | |||||
12 | Elect Andre Schwammlein | Mgmt | For | For | For | |||||
13 | Elect Frank H. Lutz | Mgmt | For | For | For | |||||
14 | Approval of Profit-and-Loss Transfer Agreement with Consumer First Services GmbH | Mgmt | For | For | For | |||||
15 | Amendment to Previously Approved Profit-and-Loss Transfer Agreement with Immobilen Scout GmbH | Mgmt | For | For | For | |||||
16 | Amendment to Previously Approved Profit-and-Loss Transfer Agreement with AutoScout24 GmbH | Mgmt | For | For | For | |||||
Sensata Technologies Holding Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ST | CUSIP G8060N102 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew Teich | Mgmt | For | For | For | |||||
2 | Elect Jeffrey J. Cote | Mgmt | For | For | For | |||||
3 | Elect John P. Absmeier | Mgmt | For | For | For | |||||
4 | Elect Lorraine A. Bolsinger | Mgmt | For | For | For | |||||
5 | Elect James E. Heppelmann | Mgmt | For | For | For | |||||
6 | Elect Charles W. Peffer | Mgmt | For | For | For | |||||
7 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||||
8 | Elect Steven A. Sonnenberg | Mgmt | For | For | For | |||||
9 | Elect Martha N. Sullivan | Mgmt | For | For | For | |||||
10 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||||
11 | Elect Stephen M. Zide | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
16 | Appointment of UK Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set UK Auditor's Fees | Mgmt | For | For | For | |||||
18 | Accounts and Reports | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Allot Shares Under Equity Incentive Plans | Mgmt | For | For | For | |||||
23 | Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans | Mgmt | For | For | For | |||||
SGS SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGSN | CINS H7485A108 | 03/24/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||||
7 | Elect August Francois von Finck | Mgmt | For | TNA | N/A | |||||
8 | Elect Ian Gallienne | Mgmt | For | TNA | N/A | |||||
9 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||||
10 | Elect Cornelius Grupp | Mgmt | For | TNA | N/A | |||||
11 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||||
12 | Elect Shelby R. du Pasquier | Mgmt | For | TNA | N/A | |||||
13 | Elect Kory Sorenson | Mgmt | For | TNA | N/A | |||||
14 | Elect Sami Atiya | Mgmt | For | TNA | N/A | |||||
15 | Elect Tobias Hartmann | Mgmt | For | TNA | N/A | |||||
16 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Kory Sorenson as as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Shionogi & Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4507 | CINS J74229105 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Isao Teshirogi | Mgmt | For | For | For | |||||
4 | Elect Takuko Sawada | Mgmt | For | For | For | |||||
5 | Elect Keiichi Ando | Mgmt | For | For | For | |||||
6 | Elect Hiroshi Ozaki | Mgmt | For | Against | Against | |||||
7 | Elect Fumi Takatsuki | Mgmt | For | For | For | |||||
8 | Elect Ikuo Kato | Mgmt | For | For | For | |||||
9 | Elect Shuichi Okuhara | Mgmt | For | For | For | |||||
SIG Combibloc Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIGN | CINS H76406117 | 04/07/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
7 | Compensation Report | Mgmt | For | TNA | N/A | |||||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||||
9 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
10 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||
11 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||||
12 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||||
13 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||||
14 | Elect Matthias Wahren | Mgmt | For | TNA | N/A | |||||
15 | Elect Nigel S. Wright | Mgmt | For | TNA | N/A | |||||
16 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | |||||
17 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | |||||
18 | Elect Wah-Hui Chu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Colleen A. Goggins as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Elect Mariel Hoch as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Smith & Nephew plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SN | CINS G82343164 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Elect Graham Baker | Mgmt | For | For | For | |||||
6 | Elect Vinita Bali | Mgmt | For | For | For | |||||
7 | Elect Virginia Bottomley | Mgmt | For | For | For | |||||
8 | Elect Roland Diggelmann | Mgmt | For | For | For | |||||
9 | Elect Erik Engstrom | Mgmt | For | For | For | |||||
10 | Elect Robin Freestone | Mgmt | For | For | For | |||||
11 | Elect Marc Owen | Mgmt | For | For | For | |||||
12 | Elect Angie Risley | Mgmt | For | For | For | |||||
13 | Elect Roberto Quarta | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Global Share Plan | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sonova Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOON | CINS H8024W106 | 06/11/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits; Stock Dividend | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | TNA | N/A | |||||
8 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||
9 | Elect Lynn Dorsey Bleil | Mgmt | For | TNA | N/A | |||||
10 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | |||||
11 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | |||||
12 | Elect Stacy Enxing Seng | Mgmt | For | TNA | N/A | |||||
13 | Elect Ronald van der Vis | Mgmt | For | TNA | N/A | |||||
14 | Elect Jinlong Wang | Mgmt | For | TNA | N/A | |||||
15 | Elect Adrian Widmer | Mgmt | For | TNA | N/A | |||||
16 | Elect Robert F. Spoerry as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
17 | Elect Beat Hess as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||||
22 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
23 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
Spectris plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SXS | CINS G8338K104 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Cathy Turner | Mgmt | For | For | For | |||||
4 | Elect Andrew Heath | Mgmt | For | For | For | |||||
5 | Elect Derek Harding | Mgmt | For | For | For | |||||
6 | Elect Mark Williamson | Mgmt | For | For | For | |||||
7 | Elect Karim Bitar | Mgmt | For | For | For | |||||
8 | Elect Ulf Quellmann | Mgmt | For | For | For | |||||
9 | Elect William Seeger, Jr. | Mgmt | For | For | For | |||||
10 | Elect Kjersti Wiklund | Mgmt | For | For | For | |||||
11 | Elect Martha B. Wyrsch | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Spectris plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SXS | CINS G8338K104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
2 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
3 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Spectris Reward Plan | Mgmt | For | For | For | |||||
St. James's Place plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CINS G5005D124 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Iain Cornish | Mgmt | For | For | For | |||||
4 | Elect Andrew Croft | Mgmt | For | For | For | |||||
5 | Elect Ian Gascoigne | Mgmt | For | For | For | |||||
6 | Elect Craig Gentle | Mgmt | For | For | For | |||||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | |||||
8 | Elect Baroness Patience Wheatcroft | Mgmt | For | For | For | |||||
9 | Elect Roger Yates | Mgmt | For | For | For | |||||
10 | Elect Emma Griffin | Mgmt | For | For | For | |||||
11 | Elect Rosemary Hilary | Mgmt | For | For | For | |||||
12 | Elect Helena L. Morrissey | Mgmt | For | For | For | |||||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Share Incentive Plan | Mgmt | For | For | For | |||||
19 | Sharesave Option Plan | Mgmt | For | For | For | |||||
20 | Company Share Option Plan | Mgmt | For | For | For | |||||
21 | Performance Share Plan | Mgmt | For | For | For | |||||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
26 | Adoption of New Articles of Association | Mgmt | For | For | For | |||||
Stabilus S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STM | CINS L8750H104 | 02/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Resignation of Director; Ratification of Management Board Acts (Stephan Kessel) | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts (Mark Wilhelms) | Mgmt | For | For | For | |||||
9 | Ratification of Management Board Acts (Andreas Sievers) | Mgmt | For | For | For | |||||
10 | Ratification of Management Board Acts (Andreas Schroder) | Mgmt | For | For | For | |||||
11 | Ratification of Management Board Acts (Markus Schadlich) | Mgmt | For | For | For | |||||
12 | Resignation of Director; Ratification of Supervisory Board Acts (Udo Stark) | Mgmt | For | For | For | |||||
13 | Ratification of Supervisory Board Acts (Stephan Kessel) | Mgmt | For | For | For | |||||
14 | Ratification of Supervisory Board Acts (Joachim Rauhut) | Mgmt | For | For | For | |||||
15 | Ratification of Supervisory Board Acts (Ralf-Michael Fuchs) | Mgmt | For | For | For | |||||
16 | Ratification of Supervisory Board Acts (Dirk Linzmeier) | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Remuneration Policy | Mgmt | For | For | For | |||||
20 | Remuneration Report | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Suncor Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CUSIP 867224107 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Tecan Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECN | CINS H84774167 | 04/07/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | |||||
8 | Elect Oliver S. Fetzer | Mgmt | For | TNA | N/A | |||||
9 | Elect Heinrich Fischer | Mgmt | For | TNA | N/A | |||||
10 | Elect Lars Erik Holmqvist | Mgmt | For | TNA | N/A | |||||
11 | Elect Karen Hubscher | Mgmt | For | TNA | N/A | |||||
12 | Elect Christa Kreuzburg | Mgmt | For | TNA | N/A | |||||
13 | Elect Daniel R. Marshak | Mgmt | For | TNA | N/A | |||||
14 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | TNA | N/A | |||||
15 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
17 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
20 | Compensation Report | Mgmt | For | TNA | N/A | |||||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||||
22 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
23 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
TechnoPro Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6028 | CINS J82251109 | 09/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Yasuji Nishio | Mgmt | For | For | For | |||||
5 | Elect Gaku Shimaoka | Mgmt | For | For | For | |||||
6 | Elect Koichiro Asai | Mgmt | For | For | For | |||||
7 | Elect Takeshi Yagi | Mgmt | For | For | For | |||||
8 | Elect Toshihiro Hagiwara | Mgmt | For | For | For | |||||
9 | Elect Tsunehiro Watabe | Mgmt | For | For | For | |||||
10 | Elect Kazuhiko Yamada | Mgmt | For | For | For | |||||
11 | Elect Harumi Sakamoto | Mgmt | For | For | For | |||||
12 | Elect Hitoshi Madarame | Mgmt | For | For | For | |||||
13 | Elect Akira Mikami | Mgmt | For | For | For | |||||
Techtronic Industries Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
669 | CINS Y8563B159 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||||
6 | Elect Joseph Galli Jr. | Mgmt | For | For | For | |||||
7 | Elect Vincent CHEUNG Ting Kau | Mgmt | For | Against | Against | |||||
8 | Elect Johannes-Gerhard Hesse | Mgmt | For | For | For | |||||
9 | Elect Robert Hinman Getz | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights for Cash Consideration | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights for Consideration Other Than Cash | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares for Cash Consideration | Mgmt | For | For | For | |||||
16 | Authority to Issue Repurchased Shares for Consideration Other Than Cash | Mgmt | For | For | For | |||||
Teleperformance | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEP | CINS F9120F106 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Remuneration Report | Mgmt | For | For | For | |||||
10 | Remuneration of Daniel Julien, Chair and CEO | Mgmt | For | For | For | |||||
11 | Remuneration of Olivier Rigaudy, Deputy CEO | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||||
15 | Elect Christobel E. Selecky | Mgmt | For | For | For | |||||
16 | Elect Angela Maria Sierra-Moreno | Mgmt | For | For | For | |||||
17 | Elect Jean Guez | Mgmt | For | For | For | |||||
18 | Elect Bernard Canetti | Mgmt | For | For | For | |||||
19 | Elect Philippe Dominati | Mgmt | For | For | For | |||||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||||
24 | Greenshoe | Mgmt | For | For | For | |||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
27 | Amendments to Articles Regarding Share Thresholds | Mgmt | For | For | For | |||||
28 | Amendments to Articles Regarding Disclosure of Shareholder Information | Mgmt | For | For | For | |||||
29 | Amendments to Articles Regarding Share Ownership By Board Members | Mgmt | For | For | For | |||||
30 | Amendments to Articles Regarding Remuneration of Corporate Officers | Mgmt | For | For | For | |||||
31 | Amendments to Articles Regarding Board of Directors Remuneration | Mgmt | For | For | For | |||||
32 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | |||||
33 | Amendments to Articles Regarding the Convening of General Meetings | Mgmt | For | For | For | |||||
34 | Amendments to Articles Regarding Changes of Legal References | Mgmt | For | For | For | |||||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Terumo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4543 | CINS J83173104 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takayoshi Mimura | Mgmt | For | For | For | |||||
4 | Elect Shinjiro Sato | Mgmt | For | For | For | |||||
5 | Elect Toshiaki Takagi | Mgmt | For | For | For | |||||
6 | Elect Shoji Hatano | Mgmt | For | For | For | |||||
7 | Elect Kyo Nishikawa | Mgmt | For | For | For | |||||
8 | Elect Ryuzo Ueda | Mgmt | For | For | For | |||||
9 | Elect Yukiko Kuroda Yukiko Matsumoto | Mgmt | For | For | For | |||||
10 | Elect Hidenori Nishi | Mgmt | For | For | For | |||||
11 | Elect Koichi Sakaguchi as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CINS F92124100 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Elect Patricia Barbizet | Mgmt | For | For | For | |||||
10 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||||
11 | Elect Mark Cutifani | Mgmt | For | For | For | |||||
12 | Elect Jerome Contamine | Mgmt | For | For | For | |||||
13 | Remuneration Report | Mgmt | For | For | For | |||||
14 | Directors' Fees | Mgmt | For | For | For | |||||
15 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
17 | Adoption of New Articles, Subsequent to the Conversion of Corporate Form to Societas Europaea ("SE") and Harmonisation with Law PACTE | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
21 | Greenshoe | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
25 | Shareholder Proposal A Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Toyota Motor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7203 | CINS J92676113 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | Against | |||||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||||
5 | Elect Koji Kobayashi | Mgmt | For | For | For | |||||
6 | Elect Shigeki Terashi | Mgmt | For | For | For | |||||
7 | Elect James Kuffner | Mgmt | For | For | For | |||||
8 | Elect Ikuro Sugawara | Mgmt | For | For | For | |||||
9 | Elect Philip Craven | Mgmt | For | Against | Against | |||||
10 | Elect Teiko Kudo | Mgmt | For | For | For | |||||
11 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
UBS Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UBSG | CINS H42097107 | 04/29/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts (Excluding French Cross-Border Matter) | Mgmt | For | TNA | N/A | |||||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||||
8 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | |||||
9 | Elect William C. Dudley | Mgmt | For | TNA | N/A | |||||
10 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||||
11 | Elect Fred Hu | Mgmt | For | TNA | N/A | |||||
12 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||||
13 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||||
14 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||||
15 | Elect Jeanette Wong | Mgmt | For | TNA | N/A | |||||
16 | Elect Mark Hughes | Mgmt | For | TNA | N/A | |||||
17 | Elect Nathalie Rachou | Mgmt | For | TNA | N/A | |||||
18 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
21 | Elect Jeanette Wong as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Fund Name : Neuberger Berman International Select Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Aercap Holdings N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AER | CUSIP N00985106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
3 | Elect Paul Dacier | Mgmt | For | For | For | |||||
4 | Elect Richard Michael Gradon | Mgmt | For | For | For | |||||
5 | Elect Robert G. Warden | Mgmt | For | For | For | |||||
6 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares with Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
11 | Authority to Suppress Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||||
14 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | |||||
AIA Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1299 | CINS Y002A1105 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||||
6 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||||
7 | Elect Mohamed Azman Yahya | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Share Option Scheme | Mgmt | For | Against | Against | |||||
Air Liquide S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AI | CINS F01764103 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
9 | Elect Brian Gilvary | Mgmt | For | For | For | |||||
10 | Elect Anette Bronder | Mgmt | For | For | For | |||||
11 | Elect Kim Ann Mink | Mgmt | For | For | For | |||||
12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
13 | Remuneration of Benoit Potier, Chair and CEO | Mgmt | For | For | For | |||||
14 | Remuneration Report | Mgmt | For | For | For | |||||
15 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||||
16 | Directors' Fees | Mgmt | For | For | For | |||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
20 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
21 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
22 | Amendments to Articles Regarding the Powers of the Board of Directors | Mgmt | For | For | For | |||||
23 | Amendments to Articles Regarding Board of Directors Remuneration | Mgmt | For | For | For | |||||
24 | Amendments to Articles Regarding Shareholder Identification | Mgmt | For | For | For | |||||
25 | Amendments to Articles Regarding the Powers of the Board of Directors | Mgmt | For | For | For | |||||
26 | Amendments to Articles Regarding Company Duration | Mgmt | For | For | For | |||||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
Alibaba Group Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BABA | CUSIP 01609W102 | 07/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Subdivision | Mgmt | For | For | For | |||||
2 | Elect Daniel Yong ZHANG | Mgmt | For | For | For | |||||
3 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||||
4 | Elect Jerry YANG Chih-Yuan | Mgmt | For | Against | Against | |||||
5 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alimentation Couche-Tard Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATD.A | CUSIP 01626P403 | 09/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
2.1 | Elect Alain Bouchard | Mgmt | For | For | For | |||||
2.2 | Elect Melanie Kau | Mgmt | For | For | For | |||||
2.3 | Elect Jean Bernier | Mgmt | For | For | For | |||||
2.4 | Elect Nathalie Bourque | Mgmt | For | For | For | |||||
2.5 | Elect Eric Boyko | Mgmt | For | For | For | |||||
2.6 | Elect Jacques D'Amours | Mgmt | For | For | For | |||||
2.7 | Elect Richard Fortin | Mgmt | For | For | For | |||||
2.8 | Elect Brian Hannasch | Mgmt | For | For | For | |||||
2.9 | Elect Marie Josee Lamothe | Mgmt | For | For | For | |||||
2.10 | Elect Monique F. Leroux | Mgmt | For | For | For | |||||
2.11 | Elect Real Plourde | Mgmt | For | For | For | |||||
2.12 | Elect Daniel Rabinowicz | Mgmt | For | For | For | |||||
2.13 | Elect Louis Tetu | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | |||||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | |||||
5 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
6 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||||
7 | Elect J. Michael Losh | Mgmt | For | For | For | |||||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | For | For | For | |||||
2 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||||
3 | Off-Market Repurchase of Shares | Mgmt | For | For | For | |||||
4 | Cancellation of NYSE Listing | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Aon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V111 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | For | For | For | |||||
Arkema | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKE | CINS F0392W125 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
8 | Elect Thierry Le Henaff | Mgmt | For | For | For | |||||
9 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
10 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
11 | Remuneration Report | Mgmt | For | For | For | |||||
12 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
19 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
20 | Greenshoe | Mgmt | For | For | For | |||||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
23 | Amendments to Articles | Mgmt | For | For | For | |||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CINS N07059202 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||||
11 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
12 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||||
17 | Elect D. Mark Durcan to the Supervisory Board | Mgmt | For | For | For | |||||
18 | Elect Warren A. East to the Supervisory Board | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
24 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions and Alliances | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||||
27 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Assa Abloy AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASSAB | CINS W0817X204 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Accounts and Reports | Mgmt | For | For | For | |||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
16 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
17 | Board Size | Mgmt | For | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Election of Directors | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Remuneration Policy | Mgmt | For | For | For | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
25 | Amendments to Articles | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Brenntag AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNR | CINS D12459117 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Elect Stefanie Berlinger | Mgmt | For | For | For | |||||
12 | Elect Andreas Rittstieg | Mgmt | For | For | For | |||||
13 | Elect Doreen Nowotne | Mgmt | For | For | For | |||||
14 | Elect Richard Ridinger | Mgmt | For | For | For | |||||
15 | Change of Legal Form | Mgmt | For | For | For | |||||
Bridgestone Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5108 | CINS J04578126 | 03/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | |||||
4 | Elect Shuichi Ishibashi | Mgmt | For | For | For | |||||
5 | Elect Akihiro Eto | Mgmt | For | For | For | |||||
6 | Elect Scott T. Davis | Mgmt | For | For | For | |||||
7 | Elect Yuri Okina | Mgmt | For | For | For | |||||
8 | Elect Kenichi Masuda | Mgmt | For | For | For | |||||
9 | Elect Kenzo Yamamoto | Mgmt | For | For | For | |||||
10 | Elect Keiko Terui | Mgmt | For | For | For | |||||
11 | Elect Seiichi Sasa | Mgmt | For | For | For | |||||
12 | Elect Yojiro Shiba | Mgmt | For | For | For | |||||
13 | Elect Yoko Suzuki | Mgmt | For | For | For | |||||
14 | Elect Hideo Hara | Mgmt | For | For | For | |||||
15 | Elect Tsuyoshi Yoshimi | Mgmt | For | For | For | |||||
Bunzl plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNZL | CINS G16968110 | 04/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Peter Ventress | Mgmt | For | For | For | |||||
4 | Elect Frank van Zanten | Mgmt | For | For | For | |||||
5 | Elect Richard Howes | Mgmt | For | For | For | |||||
6 | Elect Vanda Murray | Mgmt | For | For | For | |||||
7 | Elect Lloyd Pitchford | Mgmt | For | For | For | |||||
8 | Elect Stephan Ronald Nanninga | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Compagnie Financiere Richemont S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFR | CINS H25662182 | 09/11/2019 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Elect Johann Rupert as Board Chair | Mgmt | For | TNA | N/A | |||||
6 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||||
7 | Elect Nikesh Arora | Mgmt | For | TNA | N/A | |||||
8 | Elect Nicolas Bos | Mgmt | For | TNA | N/A | |||||
9 | Elect Clay Brendish | Mgmt | For | TNA | N/A | |||||
10 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||||
11 | Elect Burkhart Grund | Mgmt | For | TNA | N/A | |||||
12 | Elect Sophie Guieysse | Mgmt | For | TNA | N/A | |||||
13 | Elect Keyu Jin | Mgmt | For | TNA | N/A | |||||
14 | Elect Jerome Lambert | Mgmt | For | TNA | N/A | |||||
15 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||||
16 | Elect Jeff Moss | Mgmt | For | TNA | N/A | |||||
17 | Elect Vesna Nevistic | Mgmt | For | TNA | N/A | |||||
18 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||||
19 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||||
20 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||||
21 | Elect Anton Rupert | Mgmt | For | TNA | N/A | |||||
22 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||||
23 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||||
24 | Elect Cyrille Vigneron | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
26 | Elect Clay Brendish as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
27 | Elect Keyu Jin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
28 | Elect Guillaume Pictet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
29 | Elect Maria Ramos as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
30 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
31 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
32 | Board Compensation | Mgmt | For | TNA | N/A | |||||
33 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
34 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
35 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Compass Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296208 | 02/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Karen Witts | Mgmt | For | For | For | |||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||||
8 | Elect John G. Bason | Mgmt | For | For | For | |||||
9 | Elect Stefan Bomhard | Mgmt | For | For | For | |||||
10 | Elect John Bryant | Mgmt | For | For | For | |||||
11 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||||
13 | Elect Ireena Vittal | Mgmt | For | For | For | |||||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
CRH Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRH | CINS G25508105 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Richard Boucher | Mgmt | For | For | For | |||||
5 | Elect Johan Karlstrom | Mgmt | For | For | For | |||||
6 | Elect Shaun Kelly | Mgmt | For | For | For | |||||
7 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||||
8 | Elect Albert Manifold | Mgmt | For | For | For | |||||
9 | Elect Senan Murphy | Mgmt | For | For | For | |||||
10 | Elect Gillian L. Platt | Mgmt | For | For | For | |||||
11 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||||
12 | Elect Lucinda Riches | Mgmt | For | For | For | |||||
13 | Elect Siobhan Talbot | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
21 | Scrip Dividend | Mgmt | For | For | For | |||||
CTS Eventim AG & Co KGAA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVD | CINS D1648T108 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits | Mgmt | For | For | For | |||||
7 | Ratification of General Partner Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
11 | Supervisory Board Size | Mgmt | For | Against | Against | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
DAIKIN INDUSTRIES, LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6367 | CINS J10038115 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | |||||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||||
7 | Elect Tatsuo Kawada | Mgmt | For | Against | Against | |||||
8 | Elect Akiji Makino | Mgmt | For | For | For | |||||
9 | Elect Shingo Torii | Mgmt | For | For | For | |||||
10 | Elect Ken Tayano | Mgmt | For | For | For | |||||
11 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||||
12 | Elect Jiro Tomita | Mgmt | For | For | For | |||||
13 | Elect Kanwal Jeet Jawa | Mgmt | For | For | For | |||||
14 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||||
15 | Elect Toru Nagashima as Statutory Auditor | Mgmt | For | For | For | |||||
16 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
17 | Outside Directors' Fees | Mgmt | For | For | For | |||||
DBS Group Holdings Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
D05 | CINS Y20246107 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | Against | Against | |||||
6 | Elect HO Tian Yee | Mgmt | For | For | For | |||||
7 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | |||||
8 | Elect OW Foong Pheng | Mgmt | For | Against | Against | |||||
9 | Authority To Grant Awards And Issue Shares Under The Dbsh Share Plan | Mgmt | For | For | For | |||||
10 | Authority to Issues Share under The California Sub-Plan | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority To Issue Shares Pursuant To The Dbsh Scrip Dividend Scheme | Mgmt | For | For | For | |||||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
DCC Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DCC | CINS G2689P101 | 07/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Mark Breuer | Mgmt | For | For | For | |||||
5 | Elect Caroline Dowling | Mgmt | For | For | For | |||||
6 | Elect David C. Jukes | Mgmt | For | For | For | |||||
7 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||
8 | Elect Jane Lodge | Mgmt | For | For | For | |||||
9 | Elect Cormac McCarthy | Mgmt | For | For | For | |||||
10 | Elect John Moloney | Mgmt | For | For | For | |||||
11 | Elect Donal Murphy | Mgmt | For | For | For | |||||
12 | Elect Fergal O'Dwyer | Mgmt | For | For | For | |||||
13 | Elect Mark Ryan | Mgmt | For | For | For | |||||
14 | Elect Leslie Van de Walle | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Increase in NED Fee Cap | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
Deutsche Börse AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DB1 | CINS D1882G119 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Elect Michael Martin Rudiger as Supervisory Board Member | Mgmt | For | For | For | |||||
11 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
12 | Increase in Authorised Capital III | Mgmt | For | For | For | |||||
13 | Management Board Remuneration Policy | Mgmt | For | Against | Against | |||||
14 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
15 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
Electrocomponents plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ECM | CINS G29848101 | 07/17/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Bessie Lee | Mgmt | For | For | For | |||||
6 | Elect David Sleath | Mgmt | For | For | For | |||||
7 | Elect Bertrand Bodson | Mgmt | For | For | For | |||||
8 | Elect Louisa Burdett | Mgmt | For | For | For | |||||
9 | Elect David Egan | Mgmt | For | For | For | |||||
10 | Elect Karen J. Guerra | Mgmt | For | For | For | |||||
11 | Elect Peter Johnson | Mgmt | For | For | For | |||||
12 | Elect John Pattullo | Mgmt | For | For | For | |||||
13 | Elect Simon Pryce | Mgmt | For | For | For | |||||
14 | Elect Lindsley Ruth | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
22 | 2019 UK Share Incentive Plan | Mgmt | For | For | For | |||||
23 | 2019 Global Share Purchase Plan | Mgmt | For | For | For | |||||
Ferguson plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FERG | CINS G3421J106 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Elect Tessa Bamford | Mgmt | For | For | For | |||||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||||
7 | Elect Geoff Drabble | Mgmt | For | For | For | |||||
8 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||
9 | Elect Kevin Murphy | Mgmt | For | For | For | |||||
10 | Elect Alan Murray | Mgmt | For | For | For | |||||
11 | Elect Michael Powell | Mgmt | For | For | For | |||||
12 | Elect Thomas Schmitt | Mgmt | For | For | For | |||||
13 | Elect Nadia Shouraboura | Mgmt | For | For | For | |||||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Amendment to Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Fevertree Drinks Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FEVR | CINS G33929103 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Bill Ronald | Mgmt | For | For | For | |||||
5 | Elect Tim Warrillow | Mgmt | For | For | For | |||||
6 | Elect Andrew Branchflower | Mgmt | For | For | For | |||||
7 | Elect Coline McConville | Mgmt | For | Against | Against | |||||
8 | Elect Kevin Havelock | Mgmt | For | For | For | |||||
9 | Elect Jeff Popkin | Mgmt | For | For | For | |||||
10 | Elect Domenico J. De Lorenzo | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Directors' Fees | Mgmt | For | For | For | |||||
Gerresheimer AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXI | CINS D2852S109 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Amendments to Articles (SRD II) | Mgmt | For | For | For | |||||
Givaudan S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIVN | CINS H3238Q102 | 03/25/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Victor Balli | Mgmt | For | TNA | N/A | |||||
8 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||
9 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |||||
10 | Elect Michael Carlos | Mgmt | For | TNA | N/A | |||||
11 | Elect Ingrid Deltenre | Mgmt | For | TNA | N/A | |||||
12 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||||
13 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |||||
14 | Elect Olivier A. Filliol | Mgmt | For | TNA | N/A | |||||
15 | Elect Sophie Gasperment | Mgmt | For | TNA | N/A | |||||
16 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Werner J. Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Ingrid Deltenre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | |||||
Heineken NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEIA | CINS N39427211 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | Against | Against | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
12 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
13 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Amendments to Articles (Regulatory Changes) | Mgmt | For | For | For | |||||
16 | Amendment to Ownership Threshold Required to Submit a Shareholder Proposal | Mgmt | For | Against | Against | |||||
17 | Elect Dolf van den Brink to the Management Board | Mgmt | For | For | For | |||||
18 | Elect Pamela Mars-Wright to the Supervisory Board | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Hoya Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7741 | CINS J22848105 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||||
Infineon Technologies AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFX | CINS D35415104 | 02/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Elect Xiaoqun Clever | Mgmt | For | For | For | |||||
11 | Elect Friedrich Eichiner | Mgmt | For | For | For | |||||
12 | Elect Hans-Ulrich Holdenried | Mgmt | For | For | For | |||||
13 | Elect Manfred Puffer | Mgmt | For | For | For | |||||
14 | Elect Ulrich Spiesshofer | Mgmt | For | For | For | |||||
15 | Elect Margret Suckale | Mgmt | For | For | For | |||||
16 | Cancellation of Conditional Capital | Mgmt | For | For | For | |||||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
18 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
Infosys Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFY | CUSIP 456788108 | 06/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Salil S. Parekh | Mgmt | For | For | For | |||||
4 | Elect Uri Levine | Mgmt | For | For | For | |||||
Insurance Australia Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IAG | CINS Q49361100 | 10/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||||
4 | Elect George Savvides | Mgmt | For | For | For | |||||
5 | Re-elect Helen Nugent | Mgmt | For | For | For | |||||
6 | Re-elect Thomas Pockett | Mgmt | For | For | For | |||||
7 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Reducing Investments in Fossil Fuel Assets | ShrHoldr | Against | Against | For | |||||
Julius Baer Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAER | CINS H4414N103 | 05/18/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||||
7 | Executive Compensation (Variable Cash-Based) | Mgmt | For | TNA | N/A | |||||
8 | Executive Compensation (Variable Share-Based) | Mgmt | For | TNA | N/A | |||||
9 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
10 | Elect Romeo Lacher | Mgmt | For | TNA | N/A | |||||
11 | Elect Gilbert Achermann | Mgmt | For | TNA | N/A | |||||
12 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | |||||
13 | Elect Richard Campbell-Breeden | Mgmt | For | TNA | N/A | |||||
14 | Elect Ivo Furrer | Mgmt | For | TNA | N/A | |||||
15 | Elect Claire Giraut | Mgmt | For | TNA | N/A | |||||
16 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | |||||
17 | Elect Eunice Zehnder-Lai | Mgmt | For | TNA | N/A | |||||
18 | Elect Olga Zoutendijk | Mgmt | For | TNA | N/A | |||||
19 | Elect Kathryn Shih | Mgmt | For | TNA | N/A | |||||
20 | Elect Christian Meissner | Mgmt | For | TNA | N/A | |||||
21 | Appoint Romeo Lacher as Board Chair | Mgmt | For | TNA | N/A | |||||
22 | Elect Gilbert Achermann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
23 | Elect Richard Campbell-Breeden as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
24 | Elect Kathryn Shih as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Elect Eunice Zehnder-Lai as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Kao Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4452 | CINS J30642169 | 03/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Michitaka Sawada | Mgmt | For | For | For | |||||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||||
7 | Elect Tomoharu Matsuda | Mgmt | For | For | For | |||||
8 | Elect Sonosuke Kadonaga | Mgmt | For | For | For | |||||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | |||||
10 | Elect Chiaki Mukai | Mgmt | For | For | For | |||||
11 | Elect Nobuhide Hayashi | Mgmt | For | For | For | |||||
12 | Elect Takahiro Nakazawa as Statutory Auditor | Mgmt | For | For | For | |||||
KBC Groupe SA NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBC | CINS B5337G162 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits | Mgmt | For | For | For | |||||
8 | Allocation of Dividends | Mgmt | For | For | For | |||||
9 | Remuneration Report | Mgmt | For | For | For | |||||
10 | Ratification of Board Acts | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Ratification of Independence of Koenraad Debackere | Mgmt | For | For | For | |||||
14 | Elect Erik Clinck | Mgmt | For | Against | Against | |||||
15 | Elect Liesbet Okkerse | Mgmt | For | Against | Against | |||||
16 | Elect Theodoros Roussis | Mgmt | For | Against | Against | |||||
17 | Elect Sonja De Becker | Mgmt | For | Against | Against | |||||
18 | Elect Johan Thijs | Mgmt | For | For | For | |||||
19 | Elect Vladimira Papirnik | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Kerry Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRZ | CINS G52416107 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||||
5 | Elect Gerard Culligan | Mgmt | For | For | For | |||||
6 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||||
8 | Elect Marguerite Larkin | Mgmt | For | For | For | |||||
9 | Elect Tom Moran | Mgmt | For | For | For | |||||
10 | Elect Cornelius Murphy | Mgmt | For | For | For | |||||
11 | Elect Christopher Rogers | Mgmt | For | For | For | |||||
12 | Elect Edmond Scanlan | Mgmt | For | For | For | |||||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Keyence Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6861 | CINS J32491102 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takemitsu Takizaki | Mgmt | For | Against | Against | |||||
4 | Elect Yu Nakata | Mgmt | For | For | For | |||||
5 | Elect Keiichi Kimura | Mgmt | For | For | For | |||||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | |||||
7 | Elect Masayuki Miki | Mgmt | For | For | For | |||||
8 | Elect Akinori Yamamoto | Mgmt | For | For | For | |||||
9 | Elect Akira Kanzawa | Mgmt | For | For | For | |||||
10 | Elect Yoichi Tanabe | Mgmt | For | For | For | |||||
11 | Elect Seiichi Taniguchi | Mgmt | For | For | For | |||||
12 | Elect Hidehiko Takeda | Mgmt | For | For | For | |||||
13 | Elect Hiroji Indo | Mgmt | For | For | For | |||||
14 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
Koninklijke Philips N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PHIA | CINS N7637U112 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Scrip Dividend | Mgmt | For | For | For | |||||
L'Oreal S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OR | CINS F58149133 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect Nicolas Meyers | Mgmt | For | For | For | |||||
9 | Elect Ilham Kadri | Mgmt | For | For | For | |||||
10 | Elect Beatrice Guillaume-Grabisch | Mgmt | For | For | For | |||||
11 | Elect Jean-Victor Meyers | Mgmt | For | For | For | |||||
12 | Remuneration Report | Mgmt | For | For | For | |||||
13 | Remuneration of Jean-Paul Agon, Chair and CEO | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Chair and CEO and Board of Directors) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
19 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
20 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
London Stock Exchange Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSE | CINS G5689U103 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
5 | Elect Jacques Aigrain | Mgmt | For | For | For | |||||
6 | Elect Marshall C. Bailey | Mgmt | For | For | For | |||||
7 | Elect Kathleen DeRose | Mgmt | For | For | For | |||||
8 | Elect Cressida Hogg | Mgmt | For | For | For | |||||
9 | Elect Raffaele Jerusalmi | Mgmt | For | For | For | |||||
10 | Elect Stephen O'Connor | Mgmt | For | For | For | |||||
11 | Elect Val Rahmani | Mgmt | For | For | For | |||||
12 | Elect Don Robert | Mgmt | For | For | For | |||||
13 | Elect David A. Schwimmer | Mgmt | For | For | For | |||||
14 | Elect Andrea Sironi | Mgmt | For | For | For | |||||
15 | Elect David Warren | Mgmt | For | For | For | |||||
16 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
London Stock Exchange Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSE | CINS G5689U103 | 11/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition of Refinitiv | Mgmt | For | For | For | |||||
2 | Share Issuance Pursuant to Acquisition | Mgmt | For | For | For | |||||
Lonza Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LONN | CINS H50524133 | 04/28/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||
8 | Elect Albert M. Baehny | Mgmt | For | TNA | N/A | |||||
9 | Elect Angelica Kohlmann | Mgmt | For | TNA | N/A | |||||
10 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||||
11 | Elect Barbara M. Richmond | Mgmt | For | TNA | N/A | |||||
12 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||||
13 | Elect Olivier Verscheure | Mgmt | For | TNA | N/A | |||||
14 | Elect Dorothee Deuring | Mgmt | For | TNA | N/A | |||||
15 | Elect Moncef Slaoui | Mgmt | For | TNA | N/A | |||||
16 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||||
25 | Executive Compensation (Long-Term Variable) | Mgmt | For | TNA | N/A | |||||
26 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||||
Nexi SpA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEXI | CINS T6S18J104 | 06/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Conversion of Equity-Linked Bond; Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Nexi SpA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEXI | CINS T6S18J104 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
5 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
6 | Elect Elisa Corghi | Mgmt | For | For | For | |||||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CINS H5820Q150 | 02/28/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||||
13 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||||
17 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||||
22 | Elect Bridgette P. Heller | Mgmt | For | TNA | N/A | |||||
23 | Elect Simon Moroney | Mgmt | For | TNA | N/A | |||||
24 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
26 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
27 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
28 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
30 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
31 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||||
NXP Semiconductors N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXPI | CUSIP N6596X109 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Elect Kurt Sievers | Mgmt | For | For | For | |||||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||||
5 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||||
6 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||||
7 | Elect Lena Olving | Mgmt | For | For | For | |||||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||||
9 | Elect Julie Southern | Mgmt | For | For | For | |||||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Committee Fees | Mgmt | For | For | For | |||||
19 | Amendment to Articles Regarding Quorum | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Partners Group Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGHN | CINS H6120A101 | 05/13/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
7 | Compensation Report | Mgmt | For | TNA | N/A | |||||
8 | Board Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||||
9 | Board Compensation (Long-Term) | Mgmt | For | TNA | N/A | |||||
10 | Board Compensation ('Technical Non-Financial') | Mgmt | For | TNA | N/A | |||||
11 | Executive Compensation (Fixed and Short-Term) | Mgmt | For | TNA | N/A | |||||
12 | Executive Compensation (Long-Term) | Mgmt | For | TNA | N/A | |||||
13 | Executive Compensation ('Technical Non-Financial') | Mgmt | For | TNA | N/A | |||||
14 | Elect Steffen Meister as Board Chair | Mgmt | For | TNA | N/A | |||||
15 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||||
17 | Elect Lisa A. Hook | Mgmt | For | TNA | N/A | |||||
18 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||||
19 | Elect Martin Strobel | Mgmt | For | TNA | N/A | |||||
20 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||||
21 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||||
22 | Elect Lisa A. Hook as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
23 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
24 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Pernod Ricard SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RI | CINS F72027109 | 11/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Elect Kory Sorenson | Mgmt | For | For | For | |||||
10 | Elect Esther Berrozpe Galindo | Mgmt | For | For | For | |||||
11 | Elect Phillipe Petitcolin | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Remuneration of Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | |||||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Greenshoe | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Consideration for Contributions In Kind (France) | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital in Case of Exchange Offers (France) | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
27 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
28 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
PERSOL HOLDINGS CO., LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2181 | CINS J6367Q106 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masamichi Mizuta | Mgmt | For | For | For | |||||
4 | Elect Takao Wada | Mgmt | For | For | For | |||||
5 | Elect Hirotoshi Takahashi | Mgmt | For | For | For | |||||
6 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||||
7 | Elect Naohiro Nishiguchi | Mgmt | For | For | For | |||||
8 | Elect Masaki Yamauchi | Mgmt | For | For | For | |||||
9 | Elect Chisa Enomoto Chisa Asano | Mgmt | For | For | For | |||||
10 | Elect Kazuhiko Tomoda | Mgmt | For | For | For | |||||
11 | Elect Hideo Tsukamoto as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
12 | Outside Non-Audit Committee Directors Fees | Mgmt | For | For | For | |||||
13 | Trust Type Equity Plans for Outside Non-Audit Committee Directors | Mgmt | For | For | For | |||||
14 | Trust Type Equity Plans for Audit Committee Directors | Mgmt | For | For | For | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Elect Jeremy Anderson | Mgmt | For | For | For | |||||
5 | Elect Shriti Vadera | Mgmt | For | For | For | |||||
6 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||||
7 | Elect David Law | Mgmt | For | For | For | |||||
8 | Elect Paul Manduca | Mgmt | For | For | For | |||||
9 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||||
10 | Elect Anthony Nightingale | Mgmt | For | For | For | |||||
11 | Elect Philip Remnant | Mgmt | For | For | For | |||||
12 | Elect Alice D. Schroeder | Mgmt | For | For | For | |||||
13 | Elect Stuart James Turner | Mgmt | For | For | For | |||||
14 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||||
15 | Elect Michael A. Wells | Mgmt | For | For | For | |||||
16 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||||
17 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
25 | Authority to Issue Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 10/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Demerger | Mgmt | For | For | For | |||||
2 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
QIAGEN N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QGEN | CINS N72482123 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | Against | Against | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
11 | Elect Stephane Bancel | Mgmt | For | For | For | |||||
12 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||||
13 | Elect Metin Colpan | Mgmt | For | For | For | |||||
14 | Elect Ross L. Levine | Mgmt | For | For | For | |||||
15 | Elect Elaine Mardis | Mgmt | For | For | For | |||||
16 | Elect Lawrence A. Rosen | Mgmt | For | For | For | |||||
17 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||||
18 | Elect Roland Sackers | Mgmt | For | For | For | |||||
19 | Elect Thierry Bernard | Mgmt | For | For | For | |||||
20 | Management Board Remuneration Policy | Mgmt | For | Against | Against | |||||
21 | Supervisory Board Remuneration Policy | Mgmt | For | Against | Against | |||||
22 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |||||
23 | Appointment of Auditor | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Suppress Preemptive Rights for Mergers, Acquisitions and Strategic Alliances | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
30 | Contingent Amendments to Articles | Mgmt | For | For | For | |||||
31 | Top Up Option | Mgmt | For | For | For | |||||
32 | Elect Hakan Bjorklund | Mgmt | For | Against | Against | |||||
33 | Elect Michael A. Boxer | Mgmt | For | Against | Against | |||||
34 | Elect Paul G. Parker | Mgmt | For | Against | Against | |||||
35 | Elect Gianluca Pettiti | Mgmt | For | Against | Against | |||||
36 | Elect Anthony H. Smith | Mgmt | For | Against | Against | |||||
37 | Elect Barbara W. Wall | Mgmt | For | Against | Against | |||||
38 | Elect Stefan Wolf | Mgmt | For | Against | Against | |||||
39 | Contingent Resignation of Directors | Mgmt | For | Against | Against | |||||
40 | Contingent Amendments to Articles | Mgmt | For | Against | Against | |||||
41 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
42 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Reckitt Benckiser Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RB | CINS G74079107 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Andrew RJ Bonfield | Mgmt | For | For | For | |||||
5 | Elect Nicandro Durante | Mgmt | For | For | For | |||||
6 | Elect Mary Harris | Mgmt | For | For | For | |||||
7 | Elect Mehmood Khan | Mgmt | For | For | For | |||||
8 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||
9 | Elect Christopher A. Sinclair | Mgmt | For | For | For | |||||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||||
11 | Elect Jeff Carr | Mgmt | For | For | For | |||||
12 | Elect Sara Mathew | Mgmt | For | For | For | |||||
13 | Elect Laxman Narasimhan | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
RELX Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REL | CINS G7493L105 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
RELX Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REL | CINS G7493L105 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Elect Charlotte Hogg | Mgmt | For | For | For | |||||
8 | Elect Erik Engstrom | Mgmt | For | For | For | |||||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||||
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||||
12 | Elect Nicholas Luff | Mgmt | For | For | For | |||||
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | |||||
14 | Elect Linda S. Sanford | Mgmt | For | For | For | |||||
15 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | |||||
16 | Elect Suzanne Wood | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Rentokil Initial plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTO | CINS G7494G105 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Cathy Turner | Mgmt | For | For | For | |||||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||||
5 | Elect Andrew Ransom | Mgmt | For | For | For | |||||
6 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | |||||
7 | Elect Richard Solomons | Mgmt | For | For | For | |||||
8 | Elect Julie Southern | Mgmt | For | For | For | |||||
9 | Elect Jeremy Townsend | Mgmt | For | For | For | |||||
10 | Elect Linda Yueh | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Rightmove Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RMV | CINS G7565D106 | 05/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | Abstain | Against | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Elect Andrew Fisher | Mgmt | For | For | For | |||||
8 | Elect Amit Tiwari | Mgmt | For | For | For | |||||
9 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | |||||
10 | Elect Robyn Perriss | Mgmt | For | For | For | |||||
11 | Elect Jacqueline de Rojas | Mgmt | For | For | For | |||||
12 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||||
13 | Elect Andrew Findlay | Mgmt | For | For | For | |||||
14 | Elect Lorna Tilbian | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
21 | Performance Share Plan | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Samsonite International SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1910 | CINS L80308106 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Results | Mgmt | For | For | For | |||||
4 | Elect Kyle F. Gendreau | Mgmt | For | For | For | |||||
5 | Elect Tom Korbas | Mgmt | For | For | For | |||||
6 | Elect Ying Yeh | Mgmt | For | For | For | |||||
7 | Appointment of Approved Statutory Auditor | Mgmt | For | For | For | |||||
8 | Appointment of External Auditor | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Grant Discharge to Approved Statutory Auditor for Exercise of Its Mandate | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Samsonite International SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1910 | CINS L80308106 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Extension of Share Capital Authorisation | Mgmt | For | For | For | |||||
Sanwa Holdings Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5929 | CINS J6858G104 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Toshitaka Takayama | Mgmt | For | Against | Against | |||||
4 | Elect Yasushi Takayama | Mgmt | For | For | For | |||||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | |||||
6 | Elect Hiroyuki Yamazaki | Mgmt | For | For | For | |||||
7 | Elect Meiji Takayama | Mgmt | For | For | For | |||||
8 | Elect Masanaka Yokota | Mgmt | For | For | For | |||||
9 | Elect Teiko Zaima | Mgmt | For | Against | Against | |||||
10 | Elect Tsunekatsu Yonezawa | Mgmt | For | For | For | |||||
11 | Elect Akira Gokita | Mgmt | For | For | For | |||||
12 | Elect Masanaka Yokota as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
Sap SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CUSIP 803054204 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Increase in Authorised Capital I | Mgmt | For | For | For | |||||
6 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
Sap SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CINS D66992104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Increase in Authorised Capital I | Mgmt | For | For | For | |||||
7 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
8 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
9 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Schneider Electric SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CINS F86921107 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
8 | Post-Employment Agreements (Emmanuel Babeau, Deputy CEO and CFO) | Mgmt | For | For | For | |||||
9 | Remuneration Report | Mgmt | For | For | For | |||||
10 | Remuneration of Jean-Pascal Tricoire, Chair and CEO | Mgmt | For | For | For | |||||
11 | Remuneration of Emmanuel Babeau, Deputy CEO | Mgmt | For | For | For | |||||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
13 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
15 | Elect Leo Apotheker | �� | Mgmt | For | For | For | ||||
16 | Elect Cecile Cabanis | Mgmt | For | For | For | |||||
17 | Elect Fred Kindle | Mgmt | For | For | For | |||||
18 | Elect Willy R. Kissling | Mgmt | For | For | For | |||||
19 | Elect Jill Lee | Mgmt | For | For | For | |||||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
21 | Amendments to Articles (Directors Representing Employees) | Mgmt | For | For | For | |||||
22 | Amendments to Articles (Wording Changes) | Mgmt | For | For | For | |||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
24 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
Scout24 AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
G24 | CINS D345XT105 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Elect Hans-Holger Albrecht | Mgmt | For | For | For | |||||
12 | Elect Christoph Brand | Mgmt | For | For | For | |||||
13 | Elect Elke Frank | Mgmt | For | For | For | |||||
14 | Elect Frank H. Lutz | Mgmt | For | For | For | |||||
15 | Elect Peter Schwarzenbauer | Mgmt | For | For | For | |||||
16 | Elect Andre Schwammlein | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares through Public Offer; Cancellation of Treasury Shares | Mgmt | For | For | For | |||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
20 | Approval of Profit-and-Loss Transfer Agreement with Scout24 Beteiligungs SE | Mgmt | For | For | For | |||||
Scout24 AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
G24 | CINS D345XT105 | 08/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Elect Mathias Hedlund | Mgmt | For | For | For | |||||
12 | Elect Andre Schwammlein | Mgmt | For | For | For | |||||
13 | Elect Frank H. Lutz | Mgmt | For | For | For | |||||
14 | Approval of Profit-and-Loss Transfer Agreement with Consumer First Services GmbH | Mgmt | For | For | For | |||||
15 | Amendment to Previously Approved Profit-and-Loss Transfer Agreement with Immobilen Scout GmbH | Mgmt | For | For | For | |||||
16 | Amendment to Previously Approved Profit-and-Loss Transfer Agreement with AutoScout24 GmbH | Mgmt | For | For | For | |||||
Sensata Technologies Holding Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ST | CUSIP G8060N102 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew Teich | Mgmt | For | For | For | |||||
2 | Elect Jeffrey J. Cote | Mgmt | For | For | For | |||||
3 | Elect John P. Absmeier | Mgmt | For | For | For | |||||
4 | Elect Lorraine A. Bolsinger | Mgmt | For | For | For | |||||
5 | Elect James E. Heppelmann | Mgmt | For | For | For | |||||
6 | Elect Charles W. Peffer | Mgmt | For | For | For | |||||
7 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||||
8 | Elect Steven A. Sonnenberg | Mgmt | For | For | For | |||||
9 | Elect Martha N. Sullivan | Mgmt | For | For | For | |||||
10 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||||
11 | Elect Stephen M. Zide | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
16 | Appointment of UK Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set UK Auditor's Fees | Mgmt | For | For | For | |||||
18 | Accounts and Reports | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Allot Shares Under Equity Incentive Plans | Mgmt | For | For | For | |||||
23 | Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans | Mgmt | For | For | For | |||||
SGS SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGSN | CINS H7485A108 | 03/24/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||||
7 | Elect August Francois von Finck | Mgmt | For | TNA | N/A | |||||
8 | Elect Ian Gallienne | Mgmt | For | TNA | N/A | |||||
9 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||||
10 | Elect Cornelius Grupp | Mgmt | For | TNA | N/A | |||||
11 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||||
12 | Elect Shelby R. du Pasquier | Mgmt | For | TNA | N/A | |||||
13 | Elect Kory Sorenson | Mgmt | For | TNA | N/A | |||||
14 | Elect Sami Atiya | Mgmt | For | TNA | N/A | |||||
15 | Elect Tobias Hartmann | Mgmt | For | TNA | N/A | |||||
16 | Appoint Calvin Grieder as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Ian Gallienne as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Shelby R. du Pasquier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Kory Sorenson as as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Shionogi & Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4507 | CINS J74229105 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Isao Teshirogi | Mgmt | For | For | For | |||||
4 | Elect Takuko Sawada | Mgmt | For | For | For | |||||
5 | Elect Keiichi Ando | Mgmt | For | For | For | |||||
6 | Elect Hiroshi Ozaki | Mgmt | For | Against | Against | |||||
7 | Elect Fumi Takatsuki | Mgmt | For | For | For | |||||
8 | Elect Ikuo Kato | Mgmt | For | For | For | |||||
9 | Elect Shuichi Okuhara | Mgmt | For | For | For | |||||
SIG Combibloc Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIGN | CINS H76406117 | 04/07/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
7 | Compensation Report | Mgmt | For | TNA | N/A | |||||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||||
9 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
10 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||||
11 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||||
12 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||||
13 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||||
14 | Elect Matthias Wahren | Mgmt | For | TNA | N/A | |||||
15 | Elect Nigel S. Wright | Mgmt | For | TNA | N/A | |||||
16 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | |||||
17 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | |||||
18 | Elect Wah-Hui Chu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Colleen A. Goggins as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Elect Mariel Hoch as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Smith & Nephew plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SN | CINS G82343164 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Elect Graham Baker | Mgmt | For | For | For | |||||
6 | Elect Vinita Bali | Mgmt | For | For | For | |||||
7 | Elect Virginia Bottomley | Mgmt | For | For | For | |||||
8 | Elect Roland Diggelmann | Mgmt | For | For | For | |||||
9 | Elect Erik Engstrom | Mgmt | For | For | For | |||||
10 | Elect Robin Freestone | Mgmt | For | For | For | |||||
11 | Elect Marc Owen | Mgmt | For | For | For | |||||
12 | Elect Angie Risley | Mgmt | For | For | For | |||||
13 | Elect Roberto Quarta | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Global Share Plan | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sonova Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOON | CINS H8024W106 | 06/11/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits; Stock Dividend | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Robert F. Spoerry as Board Chair | Mgmt | For | TNA | N/A | |||||
8 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||
9 | Elect Lynn Dorsey Bleil | Mgmt | For | TNA | N/A | |||||
10 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | |||||
11 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | |||||
12 | Elect Stacy Enxing Seng | Mgmt | For | TNA | N/A | |||||
13 | Elect Ronald van der Vis | Mgmt | For | TNA | N/A | |||||
14 | Elect Jinlong Wang | Mgmt | For | TNA | N/A | |||||
15 | Elect Adrian Widmer | Mgmt | For | TNA | N/A | |||||
16 | Elect Robert F. Spoerry as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
17 | Elect Beat Hess as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Stacy Enxing Seng as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||||
22 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
23 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
Spectris plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SXS | CINS G8338K104 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Cathy Turner | Mgmt | For | For | For | |||||
4 | Elect Andrew Heath | Mgmt | For | For | For | |||||
5 | Elect Derek Harding | Mgmt | For | For | For | |||||
6 | Elect Mark Williamson | Mgmt | For | For | For | |||||
7 | Elect Karim Bitar | Mgmt | For | For | For | |||||
8 | Elect Ulf Quellmann | Mgmt | For | For | For | |||||
9 | Elect William Seeger, Jr. | Mgmt | For | For | For | |||||
10 | Elect Kjersti Wiklund | Mgmt | For | For | For | |||||
11 | Elect Martha B. Wyrsch | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Spectris plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SXS | CINS G8338K104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
2 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
3 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Spectris Reward Plan | Mgmt | For | For | For | |||||
St. James's Place plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CINS G5005D124 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Iain Cornish | Mgmt | For | For | For | |||||
4 | Elect Andrew Croft | Mgmt | For | For | For | |||||
5 | Elect Ian Gascoigne | Mgmt | For | For | For | |||||
6 | Elect Craig Gentle | Mgmt | For | For | For | |||||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | |||||
8 | Elect Baroness Patience Wheatcroft | Mgmt | For | For | For | |||||
9 | Elect Roger Yates | Mgmt | For | For | For | |||||
10 | Elect Emma Griffin | Mgmt | For | For | For | |||||
11 | Elect Rosemary Hilary | Mgmt | For | For | For | |||||
12 | Elect Helena L. Morrissey | Mgmt | For | For | For | |||||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Share Incentive Plan | Mgmt | For | For | For | |||||
19 | Sharesave Option Plan | Mgmt | For | For | For | |||||
20 | Company Share Option Plan | Mgmt | For | For | For | |||||
21 | Performance Share Plan | Mgmt | For | For | For | |||||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
26 | Adoption of New Articles of Association | Mgmt | For | For | For | |||||
Suncor Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CUSIP 867224107 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Techtronic Industries Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
669 | CINS Y8563B159 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||||
6 | Elect Joseph Galli Jr. | Mgmt | For | For | For | |||||
7 | Elect Vincent CHEUNG Ting Kau | Mgmt | For | Against | Against | |||||
8 | Elect Johannes-Gerhard Hesse | Mgmt | For | For | For | |||||
9 | Elect Robert Hinman Getz | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights for Cash Consideration | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights for Consideration Other Than Cash | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Repurchased Shares for Cash Consideration | Mgmt | For | For | For | |||||
16 | Authority to Issue Repurchased Shares for Consideration Other Than Cash | Mgmt | For | For | For | |||||
Teleperformance | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEP | CINS F9120F106 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Remuneration Report | Mgmt | For | For | For | |||||
10 | Remuneration of Daniel Julien, Chair and CEO | Mgmt | For | For | For | |||||
11 | Remuneration of Olivier Rigaudy, Deputy CEO | Mgmt | For | For | For | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
14 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||||
15 | Elect Christobel E. Selecky | Mgmt | For | For | For | |||||
16 | Elect Angela Maria Sierra-Moreno | Mgmt | For | For | For | |||||
17 | Elect Jean Guez | Mgmt | For | For | For | |||||
18 | Elect Bernard Canetti | Mgmt | For | For | For | |||||
19 | Elect Philippe Dominati | Mgmt | For | For | For | |||||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||||
24 | Greenshoe | Mgmt | For | For | For | |||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
27 | Amendments to Articles Regarding Share Thresholds | Mgmt | For | For | For | |||||
28 | Amendments to Articles Regarding Disclosure of Shareholder Information | Mgmt | For | For | For | |||||
29 | Amendments to Articles Regarding Share Ownership By Board Members | Mgmt | For | For | For | |||||
30 | Amendments to Articles Regarding Remuneration of Corporate Officers | Mgmt | For | For | For | |||||
31 | Amendments to Articles Regarding Board of Directors Remuneration | Mgmt | For | For | For | |||||
32 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | |||||
33 | Amendments to Articles Regarding the Convening of General Meetings | Mgmt | For | For | For | |||||
34 | Amendments to Articles Regarding Changes of Legal References | Mgmt | For | For | For | |||||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Terumo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4543 | CINS J83173104 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takayoshi Mimura | Mgmt | For | For | For | |||||
4 | Elect Shinjiro Sato | Mgmt | For | For | For | |||||
5 | Elect Toshiaki Takagi | Mgmt | For | For | For | |||||
6 | Elect Shoji Hatano | Mgmt | For | For | For | |||||
7 | Elect Kyo Nishikawa | Mgmt | For | For | For | |||||
8 | Elect Ryuzo Ueda | Mgmt | For | For | For | |||||
9 | Elect Yukiko Kuroda Yukiko Matsumoto | Mgmt | For | For | For | |||||
10 | Elect Hidenori Nishi | Mgmt | For | For | For | |||||
11 | Elect Koichi Sakaguchi as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CINS F92124100 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Elect Patricia Barbizet | Mgmt | For | For | For | |||||
10 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||||
11 | Elect Mark Cutifani | Mgmt | For | For | For | |||||
12 | Elect Jerome Contamine | Mgmt | For | For | For | |||||
13 | Remuneration Report | Mgmt | For | For | For | |||||
14 | Directors' Fees | Mgmt | For | For | For | |||||
15 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
17 | Adoption of New Articles, Subsequent to the Conversion of Corporate Form to Societas Europaea ("SE") and Harmonisation with Law PACTE | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
21 | Greenshoe | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
25 | Shareholder Proposal A Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Toyota Motor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7203 | CINS J92676113 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Takeshi Uchiyamada | Mgmt | For | Against | Against | |||||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||||
5 | Elect Koji Kobayashi | Mgmt | For | For | For | |||||
6 | Elect Shigeki Terashi | Mgmt | For | For | For | |||||
7 | Elect James Kuffner | Mgmt | For | For | For | |||||
8 | Elect Ikuro Sugawara | Mgmt | For | For | For | |||||
9 | Elect Philip Craven | Mgmt | For | Against | Against | |||||
10 | Elect Teiko Kudo | Mgmt | For | For | For | |||||
11 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
UBS Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UBSG | CINS H42097107 | 04/29/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts (Excluding French Cross-Border Matter) | Mgmt | For | TNA | N/A | |||||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||||
8 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | |||||
9 | Elect William C. Dudley | Mgmt | For | TNA | N/A | |||||
10 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||||
11 | Elect Fred Hu | Mgmt | For | TNA | N/A | |||||
12 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||||
13 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||||
14 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||||
15 | Elect Jeanette Wong | Mgmt | For | TNA | N/A | |||||
16 | Elect Mark Hughes | Mgmt | For | TNA | N/A | |||||
17 | Elect Nathalie Rachou | Mgmt | For | TNA | N/A | |||||
18 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
21 | Elect Jeanette Wong as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||||
23 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Fund Name : Neuberger Berman International Small Cap Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
AEON DELIGHT CO.,LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9787 | CINS J0036F104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Kazumasa Hamada | Mgmt | For | Against | Against | |||||
4 | Elect Nobuo Yamazato | Mgmt | For | For | For | |||||
5 | Elect Haruyoshi Tsuji | Mgmt | For | For | For | |||||
6 | Elect Hiroyuki Sato | Mgmt | For | For | For | |||||
7 | Elect Masaaki Fujita | Mgmt | For | For | For | |||||
8 | Elect Yoshiaki Hompo | Mgmt | For | For | For | |||||
9 | Elect Hiroshi Mitsui | Mgmt | For | Against | Against | |||||
10 | Elect Masato Nishimatsu | Mgmt | For | Against | Against | |||||
AEON DELIGHT CO.,LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9787 | CINS J0036F104 | 07/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Kazumasa Hamada | Mgmt | For | For | For | |||||
3 | Elect Nobuo Yamazato | Mgmt | For | For | For | |||||
4 | Elect Motoyuki Shikata | Mgmt | For | For | For | |||||
5 | Elect Hiroyuki Sato | Mgmt | For | For | For | |||||
6 | Elect Masaaki Fujita | Mgmt | For | For | For | |||||
7 | Elect Yoshiaki Hompo | Mgmt | For | For | For | |||||
Amano Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6436 | CINS J01302108 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kirihito Ninomiya | Mgmt | For | For | For | |||||
4 | Elect Fujinori Tazo | Mgmt | For | For | For | |||||
5 | Elect Masahiko Morita | Mgmt | For | Against | Against | |||||
6 | Elect Yasuhiro Sasaya | Mgmt | For | Against | Against | |||||
Applus Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APPS | CINS E0534T106 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Report on Non-Financial Information | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Elect Nicolas Villen Jimenez | Mgmt | For | For | For | |||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
13 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
ARB Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARB | CINS Q0463W135 | 10/17/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect Adrian R. Fitzpatrick | Mgmt | For | For | For | |||||
4 | Re-elect Robert D. Fraser | Mgmt | For | For | For | |||||
5 | Elect Karen L. Phin | Mgmt | For | For | For | |||||
ARIAKE JAPAN Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2815 | CINS J01964105 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Tomoki Tagawa | Mgmt | For | Against | Against | |||||
3 | Elect Katsutoshi Iwaki | Mgmt | For | For | For | |||||
4 | Elect Naoki Shirakawa | Mgmt | For | For | For | |||||
5 | Elect Yoshikazu Uchida | Mgmt | For | For | For | |||||
6 | Elect Koichi Matsumoto | Mgmt | For | For | For | |||||
7 | Elect Koji Iwaki | Mgmt | For | For | For | |||||
8 | Elect Toru Nishiki as Audit Committee Director | Mgmt | For | For | For | |||||
9 | Bonus | Mgmt | For | For | For | |||||
Azbil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6845 | CINS J0370G106 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Hirozumi Sone | Mgmt | For | For | For | |||||
4 | Elect Kiyohiro Yamamoto | Mgmt | For | For | For | |||||
5 | Elect Takayuki Yokota | Mgmt | For | For | For | |||||
6 | Elect Masato Iwasaki | Mgmt | For | For | For | |||||
7 | Elect Yoshimitsu Hojo | Mgmt | For | For | For | |||||
8 | Elect Kazuyasu Hamada | Mgmt | For | For | For | |||||
9 | Elect Katsuhiko Tanabe | Mgmt | For | For | For | |||||
10 | Elect Takeshi Ito | Mgmt | For | For | For | |||||
11 | Elect Waka Fujiso | Mgmt | For | For | For | |||||
12 | Elect Mitsuhiro Nagahama | Mgmt | For | For | For | |||||
13 | Elect Anne Ka Tse HUNG Anne Hung Davis | Mgmt | For | For | For | |||||
Befesa S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFSA | CINS L0R30V103 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
3 | Approval of Standalone Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Elect Helmut Wieser to the Board of Directors | Mgmt | For | For | For | |||||
7 | Elect Asier Zarraonandia Ayo to the Board of Directors | Mgmt | For | For | For | |||||
8 | Non-executive Directors' Fees (Fixed) | Mgmt | For | For | For | |||||
9 | Non-executive Directors' Fees (Variable) | Mgmt | For | For | For | |||||
10 | Remuneration Policy | Mgmt | For | Against | Against | |||||
11 | Remuneration Report | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
BELIMO Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEAN | CINS H07171103 | 03/30/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
9 | Elect Adrian Altenburger | Mgmt | For | TNA | N/A | |||||
10 | Elect Patrick Burkhalter | Mgmt | For | TNA | N/A | |||||
11 | Elect Sandra Emme | Mgmt | For | TNA | N/A | |||||
12 | Elect Urban Linsi | Mgmt | For | TNA | N/A | |||||
13 | Elect Martin Zwyssig | Mgmt | For | TNA | N/A | |||||
14 | Elect Stefan Ranstrand | Mgmt | For | TNA | N/A | |||||
15 | Appoint Patrick Burkhalter as Board Chair | Mgmt | For | TNA | N/A | |||||
16 | Appoint Martin Zwyssig as Board Chair | Mgmt | For | TNA | N/A | |||||
17 | Elect Adrian Altenburger as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Elect Sandra Emme as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
Biffa Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIFF | CINS G1R62B102 | 07/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/ Dividends | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Gab Barbaro | Mgmt | For | For | For | |||||
5 | Elect Richard N. Pike | Mgmt | For | For | For | |||||
6 | Elect Michael Averill | Mgmt | For | For | For | |||||
7 | Elect Carol Chesney | Mgmt | For | For | For | |||||
8 | Elect Ken Lever | Mgmt | For | For | For | |||||
9 | Elect David Martin | Mgmt | For | For | For | |||||
10 | Elect Michael Topham | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Big Yellow Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BYG | CINS G1093E108 | 07/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Richard R. Cotton | Mgmt | For | For | For | |||||
5 | Elect James Gibson | Mgmt | For | For | For | |||||
6 | Elect Georgina Harvey | Mgmt | For | For | For | |||||
7 | Elect Stephen R. Johnson | Mgmt | For | For | For | |||||
8 | Elect Anna Keay | Mgmt | For | For | For | |||||
9 | Elect Adrian Lee | Mgmt | For | For | For | |||||
10 | Elect Vince Niblett | Mgmt | For | For | For | |||||
11 | Elect John Trotman | Mgmt | For | For | For | |||||
12 | Elect Nicholas Vetch | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Biotage AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIOT | CINS W25769139 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Accounts and Reports | Mgmt | For | For | For | |||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Board Size; Number of Auditors | Mgmt | For | For | For | |||||
15 | Directors and Auditors' Fees | Mgmt | For | For | For | |||||
16 | Election of Directors | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Nomination Committee Guidelines | Mgmt | For | For | For | |||||
19 | Remuneration Policy | Mgmt | For | For | For | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Long-Term Incentive Plan 2020 | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Bioteque Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4107 | CINS Y08968102 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Borregaard ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRG | CINS R1R79W105 | 06/15/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
4 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||||
5 | Accounts and Reports; Allocation of Profits and Dividends | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
7 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||||
8 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
10 | Authority to Repurchase Shares Pursuant to Incentive Programmes | Mgmt | For | TNA | N/A | |||||
11 | Authority to Repurchase Shares for Amortisation | Mgmt | For | TNA | N/A | |||||
12 | Elect Jan A. Oksum | Mgmt | For | TNA | N/A | |||||
13 | Elect Terje Andersen | Mgmt | For | TNA | N/A | |||||
14 | Elect Tove Andersen | Mgmt | For | TNA | N/A | |||||
15 | Elect Margrethe Hauge | Mgmt | For | TNA | N/A | |||||
16 | Elect Helge Aasen | Mgmt | For | TNA | N/A | |||||
17 | Elect Jan A. Oksum as Chair | Mgmt | For | TNA | N/A | |||||
18 | Elect Mimi K. Berdal | Mgmt | For | TNA | N/A | |||||
19 | Elect Erik Must | Mgmt | For | TNA | N/A | |||||
20 | Elect Rune Selmar | Mgmt | For | TNA | N/A | |||||
21 | Elect Ola Wessel-Aas | Mgmt | For | TNA | N/A | |||||
22 | Elect Mimi K. Berdal as Chair | Mgmt | For | TNA | N/A | |||||
23 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
24 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||||
25 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
Bossard Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BOSN | CINS H09904105 | 04/08/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
9 | Elect David Dean as Shareholder Representative A | Mgmt | For | TNA | N/A | |||||
10 | Elect Thomas Schmuckli as Board Chair | Mgmt | For | TNA | N/A | |||||
11 | Elect Anton Lauber | Mgmt | For | TNA | N/A | |||||
12 | Elect Stefan Michel | Mgmt | For | TNA | N/A | |||||
13 | Elect Maria Teresa Vacalli | Mgmt | For | TNA | N/A | |||||
14 | Elect Rene Cotting | Mgmt | For | TNA | N/A | |||||
15 | Elect Martin Kuhn | Mgmt | For | TNA | N/A | |||||
16 | Elect Patricia Heidtman | Mgmt | For | TNA | N/A | |||||
17 | Elect David Dean | Mgmt | For | TNA | N/A | |||||
18 | Elect David Dean as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Anton Lauber�� as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Elect Patricia Heidtman as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||||
24 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
Carel Industries S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRL | CINS T2R2A6107 | 04/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
Cellavision AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEVI | CINS W2128U119 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
15 | Board Size; Number of Auditors | Mgmt | For | For | For | |||||
16 | Directors and Auditors' Fees | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Elect Soren Mellstig | Mgmt | For | For | For | |||||
19 | Elect Christer Fahraeus | Mgmt | For | For | For | |||||
20 | Elect Asa Hedin | Mgmt | For | Against | Against | |||||
21 | Elect Anna Malm Bernsten | Mgmt | For | For | For | |||||
22 | Elect Niklas Prager | Mgmt | For | For | For | |||||
23 | Elect Jurgen Riedl | Mgmt | For | For | For | |||||
24 | Elect Stefan Wolf | Mgmt | For | Against | Against | |||||
25 | Elect Mikael Worning | Mgmt | For | For | For | |||||
26 | Elect Soren Mellstig | Mgmt | For | For | For | |||||
27 | Appointment of Auditor | Mgmt | For | For | For | |||||
28 | Nomination Committee Guidelines | Mgmt | For | For | For | |||||
29 | Remuneration Policy | Mgmt | For | For | For | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Cerved Group S.p.A | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CERV | CINS T2R843108 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | List Presented by Group of Institutional Investors representing 7.77% | Mgmt | For | N/A | N/A | |||||
8 | List Presented by Aquilus Inflection Master Fund Limited | Mgmt | For | For | For | |||||
9 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Chemometec AS | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHEMM | CINS K18309102 | 01/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
CKD Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6407 | CINS J08022113 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Kazunori Kajimoto | Mgmt | For | For | For | |||||
3 | Elect Katsuhito Okuoka | Mgmt | For | For | For | |||||
4 | Elect Shinji Yuhara | Mgmt | For | For | For | |||||
5 | Elect Katsunori Hayashida | Mgmt | For | For | For | |||||
6 | Elect Junichi Kagawa | Mgmt | For | For | For | |||||
7 | Elect Noriko Asai | Mgmt | For | For | For | |||||
8 | Elect Kazumasa Uemura | Mgmt | For | For | For | |||||
9 | Elect Masafumi Kokubo | Mgmt | For | For | For | |||||
10 | Elect Shuzo Hashimoto | Mgmt | For | For | For | |||||
Clinigen Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLIN | CINS G2R22L107 | 11/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Alan K. Boyd | Mgmt | For | For | For | |||||
5 | Elect Nick Keher | Mgmt | For | For | For | |||||
6 | Elect Peter V. Allen | Mgmt | For | For | For | |||||
7 | Elect Shaun Chilton | Mgmt | For | For | For | |||||
8 | Elect John Hartup | Mgmt | For | For | For | |||||
9 | Elect Ian J. Nicholson | Mgmt | For | For | For | |||||
10 | Elect Anne Hyland | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
Cloetta AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLAB | CINS W2397U105 | 04/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Accounts and Reports | Mgmt | For | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Board Size | Mgmt | For | For | For | |||||
18 | Directors and Auditors' Fees | Mgmt | For | For | For | |||||
19 | Election of Directors | Mgmt | For | For | For | |||||
20 | Election of Mikael Norman as Chair | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Nomination Committee guidelines | Mgmt | For | For | For | |||||
23 | Remuneration Policy | Mgmt | For | For | For | |||||
24 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
25 | Amendments to Articles | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Colliers International Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CIGI | CUSIP 194693107 | 04/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter F. Cohen | Mgmt | For | For | For | |||||
1.2 | Elect John P. Curtin, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Jane Gavan | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Stephen J. Harper | Mgmt | For | For | For | |||||
1.6 | Elect Jay S. Hennick | Mgmt | For | For | For | |||||
1.7 | Elect Katherine M. Lee | Mgmt | For | For | For | |||||
1.8 | Elect Benjamin F. Stein | Mgmt | For | For | For | |||||
1.9 | Elect L. Frederick Sutherland | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Computer Modelling Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMG | CUSIP 205249105 | 07/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2.1 | Elect Judith J. Athaide | Mgmt | For | For | For | |||||
2.2 | Elect Kenneth M. Dedeluk | Mgmt | For | For | For | |||||
2.3 | Elect Christopher L. Fong | Mgmt | For | For | For | |||||
2.4 | Elect Patrick R. Jamieson | Mgmt | For | For | For | |||||
2.5 | Elect Peter H. Kinash | Mgmt | For | For | For | |||||
2.6 | Elect Ryan N. Schneider | Mgmt | For | For | For | |||||
2.7 | Elect Robert F. M. Smith | Mgmt | For | For | For | |||||
2.8 | Elect John B. Zaozirny | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Corbion NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRBN | CINS N2334V109 | 06/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Remuneration Report | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Dividend and Reserves Policy | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Elect Stefanie Schmitz to the Supervisory Board | Mgmt | For | For | For | |||||
11 | Elect Ilona Haaijer to the Supervisory Board | Mgmt | For | For | For | |||||
12 | Elect Rudy H.P. Markham to the Supervisory Board | Mgmt | For | For | For | |||||
13 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
14 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions, or Strategic Alliances | Mgmt | For | For | For | |||||
18 | Authority to Suppress Preemptive Rights in Connection with Mergers, Acquisitions, or Strategic Alliances | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Corbion NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRBN | CINS N2334V109 | 08/05/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Elect Olivier Rigaud to the Management Board | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Craneware Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRW | CINS G2554M100 | 11/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Ron Verni | Mgmt | For | For | For | |||||
4 | Elect Keith Neilson | Mgmt | For | For | For | |||||
5 | Elect Craig T. Preston | Mgmt | For | For | For | |||||
6 | Elect Colleen Blye | Mgmt | For | For | For | |||||
7 | Elect Russ Rudish | Mgmt | For | For | For | |||||
8 | Final Dividend | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Dechra Pharmaceuticals plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPH | CINS G2769C145 | 10/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Lisa Bright | Mgmt | For | For | For | |||||
5 | Elect Tony Rice | Mgmt | For | For | For | |||||
6 | Elect Ian Page | Mgmt | For | For | For | |||||
7 | Elect Tony Griffin | Mgmt | For | For | For | |||||
8 | Elect Julian Heslop | Mgmt | For | For | For | |||||
9 | Elect Ishbel Macpherson | Mgmt | For | For | For | |||||
10 | Elect Lawson Macartney | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
18 | Adoption of New Articles | Mgmt | For | For | For | |||||
Dentium | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
145720 | CINS Y2R34J108 | 03/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||||
2 | Elect RYU Gi Hong | Mgmt | For | For | For | |||||
3 | Election Of Audit Committee Member: Shin Sang Wan | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Dermapharm Holding SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DMP | CINS D1T0ZJ103 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Amendments to Articles Regarding SRD II | Mgmt | For | For | For | |||||
10 | Amendments to Articles Regarding Proof of Shareholdings | Mgmt | For | For | For | |||||
Digital Arts Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2326 | CINS J1228V105 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Toshio Dogu | Mgmt | For | Against | Against | |||||
4 | Elect Takuya Matsumoto | Mgmt | For | For | For | |||||
5 | Elect Kiyoto Inomata | Mgmt | For | Against | Against | |||||
6 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||||
7 | Elect Masataka Uesugi | Mgmt | For | For | For | |||||
8 | Elect Komei Sasaki as Alternate Audit Committee Director | Mgmt | For | For | For | |||||
Diploma plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPLM | CINS G27664112 | 01/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect John E. Nicholas | Mgmt | For | For | For | |||||
4 | Elect Jonathan Thomson | Mgmt | For | For | For | |||||
5 | Elect Nigel P. Lingwood | Mgmt | For | For | For | |||||
6 | Elect Charles Packshaw | Mgmt | For | For | For | |||||
7 | Elect Andrew P. Smith | Mgmt | For | For | For | |||||
8 | Elect Anne Thorburn | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
12 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
13 | Performance Share Plan | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Dustin Group AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DUST | CINS W2R21A104 | 12/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Board Size | Mgmt | For | For | For | |||||
15 | Directors and Auditors' Fees | Mgmt | For | For | For | |||||
16 | Election of Directors | Mgmt | For | For | For | |||||
17 | Elect Mia Brunell Livfors as Board Chair | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Remuneration Guidelines | Mgmt | For | For | For | |||||
20 | Long-Term Incentive Program 2020 | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
EM Systems Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4820 | CINS J1309M107 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Kozo Kunimitsu | Mgmt | For | For | For | |||||
4 | Elect Kenji Oishi | Mgmt | For | For | For | |||||
5 | Elect Hiromasa Kunimitsu | Mgmt | For | For | For | |||||
6 | Elect Gen Aota | Mgmt | For | For | For | |||||
7 | Elect Megumi Seki | Mgmt | For | For | For | |||||
8 | Elect Rirumo Hosokawa | Mgmt | For | For | For | |||||
9 | Elect Motoki Nishimura | Mgmt | For | Against | Against | |||||
10 | Elect Shigemitsu Matsuda | Mgmt | For | For | For | |||||
11 | Elect Akira Miyake | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
Enghouse Systems Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENGH | CUSIP 292949104 | 03/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen J. Sadler | Mgmt | For | For | For | |||||
1.2 | Elect Eric A. Demirian | Mgmt | For | For | For | |||||
1.3 | Elect Reid Drury | Mgmt | For | For | For | |||||
1.4 | Elect John Gibson | Mgmt | For | For | For | |||||
1.5 | Elect Pierre Lassonde | Mgmt | For | For | For | |||||
1.6 | Elect Jane Mowat | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stoyan | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Esker | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALESK | CINS F3164D101 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Ratification of Acts; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Supervisory Board Members Fees | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Elect Jean-Pierre Lac | Mgmt | For | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||||
11 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||
13 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
Essentra Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESNT | CINS G3198T105 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect Nicola A. Demby | Mgmt | For | For | For | |||||
4 | Elect Paul J. Lester | Mgmt | For | For | For | |||||
5 | Elect Paul Forman | Mgmt | For | For | For | |||||
6 | Elect Tommy Breen | Mgmt | For | For | For | |||||
7 | Elect Lily Liu | Mgmt | For | For | For | |||||
8 | Elect Mary Reilly | Mgmt | For | For | For | |||||
9 | Elect Ralf K. Wunderlich | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Games Workshop Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAW | CINS G3715N102 | 09/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Kevin D. Rountree | Mgmt | For | For | For | |||||
3 | Elect Rachel F. Tongue | Mgmt | For | For | For | |||||
4 | Elect Nicholas J. Donaldson | Mgmt | For | For | For | |||||
5 | Elect Elaine O'Donnell | Mgmt | For | For | For | |||||
6 | Elect John Richard Brewis | Mgmt | For | For | For | |||||
7 | Elect Karen Elizabeth Marsh | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
10 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
GB Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GBG | CINS G3770M106 | 07/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Nicholas Richard Brown | Mgmt | For | For | For | |||||
4 | Elect Charmaine Carmichael | Mgmt | For | For | For | |||||
5 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Genus plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNS | CINS G3827X105 | 11/14/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
4 | Performance Share Plan | Mgmt | For | For | For | |||||
5 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||||
6 | Amendments to 2014 Deferred Share Bonus Plan | Mgmt | For | For | For | |||||
7 | Final Dividend | Mgmt | For | For | For | |||||
8 | Elect Bob Lawson | Mgmt | For | For | For | |||||
9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
10 | Elect Lysanne Gray | Mgmt | For | For | For | |||||
11 | Elect Lykele van der Broek | Mgmt | For | For | For | |||||
12 | Elect Lesley Knox | Mgmt | For | For | For | |||||
13 | Elect Ian Charles | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
GoCo Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOCO | CINS G4022E108 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Final Dividend | Mgmt | For | For | For | |||||
5 | Elect Zillah Byng-Thorne | Mgmt | For | For | For | |||||
6 | Elect Matthew Crummack | Mgmt | For | For | For | |||||
7 | Elect Nick D. Hugh | Mgmt | For | For | For | |||||
8 | Elect Joe K. Hurd | Mgmt | For | For | For | |||||
9 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | |||||
10 | Elect Ashley Steel | Mgmt | For | For | For | |||||
11 | Elect Adrian Webb | Mgmt | For | For | For | |||||
12 | Elect Sir Peter Wood | Mgmt | For | For | For | |||||
13 | Elect Nick Wrighton | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Hansen Technologies Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSN | CINS Q4474Z103 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect Bruce Adams | Mgmt | For | For | For | |||||
4 | Re-elect Jennifer Douglas | Mgmt | For | For | For | |||||
5 | Equity Grant (MD/CEO Andrew Hansen) | Mgmt | For | For | For | |||||
6 | Approve increase in NEDs' fee cap | Mgmt | For | For | For | |||||
Haw Par Corporation Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
H02 | CINS V42666103 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect WEE Ee-Chao | Mgmt | For | Against | Against | |||||
4 | Elect GN Hiang Meng | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
Ideagen Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDEA | CINS G2757D105 | 10/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Ben Dorks | Mgmt | For | For | For | |||||
3 | Elect Graeme Spenceley | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Final Dividend | Mgmt | For | For | For | |||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Inficon Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFCN | CINS H7190K102 | 04/03/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Elect Beat E. Luthi | Mgmt | For | TNA | N/A | |||||
7 | Elect Richard Fischer | Mgmt | For | TNA | N/A | |||||
8 | Elect Vanessa Frey | Mgmt | For | TNA | N/A | |||||
9 | Elect Beat Siegrist | Mgmt | For | TNA | N/A | |||||
10 | Elect Thomas Staehelin | Mgmt | For | TNA | N/A | |||||
11 | Elect Richard Fischer as Compensation and Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
12 | Elect Beat Siegrist as Compensation and Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Elect Thomas Staehelin as Compensation and Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Compensation Report | Mgmt | For | TNA | N/A | |||||
17 | Board Compensation | Mgmt | For | TNA | N/A | |||||
18 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
Interparfums | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITP | CINS F5262B119 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
8 | Elect Dominique Cyrot | Mgmt | For | For | For | |||||
9 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
10 | Remuneration Policy (CEO and Corporate Officers) | Mgmt | For | Against | Against | |||||
11 | Remuneration Report | Mgmt | For | For | For | |||||
12 | Remuneration of Philippe Benacin, Chair and CEO | Mgmt | For | For | For | |||||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
19 | Greenshoe | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
22 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||
23 | Amendments to Articles Regarding Written Consultation | Mgmt | For | For | For | |||||
24 | Amendment Regarding Voting Options | Mgmt | For | For | For | |||||
25 | Amendment Regarding General Management | Mgmt | For | For | For | |||||
26 | Amendment to Articles Regarding Multiple Issues | Mgmt | For | For | For | |||||
27 | Textual References Applicable In Case of Regulation Updates | Mgmt | For | For | For | |||||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
Interroll Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INRN | CINS H4247Q117 | 05/08/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
8 | Elect Urs Tanner as Board Chair | Mgmt | For | TNA | N/A | |||||
9 | Elect Paolo Bottini | Mgmt | For | TNA | N/A | |||||
10 | Elect Stefano Mercorio | Mgmt | For | TNA | N/A | |||||
11 | Elect Ingo Specht | Mgmt | For | TNA | N/A | |||||
12 | Elect Elena Cortona | Mgmt | For | TNA | N/A | |||||
13 | Elect Markus Asch | Mgmt | For | TNA | N/A | |||||
14 | Elect Urs Tanner as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
15 | Elect Stefano Mercorio as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
Intertrust NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTER | CINS N4584R101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Intertrust NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTER | CINS N4584R101 | 11/28/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||||
4 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Elect Rogier van Wijk to the Management Board | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Isra Vision AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISR | CINS D36816136 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Elect Heribert J. Wiedenhues as Board Chair | Mgmt | For | Against | Against | |||||
7 | Elect Henning Tolle | Mgmt | For | For | For | |||||
8 | Elect Burkhard Bonsels | Mgmt | For | For | For | |||||
9 | Elect Hans-Peter Sollinger | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
12 | Amendments to Articles (Chairing the General Meeting) | Mgmt | For | For | For | |||||
13 | Amendments to Articles (Participation at General Meetings) | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Johnson Service Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JSG | CINS G51576125 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
4 | Final Dividend | Mgmt | For | Abstain | Against | |||||
5 | Elect William M.F.C. Shannon | Mgmt | For | For | For | |||||
6 | Elect Peter Egan | Mgmt | For | For | For | |||||
7 | Elect Yvonne Monaghan | Mgmt | For | For | For | |||||
8 | Elect Chris Girling | Mgmt | For | For | For | |||||
9 | Elect Nick Gregg | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kardex AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KARN | CINS H44577189 | 04/14/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Philipp Buhofer | Mgmt | For | TNA | N/A | |||||
8 | Elect Jakob Bleiker | Mgmt | For | TNA | N/A | |||||
9 | Elect Ulrich Looser | Mgmt | For | TNA | N/A | |||||
10 | Elect Felix A. Thoni | Mgmt | For | TNA | N/A | |||||
11 | Elect Eugen Elmiger | Mgmt | For | TNA | N/A | |||||
12 | Elect Andreas Haberli | Mgmt | For | TNA | N/A | |||||
13 | Appoint Philipp Buhofer as Board Chair | Mgmt | For | TNA | N/A | |||||
14 | Elect Ulrich Looser as Compensation and Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
15 | Elect Felix A. Thoni as Compensation and Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Elect Eugen Elmiger as Compensation and Nominating Committee Member | Mgmt | For | TNA | N/A | |||||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Board Compensation | Mgmt | For | TNA | N/A | |||||
20 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
21 | Change of Company Name | Mgmt | For | TNA | N/A | |||||
Kemira Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEMIRA | CINS X44073108 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Presentation of Accounts and Reports; Report of the Board of Directors; Report of the Auditor | Mgmt | For | For | For | |||||
10 | Accounts and Reports | Mgmt | For | For | For | |||||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
12 | Remuneration Policy | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Directors' Fees | Mgmt | For | For | For | |||||
15 | Election of Directors; Board Size | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kinaxis Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KXS | CUSIP 49448Q109 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John (Ian) Giffen | Mgmt | For | For | For | |||||
1.2 | Elect Robert Courteau | Mgmt | For | For | For | |||||
1.3 | Elect Gillian H. Denham | Mgmt | For | For | For | |||||
1.4 | Elect Angel Mendez | Mgmt | For | For | For | |||||
1.5 | Elect Pamela Passman | Mgmt | For | For | For | |||||
1.6 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | |||||
1.7 | Elect Kelly Thomas | Mgmt | For | For | For | |||||
1.8 | Elect John Sicard | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Komax Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KOMN | CINS H4614U113 | 05/11/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Elect Beat Kalin as Board Chair | Mgmt | For | TNA | N/A | |||||
6 | Elect David Dean | Mgmt | For | TNA | N/A | |||||
7 | Elect Andreas Haberli | Mgmt | For | TNA | N/A | |||||
8 | Elect Kurt Haerri | Mgmt | For | TNA | N/A | |||||
9 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||||
10 | Elect Roland Siegwart | Mgmt | For | TNA | N/A | |||||
11 | Elect Andreas Häberli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
12 | Elect Beat Kälin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Elect Roland Siegwart as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Compensation Report | Mgmt | For | TNA | N/A | |||||
17 | Board Compensation | Mgmt | For | TNA | N/A | |||||
18 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Konishi Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4956 | CINS J36082105 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Takashi Yokota | Mgmt | For | For | For | |||||
3 | Elect Satoru Kusakabe | Mgmt | For | For | For | |||||
4 | Elect Shozo Arisawa | Mgmt | For | For | For | |||||
5 | Elect Koichiro Inoue | Mgmt | For | For | For | |||||
6 | Elect Keiichi Oyama | Mgmt | For | For | For | |||||
7 | Elect Hirofumi Matsubata | Mgmt | For | For | For | |||||
8 | Elect Toshihiko Iwao | Mgmt | For | For | For | |||||
9 | Elect Keiko Takase | Mgmt | For | For | For | |||||
10 | Elect Makoto Kimura | Mgmt | For | For | For | |||||
11 | Elect Shinya Enomoto | Mgmt | For | For | For | |||||
12 | Elect Yoshiki Yamada | Mgmt | For | For | For | |||||
Learning Technologies Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTG | CINS G5416A107 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Jonathan Satchell | Mgmt | For | For | For | |||||
3 | Elect Neil Elton | Mgmt | For | For | For | |||||
4 | Elect Leslie-Ann Reed | Mgmt | For | For | For | |||||
5 | Elect Piers Lea | Mgmt | For | For | For | |||||
6 | Elect Andrew Stephen Brode | Mgmt | For | For | For | |||||
7 | Elect Aimee Chapple | Mgmt | For | For | For | |||||
8 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Lectra SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSS | CINS F56028107 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Remuneration Report | Mgmt | For | For | For | |||||
9 | Remuneration of Daniel Harari, Chair and CEO | Mgmt | For | For | For | |||||
10 | Elect Daniel Harari | Mgmt | For | For | For | |||||
11 | Elect Nathalie Rossiensky | Mgmt | For | For | For | |||||
12 | Remuneration Policy | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||||
14 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
17 | Amendment to Article Regarding Company's Duration | Mgmt | For | For | For | |||||
18 | Amendment to Article Regarding Directors' Age Limit | Mgmt | For | For | For | |||||
19 | Amendment to Article Regarding Powers of the Board of Directors | Mgmt | For | For | For | |||||
20 | Amendment to Article Regarding Directors' Remuneration | Mgmt | For | For | For | |||||
21 | Amendments to Articles Regarding the Annual Report | Mgmt | For | For | For | |||||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Lumibird | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LBIRD | CINS F7627R110 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Remuneration Report | Mgmt | For | For | For | |||||
10 | Remuneration of Marc Le Flohic, Chair and CEO | Mgmt | For | For | For | |||||
11 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||
13 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights (Qualified Investors) | Mgmt | For | Against | Against | |||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Lumibird | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LBIRD | CINS F7627R110 | 12/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Elect EMZ Partners as Censor | Mgmt | For | Against | Against | |||||
6 | Related Party Transactions (Esira) | Mgmt | For | For | For | |||||
7 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
8 | Internal Spin-off | Mgmt | For | For | For | |||||
Medacta Group SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOVE | CINS H7251B108 | 05/19/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Alberto Siccardi as Board Chair | Mgmt | For | TNA | N/A | |||||
8 | Elect Maria Luisa Siccardi Tonolli | Mgmt | For | TNA | N/A | |||||
9 | Elect Victor Balli | Mgmt | For | TNA | N/A | |||||
10 | Elect Philippe Weber | Mgmt | For | TNA | N/A | |||||
11 | Elect Philippe Weber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
12 | Elect Alberto Siccardi as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Elect Victor Balli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Board Compensation (Fees) | Mgmt | For | TNA | N/A | |||||
17 | Board Compensation (Consulting Services) | Mgmt | For | TNA | N/A | |||||
18 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
19 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||||
20 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||||
Medartis Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MED | CINS H54007101 | 04/17/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||||
8 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
9 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
10 | Elect Thomas Straumann as Board Chair | Mgmt | For | TNA | N/A | |||||
11 | Elect Dominik Ellenrieder | Mgmt | For | TNA | N/A | |||||
12 | Elect Jurg Greuter | Mgmt | For | TNA | N/A | |||||
13 | Elect Daniel B. Herren | Mgmt | For | TNA | N/A | |||||
14 | Elect Roland W. Hess | Mgmt | For | TNA | N/A | |||||
15 | Elect Willi Miesch | Mgmt | For | TNA | N/A | |||||
16 | Elect Damien Tappy | Mgmt | For | TNA | N/A | |||||
17 | Elect Marco Gadola | Mgmt | For | TNA | N/A | |||||
18 | Elect Dominik Ellenrieder as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
19 | Elect Jurg Greuter as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
20 | Elect Willi Miesch as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
23 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
24 | Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||||
MEDIKIT CO.,LTD. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7749 | CINS J4187P101 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Fukuichi Yoshida as Alternate Statutory Auditor | Mgmt | For | For | For | |||||
Nagaileben Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7447 | CINS J47152103 | 11/21/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Ichiro Sawanobori | Mgmt | For | Against | Against | |||||
3 | Elect Nobuhiko Saito | Mgmt | For | For | For | |||||
4 | Elect Katsuji Asai | Mgmt | For | For | For | |||||
5 | Elect Yasuyoshi Yamamoto | Mgmt | For | For | For | |||||
6 | Elect Kinya Shintani | Mgmt | For | For | For | |||||
7 | Elect Takeshi Tokue | Mgmt | For | For | For | |||||
Nakanishi Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7716 | CINS J4800J102 | 03/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Eiichi Nakanishi | Mgmt | For | For | For | |||||
3 | Elect Kensuke Nakanishi | Mgmt | For | For | For | |||||
4 | Elect Masataka Suzuki | Mgmt | For | For | For | |||||
5 | Elect Yuji Nonagase | Mgmt | For | For | For | |||||
6 | Elect Fusato Suzuki | Mgmt | For | For | For | |||||
7 | Elect Yoshihiro Maki as Statutory Auditor | Mgmt | For | For | For | |||||
Nexus AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXU | CINS D5650J106 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement with Nexus/IPS GmbH | Mgmt | For | For | For | |||||
9 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement with E&L medical systems GmbH | Mgmt | For | For | For | |||||
10 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement with nexus/dis GmbH | Mgmt | For | For | For | |||||
11 | Approval of Profit-and-Loss Transfer Agreements with with Nexus/Marabu GmbH | Mgmt | For | For | For | |||||
12 | Increase in Authorised Capital | Mgmt | For | Against | Against | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
Nihon Parkerizing Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4095 | CINS J55096101 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Kazuichi Satomi | Mgmt | For | For | For | |||||
3 | Elect Hiroyasu Tamura | Mgmt | For | For | For | |||||
4 | Elect Masayuki Yoshida | Mgmt | For | For | For | |||||
5 | Elect Mitsuru Matsumoto | Mgmt | For | For | For | |||||
6 | Elect Shimako Emori | Mgmt | For | For | For | |||||
7 | Elect Tatsuya Mori | Mgmt | For | For | For | |||||
8 | Elect Hayato Hosogane as Audit Committee Director | Mgmt | For | Against | Against | |||||
9 | Elect Toshio Yamazaki as Alternate Audit Committee Director | Mgmt | For | Against | Against | |||||
10 | Trust Type Equity Plans | Mgmt | For | For | For | |||||
Nohmi Bosai Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6744 | CINS J58966102 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Takeshi Hashizume | Mgmt | For | Against | Against | |||||
3 | Elect Tatsunori Ito | Mgmt | For | For | For | |||||
4 | Elect Jun Uchiyama | Mgmt | For | For | For | |||||
5 | Elect Takeshi Okamura | Mgmt | For | For | For | |||||
6 | Elect Masahiro Hasegawa | Mgmt | For | For | For | |||||
7 | Elect Tatsuya Izumida | Mgmt | For | For | For | |||||
8 | Elect Shin Shiotani | Mgmt | For | For | For | |||||
9 | Elect Ichiro Ishii | Mgmt | For | For | For | |||||
10 | Elect Keiko Hirano | Mgmt | For | For | For | |||||
11 | Elect Hiroshi Kondo as Statutory Auditor | Mgmt | For | Against | Against | |||||
Okamoto Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5122 | CINS J60428109 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Yoshiyuki Okamoto | Mgmt | For | Against | Against | |||||
3 | Elect Toshio Tamura | Mgmt | For | For | For | |||||
4 | Elect Akifumi Yaguchi | Mgmt | For | For | For | |||||
5 | Elect Keiji Ikeda | Mgmt | For | For | For | |||||
6 | Elect Kunihiko Okamoto | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Takashima | Mgmt | For | For | For | |||||
8 | Elect Masaru Okamoto | Mgmt | For | For | For | |||||
9 | Elect Yoichi Tsuchiya | Mgmt | For | For | For | |||||
10 | Elect Kenji Tanaka | Mgmt | For | For | For | |||||
11 | Elect Tetsuo Nodera | Mgmt | For | For | For | |||||
12 | Elect Yuji Tanaka | Mgmt | For | For | For | |||||
13 | Elect Akihiko Fukuda | Mgmt | For | For | For | |||||
14 | Elect Tetsuo Nakajima | Mgmt | For | For | For | |||||
15 | Elect Takayuki Kume | Mgmt | For | Against | Against | |||||
16 | Elect Mitsue Aizawa | Mgmt | For | Against | Against | |||||
17 | Elect Mamoru Arisaka | Mgmt | For | Against | Against | |||||
18 | Elect Yoshimi Fukazawa | Mgmt | For | For | For | |||||
19 | Elect Mitsuo Arai | Mgmt | For | For | For | |||||
20 | Elect Yuji Taniguchi | Mgmt | For | Against | Against | |||||
21 | Elect Akio Shinomiya | Mgmt | For | Against | Against | |||||
OneSavings Bank plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSB | CINS G6769K106 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
5 | Maximum variable pay ratio | Mgmt | For | For | For | |||||
6 | Final Dividend | Mgmt | For | Abstain | Against | |||||
7 | Elect Elizabeth Noel Harwerth | Mgmt | For | For | For | |||||
8 | Elect Rajan Kapoor | Mgmt | For | For | For | |||||
9 | Elect David A. Weymouth | Mgmt | For | For | For | |||||
10 | Elect Graham Allatt | Mgmt | For | For | For | |||||
11 | Elect Sarah Hedger | Mgmt | For | For | For | |||||
12 | Elect Mary McNamara | Mgmt | For | For | For | |||||
13 | Elect Andrew Golding | Mgmt | For | For | For | |||||
14 | Elect April Talintyre | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to IssueRegulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
22 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
OPTEX GROUP Company, Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6914 | CINS J61654109 | 03/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Isamu Oguni | Mgmt | For | For | For | |||||
4 | Elect Akira Higashi | Mgmt | For | For | For | |||||
5 | Elect Toru Kobayashi | Mgmt | For | For | For | |||||
6 | Elect Toru Kamimura | Mgmt | For | For | For | |||||
7 | Elect Hiroyuki Onishi | Mgmt | For | For | For | |||||
8 | Elect Tatsuya Nakajima | Mgmt | For | For | For | |||||
9 | Elect Kazuhiro Yoshida | Mgmt | For | For | For | |||||
10 | Elect Nanako Aono | Mgmt | For | For | For | |||||
11 | Elect Yukio Kuroda | Mgmt | For | Against | Against | |||||
12 | Elect Yasushi Sakemi | Mgmt | For | For | For | |||||
Pharmagest Interactive | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PHA | CINS F7242R115 | 06/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
9 | Elect Daniel Antoine | Mgmt | For | Against | Against | |||||
10 | Elect Thierry Chapusot | Mgmt | For | For | For | |||||
11 | Elect Francois Jacquel | Mgmt | For | For | For | |||||
12 | Elect La Cooperative Welcoop | Mgmt | For | Against | Against | |||||
13 | Elect Gregoire de Rotalier | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Remuneration Report | Mgmt | For | For | For | |||||
16 | Remuneration of Thierry Chapusot, Chair | Mgmt | For | For | For | |||||
17 | Remuneration of Dominique Pautrat, CEO | Mgmt | For | For | For | |||||
18 | Remuneration of Denis Supplisson, Deputy CEO | Mgmt | For | For | For | |||||
19 | Remuneration of Thierry Ponnelle, Deputy CEO until January 23, 2019 | Mgmt | For | For | For | |||||
20 | Remuneration Policy (Corporate Officers) | Mgmt | For | Against | Against | |||||
21 | Directors' Fees | Mgmt | For | For | For | |||||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
23 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
Relo Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8876 | CINS J6436W118 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Masanori Sasada | Mgmt | For | Against | Against | |||||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | |||||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | |||||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | |||||
5 | Elect Takeshi Kawano | Mgmt | For | For | For | |||||
6 | Elect Takashi Onogi | Mgmt | For | For | For | |||||
7 | Elect Kazuya Udagawa | Mgmt | For | For | For | |||||
8 | Elect Katsuhiko Koyama | Mgmt | For | For | For | |||||
9 | Elect Michio Kuboya | Mgmt | For | Against | Against | |||||
10 | Elect Masao Sakurai | Mgmt | For | For | For | |||||
11 | Elect Tsuyoshi Dai | Mgmt | For | For | For | |||||
Restore Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RST | CINS G7595U102 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
4 | Elect Charles Bligh | Mgmt | For | For | For | |||||
5 | Elect Neil Ritchie | Mgmt | For | For | For | |||||
6 | Elect Martin Towers | Mgmt | For | For | For | |||||
7 | Elect Sharon Baylay | Mgmt | For | For | For | |||||
8 | Elect Susan J. Davy | Mgmt | For | For | For | |||||
9 | Elect Jamie Hopkins | Mgmt | For | For | For | |||||
10 | Final Dividend | Mgmt | Abstain | Abstain | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Sanne Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNN | CINS G7805V106 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Elect Rupert Robson | Mgmt | For | For | For | |||||
7 | Elect Andy D. Pomfret | Mgmt | For | For | For | |||||
8 | Elect Mel Carvill | Mgmt | For | For | For | |||||
9 | Elect Nicola Palios | Mgmt | For | For | For | |||||
10 | Elect Julia Chapman | Mgmt | For | For | For | |||||
11 | Elect James Ireland | Mgmt | For | For | For | |||||
12 | Elect Yves Stein | Mgmt | For | For | For | |||||
13 | Elect Martin Schnaier | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Savills plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVS | CINS G78283119 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Elect Nicholas Ferguson | Mgmt | For | For | For | |||||
5 | Elect Mark Ridley | Mgmt | For | For | For | |||||
6 | Elect Timothy G. Freshwater | Mgmt | For | For | For | |||||
7 | Elect Rupert Robson | Mgmt | For | For | For | |||||
8 | Elect Simon Shaw | Mgmt | For | For | For | |||||
9 | Elect Stacey Cartwright | Mgmt | For | For | For | |||||
10 | Elect Florence Tondu-Melique | Mgmt | For | For | For | |||||
11 | Elect Dana G. Roffman | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Sbanken ASA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBANK | CINS R7565B108 | 04/24/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Norway | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Minutes | Mgmt | For | TNA | N/A | |||||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
11 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||||
12 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||||
13 | Equity-Based Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||
15 | Election of Nomination Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Elect Hugo Maurstad | Mgmt | For | TNA | N/A | |||||
17 | Elect August Baumann | Mgmt | For | TNA | N/A | |||||
18 | Elect Cathrine Klouman | Mgmt | For | TNA | N/A | |||||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
20 | Authority to Issue Perpetual Hybrid Capital (Tier 1) | Mgmt | For | TNA | N/A | |||||
21 | Authority to Subordinated Debt (Tier 2) | Mgmt | For | TNA | N/A | |||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||||
Schoeller-Bleckmann Oilfield Equipment AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBO | CINS A7362J104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | Austria | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
7 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
Schouw & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHO | CINS K86111166 | 04/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Remuneration Policy | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Amendments to Articles (Agenda) | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect Agnete Raaschou-Nielsen | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sensyne Health Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SENS | CINS G8060D104 | 10/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||
3 | Elect Lord Paul Drayson | Mgmt | For | For | For | |||||
4 | Elect Andrew Gilbert | Mgmt | For | For | For | |||||
5 | Elect Vishal Gulati | Mgmt | For | For | For | |||||
6 | Elect Mary Hardy | Mgmt | For | For | For | |||||
7 | Elect Lorimer Headley | Mgmt | For | For | For | |||||
8 | Elect Annalisa Jenkins | Mgmt | For | For | For | |||||
9 | Elect Bruce Keogh | Mgmt | For | For | For | |||||
10 | Elect Charles Swingland | Mgmt | For | For | For | |||||
11 | Elect Lionel Tarassenko | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Waiver of Mandatory Takeover Requirement (Share Repurchase) | Mgmt | For | For | For | |||||
19 | Waiver of Mandatory Takeover Requirement (Share Options) | Mgmt | For | For | For | |||||
Sho-Bond Holdings Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1414 | CINS J7447D107 | 09/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Tatsuya Kishimoto | Mgmt | For | For | For | |||||
4 | Elect Koyo Takeo | Mgmt | For | For | For | |||||
5 | Elect Shunya Tojo | Mgmt | For | For | For | |||||
6 | Elect Yasuhiro Sekiguchi | Mgmt | For | For | For | |||||
7 | Elect Shigeru Naraoka | Mgmt | For | For | For | |||||
8 | Elect Shigeaki Suzuki | Mgmt | For | Against | Against | |||||
9 | Elect Akira Hongo | Mgmt | For | For | For | |||||
10 | Elect Satoru Miura | Mgmt | For | For | For | |||||
11 | Elect Reiko Kuwano | Mgmt | For | For | For | |||||
Shoei Co,. Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7839 | CINS J74530114 | 12/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kenichiro Ishida | Mgmt | For | For | For | |||||
4 | Elect Masayuki Tsurumi | Mgmt | For | For | For | |||||
5 | Elect Kyosuke Shimizu | Mgmt | For | For | For | |||||
6 | Elect Akihito Hirano | Mgmt | For | For | For | |||||
7 | Elect Yutaka Koide | Mgmt | For | For | For | |||||
8 | Elect Masaru Morita | Mgmt | For | Against | Against | |||||
9 | Retirement Allowances for Director | Mgmt | For | Against | Against | |||||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
11 | Acquisition of Shares of Taiyo Co., Ltd. | Mgmt | For | For | For | |||||
Shurgard Self Storage SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHUR | CINS L8230B107 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Elect Ronald L. Havner, Jr. to the Board of Directors | Mgmt | For | For | For | |||||
8 | Elect Marc Oursin to the Board of Directors | Mgmt | For | For | For | |||||
9 | Elect Z. Jamie Behar to the Board of Directors | Mgmt | For | For | For | |||||
10 | Elect Daniel C. Staton to the Board of Directors | Mgmt | For | For | For | |||||
11 | Elect Olivier Faujour to the Board of Directors | Mgmt | For | For | For | |||||
12 | Elect Frank Fiskers to the Board of Directors | Mgmt | For | For | For | |||||
13 | Elect Ian Marcus to the Board of Directors | Mgmt | For | For | For | |||||
14 | Elect Padraig McCarthy to the Board of Directors | Mgmt | For | For | For | |||||
15 | Elect Isabelle Moins to the Board of Directors | Mgmt | For | For | For | |||||
16 | Elect Muriel de Lathouwer to the Board of Directors | Mgmt | For | For | For | |||||
17 | Elect Everett B. Miller, III to the Board of Directors | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Remuneration Policy | Mgmt | For | For | For | |||||
20 | Remuneration Report | Mgmt | For | For | For | |||||
SimCorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIM | CINS K8851Q129 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
5 | Amendments to Articles | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
SimCorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIM | CINS K8851Q129 | 03/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Peter Schutze | Mgmt | For | For | For | |||||
8 | Elect Morten Hubbe | Mgmt | For | For | For | |||||
9 | Elect Herve Couturier | Mgmt | For | For | For | |||||
10 | Elect Simon Jeffreys | Mgmt | For | For | For | |||||
11 | Elect Adam Warby | Mgmt | For | For | For | |||||
12 | Elect Joan A. Binstock | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Remuneration Policy | Mgmt | For | For | For | |||||
15 | Directors' Fees | Mgmt | For | For | For | |||||
16 | Indemnification of Directors | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Amendments to Articles | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Software Service,Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3733 | CINS J7599W101 | 01/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Masaru Miyazaki | Mgmt | For | Against | Against | |||||
3 | Elect Akihiro Otani | Mgmt | For | For | For | |||||
4 | Elect Junichiro Ito | Mgmt | For | For | For | |||||
5 | Elect Yasuaki Matsumoto | Mgmt | For | For | For | |||||
6 | Elect Akira Tamura | Mgmt | For | For | For | |||||
7 | Elect Masahiro Kanno | Mgmt | For | For | For | |||||
8 | Elect Kiyoshi Tsuno as Statutory Auditor | Mgmt | For | Against | Against | |||||
9 | Elect Yoshihiro Matsuo as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||||
Sopra Steria Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOP | CINS F20906115 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Remuneration of Pierre Pasquier, Chair | Mgmt | For | For | For | |||||
9 | Remuneration of Vincent Paris, CEO | Mgmt | For | For | For | |||||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||||
12 | Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights in Case of Exchange Offer | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
19 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
20 | Greenshoe | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
25 | Amendments to Articles Regarding Board of Directors | Mgmt | For | For | For | |||||
26 | Amendments to Articles | Mgmt | For | For | For | |||||
27 | Elect Sylvie Remond | Mgmt | For | Against | Against | |||||
28 | Elect Jessica Scale | Mgmt | For | For | For | |||||
29 | Elect Noelle Lenoir | Mgmt | For | For | For | |||||
30 | Elect Andre Einaudi | Mgmt | For | For | For | |||||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Stabilus S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STM | CINS L8750H104 | 02/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Resignation of Director; Ratification of Management Board Acts (Stephan Kessel) | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts (Mark Wilhelms) | Mgmt | For | For | For | |||||
9 | Ratification of Management Board Acts (Andreas Sievers) | Mgmt | For | For | For | |||||
10 | Ratification of Management Board Acts (Andreas Schroder) | Mgmt | For | For | For | |||||
11 | Ratification of Management Board Acts (Markus Schadlich) | Mgmt | For | For | For | |||||
12 | Resignation of Director; Ratification of Supervisory Board Acts (Udo Stark) | Mgmt | For | For | For | |||||
13 | Ratification of Supervisory Board Acts (Stephan Kessel) | Mgmt | For | For | For | |||||
14 | Ratification of Supervisory Board Acts (Joachim Rauhut) | Mgmt | For | For | For | |||||
15 | Ratification of Supervisory Board Acts (Ralf-Michael Fuchs) | Mgmt | For | For | For | |||||
16 | Ratification of Supervisory Board Acts (Dirk Linzmeier) | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Remuneration Policy | Mgmt | For | For | For | |||||
20 | Remuneration Report | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Steadfast Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SDF | CINS Q8744R106 | 10/17/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Equity Grant (MD/CEO Robert Kelly) | Mgmt | For | For | For | |||||
4 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
5 | Approve Increase in NED's Fee Cap | Mgmt | For | For | For | |||||
6 | Re-elect Phillip S.D. Purcell | Mgmt | For | For | For | |||||
7 | Re-elect Gregory (Greg) J. Rynenberg | Mgmt | For | For | For | |||||
Stratec SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBS | CINS D8T6E3103 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
13 | Cancellation of Conditional Capital V/2009 | Mgmt | For | For | For | |||||
14 | Amendments to Articles Regarding Virtual Meetings | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
Sun Frontier Fudosan Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8934 | CINS J7808L102 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles: Board Size | Mgmt | For | For | For | |||||
3 | Amendments to Articles: Establish Chair Position | Mgmt | For | For | For | |||||
4 | Elect Tomoaki Horiguchi | Mgmt | For | Against | Against | |||||
5 | Elect Kiyokazu Saito | Mgmt | For | For | For | |||||
6 | Elect Izumi Nakamura | Mgmt | For | For | For | |||||
7 | Elect Yasushi Yamada | Mgmt | For | For | For | |||||
8 | Elect Mitsuhiro Ninomiya | Mgmt | For | For | For | |||||
9 | Elect Kenji Honda | Mgmt | For | For | For | |||||
10 | Elect Toshio Takahara | Mgmt | For | For | For | |||||
11 | Elect Yukitoshi Kubo | Mgmt | For | For | For | |||||
12 | Elect Kazutaka Okubo | Mgmt | For | For | For | |||||
Sweco AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWECA | CINS W9421X112 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Board Size; Number of Auditors | Mgmt | For | For | For | |||||
17 | Directors and Auditors' Fees | Mgmt | For | For | For | |||||
18 | Election of Directors | Mgmt | For | For | For | |||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||
20 | Remuneration Policy | Mgmt | For | For | For | |||||
21 | Share Bonus Scheme 2020 | Mgmt | For | For | For | |||||
22 | Share Savings Scheme 2020 | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Transfer Treasury Shares (Aquisitions) | Mgmt | For | For | For | |||||
25 | Authority to Issue Treasury Shares (Share Bonus Scheme 2019) | Mgmt | For | For | For | |||||
26 | Authority to Issue Treasury Shares (Share Bonus Scheme 2017) | Mgmt | For | For | For | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Tecan Group AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECN | CINS H84774167 | 04/07/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Elect Lukas Braunschweiler | Mgmt | For | TNA | N/A | |||||
8 | Elect Oliver S. Fetzer | Mgmt | For | TNA | N/A | |||||
9 | Elect Heinrich Fischer | Mgmt | For | TNA | N/A | |||||
10 | Elect Lars Erik Holmqvist | Mgmt | For | TNA | N/A | |||||
11 | Elect Karen Hubscher | Mgmt | For | TNA | N/A | |||||
12 | Elect Christa Kreuzburg | Mgmt | For | TNA | N/A | |||||
13 | Elect Daniel R. Marshak | Mgmt | For | TNA | N/A | |||||
14 | Appoint Lukas Braunschweiler as Board Chair | Mgmt | For | TNA | N/A | |||||
15 | Elect Oliver S. Fetzer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Elect Christa Kreuzburg as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
17 | Elect Daniel R. Marshak as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
20 | Compensation Report | Mgmt | For | TNA | N/A | |||||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||||
22 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
23 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||||
The Descartes Systems Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSG | CUSIP 249906108 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deepak Chopra | Mgmt | For | For | For | |||||
1.2 | Elect Deborah Close | Mgmt | For | For | For | |||||
1.3 | Elect Eric A. Demirian | Mgmt | For | For | For | |||||
1.4 | Elect Dennis Maple | Mgmt | For | For | For | |||||
1.5 | Elect Chris E. Muntwyler | Mgmt | For | For | For | |||||
1.6 | Elect Jane O'Hagan | Mgmt | For | For | For | |||||
1.7 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||
1.8 | Elect John Walker | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||||
Thule Group AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THULE | CINS W9T18N112 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Accounts and Reports | Mgmt | For | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
15 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Board Size | Mgmt | For | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | For | |||||
19 | Election of Directors | Mgmt | For | For | For | |||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Remuneration Policy | Mgmt | For | For | For | |||||
23 | Amendments to Articles | Mgmt | For | For | For | |||||
24 | Approve Warrant Plan 2020/2023 | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Tikehau Capital | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TKO | CINS F9T553127 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
8 | Elect Jean-Louis Charon | Mgmt | For | For | For | |||||
9 | Elect Leon Seynave | Mgmt | For | For | For | |||||
10 | Elect Anne-Laure Naveos | Mgmt | For | For | For | |||||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
12 | Remuneration Policy (Managing Partners) | Mgmt | For | Against | Against | |||||
13 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||||
14 | Remuneration Report | Mgmt | For | For | For | |||||
15 | Remuneration of Managing Partners | Mgmt | For | Against | Against | |||||
16 | Remuneration of Christian de Labriffe, Chair of the Supervisory Board | Mgmt | For | For | For | |||||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
20 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | |||||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||||
22 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||||
24 | Greenshoe | Mgmt | For | Against | Against | |||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
26 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
27 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
29 | Amendments to Articles Regarding Managers Remuneration | Mgmt | For | For | For | |||||
30 | Amendments to Articles Regrading Supervisory Board Remuneration | Mgmt | For | For | For | |||||
31 | Amendments to Articles Regarding Virtual Meetings | Mgmt | For | For | For | |||||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
TKC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9746 | CINS J83560102 | 12/20/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Junko Iijima as Director | Mgmt | For | For | For | |||||
3 | Elect Hideki Tomonaga as Statutory Auditor | Mgmt | For | For | For | |||||
4 | Amendment to Trust-Type Equity Compensation Plan | Mgmt | For | Against | Against | |||||
Uniphar Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPR | CINS G9300Z103 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Maurice Pratt | Mgmt | For | For | For | |||||
4 | Elect Ger Rabbette | Mgmt | For | For | For | |||||
5 | Elect Ger Penny | Mgmt | For | For | For | |||||
6 | Elect Paul Hogan | Mgmt | For | For | For | |||||
7 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||||
8 | Elect Sue Webb | Mgmt | For | For | For | |||||
9 | Elect Marie McConn | Mgmt | For | For | For | |||||
10 | Elect Padraic Staunton | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||||
15 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
Virbac | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VIRP | CINS F97900116 | 06/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Ordinary | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits | Mgmt | For | For | For | |||||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
8 | Elect Solene Madelpuech | Mgmt | For | For | For | |||||
9 | Elect Olivier Bohuon | Mgmt | For | For | For | |||||
10 | Ratification of Cyrille Petit | Mgmt | For | For | For | |||||
11 | Approve Xavier Yon Consulting Unipessoal LDA as Censor | Mgmt | For | Against | Against | |||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
13 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | |||||
14 | Remuneration Report (Management Board) | Mgmt | For | For | For | |||||
15 | Remuneration of Marie-Helene Dick-Madelpuech, Supervisory Board Chair | Mgmt | For | For | For | |||||
16 | Remuneration of Sebastien Huron, Management Board Chair | Mgmt | For | For | For | |||||
17 | Remuneration of Christian Karst, Management Board Member | Mgmt | For | Against | Against | |||||
18 | Remuneration of Habib Ramdani, Management Board Member | Mgmt | For | For | For | |||||
19 | Remuneration of Jean-Pierre Dick, Management Board Member until November 24, 2019 | Mgmt | For | For | For | |||||
20 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||||
21 | Remuneration Policy (Management Board) | Mgmt | For | Against | Against | |||||
22 | Supervisory Board Fees | Mgmt | For | For | For | |||||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
VZ Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZN | CINS H9239A103 | 04/08/2020 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Stock Split | Mgmt | For | TNA | N/A | |||||
6 | Change in Company Headquarters | Mgmt | For | TNA | N/A | |||||
7 | Elect Fred Kindle as Board Chair | Mgmt | For | TNA | N/A | |||||
8 | Elect Roland Iff | Mgmt | For | TNA | N/A | |||||
9 | Elect Albrecht Langhart | Mgmt | For | TNA | N/A | |||||
10 | Elect Roland Ledergerber | Mgmt | For | TNA | N/A | |||||
11 | Elect Olivier de Perregaux | Mgmt | For | TNA | N/A | |||||
12 | Elect Fred Kindle as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Elect Roland Ledergerber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Board Compensation | Mgmt | For | TNA | N/A | |||||
17 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||||
18 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Xvivo Perfusion AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XVIVO | CINS W989AP102 | 03/31/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | For | For | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Board Size | Mgmt | For | For | For | |||||
18 | Directors' and Auditors' Fees | Mgmt | For | For | For | |||||
19 | Election of Directors | Mgmt | For | For | For | |||||
20 | Remuneration Policy | Mgmt | For | Against | Against | |||||
21 | Warrant program | Mgmt | For | Against | Against | |||||
22 | Synthetic Options | Mgmt | For | Against | Against | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Fund Name : Neuberger Berman Intrinsic Value Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Acadia Healthcare Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACHC | CUSIP 00404A109 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wade D. Miquelon | Mgmt | For | For | For | |||||
2 | Elect William M. Petrie | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Accuray Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARAY | CUSIP 004397105 | 11/15/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard R. Pettingill | Mgmt | For | For | For | |||||
2 | Elect Joseph E. Whitters | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Actuant Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EPAC | CUSIP 00508X203 | 01/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alfredo Altavilla | Mgmt | For | For | For | |||||
1.2 | Elect Judy L. Altmaier | Mgmt | For | For | For | |||||
1.3 | Elect Randal W. Baker | Mgmt | For | For | For | |||||
1.4 | Elect J. Palmer Clarkson | Mgmt | For | For | For | |||||
1.5 | Elect Danny L. Cunningham | Mgmt | For | For | For | |||||
1.6 | Elect E. James Ferland | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Richard D. Holder | Mgmt | For | For | For | |||||
1.8 | Elect Sidney S. Simmons | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Company Name Change | Mgmt | For | For | For | |||||
Amneal Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMRX | CUSIP 03168L105 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Emily Peterson Alva | Mgmt | For | For | For | |||||
2 | Elect J. Kevin Buchi | Mgmt | For | Against | Against | |||||
3 | Elect Jeff George | Mgmt | For | For | For | |||||
4 | Elect John Kiely | Mgmt | For | For | For | |||||
5 | Elect Paul M. Meister | Mgmt | For | For | For | |||||
6 | Elect Ted Nark | Mgmt | For | For | For | |||||
7 | Elect Chintu Patel | Mgmt | For | For | For | |||||
8 | Elect Chirag Patel | Mgmt | For | For | For | |||||
9 | Elect Gautam Patel | Mgmt | For | For | For | |||||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Amendment to the 2018 Incentive Award Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Atlantic Power Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATP | CUSIP 04878Q863 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect R. Foster Duncan | Mgmt | For | For | For | |||||
2 | Elect Kevin T. Howell | Mgmt | For | For | For | |||||
3 | Elect Danielle S. Mottor | Mgmt | For | For | For | |||||
4 | Elect Gilbert S. Palter | Mgmt | For | For | For | |||||
5 | Elect James J. Moore, Jr. | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Amendments and Re-Approval of the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
AtriCure, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATRC | CUSIP 04963C209 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||||
2 | Elect Mark A. Collar | Mgmt | For | For | For | |||||
3 | Elect Scott W. Drake | Mgmt | For | Against | Against | |||||
4 | Elect Daniel Florin | Mgmt | For | For | For | |||||
5 | Elect Regina E. Groves | Mgmt | For | For | For | |||||
6 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||||
7 | Elect Mark R. Lanning | Mgmt | For | For | For | |||||
8 | Elect Karen N. Prange | Mgmt | For | For | For | |||||
9 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||||
10 | Elect Robert S. White | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Avanos Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVNS | CUSIP 05350V106 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi K. Kunz | Mgmt | For | For | For | |||||
2 | Elect Joseph F. Woody | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Avery Dennison Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVY | CUSIP 053611109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||||
4 | Elect Mark J. Barrenechea | Mgmt | For | Against | Against | |||||
5 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||||
6 | Elect Ken C. Hicks | Mgmt | For | For | For | |||||
7 | Elect Andres A. Lopez | Mgmt | For | For | For | |||||
8 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||||
9 | Elect Julia A. Stewart | Mgmt | For | For | For | |||||
10 | Elect Martha N. Sullivan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avis Budget Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAR | CUSIP 053774105 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bernardo Hees | Mgmt | For | For | For | |||||
2 | Elect Brian J. Choi | Mgmt | For | For | For | |||||
3 | Elect Lynn Krominga | Mgmt | For | For | For | |||||
4 | Elect Glenn Lurie | Mgmt | For | For | For | |||||
5 | Elect Jagdeep Pahwa | Mgmt | For | For | For | |||||
6 | Elect Karthik Sarma | Mgmt | For | For | For | |||||
7 | Elect Carl Sparks | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Babcock & Wilcox Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BW | CUSIP 05614L209 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Matthew E. Avril | Mgmt | For | For | For | |||||
3 | Elect Alan B. Howe | Mgmt | For | For | For | |||||
4 | Elect Matthew E. Avril | Mgmt | For | For | For | |||||
5 | Elect Alan B. Howe | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
9 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
BankUnited, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKU | CUSIP 06652K103 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||||
1.2 | Elect Tere Blanca | Mgmt | For | For | For | |||||
1.3 | Elect John N. DiGiacomo | Mgmt | For | For | For | |||||
1.4 | Elect Michael J. Dowling | Mgmt | For | For | For | |||||
1.5 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||||
1.6 | Elect A. Gail Prudenti | Mgmt | For | For | For | |||||
1.7 | Elect William S. Rubenstein | Mgmt | For | For | For | |||||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||||
1.9 | Elect Lynne Wines | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2014 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||||
Bloom Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BE | CUSIP 093712107 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Issuance of Class B Common Stock upon Conversion of Notes | Mgmt | For | For | For | |||||
2 | Issuance of Class B Common Stock upon Conversion of Notes Held by Certain Investors | Mgmt | For | For | For | |||||
3 | Issuance of Class B Common Stock upon Conversion of Note Held by Constellation NewEnergy, Inc. | Mgmt | For | For | For | |||||
Bloom Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BE | CUSIP 093712107 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary K. Bush | Mgmt | For | Against | Against | |||||
2 | Elect Jeffrey R. Immelt | Mgmt | For | Against | Against | |||||
3 | Elect Eddy Zervigon | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cerence Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRNC | CUSIP 156727109 | 02/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas L. Beaudoin | Mgmt | For | For | For | |||||
1.2 | Elect Marianne Budnik | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
CEVA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEVA | CUSIP 157210105 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bernadette Andrietti | Mgmt | For | For | For | |||||
1.2 | Elect Eliyahu Ayalon | Mgmt | For | For | For | |||||
1.3 | Elect Zvi Limon | Mgmt | For | For | For | |||||
1.4 | Elect Bruce A. Mann | Mgmt | For | For | For | |||||
1.5 | Elect Maria Marced | Mgmt | For | For | For | |||||
1.6 | Elect Peter McManamon | Mgmt | For | For | For | |||||
1.7 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||||
1.8 | Elect Louis Silver | Mgmt | For | For | For | |||||
1.9 | Elect Gideon Wertheizer | Mgmt | For | For | For | |||||
2 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Charles River Laboratories International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRL | CUSIP 159864107 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James C. Foster | Mgmt | For | For | For | |||||
2 | Elect Nancy C. Andrews | Mgmt | For | For | For | |||||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||||
4 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||||
5 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||||
6 | Elect Martin Mackay | Mgmt | For | For | For | |||||
7 | Elect George E. Massaro | Mgmt | For | For | For | |||||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||||
10 | Elect Richard F. Wallman | Mgmt | For | For | For | |||||
11 | Elect Virginia M. Wilson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Amendment to the 2018 Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chico's FAS, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHS | CUSIP 168615102 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David F. Walker | Mgmt | For | For | For | |||||
2 | Elect Bonnie R. Brooks | Mgmt | For | For | For | |||||
3 | Elect Janice L. Fields | Mgmt | For | For | For | |||||
4 | Elect Deborah L. Kerr | Mgmt | For | For | For | |||||
5 | Elect Molly Langenstein | Mgmt | For | For | For | |||||
6 | Elect John J. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Kim Roy | Mgmt | For | Against | Against | |||||
8 | Elect William S. Simon | Mgmt | For | For | For | |||||
9 | Elect Stephen E. Watson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ciena Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CIEN | CUSIP 171779309 | 04/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Judith M. O'Brien | Mgmt | For | For | For | |||||
2 | Elect Joanne B. Olsen | Mgmt | For | For | For | |||||
3 | Elect Gary B. Smith | Mgmt | For | For | For | |||||
4 | Elect Devinder Kumar | Mgmt | For | For | For | |||||
5 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Clean Harbors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLH | CUSIP 184496107 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Eugene Banucci | Mgmt | For | For | For | |||||
1.2 | Elect Edward G. Galante | Mgmt | For | For | For | |||||
1.3 | Elect Thomas J. Shields | Mgmt | For | For | For | |||||
1.4 | Elect John R. Welch | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cleveland-Cliffs Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 185899101 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John T. Baldwin | Mgmt | For | For | For | |||||
2 | Elect Robert P. Fisher, Jr. | Mgmt | For | For | For | |||||
3 | Elect William K. Gerber | Mgmt | For | For | For | |||||
4 | Elect C. Lourenco Goncalves | Mgmt | For | For | For | |||||
5 | Elect Susan M. Green | Mgmt | For | For | For | |||||
6 | Elect M. Ann Harlan | Mgmt | For | For | For | |||||
7 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||||
8 | Elect Janet L. Miller | Mgmt | For | For | For | |||||
9 | Elect Eric M. Rychel | Mgmt | For | For | For | |||||
10 | Elect Gabriel Stoliar | Mgmt | For | For | For | |||||
11 | Elect Douglas C. Taylor | Mgmt | For | For | For | |||||
12 | Elect Arlene M. Yocum | Mgmt | For | For | For | |||||
13 | Elect John T. Baldwin | Mgmt | For | For | For | |||||
14 | Elect Robert P. Fisher, Jr. | Mgmt | For | For | For | |||||
15 | Elect C. Lourenco Goncalves | Mgmt | For | For | For | |||||
16 | Elect Susan M. Green | Mgmt | For | For | For | |||||
17 | Elect M. Ann Harlan | Mgmt | For | For | For | |||||
18 | Elect Janet L. Miller | Mgmt | For | For | For | |||||
19 | Elect Joseph A. Rutkowski | Mgmt | For | For | For | |||||
20 | Elect Eric M. Rychel | Mgmt | For | For | For | |||||
21 | Elect Michael D. Siegal | Mgmt | For | For | For | |||||
22 | Elect Gabriel Stoliar | Mgmt | For | For | For | |||||
23 | Elect Douglas C. Taylor | Mgmt | For | For | For | |||||
24 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
25 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cleveland-Cliffs Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 185899101 | 03/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | AK Steel Issuance | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Cloudera, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLDR | CUSIP 18914U100 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bearden | Mgmt | For | For | For | |||||
1.2 | Elect Paul Cormier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael E. Collins | Mgmt | For | For | For | |||||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
4 | Elect Curtis C. Farmer | Mgmt | For | For | For | |||||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | |||||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | |||||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | |||||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | |||||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Conduent Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNDT | CUSIP 206787103 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||||
2 | Elect Scott Letier | Mgmt | For | For | For | |||||
3 | Elect Jesse A. Lynn | Mgmt | For | For | For | |||||
4 | Elect Courtney R. Mather | Mgmt | For | For | For | |||||
5 | Elect Michael Montelongo | Mgmt | For | For | For | |||||
6 | Elect Margarita Palau-Hernandez | Mgmt | For | For | For | |||||
7 | Elect Clifford Skelton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CoreLogic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLGX | CUSIP 21871D103 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||||
6 | Elect Claudia Fan Munce | Mgmt | For | For | For | |||||
7 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||||
8 | Elect Vikrant Raina | Mgmt | For | For | For | |||||
9 | Elect J. Michael Shepherd | Mgmt | For | For | For | |||||
10 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||||
11 | Elect David F. Walker | Mgmt | For | For | For | |||||
12 | Elect Mary Lee Widener | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Covanta Holding Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVA | CUSIP 22282E102 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David M. Barse | Mgmt | For | For | For | |||||
1.2 | Elect Ronald J. Broglio | Mgmt | For | For | For | |||||
1.3 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Linda J. Fisher | Mgmt | For | For | For | |||||
1.5 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||||
1.6 | Elect Stephen J. Jones | Mgmt | For | For | For | |||||
1.7 | Elect Owen R. Michaelson | Mgmt | For | For | For | |||||
1.8 | Elect Danielle Pletka | Mgmt | For | For | For | |||||
1.9 | Elect Michael W. Ranger | Mgmt | For | For | For | |||||
1.10 | Elect Robert S. Silberman | Mgmt | For | For | For | |||||
1.11 | Elect Jean Smith | Mgmt | For | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Criteo S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRTO | CUSIP 226718104 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean-Baptiste Rudelle | Mgmt | For | For | For | |||||
2 | Elect James Warner | Mgmt | For | For | For | |||||
3 | Elect Edmond Mesrobian | Mgmt | For | For | For | |||||
4 | Elect Marie Lalleman | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits | Mgmt | For | For | For | |||||
9 | Indemnification Agreement (Marie Lalleman) | Mgmt | For | For | For | |||||
10 | Indemnification Agreement (Megan Clarken) | Mgmt | For | For | For | |||||
11 | Related Party Transaction (Rocabella) | Mgmt | For | For | For | |||||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
14 | Authority to Cancel Lapsed Shares or Options and Reduce Capital | Mgmt | For | For | For | |||||
15 | Authority to Repurchase and Cancel Shares | Mgmt | For | For | For | |||||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
17 | Authority to Issue Restricted Shares (RSUs) | Mgmt | For | For | For | |||||
18 | Authority to Issue Performance Shares (PSUs) | Mgmt | For | For | For | |||||
19 | Global Ceiling on Capital Increases for Equity Compensation Plans | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (Underwriters) | Mgmt | For | For | For | |||||
23 | Greenshoe | Mgmt | For | For | For | |||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||||
26 | Authority to Decide Mergers by Absorption, Spin-offs and Partial Transfers of Assets | Mgmt | For | For | For | |||||
27 | Authority to Increase Capital In Case of Mergers by Absorption, Spin-offs or Partial Transfers of Assets | Mgmt | For | For | For | |||||
28 | Amendments to Articles Regarding Written Consultation | Mgmt | For | For | For | |||||
29 | Amendments to Articles Regarding the Role of the Board of Directors | Mgmt | For | For | For | |||||
30 | Amendments to Articles Regarding Quorum | Mgmt | For | For | For | |||||
Crown Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCK | CUSIP 228368106 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John W. Conway | Mgmt | For | For | For | |||||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||||
1.3 | Elect Richard H. Fearon | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | |||||
1.5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||||
1.6 | Elect Rose Lee | Mgmt | For | For | For | |||||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||||
1.8 | Elect Josef M. Muller | Mgmt | For | For | For | |||||
1.9 | Elect B. Craig Owens | Mgmt | For | For | For | |||||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Cypress Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CY | CUSIP 232806109 | 08/27/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Infineon Transaction | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Danaos Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DAC | CUSIP Y1968P121 | 08/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Miklos Konkoly-Thege | Mgmt | For | For | For | |||||
1.2 | Elect William C. Repko | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Diebold Nixdorf, Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DBD | CUSIP 253651103 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||||
2 | Elect Bruce H. Besanko | Mgmt | For | For | For | |||||
3 | Elect Reynolds C. Bish | Mgmt | For | For | For | |||||
4 | Elect Ellen M. Costello | Mgmt | For | For | For | |||||
5 | Elect Phillip R. Cox | Mgmt | For | For | For | |||||
6 | Elect Alexander Dibelius | Mgmt | For | For | For | |||||
7 | Elect Matthew Goldfarb | Mgmt | For | For | For | |||||
8 | Elect Gary G. Greenfield | Mgmt | For | For | For | |||||
9 | Elect Gerrard B. Schmid | Mgmt | For | For | For | |||||
10 | Elect Kent M. Stahl | Mgmt | For | For | For | |||||
11 | Elect Lauren C. States | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the 2017 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||||
Dril-Quip, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRQ | CUSIP 262037104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Blake T. DeBerry | Mgmt | For | For | For | |||||
2 | Elect John Lovoi | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Entegris, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENTG | CUSIP 29362U104 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||||
2 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||||
3 | Elect James F. Gentilcore | Mgmt | For | For | For | |||||
4 | Elect James P. Lederer | Mgmt | For | For | For | |||||
5 | Elect Bertrand Loy | Mgmt | For | For | For | |||||
6 | Elect Paul L.H. Olson | Mgmt | For | For | For | |||||
7 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | For | |||||
8 | Elect Brian Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
Express, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPR | CUSIP 30219E103 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Archbold | Mgmt | For | For | For | |||||
2 | Elect Timothy Baxter | Mgmt | For | For | For | |||||
3 | Elect Peter Swinburn | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Amendment to the 2018 Incentive Compensation Plan | Mgmt | For | For | For | |||||
FireEye, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FEYE | CUSIP 31816Q101 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kimberly E. Alexy | Mgmt | For | Against | Against | |||||
2 | Elect Stephen Pusey | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fluidigm Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLDM | CUSIP 34385P108 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | |||||
1.2 | Elect Bill W. Colston | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Forum Energy Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FET | CUSIP 34984V100 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Evelyn M. Angelle | Mgmt | For | For | For | |||||
1.2 | Elect John A. Carrig | Mgmt | For | For | For | |||||
1.3 | Elect Andrew L. Waite | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2016 Stock and Incentive Plan | Mgmt | For | For | For | |||||
4 | Reverse Stock Split | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Harsco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSC | CUSIP 415864107 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James .F. Earl | Mgmt | For | For | For | |||||
2 | Elect Kathy G. Eddy | Mgmt | For | For | For | |||||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||||
4 | Elect F. Nicholas Grasberger, III | Mgmt | For | For | For | |||||
5 | Elect Carolann I. Haznedar | Mgmt | For | For | For | |||||
6 | Elect Mario Longhi | Mgmt | For | For | For | |||||
7 | Elect Edgar M. Purvis | Mgmt | For | For | For | |||||
8 | Elect Phillip C. Widman | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Amendment to the 2013 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42806J106 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David A. Barnes | Mgmt | For | For | For | |||||
2 | Elect SungHwan Cho | Mgmt | For | For | For | |||||
3 | Elect Vincent J. Intrieri | Mgmt | For | Against | Against | |||||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||||
5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||||
6 | Elect Anindita Mukherjee | Mgmt | For | For | For | |||||
7 | Elect Daniel A. Ninivaggi | Mgmt | For | For | For | |||||
8 | Elect Kevin M. Sheehan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
II-VI Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IIVI | CUSIP 902104108 | 11/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Francis J. Kramer | Mgmt | For | For | For | |||||
2 | Elect Shaker Sadasivam | Mgmt | For | For | For | |||||
3 | Elect Enrico Digirolamo | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Impinj, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PI | CUSIP 453204109 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Chris Diorio | Mgmt | For | For | For | |||||
2 | Elect Gregory Sessler | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Impinj, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PI | CUSIP 453204109 | 10/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||||
1.2 | Elect Theresa Wise | Mgmt | For | For | For | |||||
1.3 | Elect Cathal Phelan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Infinera Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INFN | CUSIP 45667G103 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas J. Fallon | Mgmt | For | For | For | |||||
2 | Elect Kambiz Y. Hooshmand | Mgmt | For | For | For | |||||
3 | Elect Amy H. Rice | Mgmt | For | For | For | |||||
4 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Game Technology PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IGT | CUSIP G4863A108 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Beatrice Bassey | Mgmt | For | For | For | |||||
4 | Elect Massimiliano Chiara | Mgmt | For | Against | Against | |||||
5 | Elect Alberto Dessy | Mgmt | For | For | For | |||||
6 | Elect Marco Drago | Mgmt | For | For | For | |||||
7 | Elect James F. McCann | Mgmt | For | For | For | |||||
8 | Elect Heather McGregor | Mgmt | For | For | For | |||||
9 | Elect Lorenzo Pellicioli | Mgmt | For | For | For | |||||
10 | Elect Samantha Ravich | Mgmt | For | For | For | |||||
11 | Elect Vincent L. Sadusky | Mgmt | For | For | For | |||||
12 | Elect Gianmario Tondato da Ruos | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Adoption of Amended Articles | Mgmt | For | For | For | |||||
Intersect ENT, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XENT | CUSIP 46071F103 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||||
1.2 | Elect Thomas A. West | Mgmt | For | For | For | |||||
1.3 | Elect Teresa L. Kline | Mgmt | For | For | For | |||||
1.4 | Elect Cynthia L. Lucchese | Mgmt | For | For | For | |||||
1.5 | Elect Dana G. Mead, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Frederic H. Moll | Mgmt | For | For | For | |||||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adopt a Federal Forum Selection Provision | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
ION Geophysical Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IO | CUSIP 462044207 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John N. Seitz | Mgmt | For | For | For | |||||
1.2 | Elect Tina L. Wininger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Itron, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITRI | CUSIP 465741106 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerome J. Lande | Mgmt | For | For | For | |||||
2 | Elect Frank M. Jaehnert | Mgmt | For | For | For | |||||
3 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
KBR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBR | CUSIP 48242W106 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark E. Baldwin | Mgmt | For | For | For | |||||
2 | Elect James R. Blackwell | Mgmt | For | For | For | |||||
3 | Elect Stuart J. B. Bradie | Mgmt | For | For | For | |||||
4 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||||
5 | Elect Lester L. Lyles | Mgmt | For | For | For | |||||
6 | Elect Wendy M. Masiello | Mgmt | For | For | For | |||||
7 | Elect Jack B. Moore | Mgmt | For | For | For | |||||
8 | Elect Ann D. Pickard | Mgmt | For | For | For | |||||
9 | Elect Umberto della Sala | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Luminex Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LMNX | CUSIP 55027E102 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen L. Eck | Mgmt | For | For | For | |||||
2 | Elect Ken Samet | Mgmt | For | For | For | |||||
3 | Elect Jim D. Kever | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lydall, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LDL | CUSIP 550819106 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David G. Bills | Mgmt | For | For | For | |||||
2 | Elect Kathleen Burdett | Mgmt | For | For | For | |||||
3 | Elect James J. Cannon | Mgmt | For | For | For | |||||
4 | Elect Matthew T. Farrell | Mgmt | For | For | For | |||||
5 | Elect Marc T. Giles | Mgmt | For | For | For | |||||
6 | Elect Sara A. Greenstein | Mgmt | For | For | For | |||||
7 | Elect Suzanne Hammett | Mgmt | For | For | For | |||||
8 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | For | For | |||||
9 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
MACOM Technology Solutions Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTSI | CUSIP 55405Y100 | 03/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles R. Bland | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Stephen G. Daly | Mgmt | For | For | For | |||||
1.3 | Elect Susan Ocampo | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mallinckrodt plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNK | CUSIP G5785G107 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Martin Carroll | Mgmt | For | For | For | |||||
2 | Elect Paul R. Carter | Mgmt | For | For | For | |||||
3 | Elect David Y. Norton | Mgmt | For | For | For | |||||
4 | Elect Carlos Paya | Mgmt | For | For | For | |||||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||||
6 | Elect Angus C. Russell | Mgmt | For | For | For | |||||
7 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||||
8 | Elect Anne C. Whitaker | Mgmt | For | For | For | |||||
9 | Elect Kneeland C. Youngblood | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Company Name Change | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authorize the Price Range at which the Company can Re-Allot Shares as Treasury Shares | Mgmt | For | For | For | |||||
18 | Elect David R. Carlucci | Mgmt | For | For | For | |||||
Mellanox Technologies, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MLNX | CUSIP M51363113 | 07/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenda M. Dorchak | Mgmt | For | For | For | |||||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||||
3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
4 | Elect Jack R. Lazar | Mgmt | For | For | For | |||||
5 | Elect Jon A. Olson | Mgmt | For | For | For | |||||
6 | Elect Umesh Padval | Mgmt | For | For | For | |||||
7 | Elect David Perlmutter | Mgmt | For | For | For | |||||
8 | Elect Steve Sanghi | Mgmt | For | Against | Against | |||||
9 | Elect Eyal Waldman | Mgmt | For | For | For | |||||
10 | Elect Gregory L. Waters | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Amendment to the Global Share Option Incentive Plan (2006) | Mgmt | For | For | For | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Declaration of Non-Material Interest Holder | Mgmt | N/A | For | N/A | |||||
15 | Amend Compensation Policy | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Mercury Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRCY | CUSIP 589378108 | 10/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James K. Bass | Mgmt | For | For | For | |||||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||||
1.3 | Elect Lisa S. Disbrow | Mgmt | For | For | For | |||||
1.4 | Elect Barry R. Nearhos | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
MobileIron, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOBL | CUSIP 60739U204 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | |||||
2 | Elect Kenneth Klein | Mgmt | For | For | For | |||||
3 | Elect James R. Tolonen | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Molina Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOH | CUSIP 60855R100 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronna E. Romney | Mgmt | For | For | For | |||||
2 | Elect Dale Wolf | Mgmt | For | For | For | |||||
3 | Elect Joseph M. Zubretsky | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
MSG Networks Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSGN | CUSIP 553573106 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph J. Lhota | Mgmt | For | For | For | |||||
1.2 | Elect Joel M. Litvin | Mgmt | For | For | For | |||||
1.3 | Elect John L. Sykes | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
Nanostring Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NSTG | CUSIP 63009R109 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect R. Bradley Gray | Mgmt | For | For | For | |||||
2 | Elect Robert M. Hershberg | Mgmt | For | Abstain | Against | |||||
3 | Elect Kirk Malloy | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Nuance Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUAN | CUSIP 67020Y100 | 01/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark D. Benjamin | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Brennan | Mgmt | For | For | For | |||||
1.3 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||||
1.4 | Elect Thomas D. Ebling | Mgmt | For | For | For | |||||
1.5 | Elect Robert J. Finocchio | Mgmt | For | For | For | |||||
1.6 | Elect Laura S. Kaiser | Mgmt | For | For | For | |||||
1.7 | Elect Michal Katz | Mgmt | For | For | For | |||||
1.8 | Elect Mark R. Laret | Mgmt | For | For | For | |||||
1.9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||||
2 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Quincy L. Allen | Mgmt | For | For | For | |||||
2 | Elect Kristin A. Campbell | Mgmt | For | For | For | |||||
3 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||
4 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||||
5 | Elect Shashank Samant | Mgmt | For | For | For | |||||
6 | Elect Gerry P. Smith | Mgmt | For | For | For | |||||
7 | Elect David M. Szymanski | Mgmt | For | For | For | |||||
8 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Reverse Stock Split | Mgmt | For | For | For | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||||
1.3 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
OneSpan Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSPN | CUSIP 68287N100 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc C. Boroditsky | Mgmt | For | For | For | |||||
2 | Elect Scott M. Clements | Mgmt | For | For | For | |||||
3 | Elect Michael P. Cullinane | Mgmt | For | For | For | |||||
4 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||||
5 | Elect Naureen Hassan | Mgmt | For | For | For | |||||
6 | Elect Jean K. Holley | Mgmt | For | For | For | |||||
7 | Elect T. Kendall Hunt | Mgmt | For | For | For | |||||
8 | Elect Marianne Johnson | Mgmt | For | For | For | |||||
9 | Elect Matthew Moog | Mgmt | For | For | For | |||||
10 | Elect Marc Zenner | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
OraSure Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSUR | CUSIP 68554V108 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mara G. Aspinall | Mgmt | For | For | For | |||||
2 | Elect Ronny B. Lancaster | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Amendment to the Stock Award Plan | Mgmt | For | For | For | |||||
Ormat Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORA | CUSIP 686688102 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Isaac Angel | Mgmt | For | For | For | |||||
2 | Elect Ravit Barniv | Mgmt | For | For | For | |||||
3 | Elect Albertus Bruggink | Mgmt | For | For | For | |||||
4 | Elect Dan Falk | Mgmt | For | Against | Against | |||||
5 | Elect David Granot | Mgmt | For | Against | Against | |||||
6 | Elect Stan H. Koyanagi | Mgmt | For | For | For | |||||
7 | Elect Dafna Sharir | Mgmt | For | For | For | |||||
8 | Elect Stanley B. Stern | Mgmt | For | Against | Against | |||||
9 | Elect Hidetake Takahashi | Mgmt | For | For | For | |||||
10 | Elect Byron G. Wong | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ormat Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORA | CUSIP 686688102 | 11/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
OSI Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSIS | CUSIP 671044105 | 12/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deepak Chopra | Mgmt | For | For | For | |||||
1.2 | Elect Steven C. Good | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Meyer Luskin | Mgmt | For | Withhold | Against | |||||
1.4 | Elect William F. Ballhaus, Jr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect James B. Hawkins | Mgmt | For | For | For | |||||
1.6 | Elect Gerald Chizever | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Kelli Bernard | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Patterson Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PDCO | CUSIP 703395103 | 09/16/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John D. Buck | Mgmt | For | For | For | |||||
2 | Elect Alex N. Blanco | Mgmt | For | For | For | |||||
3 | Elect Jody H. Feragen | Mgmt | For | For | For | |||||
4 | Elect Robert C. Frenzel | Mgmt | For | For | For | |||||
5 | Elect Francis J. Malecha | Mgmt | For | For | For | |||||
6 | Elect Ellen A. Rudnick | Mgmt | For | For | For | |||||
7 | Elect Neil A. Schrimsher | Mgmt | For | For | For | |||||
8 | Elect Mark S. Walchirk | Mgmt | For | For | For | |||||
9 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Patterson-UTI Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PTEN | CUSIP 703481101 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Tiffany J. Thom Cepak | Mgmt | For | For | For | |||||
1.2 | Elect Michael W. Conlon | Mgmt | For | For | For | |||||
1.3 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Curtis W. Huff | Mgmt | For | For | For | |||||
1.5 | Elect Terry H. Hunt | Mgmt | For | For | For | |||||
1.6 | Elect Janeen S. Judah | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Quantum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QMCO | CUSIP 747906501 | 11/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John A. Fichthorn | Mgmt | For | For | For | |||||
2 | Elect James J. Lerner | Mgmt | For | For | For | |||||
3 | Elect Raghavendra Rau | Mgmt | For | Against | Against | |||||
4 | Elect Marc E. Rothman | Mgmt | For | Against | Against | |||||
5 | Elect Eric B. Singer | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
9 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Rambus Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RMBS | CUSIP 750917106 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Kissner | Mgmt | For | For | For | |||||
2 | Elect Necip Sayiner | Mgmt | For | For | For | |||||
3 | Elect Luc Seraphin | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Amendment to the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Resideo Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REZI | CUSIP 76118Y104 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | |||||
2 | Elect Brian Kushner | Mgmt | For | For | For | |||||
3 | Elect Jack R. Lazar | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Ribbon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RBBN | CUSIP 762544104 | 01/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | ECI Transaction Issuance | Mgmt | For | Against | Against | |||||
2 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||||
Ribbon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RBBN | CUSIP 762544104 | 06/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect R. Stewart Ewing, Jr. | Mgmt | For | For | For | |||||
2 | Elect Bruns H. Grayson | Mgmt | For | For | For | |||||
3 | Elect Beatriz V. Infante | Mgmt | For | For | For | |||||
4 | Elect Richard J. Lynch | Mgmt | For | For | For | |||||
5 | Elect Kent J. Mathy | Mgmt | For | For | For | |||||
6 | Elect Bruce W. McClelland | Mgmt | For | For | For | |||||
7 | Elect Krish A. Prabhu | Mgmt | For | For | For | |||||
8 | Elect Scott E. Schubert | Mgmt | For | For | For | |||||
9 | Elect Richard W. Smith | Mgmt | For | For | For | |||||
10 | Amendment to the 2019 Incentive Award Plan | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ryder System, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
R | CUSIP 783549108 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert J. Eck | Mgmt | For | For | For | |||||
2 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||||
3 | Elect Michael F. Hilton | Mgmt | For | For | For | |||||
4 | Elect Tamara L. Lundgren | Mgmt | For | For | For | |||||
5 | Elect Luis P. Nieto, Jr. | Mgmt | For | For | For | |||||
6 | Elect David G. Nord | Mgmt | For | For | For | |||||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||||
8 | Elect Abbie J. Smith | Mgmt | For | For | For | |||||
9 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Approval of the Amended Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
SeaChange International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SEAC | CUSIP 811699107 | 07/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert M. Pons | Mgmt | For | Against | Against | |||||
2 | Elect Andrew Sriubas | Mgmt | For | Against | Against | |||||
3 | Adoption of Tax Benefits Preservation Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Abstain | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
SeaWorld Entertainment, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SEAS | CUSIP 81282V100 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Bension | Mgmt | For | For | For | |||||
2 | Elect James Chambers | Mgmt | For | Against | Against | |||||
3 | Elect William Gray | Mgmt | For | Against | Against | |||||
4 | Elect Charles Koppelman | Mgmt | For | Against | Against | |||||
5 | Elect Yoshikazu Maruyama | Mgmt | For | For | For | |||||
6 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||||
7 | Elect Neha Jogani Narang | Mgmt | For | For | For | |||||
8 | Elect Scott I. Ross | Mgmt | For | Against | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Spirit AeroSystems Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPR | CUSIP 848574109 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen A. Cambone | Mgmt | For | For | For | |||||
2 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||||
3 | Elect Irene M. Esteves | Mgmt | For | For | For | |||||
4 | Elect Paul Fulchino | Mgmt | For | For | For | |||||
5 | Elect Thomas C. Gentile, III | Mgmt | For | For | For | |||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||||
7 | Elect Robert D. Johnson | Mgmt | For | For | For | |||||
8 | Elect Ronald Kadish | Mgmt | For | For | For | |||||
9 | Elect John L. Plueger | Mgmt | For | For | For | |||||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
Stericycle, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRCL | CUSIP 858912108 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert S. Murley | Mgmt | For | For | For | |||||
2 | Elect Cindy J. Miller | Mgmt | For | For | For | |||||
3 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||
4 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||||
5 | Elect Thomas F. Chen | �� | Mgmt | For | For | For | ||||
6 | Elect Jesse Joel Hackney Junior | Mgmt | For | For | For | |||||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||||
8 | Elect Steven C. Hooley | Mgmt | For | For | For | |||||
9 | Elect James J. Martell | Mgmt | For | For | For | |||||
10 | Elect Kay G. Priestly | Mgmt | For | For | For | |||||
11 | Elect James L. Welch | Mgmt | For | For | For | |||||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||||
Stratasys, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SSYS | CUSIP M85548101 | 12/31/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elchanan Jaglom | Mgmt | For | For | For | |||||
2 | Elect S. Scott Crump | Mgmt | For | For | For | |||||
3 | Elect Victor Leventhal | Mgmt | For | Against | Against | |||||
4 | Elect John J. McEleney | Mgmt | For | For | For | |||||
5 | Elect Dov Ofer | Mgmt | For | Against | Against | |||||
6 | Elect Ziva Patir | Mgmt | For | For | For | |||||
7 | Elect David Reis | Mgmt | For | For | For | |||||
8 | Elect Yair Seroussi | Mgmt | For | For | For | |||||
9 | Elect Adina Shorr | Mgmt | For | For | For | |||||
10 | Additional Cash & Equity Compensation of Directors for Board Oversight Committee Service | Mgmt | For | For | For | |||||
11 | Cash Bonus for Chief Innovation Officer | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Talend S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLND | CUSIP 874224207 | 06/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Ratification of the Co-option of Elizabeth Fetter | Mgmt | For | For | For | |||||
2 | Ratification of the Co-option of Christal Bemont | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Allocation of Losses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Indemnification Agreement with Elizabeth Fetter | Mgmt | For | For | For | |||||
8 | Indemnification Agreement with Christal Bemont | Mgmt | For | For | For | |||||
9 | Separation Agreement with Michael Tuchen | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
12 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
15 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||||
16 | Stock Purchase Plan for Overseas Employees (Custodian Banks) | Mgmt | For | For | For | |||||
17 | Stock Purchase Plan for Overseas Employees (Employees) | Mgmt | For | For | For | |||||
18 | Greenshoe | Mgmt | For | Against | Against | |||||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
21 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||
22 | Authority to Grant Warrants | Mgmt | For | For | For | |||||
23 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
24 | Global Ceiling on Capital Increases for Equity Compensation Plans | Mgmt | For | For | For | |||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
26 | Amendments to Articles | Mgmt | For | For | For | |||||
TCF Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCF | CUSIP 872307103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||||
1.2 | Elect Craig R. Dahl | Mgmt | For | For | For | |||||
1.3 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||||
1.4 | Elect Richard H. King | Mgmt | For | For | For | |||||
1.5 | Elect Ronald A. Klein | Mgmt | For | For | For | |||||
1.6 | Elect Barbara J. Mahone | Mgmt | For | For | For | |||||
1.7 | Elect Barbara L. McQuade | Mgmt | For | For | For | |||||
1.8 | Elect Vance K. Opperman | Mgmt | For | For | For | |||||
1.9 | Elect David Provost | Mgmt | For | For | For | |||||
1.10 | Elect Roger J. Sit | Mgmt | For | For | For | |||||
1.11 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||||
1.12 | Elect Jeffrey L. Tate | Mgmt | For | For | For | |||||
1.13 | Elect Gary Torgow | Mgmt | For | For | For | |||||
1.14 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||||
1.15 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||||
1.16 | Elect Theresa Wise | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teledyne Technologies Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDY | CUSIP 879360105 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth C. Dahlberg | Mgmt | For | For | For | |||||
1.3 | Elect Robert A. Malone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Tempur Sealy International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TPX | CUSIP 88023U101 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||||
2 | Elect Cathy R. Gates | Mgmt | For | For | For | |||||
3 | Elect John A. Heil | Mgmt | For | For | For | |||||
4 | Elect Jon L. Luther | Mgmt | For | For | For | |||||
5 | Elect Richard W. Neu | Mgmt | For | For | For | |||||
6 | Elect Arik W. Ruchim | Mgmt | For | For | For | |||||
7 | Elect Scott L. Thompson | Mgmt | For | For | For | |||||
8 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Tetra Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTI | CUSIP 88162F105 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark E. Baldwin | Mgmt | For | For | For | |||||
1.2 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Paul D. Coombs | Mgmt | For | For | For | |||||
1.4 | Elect John F. Glick | Mgmt | For | For | For | |||||
1.5 | Elect Gina A. Luna | Mgmt | For | For | For | |||||
1.6 | Elect Brady M. Murphy | Mgmt | For | For | For | |||||
1.7 | Elect William D. Sullivan | Mgmt | For | For | For | |||||
1.8 | Elect Joseph C. Winkler III | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Children’s Place, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCE | CUSIP 168905107 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Alutto | Mgmt | For | For | For | |||||
2 | Elect John E. Bachman | Mgmt | For | For | For | |||||
3 | Elect Marla Malcolm Beck | Mgmt | For | For | For | |||||
4 | Elect Elizabeth J. Boland | Mgmt | For | For | For | |||||
5 | Elect Jane T. Elfers | Mgmt | For | For | For | |||||
6 | Elect Joseph Gromek | Mgmt | For | For | For | |||||
7 | Elect Norman S. Matthews | Mgmt | For | For | For | |||||
8 | Elect Robert L. Mettler | Mgmt | For | For | For | |||||
9 | Elect Debby Reiner | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Hain Celestial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAIN | CUSIP 405217100 | 11/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard A. Beck | Mgmt | For | For | For | |||||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||||
3 | Elect R. Dean Hollis | Mgmt | For | For | For | |||||
4 | Elect Shervin J. Korangy | Mgmt | For | For | For | |||||
5 | Elect Roger Meltzer | Mgmt | For | Against | Against | |||||
6 | Elect Mark Schiller | Mgmt | For | For | For | |||||
7 | Elect Michael B. Sims | Mgmt | For | For | For | |||||
8 | Elect Glenn W. Welling | Mgmt | For | For | For | |||||
9 | Elect Dawn M. Zier | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
TiVo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TIVO | CUSIP 88870P106 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
TreeHouse Foods, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THS | CUSIP 89469A104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark R. Hunter | Mgmt | For | For | For | |||||
2 | Elect Ann M. Sardini | Mgmt | For | For | For | |||||
3 | Elect Jean E. Spence | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Twin Disc, Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWIN | CUSIP 901476101 | 10/31/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John H. Batten | Mgmt | For | For | For | |||||
1.2 | Elect Harold M. Stratton II | Mgmt | For | For | For | |||||
1.3 | Elect Michael C. Smiley | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter A. Altabef | Mgmt | For | For | For | |||||
2 | Elect Jared L. Cohon | Mgmt | For | For | For | |||||
3 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||||
4 | Elect Matthew J. Desch | Mgmt | For | For | For | |||||
5 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||||
6 | Elect Philippe Germond | Mgmt | For | For | For | |||||
7 | Elect Lisa A. Hook | Mgmt | For | For | For | |||||
8 | Elect Deborah Lee James | Mgmt | For | For | For | |||||
9 | Elect Paul E. Martin | Mgmt | For | For | For | |||||
10 | Elect Regina Paolillo | Mgmt | For | For | For | |||||
11 | Elect Lee D. Roberts | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Valmont Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMI | CUSIP 920253101 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | |||||
1.2 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Richard A Lanoha | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Veeco Instruments Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VECO | CUSIP 922417100 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kathleen A. Bayless | Mgmt | For | For | For | |||||
1.2 | Elect Gordon Hunter | Mgmt | For | For | For | |||||
1.3 | Elect Peter J. Simone | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Verint Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRNT | CUSIP 92343X100 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||||
1.2 | Elect John Egan | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Gold | Mgmt | For | For | For | |||||
1.4 | Elect Penelope Herscher | Mgmt | For | For | For | |||||
1.5 | Elect William Kurtz | Mgmt | For | For | For | |||||
1.6 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.7 | Elect Richard Nottenburg | Mgmt | For | For | For | |||||
1.8 | Elect Howard Safir | Mgmt | For | For | For | |||||
1.9 | Elect Earl C. Shanks | Mgmt | For | For | For | |||||
1.10 | Elect Jason A. Wright | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Viavi Solutions Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VIAV | CUSIP 925550105 | 11/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard E. Belluzzo | Mgmt | For | For | For | |||||
1.2 | Elect Keith L. Barnes | Mgmt | For | For | For | |||||
1.3 | Elect Laura Black | Mgmt | For | For | For | |||||
1.4 | Elect Tor R. Braham | Mgmt | For | For | For | |||||
1.5 | Elect Timothy Campos | Mgmt | For | For | For | |||||
1.6 | Elect Donald Colvin | Mgmt | For | For | For | |||||
1.7 | Elect Masood Jabbar | Mgmt | For | For | For | |||||
1.8 | Elect Oleg Khaykin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||||
Vistra Energy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VST | CUSIP 92840M102 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||||
3 | Elect Arcilia A. Acosta | Mgmt | For | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | For | |||||
8 | Elect Scott B. Helm | Mgmt | For | For | For | |||||
9 | Elect Jeff D. Hunter | Mgmt | For | For | For | |||||
10 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||||
11 | Elect John R. Sult | Mgmt | For | For | For | |||||
12 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||||
13 | Elect Scott B. Helm | Mgmt | For | For | For | |||||
14 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||||
15 | Elect John R. Sult | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vonage Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VG | CUSIP 92886T201 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid Akhavan | Mgmt | For | For | For | |||||
2 | Elect Jan Hauser | Mgmt | For | For | For | |||||
3 | Elect Priscilla Hung | Mgmt | For | For | For | |||||
4 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
5 | Elect Alan Masarek | Mgmt | For | For | For | |||||
6 | Elect Michael J. McConnell | Mgmt | For | For | For | |||||
7 | Elect John J. Roberts | Mgmt | For | For | For | |||||
8 | Elect Gary Steele | Mgmt | For | Against | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Welbilt, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBT | CUSIP 949090104 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cynthia M. Egnotovich | Mgmt | For | For | For | |||||
2 | Elect Dino J. Bianco | Mgmt | For | For | For | |||||
3 | Elect Joan K. Chow | Mgmt | For | For | For | |||||
4 | Elect Janice L. Fields | Mgmt | For | For | For | |||||
5 | Elect Brian R. Gamache | Mgmt | For | For | For | |||||
6 | Elect Andrew Langham | Mgmt | For | For | For | |||||
7 | Elect William C. Johnson | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Large Cap Value Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||||
1.4 | Elect Robert B. Ford | Mgmt | For | For | For | |||||
1.5 | Elect Michelle A. Kumbier | Mgmt | For | For | For | |||||
1.6 | Elect Edward M. Liddy | Mgmt | For | For | For | |||||
1.7 | Elect Darren W. McDew | Mgmt | For | For | For | |||||
1.8 | Elect Nancy McKinstry | Mgmt | For | For | For | |||||
1.9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||||
1.10 | Elect William A. Osborn | Mgmt | For | For | For | |||||
1.11 | Elect Daniel J. Starks | Mgmt | For | For | For | |||||
1.12 | Elect John G. Stratton | Mgmt | For | For | For | |||||
1.13 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||||
1.14 | Elect Miles D. White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
Agnico Eagle Mines Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEM | CUSIP 008474108 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leanne M. Baker | Mgmt | For | For | For | |||||
1.2 | Elect Sean Boyd | Mgmt | For | For | For | |||||
1.3 | Elect Martine A. Celej | Mgmt | For | For | For | |||||
1.4 | Elect Robert J. Gemmell | Mgmt | For | For | For | |||||
1.5 | Elect Mel Leiderman | Mgmt | For | For | For | |||||
1.6 | Elect Deborah A. McCombe | Mgmt | For | For | For | |||||
1.7 | Elect James D. Nasso | Mgmt | For | For | For | |||||
1.8 | Elect Sean Riley | Mgmt | For | For | For | |||||
1.9 | Elect J. Merfyn Roberts | Mgmt | For | For | For | |||||
1.10 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Electric Power Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEP | CUSIP 025537101 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||||
5 | Elect Art A. Garcia | Mgmt | For | For | For | |||||
6 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||||
8 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||||
9 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Homes 4 Rent | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMH | CUSIP 02665T306 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
7 | Elect James H. Kropp | Mgmt | For | For | For | |||||
8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
9 | Elect Jay Willoughby | Mgmt | For | For | For | |||||
10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
11 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 08/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
Avery Dennison Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVY | CUSIP 053611109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||||
4 | Elect Mark J. Barrenechea | Mgmt | For | Against | Against | |||||
5 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||||
6 | Elect Ken C. Hicks | Mgmt | For | For | For | |||||
7 | Elect Andres A. Lopez | Mgmt | For | For | For | |||||
8 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||||
9 | Elect Julia A. Stewart | Mgmt | For | For | For | |||||
10 | Elect Martha N. Sullivan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||||
12 | Elect Denise L. Ramos | Mgmt | For | For | For | |||||
13 | Elect Clayton S. Rose | Mgmt | For | For | For | |||||
14 | Elect Michael D. White | Mgmt | For | For | For | |||||
15 | Elect Thomas D. Woods | Mgmt | For | For | For | |||||
16 | Elect R. David Yost | Mgmt | For | For | For | |||||
17 | Elect Maria T. Zuber | Mgmt | For | Against | Against | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Purpose of a Corporation | ShrHoldr | Against | Against | For | |||||
Bausch Health Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHC | CUSIP 071734107 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard U. De Schutter | Mgmt | For | For | For | |||||
2 | Elect D. Robert Hale | Mgmt | For | For | For | |||||
3 | Elect Argeris N. Karabelas | Mgmt | For | For | For | |||||
4 | Elect Sarah B. Kavanagh | Mgmt | For | For | For | |||||
5 | Elect Joseph C. Papa | Mgmt | For | For | For | |||||
6 | Elect John A. Paulson | Mgmt | For | For | For | |||||
7 | Elect Robert N. Power | Mgmt | For | For | For | |||||
8 | Elect Russel C. Robertson | Mgmt | For | For | For | |||||
9 | Elect Thomas W. Ross, Sr. | Mgmt | For | For | For | |||||
10 | Elect Andrew C. von Eschenbach | Mgmt | For | For | For | |||||
11 | Elect Amy B. Wechsler | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRKA | CUSIP 084670702 | 05/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||||
1.7 | Elect Susan L. Decker | Mgmt | For | Withhold | Against | |||||
1.8 | Elect David S. Gottesman | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | Withhold | Against | |||||
1.14 | Elect Meryl B. Witmer | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Against | For | Against | |||||
BHP Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHP | CUSIP 088606108 | 11/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports (BHP Group plc & BHP Group Limited) | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||||
8 | Remuneration Report (Advisory- UK) | Mgmt | For | For | For | |||||
9 | Remuneration Report (Advisory -AUS) | Mgmt | For | For | For | |||||
10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||||
11 | Elect Ian D. Cockerill | Mgmt | For | For | For | |||||
12 | Elect Susan Kilsby | Mgmt | For | For | For | |||||
13 | Elect Terence (Terry) J. Bowen | Mgmt | For | For | For | |||||
14 | Elect Malcolm W. Broomhead | Mgmt | For | For | For | |||||
15 | Elect Anita M. Frew | Mgmt | For | For | For | |||||
16 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||||
17 | Elect Lindsay P. Maxsted | Mgmt | For | For | For | |||||
18 | Elect John Mogford | Mgmt | For | For | For | |||||
19 | Elect Shriti Vadera | Mgmt | For | For | For | |||||
20 | Elect Ken N. MacKenzie | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Suspension of Industry Association Memberships | ShrHoldr | Against | Against | For | |||||
Carnival Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CUSIP 143658300 | 04/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | |||||
4 | Elect Helen Deeble | Mgmt | For | For | For | |||||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | |||||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | |||||
7 | Elect Katie Lahey | Mgmt | For | For | For | |||||
8 | Elect John Parker | Mgmt | For | For | For | |||||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
10 | Elect Laura A. Weil | Mgmt | For | For | For | |||||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | |||||
14 | Approval of Director's Remuneration Policy | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Approval of 2020 Stock Plan | Mgmt | For | For | For | |||||
22 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Caterpillar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAT | CUSIP 149123101 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||||
5 | Elect William A. Osborn | Mgmt | For | For | For | |||||
6 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | For | |||||
10 | Elect Miles D. White | Mgmt | For | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Cenovus Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVE | CUSIP 15135U109 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Appointment of Auditor | Mgmt | For | For | For | |||||
2.1 | Elect Keith M. Casey | Mgmt | For | For | For | |||||
2.2 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||||
2.3 | Elect Jane E. Kinney | Mgmt | For | For | For | |||||
2.4 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||||
2.6 | Elect M. George Lewis | Mgmt | For | For | For | |||||
2.7 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||||
2.8 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||||
2.9 | Elect Claude Mongeau | Mgmt | For | For | For | |||||
2.10 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||||
2 | Elect John B. Frank | Mgmt | For | For | For | |||||
3 | Elect Alice P. Gast | Mgmt | For | For | For | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles W. Moorman IV | Mgmt | For | For | For | |||||
6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||||
7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||||
8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||
9 | Elect D. James Umpleby III | Mgmt | For | For | For | |||||
10 | Elect Michael K. Wirth | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
Chubb Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP H1467J104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | For | |||||
3 | Dividend from Reserves | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Election of Statutory Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||||
9 | Elect Michael G. Atieh | Mgmt | For | For | For | |||||
10 | Elect Sheila P. Burke | Mgmt | For | For | For | |||||
11 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||||
12 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||||
13 | Elect Michael P. Connors | Mgmt | For | For | For | |||||
14 | Elect John A. Edwardson | Mgmt | For | For | For | |||||
15 | Elect Robert J. Hugin | Mgmt | For | For | For | |||||
16 | Elect Robert W. Scully | Mgmt | For | For | For | |||||
17 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
18 | Elect Theodore E. Shasta | Mgmt | For | For | For | |||||
19 | Elect David H. Sidwell | Mgmt | For | For | For | |||||
20 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
21 | Elect Frances F. Townsend | Mgmt | For | For | For | |||||
22 | Election of Board Chair Evan G. Greenberg | Mgmt | For | For | For | |||||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||||
26 | Elect Frances F. Townsend | Mgmt | For | For | For | |||||
27 | Appointment of Independent Proxy (Switzerland) | Mgmt | For | For | For | |||||
28 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||||
29 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
30 | Board Compensation | Mgmt | For | For | For | |||||
31 | Executive Compensation | Mgmt | For | For | For | |||||
32 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
33 | Additional or Amended Proposals | Mgmt | For | Against | Against | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967424 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||||
3 | Elect Grace E Dailey | Mgmt | For | For | For | |||||
4 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||||
5 | Elect John C. Dugan | Mgmt | For | For | For | |||||
6 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||||
7 | Elect Peter B. Henry | Mgmt | For | For | For | |||||
8 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||||
9 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||||
10 | Elect Renee J. James | Mgmt | For | For | For | |||||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
13 | Elect James S. Turley | Mgmt | For | For | For | |||||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||||
15 | Elect Alexander R. Wynaendts | Mgmt | For | For | For | |||||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
Equity LifeStyle Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELS | CUSIP 29472R108 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||||
5 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||||
7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||||
8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Franco-Nevada Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FNV | CUSIP 351858105 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Harquail | Mgmt | For | For | For | |||||
1.2 | Elect Paul Brink | Mgmt | For | For | For | |||||
1.3 | Elect Tom Albanese | Mgmt | For | For | For | |||||
1.4 | Elect Derek W. Evans | Mgmt | For | For | For | |||||
1.5 | Elect Catharine Farrow | Mgmt | For | For | For | |||||
1.6 | Elect Louis P. Gignac | Mgmt | For | For | For | |||||
1.7 | Elect Maureen Jensen | Mgmt | For | For | For | |||||
1.8 | Elect Jennifer Maki | Mgmt | For | For | For | |||||
1.9 | Elect Randall Oliphant | Mgmt | For | For | For | |||||
1.10 | Elect David R. Peterson | Mgmt | For | For | For | |||||
1.11 | Elect Elliott Pew | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | |||||
2 | Elect Ashton B. Carter | Mgmt | For | For | For | |||||
3 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | For | |||||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||||
5 | Elect Edward P. Garden | Mgmt | For | For | For | |||||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||||
7 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||||
8 | Elect Catherine Lesjak | Mgmt | For | For | For | |||||
9 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||
10 | Elect Leslie F. Seidman | Mgmt | For | For | For | |||||
11 | Elect James S. Tisch | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
HCA Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCA | CUSIP 40412C101 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||||
2 | Elect Samuel N. Hazen | Mgmt | For | For | For | |||||
3 | Elect Meg G. Crofton | Mgmt | For | For | For | |||||
4 | Elect Robert J. Dennis | Mgmt | For | For | For | |||||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||||
6 | Elect William R. Frist | Mgmt | For | For | For | |||||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
8 | Elect Michael W. Michelson | Mgmt | For | For | For | |||||
9 | Elect Wayne J. Riley | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Adoption of Right to Call Special Meetings | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||||
2 | Elect Susan Crown | Mgmt | For | For | For | |||||
3 | Elect James W. Griffith | Mgmt | For | For | For | |||||
4 | Elect Jay L. Henderson | Mgmt | For | For | For | |||||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | |||||
6 | Elect E. Scott Santi | Mgmt | For | For | For | |||||
7 | Elect David H. B. Smith, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin M. Warren | Mgmt | For | For | For | |||||
10 | Elect Anre D. Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||||
7 | Elect Hubert Joly | Mgmt | For | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||||
9 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Removal of Directors Without Cause | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | For | Against | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | For | |||||
9 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Lincoln National Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNC | CUSIP 534187109 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||||
10 | Elect Lynn M. Utter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Incentive Compensation Plan | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
Medtronic Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP G5960L103 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||||
6 | Elect Omar Ishrak | Mgmt | For | For | For | |||||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||||
9 | Elect Geoffrey Straub Martha | Mgmt | For | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||||
3 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||||
4 | Elect David L. Herzog | Mgmt | For | For | For | |||||
5 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||||
8 | Elect Michel A. Khalaf | Mgmt | For | For | For | |||||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||||
10 | Elect Diana McKenzie | Mgmt | For | For | For | |||||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||||
12 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mondelez International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDLZ | CUSIP 609207105 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||||
5 | Elect Peter W. May | Mgmt | For | For | For | |||||
6 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||||
7 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||||
10 | Elect Takeshi Ogasawara | Mgmt | For | For | For | |||||
11 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||||
12 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Nestle S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NESN | CUSIP 641069406 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Compensation Report | Mgmt | For | For | For | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Paul Bulcke as Board Chair | Mgmt | For | For | For | |||||
6 | Elect Ulf Mark Schneider | Mgmt | For | For | For | |||||
7 | Elect Henri de Castries | Mgmt | For | For | For | |||||
8 | Elect Renato Fassbind | Mgmt | For | For | For | |||||
9 | Elect Ann M. Veneman | Mgmt | For | For | For | |||||
10 | Elect Eva Cheng | Mgmt | For | For | For | |||||
11 | Elect Patrick Aebischer | Mgmt | For | For | For | |||||
12 | Elect Ursula M. Burns | Mgmt | For | For | For | |||||
13 | Elect Kasper Rorsted | Mgmt | For | For | For | |||||
14 | Elect Pablo Isla | Mgmt | For | For | For | |||||
15 | Elect Kimberly A. Ross | Mgmt | For | For | For | |||||
16 | Elect Dick Boer | Mgmt | For | For | For | |||||
17 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
18 | Elect Hanne Jimenez de Mora | Mgmt | For | For | For | |||||
19 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | For | For | |||||
20 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | For | For | |||||
21 | Elect Pablo Isla as Compensation Committee Member | Mgmt | For | For | For | |||||
22 | Elect Dick Boer as Compensation Committee Member | Mgmt | For | For | For | |||||
23 | Appointment of Auditor | Mgmt | For | For | For | |||||
24 | Appointment of Independent Proxy | Mgmt | For | For | For | |||||
25 | Board Compensation | Mgmt | For | For | For | |||||
26 | Executive Compensation | Mgmt | For | For | For | |||||
27 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
28 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | Abstain | N/A | |||||
Newmont Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEM | CUSIP 651639106 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||||
4 | Elect Maura J. Clark | Mgmt | For | For | For | |||||
5 | Elect Matthew Coon Come | Mgmt | For | For | For | |||||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||||
8 | Elect Rene Medori | Mgmt | For | For | For | |||||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||||
10 | Elect Thomas Palmer | Mgmt | For | For | For | |||||
11 | Elect Julio M. Quintana | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||||
2 | Elect Andrew Gould | Mgmt | For | Against | Against | |||||
3 | Elect Nicholas F. Graziano | Mgmt | For | For | For | |||||
4 | Elect Carlos M. Gutierrez | Mgmt | For | Against | Against | |||||
5 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||||
6 | Elect William R. Klesse | Mgmt | For | For | For | |||||
7 | Elect Andrew N. Langham | Mgmt | For | Against | Against | |||||
8 | Elect Jack B. Moore | Mgmt | For | For | For | |||||
9 | Elect Margarita Palau-Hernandez | Mgmt | For | For | For | |||||
10 | Elect Avedick B. Poladian | Mgmt | For | Against | Against | |||||
11 | Elect Robert M Shearer | Mgmt | For | Against | Against | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||||
15 | Issuance of Common Stock Underlying the Berkshire Hathaway Warrant | Mgmt | For | For | For | |||||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
17 | Amendments to Enhance Shareholders' Ability to Act by Written Consent | Mgmt | For | For | For | |||||
18 | Amendment to Threshold Required to Call Special Meetings and Amendments Relating to Filling Vacancies | Mgmt | For | For | For | |||||
19 | Approval of the Shareholder Rights Agreement | Mgmt | For | For | For | |||||
PACCAR Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCAR | CUSIP 693718108 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark C. Pigott | Mgmt | For | For | For | |||||
2 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||||
3 | Elect Franklin L. Feder | Mgmt | For | For | For | |||||
4 | Elect R. Preston Feight | Mgmt | For | For | For | |||||
5 | Elect Beth E. Ford | Mgmt | For | For | For | |||||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||||
7 | Elect Roderick C. McGeary | Mgmt | For | Against | Against | |||||
8 | Elect John M. Pigott | Mgmt | For | For | For | |||||
9 | Elect Mark A. Schulz | Mgmt | For | For | For | |||||
10 | Elect Gregory M. Spierkel | Mgmt | For | For | For | |||||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to Certificate of Incorporation to Confirm Special Meeting Rights | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regard Right to Act By Written Consent | ShrHoldr | Against | For | Against | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||||
7 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||||
8 | Elect David C. Page | Mgmt | For | For | For | |||||
9 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||||
10 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||||
11 | Elect Darren Walker | Mgmt | For | For | For | |||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||||
2 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||||
4 | Elect Lisa A. Hook | Mgmt | For | For | For | |||||
5 | Elect Jennifer Xin-Zhe Li | Mgmt | For | For | For | |||||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||||
7 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
8 | Elect Lucio A. Noto | Mgmt | For | For | For | |||||
9 | Elect Frederik Paulsen | Mgmt | For | For | For | |||||
10 | Elect Robert B. Polet | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Phillips 66 | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSX | CUSIP 718546104 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | Against | |||||
Pioneer Natural Resources Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PXD | CUSIP 723787107 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||||
3 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||||
4 | Elect Larry R. Grillot | Mgmt | For | For | For | |||||
5 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||||
6 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||||
7 | Elect Frank A. Risch | Mgmt | For | For | For | |||||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||||
9 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||||
10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||||
12 | Elect Michael D. Wortley | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prologis, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 74340W103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Public Storage | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSA | CUSIP 74460D109 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
8 | Elect John Reyes | Mgmt | For | Against | Against | |||||
9 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||||
10 | Elect Tariq M Shaukat | Mgmt | For | For | For | |||||
11 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||||
12 | Elect Daniel C. Staton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
PulteGroup, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PHM | CUSIP 745867101 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||||
10 | Elect Lila Snyder | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Raytheon Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTX | CUSIP 913017109 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd J. Austin, III | Mgmt | For | For | For | |||||
2 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||||
3 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||||
4 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||||
5 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | |||||
6 | Elect Denise L. Ramos | Mgmt | For | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||||
8 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
12 | Shareholder Proposal Regarding Report on Plant Closures | ShrHoldr | Against | Against | For | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CUSIP 767204100 | 04/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
4 | Approve Termination Benefits | Mgmt | For | For | For | |||||
5 | Elect Hinda Gharbi | Mgmt | For | For | For | |||||
6 | Elect Jennifer Nason | Mgmt | For | For | For | |||||
7 | Elect Ngaire Woods | Mgmt | For | For | For | |||||
8 | Elect Megan E. Clark | Mgmt | For | For | For | |||||
9 | Elect David W. Constable | Mgmt | For | For | For | |||||
10 | Elect Simon P. Henry | Mgmt | For | For | For | |||||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||||
14 | Elect Simon McKeon | Mgmt | For | For | For | |||||
15 | Elect Jakob Stausholm | Mgmt | For | For | For | |||||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Amendments to Articles (General Updates) | Mgmt | For | For | For | |||||
21 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Schlumberger N.V. (Schlumberger Limited) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick de la Chevardiere | Mgmt | For | For | For | |||||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||||
3 | Elect Olivier Le Peuch | Mgmt | For | For | For | |||||
4 | Elect Tatiana A. Mitrova | Mgmt | For | For | For | |||||
5 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||||
6 | Elect Mark G. Papa | Mgmt | For | For | For | |||||
7 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||||
8 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
9 | Elect Jeffrey W. Sheets | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Accounts and Reports; Approval of Dividend | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Starwood Property Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STWD | CUSIP 85571B105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||||
1.3 | Elect Camille Douglas | Mgmt | For | For | For | |||||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||||
1.5 | Elect Fred S. Ridley | Mgmt | For | For | For | |||||
1.6 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||||
1.7 | Elect Strauss Zelnick | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teva Pharmaceutical Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEVA | CUSIP 881624209 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sol J. Barer | Mgmt | For | For | For | |||||
2 | Elect Jean-Michel Halfon | Mgmt | For | For | For | |||||
3 | Elect Nechemia J. Peres | Mgmt | For | For | For | |||||
4 | Elect Janet S. Vergis | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Approval of 2020 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||||
7 | Amend Employment Terms of CEO | Mgmt | For | Against | Against | |||||
8 | Amendment to Articles of Association | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||||
5 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Against | Against | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||||
7 | Elect Christine M. McCarthy | Mgmt | For | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||||
10 | Elect David. S. Taylor | Mgmt | For | For | For | |||||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of the 2019 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||||
Tiffany & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TIF | CUSIP 886547108 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
United Airlines Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
2 | Elect Barnaby "Barney" M. Harford | Mgmt | For | For | For | |||||
3 | Elect Michele J. Hooper | Mgmt | For | For | For | |||||
4 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
5 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||||
6 | Elect J. Scott Kirby | Mgmt | For | For | For | |||||
7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
8 | Elect Edward M. Philip | Mgmt | For | For | For | |||||
9 | Elect Edward L. Shapiro | Mgmt | For | For | For | |||||
10 | Elect David J. Vitale | Mgmt | For | For | For | |||||
11 | Elect James M. Whitehurst | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 10/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger with Raytheon | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Valero Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VLO | CUSIP 91913Y100 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||||
5 | Elect Eric D. Mullins | Mgmt | For | For | For | |||||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | |||||
7 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | |||||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
WPX Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPX | CUSIP 98212B103 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John A. Carrig | Mgmt | For | For | For | |||||
2 | Elect Clay M. Gaspar | Mgmt | For | For | For | |||||
3 | Elect Robert K. Herdman | Mgmt | For | For | For | |||||
4 | Elect Kelt Kindick | Mgmt | For | For | For | |||||
5 | Elect Karl F. Kurz | Mgmt | For | For | For | |||||
6 | Elect Kimberly S. Lubel | Mgmt | For | For | For | |||||
7 | Elect Richard E. Muncrief | Mgmt | For | For | For | |||||
8 | Elect D.Martin Phillips | Mgmt | For | For | For | |||||
9 | Elect Douglas E. Swanson, Jr. | Mgmt | For | For | For | |||||
10 | Elect Valerie M. Williams | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
WPX Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPX | CUSIP 98212B103 | 03/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Zimmer Biomet Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBH | CUSIP 98956P102 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||||
4 | Elect Michael J. Farrell | Mgmt | For | For | For | |||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||||
7 | Elect Bryan C Hanson | Mgmt | For | For | For | |||||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||||
9 | Elect Maria Teresa Hilado | Mgmt | For | For | For | |||||
10 | Elect Syed Jafry | Mgmt | For | For | For | |||||
11 | Elect Michael W. Michelson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Zions Bancorporation, National Association | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZION | CUSIP 989701107 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||||
2 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||||
3 | Elect Suren K. Gupta | Mgmt | For | For | For | |||||
4 | Elect J. David Heaney | Mgmt | For | For | For | |||||
5 | Elect Vivian S. Lee | Mgmt | For | For | For | |||||
6 | Elect Scott J. McLean | Mgmt | For | For | For | |||||
7 | Elect Edward F. Murphy | Mgmt | For | For | For | |||||
8 | Elect Stephen D. Quinn | Mgmt | For | For | For | |||||
9 | Elect Harris H. Simmons | Mgmt | For | For | For | |||||
10 | Elect Aaron B. Skonnard | Mgmt | For | For | For | |||||
11 | Elect Barbara A. Yastine | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Mid Cap Growth Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
ABIOMED, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABMD | CUSIP 003654100 | 08/07/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael R. Minogue | Mgmt | For | For | For | |||||
1.2 | Elect Martin P. Sutter | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Advanced Micro Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMD | CUSIP 007903107 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John E. Caldwell | Mgmt | For | For | For | |||||
2 | Elect Nora M. Denzel | Mgmt | For | For | For | |||||
3 | Elect D. Mark Durcan | Mgmt | For | For | For | |||||
4 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||||
5 | Elect Joseph A. Householder | Mgmt | For | For | For | |||||
6 | Elect John W. Marren | Mgmt | For | For | For | |||||
7 | Elect Lisa T. Su | Mgmt | For | For | For | |||||
8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Aercap Holdings N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AER | CUSIP N00985106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
3 | Elect Paul Dacier | Mgmt | For | For | For | |||||
4 | Elect Richard Michael Gradon | Mgmt | For | For | For | |||||
5 | Elect Robert G. Warden | Mgmt | For | For | For | |||||
6 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares with Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
11 | Authority to Suppress Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||||
14 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | |||||
Akamai Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKAM | CUSIP 00971T101 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Tom Killalea | Mgmt | For | For | For | |||||
1.2 | Elect F. Thomson Leighton | Mgmt | For | For | For | |||||
1.3 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||||
1.4 | Elect Monte Ford | Mgmt | For | For | For | |||||
1.5 | Elect Madhu Ranganathan | Mgmt | For | For | For | |||||
1.6 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||
1.7 | Elect Bernardus Verwaayen | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alaska Air Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALK | CUSIP 011659109 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||||
2 | Elect James A. Beer | Mgmt | For | For | For | |||||
3 | Elect Marion C. Blakey | Mgmt | For | For | For | |||||
4 | Elect Raymond L. Conner | Mgmt | For | For | For | |||||
5 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||||
6 | Elect Kathleen T. Hogan | Mgmt | For | For | For | |||||
7 | Elect Susan J. Li | Mgmt | For | For | For | |||||
8 | Elect Benito Minicucci | Mgmt | For | For | For | |||||
9 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||||
10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||||
11 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||||
12 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Alexion Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALXN | CUSIP 015351109 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Felix J. Baker | Mgmt | For | For | For | |||||
1.2 | Elect David R. Brennan | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||||
1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||||
1.7 | Elect John T. Mollen | Mgmt | For | For | For | |||||
1.8 | Elect Francois Nader | Mgmt | For | For | For | |||||
1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||||
1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Alteryx, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AYX | CUSIP 02156B103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles R. Cory | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey L. Horing | Mgmt | For | For | For | |||||
1.3 | Elect Dean A. Stoecker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Altice USA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATUS | CUSIP 02156K103 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick Drahi | Mgmt | For | For | For | |||||
2 | Elect Gerrit Jan Bakker | Mgmt | For | For | For | |||||
3 | Elect Manon Brouillette | Mgmt | For | For | For | |||||
4 | Elect David Drahi | Mgmt | For | Against | Against | |||||
5 | Elect Dexter Goei | Mgmt | For | For | For | |||||
6 | Elect Mark Mullen | Mgmt | For | For | For | |||||
7 | Elect Dennis Okhuijsen | Mgmt | For | For | For | |||||
8 | Elect Charles Stewart | Mgmt | For | For | For | |||||
9 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2017 Long Term Incentive Plan | Mgmt | For | For | For | |||||
AMETEK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AME | CUSIP 031100100 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas A. Amato | Mgmt | For | For | For | |||||
2 | Elect Anthony J. Conti | Mgmt | For | For | For | |||||
3 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amphenol Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APH | CUSIP 032095101 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stanley L. Clark | Mgmt | For | For | For | |||||
2 | Elect John D. Craig | Mgmt | For | For | For | |||||
3 | Elect David P. Falck | Mgmt | For | For | For | |||||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||||
5 | Elect Robert A. Livingston | Mgmt | For | For | For | |||||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | |||||
7 | Elect R. Adam Norwitt | Mgmt | For | For | For | |||||
8 | Elect Anne C. Wolff | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Aptiv PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APTV | CUSIP G6095L109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||||
3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||||
5 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Paul M. Meister | Mgmt | For | For | For | |||||
8 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||||
9 | Elect Colin J. Parris | Mgmt | For | For | For | |||||
10 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Arthur J. Gallagher & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AJG | CUSIP 363576109 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||||
2 | Elect William L. Bax | Mgmt | For | For | For | |||||
3 | Elect D. John Coldman | Mgmt | For | For | For | |||||
4 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||||
5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||||
6 | Elect David S. Johnson | Mgmt | For | For | For | |||||
7 | Elect Kay W. McCurdy | Mgmt | For | For | For | |||||
8 | Elect Christopher C. Miskel | Mgmt | For | For | For | |||||
9 | Elect Ralph J. Nicoletti | Mgmt | For | For | For | |||||
10 | Elect Norman L. Rosenthal | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Against | For | Against | |||||
Ascendis Pharma A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASND | CUSIP 04351P101 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||||
2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Albert Cha | Mgmt | For | For | For | |||||
6 | Elect Birgitte Volck | Mgmt | For | For | For | |||||
7 | Elect Lars Holtug | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Issue Warrants w/o Preemptive Rights Pursuant to LTI | Mgmt | For | For | For | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||||
5 | Elect Harriet Edelman | Mgmt | For | For | For | |||||
6 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||||
7 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
8 | Elect Debra J. Perry | Mgmt | For | For | For | |||||
9 | Elect Ognjen Redzic | Mgmt | For | For | For | |||||
10 | Elect Paul J. Reilly | Mgmt | For | For | For | |||||
11 | Elect Robert W. Stein | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Avantor, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVTR | CUSIP 05352A100 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Juan Andres | Mgmt | For | For | For | |||||
1.2 | Elect Andre V. Moura | Mgmt | For | For | For | |||||
1.3 | Elect Jonathan M. Peacock | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Axon Enterprise, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAXN | CUSIP 05464C101 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark W. Kroll | Mgmt | For | For | For | |||||
1.2 | Elect Matthew R McBrady | Mgmt | For | For | For | |||||
1.3 | Elect Patrick W. Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement- Article 5 | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement- Article 6 | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||
Ball Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLL | CUSIP 058498106 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||||
1.2 | Elect Cathy D. Ross | Mgmt | For | For | For | |||||
1.3 | Elect Betty Sapp | Mgmt | For | For | For | |||||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bio-Rad Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIO | CUSIP 090572207 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold A. Pinkston | Mgmt | For | For | For | |||||
2 | Elect Melinda Litherland | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Biomarin Pharmaceutical Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMRN | CUSIP 09061G101 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||||
1.2 | Elect Elizabeth McKee Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Willard H. Dere | Mgmt | For | For | For | |||||
1.4 | Elect Michael Grey | Mgmt | For | For | For | |||||
1.5 | Elect Elaine J. Heron | Mgmt | For | For | For | |||||
1.6 | Elect Robert J. Hombach | Mgmt | For | For | For | |||||
1.7 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||||
1.8 | Elect Richard A. Meier | Mgmt | For | For | For | |||||
1.9 | Elect David E.I. Pyott | Mgmt | For | For | For | |||||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
BJ's Wholesale Club Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BJ | CUSIP 05550J101 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Maile Clark | Mgmt | For | For | For | |||||
1.2 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Boston Beer Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAM | CUSIP 100557107 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Meghan V Joyce | Mgmt | For | For | For | |||||
1.2 | Elect Michael Spillane | Mgmt | For | For | For | |||||
1.3 | Elect Jean-Michel Valette | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bright Horizons Family Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFAM | CUSIP 109194100 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen H. Kramer | Mgmt | For | For | For | |||||
2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | For | For | |||||
3 | Elect David H. Lissy | Mgmt | For | For | For | |||||
4 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Burlington Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BURL | CUSIP 122017106 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ted English | Mgmt | For | For | For | |||||
2 | Elect Jordan Hitch | Mgmt | For | For | For | |||||
3 | Elect Mary Ann Tocio | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Catalent, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTLT | CUSIP 148806102 | 10/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Madhavan Balachandran | Mgmt | For | For | For | |||||
2 | Elect J. Martin Carroll | Mgmt | For | For | For | |||||
3 | Elect John J. Greisch | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cboe Global Markets, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBOE | CUSIP 12503M108 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward T. Tilly | Mgmt | For | For | For | |||||
2 | Elect Eugene S. Sunshine | Mgmt | For | For | For | |||||
3 | Elect William M. Farrow III | Mgmt | For | For | For | |||||
4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | |||||
5 | Elect Janet P. Froetscher | Mgmt | For | For | For | |||||
6 | Elect Jill R. Goodman | Mgmt | For | For | For | |||||
7 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||||
8 | Elect James Parisi | Mgmt | For | For | For | |||||
9 | Elect Joseph P. Ratterman | Mgmt | For | For | For | |||||
10 | Elect Michael L. Richter | Mgmt | For | For | For | |||||
11 | Elect Jill E. Sommers | Mgmt | For | For | For | |||||
12 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
CDW Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDW | CUSIP 12514G108 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | |||||
2 | Elect Barry K. Allen | Mgmt | For | For | For | |||||
3 | Elect Lynda M. Clarizio | Mgmt | For | For | For | |||||
4 | Elect Christine A. Leahy | Mgmt | For | For | For | |||||
5 | Elect David W. Nelms | Mgmt | For | For | For | |||||
6 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||||
7 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Centene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNC | CUSIP 15135B101 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael F. Neidorff | Mgmt | For | For | For | |||||
2 | Elect H. James Dallas | Mgmt | For | For | For | |||||
3 | Elect Robert K. Ditmore | Mgmt | For | For | For | |||||
4 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||||
5 | Elect Lori J. Robinson | Mgmt | For | For | For | |||||
6 | Elect William L. Trubeck | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
Chegg, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHGG | CUSIP 163092109 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Renee Budig | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
1.3 | Elect Ted Schlein | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Church & Dwight Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHD | CUSIP 171340102 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James R. Craigie | Mgmt | For | For | For | |||||
2 | Elect Bradley C. Irwin | Mgmt | For | For | For | |||||
3 | Elect Penry W. Price | Mgmt | For | For | For | |||||
4 | Elect Janet S. Vergis | Mgmt | For | For | For | |||||
5 | Elect Arthur B. Winkleblack | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Amendment to Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
9 | Amendment to the Advance Notice Provisions | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cintas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTAS | CUSIP 172908105 | 10/29/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerald S. Adolph | Mgmt | For | For | For | |||||
2 | Elect John F. Barrett | Mgmt | For | For | For | |||||
3 | Elect Melanie W. Barstad | Mgmt | For | For | For | |||||
4 | Elect Karen L. Carnahan | Mgmt | For | For | For | |||||
5 | Elect Robert E. Coletti | Mgmt | For | For | For | |||||
6 | Elect Scott D. Farmer | Mgmt | For | For | For | |||||
7 | Elect James J. Johnson | Mgmt | For | For | For | |||||
8 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Citrix Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTXS | CUSIP 177376100 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||||
2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||||
3 | Elect Robert D. Daleo | Mgmt | For | For | For | |||||
4 | Elect Murray J. Demo | Mgmt | For | For | For | |||||
5 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||||
6 | Elect David Henshall | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Hogan | Mgmt | For | For | For | |||||
8 | Elect Moira Kilcoyne | Mgmt | For | For | For | |||||
9 | Elect Peter J. Sacripanti | Mgmt | For | For | For | |||||
10 | Elect J. Donald Sherman | Mgmt | For | For | For | |||||
11 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Clarivate Analytics Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCC | CUSIP G21810109 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sheryl G. von Blucher | Mgmt | For | Against | Against | |||||
2 | Elect Jane Okun Bomba | Mgmt | For | For | For | |||||
3 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | |||||
5 | Change of Name | Mgmt | For | For | For | |||||
6 | Bundled Amendments of Memorandum and Articles of Association | Mgmt | For | For | For | |||||
7 | Open-Market Share Repurchases | Mgmt | For | For | For | |||||
8 | Share Repurchases from the Private Equity Sponsors | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Columbia Sportswear Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COLM | CUSIP 198516106 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Timothy P. Boyle | Mgmt | For | For | For | |||||
1.2 | Elect Stephen E. Babson | Mgmt | For | For | For | |||||
1.3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||||
1.4 | Elect Walter T. Klenz | Mgmt | For | For | For | |||||
1.5 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
1.6 | Elect Ronald E. Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Sabrina Simmons | Mgmt | For | For | For | |||||
1.8 | Elect Malia H. Wasson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
Costar Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSGP | CUSIP 22160N109 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael R. Klein | Mgmt | For | For | For | |||||
2 | Elect Andrew C. Florance | Mgmt | For | For | For | |||||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | For | |||||
4 | Elect Michael J. Glosserman | Mgmt | For | For | For | |||||
5 | Elect John W. Hill | Mgmt | For | For | For | |||||
6 | Elect Robert W. Musslewhite | Mgmt | For | For | For | |||||
7 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||||
8 | Elect Louise S. Sams | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Coupa Software Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COUP | CUSIP 22266L106 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Scott Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
DocuSign, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOCU | CUSIP 256163106 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cynthia Gaylor | Mgmt | For | For | For | |||||
1.2 | Elect S. Steven Singh | Mgmt | For | For | For | |||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Encompass Health Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EHC | CUSIP 29261A100 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Greg D. Carmichael | Mgmt | For | For | For | |||||
2 | Elect John W. Chidsey | Mgmt | For | For | For | |||||
3 | Elect Donald L. Correll | Mgmt | For | For | For | |||||
4 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||||
5 | Elect Charles M. Elson | Mgmt | For | For | For | |||||
6 | Elect Joan E. Herman | Mgmt | For | For | For | |||||
7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||||
8 | Elect Leslye G. Katz | Mgmt | For | For | For | |||||
9 | Elect Patricia A. Maryland | Mgmt | For | For | For | |||||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||||
11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||||
12 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
13 | Elect Mark J. Tarr | Mgmt | For | For | For | |||||
14 | Elect Terrance Williams | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Entegris, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENTG | CUSIP 29362U104 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||||
2 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||||
3 | Elect James F. Gentilcore | Mgmt | For | For | For | |||||
4 | Elect James P. Lederer | Mgmt | For | For | For | |||||
5 | Elect Bertrand Loy | Mgmt | For | For | For | |||||
6 | Elect Paul L.H. Olson | Mgmt | For | For | For | |||||
7 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | For | |||||
8 | Elect Brian Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
EPAM Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EPAM | CUSIP 29414B104 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eugene Roman | Mgmt | For | For | For | |||||
2 | Elect Jill B. Smart | Mgmt | For | For | For | |||||
3 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Everbridge, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVBG | CUSIP 29978A104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jaime Ellertson | Mgmt | For | For | For | |||||
1.2 | Elect Sharon Rowlands | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Exact Sciences Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXAS | CUSIP 30063P105 | 07/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin T. Conroy | Mgmt | For | For | For | |||||
1.2 | Elect Katherine S. Zanotti | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Approval of the 2019 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Fiserv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FISV | CUSIP 337738108 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||||
1.2 | Elect Alison Davis | Mgmt | For | For | For | |||||
1.3 | Elect Henrique De Castro | Mgmt | For | For | For | |||||
1.4 | Elect Harry DiSimone | Mgmt | For | For | For | |||||
1.5 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||||
1.6 | Elect Heidi G. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Scott C. Nuttall | Mgmt | For | For | For | |||||
1.8 | Elect Denis J. O'Leary | Mgmt | For | For | For | |||||
1.9 | Elect Doyle R. Simons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery W. Yabuki | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Five Below, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIVE | CUSIP 33829M101 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel D. Anderson | Mgmt | For | For | For | |||||
2 | Elect Kathleen S. Barclay | Mgmt | For | For | For | |||||
3 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Generac Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNRC | CUSIP 368736104 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marcia J. Avedon | Mgmt | For | For | For | |||||
1.2 | Elect Bennett J. Morgan | Mgmt | For | For | For | |||||
1.3 | Elect Dominick P. Zarcone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Global Payments Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPN | CUSIP 37940X102 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||||
2 | Elect Robert H.B. Baldwin, Jr. | Mgmt | For | Against | Against | |||||
3 | Elect John G. Bruno | Mgmt | For | For | For | |||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
5 | Elect William I. Jacobs | Mgmt | For | For | For | |||||
6 | Elect Joia M. Johnson | Mgmt | For | For | For | |||||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||||
8 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||||
9 | Elect William B. Plummer | Mgmt | For | For | For | |||||
10 | Elect Jeffrey S. Sloan | Mgmt | For | For | For | |||||
11 | Elect John T. Turner | Mgmt | For | For | For | |||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Global Payments Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPN | CUSIP 37940X102 | 08/29/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Declassification of Board | Mgmt | For | For | For | |||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
HEICO Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEI | CUSIP 422806109 | 03/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | |||||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | |||||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||||
1.5 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||||
1.6 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||||
1.7 | Elect Julie Neitzel | Mgmt | For | For | For | |||||
1.8 | Elect Alan Schriesheim | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hill-Rom Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRC | CUSIP 431475102 | 02/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William G. Dempsey | Mgmt | For | For | For | |||||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | |||||
1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | |||||
1.4 | Elect Mary Garrett | Mgmt | For | For | For | |||||
1.5 | Elect James R. Giertz | Mgmt | For | For | For | |||||
1.6 | Elect John P. Groetelaars | Mgmt | For | For | For | |||||
1.7 | Elect William H. Kucheman | Mgmt | For | For | For | |||||
1.8 | Elect Ronald A. Malone | Mgmt | For | For | For | |||||
1.9 | Elect Gregory J. Moore | Mgmt | For | For | For | |||||
1.10 | Elect Felicia F. Norwood | Mgmt | For | For | For | |||||
1.11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Hubspot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUBS | CUSIP 443573100 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Julie Herendeen | Mgmt | For | For | For | |||||
2 | Elect Michael Simon | Mgmt | For | For | For | |||||
3 | Elect Jay Simons | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
IAC/InterActiveCorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IAC | CUSIP 44919P508 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Match Separation | Mgmt | For | For | For | |||||
2 | New Match Board Classification | Mgmt | For | Against | Against | |||||
3 | Elimination of Written Consent | Mgmt | For | Against | Against | |||||
4 | Bundled Charter Amendments | Mgmt | For | For | For | |||||
5 | Issuance of Common Stock | Mgmt | For | For | For | |||||
6 | 2020 Stock and Annual Incentive Plan | Mgmt | For | For | For | |||||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
8 | Elect Chelsea Clinton | Mgmt | For | For | For | |||||
9 | Elect Barry Diller | Mgmt | For | For | For | |||||
10 | Elect Michael D. Eisner | Mgmt | For | Abstain | Against | |||||
11 | Elect Bonnie S. Hammer | Mgmt | For | Abstain | Against | |||||
12 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||||
13 | Elect Joseph Levin | Mgmt | For | For | For | |||||
14 | Elect Bryan Lourd | Mgmt | For | For | For | |||||
15 | Elect David Rosenblatt | Mgmt | For | For | For | |||||
16 | Elect Alan G. Spoon | Mgmt | For | For | For | |||||
17 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||||
18 | Elect Richard F. Zannino | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Idex Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IEX | CUSIP 45167R104 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew K. Silvernail | Mgmt | For | For | For | |||||
1.2 | Elect Katrina L. Helmkamp | Mgmt | For | For | For | |||||
1.3 | Elect Mark A. Beck | Mgmt | For | For | For | |||||
1.4 | Elect Carl. R. Christenson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | |||||
Idexx Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDXX | CUSIP 45168D104 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||||
2 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||||
3 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Incyte Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INCY | CUSIP 45337C102 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Julian C. Baker | Mgmt | For | For | For | |||||
2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||||
3 | Elect Paul J. Clancy | Mgmt | For | For | For | |||||
4 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||||
5 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||||
6 | Elect Paul A. Friedman | Mgmt | For | For | For | |||||
7 | Elect Edmund P. Harrigan | Mgmt | For | For | For | |||||
8 | Elect Katherine A. High | Mgmt | For | For | For | |||||
9 | Elect Herve Hoppenot | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
Insulet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PODD | CUSIP 45784P101 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sally Crawford | Mgmt | For | For | For | |||||
1.2 | Elect Michael R. Minogue | Mgmt | For | For | For | |||||
1.3 | Elect Corinne H. Nevinny | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jones Lang LaSalle Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JLL | CUSIP 48020Q107 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||||
4 | Elect Ming Lu | Mgmt | For | For | For | |||||
5 | Elect Bridget Macaskill | Mgmt | For | For | For | |||||
6 | Elect Deborah H. McAneny | Mgmt | For | For | For | |||||
7 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||||
8 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||||
9 | Elect Jeetendra I. Patel | Mgmt | For | For | For | |||||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||||
11 | Elect Ann Marie Petach | Mgmt | For | For | For | |||||
12 | Elect Christian Ulbrich | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Keysight Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEYS | CUSIP 49338L103 | 03/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||||
2 | Elect Richard Hamada | Mgmt | For | For | For | |||||
3 | Elect Paul A. Lacouture | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
KLA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/05/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||||
3 | Elect Jeneanne Hanley | Mgmt | For | For | For | |||||
4 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||||
6 | Elect Gary B. Moore | Mgmt | For | For | For | |||||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | |||||
8 | Elect Victor Peng | Mgmt | For | For | For | |||||
9 | Elect Robert A. Rango | Mgmt | For | For | For | |||||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
L3Harris Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHX | CUSIP 502431109 | 04/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||||
2 | Elect William M. Brown | Mgmt | For | For | For | |||||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||||
4 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||||
5 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||||
6 | Elect Roger Fradin | Mgmt | For | For | For | |||||
7 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
8 | Elect Lewis Kramer | Mgmt | For | For | For | |||||
9 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||||
10 | Elect Rita S. Lane | Mgmt | For | For | For | |||||
11 | Elect Robert B. Millard | Mgmt | For | For | For | |||||
12 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Voting and "Fair Price" Requirement for Business Combinations Involving Interested Shareholders | Mgmt | For | For | For | |||||
16 | Amendment Regarding the Elimination of the Anti-Greenmail Provision | Mgmt | For | For | For | |||||
17 | Elimination of Cumulative Voting Provision | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
L3Harris Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHX | CUSIP 502431109 | 10/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||||
2 | Elect William M. Brown | Mgmt | For | For | For | |||||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||||
4 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||||
5 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||||
6 | Elect Roger Fradin | Mgmt | For | For | For | |||||
7 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
8 | Elect Lewis Kramer | Mgmt | For | For | For | |||||
9 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||||
10 | Elect Rita S. Lane | Mgmt | For | For | For | |||||
11 | Elect Robert B. Millard | Mgmt | For | For | For | |||||
12 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lamb Weston Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LW | CUSIP 513272104 | 09/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter J. Bensen | Mgmt | For | For | For | |||||
2 | Elect Charles A. Blixt | Mgmt | For | For | For | |||||
3 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||||
6 | Elect Hala G. Moddelmog | Mgmt | For | For | For | |||||
7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | |||||
8 | Elect Thomas P. Werner | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||||
MarketAxess Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MKTX | CUSIP 57060D108 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard M. McVey | Mgmt | For | For | For | |||||
2 | Elect Nancy A. Altobello | Mgmt | For | For | For | |||||
3 | Elect Steven Begleiter | Mgmt | For | For | For | |||||
4 | Elect Stephen P. Casper | Mgmt | For | For | For | |||||
5 | Elect Jane P. Chwick | Mgmt | For | For | For | |||||
6 | Elect Christopher R. Concannon | Mgmt | For | For | For | |||||
7 | Elect William F. Cruger | Mgmt | For | For | For | |||||
8 | Elect Justin G. Gmelich | Mgmt | For | For | For | |||||
9 | Elect Richard G. Ketchum | Mgmt | For | For | For | |||||
10 | Elect Emily H. Portney | Mgmt | For | For | For | |||||
11 | Elect Richard L. Prager | Mgmt | For | For | For | |||||
12 | Elect John Steinhardt | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
Masimo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MASI | CUSIP 574795100 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Julie A. Shimer | Mgmt | For | For | For | |||||
2 | Elect H. Michael Cohen | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Amendment to the Executive Bonus Incentive Plan | Mgmt | For | For | For | |||||
MasTec, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTZ | CUSIP 576323109 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||||
1.2 | Elect Julia L. Johnson | Mgmt | For | For | For | |||||
1.3 | Elect Jorge Mas | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Monolithic Power Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MPWR | CUSIP 609839105 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Victor K. Lee | Mgmt | For | For | For | |||||
1.2 | Elect James C. Moyer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Neurocrine Biosciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBIX | CUSIP 64125C109 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin C. Gorman | Mgmt | For | For | For | |||||
1.2 | Elect Gary A. Lyons | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
New Relic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEWR | CUSIP 64829B100 | 08/22/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Caroline Watteeuw-Carlisle | Mgmt | For | For | For | |||||
1.2 | Elect Dan Scholnick | Mgmt | For | For | For | |||||
1.3 | Elect James R. Tolonen | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nexstar Media Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXST | CUSIP 65336K103 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis A. Miller | Mgmt | For | For | For | |||||
1.2 | Elect John R. Muse | Mgmt | For | Withhold | Against | |||||
1.3 | Elect I. Martin Pompadur | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
O'Reilly Automotive, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORLY | CUSIP 67103H107 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||||
3 | Elect Greg Henslee | Mgmt | For | For | For | |||||
4 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||||
5 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||||
6 | Elect John R. Murphy | Mgmt | For | For | For | |||||
7 | Elect Dana M. Perlman | Mgmt | For | For | For | |||||
8 | Elect Maria A. Sastre | Mgmt | For | For | For | |||||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Amendment to Articles to Delete Unnecessary and Outdated Language | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Human Capital Management Reporting | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
Okta, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OKTA | CUSIP 679295105 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||||
1.2 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Grady | Mgmt | For | For | For | |||||
1.4 | Elect Benjamin A. Horowitz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Old Dominion Freight Line, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODFL | CUSIP 679580100 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sherry A. Aaholm | Mgmt | For | For | For | |||||
1.2 | Elect Earl E. Congdon | Mgmt | For | For | For | |||||
1.3 | Elect David S. Congdon | Mgmt | For | For | For | |||||
1.4 | Elect John R. Congdon, Jr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Bradley R. Gabosch | Mgmt | For | For | For | |||||
1.6 | Elect Greg C. Gantt | Mgmt | For | For | For | |||||
1.7 | Elect Patrick D. Hanley | Mgmt | For | For | For | |||||
1.8 | Elect John D. Kasarda | Mgmt | For | For | For | |||||
1.9 | Elect Wendy T. Stallings | Mgmt | For | For | For | |||||
1.10 | Elect Leo H. Suggs | Mgmt | For | For | For | |||||
1.11 | Elect D. Michael Wray | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Paylocity Holding Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCTY | CUSIP 70438V106 | 12/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven R. Beauchamp | Mgmt | For | For | For | |||||
1.2 | Elect Andres D. Reiner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Penumbra, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEN | CUSIP 70975L107 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arani Bose | Mgmt | For | For | For | |||||
1.2 | Elect Bridget O'Rourke | Mgmt | For | For | For | |||||
1.3 | Elect Surbhi Sarna | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Planet Fitness, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLNT | CUSIP 72703H101 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Spinelli, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Enshalla Anderson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PRA Health Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRAH | CUSIP 69354M108 | 05/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Colin Shannon | Mgmt | For | For | For | |||||
1.2 | Elect James C. Momtazee | Mgmt | For | For | For | |||||
1.3 | Elect Alexander G. Dickinson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
Q2 Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QTWO | CUSIP 74736L109 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lynn Atchison | Mgmt | For | For | For | |||||
1.2 | Elect Charles T. Doyle | Mgmt | For | For | For | |||||
1.3 | Elect Carl James Schaper | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Raymond James Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RJF | CUSIP 754730109 | 02/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||||
2 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||||
3 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||||
4 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||||
5 | Elect Anne Gates | Mgmt | For | For | For | |||||
6 | Elect Francis S. Godbold | Mgmt | For | For | For | |||||
7 | Elect Thomas A. James | Mgmt | For | For | For | |||||
8 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||||
9 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||||
10 | Elect Paul C. Reilly | Mgmt | For | For | For | |||||
11 | Elect Raj Seshadri | Mgmt | For | For | For | |||||
12 | Elect Susan N. Story | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
RingCentral, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNG | CUSIP 76680R206 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vladimir Shmunis | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||||
1.3 | Elect Michelle R. McKenna | Mgmt | For | For | For | |||||
1.4 | Elect Godfrey R. Sullivan | Mgmt | For | For | For | |||||
1.5 | Elect Robert Theis | Mgmt | For | For | For | |||||
1.6 | Elect Allan Thygesen | Mgmt | For | For | For | |||||
1.7 | Elect Neil Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Roper Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROP | CUSIP 776696106 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||||
1.2 | Elect Amy W. Brinkley | Mgmt | For | For | For | |||||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Director Compensation Plan | Mgmt | For | Against | Against | |||||
Ross Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROST | CUSIP 778296103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||||
7 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||||
8 | Elect George P. Orban | Mgmt | For | For | For | |||||
9 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||||
10 | Elect Larree M. Renda | Mgmt | For | For | For | |||||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seattle Genetics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGEN | CUSIP 812578102 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David W. Gryska | Mgmt | For | For | For | |||||
2 | Elect John A. Orwin | Mgmt | For | Against | Against | |||||
3 | Elect Alpna Seth | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Service Corporation International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCI | CUSIP 817565104 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan R. Buckwalter, III | Mgmt | For | Against | Against | |||||
2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||||
3 | Elect Victor L. Lund | Mgmt | For | For | For | |||||
4 | Elect Clifton H. Morris, Jr. | Mgmt | For | For | For | |||||
5 | Elect Ellen Ochoa | Mgmt | For | For | For | |||||
6 | Elect Thomas L. Ryan | Mgmt | For | For | For | |||||
7 | Elect W. Blair Waltrip | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Splunk Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLK | CUSIP 848637104 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John G. Connors | Mgmt | For | For | For | |||||
2 | Elect Patricia Morrison | Mgmt | For | For | For | |||||
3 | Elect Stephen Newberry | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Square, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SQ | CUSIP 852234103 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roelof F. Botha | Mgmt | For | For | For | |||||
1.2 | Elect Amy Brooks | Mgmt | For | For | For | |||||
1.3 | Elect Jim McKelvey | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | |||||
SVB Financial Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIVB | CUSIP 78486Q101 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Greg W. Becker | Mgmt | For | For | For | |||||
1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect John Clendening | Mgmt | For | For | For | |||||
1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||||
1.7 | Elect Kay Matthews | Mgmt | For | For | For | |||||
1.8 | Elect Mary J. Miller | Mgmt | For | For | For | |||||
1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||||
1.10 | Elect John F. Robinson | Mgmt | For | For | For | |||||
1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Take-Two Interactive Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTWO | CUSIP 874054109 | 09/18/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Strauss Zelnick | Mgmt | For | For | For | |||||
2 | Elect Michael Dornemann | Mgmt | For | For | For | |||||
3 | Elect J Moses | Mgmt | For | For | For | |||||
4 | Elect Michael Sheresky | Mgmt | For | For | For | |||||
5 | Elect LaVerne Srinivasan | Mgmt | For | For | For | |||||
6 | Elect Susan M. Tolson | Mgmt | For | For | For | |||||
7 | Elect Paul Viera | Mgmt | For | For | For | |||||
8 | Elect Roland Hernandez | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teladoc Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDOC | CUSIP 87918A105 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Helen Darling | Mgmt | For | For | For | |||||
1.2 | Elect William H. Frist | Mgmt | For | For | For | |||||
1.3 | Elect Michael Goldstein | Mgmt | For | For | For | |||||
1.4 | Elect Jason Gorevic | Mgmt | For | For | For | |||||
1.5 | Elect Catherine A. Jacobson | Mgmt | For | For | For | |||||
1.6 | Elect Thomas G. McKinley | Mgmt | For | For | For | |||||
1.7 | Elect Kenneth H. Paulus | Mgmt | For | For | For | |||||
1.8 | Elect David L. Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect Mark Douglas Smith | Mgmt | For | For | For | |||||
1.10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teledyne Technologies Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDY | CUSIP 879360105 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth C. Dahlberg | Mgmt | For | For | For | |||||
1.3 | Elect Robert A. Malone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Teleflex Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TFX | CUSIP 879369106 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Babich, Jr. | Mgmt | For | For | For | |||||
2 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||||
3 | Elect Liam J. Kelly | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teradyne, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TER | CUSIP 880770102 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||||
2 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||||
3 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||||
4 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
6 | Elect Marilyn Matz | Mgmt | For | For | For | |||||
7 | Elect Paul J. Tufano | Mgmt | For | For | For | |||||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Trade Desk, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TTD | CUSIP 88339J105 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeff T. Green | Mgmt | For | For | For | |||||
2 | Elect Eric B. Paley | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Total System Services Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSS | CUSIP 891906109 | 08/29/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger with Global Payments | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Advisory Vote on Declassification of Global Payments Board | Mgmt | For | For | For | |||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Twilio Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWLO | CUSIP 90138F102 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Dalzell | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
1.3 | Elect Erika Rottenberg | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
United Rentals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URI | CUSIP 911363109 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||||
2 | Elect Marc A. Bruno | Mgmt | For | For | For | |||||
3 | Elect Matthew J. Flannery | Mgmt | For | For | For | |||||
4 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||||
5 | Elect Kim Harris Jones | Mgmt | For | For | For | |||||
6 | Elect Terri L. Kelly | Mgmt | For | For | For | |||||
7 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | |||||
9 | Elect Filippo Passerini | Mgmt | For | For | For | |||||
10 | Elect Donald C. Roof | Mgmt | For | For | For | |||||
11 | Elect Shiv Singh | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
Vail Resorts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTN | CUSIP 91879Q109 | 12/05/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||||
3 | Elect John T. Redmond | Mgmt | For | For | For | |||||
4 | Elect Michelle Romanow | Mgmt | For | For | For | |||||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Veeva Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VEEV | CUSIP 922475108 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Carges | Mgmt | For | For | For | |||||
1.2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||||
1.3 | Elect Paul Sekhri | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Waste Connections, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCN | CUSIP 94106B101 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||||
1.2 | Elect Edward E. Guillet | Mgmt | For | For | For | |||||
1.3 | Elect Michael W. Harlan | Mgmt | For | For | For | |||||
1.4 | Elect Larry S. Hughes | Mgmt | For | For | For | |||||
1.5 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||||
1.6 | Elect Elise L. Jordan | Mgmt | For | For | For | |||||
1.7 | Elect Susan Lee | Mgmt | For | For | For | |||||
1.8 | Elect William J. Razzouk | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Employee Share Purchase Plan | Mgmt | For | For | For | |||||
Wix.com Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WIX | CUSIP M98068105 | 11/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Compensation Policy - Executives | Mgmt | For | For | For | |||||
2 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | |||||
3 | Compensation Policy - Directors | Mgmt | For | For | For | |||||
4 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | |||||
5 | Option Grant of CEO | Mgmt | For | For | For | |||||
6 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | |||||
7 | NED Compensation Plan | Mgmt | For | For | For | |||||
8 | Elect Avishai Abrahami | Mgmt | For | For | For | |||||
9 | Elect Giora Kaplan | Mgmt | For | For | For | |||||
10 | Elect Mark Tluszcz | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
WPX Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPX | CUSIP 98212B103 | 03/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Xilinx, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XLNX | CUSIP 983919101 | 08/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Segers | Mgmt | For | For | For | |||||
2 | Elect Raman Chitkara | Mgmt | For | For | For | |||||
3 | Elect Saar Gillai | Mgmt | For | For | For | |||||
4 | Elect Ronald S. Jankov | Mgmt | For | For | For | |||||
5 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||||
6 | Elect Thomas H. Lee | Mgmt | For | For | For | |||||
7 | Elect J. Michael Patterson | Mgmt | For | For | For | |||||
8 | Elect Victor Peng | Mgmt | For | For | For | |||||
9 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||||
10 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||||
11 | Approval of Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||||
12 | Approval of Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zebra Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBRA | CUSIP 989207105 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anders Gustafsson | Mgmt | For | For | For | |||||
1.2 | Elect Janice M. Roberts | Mgmt | For | For | For | |||||
1.3 | Elect Linda M. Connly | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zendesk, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZEN | CUSIP 98936J101 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Curtis | Mgmt | For | For | For | |||||
2 | Elect Mikkel Svane | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Mid Cap Intrinsic Value Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Aercap Holdings N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AER | CUSIP N00985106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
3 | Elect Paul Dacier | Mgmt | For | For | For | |||||
4 | Elect Richard Michael Gradon | Mgmt | For | For | For | |||||
5 | Elect Robert G. Warden | Mgmt | For | For | For | |||||
6 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares with Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
11 | Authority to Suppress Preemptive Rights in connection with Mergers and Acquisitions | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||||
14 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | |||||
Alexion Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALXN | CUSIP 015351109 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Felix J. Baker | Mgmt | For | For | For | |||||
1.2 | Elect David R. Brennan | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||||
1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||||
1.7 | Elect John T. Mollen | Mgmt | For | For | For | |||||
1.8 | Elect Francois Nader | Mgmt | For | For | For | |||||
1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||||
1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Amdocs Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOX | CUSIP G02602103 | 01/31/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||||
3 | Elect James S. Kahan | Mgmt | For | For | For | |||||
4 | Elect Rafael de la Vega | Mgmt | For | For | For | |||||
5 | Elect Giora Yaron | Mgmt | For | For | For | |||||
6 | Elect Eli Gelman | Mgmt | For | For | For | |||||
7 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||||
8 | Elect John A. MacDonald | Mgmt | For | For | For | |||||
9 | Elect Shuky Sheffer | Mgmt | For | For | For | |||||
10 | Elect Yvette Kanouff | Mgmt | For | For | For | |||||
11 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
12 | Increase Quarterly Dividend | Mgmt | For | For | For | |||||
13 | Accounts and Reports | Mgmt | For | For | For | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Aptiv PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APTV | CUSIP G6095L109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||||
3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||||
5 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Paul M. Meister | Mgmt | For | For | For | |||||
8 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||||
9 | Elect Colin J. Parris | Mgmt | For | For | For | |||||
10 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ashland Global Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASH | CUSIP 044186104 | 01/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | |||||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||||
4 | Elect Susan L. Main | Mgmt | For | For | For | |||||
5 | Elect Guillermo Novo | Mgmt | For | For | For | |||||
6 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||||
8 | Elect Mark C. Rohr | Mgmt | For | For | For | |||||
9 | Elect Ricky C. Sandler | Mgmt | For | For | For | |||||
10 | Elect Janice J. Teal | Mgmt | For | For | For | |||||
11 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
BankUnited, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKU | CUSIP 06652K103 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||||
1.2 | Elect Tere Blanca | Mgmt | For | For | For | |||||
1.3 | Elect John N. DiGiacomo | Mgmt | For | For | For | |||||
1.4 | Elect Michael J. Dowling | Mgmt | For | For | For | |||||
1.5 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||||
1.6 | Elect A. Gail Prudenti | Mgmt | For | For | For | |||||
1.7 | Elect William S. Rubenstein | Mgmt | For | For | For | |||||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||||
1.9 | Elect Lynne Wines | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2014 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||||
BB&T Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBT | CUSIP 054937107 | 07/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | SunTrust Merger-of-Equals | Mgmt | For | For | For | |||||
2 | Company Name Change | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
BJ's Wholesale Club Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BJ | CUSIP 05550J101 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Maile Clark | Mgmt | For | For | For | |||||
1.2 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Chico's FAS, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHS | CUSIP 168615102 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David F. Walker | Mgmt | For | For | For | |||||
2 | Elect Bonnie R. Brooks | Mgmt | For | For | For | |||||
3 | Elect Janice L. Fields | Mgmt | For | For | For | |||||
4 | Elect Deborah L. Kerr | Mgmt | For | For | For | |||||
5 | Elect Molly Langenstein | Mgmt | For | For | For | |||||
6 | Elect John J. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Kim Roy | Mgmt | For | Against | Against | |||||
8 | Elect William S. Simon | Mgmt | For | For | For | |||||
9 | Elect Stephen E. Watson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ciena Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CIEN | CUSIP 171779309 | 04/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Judith M. O'Brien | Mgmt | For | For | For | |||||
2 | Elect Joanne B. Olsen | Mgmt | For | For | For | |||||
3 | Elect Gary B. Smith | Mgmt | For | For | For | |||||
4 | Elect Devinder Kumar | Mgmt | For | For | For | |||||
5 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael E. Collins | Mgmt | For | For | For | |||||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
4 | Elect Curtis C. Farmer | Mgmt | For | For | For | |||||
5 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||||
6 | Elect Richard G. Lindner | Mgmt | For | For | For | |||||
7 | Elect Barbara R. Smith | Mgmt | For | For | For | |||||
8 | Elect Robert S. Taubman | Mgmt | For | For | For | |||||
9 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||||
10 | Elect Nina G. Vaca | Mgmt | For | For | For | |||||
11 | Elect Michael G. Van de Ven | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Conduent Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNDT | CUSIP 206787103 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||||
2 | Elect Scott Letier | Mgmt | For | For | For | |||||
3 | Elect Jesse A. Lynn | Mgmt | For | For | For | |||||
4 | Elect Courtney R. Mather | Mgmt | For | For | For | |||||
5 | Elect Michael Montelongo | Mgmt | For | For | For | |||||
6 | Elect Margarita Palau-Hernandez | Mgmt | For | For | For | |||||
7 | Elect Clifford Skelton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Covanta Holding Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVA | CUSIP 22282E102 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David M. Barse | Mgmt | For | For | For | |||||
1.2 | Elect Ronald J. Broglio | Mgmt | For | For | For | |||||
1.3 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Linda J. Fisher | Mgmt | For | For | For | |||||
1.5 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||||
1.6 | Elect Stephen J. Jones | Mgmt | For | For | For | |||||
1.7 | Elect Owen R. Michaelson | Mgmt | For | For | For | |||||
1.8 | Elect Danielle Pletka | Mgmt | For | For | For | |||||
1.9 | Elect Michael W. Ranger | Mgmt | For | For | For | |||||
1.10 | Elect Robert S. Silberman | Mgmt | For | For | For | |||||
1.11 | Elect Jean Smith | Mgmt | For | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Dollar Tree, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLTR | CUSIP 256746108 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold S. Barron | Mgmt | For | For | For | |||||
2 | Elect Gregory M. Bridgeford | Mgmt | For | For | For | |||||
3 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||||
4 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||||
5 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||||
6 | Elect Gary M. Philbin | Mgmt | For | For | For | |||||
7 | Elect Bob Sasser | Mgmt | For | For | For | |||||
8 | Elect Thomas A. Saunders III | Mgmt | For | For | For | |||||
9 | Elect Stephanie P. Stahl | Mgmt | For | For | For | |||||
10 | Elect Carrie A. Wheeler | Mgmt | For | For | For | |||||
11 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||||
12 | Elect Carl P. Zeithaml | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||||
Evergy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVRG | CUSIP 30034W106 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kirkland B. Andrews | Mgmt | For | For | For | |||||
2 | Elect Terry D. Bassham | Mgmt | For | For | For | |||||
3 | Elect Mollie Hale Carter | Mgmt | For | For | For | |||||
4 | Elect Richard L. Hawley | Mgmt | For | For | For | |||||
5 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||||
6 | Elect B. Anthony Isaac | Mgmt | For | For | For | |||||
7 | Elect Paul M. Keglevic | Mgmt | For | For | For | |||||
8 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | |||||
9 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||||
10 | Elect Sandra J. Price | Mgmt | For | For | For | |||||
11 | Elect Mark A. Ruelle | Mgmt | For | For | For | |||||
12 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | For | For | |||||
13 | Elect John A. Stall | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James S. Crown | Mgmt | For | For | For | |||||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||||
3 | Elect Cecil D. Haney | Mgmt | For | For | For | |||||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||||
5 | Elect James N. Mattis | Mgmt | For | For | For | |||||
6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||||
7 | Elect C. Howard Nye | Mgmt | For | For | For | |||||
8 | Elect William A. Osborn | Mgmt | For | For | For | |||||
9 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||||
10 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||||
11 | Elect John G. Stratton | Mgmt | For | For | For | |||||
12 | Elect Peter A. Wall | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
HD Supply Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HDS | CUSIP 40416M105 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kathleen J. Affeldt | Mgmt | For | For | For | |||||
1.2 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||||
1.3 | Elect Peter A. Dorsman | Mgmt | For | For | For | |||||
1.4 | Elect Stephen J. konenkamp | Mgmt | For | For | For | |||||
1.5 | Elect Patrick R. McNamee | Mgmt | For | For | For | |||||
1.6 | Elect Scott Ostfeld | Mgmt | For | For | For | |||||
1.7 | Elect Charles W. Peffer | Mgmt | For | For | For | |||||
1.8 | Elect James A. Rubright | Mgmt | For | For | For | |||||
1.9 | Elect Lauren Taylor Wolfe | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hexcel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HXL | CUSIP 428291108 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nick L. Stanage | Mgmt | For | For | For | |||||
2 | Elect Joel S. Beckman | Mgmt | For | For | For | |||||
3 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | |||||
4 | Elect Cynthia M. Egnotovich | Mgmt | For | For | For | |||||
5 | Elect Thomas A. Gendron | Mgmt | For | For | For | |||||
6 | Elect Jeffrey A. Graves | Mgmt | For | For | For | |||||
7 | Elect Guy C. Hachey | Mgmt | For | For | For | |||||
8 | Elect Catherine A. Suever | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Itron, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITRI | CUSIP 465741106 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerome J. Lande | Mgmt | For | For | For | |||||
2 | Elect Frank M. Jaehnert | Mgmt | For | For | For | |||||
3 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
JetBlue Airways Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBLU | CUSIP 477143101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||||
2 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
3 | Elect Virginia Gambale | Mgmt | For | For | For | |||||
4 | Elect Robin Hayes | Mgmt | For | For | For | |||||
5 | Elect Ellen Jewett | Mgmt | For | For | For | |||||
6 | Elect Robert Ledluc | Mgmt | For | For | For | |||||
7 | Elect Teri P. McClure | Mgmt | For | For | For | |||||
8 | Elect Sarah Robb O'Hagan | Mgmt | For | For | For | |||||
9 | Elect Vivek Sharma | Mgmt | For | For | For | |||||
10 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Crewmember Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amend Shareholder Right to Call Special Meeting | Mgmt | For | For | For | |||||
16 | Amend Shareholder Right to Act by Written Consent | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
Johnson Controls International plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP G51502105 | 03/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||||
7 | Elect Simone Menne | Mgmt | For | For | For | |||||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||||
11 | Elect R. David Yost | Mgmt | For | For | For | |||||
12 | Elect John D. Young | Mgmt | For | For | For | |||||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
KAR Auction Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KAR | CUSIP 48238T109 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David M. DiDomenico | Mgmt | For | For | For | |||||
2 | Elect Carmel Galvin | Mgmt | For | For | For | |||||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||||
6 | Elect Stefan Jacoby | Mgmt | For | For | For | |||||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||||
8 | Elect Mary Ellen Smith | Mgmt | For | For | For | |||||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Keycorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEY | CUSIP 493267108 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||||
2 | Elect Gary M. Crosby | Mgmt | For | For | For | |||||
3 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||||
4 | Elect H. James Dallas | Mgmt | For | For | For | |||||
5 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||||
6 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||||
7 | Elect Christopher M. Gorman | Mgmt | For | For | For | |||||
8 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||||
9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||||
10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||||
11 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||||
12 | Elect David K. Wilson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Lions Gate Entertainment Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LGF | CUSIP 535919203 | 04/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Stock Option Exchange Program | Mgmt | For | For | For | |||||
Lions Gate Entertainment Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LGF | CUSIP 535919203 | 09/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael R. Burns | Mgmt | For | For | For | |||||
2 | Elect Gordon Crawford | Mgmt | For | For | For | |||||
3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||||
4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||||
5 | Elect Emily Fine | Mgmt | For | For | For | |||||
6 | Elect Michael T. Fries | Mgmt | For | Against | Against | |||||
7 | Elect Lucian Grainge | Mgmt | For | For | For | |||||
8 | Elect Susan McCaw | Mgmt | For | For | For | |||||
9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||||
10 | Elect Daniel E. Sanchez | Mgmt | For | For | For | |||||
11 | Elect Daryl Simm | Mgmt | For | For | For | |||||
12 | Elect Hardwick Simmons | Mgmt | For | For | For | |||||
13 | Elect David M. Zaslav | Mgmt | For | Against | Against | |||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Approval of the 2019 Performance Incentive Plan | Mgmt | For | For | For | |||||
17 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
MGM Resorts International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MGM | CUSIP 552953101 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William W. Grounds | Mgmt | For | For | For | |||||
2 | Elect Alexis M. Herman | Mgmt | For | For | For | |||||
3 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||||
4 | Elect Mary Chris Jammet | Mgmt | For | For | For | |||||
5 | Elect John Kilroy | Mgmt | For | For | For | |||||
6 | Elect Rose McKinney-James | Mgmt | For | For | For | |||||
7 | Elect Keith A. Meister | Mgmt | For | For | For | |||||
8 | Elect Paul J. Salem | Mgmt | For | For | For | |||||
9 | Elect Gregory M. Spierkel | Mgmt | For | For | For | |||||
10 | Elect Jan G. Swartz | Mgmt | For | For | For | |||||
11 | Elect Daniel J. Taylor | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Molson Coors Beverage Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAP | CUSIP 60871R209 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Roger G. Eaton | Mgmt | For | For | For | |||||
1.2 | Elect Charles M. Herington | Mgmt | For | For | For | |||||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Nuance Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUAN | CUSIP 67020Y100 | 01/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark D. Benjamin | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Brennan | Mgmt | For | For | For | |||||
1.3 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||||
1.4 | Elect Thomas D. Ebling | Mgmt | For | For | For | |||||
1.5 | Elect Robert J. Finocchio | Mgmt | For | For | For | |||||
1.6 | Elect Laura S. Kaiser | Mgmt | For | For | For | |||||
1.7 | Elect Michal Katz | Mgmt | For | For | For | |||||
1.8 | Elect Mark R. Laret | Mgmt | For | For | For | |||||
1.9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||||
2 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
NXP Semiconductors N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXPI | CUSIP N6596X109 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Elect Kurt Sievers | Mgmt | For | For | For | |||||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||||
5 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||||
6 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||||
7 | Elect Lena Olving | Mgmt | For | For | For | |||||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||||
9 | Elect Julie Southern | Mgmt | For | For | For | |||||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Committee Fees | Mgmt | For | For | For | |||||
19 | Amendment to Articles Regarding Quorum | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ON Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ON | CUSIP 682189105 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||||
3 | Elect Gilles Delfassy | Mgmt | For | For | For | |||||
4 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||||
5 | Elect Keith D. Jackson | Mgmt | For | For | For | |||||
6 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||||
7 | Elect Christine Y. Yan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
ONEOK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OKE | CUSIP 682680103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | |||||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||||
3 | Elect John W. Gibson | Mgmt | For | For | For | |||||
4 | Elect Mark W. Helderman | Mgmt | For | For | For | |||||
5 | Elect Randall J. Larson | Mgmt | For | For | For | |||||
6 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||||
7 | Elect Jim W. Mogg | Mgmt | For | For | For | |||||
8 | Elect Pattye L. Moore | Mgmt | For | For | For | |||||
9 | Elect Gary D. Parker | Mgmt | For | Against | Against | |||||
10 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
11 | Elect Terry K. Spencer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Skyworks Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWKS | CUSIP 83088M102 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||||
2 | Elect Alan S. Batey | Mgmt | For | For | For | |||||
3 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||||
4 | Elect Timothy R. Furey | Mgmt | For | For | For | |||||
5 | Elect Liam K. Griffin | Mgmt | For | For | For | |||||
6 | Elect Christine King | Mgmt | For | For | For | |||||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||||
9 | Elect Kimberly S. Stevenson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors | Mgmt | For | For | For | |||||
16 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Spirit AeroSystems Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPR | CUSIP 848574109 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen A. Cambone | Mgmt | For | For | For | |||||
2 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||||
3 | Elect Irene M. Esteves | Mgmt | For | For | For | |||||
4 | Elect Paul Fulchino | Mgmt | For | For | For | |||||
5 | Elect Thomas C. Gentile, III | Mgmt | For | For | For | |||||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||||
7 | Elect Robert D. Johnson | Mgmt | For | For | For | |||||
8 | Elect Ronald Kadish | Mgmt | For | For | For | |||||
9 | Elect John L. Plueger | Mgmt | For | For | For | |||||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
Starwood Property Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STWD | CUSIP 85571B105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||||
1.3 | Elect Camille Douglas | Mgmt | For | For | For | |||||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||||
1.5 | Elect Fred S. Ridley | Mgmt | For | For | For | |||||
1.6 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||||
1.7 | Elect Strauss Zelnick | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
2 | Elect Marie A. Chandoha | Mgmt | For | For | For | |||||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||||
5 | Elect William C. Freda | Mgmt | For | For | For | |||||
6 | Elect Sara Mathew | Mgmt | For | For | For | |||||
7 | Elect William L. Meaney | Mgmt | For | For | For | |||||
8 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||||
9 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||||
10 | Elect Richard P. Sergel | Mgmt | For | For | For | |||||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Teradata Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDC | CUSIP 88076W103 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel R. Fishback | Mgmt | For | For | For | |||||
2 | Elect David E. Kepler | Mgmt | For | For | For | |||||
3 | Elect Kimberly K. Nelson | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Janet G. Davidson | Mgmt | For | For | For | |||||
2 | Elect Andres R. Gluski | Mgmt | For | For | For | |||||
3 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
4 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||||
5 | Elect Julia M. Laulis | Mgmt | For | For | For | |||||
6 | Elect James H. Miller | Mgmt | For | For | For | |||||
7 | Elect Alain Monie | Mgmt | For | For | For | |||||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||||
9 | Elect Moises Naim | Mgmt | For | For | For | |||||
10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments | ShrHoldr | Against | Against | For | |||||
The Children’s Place, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCE | CUSIP 168905107 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Alutto | Mgmt | For | For | For | |||||
2 | Elect John E. Bachman | Mgmt | For | For | For | |||||
3 | Elect Marla Malcolm Beck | Mgmt | For | For | For | |||||
4 | Elect Elizabeth J. Boland | Mgmt | For | For | For | |||||
5 | Elect Jane T. Elfers | Mgmt | For | For | For | |||||
6 | Elect Joseph Gromek | Mgmt | For | For | For | |||||
7 | Elect Norman S. Matthews | Mgmt | For | For | For | |||||
8 | Elect Robert L. Mettler | Mgmt | For | For | For | |||||
9 | Elect Debby Reiner | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Hain Celestial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAIN | CUSIP 405217100 | 11/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard A. Beck | Mgmt | For | For | For | |||||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||||
3 | Elect R. Dean Hollis | Mgmt | For | For | For | |||||
4 | Elect Shervin J. Korangy | Mgmt | For | For | For | |||||
5 | Elect Roger Meltzer | Mgmt | For | Against | Against | |||||
6 | Elect Mark Schiller | Mgmt | For | For | For | |||||
7 | Elect Michael B. Sims | Mgmt | For | For | For | |||||
8 | Elect Glenn W. Welling | Mgmt | For | For | For | |||||
9 | Elect Dawn M. Zier | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Williams Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMB | CUSIP 969457100 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Nancy K. Buese | Mgmt | For | For | For | |||||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||||
5 | Elect Charles I. Cogut | Mgmt | For | For | For | |||||
6 | Elect Michael A. Creel | Mgmt | For | For | For | |||||
7 | Elect Vicki L. Fuller | Mgmt | For | For | For | |||||
8 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||||
10 | Elect Murray D. Smith | Mgmt | For | For | For | |||||
11 | Elect William H. Spence | Mgmt | For | For | For | |||||
12 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
TreeHouse Foods, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THS | CUSIP 89469A104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark R. Hunter | Mgmt | For | For | For | |||||
2 | Elect Ann M. Sardini | Mgmt | For | For | For | |||||
3 | Elect Jean E. Spence | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Truist Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TFC | CUSIP 89832Q109 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||||
3 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||||
4 | Elect Anna R. Cablik | Mgmt | For | For | For | |||||
5 | Elect Dallas S. Clement | Mgmt | For | For | For | |||||
6 | Elect Paul D. Donahue | Mgmt | For | For | For | |||||
7 | Elect Paul R. Garcia | Mgmt | For | For | For | |||||
8 | Elect Patrick C. Graney III | Mgmt | For | For | For | |||||
9 | Elect Linnie M. Haynesworth | Mgmt | For | For | For | |||||
10 | Elect Kelly S. King | Mgmt | For | For | For | |||||
11 | Elect Easter Maynard | Mgmt | For | For | For | |||||
12 | Elect Donna S. Morea | Mgmt | For | For | For | |||||
13 | Elect Charles A. Patton | Mgmt | For | For | For | |||||
14 | Elect Nido R. Qubein | Mgmt | For | For | For | |||||
15 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||||
16 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||||
17 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||||
18 | Elect Christine Sears | Mgmt | For | For | For | |||||
19 | Elect Thomas E. Skains | Mgmt | For | For | For | |||||
20 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||||
21 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||||
22 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||||
23 | Ratification of Auditor | Mgmt | For | For | For | |||||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
25 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
Valmont Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VMI | CUSIP 920253101 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | |||||
1.2 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Richard A Lanoha | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Vistra Energy Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VST | CUSIP 92840M102 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||||
3 | Elect Arcilia A. Acosta | Mgmt | For | For | For | |||||
4 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||||
5 | Elect Paul M. Barbas | Mgmt | For | For | For | |||||
6 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||||
7 | Elect Brian K. Ferraioli | Mgmt | For | For | For | |||||
8 | Elect Scott B. Helm | Mgmt | For | For | For | |||||
9 | Elect Jeff D. Hunter | Mgmt | For | For | For | |||||
10 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||||
11 | Elect John R. Sult | Mgmt | For | For | For | |||||
12 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||||
13 | Elect Scott B. Helm | Mgmt | For | For | For | |||||
14 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||||
15 | Elect John R. Sult | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
Western Digital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WDC | CUSIP 958102105 | 11/14/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kimberly E. Alexy | Mgmt | For | Against | Against | |||||
2 | Elect Martin I. Cole | Mgmt | For | For | For | |||||
3 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||||
4 | Elect Tunc Doluca | Mgmt | For | For | For | |||||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||||
8 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Amendment to the 2017 Performance Incentive Plan | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wyndham Destinations, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYND | CUSIP 98310W108 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Louise F. Brady | Mgmt | For | For | For | |||||
1.2 | Elect Michael D. Brown | Mgmt | For | For | For | |||||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||||
1.6 | Elect Denny Marie Post | Mgmt | For | For | For | |||||
1.7 | Elect Ronald L. Rickles | Mgmt | For | For | For | |||||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zimmer Biomet Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBH | CUSIP 98956P102 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||||
4 | Elect Michael J. Farrell | Mgmt | For | For | For | |||||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||||
7 | Elect Bryan C Hanson | Mgmt | For | For | For | |||||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||||
9 | Elect Maria Teresa Hilado | Mgmt | For | For | For | |||||
10 | Elect Syed Jafry | Mgmt | For | For | For | |||||
11 | Elect Michael W. Michelson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Multi Cap Opportunities Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Activision Blizzard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATVI | CUSIP 00507V109 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||||
9 | Elect Dawn Tarnofsky-Ostroff | Mgmt | For | For | For | |||||
10 | Elect Casey Wasserman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Allison Transmission Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALSN | CUSIP 01973R101 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Judy L. Altmaier | Mgmt | For | For | For | |||||
2 | Elect Stan A. Askren | Mgmt | For | For | For | |||||
3 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||||
4 | Elect David C. Everitt | Mgmt | For | For | For | |||||
5 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||||
6 | Elect David S. Graziosi | Mgmt | For | For | For | |||||
7 | Elect Carolann I. Haznedar | Mgmt | For | For | For | |||||
8 | Elect Richard P. Lavin | Mgmt | For | For | For | |||||
9 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||||
10 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | |||||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Against | For | Against | |||||
23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
Analog Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADI | CUSIP 032654105 | 03/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | For | |||||
2 | Elect Vincent Roche | Mgmt | For | For | For | |||||
3 | Elect James A. Champy | Mgmt | For | For | For | |||||
4 | Elect Anantha P. Chandrakasan | Mgmt | For | Against | Against | |||||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||||
7 | Elect Karen M. Golz | Mgmt | For | For | For | |||||
8 | Elect Mark M. Little | Mgmt | For | For | For | |||||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||||
10 | Elect Susie Wee | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James A. Bell | Mgmt | For | For | For | |||||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||
7 | Elect Susan L. Wagner | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | ShrHoldr | Against | For | Against | |||||
Aramark | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARMK | CUSIP 03852U106 | 01/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan M. Cameron | Mgmt | For | For | For | |||||
2 | Elect Greg Creed | Mgmt | For | For | For | |||||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||||
6 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||||
7 | Elect Paul C. Hilal | Mgmt | For | For | For | |||||
8 | Elect Karen M. King | Mgmt | For | For | For | |||||
9 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||||
10 | Elect Arthur B. Winkleblack | Mgmt | For | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment Regarding Shareholders Ability to Call Special Meetings | Mgmt | For | For | For | |||||
Ball Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLL | CUSIP 058498106 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||||
1.2 | Elect Cathy D. Ross | Mgmt | For | For | For | |||||
1.3 | Elect Betty Sapp | Mgmt | For | For | For | |||||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRKA | CUSIP 084670702 | 05/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||||
1.7 | Elect Susan L. Decker | Mgmt | For | Withhold | Against | |||||
1.8 | Elect David S. Gottesman | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | Withhold | Against | |||||
1.14 | Elect Meryl B. Witmer | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Against | For | Against | |||||
BJ's Wholesale Club Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BJ | CUSIP 05550J101 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Maile Clark | Mgmt | For | For | For | |||||
1.2 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Brookfield Asset Management Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAM | CUSIP 112585104 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
1.3 | Elect Murilo Ferreira | Mgmt | For | For | For | |||||
1.4 | Elect Janice Fukakusa | Mgmt | For | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||
1.6 | Elect Rafael Miranda | Mgmt | For | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Board Oversight of Human Capital Management | ShrHoldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Amending Clawback Policy | ShrHoldr | Against | Against | For | |||||
Cable One, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CABO | CUSIP 12685J105 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary E. Meduski | Mgmt | For | For | For | |||||
2 | Elect Alan G. Spoon | Mgmt | For | For | For | |||||
3 | Elect Wallace R. Weitz | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Chubb Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP H1467J104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits | Mgmt | For | For | For | |||||
3 | Dividend from Reserves | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Election of Statutory Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||||
9 | Elect Michael G. Atieh | Mgmt | For | For | For | |||||
10 | Elect Sheila P. Burke | Mgmt | For | For | For | |||||
11 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||||
12 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||||
13 | Elect Michael P. Connors | Mgmt | For | For | For | |||||
14 | Elect John A. Edwardson | Mgmt | For | For | For | |||||
15 | Elect Robert J. Hugin | Mgmt | For | For | For | |||||
16 | Elect Robert W. Scully | Mgmt | For | For | For | |||||
17 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
18 | Elect Theodore E. Shasta | Mgmt | For | For | For | |||||
19 | Elect David H. Sidwell | Mgmt | For | For | For | |||||
20 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
21 | Elect Frances F. Townsend | Mgmt | For | For | For | |||||
22 | Election of Board Chair Evan G. Greenberg | Mgmt | For | For | For | |||||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||||
26 | Elect Frances F. Townsend | Mgmt | For | For | For | |||||
27 | Appointment of Independent Proxy (Switzerland) | Mgmt | For | For | For | |||||
28 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||||
29 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
30 | Board Compensation | Mgmt | For | For | For | |||||
31 | Executive Compensation | Mgmt | For | For | For | |||||
32 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
33 | Additional or Amended Proposals | Mgmt | For | Against | Against | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 12/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||||
4 | Elect Mark Garrett | Mgmt | For | For | For | |||||
5 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||||
6 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||||
7 | Elect Charles H. Robbins | Mgmt | For | For | For | |||||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||||
9 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||||
10 | Elect Carol B. Tome | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Advisory vote on executive compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | For | Against | |||||
CSX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSX | CUSIP 126408103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | |||||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | For | |||||
6 | Elect John D. McPherson | Mgmt | For | For | For | |||||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||||
8 | Elect Linda H. Riefler | Mgmt | For | For | For | |||||
9 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
HCA Healthcare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCA | CUSIP 40412C101 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||||
2 | Elect Samuel N. Hazen | Mgmt | For | For | For | |||||
3 | Elect Meg G. Crofton | Mgmt | For | For | For | |||||
4 | Elect Robert J. Dennis | Mgmt | For | For | For | |||||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||||
6 | Elect William R. Frist | Mgmt | For | For | For | |||||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
8 | Elect Michael W. Michelson | Mgmt | For | For | For | |||||
9 | Elect Wayne J. Riley | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Adoption of Right to Call Special Meetings | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Hill-Rom Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRC | CUSIP 431475102 | 02/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William G. Dempsey | Mgmt | For | For | For | |||||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | |||||
1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | |||||
1.4 | Elect Mary Garrett | Mgmt | For | For | For | |||||
1.5 | Elect James R. Giertz | Mgmt | For | For | For | |||||
1.6 | Elect John P. Groetelaars | Mgmt | For | For | For | |||||
1.7 | Elect William H. Kucheman | Mgmt | For | For | For | |||||
1.8 | Elect Ronald A. Malone | Mgmt | For | For | For | |||||
1.9 | Elect Gregory J. Moore | Mgmt | For | For | For | |||||
1.10 | Elect Felicia F. Norwood | Mgmt | For | For | For | |||||
1.11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Intercontinental Exchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45866F104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | For | |||||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | For | |||||
9 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Lamb Weston Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LW | CUSIP 513272104 | 09/26/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter J. Bensen | Mgmt | For | For | For | |||||
2 | Elect Charles A. Blixt | Mgmt | For | For | For | |||||
3 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||||
6 | Elect Hala G. Moddelmog | Mgmt | For | For | For | |||||
7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | |||||
8 | Elect Thomas P. Werner | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||
1.9 | Elect Bertram L. Scott | Mgmt | For | For | For | |||||
1.10 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||||
5 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||||
2 | Elect Robert A. Eckert | Mgmt | For | For | For | |||||
3 | Elect Catherine Engelbert | Mgmt | For | For | For | |||||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Christopher Kempczinski | Mgmt | For | For | For | |||||
7 | Elect Richard H. Lenny | Mgmt | For | Against | Against | |||||
8 | Elect John Mulligan | Mgmt | For | For | For | |||||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
12 | Elect Miles D. White | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||
6 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||
7 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||
9 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||
10 | Elect John W. Stanton | Mgmt | For | For | For | |||||
11 | Elect John W. Thompson | Mgmt | For | For | For | |||||
12 | Elect Emma N. Walmsley | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Mondelez International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDLZ | CUSIP 609207105 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||||
5 | Elect Peter W. May | Mgmt | For | For | For | |||||
6 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||||
8 | Elect Christiana Smith Shi | Mgmt | For | For | For | |||||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||||
12 | Elect Dirk Van de Put | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 05/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||||
3 | Elect Egon Durban | Mgmt | For | For | For | |||||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
Nike, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NKE | CUSIP 654106103 | 09/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Peter B. Henry | Mgmt | For | For | For | |||||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
PayPal Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PYPL | CUSIP 70450Y103 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||||
3 | Elect John J. Donahoe II | Mgmt | For | For | For | |||||
4 | Elect David W. Dorman | Mgmt | For | For | For | |||||
5 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||||
6 | Elect Gail J. McGovern | Mgmt | For | For | For | |||||
7 | Elect Deborah M. Messemer | Mgmt | For | For | For | |||||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||||
9 | Elect Ann M. Sarnoff | Mgmt | For | For | For | |||||
10 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||||
5 | Elect Scott Gottlieb | Mgmt | For | For | For | |||||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||||
9 | Elect Dan R. Littman | Mgmt | For | For | For | |||||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect James Quincey | Mgmt | For | For | For | |||||
13 | Elect James C. Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder proposal regarding right to act by written consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
21 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 10/11/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger with United Technologies | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Rockwell Automation, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROK | CUSIP 773903109 | 02/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven R. Kalmanson | Mgmt | For | For | For | |||||
1.2 | Elect James P. Keane | Mgmt | For | For | For | |||||
1.3 | Elect Pam Murphy | Mgmt | For | For | For | |||||
1.4 | Elect Donald R. Parfet | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Long-Term Incentives Plan | Mgmt | For | For | For | |||||
Stanley Black & Decker, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWK | CUSIP 854502101 | 04/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | For | |||||
9 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||||
10 | Elect Irving Tan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
The Boeing Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BA | CUSIP 097023105 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||||
6 | Elect Nikki R Haley | Mgmt | N/A | Abstain | N/A | |||||
7 | Elect Akhil Johri | Mgmt | For | For | For | |||||
8 | Elect Lawrence W. Kellner | Mgmt | For | Against | Against | |||||
9 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||||
10 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||||
11 | Elect John M. Richardson | Mgmt | For | For | For | |||||
12 | Elect Susan C. Schwab | Mgmt | For | For | For | |||||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Authorization of Non-Voting Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William S. Haraf | Mgmt | For | For | For | |||||
2 | Elect Frank C. Herringer | Mgmt | For | For | For | |||||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Adoption of Proxy Access | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Diversity and Pay Data Reporting | ShrHoldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | For | |||||
8 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | |||||
9 | Elect Patrick H. Nettles | Mgmt | For | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Sherwin-Williams Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHW | CUSIP 824348106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||||
9 | Elect Matthew Thornton III | Mgmt | For | For | For | |||||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Universal Health Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UHS | CUSIP 913903100 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lawrence S. Gibbs | Mgmt | For | Withhold | Against | |||||
2 | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
US Foods Holding Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USFD | CUSIP 912008109 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Court D. Carruthers | Mgmt | For | For | For | |||||
2 | Elect David M. Tehle | Mgmt | For | For | For | |||||
3 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Real Estate Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
American Homes 4 Rent | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMH | CUSIP 02665T306 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
7 | Elect James H. Kropp | Mgmt | For | For | For | |||||
8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
9 | Elect Jay Willoughby | Mgmt | For | For | For | |||||
10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
11 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 03027X100 | 05/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||||
6 | Elect Craig Macnab | Mgmt | For | For | For | |||||
7 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||||
8 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||||
9 | Elect David E. Sharbutt | Mgmt | For | For | For | |||||
10 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||||
11 | Elect Samme L. Thompson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Apartment Investment and Management Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIV | CUSIP 03748R754 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Terry Considine | Mgmt | For | For | For | |||||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||||
3 | Elect Robert A. Miller | Mgmt | For | For | For | |||||
4 | Elect Devin I. Murphy | Mgmt | For | For | For | |||||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||||
6 | Elect John D. Rayis | Mgmt | For | For | For | |||||
7 | Elect Ann Sperling | Mgmt | For | For | For | |||||
8 | Elect Michael A. Stein | Mgmt | For | For | For | |||||
9 | Elect Nina A. Tran | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Boston Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BXP | CUSIP 101121101 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel I. Klein | Mgmt | For | For | For | |||||
2 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||||
4 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||||
5 | Elect Carol B. Einiger | Mgmt | For | For | For | |||||
6 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||||
10 | Elect David A. Twardock | Mgmt | For | For | For | |||||
11 | Elect William H. Walton III | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Brookfield Asset Management Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAM | CUSIP 112585104 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect M. Elyse Allan | Mgmt | For | For | For | |||||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
1.3 | Elect Murilo Ferreira | Mgmt | For | For | For | |||||
1.4 | Elect Janice Fukakusa | Mgmt | For | For | For | |||||
1.5 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||
1.6 | Elect Rafael Miranda | Mgmt | For | For | For | |||||
1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | |||||
1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Board Oversight of Human Capital Management | ShrHoldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Amending Clawback Policy | ShrHoldr | Against | Against | For | |||||
Camden Property Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPT | CUSIP 133131102 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||||
1.3 | Elect Mark D. Gibson | Mgmt | For | For | For | |||||
1.4 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||
1.5 | Elect Renu Khator | Mgmt | For | For | For | |||||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Crown Castle International Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCI | CUSIP 22822V101 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | |||||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | |||||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | |||||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | |||||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | |||||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | |||||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
CyrusOne Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CONE | CUSIP 23283R100 | 04/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David H. Ferdman | Mgmt | For | For | For | |||||
1.2 | Elect John W. Gamble, Jr | Mgmt | For | For | For | |||||
1.3 | Elect Michael A. Klayko | Mgmt | For | Withhold | Against | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | For | |||||
1.5 | Elect Alex Shumate | Mgmt | For | For | For | |||||
1.6 | Elect William E. Sullivan | Mgmt | For | For | For | |||||
1.7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Laurence A. Chapman | Mgmt | For | For | For | |||||
2 | Elect Alexis Black Bjorlin | Mgmt | For | For | For | |||||
3 | Elect Michael A. Coke | Mgmt | For | For | For | |||||
4 | Elect VeraLinn Jamieson | Mgmt | For | For | For | |||||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||||
6 | Elect William G. LaPerch | Mgmt | For | For | For | |||||
7 | Elect Jean F.H.P. Mandeville | Mgmt | For | For | For | |||||
8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||||
9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
10 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
11 | Elect A. William Stein | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 02/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Douglas Emmett, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DEI | CUSIP 25960P109 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Johnese M. Spisso | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Amendment to the 2016 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
Duke Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRE | CUSIP 264411505 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John P. Case | Mgmt | For | For | For | |||||
2 | Elect James B. Connor | Mgmt | For | For | For | |||||
3 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||||
4 | Elect Charles R. Eitel | Mgmt | For | For | For | |||||
5 | Elect Tamara D. Fischer | Mgmt | For | For | For | |||||
6 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||||
7 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||||
8 | Elect Peter M. Scott III | Mgmt | For | For | For | |||||
9 | Elect David P. Stockert | Mgmt | For | For | For | |||||
10 | Elect Chris Sultemeier | Mgmt | For | For | For | |||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||
12 | Elect Warren M. Thompson | Mgmt | For | For | For | |||||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Equinix, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQIX | CUSIP 29444U700 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||||
1.5 | Elect William Luby | Mgmt | For | For | For | |||||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.7 | Elect Charles Meyers | Mgmt | For | For | For | |||||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||||
1.9 | Elect Sandra Rivera | Mgmt | For | For | For | |||||
1.10 | Elect Peter F. Van Camp | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
Equity LifeStyle Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELS | CUSIP 29472R108 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raymond Bennett | Mgmt | For | For | For | |||||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||||
1.5 | Elect Tahsinul Zia Huque | Mgmt | For | For | For | |||||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||||
1.9 | Elect Mark J. Parrell | Mgmt | For | For | For | |||||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Essex Property Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESS | CUSIP 297178105 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||||
1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | For | |||||
1.3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Mary Kasaris | Mgmt | For | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.6 | Elect George M. Marcus | Mgmt | For | For | For | |||||
1.7 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||||
1.8 | Elect Michael J. Schall | Mgmt | For | For | For | |||||
1.9 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Extra Space Storage Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXR | CUSIP 30225T102 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
2 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||||
3 | Elect Roger B. Porter | Mgmt | For | For | For | |||||
4 | Elect Joseph J. Bonner | Mgmt | For | For | For | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||||
6 | Elect Ashley Dreier | Mgmt | For | For | For | |||||
7 | Elect Spencer F. Kirk | Mgmt | For | For | For | |||||
8 | Elect Dennis J. Letham | Mgmt | For | For | For | |||||
9 | Elect Diane Olmstead | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Four Corners Property Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCPT | CUSIP 35086T109 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Lenehan | Mgmt | For | For | For | |||||
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||||
3 | Elect John S. Moody | Mgmt | For | For | For | |||||
4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||||
5 | Elect Paul E. Szurek | Mgmt | For | For | For | |||||
6 | Elect Charles Jemley | Mgmt | For | For | For | |||||
7 | Elect Eric S. Hirschhorn | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Healthcare Trust of America, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTA | CUSIP 42225P501 | 07/09/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||||
3 | Elect Vicki U. Booth | Mgmt | For | For | For | |||||
4 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||||
5 | Elect Warren D. Fix | Mgmt | For | For | For | |||||
6 | Elect Peter N. Foss | Mgmt | For | For | For | |||||
7 | Elect Daniel S. Henson | Mgmt | For | For | For | |||||
8 | Elect Larry L. Mathis | Mgmt | For | For | For | |||||
9 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Healthpeak Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEAK | CUSIP 42250P103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||
3 | Elect R. Kent Griffin Jr. | Mgmt | For | For | For | |||||
4 | Elect David B. Henry | Mgmt | For | For | For | |||||
5 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||||
6 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
8 | Elect Katherine M. Sandstrom | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Highwoods Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIW | CUSIP 431284108 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Thomas P. Anderson | Mgmt | For | For | For | |||||
1.4 | Elect Carlos E. Evans | Mgmt | For | For | For | |||||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||||
1.7 | Elect Theodore J. Klinck | Mgmt | For | For | For | |||||
1.8 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
InterXion Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INXN | CUSIP N47279109 | 02/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | De-Merger | Mgmt | For | For | For | |||||
3 | Asset sale | Mgmt | For | For | For | |||||
4 | Dissolution of the Company | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Convert to Private Company | Mgmt | For | For | For | |||||
7 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
Kimco Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KIM | CUSIP 49446R109 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||||
3 | Elect Conor C. Flynn | Mgmt | For | For | For | |||||
4 | Elect Frank Lourenso | Mgmt | For | For | For | |||||
5 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||||
6 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
7 | Elect Valerie Richardson | Mgmt | For | For | For | |||||
8 | Elect Richard B. Saltzman | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Equity Participation Plan | Mgmt | For | For | For | |||||
National Retail Properties, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NNN | CUSIP 637417106 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | For | |||||
1.2 | Elect Steven Cosler | Mgmt | For | For | For | |||||
1.3 | Elect Don DeFosset, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect David M. Fick | Mgmt | For | For | For | |||||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||||
1.6 | Elect Kevin B. Habicht | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||||
1.8 | Elect Julian E. Whitehurst | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Omega Healthcare Investors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OHI | CUSIP 681936100 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kapila K. Anand | Mgmt | For | For | For | |||||
1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||||
1.3 | Elect Barbara B. Hill | Mgmt | For | For | For | |||||
1.4 | Elect Edward Lowenthal | Mgmt | For | For | For | |||||
1.5 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||||
1.6 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||||
1.7 | Elect Burke W. Whitman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Prologis, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 74340W103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Public Storage | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSA | CUSIP 74460D109 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
8 | Elect John Reyes | Mgmt | For | Against | Against | |||||
9 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||||
10 | Elect Tariq M Shaukat | Mgmt | For | For | For | |||||
11 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||||
12 | Elect Daniel C. Staton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Regency Centers Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REG | CUSIP 758849103 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | |||||
2 | Elect Joseph F. Azrack | Mgmt | For | For | For | |||||
3 | Elect Bryce Blair | Mgmt | For | For | For | |||||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | For | |||||
5 | Elect Deirdre J. Evens | Mgmt | For | For | For | |||||
6 | Elect Thomas W. Furphy | Mgmt | For | For | For | |||||
7 | Elect Karin Klein | Mgmt | For | For | For | |||||
8 | Elect Peter Linneman | Mgmt | For | For | For | |||||
9 | Elect David P. O'Connor | Mgmt | For | For | For | |||||
10 | Elect Lisa Palmer | Mgmt | For | For | For | |||||
11 | Elect Thomas G. Wattles | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Rexford Industrial Realty, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REXR | CUSIP 76169C100 | 05/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Ziman | Mgmt | For | Against | Against | |||||
2 | Elect Howard Schwimmer | Mgmt | For | For | For | |||||
3 | Elect Michael S. Frankel | Mgmt | For | For | For | |||||
4 | Elect Robert L. Antin | Mgmt | For | For | For | |||||
5 | Elect Steven C. Good | Mgmt | For | For | For | |||||
6 | Elect Diana Ingram | Mgmt | For | For | For | |||||
7 | Elect Tyler H. Rose | Mgmt | For | For | For | |||||
8 | Elect Peter E. Schwab | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
SBA Communications Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBAC | CUSIP 78410G104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven E. Bernstein | Mgmt | For | For | For | |||||
2 | Elect Duncan H. Cocroft | Mgmt | For | For | For | |||||
3 | Elect Fidelma Russo | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Approval of the 2020 Performance and Equity Incentive Plan | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||||
7 | Elect Stefan M. Selig | Mgmt | For | For | For | |||||
8 | Elect Daniel C. Smith | Mgmt | For | For | For | |||||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
10 | Elect Marta R. Stewart | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
SL Green Realty Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLG | CUSIP 78440X101 | 06/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John H. Alschuler | Mgmt | For | For | For | |||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
3 | Elect Edwin Burton III | Mgmt | For | For | For | |||||
4 | Elect Lauren B. Dillard | Mgmt | For | For | For | |||||
5 | Elect Stephen L. Green | Mgmt | For | For | For | |||||
6 | Elect Craig M. Hatkoff | Mgmt | For | For | For | |||||
7 | Elect Marc Holliday | Mgmt | For | For | For | |||||
8 | Elect John S. Levy | Mgmt | For | For | For | |||||
9 | Elect Andrew W. Mathias | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spirit Realty Capital, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRC | CUSIP 84860W300 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||||
2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||||
3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||||
4 | Elect Elizabeth F. Frank | Mgmt | For | For | For | |||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||||
6 | Elect Diana M. Laing | Mgmt | For | For | For | |||||
7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
8 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||||
9 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Sun Communities, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUI | CUSIP 866674104 | 05/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary A. Shiffman | Mgmt | For | For | For | |||||
2 | Elect Meghan G. Baivier | Mgmt | For | For | For | |||||
3 | Elect Stephanie W. Bergeron | Mgmt | For | For | For | |||||
4 | Elect Brian M. Hermelin | Mgmt | For | For | For | |||||
5 | Elect Ronald A. Klein | Mgmt | For | For | For | |||||
6 | Elect Clunet R. Lewis | Mgmt | For | For | For | |||||
7 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Macerich Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAC | CUSIP 554382101 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peggy Alford | Mgmt | For | For | For | |||||
2 | Elect John H. Alschuler | Mgmt | For | For | For | |||||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||||
4 | Elect Edward C. Coppola | Mgmt | For | For | For | |||||
5 | Elect Steven R. Hash | Mgmt | For | For | For | |||||
6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | |||||
7 | Elect Diana M. Laing | Mgmt | For | For | For | |||||
8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||||
9 | Elect Steven L. Soboroff | Mgmt | For | For | For | |||||
10 | Elect Andrea M. Stephen | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Welltower Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WELL | CUSIP 95040Q104 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||||
3 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||||
5 | Elect Sharon M. Oster | Mgmt | For | For | For | |||||
6 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||||
7 | Elect Johnese M. Spisso | Mgmt | For | For | For | |||||
8 | Elect Kathryn M. Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | |||||
2 | Elect Rick R. Holley | Mgmt | For | For | For | |||||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
4 | Elect Al Monaco | Mgmt | For | For | For | |||||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | |||||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | |||||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | |||||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||||
9 | Elect Devin W. Stockfish | Mgmt | For | For | For | |||||
10 | Elect Kim Williams | Mgmt | For | For | For | |||||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Small Cap Growth Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
ACADIA Pharmaceuticals Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACAD | CUSIP 004225108 | 06/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James M. Daly | Mgmt | For | For | For | |||||
1.2 | Elect Edmund P. Harrigan | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Non-Employee Director Compensation Policy | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aimmune Therapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIMT | CUSIP 00900T107 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brett K. Haumann | Mgmt | For | For | For | |||||
1.2 | Elect Mark D. McDade | Mgmt | For | For | For | |||||
1.3 | Elect Stacey D. Seltzer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Air Lease Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AL | CUSIP 00912X302 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||||
3 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||||
4 | Elect Susan McCaw | Mgmt | For | For | For | |||||
5 | Elect Robert A. Milton | Mgmt | For | For | For | |||||
6 | Elect John L. Plueger | Mgmt | For | For | For | |||||
7 | Elect Ian M. Saines | Mgmt | For | For | For | |||||
8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Alteryx, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AYX | CUSIP 02156B103 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles R. Cory | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey L. Horing | Mgmt | For | For | For | |||||
1.3 | Elect Dean A. Stoecker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Amedisys, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMED | CUSIP 023436108 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vickie L. Capps | Mgmt | For | For | For | |||||
1.2 | Elect Molly J. Coye | Mgmt | For | For | For | |||||
1.3 | Elect Julie D. Klapstein | Mgmt | For | For | For | |||||
1.4 | Elect Teresa L. Kline | Mgmt | For | For | For | |||||
1.5 | Elect Paul B. Kusserow | Mgmt | For | For | For | |||||
1.6 | Elect Richard A. Lechleiter | Mgmt | For | For | For | |||||
1.7 | Elect Bruce D. Perkins | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey A. Rideout | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Amicus Therapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FOLD | CUSIP 03152W109 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lynn Dorsey Bleil | Mgmt | For | For | For | |||||
1.2 | Elect Bradley L. Campbell | Mgmt | For | For | For | |||||
1.3 | Elect Robert Essner | Mgmt | For | For | For | |||||
1.4 | Elect Ted W. Love | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AMN Healthcare Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMN | CUSIP 001744101 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark G. Foletta | Mgmt | For | For | For | |||||
2 | Elect Teri G. Fontenot | Mgmt | For | For | For | |||||
3 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |||||
4 | Elect Michael M.E. Johns | Mgmt | For | For | For | |||||
5 | Elect Daphne E. Jones | Mgmt | For | For | For | |||||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||||
7 | Elect Susan R. Salka | Mgmt | For | For | For | |||||
8 | Elect Douglas D. Wheat | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Anaplan, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLAN | CUSIP 03272L108 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||||
1.2 | Elect Sandesh Patnam | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Arena Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARNA | CUSIP 040047607 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jayson Dallas | Mgmt | For | For | For | |||||
1.2 | Elect Oliver S. Fetzer | Mgmt | For | For | For | |||||
1.3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||||
1.4 | Elect Jennifer Jarrett | Mgmt | For | For | For | |||||
1.5 | Elect Amit D. Munshi | Mgmt | For | For | For | |||||
1.6 | Elect Garry A. Neil | Mgmt | For | For | For | |||||
1.7 | Elect Tina S. Nova | Mgmt | For | For | For | |||||
1.8 | Elect Manmeet S. Soni | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ascendis Pharma A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASND | CUSIP 04351P101 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||||
2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Albert Cha | Mgmt | For | For | For | |||||
6 | Elect Birgitte Volck | Mgmt | For | For | For | |||||
7 | Elect Lars Holtug | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Issue Warrants w/o Preemptive Rights Pursuant to LTI | Mgmt | For | For | For | |||||
Avalara, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVLR | CUSIP 05338G106 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William D. Ingram | Mgmt | For | For | For | |||||
1.2 | Elect Brian H. Sharples | Mgmt | For | For | For | |||||
1.3 | Elect Chelsea Stoner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
AVROBIO, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVRO | CUSIP 05455M100 | 06/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ian T. Clark | Mgmt | For | For | For | |||||
1.2 | Elect Annalisa Jenkins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2018 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
Axon Enterprise, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAXN | CUSIP 05464C101 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark W. Kroll | Mgmt | For | For | For | |||||
1.2 | Elect Matthew R McBrady | Mgmt | For | For | For | |||||
1.3 | Elect Patrick W. Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement- Article 5 | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement- Article 6 | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||
Axonics Modulation Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXNX | CUSIP 05465P101 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond W. Cohen | Mgmt | For | For | For | |||||
2 | Elect Erik Amble | Mgmt | For | For | For | |||||
3 | Elect Juliet T. Bakker | Mgmt | For | For | For | |||||
4 | Elect Robert E. McNamara | Mgmt | For | For | For | |||||
5 | Elect Michael H. Carrel | Mgmt | For | For | For | |||||
6 | Elect Nancy L. Snyderman | Mgmt | For | For | For | |||||
7 | Elect Jane E. Kiernan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Axsome Therapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXSM | CUSIP 05464T104 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark E. Saad | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bandwidth Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAND | CUSIP 05988J103 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David A. Morken | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Biohaven Pharmaceutical Holding Company Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHVN | CUSIP G11196105 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Declan Doogan | Mgmt | For | For | For | |||||
2 | Elect Vlad Coric | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
BJ's Wholesale Club Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BJ | CUSIP 05550J101 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Maile Clark | Mgmt | For | For | For | |||||
1.2 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Boston Beer Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAM | CUSIP 100557107 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Meghan V Joyce | Mgmt | For | For | For | |||||
1.2 | Elect Michael Spillane | Mgmt | For | For | For | |||||
1.3 | Elect Jean-Michel Valette | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Boyd Gaming Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BYD | CUSIP 103304101 | 04/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John R. Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Robert L. Boughner | Mgmt | For | Withhold | Against | |||||
1.3 | Elect William R. Boyd | Mgmt | For | Withhold | Against | |||||
1.4 | Elect William S. Boyd | Mgmt | For | For | For | |||||
1.5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Keith E. Smith | Mgmt | For | For | For | |||||
1.7 | Elect Christine J. Spadafor | Mgmt | For | For | For | |||||
1.8 | Elect A. Randall Thoman | Mgmt | For | For | For | |||||
1.9 | Elect Peter M. Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||||
1.11 | Elect Veronica J. Wilson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | For | |||||
Bright Horizons Family Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFAM | CUSIP 109194100 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen H. Kramer | Mgmt | For | For | For | |||||
2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | For | For | |||||
3 | Elect David H. Lissy | Mgmt | For | For | For | |||||
4 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Builders FirstSource, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLDR | CUSIP 12008R107 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul S. Levy | Mgmt | For | For | For | |||||
1.2 | Elect Cleveland A. Christophe | Mgmt | For | For | For | |||||
1.3 | Elect Craig A. Steinke | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cabot Microelectronics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCMP | CUSIP 12709P103 | 03/04/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul J. Reilly | Mgmt | For | For | For | |||||
1.2 | Elect Geoffrey Wild | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cardlytics Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDLX | CUSIP 14161W105 | 06/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lynne M. Laube | Mgmt | For | For | For | |||||
1.2 | Elect John Klinck | Mgmt | For | For | For | |||||
1.3 | Elect Tony Weisman | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Carriage Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSV | CUSIP 143905107 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas B. Meehan | Mgmt | For | For | For | |||||
1.2 | Elect Donald D. Patteson, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Casella Waste Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CWST | CUSIP 147448104 | 06/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael L. Battles | Mgmt | For | For | For | |||||
1.2 | Elect Joseph G. Doody | Mgmt | For | For | For | |||||
1.3 | Elect Emily Nagle Green | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Chegg, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHGG | CUSIP 163092109 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Renee Budig | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
1.3 | Elect Ted Schlein | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Churchill Downs Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHDN | CUSIP 171484108 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert L. Fealy | Mgmt | For | For | For | |||||
1.2 | Elect Douglas C. Grissom | Mgmt | For | For | For | |||||
1.3 | Elect Daniel P. Harrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Clarivate Analytics Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCC | CUSIP G21810109 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sheryl G. von Blucher | Mgmt | For | Against | Against | |||||
2 | Elect Jane Okun Bomba | Mgmt | For | For | For | |||||
3 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | |||||
5 | Change of Name | Mgmt | For | For | For | |||||
6 | Bundled Amendments of Memorandum and Articles of Association | Mgmt | For | For | For | |||||
7 | Open-Market Share Repurchases | Mgmt | For | For | For | |||||
8 | Share Repurchases from the Private Equity Sponsors | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Collegium Pharmaceutical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COLL | CUSIP 19459J104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Ciaffoni | Mgmt | For | For | For | |||||
2 | Elect Michael Thomas Heffernan | Mgmt | For | For | For | |||||
3 | Elect Gino Santini | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cubic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CUB | CUSIP 229669106 | 02/17/2020 | Voted | |||||||
�� | Meeting Type | Country of Trade | ||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Prithviraj Banerjee | Mgmt | For | For | For | |||||
1.2 | Elect Bruce G. Blakley | Mgmt | For | For | For | |||||
1.3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||||
1.4 | Elect Denise L. Devine | Mgmt | For | For | For | |||||
1.5 | Elect Bradley H. Feldmann | Mgmt | For | For | For | |||||
1.6 | Elect Carolyn A. Flowers | Mgmt | For | For | For | |||||
1.7 | Elect Janice M. Hamby | Mgmt | For | For | For | |||||
1.8 | Elect David F. Melcher | Mgmt | For | For | For | |||||
1.9 | Elect Steven J. Norris | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Denny's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DENN | CUSIP 24869P104 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bernadette S. Aulestia | Mgmt | For | For | For | |||||
2 | Elect Gregg R. Dedrick | Mgmt | For | For | For | |||||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||||
4 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||||
5 | Elect Robert E. Marks | Mgmt | For | For | For | |||||
6 | Elect John C. Miller | Mgmt | For | For | For | |||||
7 | Elect Donald C. Robinson | Mgmt | For | For | For | |||||
8 | Elect Laysha Ward | Mgmt | For | For | For | |||||
9 | Elect F. Mark Wolfinger | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Dorman Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DORM | CUSIP 258278100 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven L. Berman | Mgmt | For | For | For | |||||
2 | Elect Kevin M. Olsen | Mgmt | For | For | For | |||||
3 | Elect John J. Gavin | Mgmt | For | For | For | |||||
4 | Elect Paul R. Lederer | Mgmt | For | For | For | |||||
5 | Elect Richard T. Riley | Mgmt | For | For | For | |||||
6 | Elect Kelly A. Romano | Mgmt | For | For | For | |||||
7 | Elect G. Michael Stakias | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
eHealth, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EHTH | CUSIP 28238P109 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrea C. Brimmer | Mgmt | For | For | For | |||||
1.2 | Elect Beth A. Brooke | Mgmt | For | For | For | |||||
1.3 | Elect Randall S. Livingston | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Entegris, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENTG | CUSIP 29362U104 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||||
2 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||||
3 | Elect James F. Gentilcore | Mgmt | For | For | For | |||||
4 | Elect James P. Lederer | Mgmt | For | For | For | |||||
5 | Elect Bertrand Loy | Mgmt | For | For | For | |||||
6 | Elect Paul L.H. Olson | Mgmt | For | For | For | |||||
7 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | For | |||||
8 | Elect Brian Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Approval of the 2020 Stock Plan | Mgmt | For | For | For | |||||
ESCO Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESE | CUSIP 296315104 | 01/31/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patrick M. Dewar | Mgmt | For | For | For | |||||
1.2 | Elect Vinod M. Khilnani | Mgmt | For | For | For | |||||
1.3 | Elect Robert J. Phillippy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Everbridge, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVBG | CUSIP 29978A104 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jaime Ellertson | Mgmt | For | For | For | |||||
1.2 | Elect Sharon Rowlands | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
EverQuote, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EVER | CUSIP 30041R108 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David B. Blundin | Mgmt | For | For | For | |||||
1.2 | Elect Sanju K. Bansal | Mgmt | For | For | For | |||||
1.3 | Elect Seth Birnbaum | Mgmt | For | For | For | |||||
1.4 | Elect Paul F. Deninger | Mgmt | For | For | For | |||||
1.5 | Elect John Lunny | Mgmt | For | For | For | |||||
1.6 | Elect George Neble | Mgmt | For | For | For | |||||
1.7 | Elect John L. Shields | Mgmt | For | For | For | |||||
1.8 | Elect Mira Wilczek | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Evoqua Water Technologies Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AQUA | CUSIP 30057T105 | 02/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald C. Keating | Mgmt | For | For | For | |||||
1.2 | Elect Martin J. Lamb | Mgmt | For | For | For | |||||
1.3 | Elect Peter M. Wilver | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Exponent, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPO | CUSIP 30214U102 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Catherine Ford Corrigan | Mgmt | For | For | For | |||||
2 | Elect Paul R. Johnston | Mgmt | For | For | For | |||||
3 | Elect Carol Lindstrom | Mgmt | For | For | For | |||||
4 | Elect Karen A. Richardson | Mgmt | For | For | For | |||||
5 | Elect John B. Shoven | Mgmt | For | For | For | |||||
6 | Elect Debra L. Zumwalt | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Fate Therapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FATE | CUSIP 31189P102 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert S. Epstein | Mgmt | For | For | For | |||||
1.2 | Elect John D. Mendlein | Mgmt | For | For | For | |||||
1.3 | Elect Karin Jooss | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Five Below, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIVE | CUSIP 33829M101 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel D. Anderson | Mgmt | For | For | For | |||||
2 | Elect Kathleen S. Barclay | Mgmt | For | For | For | |||||
3 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Five9, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIVN | CUSIP 338307101 | 05/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kimberly E. Alexy | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Michael Burkland | Mgmt | For | For | For | |||||
1.3 | Elect Robert J. Zollars | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Generac Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNRC | CUSIP 368736104 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marcia J. Avedon | Mgmt | For | For | For | |||||
1.2 | Elect Bennett J. Morgan | Mgmt | For | For | For | |||||
1.3 | Elect Dominick P. Zarcone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Gibraltar Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROCK | CUSIP 374689107 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark G. Barberio | Mgmt | For | For | For | |||||
2 | Elect William T. Bosway | Mgmt | For | For | For | |||||
3 | Elect Sharon M. Brady | Mgmt | For | For | For | |||||
4 | Elect Craig A. Hindman | Mgmt | For | For | For | |||||
5 | Elect Vinod M. Khilnani | Mgmt | For | For | For | |||||
6 | Elect Linda K. Myers | Mgmt | For | For | For | |||||
7 | Elect William P. Montague | Mgmt | For | For | For | |||||
8 | Elect James B. Nish | Mgmt | For | For | For | |||||
9 | Elect Atlee Valentine Pope | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Global Blood Therapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GBT | CUSIP 37890U108 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Willie L. Brown, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Philip A. Pizzo | Mgmt | For | For | For | |||||
1.3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Globant S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLOB | CUSIP L44385109 | 04/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Results for Fiscal Year 2019 | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Approval of Share Based Compensation | Mgmt | For | For | For | |||||
6 | Appointment of Auditor for the Annual Accounts | Mgmt | For | For | For | |||||
7 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||||
8 | Elect Martin Gonzalo Umaran to the Board of Directors | Mgmt | For | For | For | |||||
9 | Elect Guibert Andres Englebienne to the Board of Directors | Mgmt | For | For | For | |||||
10 | Elect Linda Rottenberg to the Board of Directors | Mgmt | For | For | For | |||||
11 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
12 | Amendments to Articles Regarding Shareholder Rights | Mgmt | For | Against | Against | |||||
13 | Amendments to Articles Regarding Meeting Attendance | Mgmt | For | For | For | |||||
Graphic Packaging Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPK | CUSIP 388689101 | 05/20/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael P. Doss | Mgmt | For | For | For | |||||
1.2 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||||
1.3 | Elect Larry M. Venturelli | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Guardant Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GH | CUSIP 40131M109 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ian T. Clark | Mgmt | For | For | For | |||||
2 | Elect Samir Kaul | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
H&E Equipment Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HEES | CUSIP 404030108 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John M. Engquist | Mgmt | For | For | For | |||||
1.2 | Elect Bradley W. Barber | Mgmt | For | For | For | |||||
1.3 | Elect Paul N. Arnold | Mgmt | For | For | For | |||||
1.4 | Elect Gary W. Bagley | Mgmt | For | For | For | |||||
1.5 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | |||||
1.6 | Elect Patrick L. Edsell | Mgmt | For | For | For | |||||
1.7 | Elect Thomas J. Galligan III | Mgmt | For | For | For | |||||
1.8 | Elect Lawrence C. Karlson | Mgmt | For | Withhold | Against | |||||
1.9 | Elect John T. Sawyer | Mgmt | For | For | For | |||||
1.10 | Elect Mary P. Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Haemonetics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAE | CUSIP 405024100 | 07/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark W. Kroll | Mgmt | For | For | For | |||||
1.2 | Elect Claire Pomeroy | Mgmt | For | For | For | |||||
1.3 | Elect Ellen M. Zane | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Approval of the 2019 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
HealthEquity, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HQY | CUSIP 42226A107 | 06/25/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert W. Selander | Mgmt | For | For | For | |||||
2 | Elect Jon Kessler | Mgmt | For | For | For | |||||
3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||||
4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||||
5 | Elect Adrian T. Dillon | Mgmt | For | For | For | |||||
6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||||
7 | Elect Debra McCowan | Mgmt | For | For | For | |||||
8 | Elect Ian Sacks | Mgmt | For | For | For | |||||
9 | Elect Gayle Wellborn | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Heritage-Crystal Clean, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCCI | CUSIP 42726M106 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce C. Bruckmann | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Carmine Falcone | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert W. Willmschen, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
HMS Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HMSY | CUSIP 40425J101 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||||
2 | Elect Robert Becker | Mgmt | For | For | For | |||||
3 | Elect Craig R. Callen | Mgmt | For | For | For | |||||
4 | Elect William C. Lucia | Mgmt | For | For | For | |||||
5 | Elect William F. Miller III | Mgmt | For | For | For | |||||
6 | Elect Jeffrey A. Rideout | Mgmt | For | For | For | |||||
7 | Elect Ellen A. Rudnick | Mgmt | For | For | For | |||||
8 | Elect Bart M. Schwartz | Mgmt | For | For | For | |||||
9 | Elect Richard H. Stowe | Mgmt | For | For | For | |||||
10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Horizon Therapeutics Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HZNP | CUSIP G46188101 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gino Santini | Mgmt | For | For | For | |||||
2 | Elect James S. Shannon | Mgmt | For | For | For | |||||
3 | Elect Timothy P. Walbert | Mgmt | For | For | For | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
8 | Approval of the 2020 Employee Share Purchase Plan | Mgmt | For | For | For | |||||
ICU Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICUI | CUSIP 44930G107 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||||
1.5 | Elect Elisha W. Finney | Mgmt | For | For | For | |||||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ingevity Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NGVT | CUSIP 45688C107 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||||
2 | Elect Luis Fernandez-Moreno | Mgmt | For | For | For | |||||
3 | Elect J. Michael Fitzpatrick | Mgmt | For | For | For | |||||
4 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||||
5 | Elect Richard B. Kelson | Mgmt | For | For | For | |||||
6 | Elect Frederick J. Lynch | Mgmt | For | For | For | |||||
7 | Elect Karen G. Narwold | Mgmt | For | For | For | |||||
8 | Elect Daniel F. Sansone | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Inphi Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPHI | CUSIP 45772F107 | 05/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | |||||
1.2 | Elect David E. Liddle | Mgmt | For | For | For | |||||
1.3 | Elect Bruce M. McWilliams | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Inspire Medical Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INSP | CUSIP 457730109 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary L. Ellis | Mgmt | For | For | For | |||||
1.2 | Elect Mudit K. Jain | Mgmt | For | For | For | |||||
1.3 | Elect Dana G. Mead, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Integra LifeSciences Holdings Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IART | CUSIP 457985208 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||||
2 | Elect Rhonda Germany Ballintyn | Mgmt | For | For | For | |||||
3 | Elect Keith Bradley | Mgmt | For | For | For | |||||
4 | Elect Stuart M. Essig | Mgmt | For | For | For | |||||
5 | Elect Barbara B. Hill | Mgmt | For | For | For | |||||
6 | Elect Lloyd W. Howell, Jr. | Mgmt | For | For | For | |||||
7 | Elect Donald E. Morel, Jr. | Mgmt | For | For | For | |||||
8 | Elect Raymond G. Murphy | Mgmt | For | For | For | |||||
9 | Elect Christian S. Schade | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Inter Parfums, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPAR | CUSIP 458334109 | 09/12/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jean Madar | Mgmt | For | For | For | |||||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | |||||
1.3 | Elect Russell Greenberg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Philippe Santi | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Francois Heilbronn | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert Bensoussan-Torres | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Choel | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Michel Dyens | Mgmt | For | For | For | |||||
1.9 | Elect Veronique Gabai-Pinsky | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Gilbert Harrison | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2016 Option Plan | Mgmt | For | For | For | |||||
Iovance Biotherapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IOVA | CUSIP 462260100 | 06/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Iain Dukes | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Maria Fardis | Mgmt | For | For | For | |||||
1.3 | Elect Athena Countouriotis | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Ryan Maynard | Mgmt | For | For | For | |||||
1.5 | Elect Merrill A. McPeak | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Wayne P. Rothbaum | Mgmt | For | For | For | |||||
1.7 | Elect Michael Weiser | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of Annual Frequency for Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2018 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
iRhythm Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRTC | CUSIP 450056106 | 06/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kevin M. King | Mgmt | For | For | For | |||||
1.2 | Elect Raymond W. Scott | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
KalVista Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KALV | CUSIP 483497103 | 10/02/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect T. Andrew Crockett | Mgmt | For | For | For | |||||
1.2 | Elect Brian J.G. Pereira | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kirby Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEX | CUSIP 497266106 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard J. Alario | Mgmt | For | For | For | |||||
2 | Elect David W. Grzebinski | Mgmt | For | For | For | |||||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||||
4 | Elect Tanya S. Beder | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Krystal Biotech, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRYS | CUSIP 501147102 | 05/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Krish S. Krishnan | Mgmt | For | For | For | |||||
1.2 | Elect Kirti Ganorkar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Landstar System, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSTR | CUSIP 515098101 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David G. Bannister | Mgmt | For | For | For | |||||
2 | Elect George P. Scanlon | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Lattice Semiconductor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSCC | CUSIP 518415104 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James R. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Robin A. Abrams | Mgmt | For | For | For | |||||
1.3 | Elect John E. Bourgoin | Mgmt | For | For | For | |||||
1.4 | Elect Mark E. Jensen | Mgmt | For | For | For | |||||
1.5 | Elect Anjali Joshi | Mgmt | For | For | For | |||||
1.6 | Elect James P. Lederer | Mgmt | For | For | For | |||||
1.7 | Elect John E. Major | Mgmt | For | For | For | |||||
1.8 | Elect Krishna Rangasayee | Mgmt | For | For | For | |||||
1.9 | Elect D. Jeffrey Richardson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||||
Lithia Motors, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LAD | CUSIP 536797103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sidney B. DeBoer | Mgmt | For | For | For | |||||
2 | Elect Bryan B. DeBoer | Mgmt | For | For | For | |||||
3 | Elect Susan O. Cain | Mgmt | For | For | For | |||||
4 | Elect Shauna F. McIntyre | Mgmt | For | For | For | |||||
5 | Elect Louis P. Miramontes | Mgmt | For | For | For | |||||
6 | Elect Kenneth E. Roberts | Mgmt | For | For | For | |||||
7 | Elect David J. Robino | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Marriott Vacations Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VAC | CUSIP 57164Y107 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect C. E. Andrews | Mgmt | For | For | For | |||||
1.2 | Elect William W. McCarten | Mgmt | For | For | For | |||||
1.3 | Elect William J. Shaw | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
MasTec, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTZ | CUSIP 576323109 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||||
1.2 | Elect Julia L. Johnson | Mgmt | For | For | For | |||||
1.3 | Elect Jorge Mas | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mercury Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRCY | CUSIP 589378108 | 10/23/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James K. Bass | Mgmt | For | For | For | |||||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||||
1.3 | Elect Lisa S. Disbrow | Mgmt | For | For | For | |||||
1.4 | Elect Barry R. Nearhos | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Merit Medical Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMSI | CUSIP 589889104 | 06/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lonny J. Carpenter | Mgmt | For | For | For | |||||
1.2 | Elect David K. Floyd | Mgmt | For | For | For | |||||
1.3 | Elect James T. Hogan | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mesa Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MLAB | CUSIP 59064R109 | 11/05/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John J. Sullivan | Mgmt | For | For | For | |||||
1.2 | Elect Gary M. Owens | Mgmt | For | For | For | |||||
1.3 | Elect John B. Schmieder | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert V. Dwyer | Mgmt | For | For | For | |||||
1.5 | Elect Evan C. Guillemin | Mgmt | For | For | For | |||||
1.6 | Elect David M. Kelly | Mgmt | For | For | For | |||||
1.7 | Elect David Perez | Mgmt | For | For | For | |||||
1.8 | Elect Jennifer S. Alltoft | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
MGIC Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTG | CUSIP 552848103 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel A. Arrigoni | Mgmt | For | For | For | |||||
1.2 | Elect C. Edward Chaplin | Mgmt | For | For | For | |||||
1.3 | Elect Curt S. Culver | Mgmt | For | For | For | |||||
1.4 | Elect Jay C. Hartzell | Mgmt | For | For | For | |||||
1.5 | Elect Timothy A. Holt | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | |||||
1.7 | Elect Jodeen A. Kozlak | Mgmt | For | For | For | |||||
1.8 | Elect Michael E. Lehman | Mgmt | For | For | For | |||||
1.9 | Elect Melissa B. Lora | Mgmt | For | For | For | |||||
1.10 | Elect Timothy J. Mattke | Mgmt | For | For | For | |||||
1.11 | Elect Gary A. Poliner | Mgmt | For | For | For | |||||
1.12 | Elect Sheryl L. Sculley | Mgmt | For | For | For | |||||
1.13 | Elect Mark M. Zandi | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Monolithic Power Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MPWR | CUSIP 609839105 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Victor K. Lee | Mgmt | For | For | For | |||||
1.2 | Elect James C. Moyer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||
Monro Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNRO | CUSIP 610236101 | 08/13/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick M. Danziger | Mgmt | For | For | For | |||||
1.2 | Elect Stephen C. McCluski | Mgmt | For | For | For | |||||
1.3 | Elect Robert E. Mellor | Mgmt | For | For | For | |||||
1.4 | Elect Peter J. Solomon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
MSA Safety Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSA | CUSIP 553498106 | 05/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William M. Lambert | Mgmt | For | For | For | |||||
1.2 | Elect Diane M. Pearse | Mgmt | For | For | For | |||||
1.3 | Elect Nishan J. Vartanian | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Natera, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTRA | CUSIP 632307104 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rowan Chapman | Mgmt | For | For | For | |||||
1.2 | Elect Herm Rosenman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jonathan Sheena | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Neogenomics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEO | CUSIP 64049M209 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas M. VanOort | Mgmt | For | For | For | |||||
2 | Elect Steven C. Jones | Mgmt | For | For | For | |||||
3 | Elect Kevin C. Johnson | Mgmt | For | Abstain | Against | |||||
4 | Elect Raymond R. Hipp | Mgmt | For | For | For | |||||
5 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||||
6 | Elect Lynn A. Tetrault | Mgmt | For | For | For | |||||
7 | Elect Allison L. Hannah | Mgmt | For | Abstain | Against | |||||
8 | Elect Stephen M. Kanovsky | Mgmt | For | Abstain | Against | |||||
9 | Elect Rachel A. Stahler | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
New Relic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEWR | CUSIP 64829B100 | 08/22/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Caroline Watteeuw-Carlisle | Mgmt | For | For | For | |||||
1.2 | Elect Dan Scholnick | Mgmt | For | For | For | |||||
1.3 | Elect James R. Tolonen | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Nexstar Media Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXST | CUSIP 65336K103 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis A. Miller | Mgmt | For | For | For | |||||
1.2 | Elect John R. Muse | Mgmt | For | Withhold | Against | |||||
1.3 | Elect I. Martin Pompadur | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
NovoCure Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVCR | CUSIP G6674U108 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeryl L. Hilleman | Mgmt | For | For | For | |||||
2 | Elect David T. Hung | Mgmt | For | For | For | |||||
3 | Elect Kinyip Gabriel Leung | Mgmt | For | Against | Against | |||||
4 | Elect Martin J. Madden | Mgmt | For | For | For | |||||
5 | Elect Sherilyn S. McCoy | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
NuVasive, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUVA | CUSIP 670704105 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Christopher Barry | Mgmt | For | For | For | |||||
2 | Elect Gregory T. Lucier | Mgmt | For | For | For | |||||
3 | Elect Leslie V. Norwalk | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
OneMain Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMF | CUSIP 68268W103 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jay N. Levine | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||||
1.3 | Elect Peter B. Sinensky | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Orchard Therapeutics plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORTX | CUSIP 68570P101 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||||
2 | Elect Marc Dunoyer | Mgmt | For | For | For | |||||
3 | Elect James A. Geraghty | Mgmt | For | For | For | |||||
4 | Appointment of UK Auditor | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
13 | Adoption of Amended Articles (Quorum Requirement) | Mgmt | For | For | For | |||||
14 | Adoption of Amended Articles (Virtual/Hybrid Meetings) | Mgmt | For | For | For | |||||
Oxford Immunotec Global PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXFD | CUSIP G6855A103 | 06/24/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick J. Balthrop, Sr. | Mgmt | For | For | For | |||||
2 | Elect Patricia Randall | Mgmt | For | For | For | |||||
3 | Elect Herm Rosenman | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of UK Auditor | Mgmt | For | For | For | |||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Pinnacle Financial Partners, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNFP | CUSIP 72346Q104 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Abney S. Boxley, III | Mgmt | For | For | For | |||||
2 | Elect Gregory L. Burns | Mgmt | For | For | For | |||||
3 | Elect Thomas C. Farnsworth, III | Mgmt | For | For | For | |||||
4 | Elect David B. Ingram | Mgmt | For | For | For | |||||
5 | Elect Gary L. Scott | Mgmt | For | For | For | |||||
6 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
7 | Elect Charles E. Brock | Mgmt | For | For | For | |||||
8 | Elect Richard D. Callicutt II | Mgmt | For | For | For | |||||
9 | Elect Joseph C. Galante | Mgmt | For | For | For | |||||
10 | Elect Robert A. McCabe, Jr. | Mgmt | For | For | For | |||||
11 | Elect Reese L. Smith, III | Mgmt | For | For | For | |||||
12 | Elect M. Terry Turner | Mgmt | For | For | For | |||||
13 | Elect Renda J. Burkhart | Mgmt | For | For | For | |||||
14 | Elect Marty G. Dickens | Mgmt | For | For | For | |||||
15 | Elect Glenda B. Glover | Mgmt | For | For | For | |||||
16 | Elect Ronald L. Samuels | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Planet Fitness, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLNT | CUSIP 72703H101 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Spinelli, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Enshalla Anderson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Primerica, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRI | CUSIP 74164M108 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John A. Addison, Jr. | Mgmt | For | For | For | |||||
2 | Elect Joel M. Babbit | Mgmt | For | For | For | |||||
3 | Elect P. George Benson | Mgmt | For | For | For | |||||
4 | Elect C. Saxby Chambliss | Mgmt | For | Against | Against | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||||
6 | Elect Cynthia N. Day | Mgmt | For | For | For | |||||
7 | Elect Sanjeev Dheer | Mgmt | For | For | For | |||||
8 | Elect Beatriz R. Perez | Mgmt | For | For | For | |||||
9 | Elect D. Richard Williams | Mgmt | For | For | For | |||||
10 | Elect Glenn J. Williams | Mgmt | For | For | For | |||||
11 | Elect Barbara A. Yastine | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
PTC Therapeutics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PTCT | CUSIP 69366J200 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephanie S. Okey | Mgmt | For | For | For | |||||
1.2 | Elect Stuart W. Peltz | Mgmt | For | For | For | |||||
1.3 | Elect Jerome B. Zeldis | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Q2 Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QTWO | CUSIP 74736L109 | 06/09/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lynn Atchison | Mgmt | For | For | For | |||||
1.2 | Elect Charles T. Doyle | Mgmt | For | For | For | |||||
1.3 | Elect Carl James Schaper | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
R1 RCM Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RCM | CUSIP 749397105 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael C. Feiner | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Flanagan | Mgmt | For | For | For | |||||
1.3 | Elect John B. Henneman, III | Mgmt | For | For | For | |||||
1.4 | Elect Alex J. Mandl | Mgmt | For | For | For | |||||
1.5 | Elect Neal Moszkowski | Mgmt | For | For | For | |||||
1.6 | Elect Ian Sacks | Mgmt | For | For | For | |||||
1.7 | Elect Jill D. Smith | Mgmt | For | For | For | |||||
1.8 | Elect Anthony J. Speranzo | Mgmt | For | For | For | |||||
1.9 | Elect Anthony R. Tersigni | Mgmt | For | For | For | |||||
1.10 | Elect Albert R. Zimmerli | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Reata Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RETA | CUSIP 75615P103 | 06/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James E. Bass | Mgmt | For | For | For | |||||
1.2 | Elect R. Kent McGaughy Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Repligen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RGEN | CUSIP 759916109 | 05/13/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | |||||
2 | Elect Karen Dawes | Mgmt | For | For | For | |||||
3 | Elect Tony J. Hunt | Mgmt | For | For | For | |||||
4 | Elect Rohin Mhatre | Mgmt | For | For | For | |||||
5 | Elect Glenn P. Muir | Mgmt | For | For | For | |||||
6 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Rexnord Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RXN | CUSIP 76169B102 | 07/25/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark S. Bartlett | Mgmt | For | For | For | |||||
1.2 | Elect David C. Longren | Mgmt | For | For | For | |||||
1.3 | Elect George C. Moore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Semtech Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMTC | CUSIP 816850101 | 06/11/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James P. Burra | Mgmt | For | For | For | |||||
1.2 | Elect Rodolpho C. Cardenuto | Mgmt | For | For | For | |||||
1.3 | Elect Bruce C. Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Saar Gillai | Mgmt | For | For | For | |||||
1.5 | Elect Rockell N. Hankin | Mgmt | For | For | For | |||||
1.6 | Elect Ye Jane Li | Mgmt | For | For | For | |||||
1.7 | Elect James T. Lindstrom | Mgmt | For | For | For | |||||
1.8 | Elect Mohan R. Maheswaran | Mgmt | For | For | For | |||||
1.9 | Elect Sylvia Summers | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Skyline Champion Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SKY | CUSIP 830830105 | 07/30/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||||
1.3 | Elect Michael Berman | Mgmt | For | For | For | |||||
1.4 | Elect John C. Firth | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Michael Kaufman | Mgmt | For | For | For | |||||
1.6 | Elect Gary E. Robinette | Mgmt | For | For | For | |||||
1.7 | Elect Mark Yost | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Smartsheet Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMAR | CUSIP 83200N103 | 06/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Geoffrey T. Barker | Mgmt | For | For | For | |||||
1.2 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||||
1.3 | Elect Matthew S. McIlwain | Mgmt | For | For | For | |||||
1.4 | Elect James N. White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tandem Diabetes Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNDM | CUSIP 875372203 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||||
1.2 | Elect Christopher J. Twomey | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Teladoc Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDOC | CUSIP 87918A105 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Helen Darling | Mgmt | For | For | For | |||||
1.2 | Elect William H. Frist | Mgmt | For | For | For | |||||
1.3 | Elect Michael Goldstein | Mgmt | For | For | For | |||||
1.4 | Elect Jason Gorevic | Mgmt | For | For | For | |||||
1.5 | Elect Catherine A. Jacobson | Mgmt | For | For | For | |||||
1.6 | Elect Thomas G. McKinley | Mgmt | For | For | For | |||||
1.7 | Elect Kenneth H. Paulus | Mgmt | For | For | For | |||||
1.8 | Elect David L. Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect Mark Douglas Smith | Mgmt | For | For | For | |||||
1.10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Descartes Systems Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DSG | CUSIP 249906108 | 05/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deepak Chopra | Mgmt | For | For | For | |||||
1.2 | Elect Deborah Close | Mgmt | For | For | For | |||||
1.3 | Elect Eric A. Demirian | Mgmt | For | For | For | |||||
1.4 | Elect Dennis Maple | Mgmt | For | For | For | |||||
1.5 | Elect Chris E. Muntwyler | Mgmt | For | For | For | |||||
1.6 | Elect Jane O'Hagan | Mgmt | For | For | For | |||||
1.7 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||
1.8 | Elect John Walker | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||||
Trex Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TREX | CUSIP 89531P105 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jay M. Gratz | Mgmt | For | For | For | |||||
2 | Elect Kristine L. Juster | Mgmt | For | For | For | |||||
3 | Elect Ronald W. Kaplan | Mgmt | For | For | For | |||||
4 | Elect Gerald Volas | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ultragenyx Pharmaceutical Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RARE | CUSIP 90400D108 | 06/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Emil D. Kakkis | Mgmt | For | For | For | |||||
2 | Elect Shehnaaz Suliman | Mgmt | For | For | For | |||||
3 | Elect Daniel G. Welch | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Valley National Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VLY | CUSIP 919794107 | 05/01/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew B. Abramson | Mgmt | For | For | For | |||||
2 | Elect Peter J. Baum | Mgmt | For | For | For | |||||
3 | Elect Eric P. Edelstein | Mgmt | For | For | For | |||||
4 | Elect Graham O. Jones | Mgmt | For | Against | Against | |||||
5 | Elect Marc J. Lenner | Mgmt | For | For | For | |||||
6 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||||
7 | Elect Peter V. Maio | Mgmt | For | For | For | |||||
8 | Elect Ira Robbins | Mgmt | For | For | For | |||||
9 | Elect Suresh L. Sani | Mgmt | For | For | For | |||||
10 | Elect Melissa J. Schultz | Mgmt | For | For | For | |||||
11 | Elect Jennifer W. Steans | Mgmt | For | For | For | |||||
12 | Elect Jeffrey S. Wilks | Mgmt | For | Against | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | Against | For | |||||
Veracyte, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VCYT | CUSIP 92337F107 | 06/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bonnie H. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Robert S. Epstein | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Evan Jones | Mgmt | For | For | For | |||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Woodward, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WWD | CUSIP 980745103 | 01/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Donovan | Mgmt | For | For | For | |||||
2 | Elect Mary L. Petrovich | Mgmt | For | For | For | |||||
3 | Elect James R. Rulseh | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
Zscaler, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZS | CUSIP 98980G102 | 01/10/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew William Fraser Brown | Mgmt | For | For | For | |||||
1.2 | Elect Scott Darling | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Schneider | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Fund Name : Neuberger Berman Sustainable Equity Fund | ||||||||||
7/1/2019 - 6/30/2020 | ||||||||||
Advance Auto Parts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAP | CUSIP 00751Y106 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||||
2 | Elect Brad W. Buss | Mgmt | For | For | For | |||||
3 | Elect John F. Ferraro | Mgmt | For | For | For | |||||
4 | Elect Thomas R. Greco | Mgmt | For | For | For | |||||
5 | Elect Jeffrey J. Jones II | Mgmt | For | For | For | |||||
6 | Elect Eugene I. Lee | Mgmt | For | For | For | |||||
7 | Elect Sharon L. McCollam | Mgmt | For | For | For | |||||
8 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||||
9 | Elect Nigel Travis | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Alphabet Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOGL | CUSIP 02079K305 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Sundar Pichai | Mgmt | For | For | For | |||||
1.4 | Elect John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Alan R. Mulally | Mgmt | For | Withhold | Against | |||||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.11 | Elect Robin L. Washington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | ShrHoldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | For | Against | |||||
10 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | For | Against | |||||
11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||
12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | ShrHoldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Report on Whistleblower Policies | ShrHoldr | Against | For | Against | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 03/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||||
3 | Elect D. Mark Durcan | Mgmt | For | For | For | |||||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||||
5 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||||
6 | Elect Jane E. Henney | Mgmt | For | For | For | |||||
7 | Elect Kathleen Hyle | Mgmt | For | For | For | |||||
8 | Elect Michael J. Long | Mgmt | For | For | For | |||||
9 | Elect Henry W. McGee | Mgmt | For | For | For | |||||
10 | Elect Dennis M. Nally | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Against | For | Against | |||||
Aptiv PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APTV | CUSIP G6095L109 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||||
3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||||
5 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Paul M. Meister | Mgmt | For | For | For | |||||
8 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||||
9 | Elect Colin J. Parris | Mgmt | For | For | For | |||||
10 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Arista Networks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANET | CUSIP 040413106 | 05/27/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark B. Templeton | Mgmt | For | For | For | |||||
1.2 | Elect Nikos Theodosopoulos | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Becton, Dickinson and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BDX | CUSIP 075887109 | 01/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||||
9 | Elect Thomas E. Polen | Mgmt | For | For | For | |||||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||||
17 | Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
Cigna Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125523100 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||||
4 | Elect Elder Granger | Mgmt | For | For | For | |||||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||||
10 | Elect William L. Roper | Mgmt | For | For | For | |||||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | For | Against | |||||
Cognizant Technology Solutions Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTSH | CUSIP 192446102 | 06/02/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||||
2 | Elect Vinita Bali | Mgmt | For | Against | Against | |||||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||||
4 | Elect Archana Deskus | Mgmt | For | For | For | |||||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||||
6 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||||
7 | Elect Brian Humphries | Mgmt | For | For | For | |||||
8 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||||
9 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||||
10 | Elect Joseph M. Velli | Mgmt | For | For | For | |||||
11 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 06/03/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||||
1.3 | Elect Naomi M. Bergman | Mgmt | For | For | For | |||||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Advisory vote on executive compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Against | For | Against | |||||
Compass Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296208 | 02/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Karen Witts | Mgmt | For | For | For | |||||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||||
8 | Elect John G. Bason | Mgmt | For | For | For | |||||
9 | Elect Stefan Bomhard | Mgmt | For | For | For | |||||
10 | Elect John Bryant | Mgmt | For | For | For | |||||
11 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||||
13 | Elect Ireena Vittal | Mgmt | For | For | For | |||||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Directors' Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
CSX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSX | CUSIP 126408103 | 05/06/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | |||||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||||
3 | Elect James M. Foote | Mgmt | For | For | For | |||||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | |||||
5 | Elect Paul C. Hilal | Mgmt | For | For | For | |||||
6 | Elect John D. McPherson | Mgmt | For | For | For | |||||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||||
8 | Elect Linda H. Riefler | Mgmt | For | For | For | |||||
9 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
11 | Elect John J. Zillmer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Danaher Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DHR | CUSIP 235851102 | 05/05/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||||
2 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||||
3 | Elect Teri List-Stoll | Mgmt | For | For | For | |||||
4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||||
5 | Elect Jessica L. Mega | Mgmt | For | For | For | |||||
6 | Elect Pardis C. Sabeti | Mgmt | For | For | For | |||||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||||
Discovery, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISCA | CUSIP 25470F104 | 06/18/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert R. Bennett | Mgmt | For | For | For | |||||
1.2 | Elect John C. Malone | Mgmt | For | For | For | |||||
1.3 | Elect David M. Zaslav | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||||
EQT Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQT | CUSIP 26884L109 | 07/10/2019 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lydia I. Beebe | ShrHoldr | N/A | TNA | N/A | |||||
2 | Elect Lee M. Canaan | ShrHoldr | N/A | TNA | N/A | |||||
3 | Elect Dr. Kathryn J. Jackson | ShrHoldr | N/A | TNA | N/A | |||||
4 | Elect John F. Mccartney | ShrHoldr | N/A | TNA | N/A | |||||
5 | Elect Daniel J. Rice | ShrHoldr | N/A | TNA | N/A | |||||
6 | Elect Toby Z. Rice | ShrHoldr | N/A | TNA | N/A | |||||
7 | Elect Hallie A. Vanderhider | ShrHoldr | N/A | TNA | N/A | |||||
8 | Elect Management Nominee Philip G. Behrman | ShrHoldr | N/A | TNA | N/A | |||||
9 | Elect Management Nominee Janet L. Carrig | ShrHoldr | N/A | TNA | N/A | |||||
10 | Elect Management Nominee James T. McManus, II | ShrHoldr | N/A | TNA | N/A | |||||
11 | Elect Management Nominee Anita M. Powers | ShrHoldr | N/A | TNA | N/A | |||||
12 | Elect Management Nominee Stephen A. Thorington | ShrHoldr | N/A | TNA | N/A | |||||
13 | Elect Management Nominee Christina A. Cassotis | ShrHoldr | N/A | TNA | N/A | |||||
14 | Elect Management Nominee William M. Lambert | ShrHoldr | N/A | TNA | N/A | |||||
15 | Elect Management Nominee Gerald F. MacCleary | ShrHoldr | N/A | TNA | N/A | |||||
16 | Elect Management Nominee Valerie A. Mitchell | ShrHoldr | N/A | TNA | N/A | |||||
17 | Elect Management Nominee Robert J. McNally | ShrHoldr | N/A | TNA | N/A | |||||
18 | Elect Management Nominee Christine J. Toretti | ShrHoldr | N/A | TNA | N/A | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||||
20 | Approval 2019 Long-Term Incentive Plan | Mgmt | N/A | TNA | N/A | |||||
21 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||||
EQT Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQT | CUSIP 26884L109 | 07/10/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philip G. Behrman | Mgmt | For | For | For | |||||
2 | Elect Janet L. Carrig | Mgmt | For | For | For | |||||
3 | Elect Christina A. Cassotis | Mgmt | For | For | For | |||||
4 | Elect William M. Lambert | Mgmt | For | For | For | |||||
5 | Elect Gerald F. MacCleary | Mgmt | For | For | For | |||||
6 | Elect James T. McManus, II | Mgmt | For | For | For | |||||
7 | Elect Valerie A. Mitchell | Mgmt | For | For | For | |||||
8 | Elect Robert J. McNally | Mgmt | For | For | For | |||||
9 | Elect Anita M. Powers | Mgmt | For | For | For | |||||
10 | Elect Daniel J. Rice IV | Mgmt | For | For | For | |||||
11 | Elect Stephen A. Thorington | Mgmt | For | For | For | |||||
12 | Elect Christine J. Toretti | Mgmt | For | For | For | |||||
13 | Rice Group Nominee Lydia I. Beebe | Mgmt | N/A | Abstain | N/A | |||||
14 | Rice Group Nominee Lee M. Canaan | Mgmt | N/A | Abstain | N/A | |||||
15 | Rice Group Nominee Dr. Kathryn J. Jackson | Mgmt | N/A | Abstain | N/A | |||||
16 | Rice Group Nominee John F. Mccartney | Mgmt | N/A | Abstain | N/A | |||||
17 | Rice Group Nominee Toby Z. Rice | Mgmt | N/A | Abstain | N/A | |||||
18 | Rice Group Nominee Hallie A. Vanderhider | Mgmt | N/A | Abstain | N/A | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Approval 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
21 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intercontinental Exchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45866F104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | For | |||||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eve Burton | Mgmt | For | For | For | |||||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||||
4 | Elect Sasan Goodarzi | Mgmt | For | For | For | |||||
5 | Elect Deborah Liu | Mgmt | For | For | For | |||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||||
9 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||||
10 | Elect Raul Vazquez | Mgmt | For | For | For | |||||
11 | Elect Jeff Weiner | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Against | Against | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/19/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||
2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||
3 | Elect Todd A. Combs | Mgmt | For | For | For | |||||
4 | Elect James S. Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
7 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
8 | Elect Michael A. Neal | Mgmt | For | For | For | |||||
9 | Elect Lee R. Raymond | Mgmt | For | Against | Against | |||||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Mastercard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/16/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||||
3 | Elect Richard K. Davis | Mgmt | For | For | For | |||||
4 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||||
5 | Elect Julius Genachowski | Mgmt | For | For | For | |||||
6 | Elect Choon Phong Goh | Mgmt | For | For | For | |||||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||||
8 | Elect Oki Matsumoto | Mgmt | For | For | For | |||||
9 | Elect Youngme E. Moon | Mgmt | For | For | For | |||||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
12 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||||
13 | Elect Jackson P. Tai | Mgmt | For | For | For | |||||
14 | Elect Lance Uggla | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Medtronic Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP G5960L103 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||||
4 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
5 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||||
6 | Elect Omar Ishrak | Mgmt | For | For | For | |||||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||||
9 | Elect Geoffrey Straub Martha | Mgmt | For | For | For | |||||
10 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||||
11 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||||
12 | Elect Kendall J. Powell | Mgmt | For | For | For | |||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 12/04/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||
6 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||
7 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||
9 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||
10 | Elect John W. Stanton | Mgmt | For | For | For | |||||
11 | Elect John W. Thompson | Mgmt | For | For | For | |||||
12 | Elect Emma N. Walmsley | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | For | Against | |||||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/28/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||||
2 | Elect James E. Craddock | Mgmt | For | For | For | |||||
3 | Elect Barbara J. Duganier | Mgmt | For | For | For | |||||
4 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||||
6 | Elect David L. Stover | Mgmt | For | For | For | |||||
7 | Elect Scott D. Urban | Mgmt | For | For | For | |||||
8 | Elect William T. Van Kleef | Mgmt | For | For | For | |||||
9 | Elect Martha B. Wyrsch | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Novozymes A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NZYMB | CINS K7317J133 | 02/26/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | For | |||||
9 | Elect Cees de Jong | Mgmt | For | For | For | |||||
10 | Elect Kasim Kutay | Mgmt | For | For | For | |||||
11 | Elect Kim Stratton | Mgmt | For | For | For | |||||
12 | Elect Mathias Uhlen | Mgmt | For | For | For | |||||
13 | Elect Sharon James | Mgmt | For | For | For | |||||
14 | Elect Heine Dalsgaard | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Remuneration Policy | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Cancellation of Shares | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Premier, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PINC | CUSIP 74051N102 | 12/06/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan D. DeVore | Mgmt | For | For | For | |||||
1.2 | Elect Jody R. Davids | Mgmt | For | For | For | |||||
1.3 | Elect Peter S. Fine | Mgmt | For | For | For | |||||
1.4 | Elect David H. Langstaff | Mgmt | For | For | For | |||||
1.5 | Elect Marvin R. O'Quinn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | �� | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Regeneron Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REGN | CUSIP 75886F107 | 06/12/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect N. Anthony Coles | Mgmt | For | For | For | |||||
2 | Elect Joseph L. Goldstein | Mgmt | For | For | For | |||||
3 | Elect Christine A. Poon | Mgmt | For | Against | Against | |||||
4 | Elect P. Roy Vagelos | Mgmt | For | For | For | |||||
5 | Elect Huda Y. Zoghbi | Mgmt | For | Against | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Ryanair Holdings Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RY4C | CUSIP 783513203 | 09/19/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||
3 | Elect David Bonderman | Mgmt | For | For | For | |||||
4 | Elect Roisin Brennan | Mgmt | For | For | For | |||||
5 | Elect Michael E. Cawley | Mgmt | For | For | For | |||||
6 | Elect Emer Daly | Mgmt | For | For | For | |||||
7 | Elect Stan McCarthy | Mgmt | For | For | For | |||||
8 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||||
9 | Elect Howard Millar | Mgmt | For | For | For | |||||
10 | Elect Dick Milliken | Mgmt | For | For | For | |||||
11 | Elect Michael O'Brien | Mgmt | For | For | For | |||||
12 | Elect Michael O'Leary | Mgmt | For | For | For | |||||
13 | Elect Julie O'Neill | Mgmt | For | For | For | |||||
14 | Elect Louise Phelan | Mgmt | For | Against | Against | |||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Stanley Black & Decker, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWK | CUSIP 854502101 | 04/17/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||||
8 | Elect James M. Loree | Mgmt | For | For | For | |||||
9 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||||
10 | Elect Irving Tan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/23/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||||
7 | Elect Michael D. Hsu | Mgmt | For | For | For | |||||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||||
9 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||||
11 | Elect Richard K. Templeton | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 05/08/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philip F. Bleser | Mgmt | For | For | For | |||||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | |||||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||||
4 | Elect Charles A. Davis | Mgmt | For | For | For | |||||
5 | Elect Roger N. Farah | Mgmt | For | For | For | |||||
6 | Elect Lawton W. Fitt | Mgmt | For | For | For | |||||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | For | |||||
8 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | |||||
9 | Elect Patrick H. Nettles | Mgmt | For | For | For | |||||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||||
11 | Elect Jan E. Tighe | Mgmt | For | For | For | |||||
12 | Elect Kahina Van Dyke | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
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The Sherwin-Williams Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHW | CUSIP 824348106 | 04/22/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||||
9 | Elect Matthew Thornton III | Mgmt | For | For | For | |||||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/21/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||||
2 | Elect Dorothy J. Bridges | Mgmt | For | For | For | |||||
3 | Elect Elizabeth Buse | Mgmt | For | For | For | |||||
4 | Elect Marc N. Casper | Mgmt | For | For | For | |||||
5 | Elect Andrew Cecere | Mgmt | For | For | For | |||||
6 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||||
7 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | |||||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | |||||
11 | Elect Yusuf I. Mehdi | Mgmt | For | For | For | |||||
12 | Elect John P. Wiehoff | Mgmt | For | For | For | |||||
13 | Elect Scott W. Wine | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Unilever NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNA | CUSIP 904784709 | 04/30/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits and Dividends | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
8 | Elect Judith Hartmann | Mgmt | For | For | For | |||||
9 | Elect Alan Jope | Mgmt | For | For | For | |||||
10 | Elect Andrea Jung | Mgmt | For | For | For | |||||
11 | Elect Susan Kilsby | Mgmt | For | For | For | |||||
12 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||||
13 | Elect Youngme E. Moon | Mgmt | For | For | For | |||||
14 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||||
15 | Elect John Rishton | Mgmt | For | For | For | |||||
16 | Elect Feike Sijbesma | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Suppress Preemptive Rights (Acquisition or Investment Purposes) | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Cancellation of Shares | Mgmt | For | For | For | |||||
United Rentals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URI | CUSIP 911363109 | 05/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||||
2 | Elect Marc A. Bruno | Mgmt | For | For | For | |||||
3 | Elect Matthew J. Flannery | Mgmt | For | For | For | |||||
4 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||||
5 | Elect Kim Harris Jones | Mgmt | For | For | For | |||||
6 | Elect Terri L. Kelly | Mgmt | For | For | For | |||||
7 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | |||||
9 | Elect Filippo Passerini | Mgmt | For | For | For | |||||
10 | Elect Donald C. Roof | Mgmt | For | For | For | |||||
11 | Elect Shiv Singh | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||
Vestas Wind Systems A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VWS | CINS K9773J128 | 04/07/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect Anders Runevad | Mgmt | For | For | For | |||||
9 | Elect Bert Nordberg | Mgmt | For | For | For | |||||
10 | Elect Bruce Grant | Mgmt | For | For | For | |||||
11 | Elect Carsten Bjerg | Mgmt | For | For | For | |||||
12 | Elect Eva Merete Sofelde Berneke | Mgmt | For | For | For | |||||
13 | Elect Helle Thorning-Schmidt | Mgmt | For | For | For | |||||
14 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||||
15 | Elect Lars G. Josefsson | Mgmt | For | For | For | |||||
16 | Directors' Fees For 2019 | Mgmt | For | For | For | |||||
17 | Directors' Fees For 2020 | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Remuneration Policy | Mgmt | For | For | For | |||||
20 | Amendments to Articles | Mgmt | For | For | For | |||||
21 | Cancellation of Shares | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
W.W. Grainger, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GWW | CUSIP 384802104 | 04/29/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||||
1.2 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||||
1.5 | Elect D. G. Macpherson | Mgmt | For | For | For | |||||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | |||||
1.7 | Elect Beatriz R. Perez | Mgmt | For | For | For | |||||
1.8 | Elect Michael J. Roberts | Mgmt | For | For | For | |||||
1.9 | Elect E. Scott Santi | Mgmt | For | For | For | |||||
1.10 | Elect Susan Slavik WIlliams | Mgmt | For | For | For | |||||
1.11 | Elect Lucas E. Watson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 05/15/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | |||||
2 | Elect Rick R. Holley | Mgmt | For | For | For | |||||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
4 | Elect Al Monaco | Mgmt | For | For | For | |||||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | |||||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | |||||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | |||||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||||
9 | Elect Devin W. Stockfish | Mgmt | For | For | For | |||||
10 | Elect Kim Williams | Mgmt | For | For | For | |||||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zebra Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBRA | CUSIP 989207105 | 05/14/2020 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anders Gustafsson | Mgmt | For | For | For | |||||
1.2 | Elect Janice M. Roberts | Mgmt | For | For | For | |||||
1.3 | Elect Linda M. Connly | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Value Fund | ||||||||||
7/1/2019 - 8/16/2019 | ||||||||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 08/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/08/2019 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||||
7 | Elect Christine M. McCarthy | Mgmt | For | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||||
10 | Elect David. S. Taylor | Mgmt | For | For | For | |||||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Approval of the 2019 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Equity Funds
By: | /s/ Joseph V. Amato |
Joseph V. Amato | |
Chief Executive Officer and President |
Date: August 25, 2020